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ORGANISATIONALEFFECTIVENESS
ASSESSMENT
BY REXFORD ATUNWEY
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By the end of this course, participants
would have absorbed the ff.:
1. What is an organisation? The Open
Systems Model
2. What is organisational effectiveness?.
3. What is organisational analysis?
4. Purposes and perspectives of
organisational analysis.
5. Data collection methods.
6. Use of appropriate organizational
diagnostic models to assess
organisations.
7. Organisational Capacity Assessment
Tools. 2
COURSE OVERVIEW.
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ORGANISATIONSASOPENSYSTEMS
 Organizations are organic, living, goal-seeking
organisms;
 Seeking to attain a balance with their internal and
external factors around them;
 The Open Systems Model is a general model to guide
our understanding of the operations of organisations;
 It could also be used for entire organisational diagnosis
or for divisions or units within organisations.
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COMPONENTSOFTHEOPENSYSTEMSMODEL
1. Inputs: Organisations are synonymous to living organism
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Living
Organisms
food
Water
Oxygen
Transformation
Organisations
Raw materials
Financial
resources
Human
Resources
Technology
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COMPONENTSOFTHEOPENSYSTEMSMODEL
2. Internal Processes:
 Purpose, structure, culture and climate
 Procedures and regulations
 Work processes and systems, etc.
3. Outputs:
 Products, services and ideas
 These are the things that meet the purpose of the
organisation.
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COMPONENTSOFTHEOPENSYSTEMSMODEL
4. Feedback: The feedback is the outcome of the outputs (goods and
services). These include
 Financial results like profits, productivity, share values, price of
product/service, cost of production, etc.
 Non-financial results like customers preferences, customer loyalty, etc.
 Strategic feedback: that is the degree to which an organisation is
monitoring and adapting to the external environment such as industry
trends, the needs of market segments, and the activities of competitors
and suppliers.,
5. External Environment: This is the PESTLE Analysis
 Political, Economic, Social-cultural, Technological, Legal, and ecological.
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KEYASSUMPTIONSOFTHEOPENSYSTEMSMODEL
1. Can be applied to several levels of organisational analysis;
2. Organisations are made up of interdependent components;
3. Where there is a poor fit between interdependent components, there is lack of
organisational effectiveness;
4. All organisations and organisational units have a boundary that differentiates them
from the wider external environment;
5. Permeable boundaries (but not too permeable) are good for survival of
organisations;
6. Impermeable boundaries stifle organisational growth or lead to monopoly;
7. An organisation’s survival depends on its adaptability to the external environment;
8. An organisation’s effectiveness also depends on its ability to meet internal system
needs:-putting people in their right roles, operating with the right systems and
equipment or technology, having the right structure, etc.
9. Developments within and outside the organisation affect its effectiveness.
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THEMODELASADIAGNOSTICGUIDE
1. Can be used for the overall organisational diagnosis;
2. Helps assess the broad context affecting operations within a particular
organisational function;
3. Practitioners can use system characteristics of organisation to understand
both immediate and more distant forces affecting the organisation;
4. Practitioners can then focus on those system components and sub-
components that are most directly related to the local system;
5. The model draws attention to interactions between system components and
can guide the assessment of fit among components.
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ORGANISATIONAL
EFFECTIVENESSASSESSMENT
Need for organisations to keep
adapting in the midst of
globalization, rapid socio-economic
changes, technological explosion.
Demands for customer service
quality, efficiency of operations and
growing competition.
Thus the need for assessing
organizational effectiveness,
change and renewal.
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ORGANISATIONALEFFECTIVENESS
• Organisational effectiveness is the degree to which an
organization accomplishes its goals, satisfies its stakeholders,
has the resources it needs to operate, or creates societal or
environmental impact.
• organizational effectiveness is the degree to which an
organization achieves the goals it sets out to achieve.
• The effectiveness of an organisation is different from the
efficiency of an organisation.
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ORGANISATIONALEFFECTIVENESS
• Organisational efficiency is the degree to which an organisation
fulfils its goals with the limited resources it has at its disposal.
Efficiency is about doing the right thing the right way. For
example, financial ratios could be used to determine the
efficiency of a company.
• The primary difference between organizational effectiveness
and organizational efficiency is that you can use effectiveness to
evaluate just about every process that makes your business run.
Efficiency, however, is always about the financial costs and the
results of doing something.
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APPROACHESTOMEASUREINGORGANISATIONALEFFECTIVENESS
There are different approaches to assessing organisational effectiveness. Some of
these are:
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To what degree the organization achieves it goals.
Goal Model
• Goals include: Product or service quantity and quality, financial goals, shareholder value, societal
impact. E.g. MTN, Apple etc
Achieving high quality internal processes
Internal Processes
Model
• Looks at the smooth functioning of organizational operations achieved through information
management, documentation and continuous consolidation. E.g. Lean process approach. E.g. The
banking sector, Universities
Accesses resources that are rare, valuable and hard to imitate; strong
company brand; or reputation.
Resource-based
Model
• Examples: Proprietary software like WhatApp, Instegram, Microsoft Windows. Others are Apple or
Coca Cola
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ORGANISATIONALEFFECTIVENESSMODELS
Other Schools of Thought assess Organisational Effectiveness under the following
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Satisfies those factors in the environment that threatens its existence.
Strategic
Constituency Model
• Each constituency has a degree of power. Constituencies include owners, management, employees,
customers, suppliers, government, etc.
Includes strategic constituency members and others.
Stakeholder
Approach
• The others are families of workers, activists, and communities who are indirectly affected by their
activities. E.g. Mining companies.
Ability to promote competing values
Competing Values
Model
• E.g. Maximizing profits, taking care of employees, promoting internal structure and coordination, while
promoting innovative and novel initiatives. Based on Cameron and Quinn’s model
Using all the human systems possible which includes positive and negative
elements
The Abundance
Model
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OrganisationalEffectivenessNotaMatterofEither/Or
Accomplishing
Organisational
Goals
Obtaining
Critical
Resources
High Quality
Internal Processes
Satisfying
Stakeholders
Managing
Simultaneous
opposites
Flourishing
Organisation
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ORGANISATIONAL
EFFECTIVENESS
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METHODS OF
ORGANISATIONAL ANALYSIS
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ORGANISATIONALANALYSISCYCLE
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The Organisational analysis process is as follows:
1. Identifying the need for change;
2. Contacting: client-consultant contact through:
i. Expression of Interest/Request for Proposal
ii. Unsolicited proposal by consultant
iii. Word of mouth or referral by business associates, friends, etc.
3. Contracting: Formally written contractual agreement
between client and consultant
4. Data gathering: by use of questionnaire, interviews, imagery,
observation, etc.
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ORGANISATIONALANALYSISCYCLE
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The Organisational analysis process is as follows:
5. Data analysis: Giving interpretation to data gathered;
6. Diagnosis: Linking results of data to identifiable problem(s);
7. Feedback I: Discussion of results/diagnosis of data with client;
8. Action Plan/Action taken: List of interventions/solutions to the
problem(s) and proper implementation of interventions;
9. Evaluation: Two stages:
i. Evaluating effectiveness of the intervention/solution
ii. Measuring the success of the intervention;
10. Feedback II: Outcome of the intervention on the business;
11. Termination: Exit of Consultant and consolidation of the intervention.
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Organisation Effectiveness is assessed through Organisational
Analysis.
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Contacting
Contracting
Data Gathering
Data Analysis
Diagnosis
Feedback I
Action Planning
Action Taking
Evaluation
Feedback II
Terminating
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DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
There are many ways of gathering data for organizational analysis. These include but
not limited to the ff:
1. Questionnaires
2. Interviews
3. Observation
4. Analysis of records, circulars, appraisal reports and other organisational
literature
5. Analysis of hard data of organisations and various units
6. Task forces and task groups
7. Problem identification/problem solving workshops
8. Seminars, symposia and training programme
9. Recording and examining critical incidents, events.
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The process of data gathering begins by establishing a relationship between the
consultant and those from whom data will be collected;
The clients need to know “who the practitioner is”, “why data is being collected”,
“what data gathering will involve”, and “how data will be used”
Practitioner needs to establish a psychological contract with the organisation
members. The following questions could elaborate on the contract:
Who am I?
Why am I here and what am I doing?
Who do I work for?
What do I want from you and why?
How will I protect your confidentiality?
Who will have access to the data?
What’s in it for you?
Can I be trusted?
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DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
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Next is to choose the best data collection technique.
The four major techniques for gathering diagnostic data are
questionnaires, interviews, observations, and unobtrusive measures.
