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“Germany are strong
performeres in
university-business
cooperation related
to R&D”

© Davey / Galán Muros / Meerman

1
Executive summary

© Davey / Galán Muros / Meerman / Baaken

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2
The state of UBC in Germany

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The State of UniversityBusiness Cooperation (UBC)
in GERMANY
1.
2.
3.
4.
5.
6.

Executive summary – 2
About the study – 4
Extent of University Business
Cooperation (UBC)
Influencing factors – 7
Supporting mechanism
development – 17
The UBC ecosystem – 30

The UBC ecosystem

1
2

Direct outcome
(stakeholder)

3
The
study
focus

Indirect outcome
(society)

University-Business
Cooperation (UBC) types

4

Influencing factors

5

Supporting mechanisms

6

Key stakeholders

3
About the study

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UBC Drivers / Influencing factors

© Davey / Galán Muros / Meerman / Baaken

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5
Extent of UBC

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HEIs
ACAD
6
UBC Influencing factors

© Davey / Galán Muros / Meerman / Baaken

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7
UBC Barriers / Influencing factors

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HEIs
ACAD
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8
UBC Barriers / Influencing factors

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HEIs
ACAD
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9
UBC Drivers / Influencing factors

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HEIs
ACAD
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10
UBC Drivers / Influencing factors

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11
UBC Benefits / Influencing factors

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ACAD
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12
UBC Benefits / Influencing factors

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ACAD
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13
UBC Benefits / Influencing factors

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HEIs
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14
UBC Benefits / Influencing factors

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HEIs
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15
BENCHMARK
…universities in your region
…your university!
Using the State of European University-Business
Cooperation (HIPPO) study results, decision
makers, managers and practitioners involved in UBC can
benefit from receiving:

1. a benchmark in terms of UBC of your
organisation, institution, sector, region or country
against others.
2. a clear picture of progress in efforts to increase UBC,
3. proactive areas of focus for increasing UBC,
4. the required information to advance UBC within their
region or institution
A state of the UBC report dedicated to your organisation
can assist with developing greater financial and non
financial benefits from UBC.. It will be provided to your
organisation in the form of a report and/or presentation.
UBC Supporting mechanisms

© Davey / Galán Muros / Meerman / Baaken

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17
UBC Supporting mechanisms

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18
UBC Strategies / supporting mechanisms

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HEIs
© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

19
UBC Strategies / supporting mechanisms

www.ub-cooperation.eu

HEIs
© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

20
UBC Structures / supporting mechanisms

www.ub-cooperation.eu

HEIs
© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

21
UBC Structures / supporting mechanisms

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HEIs
© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

22
UBC Activities / supporting mechanisms

www.ub-cooperation.eu

HEIs
© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

23
UBC Activities / supporting mechanisms

www.ub-cooperation.eu

HEIs
© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

24
Contact

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New text

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26
References

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27
27
Contact us
apprimo UG
Science-to-Business Marketing Research Centre
UIIN

Todd Davey
davey@apprimo.com
Victoria Galan-Muros
galanmuros@fh-muenster.de

© Davey / Galán Muros / Meerman / Baaken

For further information, go to www.ub-cooperation.eu/index/germany

28
If you are involved

in any form of
university-business collaboration (UBC)
you need to understand

‘

big picture’

the
Describing University-Business Cooperation (UBC)

The UBC Ecosystem
A model for understanding the
important elements affecting
University-Business Cooperation
(UBC)
Model created by
Todd Davey, Victoria Galan Muros, Arno Meerman
Model validation partners
Science-to-Business Marketing Research Centre, UIIN,
apprimo UG
Co-created by
105 practitioners validating the model in their work.
The model relationships have been scientifically validated by
the Science-to-Business Marketing Research Centre
ARE YOU…
•

attempting to develop UBC within your
organisation?

•

repetitively thinking about the factors affecting
cooperation between university and business
as well as their how they relate to each other?

•

trying to foster open innovation involving
universities?

•

continually confronted with the challenge of
creating better relationships between HEIs and
business?

•

a revolutionary trying to match researchers with
business partners?

… if you answered ‘yes’ to any of these
questions, you are not alone: this model was
developed by people like you for these reasons
UBC ECOSYSTEM > Layers explained
1

Indirect Impact

Impact
level

All aspects are
measurable
(benchmarking)

How it impacts
society

Outcome
level

How it affects
stakeholders

2

Direct outcomes

3

University-Business
Cooperation types

Result
level

What occurs

4

Influencing
factors

Factor
level

What you have to
consider

5

Supporting
mechanism
s

Action
level

What you can do

6

Key stakeholders

Stakeholder
level

Who is involved
1. INDIRECT OUTCOMES
DEF Refers to the indirect outcomes experienced by
society generally from UBC
The indirect social contribution of UBC includes:
• creates jobs and stimulates economic growth,
• increases living standards, productivity and social
cohesion.
UBC is vital in building the knowledge society
As societies develop from farming, industrial to
knowledge societies, governments are embracing the
need to create a more connected relationship between
government, business and HEIs with focus on UBC. A
knowledge society consists of: (i) innovation, (ii)
education, (iii) ICT and (iv) science & technology, to
which UBC is vital.
Validation: Literature, expert interviews and 30 case studies show
that UBC is crucial for creating a knowledge society
© Davey / Galán Muros / Meerman

ACTION: Promote ways of
measuring and recognising
this contribution

33
1. INDIRECT IMPACTS

UBC is an engine
for the
development of a
knowledge
> Farming (land)
society
> Industrial age (labour)

> Knowledge
society
Consisting of:
(1) Innovation
UB
(2) Education,
C
(3) ICT
(4) Science & Technology
© Davey / Galán Muros / Meerman

The indirect social contribution
of UBC includes:
• creates jobs and stimulates
economic growth,
• increases living
standards, productivity and
social cohesion.
GP FOR
GOVERNMENTS/HEIs
• Elevate UBC onto an equal
footing as teaching and
research
• Manage the process of
turning UBC activity and
outcomes into impact
• Evaluate impact for each
stakeholder group involved
GP FOR BUSINESS
Recognise that business are
also part of the process of
delivering benefit to society

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5

SUPP
MECH

6

KEY
STKHLD
ER

34
2. DIRECT OUTCOMES

UBC reports
direct positive
outcomes for
each
of the
stakeholders
HEIs
Academics
groups involved
Improving/increasing
• Funding

GP for HEIs / TTOs
• Strategise win-win situations prior
to UBC commencement
• Promote potential benefits to get
people involved and committed
• Manage the process to ensure
that positive outcomes are
delivered for all UBC stakeholders

GP for business
• Be clear of your desired outcomes
• Identify the most-important
outcomes for your collaboration
partners
Business

Direct benefits (most highly
• future job prospects of • Informing their
recognised)
students,
• the relevance of
research conducted
within the HEI,
• transfer of knowledge
and technology to
society
• increasing third-party

© Davey / Galán Muros / Meerman

•

teaching

• Increasing scientific
productivity measured
in quality and quantity
of articles

•

• Accessing equipment
and resources

•

Accessing new
discoveries and
accessing problemsolving capabilities
Provision of future
income through
product and service
development
Reducing R&D risk and
expense

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5

SUPP
MECH

6

KEY
STKHLD
ER

35
3. UBC TYPES
There are eight
different types of UBC
but are all interrelated
CollaborationinR&D
Mobility of students

HEIs

6.4
6.3

Commercialisationof R&D results

6.0

Lifelong learning

5.8

Curriculum development and delivery

5.8

E
ntrepreneurship

GP for governments HEIs &
TTOs
• Recognise this broader
form of UBC
• Have a general strategy for
UBC combined with more
specific strategies for each
of the types
• Find ways to make all UBC
types more direct,
measurable and
GP for academics
promotable
• To explore the different
types of cooperation with
your partners

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5.7

Governance

4.7
1

n= 1753

Not at all

2
Low

3

4

5

6

Medium

7

8

9

10

High

Finding: Those types of UBC offering: (1) more direct, (2)
measurable, and (3) promotable benefits are the most developed
© Davey / Galán Muros / Meerman

5

SUPP
MECH

6

5.2

Mobility of academics

GP for business
• Approach collaboration
with HEIs more holistically
(instead of in a ‘siloed’
manner)

KEY
STKHLD
ER

36
3. UBC TYPES
Approximately 2 of every 5
academics are responsible
for most of the UBC
activity
AcademicUBC in Europe
37%

