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Vol. 14 – August 17, 2010




          The Federalization of Homeland Security
THE ISSUE:                                                                  •	 States and Localities Have No Real Say. State and
                                                                               local governments have far more individuals involved in
In the years since it was created, the Department of                           domestic security than the federal government has. In
Homeland Security has spent more than $250 billion, yet                        fact, the state and local personnel advantage is roughly
many key homeland security areas continue to produce                           2,200,000 to 50,000. As for funding domestic secu-
weak outcomes as more programs federalize traditional                          rity, the eight-year combined budget for DHS and the
state and local activities. From the pork-barrel nature of                     Department of Justice is roughly $323 billion. The total
homeland security grants to the massive federalization of                      eight-year homeland security budget for just the top 26
natural disasters to the fed-centric approach to domestic                      states and the District of Columbia is at least $220 bil-
counterterrorism, the more power that is exerted inside the                    lion, or 68 percent of the combined DHS and DOJ bud-
Beltway, the more the role of states and localities is weak-                   get. When the homeland security budgets of the remain-
ened. With far more resources (time, people, money, and                        ing 24 states and thousands of cities and counties are
expertise), states and localities are ideally suited to lead                   factored in, state and local homeland security spending
our domestic homeland security enterprise. The proper                          certainly exceeds federal spending.
role of the federal government is to provide a broad policy
architecture and to work as a true partner with states and                  •	 States and Local Governments Need a Leadership
localities.                                                                    Role in Responding to All Kinds of National Disasters.
                                                                               Federal laws, in some cases, undermine the authority of
                                                                               state and local governments during disaster response.
THE FACTS:
                                                                               For example, the federal response to the Deepwater
•	 Pork and Politics Drive Grants. The 9/11 Commission                         Horizon spill was conducted under the authorities of the
   said that homeland security grants were becoming                            Oil Pollution Act of 1990, using existing plans and proce-
   pork-barrel legislation. The commission was right. DHS                      dures for responding to “spills of national significance.”
   continues to hand out grants based on highly suspect                        This approach put the federal response at odds with state
   criteria to too many undeserving jurisdictions that are                     and local authorities, who are more practiced and famil-
   subject to little or no risk.                                               iar with responding to large-scale disasters under the
                                                                               National Response Framework and the Robert T. Stafford
•	 FEMA Does Too Much. In the short span of 16 years,
                                                                               Act, where they are supported by rather than subservient
   the yearly average of Federal Emergency Management
                                                                               to federal authorities. As a result of conflicting expecta-
   Agency declarations tripled from 43 under President
                                                                               tions, the federal government was unable to organize
   George H. W. Bush to 89 under President Bill Clinton
                                                                               effective recovery and response operations before major
   to 130 under President George W. Bush. In his first
                                                                               oil flows made landfall, damaging sensitive marshlands,
   year, President Barack Obama issued 108 declara-
                                                                               forcing the closing of fishing grounds, and making tourist
   tions—the 12th highest number in FEMA history—
                                                                               beaches off-limits. Federal efforts should empower, not
   without the occurrence of one hurricane or other major
                                                                               hamstring, the ability of state and local governments to
   disaster.
                                                                               take the initiative during any disaster.




                                                       heritage.org/solutions
                   Protect America
                   The 21st century will be a dangerous place if America fails to protect itself and its allies. This product is part of the
                   Protect America Initiative, one of 10 transformational initiatives in our Leadership for America campaign.
In 2010, Washington Will Spend $30,543 per Household
  THE SOLUTIONS:                                  INFLATION-ADJUSTED DOLLARS (2010)
                                            Key Jurisdictions Receiving Funds from the Department of Homeland Security
  •	 Reform the Homeland
                                                Key Jurisdictions Receiving Funds from the
                                                     $40,000
                                            Twenty-six states, the District of Columbia and 43 designated Urban Areas Security Initiative (UASI) jurisdictions received
                                                                                                                                                                                2020:
     Security Grant Structure.                  Department of Homeland Security
                                            at least $15 million from the DHS from fiscal year 2003 to fiscal year 2007. See following pages for state-by-state data.
                                                                                                                                                                               $35,604
     Congress should reduce                                                                                                          2010:
     the number of Urban Areas                                                                                                      $30,543
                                                   $30,000       WA
     Security Initiative–eligible                                                                                          2007:
     cities to the 35 highest-risk                          1990:                                                         $24,817
                                                           OR                                     2000:                   MN
     cities and use coopera-                               $22,027                               $21,875                               WI                                      NY      MA
     tive agreements instead of                                                                                                                        MI
                                                   $20,000
     grants. With cooperative                                                                                                                                             PA
                                                                                                                                                                                        NJ
     agreements, the federal gov-                                NV
                                                                                                                                         IL
                                                                                                                                                  IN        OH
                                                                                                                                                                                       MD
     ernment and the states and                       CA                                    CO
                                                                                                                                                                          DC