No single method can fully measure the kinds of variables important to
OD because each has certain strengths and weaknesses.
Next is the analysis of the data gathered.
Last is the feedback of data to the client.
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DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
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1. QUESTIONNAIRE:
• Questionnaires can vary in scope;
• They also can be standardized or tailored to specific organizations.
• Standardized questions contain predetermined questions that have been tested overtime.
• Examples of standardized questionnaire are:
• Michigan Organizational Assessment Questionnaire;
• Weisbord's Organizational Diagnostic Questionnaire;
• Dyer's Team Development Survey; and
• Hackman and Oldham's Job Diagnostic Survey.
• Standardized questionnaire can undergo modifications, additions and omissions.
• Customized questionnaires, on the other hand, are tailored to the needs of a particular client.
• They are usually developed by consultants or with organisation members.
• They usually face problems of validity and reliability.
• There are open-ended and close-ended questionnaire
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ADVANTAGES AND DISADVANTAGES OF
QUESTIONNAIRE:
• ADVANTAGES
1.Most efficient way to collecting data
2.Can be administered to large number of people
simultaneously
3.Allow for quantitative comparison and evaluation
4.Can vary in scope for different variables of organisations;
5.Does not entails lots of time to administer and gather data;
6.Are less expensive
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ADVANTAGES AND DISADVANTAGES OF
QUESTIONNAIRE:
• DISADVANTAGES
1.Responses are limited to the questions asked in the
instrument;
2. Response bias leading to over elaboration or restriction of
data;
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2.INTERVIEWS:
• Interviews:
1. A study of 245 OD practitioners found that interviewing is
the most widely used data- gathering technique in OD programmes
2. Interviews are more direct, personal, and flexible than surveys and are
very well suited for studies of interaction and behavior.
3. For example, they can be used to
determine motives, values, and attitudes.
4. Second, interviewing is the only technique that provides two-way
communication. This permits the interviewer to learn more about
the problems, challenges, and limitations of the organization.
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2.INTERVIEWS:
5. Interviews are best administered in a systematic manner by a
trained interviewer.
6. Questions posed like in questionnaire could be close-ended or
open-ended.
7. They could be directional or non-directional. E.g. of non-directional
questions is “tell me about your job”
8. Interviews may be highly structured or highly unstructured.
9. Interviews could be done in groups; e.g. focus groups or sensign
meeting;
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2. ADVANTAGES OF INTERVIEWS
1. More direct, personal and flexible; thus can be used for varied situations;
2. They provide two-way communication;
3. Can be used to measure imbedded characteristics such as, values, beliefs,
attitudes and norms;
4. Can build self-rapport between consultant and client.
5. Enables interviewer to probe for further information to clarify issues.
DISADVANTAGES OF INTERVIEWS
1. Involves a lot of time to administer;
2. Needs specialized skills of the interviewer to be able to elicit information;
3. Difficulty comparing data across respondents;
4. Interviewer bias;
5. Resistance of interviewee to render some information.
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3. OBSERVATION
1. Observation could take various forms:
a. By walking along an aisle in the workspace;
b. By complete participation in the task or activity
c. By use of a screen, video recording etc.
2. Could be used to assess behaviors or processes;
Advantages of Observation
1. Free of response bias;
2. Observation gives real-time data;
3. Observation is adoptive-i.e. consultant can change what he wants to observe;
4. Good at analysing interpersonal relations of individuals and groups.
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ORGANISATIONAL DIAGNOSTIC
MODELS
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WHATISORGANISATIONALDIAGNOSIS/ANALYSIS
Organisational diagnosis is an exercise attempted
to:
 analyse the organisation, its structure,
subsystems and processes;
 identify the strengths and weaknesses of its
structural components and processes; and to
develop plans to improve and/or maximise the
dynamism and effectiveness of the organisation.
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WHATISORGANISATIONALDIAGNOSIS/ANALYSIS
Analysing the organisation in terms of its components and their
functioning is the first step in a comprehensive diagnosis.
 organisations are systems composed of different component
parts
 The effective functioning of each part is crucial for the overall
functioning of the organisation.
In addition the coordinated functioning of these subsystems
also contributes to organisational effectiveness.
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PURPOSES OFORGANISATIONALDIAGNOSIS
Organisational diagnosis could be organised for the following purposes:
1. Enhancing the general understanding of the functioning of
organisations (i.e. educational or research purposes.)
 Direct beneficiary-Researcher not organisation
 For societal consumption
2. Planning for growth and diversification
 Reveals strengths and weakness
 Structural dimensions: e.g. people, systems, styles, technology,
etc.
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PURPOSES OFORGANISATIONALDIAGNOSIS
Organisational diagnosis could be organised for the following purposes:
3. Improving Organisational Effectiveness or Planning General
Improvements. E.g. by use of Organisation Capacity Assessment
Tools.
 introducing new management systems and processes,
 reduction of wasteful expenditure,
 change of personnel policies to enhance employee motivation,
 improvements in general health of the organisation etc.
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PURPOSES OFORGANISATIONALDIAGNOSIS
Organisational diagnosis could be organised for the following purposes:
4. Organisational Problem Solving to identify the source of the problem
and take action. Some of these could be:
 A sick unit, a bottleneck,
 A communication block,
 a poor performing department,
 frequently occurring conflict between two departments,
 repeated failures of a management system or an organisational process,
 a frequent violation of an organisational norm,
 fall in discipline,
 reduction in output absenteeism, increase in conflicts etc.
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PERSPECTIVES OFORGANISATIONALANALYSIS
Organisational diagnosis could be organised in different
perspectives: These relate to the purpose of the diagnosis and
professional background of the persons conducting it. Some
perspectives are:
1. Economics Perspective
2. Political Science Perspective
3. Sociology and Social Psychology Perspective
4. Management Perspective
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PERSPECTIVES OFORGANISATIONALANALYSIS
5. The OD or Applied Behavioral Science Perspective
 The OD Perspective focuses on the human process dimensions of
organisations’ functioning
 These include the roles of the individual, the team work and inter-team
collaborations, organisational culture and climate
 Focuses on examining values, attitudes, norms, systems and processes
in an organisation.
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USEOF
ORGANISATIONAL
MODELS
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ORGANISATIONALDIAGNOSTICMODELS
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• What are organisational diagnostic models:
• They are tools for assessing organisations’ current level of functioning in
order to:
 understand problems
 identify underlying causes
 design appropriate interventions for change and improvement
(Harrison and Shirom, 1999).
 They are also used to determine organisation’s readiness for change
They are used to determine where the organisation is now, where it
wants to reach.
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THEMETAPHOROFORGANISATIONALDIANOSIS
• Organisational Diagnosis is parallel to the Medical Field
MEDICAL FIELD
 Patient-doctor contact
Observes and tests patient
Analyses data from lab
 Diagnoses the problem and
prescribes treatment
Gives feedback to patient in the
form of a review
ORGANISATIONAL DIAGNOSIS
 Consultant-Client contact
Gathers data using tools like
questionnaire, interviews,
observations, etc.
Analyses data gathered
 Diagnoses the problem with
stakeholders and prescribes
interventions.
 Gives feedback on organisational
diagnosis to client.
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ORGANISATIONALDIAGNOSISMODELS
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There are various types of organisational models depending on the purpose
and perspective of the diagnosis/analysis
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ORGANISATIONALDIAGNOSISMODELS
KURT LEWIN’S FORCE FIELD MODEL (1951)
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Lewin identified two forces as
influencing the need for change;
 Driving Forces: such as
environmental forces push for
change.
 Restraining Forces: such as
limited resources, stakeholder
buy-in push against change.
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 To push for change, driving forces
and restraining forces are first
identified and defined (status
quo);
• Driving forces are those forces
that initiate, encourage and
support the change;
• Restraining forces are those
that work against the change;
• These two forces are ‘pulling’ in
opposite directions;
• Need to increase driving forces
and reduce restraining forces
(stage of disequilibrium);
Then interventions can be applied
to achieve the desired change
(Second stage of equilibrium).
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ORGANISATIONALDIAGNOSISMODELS
KURT LEWIN’S FORCE FIELD MODEL (1951)
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ORGANISATIONALDIAGNOSISMODELS
KURT LEWIN’S FORCE FIELD MODEL (1951)
DRIVING FORCES AND RESTRAINING FORCES
FACTOR DRIVING FORCES RESTRAINING FORCES
Management A willing and sophisticated management An unwilling and autocratic management
Employees When employees understand change When there is low education to employees on
change or fear of change affecting employee
status
Technological
Changes
Technological changes in the industry;
e.g. news ways of doing things.