26%

37%

n=6280

ACAD
© Davey / Galán Muros / Meerman

1 of every 3 HEIs
undertake no or a low
amount of UBC activity
HEI UBC in Europe

No
UBC

8%

No
UBC

26%

Low
UBC

Low
UBC
66%

Med-high
UBC

Med-high
UBC
n=2136

HEIs

37
37
3. UBC TYPES > Interrelation
A 2-step cluster analysis
shows that ‘trailblazers‘
academics (high UBC)
are likely to cooperate
with business in all the 8
Types to a similar
extent, which range from
medium to high. This
finding is reflected
through all 3 clusters
which allows us to
conclude the following:

collaboration in research and
development
curriculum development and
delivery
lifelong learning
mobility of students
commercialisation of research and
development results (knowledge…
entrepreneurship

The eight types of UBC
are all interrelated (they
do not work in isolation)
UBC
High U-B

governance
n=3460

cooperation
Medium U-B
UBC
cooperation
Low U-B cooperation
UBC

mobility of academics

ACAD
© Davey / Galán Muros / Meerman

1

3

5

7

9

38
4. INFLUENCING FACTORS
Influencing factors explain the aspects that
effect the extent of UBC for academics and
HEIs.
Influencing factors are:
a)

Situational factors
(e.g. age, faculty, years in business, etc.)

b)

Barriers

c)

Drivers

d)

Perceived benefits

Validation: Literature, expert interviews, 30 case studies, a
survey pre-test and then quantitative analysis of the major
study provided the validation of the importance of each of
the influencing factors. Furthermore Kruskal-Wallis tests
confirmed their significant influence on the extent of UBC.

© Davey / Galán Muros / Meerman

ACTION: Consider the four
different factors and their
effects on UBC
39
4. INFLUENCING FACTORS > Situational factors
All situational factors help to explain
UBC

...but only a few of them have practical
implications
For example:
Scale: 1 = none,
Years in
>1 - 4 = low;
Extent of UBC
business
>4 - 7 = medium;
>7 - 10 = high
None
3.4
>0-2
3.9
>2–5
4.2
>5–9
4.4
ACAD
> 9 - 19
4.5
> 19 years
4.5

GP for HEIs:
• Consider all the situational
factors in decision making
processes
• Prepare strategies /
structures or activities that
address the most important
situational factors affecting
UBC
• Employ academics with
business experience or
provide opportunities for
academic mobility
GP for academics
• Seek business experience
prior to or concurrently with
your academic career

GP for business
• Employ those with
academic / scientific
understanding
Finding: The extent of UBC is significantly higher
with those academics with some experience in

© Davey / Galán Muros / Meerman

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5

SUPP
MECH

6

KEY
STKHLD
ER

40
4. INFLUENCING FACTORS > Country
Country
Austria
Belgium
Bulgaria
Czech R
epublic
Denmark
E
stonia
Finland
France
Germany
Hungary
Ireland
Italy
Latvia
Lithuania
Netherlands
Norway
P
oland
P
ortugal
R
omania
Slovakia
Spain
Sweden
T
urkey
United Kingdom
AVE
RAGE

Collaborati
on in R
&D

Mobility of
academics

Mobility of
students

Commerciali
-sation of
R
&D
Findings

6.7
6.3
5.4
6.1
6.3
5.1
7.4
6.8
7.2
6.4
7.9
5.8
6.4
4.9
6.4
6.5
4.9
6.0
6.8
5.1
6.9
7.0
5.6
7.6
6.3

3.8
4.5
5.4
5.0
4.8
4.1
5.3
4.0
4.6
4.6
5.1
4.8
5.9
5.9
4.6
4.0
4.4
4.8
6.3
4.8
4.9
4.4
5.0
5.4
4.9

5.1
5.9
6.0
5.8
6.7
5.2
7.0
6.8
6.7
5.4
7.2
6.0
7.2
7.2
6.1
5.3
5.5
6.8
7.2
5.4
6.6
5.4
5.4
6.5
6.2

Curriculum
developmen
t and
delivery

Lifelong
learning

5.5
5.6
4.8
5.0
5.4
4.7
5.4
5.2
5.9
4.7
7.7
5.0
4.4
4.4
5.4
4.7
4.0
4.8
5.5
4.4
6.1
6.2
4.5
7.4
5.3

5.0
5.5
5.7
6.3
5.8
6.9
5.9
6.3
4.9
6.1
7.3
5.9
6.7
6.7
5.2
4.5
5.1
6.0
6.9
4.9
5.7
5.5
4.6
6.9
5.8

5.4
5.4
6.4
6.3
6.3
6.4
6.6
6.2
5.3
6.2
7.1
5.5
6.8
6.8
5.4
4.7
5.2
6.4
7.0
5.5
6.4
5.8
5.3
6.5
6.0

Scale: 1 Meerman
© Davey / Galán Muros /= No UBC, >1 - 4 = low ; >4 - 7 = medium ; >7 - 10 =

HEIs

E
ntrepreneu
rship

T
otal UB
C
4.5
4.4
5.0
5.6
4.5
5.4
5.6
5.5
5.8
4.0
3.9
5.3
6.0
4.7
5.8
4.9
4.0
5.1
6.0
5.0
6.2
6.0
5.9
5.9
5.6
4.7
5.6
4.8
5.1
5.6
7.6
6.8
6.9
5.1
4.7
5.3
GERMANY 6.0
5.6
6.4
Above average in
5.5
5.6
6.0
5.9
4.8
1. Collaboration in R&D5.4
4.6
3.9
4.7
2. Commercialisation of
5.0
4.7
4.9
R&D
6.1
5.1
5.8
6.5
6.4
6.6
Below average in
3.9
4.3
4.6
6.3
6.1
1. Curriculum 5.5
development
5.7
& 6.1
Delivery 5.0
5.7
5.4
5.2
2. Lifelong learning
7.2
6.3
6.6
3. Governance
5.6
5.1
5.7
Governance

41
4. INFLUENCING FACTORS > Barriers to UBC
Barriers are those obstacles that restrict or
inhibit the ability of the academic or HEI to
engage in UBC.
Three groups of UBC barriers
Resulting from an analysis of the
results, barriers can be categorised in the
following groups:
I. usability of results,
II. funding barriers and
III. relationship barriers.

Barriers to UBC measured included:
‘Lack of external funding for University-Business cooperation’, ‘Lack of financial resources of the business’, ‘Business lack awareness of
university research activities / offerings’, ‘The current financial crises’, ‘Lack of university funding for University-Business cooperation’,
‘Differing time horizons between university and business’, ‘The limited absorption capacity of SMEs to take on internships or projects’, ‘The
need for business to have confidentiality of research results’, ‘Bureaucracy within or external to the university’, ‘Differing motivation /
values between university and business’, ‘The focus on producing practical results by business’, ‘Universities lack awareness of
opportunities arising from University-Business cooperation’, ‘Business fear that their knowledge will be disclosed’, ‘Limited ability of
business to absorb research findings’, ‘Differing mode of communication and language between university and business’, ‘Difficulty in
finding the appropriate collaboration partner’, ‘A lack of contact people with scientific knowledge within business’, and ‘No appropriate
initial contact / Meerman
© Davey / Galán Muros person within either the university or business’.

42
4. INFLUENCING FACTORS > Barriers to UBC
Lack of funding and excess of bureaucracy are the highest barriers to 1
UBC
Most important barriers for academics
Most important barriers for academics
1. Bureaucracy within or external to the
1. Bureaucracy within or external to the
HEI (7.3)
I
HE (7.3)
2. Lack of HEI funding for UBC (6.9)
I
2. Lack of HE funding for UBC (6.9)
3. Lack of external funding for UBC (6.9)
3. Lack of external funding for UBC (6.9)

GP for government and HEIs:
• Reduce (ideally remove) the
main barriers related to
funding (HEI) and
bureaucracy (ACAD)
• TTOs to support academics
with bureaucracy

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

Scale: 1 = No importance, - 10 = high
importance

Most important barriers for HEIs
Most important barriers for HEIs
1. Lack of external funding for UBC (7.0)
1. Lack of external funding for UBC (7.0)
2. Lack of financial resources of the
2. Lack of financial resources of the
business (6.9)
business (6.9)
3. Business lack awareness of HEI
I
3. Business lack awareness of HE
activities (6.9)
activities (6.9)

Finding: All European academics and
HEI representatives see the same
barriers to UBC no matter their extent of
cooperation
© Davey / Galán Muros / Meerman

GP for business
• Don‘t expect something for
nothing > expect to pay
• Support the university to
reduce bureaucracy

5
… but removal of barriers
does not necessarily create
UBC!