     localities can sit down as                                                                                                  MO
                                                                                                                                                        KY
                                                   $10,000
     true and equal partners and                                          AZ                                                                      TN
                                                                                                                                                                           NC

     negotiate outcomes at the
     beginning, including cover-
                                                                                                                                                       Projected
                                                                                                                                                            GA
     ing programmatic and finan-                                                                                                  LA
                                                                                                             TX
                                                           $0
     cial oversight requirements,
     and then direct funds to                                   1990              1995                2000                2005                 2010                2015                      2020

     achieve those desired out-                   Source: Office of Management and Budget, Budget of the United States Government, FY 2011, Historical Tables, Table 1.1,
                                                                                                                                                       FL
                                                                                                                      Areas Receiving at Least
                                                  at http://www.whitehouse.gov/omb/budget/Historicals (April 26, 2010); Congressional Budget Office, “An Analysis of the
     comes without the need for                                                                                        $15 Million from DHS,
                                                  President’s Budgetary Proposals for Fiscal Year 2011,” March 2010, at http://www.cbo.gov/ftpdocs/112xx/doc11280/
                                                  frontmatter.shtml (April 26, 2010). HouseholdHItotals based on U.S. Census2003–FY 2007
                                                                                                                         FY Bureau data.
     yearly applications.
                                                                                                                                       Counties        Cities                       heritage.org
  •	 Modify the Stafford Act to      Source: The Heritage Foundation.                                                                                                Map 1 • ArticleName      heritage.org
     Curb the Federalization
     of Natural Disasters. Congress should establish clear                                     and policies. These have proven inadequate. By law, a
     requirements that limit the types of situations in which                                  Council of Governors has been established to advise
     declarations can be issued—eliminating some types of                                      the Department of Defense on matters relating to the
     disasters entirely from FEMA’s portfolio. Furthermore,                                    National Guard. Similar initiatives may be applicable for
     Congress should reduce the cost-share provision for                                       homeland security. In addition, a means must be estab-
     all FEMA declarations to no more than 25 percent of                                       lished to provide appropriate representation of state,
     the costs.                                                                                local, and tribal perspectives in the formulation of policy
                                                                                               on homeland security issues within the National Security
  •	 Give States and Localities a Seat at the National
                                                                                               Council staff.
     Policy Table. To ensure that their equities are rep-
     resented, state and local governments should be                                       •	 Establish Synchronized Federal Response Efforts that
     provided with a permanent and direct representative                                      Respect Federalism. Responses to Spills of National
     group within the executive branch that allows them                                       Significance should be managed under the National
     to participate in the formation of policy from inception                                 Response Framework. The Oil Pollution Act of 1990
     to execution. Currently, state, local, and tribal authori-                               should be amended to make oil spill responses consis-
     ties provide input through instruments such as the                                       tent with the Robert T. Stafford Act’s intergovernmental
     Department of Homeland Security’s Advisory Council                                       approach. Likewise, legislation governing response to
     (HSAC) and through agencies requesting comment or                                        other major types of national disasters should be made
     consultation from stakeholders on proposed programs                                      consistent with the National Response Framework.




Solutions for America is a product of Heritage’s Leadership for America campaign. Our mission is to formulate and promote conservative public policies
     based on the principles of free enterprise, limited government, individual freedom, traditional American values, and a strong national defense.

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The Federalization of Homeland Security