When changing to new technology is expensive
Legislature Demands of legislative instruments; e.g.
law on minimum capital requirements of
banks
Laws may make it difficult of an organisation to
implement a change
Competition Competitors may lead the way in forcing
an organisaton to also adopt some
changes
Lack of competition may slow down the need for
change.
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 Likert described 4 different types of management systems with organisations
which takes into effect the organisational dimensions listed. These are:
1. Participative
2. Consultative
3. Benevolent-Authoritative
4. Exploitative-Authoritative
 Likert developed a 43 item survey instrument with questions relating to the 7
organisational dimensions
 Purpose: Assess employee perceptions at (upper management, supervisors and
lower staff)
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ORGANISATIONALDIAGNOSISMODELS
LIKERT’S SYSTEM ANALYSIS (1967)
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 Likert identified the following elements that need to be identified in order to
assess the organisation. These are:
 Motivation:
Communication:
Interaction:
 Decision Making:
Goal Setting;
Control:
Performance:
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ORGANISATIONALDIAGNOSISMODELS
LIKERT’S SYSTEM ANALYSIS (1967)
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 Likert he describes four different types of management systems within
organizations, which take into account the organizational dimensions he identifies.
These are:
1. System 4: Participative Group
2. System 3: Consultative
3. System 2: Benevolent-Authoritative
4. System 1: Exploitative-Authoritative
 Likert developed a 43-item survey instrument with questions related to the seven
organizational dimensions. The purpose of the instrument was to measure
employees’ perceptions (e.g., upper management, supervisors, and staff) of the
organizational dimensions within the organization.
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ORGANISATIONALDIAGNOSISMODELS
LIKERT’S SYSTEM ANALYSIS (1967)
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ORGANISATIONALDIAGNOSISMODELS
LIKERT’S SYSTEM ANALYSIS (1967)
System 1: Exploitative-Authoritative
1. Decision-making and responsibility at upper levels
of the organisational hierarchy
2. Little to no trust in employees
3. Decisions and roles are imposed on employees
4. Employees cannot openly discuss decisions and
roles with managers
5. Employees may engage in counter-productive
behaviour
6. Motivation by punishments and threats - play on
fear
7. Teamwork and communication are minimal
System 2: Benevolent-Authoritative
• Decision-making extended to middle-managerial
levels
• More trust towards employees, though somewhat
condescendingly
• Responsibility still lies near the top of the hierarchy
• Limited employee consultation on decisions
• Employees still cannot discuss their roles with
managers
• Team members may compete for rewards
• Rewards for performance, but also still a threat of
punishment
• Teamwork and communication are minimal
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ORGANISATIONALDIAGNOSISMODELS
LIKERT’S SYSTEM ANALYSIS (1967)
System 3: Consultative Group
e
1. Decision-making extended to lower-levels when it
significantly affects their role
2. Substantial trust in employees
3. Responsibility often shared with some team
members
4. Decisions can be formed through employee
consultation processes
5. Employees discuss job-related issues horizontally,
and sometimes vertically
6. Teams are more co-operative - communication and
teamwork are good
7. Motivation primarily through reward, but
sometimes punishment
System 4: Participative Group
• Decision-making, responsibility and values are free-
spread across all tiers
• Complete confidence and trust in all employees
• Decisions are formed through group participation
and consultation
• Communication is free and managers actively try to
understand issues
• Employees are co-operative and openly accountable
• Motivation is provided through monetary rewards
and involvement in goal-setting
• Teamwork, satisfaction and therefore productivity,
are high
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McKinsey7SModel(Waterman,Peters,&Phillips1980)
The 7 s are:
1. structure
2. strategy
3. Systems
4. Skills
5. Style
6. staff, and
7. superordinate goals (i.e., share values).
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McKinsey7SModel(Waterman,Peters,&Phillips1980)
The 7 s are:
1. Strategy–is the organization’s alignment of resources and
capabilities to “win” in its market.
2. Structure–describes how the organization is organized. This
includes roles, responsibilities and accountability relationships.
3. Systems– are the business and technical infrastructure,
processes and procedures that employees use on a day to day
basis to accomplish their aims and goals.
4. Shared Values– are the set of traits, behaviors, and
characteristics that the organization believes in. This would
include the organization’s mission and vision.
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McKinsey7SModel(Waterman,Peters,&Phillips1980)
The 7 s are:
5. Style–This is the behavioral elements the organizational
leadership uses and culture of interaction.
6. Staff–This is the employee base, staffing plans and talent
management.
7. Skills–This is the ability to do the organization’s work. It reflects
in the performance of the organization
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McKinsey7SModel(Waterman,Peters,&Phillips1980)
The 7 s are:
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McKinsey7SModel(Waterman,Peters,&Phillips1980)
The 7 s are:
Assumptions of the Model
• A change in any of the elements affects all other elements;
• all operations related to the creation and management of
elements should be carried out by competent and skilled
managers who possess the necessary knowledge and skills to
understand the scope and properties of the elements;
• Deals with hard and soft skills of organisations;
• Recognises the value of technological changes in organisational
analysis.
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Weisbord’sSix-BoxModel(1976)
 Weisbord enables one to analyse the various elements which constitute
an organization, their interrelationships and the relationships between
the organization and its environment along its boundaries.
 Weisbord (1976) proposes six broad categories in his model of
organizational life.
 He also tacitly looks at the external environment in the model
 Outlines the importance of formal and informal relationships
 Model is developed along the open systems model of:
 Inputs, process, outputs, and feedback, the external
environment/boundaries
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Weisbord’sSix-BoxModel(1976)
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Weisbord’sSix-BoxModel(1976)
 The elements of systems model as seen in Weisbord’s model are:
1. Boundaries of the organisation
 Open/Permeable boundaries:
 Impermeable Boundaries
2. Inputs: machinery, human resources, finance (internal and external),
Technology, ideas, networks of “allied” organisations, partners etc.
3. Outputs: products and services, skilled labour turnover, proprietary
rights.
4. Feedback: quality and quantity of product/services), feedback from
customers, sales volume, etc.
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Weisbord’sSix-BoxModel(1976)
 The six elements of Weisbord’s model are:
1. Purpose: i. e. vision, values, and objectives of the organisation
 Vision spells out:
i. How the outside world views the company
ii. What guides the strategies of the company
iii. what energizes and guides employees’ performance
 Values guide the behaviour patterns of members and the type of
culture that exists.
 Objectives are the action plans that lead us to our vision.
Questions the practitioner may ask:
-Do organizational members agree with and support the organization’s
mission and goals?
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Weisbord’sSix-BoxModel(1976)
 The six elements Weisbord’s model are:
2. Structure:
 Levels of authority and responsibilities in the organisation;
 Units or subsystems in the organisation: departments, committees, etc.
 Procedures of decision making
 Rules and regulations in place (how do they affect work
Questions:
-Is there a fit between the purpose and the internal structure of the
organization?
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research
Weisbord’sSix-BoxModel(1976)
 The six elements Weisbord’s model are:
2. Relationship:
 What types of relations exist between individuals, between departments,
and between individuals and the nature of their jobs?
 Is there interdependence?
 Are there informal subgroups?
 How are interpersonal and intergroup conflicts managed? Openly or on the
backstage?
 What is the atmosphere in the organisation? Is there any investment done to
take care of it?
 How does the formal side of life in the organisation relate to the informal
side?
 What is the organisation doing to develop relationship? (Festivities, group
outings, social events?)
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TREY
research
Weisbord’sSix-BoxModel(1976)
 The six elements Weisbord’s model are:
3. Rewards:
 What does the organization formally reward?
 what do organizational members feel they are rewarded and punished
for?
 What is the organisation doing to develop the career development of
employees;
 Is recognition given to employees? Etc.
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TREY
research
Weisbord’sSix-BoxModel(1976)
 The six elements Weisbord’s model are:
4. Leadership/Management:
 Do leaders define purposes?
 Do they embody purposes in their programs?
 What is the normative style of leadership, autocratic or participatory?
 Who makes decisions in the organisations?
 How are decisions made?
 Who has the authority for what? Etc.
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TREY
research
Weisbord’sSix-BoxModel(1976)
 The six elements Weisbord’s model are:
5. Helpful mechanisms/Support systems:
 Do these mechanisms help or hinder the accomplishment of organizational
objectives?
 How is technology used to enhance achievement of organisational
objectives?
 Are there financial management systems in place?
 What levels of authorization of payment and accounting procedures exist?
 Are there policies to govern the allocation and utilization of the facilities and
resources (vehicles, computers, office facilities etc)?
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TREY
research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Assumptions of Nadler and Tushman’s Model:
1. Organizations are open social systems within a larger
environment.