SUPP
MECH

6

KEY
STKHLD
ER

43
4. INFLUENCING FACTORS > Drivers of UBC
Drivers are those factors that facilitate the
academic or the HEI to engage in UBC.
Two groups of UBC drivers
Resulting from an analysis of the
results, drivers can be categorised in the
following groups:
I.
Relationship drivers and
II.
Outcome drivers

Drivers of UBC measured included:
‘Commercial orientation of the university’, ‘Possibility to access funding /financial resources for working with business7’, ‘Flexibility of
business partners’, ‘Interest of business in accessing scientific knowledge’, ‘Access to business-sector research and development
facilities’, ‘Employment by business of university staff and students’, ‘Short geographical distance of the university from the business
partner’, ‘Existence of mutual trust’, ‘Existence of mutual commitment’, ‘Having a shared goal’, ‘Understanding common interest by
different stakeholders (e.g. universities, business, individuals, students)’, ‘Prior relation with the business partner’, and ‘Cooperation as
effective means to address societal challenges and issues’.

© Davey / Galán Muros / Meerman

44
4. INFLUENCING FACTORS > Drivers of UBC
Personal relationships drive UBC. It’s a people
game!
Most important drivers for academics
Most important drivers for academics
1.
1.
2.
2.
3.
3.

E
xistence of mutual trust (7.4)
E
xistence of mutual trust (7.4)
E
xistence of mutual commitment (7.0)
E
xistence of mutual commitment (7.0)
Having a shared goal (7.0)
Having a shared goal (7.0)

Scale: 1 = No importance, - 10 = high importance

Most important drivers for HEIs
Most important drivers for HEIs
1.
1.
2.
2.
3.
3.

E
xistence of mutual trust (7.5)
E
xistence of mutual trust (7.5)
E
xistence of mutual commitment (7.1)
E
xistence of mutual commitment (7.1)
Having a shared goal (7.1)
Having a shared goal (7.1)

Scale: 1 = No UBC, >1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = high
Scale: 1 = No UBC, >1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = high

Finding: Those academics or HEIs perceiving
higher drivers for UBC are more engaged in
UBC than those perceiving low drivers for
UBC
© Davey / Galán Muros / Meerman

GP for governments
• Funding opportunities aimed
at encouraging and
supporting the
commencement of
relationships
• Legal changes to allow freer
mobility between
GPgovernment and business
for HEIs / TTOs / business
• Support the creation and
development of long-term
personal relationship
(partnerships)

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5

SUPP
MECH

6

KEY
STKHLD
ER

45
4. INFLUENCING FACTORS > Perceived benefits
Benefits are the advantages that are
received by the stakeholders from
undertaking UBC.

Four groups of UBC benefits for
academics
Resulting from an analysis of the
results, benefits for academics can be
categorised in the following groups:
(I) benefits for students,
(II) benefits for business,
(III) benefits for HEIs and
(IV) personal benefits for academics.
Benefits from UBC measured included:
Benefits for students (improving the learning experience of students, increasing skills and graduate development, improving the
employability of future graduates), benefits for business (improves the performance of business), benefits for society (increasing local
employment, benefitting the local industry, increasing local GDP and disposable income, creating a variety of range of social and
recreational benefits, and improving regional productivity), benefits for HEIs (achieving the mission of the HEI), and personal benefits for
academics (increasing the academics reputation in the field, being vital for personal research, increasing chances of promotion and
employability, and improving the standing within the HEI).

© Davey / Galán Muros / Meerman

46
4. INFLUENCING FACTORS > Perceived benefits
Perceptions of high benefits & incentives drive
UBC.

ACAD

HEI

Finding: The higher the perceived personal
benefits of UBC, the higher the extent of UBC
carried out
© Davey / Galán Muros / Meerman

GP for HEIs
• In order to encourage
UBC, the right incentives
for academics need to
be in place
• The incentives need to
be recognised by the
academics
GP for business
• Create the right
incentives for academics
• Also your own
employees need benefits

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5

SUPP
MECH

6

KEY
STKHLD
ER

47
5. SUPPORTING MECHANISMS
The creation and development of
supporting mechanisms are critical for
UBC. These include:
1. Strategic instruments
a. Documented e.g. vision / mission,
b. Implementation e.g. incentives
2. Structural instruments or approaches
a. Positions i.e. personnel
b. Agencies i.e. units of focus
3. Operational activities
a. Academic focussed
b. Student focussed
4. Framework conditions
Finding: It was found that having a
dedicated:
1. strategy,
2. program,
3. agency, and/or
4. responsible person
has a substantial effect on stimulating
European UBC.
© Davey / Galán Muros / Meerman

Finding: The UBC supporting
mechanisms that are easier to implement
(e.g. activities) are more developed than
those (e.g structures) that are more
difficult (costly, time-consuming) to
implement

48
5. SUPPORTING MECHANISMS
The creation and development of supporting mechanisms are
critical for UBC
DEVELOPMENT
The development of the mechanisms supporting
UBC
in Europe from the most developed to least are:
1. Operational activities (5.4),
2. Structures and approaches (5.1),
3. Strategies (4.9), and
4. Framework conditions (4.5).
Scale: 1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = high

IMPACT
It was found that the impact of the
Supporting Mechanisms on European UBC
is (from the highest to lowest):
1. Strategies (58%)
(especially implementation strategies)
2. Operational activities (53%),
3. Structures and approaches (52%), and
4. Framework conditions (40%).

© Davey / Galán Muros / Meerman

GP for government
• Support the creation of
high impact supporting
mechanisms to support
UBC
GP for HEIs
• A greater focus on
implementation
strategies is required
GP for business
• Support the creation of
high impact supporting
mechanisms to support
UBC

1

IMPACT

2

OUTCOME

3

UBC
TYPE

4

INFL
FACTOR

5

SUPP
MECH

6

KEY
STKHLD
ER

49
6. STAKEHOLDERS
Stakeholder Explanation
Includes all levels of governments ranging
Government from regional or national to international
s
involved in supporting and developing
UBC

HEIs

Business

HEI representatives include:
1. University management
2. University professional working with
business
3. Academics (incl. professors,
researchers and lecturers)
Business is considered in a broad sense in
the study to include:
1. Privately and publicly owned
organisations,
2. Non-government organisations,
3. Not-for-profit organisations

Intermediaries in UBC can be understood
as those organisations not necessarily
owned or managed by either the
Intermediari
Government or HEI that facilitate UBC.
es
These include: chambers of commerce,
business associations, investor groups and
© Davey / Galán Muros / Meerman
regional development agencies.

ACTION The development of a
well-connected, proactive and
supporting UBC stakeholder
community is crucial for
developing UBC

50
SUMMARY OF ECOSYSTEM ELEMENTS
6 Ecosystem Elements (and their key findings)
1. UBC is vital in creating a knowledge society
2. UBC provides direct outcomes for
students, HEIs, academics and businesses
3. Those UBC types with more direct, measurable, and
promotable benefits are the most developed (e.g.
collaboration in R&D, mobility of students)
4a. Situational factors (e.g. age, faculty) help to explain
UBC but there is little that can be implemented from
these results
4b. Lack of funding and excess of bureaucracy at all levels
(HEI, national, European) are the highest barriers to
UBC
4c. Personal relationships drive UBC. It’s a people game!
4d. Perceptions of high personal benefits & incentives are
motivators of UBC
5. The creation and development of supporting
mechanisms (especially those with the highest impact)
are critical for UBC
6. In the UBC ecosystem, the multiple actors need to work
cooperatively and in a coordinated manner
© Davey / Galán Muros / Meerman

51
UBC ECOSYSTEM MODEL > Detailed
1

Indirect
outcomes

2

Direct
outcomes

3

UniversityBusiness
Cooperatio
n types

Indirect outcomes for society
Economic and social contribution to society generally

Direct outcomes for actors
Contribution to students, academics, HEIs and business

Collaboration
in R&D

Academic
mobility

4 Influencing
factors
5

Supporting
mechanisms

6

Key
stakeholders

Student
mobility

Curriculum
Commercialdevelopment
isation of
&
R&D results
delivery

Structures &
approaches

Activities

HEIs
Mngt.

