2. The Securities Investor Protection Corporation (SIPC) works
diligently to protect investors in the United States. The
Corporation complements the systems already in place,
including federal, state, and self-regulating agencies, by
providing protection to investors in the event of a firm’s financial
collapse. When a brokerage firm experiences financial
difficulties or declares bankruptcy, the firm’s investors may
spend years waiting for their assets to be returned as the assets
move through the judicial system or become lost. With SIPC’s
intervention, about 99 percent of investors can reclaim their
property, cash, stock, and other securities, within certain limits.
3. A member of SIPC, Western International Securities remains
committed to the welfare and financial success of the firm’s
clients. Those interested in learning more about SIPC, and the
protection the organization provides, should visit SIPC.org. The
site also offers a number of tips for investors about protecting
themselves against fraud and clearly outlines the steps an
investor should take to obtain assistance.
4. About Western
International Securities
Based in California, Western International Securities operates
offices throughout the U.S., offering fully independent broker-
dealer services. The firm has more than 15 years of experience
serving clients. Western International Securities’ professionals
provide personalized and dedicated attention to clients. In
addition to the SIPC, the firm belongs to the Municipal
Securities Rulemaking Board (MSRB) and the Financial Industry
Regulatory Authority (FINRA).