2. Organizations are dynamic entities (i.e., change is possible and
occurs).
3. Organizational behavior occurs at the individual, the group, and
the systems level.
4. Interactions occur between the individual, group, and systems
levels of organizational behavior.
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TREY
research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Add a footer 65
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research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Variables of the Congruence Model:
Add a footer 66
INPUTS
Environment Resources Internal Resources History Strategy
All factors, including
institutions, groups,
individuals, events, and
so on, that are outside
the organization being
analyzed, but that have
a potential impact on
them
Various assets to which
the organization has
access, including
human resources,
capital, information,
and so on, as well as
less tangible resources
(recognition in the
market, and so forth)
The patterns of past
behaviour, activity, and
effectiveness that
may affect current
organizational
functioning
The stream of decisions
about how
organizational
resources will be
configured to meet
demands, constraints,
and opportunities
within the context of
the organization’s
history
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research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Variables of the Congruence Model:
Add a footer 67
System Component (Processes)
Tasks Individual/People Formal
organization/Structure
Informal
Organisation/Culture
The basic and inherent
work to be done by the
organization and its
parts
The characteristics of
individuals in the
organization
The various
structures, processes,
methods, and so on
that are formally
created to get
individuals to perform
tasks
The emerging
Leadership style, Beliefs
and Values, Unwritten
rules, information flow
(informally), Political
networks
TREY
research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Variables of the Congruence Model:
Add a footer 68
Outputs
Individual Behaviour Group and inter-group
Behaviour
Systems Functioning
Absenteeism, lateness,
turnover, levels of satisfaction,
drug usage, and off-the-job
activities which impact
performance
Intergroup conflict,
collaboration, and quality of
intergroup communication
The various structures,
processes, methods, and so on
that are formally
created to get individuals to
perform tasks
TREY
research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Nadler and Tushman apply the concept of congruence to their
model. They describe congruence, or fit as
“the degree to which the needs, demands, goals, objectives, and/or
structures of one component are consistent with the needs,
demands, goals, objectives, and/or structures of another
component”
(i.e., how well pairs of components fit together).
For example, a task demands a level of skill and knowledge and
likewise, the individuals available to perform the task possess
varying levels of skill and knowledge.
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research
NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980)
Nadler and Tushman (1980) explain that the greater the skill and
knowledge match between the task and the individual, the more
effective the performance will be.
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research
Galbraith’sSTARModel(1982)
One of the most widely-used organizational design frameworks.
A framework for making design choices and decisions on
organizational strategy and execution.
The model includes five design elements:
 strategy, structure, processes, rewards, and people (Galbraith,
These design elements affect:
 the overall direction of the organization
 the nature of leadership
 the flow of information, and
 the competencies and motivation of workers.
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research
Galbraith’sSTARModel(1982)
According to Galbraith, strategy is a multi-dimensional concept
which can be defined in a number of different ways.
In general, strategy is the means by which an organization intends
on achieving its objectives and goals with respect to improving or
innovating for competitive advantage.
Leaders, in turn, develop and reinforce the organizational
capabilities needed for strategy attainment (Galbraith, 1995; Kates
& Galbraith, 2007).
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research
Galbraith’sSTARModel(1982)
Strategy What is the formula for success?
How do we differentiate ourselves from
our competitors?
Structure How are we organized?
What are the key leadership roles?
How is the work managed?
Who has power and authority?
Processes How are decisions made?
How does work flow between roles?
What are the mechanisms for authority?
Rewards How is behavior shaped by the goals?
How do we assess progress?
People What skills are needed?
How do we best develop our talent?
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research
Galbraith’sSTARModel(1982)
Add a footer 74
The Star Model does not specify a specific performance outcome (e.g.,
organizational culture, performance, or effectiveness).
It is a framework for decision making
Culture, for example, is vitally important for any organization, but cannot be directly
controlled by management.
Rather, culture is a manifestation or outcome of the specific design choices made in
an organization.
Likewise, individual, group, and organizational effectiveness and performance are
considered a byproduct of the variables in the model.
The Star Model depicts the organizational design variables that can be directly
controlled by the leadership in an organization.
TREY
research
METHODS OF
ORGANISATIONAL ANALYSIS
75
TREY
research
CustomizethisTemplate
ORGANISATIONAL
CAPACITY ASSESSMENT
TOOLS (OCAT) FOR NON-
PROFIT ORGANISATIONS
76
TREY
research
WHYCONDUCT ANORGANISATIONALCAPACITYASSESSMENT
1. To achieve organizational change, learning and development
2. to measure their performance, prioritize organizational
challenges, and implement improvement strategies.
3. To give a general overview of the organisation’s capacity
4. Identify strengths and weakness in an organisation and
stimulate discussions among individuals and teams/units
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WHOSHOULDUSEANOCAT
1. By Civil Society Organisations-i.e. not-for-profit, and
community-based associations.
2. These organisations are also referred to as non-profit
organisations (NPOs), non-governmental organisations
(NPOs), Charities and voluntary associations or organisations,
faith-based organisations, etc.
Add a footer 78
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research
THEASSESSMENTPROCESS
Add a footer 79
1 Preparation
2.
Conduct
OCA
3
Develop
Action
Plan
4
Develop
OCA
Report
5 Needs &
Evaluation
based
Capacity
Building
6 Monitor
Action Plan
Progress
7 Follow-up
Assessment
TREY
research
Stage1:Preparation
1. Inform organisation in time (at least 6 weeks ahead);
2. Write-up or letter sent to organisation outlining the following:
i. Aims and objectives of the OCAT
ii. Draft Programme of Activities
iii. List of documents to be prepared in advance
3. Components of organisation to assess should be agreed with Client-Key departments to
participate in the OCA should include:
i. HR, Finance, Monitoring & Evaluation, Programme implementation and other
relevant depts.
ii. At least a Board member, CEO, and staff at various levels (senior management,
middle management and general staff)
4. Team to participate should be agreed with the organisation in advance
5. Participants should be aware they are to be present from beginning to end
Add a footer 80
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PRINCIPLESOFOCA
1. Participation: Organisational member participation in all processes of OCA such as:
i. Tool development;
ii. Administering of tool;
iii. Scoring and analysing data;
iv. Diagnosing and suggesting interventions;
v. Taking action plans;
vi. Developing a report; and
vii. Monitoring change.
2. Customization: The OCA tool should be customized to meet organisational purpose,
size and processes.
3. Ownership: The high degree of participation of organizations’ staff and
customization of the tool contributes to an increased sense of ownership and
empowerment within organizations using this methodology
Add a footer 81
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research
PRINCIPLESOFOCA
4. Communication: OCA is an excellent means of building bridges of
communication and understanding both within and between
organizations.
5. Continuous Learning: The OCA methodology reflects the cyclical nature
of organizational development and the need to continuously revisit
assessment results and action plans to make them a living part of the
organization's change strategy.
6. The good OCA uses a mixture of data collection methodology including
focus group, secondary data, workshops and the tool itself.
Add a footer 82
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research
COMPONENTSOFANOCA
The following elements are to be considered in developing an OCA Tool
analysis
7. People
8. Technology
9. Other Resources: financial
resources, business practices,
administrative Practices,
management expertise, information
resources, R & D etc.
10.Systems
11.Environment
Add a footer 83
1. Mission & Vision:
2. Organisation structure:
3. Processes
4. Culture and climate
5. Work ethos of the era
6. Work Practices
TREY
research
THECOMPETINGVALUESFRAMEWORK
Developed in 1983 by R.E. Quinn and J. Rohrbaugh of the University of
Michigan.
Explains the major indicators of effective organisational performance
such as:
organizational effectiveness,
leadership roles and competencies,
organizational culture,
organizational structure,
stages of life cycle development,
financial strategy, and
information processing.
Add a footer 84
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research
THECOMPETINGVALUESFRAMEWORK
The framework predicts if an organization is performing effectively.
Two Major Dimensions of Framework
One dimension differentiates and emphasises on flexibility, discretion,
and dynamism from an emphasis on stability, order, and control.
This continuum ranges from versatility and pliability on one end to
steadiness and durability on the other end.
The second dimension differentiates an internal orientation with a
focus on integration, collaboration, and unity from an external
orientation with a focus on differentiation, competition, and rivalry.
Add a footer 85
TREY
research
THECOMPETINGVALUESFRAMEWORK
Add a footer 86
FLEXIBLE
(changing, adaptable,
&
Transformational)
EXTERNAL
(differentiation,
competition,
and rivalry)
FOCUSED
stable,
predictable, & consistent
INTERNAL
(integration,
collaboration and
unity)
TREY
research
THECOMPETINGVALUESFRAMEWORK
Together these dimensions form four quadrants.