KTPs

Entrepreneurship

Governance

Situational
Factors

Drivers &
Barriers

Benefits

Strategies

Lifelong
learning

Framework
Conditions

Government
ACAD

Business

EU

Nat.

Local
UBC ECOSYSTEM > Relationships explained
3

UniversityBusiness
Cooperatio
n types

University-Business Cooperation
8 types of
UBC Curriculum

Collaboration
in R&D

Academic
mobility

Student
mobility

Commercialdevelopment
isation of
&
R&D results
delivery

Lifelong
learning

Entrepreneurship

Governance

4 Influencing
factors
NB. Relationships scientifically
tested using the hippo data are
marked in green (a factors
relationship with the extent of
UBC is proven) and red (a factor
relationship on the extent of UBC
is not proven)

5

Supporting
mechanisms

Benefits

Strategies

Drivers

Situational
Factors

Barriers

Structures &
approaches

Activities

HEIs

Mngt.

KTPs

Framework
Conditions

Government

ACAD

Business

EU

Nat.

Local
UBC ECOSYSTEM > Benchmarking
Total U-B
Cooperation
A. What is the extend
of Total U-B
cooperation
including the 8 types
of cooperation?
B. What is the nature
of EU U-B
cooperation?

A B

Total University-Business Cooperation
8 types of
UBC Curriculum

Collaboration
in R&D

F

Academic
mobility

Student
mobility

Commercialdevelopment
isation of
&
R&D results
delivery

D
Benefits

G

E

Lifelong
learning

D

E

D

Drivers &
Barriers

C

E

Entrepreneurship

C

E

Situational
C
Factors

E

E

G

Supporting mechanisms
Strategies, Structures & Approaches, Activities and Framework Conditions

Key Stakeholders

Governance

Analysis takes place in this direction

Influencing factors
C. Which benefits, drivers, barriers
and situational factors exist and
how relevant are they?
D. What sort of influence do benefits,
drivers, barriers and situational
factors have on the extent of UBC
(8 Types of UBC)?
E. What sort of influence do benefits,
drivers, barriers and situational
factors have on the mechanisms
that support UBC (supporting
mechanisms)?
Supporting mechanisms
F. What is the extent of
development of the
mechanisms that
support UBC
(supporting
mechanisms) ?
G What sort of influence
do the UBC supporting
mechanisms have on
the extent of UBC?

Benchmarking questions
to allow benchmarking
versus country ave.
(hippo results)
Print and analyse
your UBC
ecosystem

UBC ECOSYSTEM > “Heat Map”
Outcomes and impacts
A. How aware are key
regional, business and HEI
stakeholders of the potential
outcomes and impacts of
UBC?

Contribution to society generally

Contribution to the three missions of a HEI

8 types of
UBC Curriculum

B
Collaboration
in R&D

Academic
mobility

Student
mobility

Commercialdevelopment
isation of
&
R&D results
delivery

D

Benefits, drivers, barriers &
situational factors
C. Of these influencing
factors, where do you think
your university has
strengths and weaknesses?
D. Which of the factors are
having the biggest affect on
your efforts in increase
UBC?
Supporting
mechanisms
E. Are there particular
types of supporting
mechanisms that
are more developed
than others?
G In terms of your
UBC efforts, are
there particular
strengths or
weaknesses of
stakeholders that

Economic development

Benefits

G

E

F
1. Strategies

Lifelong
learning

D
C

E

Drivers

2. Structures &
approaches

Situational
C
Factors

E

E

3. Activities

HEIs

Mngt.

KTPs

Governance

D

C Barriers

E

Entrepreneurship

Analysis takes place in this direction

Extent of UBC
B. How developed are
the 8 types within
your HEI & where
can more focus be
given? Nominate
strengths and
weaknesses.

A

Outcomes

E

G

4. Framework
Conditions

Government

ACAD

Business

EU

Nat.

Local
UBC ECOSYSTEM CREATORS
Creators

Todd Davey, Victoria Galan Muros, Arno Meerman, Thomas Baaken, Thorsten Kliewe

Co-creators Peter Baur, Juliet Edwards, Rebecca Allinson, Mikko Markkanen, Mikko Korpela, John
Murphy, Guido Giebens, Richard Deiss, Patricia De Smet, Marie-Anne Persoons, Ricardo
Ferreira, Kamila Partyka, Lisa Wears, Christine Robinson, José Syne, Gillian
McFazean, Suzanne Emmett, Pat Frain, Tim Creedon, Niels Olesen, Iván Rodríguez
Roselló, Marja-Liisa Neuvonen-Rauhala, John Murphy, Lidia Borrell-Damian, Cédric
Höllmüller, Diane Filip, Sabine Ohse, Wojciech Wodo, Jørgen Staunstrup, Jorge Quesada
Araya, Ainurul Rosli, Maria Swartz, Dorothee Zerwas, Tony Boccanfuso, Keith
Marmer, Carlos Ignacio, Alvarado Ulloa, Marco Antonio Anderson Espinoza, José Luis Antón
de la Concha, Edward Araya Rodríguez, Ana Cecilia Barrantes Ramírez, Luis Agustín
Cárdenas Franco, Omar Castillo, Marcelino Antonio Castro Baltodano, Marianela
Cortés, Ricardo Alberto Gómez Flores, Rogelio González Quirós, Jesús Alberto Hernández
Gómez, Maricela Hidalgo Montaño, Maribel Jiménez Montero, Sergio Madrigal
Carballo, Karla Miranda Benavides, David Leslie Rabling Conde, Eugenio J. ReyesGuzmán, Rosario Valencia Castillo, Gerardo Javier Vilet Espinosa, Frans Jonkman, Maija
Harkonen, David Romero, Ardalan Haghighi Talab, Conny Hökfors, Heikki Malinen, David
Allen, Javier Quintana, Byeong-Kyu Lee, Won-Joon Choi, Diane Filip, Sabine
Ohse, Wojciech Wodo, Jørgen Staunstrup, Jorge Quesada Araya, Ainurul Rosli, Maria
Swartz, Dorothee Zerwas, Tony Boccanfuso, Keith Marmer, Frans Jonkman, Maija
Harkonen, David Romero, Ardalan Haghighi Talab, Conny Hökfors, Heikki Malinen, David
Allen, Javier Quintana, Byeong-Kyu Lee, Won-Joon Choi, Daniela Tyson, Dr Don McMaster
, Dr Wayne Harvey, Steven Clarke, Craig Fowler, Glen Wheatley, Rod Nankivell, Masako
Amemiya, Stephanie Agius, Philipp Dautel, Michael Dilettoso, Philip Taylor, David
Viola, Marylene Viloria-Viola , Roxanne Jansen, Kathryn Anderson, James Hutchin, Lisa
McDonald, Allan O'Connor, James Andreww, Lisa Barrie, Carolin Plewa, Clive Winters
, Peter van der Sijde, Tomasz Kusio, Miemie Struwig, Silvia Rodríguez Sedano, Friederike
von Hagen, Pilar Osca, Michael Deery, Nisha Korff, David Serbin.
© Davey / Galán Muros / Meerman

56
REVIEW OF GOOD PRACTICE
30 good practice case studies – 6 key insights
1. The type and method of cooperation needs to
fit to regional characteristics to maximise its
success:
– Fitting to the region’s strengths
– Fitting to the region’s environmental
framework and regional limitations
2. Multiple UBC actors need to come together in
order to truly deliver new and sustainable
value to a region
3. The extent of UBC development differs among
the different regions in Europe, between HEI
types and HEI sizes
4. Good practice can be transferred
5. A longer-term commitment to UBC is required
6. There is a movement to longerterm, sustainable funding models

© Davey / Galán Muros / Meerman

http://www.ubcooperation.eu/index/casestudy

57
BENCHMARK
…universities in your region
…your university!
Using the State of European University-Business
Cooperation (HIPPO) study results, decision
makers, managers and practitioners involved in UBC can
benefit from receiving:
1. a benchmark in terms of UBC of your
organisation, institution, sector, region or country
against others.
2. a clear picture of progress in efforts to increase UBC,
3. proactive areas of focus for increasing UBC,
4. the required information to advance UBC within their
region or institution
Provided to your organisation in the form of a report and/or
presentation.
A state of the UBC report dedicated to your organisation
can assist with developing greater financial and non
financial benefits from UBC.
Please contact davey@apprimo.com for more
© Davey / Galán Muros / Meerman

58

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Germany Strong in University-Business R&D Cooperation