  • 1. Vol. 14 – August 17, 2010 The Federalization of Homeland Security THE ISSUE: • States and Localities Have No Real Say. State and local governments have far more individuals involved in In the years since it was created, the Department of domestic security than the federal government has. In Homeland Security has spent more than $250 billion, yet fact, the state and local personnel advantage is roughly many key homeland security areas continue to produce 2,200,000 to 50,000. As for funding domestic secu- weak outcomes as more programs federalize traditional rity, the eight-year combined budget for DHS and the state and local activities. From the pork-barrel nature of Department of Justice is roughly $323 billion. The total homeland security grants to the massive federalization of eight-year homeland security budget for just the top 26 natural disasters to the fed-centric approach to domestic states and the District of Columbia is at least $220 bil- counterterrorism, the more power that is exerted inside the lion, or 68 percent of the combined DHS and DOJ bud- Beltway, the more the role of states and localities is weak- get. When the homeland security budgets of the remain- ened. With far more resources (time, people, money, and ing 24 states and thousands of cities and counties are expertise), states and localities are ideally suited to lead factored in, state and local homeland security spending our domestic homeland security enterprise. The proper certainly exceeds federal spending. role of the federal government is to provide a broad policy architecture and to work as a true partner with states and • States and Local Governments Need a Leadership localities. Role in Responding to All Kinds of National Disasters. Federal laws, in some cases, undermine the authority of state and local governments during disaster response. THE FACTS: For example, the federal response to the Deepwater • Pork and Politics Drive Grants. The 9/11 Commission Horizon spill was conducted under the authorities of the said that homeland security grants were becoming Oil Pollution Act of 1990, using existing plans and proce- pork-barrel legislation. The commission was right. DHS dures for responding to “spills of national significance.” continues to hand out grants based on highly suspect This approach put the federal response at odds with state criteria to too many undeserving jurisdictions that are and local authorities, who are more practiced and famil- subject to little or no risk. iar with responding to large-scale disasters under the National Response Framework and the Robert T. Stafford • FEMA Does Too Much. In the short span of 16 years, Act, where they are supported by rather than subservient the yearly average of Federal Emergency Management to federal authorities. As a result of conflicting expecta- Agency declarations tripled from 43 under President tions, the federal government was unable to organize George H. W. Bush to 89 under President Bill Clinton effective recovery and response operations before major to 130 under President George W. Bush. In his first oil flows made landfall, damaging sensitive marshlands, year, President Barack Obama issued 108 declara- forcing the closing of fishing grounds, and making tourist tions—the 12th highest number in FEMA history— beaches off-limits. Federal efforts should empower, not without the occurrence of one hurricane or other major hamstring, the ability of state and local governments to disaster. take the initiative during any disaster. heritage.org/solutions Protect America The 21st century will be a dangerous place if America fails to protect itself and its allies. This product is part of the Protect America Initiative, one of 10 transformational initiatives in our Leadership for America campaign.
  • 2. In 2010, Washington Will Spend $30,543 per Household THE SOLUTIONS: INFLATION-ADJUSTED DOLLARS (2010) Key Jurisdictions Receiving Funds from the Department of Homeland Security • Reform the Homeland Key Jurisdictions Receiving Funds from the $40,000 Twenty-six states, the District of Columbia and 43 designated Urban Areas Security Initiative (UASI) jurisdictions received 2020: Security Grant Structure. Department of Homeland Security at least $15 million from the DHS from fiscal year 2003 to fiscal year 2007. See following pages for state-by-state data. $35,604 Congress should reduce 2010: the number of Urban Areas $30,543 $30,000 WA Security Initiative–eligible 2007: cities to the 35 highest-risk 1990: $24,817 OR 2000: MN cities and use coopera- $22,027 $21,875 WI NY MA tive agreements instead of MI $20,000 grants. With cooperative PA NJ agreements, the federal gov- NV IL IN OH MD ernment and the states and CA CO DC localities can sit down as MO KY $10,000 true and equal partners and AZ TN NC negotiate outcomes at the beginning, including cover- Projected GA ing programmatic and finan- LA TX $0 cial oversight requirements, and then direct funds to 1990 1995 2000 2005 2010 2015 2020 achieve those desired out- Source: Office of Management and Budget, Budget of the United States Government, FY 2011, Historical Tables, Table 1.1, FL Areas Receiving at Least at http://www.whitehouse.gov/omb/budget/Historicals (April 26, 2010); Congressional Budget Office, “An Analysis of the comes without the need for $15 Million from DHS, President’s Budgetary Proposals for Fiscal Year 2011,” March 2010, at http://www.cbo.gov/ftpdocs/112xx/doc11280/ frontmatter.shtml (April 26, 2010). HouseholdHItotals based on U.S. Census2003–FY 2007 FY Bureau data. yearly applications. Counties Cities heritage.org • Modify the Stafford Act to Source: The Heritage Foundation. Map 1 • ArticleName heritage.org Curb the Federalization of Natural Disasters. Congress should establish clear and policies. These have proven inadequate. By law, a requirements that limit the types of situations in which Council of Governors has been established to advise declarations can be issued—eliminating some types of the Department of Defense on matters relating to the disasters entirely from FEMA’s portfolio. Furthermore, National Guard. Similar initiatives may be applicable for Congress should reduce the cost-share provision for homeland security. In addition, a means must be estab- all FEMA declarations to no more than 25 percent of lished to provide appropriate representation of state, the costs. local, and tribal perspectives in the formulation of policy on homeland security issues within the National Security • Give States and Localities a Seat at the National Council staff. Policy Table. To ensure that their equities are rep- resented, state and local governments should be • Establish Synchronized Federal Response Efforts that provided with a permanent and direct representative Respect Federalism. Responses to Spills of National group within the executive branch that allows them Significance should be managed under the National to participate in the formation of policy from inception Response Framework. The Oil Pollution Act of 1990 to execution. Currently, state, local, and tribal authori- should be amended to make oil spill responses consis- ties provide input through instruments such as the tent with the Robert T. Stafford Act’s intergovernmental Department of Homeland Security’s Advisory Council approach. Likewise, legislation governing response to (HSAC) and through agencies requesting comment or other major types of national disasters should be made consultation from stakeholders on proposed programs consistent with the National Response Framework. Solutions for America is a product of Heritage’s Leadership for America campaign. Our mission is to formulate and promote conservative public policies based on the principles of free enterprise, limited government, individual freedom, traditional American values, and a strong national defense.