 Each representing a distinct set of organizational and individual factors
such as:
Organisational effectiveness
Leadership and management competence
Organisational culture
Organisational structure, etc.
These four core values represent opposite or competing assumptions.
Each dimension highlights a core value that is opposite from the value
on the other end of the continuum, e.g. flexibility vs stability, and
internal vs external
The quadrants also highlights opposing values diagonally.
Add a footer 87
TREY
research
THECOMPETINGVALUESFRAMEWORK
Four quadrants of the Competing Values Framework.
Add a footer 88
FLEXIBILITY
EXTERNAL
STABILITY
INTERNAL
COLLABORATE
(CLAN)
Do things together
CREATE
(ADHOCRACY)
Do things first
CONTROL
(HIERARCHY)
Do things right
COMPETE
(MARKET)
Do things fast
TREY
research
THECOMPETINGVALUESFRAMEWORK
THE COMPETING VALUES FRAMEWORK AND LEADERSHIP DEVELOPMENT
The CVF analyses the key values, leadership types, organisational culture, approaches to
change, and theories of organisational effectiveness.
Clan (Collaboration): Leadership values for this quadrant require:
teamwork, collaboration, talent management, empowerment, or inter-personal
relationships, mutual trust.
Market (Competition): Leadership qualities include:
competitiveness, fast response, decisiveness, driving through barriers, or goal achievement.
Adhocracy (Creation): This requires leadership qualities such as:
 innovation, creativity, articulating future vision, transformation, or entrepreneurship.
Hierarchy (Control): This requires:
 assessing and measuring, controlling processes, structuring, improving efficiency, or enhancing
quality.
Add a footer 89
TREY
research
THECOMPETINGVALUESFRAMEWORK
Add a footer 90
TREY
research
THANK YOU
Add a footer 91

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ORGANISATIONAL EFFECTIVENESS ASSESSMENT SLIDES (1).pptx

  • 2. TREY research By the end of this course, participants would have absorbed the ff.: 1. What is an organisation? The Open Systems Model 2. What is organisational effectiveness?. 3. What is organisational analysis? 4. Purposes and perspectives of organisational analysis. 5. Data collection methods. 6. Use of appropriate organizational diagnostic models to assess organisations. 7. Organisational Capacity Assessment Tools. 2 COURSE OVERVIEW.
  • 3. TREY research ORGANISATIONSASOPENSYSTEMS  Organizations are organic, living, goal-seeking organisms;  Seeking to attain a balance with their internal and external factors around them;  The Open Systems Model is a general model to guide our understanding of the operations of organisations;  It could also be used for entire organisational diagnosis or for divisions or units within organisations. Add a footer 3
  • 4. TREY research COMPONENTSOFTHEOPENSYSTEMSMODEL 1. Inputs: Organisations are synonymous to living organism Add a footer 4 Living Organisms food Water Oxygen Transformation Organisations Raw materials Financial resources Human Resources Technology
  • 5. TREY research COMPONENTSOFTHEOPENSYSTEMSMODEL 2. Internal Processes:  Purpose, structure, culture and climate  Procedures and regulations  Work processes and systems, etc. 3. Outputs:  Products, services and ideas  These are the things that meet the purpose of the organisation. Add a footer 5
  • 6. TREY research COMPONENTSOFTHEOPENSYSTEMSMODEL 4. Feedback: The feedback is the outcome of the outputs (goods and services). These include  Financial results like profits, productivity, share values, price of product/service, cost of production, etc.  Non-financial results like customers preferences, customer loyalty, etc.  Strategic feedback: that is the degree to which an organisation is monitoring and adapting to the external environment such as industry trends, the needs of market segments, and the activities of competitors and suppliers., 5. External Environment: This is the PESTLE Analysis  Political, Economic, Social-cultural, Technological, Legal, and ecological. Add a footer 6
  • 8. TREY research KEYASSUMPTIONSOFTHEOPENSYSTEMSMODEL 1. Can be applied to several levels of organisational analysis; 2. Organisations are made up of interdependent components; 3. Where there is a poor fit between interdependent components, there is lack of organisational effectiveness; 4. All organisations and organisational units have a boundary that differentiates them from the wider external environment; 5. Permeable boundaries (but not too permeable) are good for survival of organisations; 6. Impermeable boundaries stifle organisational growth or lead to monopoly; 7. An organisation’s survival depends on its adaptability to the external environment; 8. An organisation’s effectiveness also depends on its ability to meet internal system needs:-putting people in their right roles, operating with the right systems and equipment or technology, having the right structure, etc. 9. Developments within and outside the organisation affect its effectiveness. Add a footer 8
  • 9. TREY research THEMODELASADIAGNOSTICGUIDE 1. Can be used for the overall organisational diagnosis; 2. Helps assess the broad context affecting operations within a particular organisational function; 3. Practitioners can use system characteristics of organisation to understand both immediate and more distant forces affecting the organisation; 4. Practitioners can then focus on those system components and sub- components that are most directly related to the local system; 5. The model draws attention to interactions between system components and can guide the assessment of fit among components. Add a footer 9
  • 10. TREY research ORGANISATIONAL EFFECTIVENESSASSESSMENT Need for organisations to keep adapting in the midst of globalization, rapid socio-economic changes, technological explosion. Demands for customer service quality, efficiency of operations and growing competition. Thus the need for assessing organizational effectiveness, change and renewal. 10
  • 11. TREY research ORGANISATIONALEFFECTIVENESS • Organisational effectiveness is the degree to which an organization accomplishes its goals, satisfies its stakeholders, has the resources it needs to operate, or creates societal or environmental impact. • organizational effectiveness is the degree to which an organization achieves the goals it sets out to achieve. • The effectiveness of an organisation is different from the efficiency of an organisation. Add a footer 11
  • 12. TREY research ORGANISATIONALEFFECTIVENESS • Organisational efficiency is the degree to which an organisation fulfils its goals with the limited resources it has at its disposal. Efficiency is about doing the right thing the right way. For example, financial ratios could be used to determine the efficiency of a company. • The primary difference between organizational effectiveness and organizational efficiency is that you can use effectiveness to evaluate just about every process that makes your business run. Efficiency, however, is always about the financial costs and the results of doing something. Add a footer 12
  • 13. TREY research APPROACHESTOMEASUREINGORGANISATIONALEFFECTIVENESS There are different approaches to assessing organisational effectiveness. Some of these are: Add a footer 13 To what degree the organization achieves it goals. Goal Model • Goals include: Product or service quantity and quality, financial goals, shareholder value, societal impact. E.g. MTN, Apple etc Achieving high quality internal processes Internal Processes Model • Looks at the smooth functioning of organizational operations achieved through information management, documentation and continuous consolidation. E.g. Lean process approach. E.g. The banking sector, Universities Accesses resources that are rare, valuable and hard to imitate; strong company brand; or reputation. Resource-based Model • Examples: Proprietary software like WhatApp, Instegram, Microsoft Windows. Others are Apple or Coca Cola
  • 14. TREY research ORGANISATIONALEFFECTIVENESSMODELS Other Schools of Thought assess Organisational Effectiveness under the following Add a footer 14 Satisfies those factors in the environment that threatens its existence. Strategic Constituency Model • Each constituency has a degree of power. Constituencies include owners, management, employees, customers, suppliers, government, etc. Includes strategic constituency members and others. Stakeholder Approach • The others are families of workers, activists, and communities who are indirectly affected by their activities. E.g. Mining companies. Ability to promote competing values Competing Values Model • E.g. Maximizing profits, taking care of employees, promoting internal structure and coordination, while promoting innovative and novel initiatives. Based on Cameron and Quinn’s model Using all the human systems possible which includes positive and negative elements The Abundance Model
  • 17. TREY research ORGANISATIONALANALYSISCYCLE Add a footer 17 The Organisational analysis process is as follows: 1. Identifying the need for change; 2. Contacting: client-consultant contact through: i. Expression of Interest/Request for Proposal ii. Unsolicited proposal by consultant iii. Word of mouth or referral by business associates, friends, etc. 3. Contracting: Formally written contractual agreement between client and consultant 4. Data gathering: by use of questionnaire, interviews, imagery, observation, etc.