  • 1. “Germany are strong performeres in university-business cooperation related to R&D” © Davey / Galán Muros / Meerman 1
  • 2. Executive summary © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 2
  • 3. The state of UBC in Germany www.ub-cooperation.eu The State of UniversityBusiness Cooperation (UBC) in GERMANY 1. 2. 3. 4. 5. 6. Executive summary – 2 About the study – 4 Extent of University Business Cooperation (UBC) Influencing factors – 7 Supporting mechanism development – 17 The UBC ecosystem – 30 The UBC ecosystem 1 2 Direct outcome (stakeholder) 3 The study focus Indirect outcome (society) University-Business Cooperation (UBC) types 4 Influencing factors 5 Supporting mechanisms 6 Key stakeholders 3
  • 5. UBC Drivers / Influencing factors © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 5
  • 7. UBC Influencing factors © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 7
  • 8. UBC Barriers / Influencing factors www.ub-cooperation.eu HEIs ACAD © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 8
  • 9. UBC Barriers / Influencing factors www.ub-cooperation.eu HEIs ACAD © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 9
  • 10. UBC Drivers / Influencing factors www.ub-cooperation.eu HEIs ACAD © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 10
  • 11. UBC Drivers / Influencing factors © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 11
  • 12. UBC Benefits / Influencing factors www.ub-cooperation.eu ACAD © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 12
  • 13. UBC Benefits / Influencing factors www.ub-cooperation.eu ACAD © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 13
  • 14. UBC Benefits / Influencing factors www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 14
  • 15. UBC Benefits / Influencing factors www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 15
  • 16. BENCHMARK …universities in your region …your university! Using the State of European University-Business Cooperation (HIPPO) study results, decision makers, managers and practitioners involved in UBC can benefit from receiving: 1. a benchmark in terms of UBC of your organisation, institution, sector, region or country against others. 2. a clear picture of progress in efforts to increase UBC, 3. proactive areas of focus for increasing UBC, 4. the required information to advance UBC within their region or institution A state of the UBC report dedicated to your organisation can assist with developing greater financial and non financial benefits from UBC.. It will be provided to your organisation in the form of a report and/or presentation.
  • 17. UBC Supporting mechanisms © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 17
  • 18. UBC Supporting mechanisms © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 18
  • 19. UBC Strategies / supporting mechanisms www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 19
  • 20. UBC Strategies / supporting mechanisms www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 20
  • 21. UBC Structures / supporting mechanisms www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 21
  • 22. UBC Structures / supporting mechanisms www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 22
  • 23. UBC Activities / supporting mechanisms www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 23
  • 24. UBC Activities / supporting mechanisms www.ub-cooperation.eu HEIs © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 24
  • 25.
  • 26. Contact www.ub-cooperation.eu New text © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 26
  • 27. References © Davey / Galán Muros / Meerman / Baaken www.ub-cooperation.eu For further information, go to www.ub-cooperation.eu/index/germany 27 27
  • 28. Contact us apprimo UG Science-to-Business Marketing Research Centre UIIN Todd Davey davey@apprimo.com Victoria Galan-Muros galanmuros@fh-muenster.de © Davey / Galán Muros / Meerman / Baaken For further information, go to www.ub-cooperation.eu/index/germany 28
  • 29. If you are involved in any form of university-business collaboration (UBC) you need to understand ‘ big picture’ the
  • 30. Describing University-Business Cooperation (UBC) The UBC Ecosystem A model for understanding the important elements affecting University-Business Cooperation (UBC) Model created by Todd Davey, Victoria Galan Muros, Arno Meerman Model validation partners Science-to-Business Marketing Research Centre, UIIN, apprimo UG Co-created by 105 practitioners validating the model in their work. The model relationships have been scientifically validated by the Science-to-Business Marketing Research Centre
  • 31. ARE YOU… • attempting to develop UBC within your organisation? • repetitively thinking about the factors affecting cooperation between university and business as well as their how they relate to each other? • trying to foster open innovation involving universities? • continually confronted with the challenge of creating better relationships between HEIs and business? • a revolutionary trying to match researchers with business partners? … if you answered ‘yes’ to any of these questions, you are not alone: this model was developed by people like you for these reasons
  • 32. UBC ECOSYSTEM > Layers explained 1 Indirect Impact Impact level All aspects are measurable (benchmarking) How it impacts society Outcome level How it affects stakeholders 2 Direct outcomes 3 University-Business Cooperation types Result level What occurs 4 Influencing factors Factor level What you have to consider 5 Supporting mechanism s Action level What you can do 6 Key stakeholders Stakeholder level Who is involved
  • 33. 1. INDIRECT OUTCOMES DEF Refers to the indirect outcomes experienced by society generally from UBC The indirect social contribution of UBC includes: • creates jobs and stimulates economic growth, • increases living standards, productivity and social cohesion. UBC is vital in building the knowledge society As societies develop from farming, industrial to knowledge societies, governments are embracing the need to create a more connected relationship between government, business and HEIs with focus on UBC. A knowledge society consists of: (i) innovation, (ii) education, (iii) ICT and (iv) science & technology, to which UBC is vital. Validation: Literature, expert interviews and 30 case studies show that UBC is crucial for creating a knowledge society © Davey / Galán Muros / Meerman ACTION: Promote ways of measuring and recognising this contribution 33
  • 34. 1. INDIRECT IMPACTS UBC is an engine for the development of a knowledge > Farming (land) society > Industrial age (labour) > Knowledge society Consisting of: (1) Innovation UB (2) Education, C (3) ICT (4) Science & Technology © Davey / Galán Muros / Meerman The indirect social contribution of UBC includes: • creates jobs and stimulates economic growth, • increases living standards, productivity and social cohesion. GP FOR GOVERNMENTS/HEIs • Elevate UBC onto an equal footing as teaching and research • Manage the process of turning UBC activity and outcomes into impact • Evaluate impact for each stakeholder group involved GP FOR BUSINESS Recognise that business are also part of the process of delivering benefit to society 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5 SUPP MECH 6 KEY STKHLD ER 34
  • 35. 2. DIRECT OUTCOMES UBC reports direct positive outcomes for each of the stakeholders HEIs Academics groups involved Improving/increasing • Funding GP for HEIs / TTOs • Strategise win-win situations prior to UBC commencement • Promote potential benefits to get people involved and committed • Manage the process to ensure that positive outcomes are delivered for all UBC stakeholders GP for business • Be clear of your desired outcomes • Identify the most-important outcomes for your collaboration partners Business Direct benefits (most highly • future job prospects of • Informing their recognised) students, • the relevance of research conducted within the HEI, • transfer of knowledge and technology to society • increasing third-party © Davey / Galán Muros / Meerman • teaching • Increasing scientific productivity measured in quality and quantity of articles • • Accessing equipment and resources • Accessing new discoveries and accessing problemsolving capabilities Provision of future income through product and service development Reducing R&D risk and expense 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5 SUPP MECH 6 KEY STKHLD ER 35
  • 36. 3. UBC TYPES There are eight different types of UBC but are all interrelated CollaborationinR&D Mobility of students HEIs 6.4 6.3 Commercialisationof R&D results 6.0 Lifelong learning 5.8 Curriculum development and delivery 5.8 E ntrepreneurship GP for governments HEIs & TTOs • Recognise this broader form of UBC • Have a general strategy for UBC combined with more specific strategies for each of the types • Find ways to make all UBC types more direct, measurable and GP for academics promotable • To explore the different types of cooperation with your partners 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5.7 Governance 4.7 1 n= 1753 Not at all 2 Low 3 4 5 6 Medium 7 8 9 10 High Finding: Those types of UBC offering: (1) more direct, (2) measurable, and (3) promotable benefits are the most developed © Davey / Galán Muros / Meerman 5 SUPP MECH 6 5.2 Mobility of academics GP for business • Approach collaboration with HEIs more holistically (instead of in a ‘siloed’ manner) KEY STKHLD ER 36
  • 37. 3. UBC TYPES Approximately 2 of every 5 academics are responsible for most of the UBC activity AcademicUBC in Europe 37% 26% 37% n=6280 ACAD © Davey / Galán Muros / Meerman 1 of every 3 HEIs undertake no or a low amount of UBC activity HEI UBC in Europe No UBC 8% No UBC 26% Low UBC Low UBC 66% Med-high UBC Med-high UBC n=2136 HEIs 37 37
  • 38. 3. UBC TYPES > Interrelation A 2-step cluster analysis shows that ‘trailblazers‘ academics (high UBC) are likely to cooperate with business in all the 8 Types to a similar extent, which range from medium to high. This finding is reflected through all 3 clusters which allows us to conclude the following: collaboration in research and development curriculum development and delivery lifelong learning mobility of students commercialisation of research and development results (knowledge… entrepreneurship The eight types of UBC are all interrelated (they do not work in isolation) UBC High U-B governance n=3460 cooperation Medium U-B UBC cooperation Low U-B cooperation UBC mobility of academics ACAD © Davey / Galán Muros / Meerman 1 3 5 7 9 38
  • 39. 4. INFLUENCING FACTORS Influencing factors explain the aspects that effect the extent of UBC for academics and HEIs. Influencing factors are: a) Situational factors (e.g. age, faculty, years in business, etc.) b) Barriers c) Drivers d) Perceived benefits Validation: Literature, expert interviews, 30 case studies, a survey pre-test and then quantitative analysis of the major study provided the validation of the importance of each of the influencing factors. Furthermore Kruskal-Wallis tests confirmed their significant influence on the extent of UBC. © Davey / Galán Muros / Meerman ACTION: Consider the four different factors and their effects on UBC 39