  • 18. TREY research ORGANISATIONALANALYSISCYCLE Add a footer 18 The Organisational analysis process is as follows: 5. Data analysis: Giving interpretation to data gathered; 6. Diagnosis: Linking results of data to identifiable problem(s); 7. Feedback I: Discussion of results/diagnosis of data with client; 8. Action Plan/Action taken: List of interventions/solutions to the problem(s) and proper implementation of interventions; 9. Evaluation: Two stages: i. Evaluating effectiveness of the intervention/solution ii. Measuring the success of the intervention; 10. Feedback II: Outcome of the intervention on the business; 11. Termination: Exit of Consultant and consolidation of the intervention.
  • 19. TREY research Organisation Effectiveness is assessed through Organisational Analysis. Add a footer 19 Contacting Contracting Data Gathering Data Analysis Diagnosis Feedback I Action Planning Action Taking Evaluation Feedback II Terminating
  • 20. TREY research DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS There are many ways of gathering data for organizational analysis. These include but not limited to the ff: 1. Questionnaires 2. Interviews 3. Observation 4. Analysis of records, circulars, appraisal reports and other organisational literature 5. Analysis of hard data of organisations and various units 6. Task forces and task groups 7. Problem identification/problem solving workshops 8. Seminars, symposia and training programme 9. Recording and examining critical incidents, events. Add a footer 20
  • 21. TREY research The process of data gathering begins by establishing a relationship between the consultant and those from whom data will be collected; The clients need to know “who the practitioner is”, “why data is being collected”, “what data gathering will involve”, and “how data will be used” Practitioner needs to establish a psychological contract with the organisation members. The following questions could elaborate on the contract: Who am I? Why am I here and what am I doing? Who do I work for? What do I want from you and why? How will I protect your confidentiality? Who will have access to the data? What’s in it for you? Can I be trusted? Add a footer 21 DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 22. TREY research Next is to choose the best data collection technique. The four major techniques for gathering diagnostic data are questionnaires, interviews, observations, and unobtrusive measures. No single method can fully measure the kinds of variables important to OD because each has certain strengths and weaknesses. Next is the analysis of the data gathered. Last is the feedback of data to the client. Add a footer 22 DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 23. TREY research Add a footer 23 1. QUESTIONNAIRE: • Questionnaires can vary in scope; • They also can be standardized or tailored to specific organizations. • Standardized questions contain predetermined questions that have been tested overtime. • Examples of standardized questionnaire are: • Michigan Organizational Assessment Questionnaire; • Weisbord's Organizational Diagnostic Questionnaire; • Dyer's Team Development Survey; and • Hackman and Oldham's Job Diagnostic Survey. • Standardized questionnaire can undergo modifications, additions and omissions. • Customized questionnaires, on the other hand, are tailored to the needs of a particular client. • They are usually developed by consultants or with organisation members. • They usually face problems of validity and reliability. • There are open-ended and close-ended questionnaire DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 24. TREY research Add a footer 24 ADVANTAGES AND DISADVANTAGES OF QUESTIONNAIRE: • ADVANTAGES 1.Most efficient way to collecting data 2.Can be administered to large number of people simultaneously 3.Allow for quantitative comparison and evaluation 4.Can vary in scope for different variables of organisations; 5.Does not entails lots of time to administer and gather data; 6.Are less expensive DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 25. TREY research Add a footer 25 ADVANTAGES AND DISADVANTAGES OF QUESTIONNAIRE: • DISADVANTAGES 1.Responses are limited to the questions asked in the instrument; 2. Response bias leading to over elaboration or restriction of data; DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 26. TREY research Add a footer 26 2.INTERVIEWS: • Interviews: 1. A study of 245 OD practitioners found that interviewing is the most widely used data- gathering technique in OD programmes 2. Interviews are more direct, personal, and flexible than surveys and are very well suited for studies of interaction and behavior. 3. For example, they can be used to determine motives, values, and attitudes. 4. Second, interviewing is the only technique that provides two-way communication. This permits the interviewer to learn more about the problems, challenges, and limitations of the organization. DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 27. TREY research Add a footer 27 2.INTERVIEWS: 5. Interviews are best administered in a systematic manner by a trained interviewer. 6. Questions posed like in questionnaire could be close-ended or open-ended. 7. They could be directional or non-directional. E.g. of non-directional questions is “tell me about your job” 8. Interviews may be highly structured or highly unstructured. 9. Interviews could be done in groups; e.g. focus groups or sensign meeting; DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 28. TREY research Add a footer 28 2. ADVANTAGES OF INTERVIEWS 1. More direct, personal and flexible; thus can be used for varied situations; 2. They provide two-way communication; 3. Can be used to measure imbedded characteristics such as, values, beliefs, attitudes and norms; 4. Can build self-rapport between consultant and client. 5. Enables interviewer to probe for further information to clarify issues. DISADVANTAGES OF INTERVIEWS 1. Involves a lot of time to administer; 2. Needs specialized skills of the interviewer to be able to elicit information; 3. Difficulty comparing data across respondents; 4. Interviewer bias; 5. Resistance of interviewee to render some information. DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 29. TREY research Add a footer 29 3. OBSERVATION 1. Observation could take various forms: a. By walking along an aisle in the workspace; b. By complete participation in the task or activity c. By use of a screen, video recording etc. 2. Could be used to assess behaviors or processes; Advantages of Observation 1. Free of response bias; 2. Observation gives real-time data; 3. Observation is adoptive-i.e. consultant can change what he wants to observe; 4. Good at analysing interpersonal relations of individuals and groups. DATAGATHERINGMETHODSOFORGANISATIONALANALYSIS
  • 31. TREY research WHATISORGANISATIONALDIAGNOSIS/ANALYSIS Organisational diagnosis is an exercise attempted to:  analyse the organisation, its structure, subsystems and processes;  identify the strengths and weaknesses of its structural components and processes; and to develop plans to improve and/or maximise the dynamism and effectiveness of the organisation. Add a footer 31
  • 32. TREY research WHATISORGANISATIONALDIAGNOSIS/ANALYSIS Analysing the organisation in terms of its components and their functioning is the first step in a comprehensive diagnosis.  organisations are systems composed of different component parts  The effective functioning of each part is crucial for the overall functioning of the organisation. In addition the coordinated functioning of these subsystems also contributes to organisational effectiveness. Add a footer 32
  • 33. TREY research PURPOSES OFORGANISATIONALDIAGNOSIS Organisational diagnosis could be organised for the following purposes: 1. Enhancing the general understanding of the functioning of organisations (i.e. educational or research purposes.)  Direct beneficiary-Researcher not organisation  For societal consumption 2. Planning for growth and diversification  Reveals strengths and weakness  Structural dimensions: e.g. people, systems, styles, technology, etc. Add a footer 33
  • 34. TREY research PURPOSES OFORGANISATIONALDIAGNOSIS Organisational diagnosis could be organised for the following purposes: 3. Improving Organisational Effectiveness or Planning General Improvements. E.g. by use of Organisation Capacity Assessment Tools.  introducing new management systems and processes,  reduction of wasteful expenditure,  change of personnel policies to enhance employee motivation,  improvements in general health of the organisation etc. Add a footer 34
  • 35. TREY research PURPOSES OFORGANISATIONALDIAGNOSIS Organisational diagnosis could be organised for the following purposes: 4. Organisational Problem Solving to identify the source of the problem and take action. Some of these could be:  A sick unit, a bottleneck,  A communication block,  a poor performing department,  frequently occurring conflict between two departments,  repeated failures of a management system or an organisational process,  a frequent violation of an organisational norm,  fall in discipline,  reduction in output absenteeism, increase in conflicts etc. 35
  • 36. TREY research PERSPECTIVES OFORGANISATIONALANALYSIS Organisational diagnosis could be organised in different perspectives: These relate to the purpose of the diagnosis and professional background of the persons conducting it. Some perspectives are: 1. Economics Perspective 2. Political Science Perspective 3. Sociology and Social Psychology Perspective 4. Management Perspective 36
  • 37. TREY research PERSPECTIVES OFORGANISATIONALANALYSIS 5. The OD or Applied Behavioral Science Perspective  The OD Perspective focuses on the human process dimensions of organisations’ functioning  These include the roles of the individual, the team work and inter-team collaborations, organisational culture and climate  Focuses on examining values, attitudes, norms, systems and processes in an organisation. 37
  • 39. TREY research ORGANISATIONALDIAGNOSTICMODELS Add a footer 39 • What are organisational diagnostic models: • They are tools for assessing organisations’ current level of functioning in order to:  understand problems  identify underlying causes  design appropriate interventions for change and improvement (Harrison and Shirom, 1999).  They are also used to determine organisation’s readiness for change They are used to determine where the organisation is now, where it wants to reach.
  • 40. TREY research THEMETAPHOROFORGANISATIONALDIANOSIS • Organisational Diagnosis is parallel to the Medical Field MEDICAL FIELD  Patient-doctor contact Observes and tests patient Analyses data from lab  Diagnoses the problem and prescribes treatment Gives feedback to patient in the form of a review ORGANISATIONAL DIAGNOSIS  Consultant-Client contact Gathers data using tools like questionnaire, interviews, observations, etc. Analyses data gathered  Diagnoses the problem with stakeholders and prescribes interventions.  Gives feedback on organisational diagnosis to client. Add a footer 40
  • 41. TREY research ORGANISATIONALDIAGNOSISMODELS 41 There are various types of organisational models depending on the purpose and perspective of the diagnosis/analysis
  • 42. TREY research ORGANISATIONALDIAGNOSISMODELS KURT LEWIN’S FORCE FIELD MODEL (1951) Add a footer 42 Lewin identified two forces as influencing the need for change;  Driving Forces: such as environmental forces push for change.  Restraining Forces: such as limited resources, stakeholder buy-in push against change.
  • 43. TREY research  To push for change, driving forces and restraining forces are first identified and defined (status quo); • Driving forces are those forces that initiate, encourage and support the change; • Restraining forces are those that work against the change; • These two forces are ‘pulling’ in opposite directions; • Need to increase driving forces and reduce restraining forces (stage of disequilibrium); Then interventions can be applied to achieve the desired change (Second stage of equilibrium). Add a footer 43 ORGANISATIONALDIAGNOSISMODELS KURT LEWIN’S FORCE FIELD MODEL (1951)
  • 44. TREY research ORGANISATIONALDIAGNOSISMODELS KURT LEWIN’S FORCE FIELD MODEL (1951) DRIVING FORCES AND RESTRAINING FORCES FACTOR DRIVING FORCES RESTRAINING FORCES Management A willing and sophisticated management An unwilling and autocratic management Employees When employees understand change When there is low education to employees on change or fear of change affecting employee status Technological Changes Technological changes in the industry; e.g. news ways of doing things. When changing to new technology is expensive Legislature Demands of legislative instruments; e.g. law on minimum capital requirements of banks Laws may make it difficult of an organisation to implement a change Competition Competitors may lead the way in forcing an organisaton to also adopt some changes Lack of competition may slow down the need for change. Add a footer 44
  • 45. TREY research  Likert described 4 different types of management systems with organisations which takes into effect the organisational dimensions listed. These are: 1. Participative 2. Consultative 3. Benevolent-Authoritative 4. Exploitative-Authoritative  Likert developed a 43 item survey instrument with questions relating to the 7 organisational dimensions  Purpose: Assess employee perceptions at (upper management, supervisors and lower staff) Add a footer 45 ORGANISATIONALDIAGNOSISMODELS LIKERT’S SYSTEM ANALYSIS (1967)
  • 46. TREY research  Likert identified the following elements that need to be identified in order to assess the organisation. These are:  Motivation: Communication: Interaction:  Decision Making: Goal Setting; Control: Performance: Add a footer 46 ORGANISATIONALDIAGNOSISMODELS LIKERT’S SYSTEM ANALYSIS (1967)
  • 47. TREY research  Likert he describes four different types of management systems within organizations, which take into account the organizational dimensions he identifies. These are: 1. System 4: Participative Group 2. System 3: Consultative 3. System 2: Benevolent-Authoritative 4. System 1: Exploitative-Authoritative  Likert developed a 43-item survey instrument with questions related to the seven organizational dimensions. The purpose of the instrument was to measure employees’ perceptions (e.g., upper management, supervisors, and staff) of the organizational dimensions within the organization. Add a footer 47 ORGANISATIONALDIAGNOSISMODELS LIKERT’S SYSTEM ANALYSIS (1967)
  • 48. TREY research ORGANISATIONALDIAGNOSISMODELS LIKERT’S SYSTEM ANALYSIS (1967) System 1: Exploitative-Authoritative 1. Decision-making and responsibility at upper levels of the organisational hierarchy 2. Little to no trust in employees 3. Decisions and roles are imposed on employees 4. Employees cannot openly discuss decisions and roles with managers 5. Employees may engage in counter-productive behaviour 6. Motivation by punishments and threats - play on fear 7. Teamwork and communication are minimal System 2: Benevolent-Authoritative • Decision-making extended to middle-managerial levels • More trust towards employees, though somewhat condescendingly • Responsibility still lies near the top of the hierarchy • Limited employee consultation on decisions • Employees still cannot discuss their roles with managers • Team members may compete for rewards • Rewards for performance, but also still a threat of punishment • Teamwork and communication are minimal Add a footer 48
  • 49. TREY research ORGANISATIONALDIAGNOSISMODELS LIKERT’S SYSTEM ANALYSIS (1967) System 3: Consultative Group e 1. Decision-making extended to lower-levels when it significantly affects their role 2. Substantial trust in employees 3. Responsibility often shared with some team members 4. Decisions can be formed through employee consultation processes 5. Employees discuss job-related issues horizontally, and sometimes vertically 6. Teams are more co-operative - communication and teamwork are good 7. Motivation primarily through reward, but sometimes punishment System 4: Participative Group • Decision-making, responsibility and values are free- spread across all tiers • Complete confidence and trust in all employees • Decisions are formed through group participation and consultation • Communication is free and managers actively try to understand issues • Employees are co-operative and openly accountable • Motivation is provided through monetary rewards and involvement in goal-setting • Teamwork, satisfaction and therefore productivity, are high Add a footer 49
  • 50. TREY research McKinsey7SModel(Waterman,Peters,&Phillips1980) The 7 s are: 1. structure 2. strategy 3. Systems 4. Skills 5. Style 6. staff, and 7. superordinate goals (i.e., share values). Add a footer 50
  • 51. TREY research McKinsey7SModel(Waterman,Peters,&Phillips1980) The 7 s are: 1. Strategy–is the organization’s alignment of resources and capabilities to “win” in its market. 2. Structure–describes how the organization is organized. This includes roles, responsibilities and accountability relationships. 3. Systems– are the business and technical infrastructure, processes and procedures that employees use on a day to day basis to accomplish their aims and goals. 4. Shared Values– are the set of traits, behaviors, and characteristics that the organization believes in. This would include the organization’s mission and vision. Add a footer 51
  • 52. TREY research McKinsey7SModel(Waterman,Peters,&Phillips1980) The 7 s are: 5. Style–This is the behavioral elements the organizational leadership uses and culture of interaction. 6. Staff–This is the employee base, staffing plans and talent management. 7. Skills–This is the ability to do the organization’s work. It reflects in the performance of the organization Add a footer 52
  • 54. TREY research McKinsey7SModel(Waterman,Peters,&Phillips1980) The 7 s are: Assumptions of the Model • A change in any of the elements affects all other elements; • all operations related to the creation and management of elements should be carried out by competent and skilled managers who possess the necessary knowledge and skills to understand the scope and properties of the elements; • Deals with hard and soft skills of organisations; • Recognises the value of technological changes in organisational analysis. Add a footer 54
  • 55. TREY research Weisbord’sSix-BoxModel(1976)  Weisbord enables one to analyse the various elements which constitute an organization, their interrelationships and the relationships between the organization and its environment along its boundaries.  Weisbord (1976) proposes six broad categories in his model of organizational life.  He also tacitly looks at the external environment in the model  Outlines the importance of formal and informal relationships  Model is developed along the open systems model of:  Inputs, process, outputs, and feedback, the external environment/boundaries Add a footer 55
  • 57. TREY research Weisbord’sSix-BoxModel(1976)  The elements of systems model as seen in Weisbord’s model are: 1. Boundaries of the organisation  Open/Permeable boundaries:  Impermeable Boundaries 2. Inputs: machinery, human resources, finance (internal and external), Technology, ideas, networks of “allied” organisations, partners etc. 3. Outputs: products and services, skilled labour turnover, proprietary rights. 4. Feedback: quality and quantity of product/services), feedback from customers, sales volume, etc. Add a footer 57
  • 58. TREY research Weisbord’sSix-BoxModel(1976)  The six elements of Weisbord’s model are: 1. Purpose: i. e. vision, values, and objectives of the organisation  Vision spells out: i. How the outside world views the company ii. What guides the strategies of the company iii. what energizes and guides employees’ performance  Values guide the behaviour patterns of members and the type of culture that exists.  Objectives are the action plans that lead us to our vision. Questions the practitioner may ask: -Do organizational members agree with and support the organization’s mission and goals? Add a footer 58
  • 59. TREY research Weisbord’sSix-BoxModel(1976)  The six elements Weisbord’s model are: 2. Structure:  Levels of authority and responsibilities in the organisation;  Units or subsystems in the organisation: departments, committees, etc.  Procedures of decision making  Rules and regulations in place (how do they affect work Questions: -Is there a fit between the purpose and the internal structure of the organization? Add a footer 59