  • 40. 4. INFLUENCING FACTORS > Situational factors All situational factors help to explain UBC ...but only a few of them have practical implications For example: Scale: 1 = none, Years in >1 - 4 = low; Extent of UBC business >4 - 7 = medium; >7 - 10 = high None 3.4 >0-2 3.9 >2–5 4.2 >5–9 4.4 ACAD > 9 - 19 4.5 > 19 years 4.5 GP for HEIs: • Consider all the situational factors in decision making processes • Prepare strategies / structures or activities that address the most important situational factors affecting UBC • Employ academics with business experience or provide opportunities for academic mobility GP for academics • Seek business experience prior to or concurrently with your academic career GP for business • Employ those with academic / scientific understanding Finding: The extent of UBC is significantly higher with those academics with some experience in © Davey / Galán Muros / Meerman 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5 SUPP MECH 6 KEY STKHLD ER 40
  • 41. 4. INFLUENCING FACTORS > Country Country Austria Belgium Bulgaria Czech R epublic Denmark E stonia Finland France Germany Hungary Ireland Italy Latvia Lithuania Netherlands Norway P oland P ortugal R omania Slovakia Spain Sweden T urkey United Kingdom AVE RAGE Collaborati on in R &D Mobility of academics Mobility of students Commerciali -sation of R &D Findings 6.7 6.3 5.4 6.1 6.3 5.1 7.4 6.8 7.2 6.4 7.9 5.8 6.4 4.9 6.4 6.5 4.9 6.0 6.8 5.1 6.9 7.0 5.6 7.6 6.3 3.8 4.5 5.4 5.0 4.8 4.1 5.3 4.0 4.6 4.6 5.1 4.8 5.9 5.9 4.6 4.0 4.4 4.8 6.3 4.8 4.9 4.4 5.0 5.4 4.9 5.1 5.9 6.0 5.8 6.7 5.2 7.0 6.8 6.7 5.4 7.2 6.0 7.2 7.2 6.1 5.3 5.5 6.8 7.2 5.4 6.6 5.4 5.4 6.5 6.2 Curriculum developmen t and delivery Lifelong learning 5.5 5.6 4.8 5.0 5.4 4.7 5.4 5.2 5.9 4.7 7.7 5.0 4.4 4.4 5.4 4.7 4.0 4.8 5.5 4.4 6.1 6.2 4.5 7.4 5.3 5.0 5.5 5.7 6.3 5.8 6.9 5.9 6.3 4.9 6.1 7.3 5.9 6.7 6.7 5.2 4.5 5.1 6.0 6.9 4.9 5.7 5.5 4.6 6.9 5.8 5.4 5.4 6.4 6.3 6.3 6.4 6.6 6.2 5.3 6.2 7.1 5.5 6.8 6.8 5.4 4.7 5.2 6.4 7.0 5.5 6.4 5.8 5.3 6.5 6.0 Scale: 1 Meerman © Davey / Galán Muros /= No UBC, >1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = HEIs E ntrepreneu rship T otal UB C 4.5 4.4 5.0 5.6 4.5 5.4 5.6 5.5 5.8 4.0 3.9 5.3 6.0 4.7 5.8 4.9 4.0 5.1 6.0 5.0 6.2 6.0 5.9 5.9 5.6 4.7 5.6 4.8 5.1 5.6 7.6 6.8 6.9 5.1 4.7 5.3 GERMANY 6.0 5.6 6.4 Above average in 5.5 5.6 6.0 5.9 4.8 1. Collaboration in R&D5.4 4.6 3.9 4.7 2. Commercialisation of 5.0 4.7 4.9 R&D 6.1 5.1 5.8 6.5 6.4 6.6 Below average in 3.9 4.3 4.6 6.3 6.1 1. Curriculum 5.5 development 5.7 & 6.1 Delivery 5.0 5.7 5.4 5.2 2. Lifelong learning 7.2 6.3 6.6 3. Governance 5.6 5.1 5.7 Governance 41
  • 42. 4. INFLUENCING FACTORS > Barriers to UBC Barriers are those obstacles that restrict or inhibit the ability of the academic or HEI to engage in UBC. Three groups of UBC barriers Resulting from an analysis of the results, barriers can be categorised in the following groups: I. usability of results, II. funding barriers and III. relationship barriers. Barriers to UBC measured included: ‘Lack of external funding for University-Business cooperation’, ‘Lack of financial resources of the business’, ‘Business lack awareness of university research activities / offerings’, ‘The current financial crises’, ‘Lack of university funding for University-Business cooperation’, ‘Differing time horizons between university and business’, ‘The limited absorption capacity of SMEs to take on internships or projects’, ‘The need for business to have confidentiality of research results’, ‘Bureaucracy within or external to the university’, ‘Differing motivation / values between university and business’, ‘The focus on producing practical results by business’, ‘Universities lack awareness of opportunities arising from University-Business cooperation’, ‘Business fear that their knowledge will be disclosed’, ‘Limited ability of business to absorb research findings’, ‘Differing mode of communication and language between university and business’, ‘Difficulty in finding the appropriate collaboration partner’, ‘A lack of contact people with scientific knowledge within business’, and ‘No appropriate initial contact / Meerman © Davey / Galán Muros person within either the university or business’. 42
  • 43. 4. INFLUENCING FACTORS > Barriers to UBC Lack of funding and excess of bureaucracy are the highest barriers to 1 UBC Most important barriers for academics Most important barriers for academics 1. Bureaucracy within or external to the 1. Bureaucracy within or external to the HEI (7.3) I HE (7.3) 2. Lack of HEI funding for UBC (6.9) I 2. Lack of HE funding for UBC (6.9) 3. Lack of external funding for UBC (6.9) 3. Lack of external funding for UBC (6.9) GP for government and HEIs: • Reduce (ideally remove) the main barriers related to funding (HEI) and bureaucracy (ACAD) • TTOs to support academics with bureaucracy IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR Scale: 1 = No importance, - 10 = high importance Most important barriers for HEIs Most important barriers for HEIs 1. Lack of external funding for UBC (7.0) 1. Lack of external funding for UBC (7.0) 2. Lack of financial resources of the 2. Lack of financial resources of the business (6.9) business (6.9) 3. Business lack awareness of HEI I 3. Business lack awareness of HE activities (6.9) activities (6.9) Finding: All European academics and HEI representatives see the same barriers to UBC no matter their extent of cooperation © Davey / Galán Muros / Meerman GP for business • Don‘t expect something for nothing > expect to pay • Support the university to reduce bureaucracy 5 … but removal of barriers does not necessarily create UBC! SUPP MECH 6 KEY STKHLD ER 43
  • 44. 4. INFLUENCING FACTORS > Drivers of UBC Drivers are those factors that facilitate the academic or the HEI to engage in UBC. Two groups of UBC drivers Resulting from an analysis of the results, drivers can be categorised in the following groups: I. Relationship drivers and II. Outcome drivers Drivers of UBC measured included: ‘Commercial orientation of the university’, ‘Possibility to access funding /financial resources for working with business7’, ‘Flexibility of business partners’, ‘Interest of business in accessing scientific knowledge’, ‘Access to business-sector research and development facilities’, ‘Employment by business of university staff and students’, ‘Short geographical distance of the university from the business partner’, ‘Existence of mutual trust’, ‘Existence of mutual commitment’, ‘Having a shared goal’, ‘Understanding common interest by different stakeholders (e.g. universities, business, individuals, students)’, ‘Prior relation with the business partner’, and ‘Cooperation as effective means to address societal challenges and issues’. © Davey / Galán Muros / Meerman 44
  • 45. 4. INFLUENCING FACTORS > Drivers of UBC Personal relationships drive UBC. It’s a people game! Most important drivers for academics Most important drivers for academics 1. 1. 2. 2. 3. 3. E xistence of mutual trust (7.4) E xistence of mutual trust (7.4) E xistence of mutual commitment (7.0) E xistence of mutual commitment (7.0) Having a shared goal (7.0) Having a shared goal (7.0) Scale: 1 = No importance, - 10 = high importance Most important drivers for HEIs Most important drivers for HEIs 1. 1. 2. 2. 3. 3. E xistence of mutual trust (7.5) E xistence of mutual trust (7.5) E xistence of mutual commitment (7.1) E xistence of mutual commitment (7.1) Having a shared goal (7.1) Having a shared goal (7.1) Scale: 1 = No UBC, >1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = high Scale: 1 = No UBC, >1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = high Finding: Those academics or HEIs perceiving higher drivers for UBC are more engaged in UBC than those perceiving low drivers for UBC © Davey / Galán Muros / Meerman GP for governments • Funding opportunities aimed at encouraging and supporting the commencement of relationships • Legal changes to allow freer mobility between GPgovernment and business for HEIs / TTOs / business • Support the creation and development of long-term personal relationship (partnerships) 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5 SUPP MECH 6 KEY STKHLD ER 45
  • 46. 4. INFLUENCING FACTORS > Perceived benefits Benefits are the advantages that are received by the stakeholders from undertaking UBC. Four groups of UBC benefits for academics Resulting from an analysis of the results, benefits for academics can be categorised in the following groups: (I) benefits for students, (II) benefits for business, (III) benefits for HEIs and (IV) personal benefits for academics. Benefits from UBC measured included: Benefits for students (improving the learning experience of students, increasing skills and graduate development, improving the employability of future graduates), benefits for business (improves the performance of business), benefits for society (increasing local employment, benefitting the local industry, increasing local GDP and disposable income, creating a variety of range of social and recreational benefits, and improving regional productivity), benefits for HEIs (achieving the mission of the HEI), and personal benefits for academics (increasing the academics reputation in the field, being vital for personal research, increasing chances of promotion and employability, and improving the standing within the HEI). © Davey / Galán Muros / Meerman 46
  • 47. 4. INFLUENCING FACTORS > Perceived benefits Perceptions of high benefits & incentives drive UBC. ACAD HEI Finding: The higher the perceived personal benefits of UBC, the higher the extent of UBC carried out © Davey / Galán Muros / Meerman GP for HEIs • In order to encourage UBC, the right incentives for academics need to be in place • The incentives need to be recognised by the academics GP for business • Create the right incentives for academics • Also your own employees need benefits 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5 SUPP MECH 6 KEY STKHLD ER 47
  • 48. 5. SUPPORTING MECHANISMS The creation and development of supporting mechanisms are critical for UBC. These include: 1. Strategic instruments a. Documented e.g. vision / mission, b. Implementation e.g. incentives 2. Structural instruments or approaches a. Positions i.e. personnel b. Agencies i.e. units of focus 3. Operational activities a. Academic focussed b. Student focussed 4. Framework conditions Finding: It was found that having a dedicated: 1. strategy, 2. program, 3. agency, and/or 4. responsible person has a substantial effect on stimulating European UBC. © Davey / Galán Muros / Meerman Finding: The UBC supporting mechanisms that are easier to implement (e.g. activities) are more developed than those (e.g structures) that are more difficult (costly, time-consuming) to implement 48
  • 49. 5. SUPPORTING MECHANISMS The creation and development of supporting mechanisms are critical for UBC DEVELOPMENT The development of the mechanisms supporting UBC in Europe from the most developed to least are: 1. Operational activities (5.4), 2. Structures and approaches (5.1), 3. Strategies (4.9), and 4. Framework conditions (4.5). Scale: 1 - 4 = low ; >4 - 7 = medium ; >7 - 10 = high IMPACT It was found that the impact of the Supporting Mechanisms on European UBC is (from the highest to lowest): 1. Strategies (58%) (especially implementation strategies) 2. Operational activities (53%), 3. Structures and approaches (52%), and 4. Framework conditions (40%). © Davey / Galán Muros / Meerman GP for government • Support the creation of high impact supporting mechanisms to support UBC GP for HEIs • A greater focus on implementation strategies is required GP for business • Support the creation of high impact supporting mechanisms to support UBC 1 IMPACT 2 OUTCOME 3 UBC TYPE 4 INFL FACTOR 5 SUPP MECH 6 KEY STKHLD ER 49
  • 50. 6. STAKEHOLDERS Stakeholder Explanation Includes all levels of governments ranging Government from regional or national to international s involved in supporting and developing UBC HEIs Business HEI representatives include: 1. University management 2. University professional working with business 3. Academics (incl. professors, researchers and lecturers) Business is considered in a broad sense in the study to include: 1. Privately and publicly owned organisations, 2. Non-government organisations, 3. Not-for-profit organisations Intermediaries in UBC can be understood as those organisations not necessarily owned or managed by either the Intermediari Government or HEI that facilitate UBC. es These include: chambers of commerce, business associations, investor groups and © Davey / Galán Muros / Meerman regional development agencies. ACTION The development of a well-connected, proactive and supporting UBC stakeholder community is crucial for developing UBC 50
  • 51. SUMMARY OF ECOSYSTEM ELEMENTS 6 Ecosystem Elements (and their key findings) 1. UBC is vital in creating a knowledge society 2. UBC provides direct outcomes for students, HEIs, academics and businesses 3. Those UBC types with more direct, measurable, and promotable benefits are the most developed (e.g. collaboration in R&D, mobility of students) 4a. Situational factors (e.g. age, faculty) help to explain UBC but there is little that can be implemented from these results 4b. Lack of funding and excess of bureaucracy at all levels (HEI, national, European) are the highest barriers to UBC 4c. Personal relationships drive UBC. It’s a people game! 4d. Perceptions of high personal benefits & incentives are motivators of UBC 5. The creation and development of supporting mechanisms (especially those with the highest impact) are critical for UBC 6. In the UBC ecosystem, the multiple actors need to work cooperatively and in a coordinated manner © Davey / Galán Muros / Meerman 51
  • 52. UBC ECOSYSTEM MODEL > Detailed 1 Indirect outcomes 2 Direct outcomes 3 UniversityBusiness Cooperatio n types Indirect outcomes for society Economic and social contribution to society generally Direct outcomes for actors Contribution to students, academics, HEIs and business Collaboration in R&D Academic mobility 4 Influencing factors 5 Supporting mechanisms 6 Key stakeholders Student mobility Curriculum Commercialdevelopment isation of & R&D results delivery Structures & approaches Activities HEIs Mngt. KTPs Entrepreneurship Governance Situational Factors Drivers & Barriers Benefits Strategies Lifelong learning Framework Conditions Government ACAD Business EU Nat. Local
  • 53. UBC ECOSYSTEM > Relationships explained 3 UniversityBusiness Cooperatio n types University-Business Cooperation 8 types of UBC Curriculum Collaboration in R&D Academic mobility Student mobility Commercialdevelopment isation of & R&D results delivery Lifelong learning Entrepreneurship Governance 4 Influencing factors NB. Relationships scientifically tested using the hippo data are marked in green (a factors relationship with the extent of UBC is proven) and red (a factor relationship on the extent of UBC is not proven) 5 Supporting mechanisms Benefits Strategies Drivers Situational Factors Barriers Structures & approaches Activities HEIs Mngt. KTPs Framework Conditions Government ACAD Business EU Nat. Local
  • 54. UBC ECOSYSTEM > Benchmarking Total U-B Cooperation A. What is the extend of Total U-B cooperation including the 8 types of cooperation? B. What is the nature of EU U-B cooperation? A B Total University-Business Cooperation 8 types of UBC Curriculum Collaboration in R&D F Academic mobility Student mobility Commercialdevelopment isation of & R&D results delivery D Benefits G E Lifelong learning D E D Drivers & Barriers C E Entrepreneurship C E Situational C Factors E E G Supporting mechanisms Strategies, Structures & Approaches, Activities and Framework Conditions Key Stakeholders Governance Analysis takes place in this direction Influencing factors C. Which benefits, drivers, barriers and situational factors exist and how relevant are they? D. What sort of influence do benefits, drivers, barriers and situational factors have on the extent of UBC (8 Types of UBC)? E. What sort of influence do benefits, drivers, barriers and situational factors have on the mechanisms that support UBC (supporting mechanisms)? Supporting mechanisms F. What is the extent of development of the mechanisms that support UBC (supporting mechanisms) ? G What sort of influence do the UBC supporting mechanisms have on the extent of UBC? Benchmarking questions to allow benchmarking versus country ave. (hippo results)
  • 55. Print and analyse your UBC ecosystem UBC ECOSYSTEM > “Heat Map” Outcomes and impacts A. How aware are key regional, business and HEI stakeholders of the potential outcomes and impacts of UBC? Contribution to society generally Contribution to the three missions of a HEI 8 types of UBC Curriculum B Collaboration in R&D Academic mobility Student mobility Commercialdevelopment isation of & R&D results delivery D Benefits, drivers, barriers & situational factors C. Of these influencing factors, where do you think your university has strengths and weaknesses? D. Which of the factors are having the biggest affect on your efforts in increase UBC? Supporting mechanisms E. Are there particular types of supporting mechanisms that are more developed than others? G In terms of your UBC efforts, are there particular strengths or weaknesses of stakeholders that Economic development Benefits G E F 1. Strategies Lifelong learning D C E Drivers 2. Structures & approaches Situational C Factors E E 3. Activities HEIs Mngt. KTPs Governance D C Barriers E Entrepreneurship Analysis takes place in this direction Extent of UBC B. How developed are the 8 types within your HEI & where can more focus be given? Nominate strengths and weaknesses. A Outcomes E G 4. Framework Conditions Government ACAD Business EU Nat. Local
  • 56. UBC ECOSYSTEM CREATORS Creators Todd Davey, Victoria Galan Muros, Arno Meerman, Thomas Baaken, Thorsten Kliewe Co-creators Peter Baur, Juliet Edwards, Rebecca Allinson, Mikko Markkanen, Mikko Korpela, John Murphy, Guido Giebens, Richard Deiss, Patricia De Smet, Marie-Anne Persoons, Ricardo Ferreira, Kamila Partyka, Lisa Wears, Christine Robinson, José Syne, Gillian McFazean, Suzanne Emmett, Pat Frain, Tim Creedon, Niels Olesen, Iván Rodríguez Roselló, Marja-Liisa Neuvonen-Rauhala, John Murphy, Lidia Borrell-Damian, Cédric Höllmüller, Diane Filip, Sabine Ohse, Wojciech Wodo, Jørgen Staunstrup, Jorge Quesada Araya, Ainurul Rosli, Maria Swartz, Dorothee Zerwas, Tony Boccanfuso, Keith Marmer, Carlos Ignacio, Alvarado Ulloa, Marco Antonio Anderson Espinoza, José Luis Antón de la Concha, Edward Araya Rodríguez, Ana Cecilia Barrantes Ramírez, Luis Agustín Cárdenas Franco, Omar Castillo, Marcelino Antonio Castro Baltodano, Marianela Cortés, Ricardo Alberto Gómez Flores, Rogelio González Quirós, Jesús Alberto Hernández Gómez, Maricela Hidalgo Montaño, Maribel Jiménez Montero, Sergio Madrigal Carballo, Karla Miranda Benavides, David Leslie Rabling Conde, Eugenio J. ReyesGuzmán, Rosario Valencia Castillo, Gerardo Javier Vilet Espinosa, Frans Jonkman, Maija Harkonen, David Romero, Ardalan Haghighi Talab, Conny Hökfors, Heikki Malinen, David Allen, Javier Quintana, Byeong-Kyu Lee, Won-Joon Choi, Diane Filip, Sabine Ohse, Wojciech Wodo, Jørgen Staunstrup, Jorge Quesada Araya, Ainurul Rosli, Maria Swartz, Dorothee Zerwas, Tony Boccanfuso, Keith Marmer, Frans Jonkman, Maija Harkonen, David Romero, Ardalan Haghighi Talab, Conny Hökfors, Heikki Malinen, David Allen, Javier Quintana, Byeong-Kyu Lee, Won-Joon Choi, Daniela Tyson, Dr Don McMaster , Dr Wayne Harvey, Steven Clarke, Craig Fowler, Glen Wheatley, Rod Nankivell, Masako Amemiya, Stephanie Agius, Philipp Dautel, Michael Dilettoso, Philip Taylor, David Viola, Marylene Viloria-Viola , Roxanne Jansen, Kathryn Anderson, James Hutchin, Lisa McDonald, Allan O'Connor, James Andreww, Lisa Barrie, Carolin Plewa, Clive Winters , Peter van der Sijde, Tomasz Kusio, Miemie Struwig, Silvia Rodríguez Sedano, Friederike von Hagen, Pilar Osca, Michael Deery, Nisha Korff, David Serbin. © Davey / Galán Muros / Meerman 56
  • 57. REVIEW OF GOOD PRACTICE 30 good practice case studies – 6 key insights 1. The type and method of cooperation needs to fit to regional characteristics to maximise its success: – Fitting to the region’s strengths – Fitting to the region’s environmental framework and regional limitations 2. Multiple UBC actors need to come together in order to truly deliver new and sustainable value to a region 3. The extent of UBC development differs among the different regions in Europe, between HEI types and HEI sizes 4. Good practice can be transferred 5. A longer-term commitment to UBC is required 6. There is a movement to longerterm, sustainable funding models © Davey / Galán Muros / Meerman http://www.ubcooperation.eu/index/casestudy 57
  • 58. BENCHMARK …universities in your region …your university! Using the State of European University-Business Cooperation (HIPPO) study results, decision makers, managers and practitioners involved in UBC can benefit from receiving: 1. a benchmark in terms of UBC of your organisation, institution, sector, region or country against others. 2. a clear picture of progress in efforts to increase UBC, 3. proactive areas of focus for increasing UBC, 4. the required information to advance UBC within their region or institution Provided to your organisation in the form of a report and/or presentation. A state of the UBC report dedicated to your organisation can assist with developing greater financial and non financial benefits from UBC. Please contact davey@apprimo.com for more © Davey / Galán Muros / Meerman 58

Editor's Notes

  1. NOTESUBC is vital in building the knowledge societyA knowledge society consistsof: (i) Innovation, (ii) Education, (iii) ICT and (iv) Science & Technology (smart labour, capitalandenterprise), towhich UBC is vital.As societies develop from farming, industrial to knowledge societies, governments are embracing the need to create a more connected and functioning relationship between government, business and HEIs with UBC as a vital component.Validation: Literature, expert interviews and 30 case studies show that UBC is crucial for creating a knowledge society
  2. NOTESUBC is vital in building the knowledge societyA knowledge society consistsof: (i) Innovation, (ii) Education, (iii) ICT and (iv) Science & Technology (smart labour, capitalandenterprise), towhich UBC is vital.As societies develop from farming, industrial to knowledge societies, governments are embracing the need to create a more connected and functioning relationship between government, business and HEIs with UBC as a vital component.Validation: Literature, expert interviews and 30 case studies show that UBC is crucial for creating a knowledge society
  3. NOTESUBC is vital in building the knowledge societyA knowledge society consistsof: (i) Innovation, (ii) Education, (iii) ICT and (iv) Science & Technology (smart labour, capitalandenterprise), towhich UBC is vital.As societies develop from farming, industrial to knowledge societies, governments are embracing the need to create a more connected and functioning relationship between government, business and HEIs with UBC as a vital component.Validation: Literature, expert interviews and 30 case studies show that UBC is crucial for creating a knowledge society
  4. NOTESUBC is vital in building the knowledge societyA knowledge society consistsof: (i) Innovation, (ii) Education, (iii) ICT and (iv) Science & Technology (smart labour, capitalandenterprise), towhich UBC is vital.As societies develop from farming, industrial to knowledge societies, governments are embracing the need to create a more connected and functioning relationship between government, business and HEIs with UBC as a vital component.Validation: Literature, expert interviews and 30 case studies show that UBC is crucial for creating a knowledge society
  5. This is where we think the most use for country data lies.. In seeing where the country is a high extent of UBC and in which type of UBC it is below the averageWe have used Germany as the example