  • 60. TREY research Weisbord’sSix-BoxModel(1976)  The six elements Weisbord’s model are: 2. Relationship:  What types of relations exist between individuals, between departments, and between individuals and the nature of their jobs?  Is there interdependence?  Are there informal subgroups?  How are interpersonal and intergroup conflicts managed? Openly or on the backstage?  What is the atmosphere in the organisation? Is there any investment done to take care of it?  How does the formal side of life in the organisation relate to the informal side?  What is the organisation doing to develop relationship? (Festivities, group outings, social events?) Add a footer 60
  • 61. TREY research Weisbord’sSix-BoxModel(1976)  The six elements Weisbord’s model are: 3. Rewards:  What does the organization formally reward?  what do organizational members feel they are rewarded and punished for?  What is the organisation doing to develop the career development of employees;  Is recognition given to employees? Etc. Add a footer 61
  • 62. TREY research Weisbord’sSix-BoxModel(1976)  The six elements Weisbord’s model are: 4. Leadership/Management:  Do leaders define purposes?  Do they embody purposes in their programs?  What is the normative style of leadership, autocratic or participatory?  Who makes decisions in the organisations?  How are decisions made?  Who has the authority for what? Etc. Add a footer 62
  • 63. TREY research Weisbord’sSix-BoxModel(1976)  The six elements Weisbord’s model are: 5. Helpful mechanisms/Support systems:  Do these mechanisms help or hinder the accomplishment of organizational objectives?  How is technology used to enhance achievement of organisational objectives?  Are there financial management systems in place?  What levels of authorization of payment and accounting procedures exist?  Are there policies to govern the allocation and utilization of the facilities and resources (vehicles, computers, office facilities etc)? Add a footer 63
  • 64. TREY research NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980) Assumptions of Nadler and Tushman’s Model: 1. Organizations are open social systems within a larger environment. 2. Organizations are dynamic entities (i.e., change is possible and occurs). 3. Organizational behavior occurs at the individual, the group, and the systems level. 4. Interactions occur between the individual, group, and systems levels of organizational behavior. Add a footer 64
  • 66. TREY research NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980) Variables of the Congruence Model: Add a footer 66 INPUTS Environment Resources Internal Resources History Strategy All factors, including institutions, groups, individuals, events, and so on, that are outside the organization being analyzed, but that have a potential impact on them Various assets to which the organization has access, including human resources, capital, information, and so on, as well as less tangible resources (recognition in the market, and so forth) The patterns of past behaviour, activity, and effectiveness that may affect current organizational functioning The stream of decisions about how organizational resources will be configured to meet demands, constraints, and opportunities within the context of the organization’s history
  • 67. TREY research NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980) Variables of the Congruence Model: Add a footer 67 System Component (Processes) Tasks Individual/People Formal organization/Structure Informal Organisation/Culture The basic and inherent work to be done by the organization and its parts The characteristics of individuals in the organization The various structures, processes, methods, and so on that are formally created to get individuals to perform tasks The emerging Leadership style, Beliefs and Values, Unwritten rules, information flow (informally), Political networks
  • 68. TREY research NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980) Variables of the Congruence Model: Add a footer 68 Outputs Individual Behaviour Group and inter-group Behaviour Systems Functioning Absenteeism, lateness, turnover, levels of satisfaction, drug usage, and off-the-job activities which impact performance Intergroup conflict, collaboration, and quality of intergroup communication The various structures, processes, methods, and so on that are formally created to get individuals to perform tasks
  • 69. TREY research NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980) Nadler and Tushman apply the concept of congruence to their model. They describe congruence, or fit as “the degree to which the needs, demands, goals, objectives, and/or structures of one component are consistent with the needs, demands, goals, objectives, and/or structures of another component” (i.e., how well pairs of components fit together). For example, a task demands a level of skill and knowledge and likewise, the individuals available to perform the task possess varying levels of skill and knowledge. Add a footer 69
  • 70. TREY research NadlerandTushman’sCongruenceModelforOrganizationAnalysis(1980) Nadler and Tushman (1980) explain that the greater the skill and knowledge match between the task and the individual, the more effective the performance will be. Add a footer 70
  • 71. TREY research Galbraith’sSTARModel(1982) One of the most widely-used organizational design frameworks. A framework for making design choices and decisions on organizational strategy and execution. The model includes five design elements:  strategy, structure, processes, rewards, and people (Galbraith, These design elements affect:  the overall direction of the organization  the nature of leadership  the flow of information, and  the competencies and motivation of workers. Add a footer 71
  • 72. TREY research Galbraith’sSTARModel(1982) According to Galbraith, strategy is a multi-dimensional concept which can be defined in a number of different ways. In general, strategy is the means by which an organization intends on achieving its objectives and goals with respect to improving or innovating for competitive advantage. Leaders, in turn, develop and reinforce the organizational capabilities needed for strategy attainment (Galbraith, 1995; Kates & Galbraith, 2007). Add a footer 72
  • 73. TREY research Galbraith’sSTARModel(1982) Strategy What is the formula for success? How do we differentiate ourselves from our competitors? Structure How are we organized? What are the key leadership roles? How is the work managed? Who has power and authority? Processes How are decisions made? How does work flow between roles? What are the mechanisms for authority? Rewards How is behavior shaped by the goals? How do we assess progress? People What skills are needed? How do we best develop our talent? Add a footer 73
  • 74. TREY research Galbraith’sSTARModel(1982) Add a footer 74 The Star Model does not specify a specific performance outcome (e.g., organizational culture, performance, or effectiveness). It is a framework for decision making Culture, for example, is vitally important for any organization, but cannot be directly controlled by management. Rather, culture is a manifestation or outcome of the specific design choices made in an organization. Likewise, individual, group, and organizational effectiveness and performance are considered a byproduct of the variables in the model. The Star Model depicts the organizational design variables that can be directly controlled by the leadership in an organization.
  • 77. TREY research WHYCONDUCT ANORGANISATIONALCAPACITYASSESSMENT 1. To achieve organizational change, learning and development 2. to measure their performance, prioritize organizational challenges, and implement improvement strategies. 3. To give a general overview of the organisation’s capacity 4. Identify strengths and weakness in an organisation and stimulate discussions among individuals and teams/units Add a footer 77
  • 78. TREY research WHOSHOULDUSEANOCAT 1. By Civil Society Organisations-i.e. not-for-profit, and community-based associations. 2. These organisations are also referred to as non-profit organisations (NPOs), non-governmental organisations (NPOs), Charities and voluntary associations or organisations, faith-based organisations, etc. Add a footer 78
  • 79. TREY research THEASSESSMENTPROCESS Add a footer 79 1 Preparation 2. Conduct OCA 3 Develop Action Plan 4 Develop OCA Report 5 Needs & Evaluation based Capacity Building 6 Monitor Action Plan Progress 7 Follow-up Assessment
  • 80. TREY research Stage1:Preparation 1. Inform organisation in time (at least 6 weeks ahead); 2. Write-up or letter sent to organisation outlining the following: i. Aims and objectives of the OCAT ii. Draft Programme of Activities iii. List of documents to be prepared in advance 3. Components of organisation to assess should be agreed with Client-Key departments to participate in the OCA should include: i. HR, Finance, Monitoring & Evaluation, Programme implementation and other relevant depts. ii. At least a Board member, CEO, and staff at various levels (senior management, middle management and general staff) 4. Team to participate should be agreed with the organisation in advance 5. Participants should be aware they are to be present from beginning to end Add a footer 80
  • 81. TREY research PRINCIPLESOFOCA 1. Participation: Organisational member participation in all processes of OCA such as: i. Tool development; ii. Administering of tool; iii. Scoring and analysing data; iv. Diagnosing and suggesting interventions; v. Taking action plans; vi. Developing a report; and vii. Monitoring change. 2. Customization: The OCA tool should be customized to meet organisational purpose, size and processes. 3. Ownership: The high degree of participation of organizations’ staff and customization of the tool contributes to an increased sense of ownership and empowerment within organizations using this methodology Add a footer 81
  • 82. TREY research PRINCIPLESOFOCA 4. Communication: OCA is an excellent means of building bridges of communication and understanding both within and between organizations. 5. Continuous Learning: The OCA methodology reflects the cyclical nature of organizational development and the need to continuously revisit assessment results and action plans to make them a living part of the organization's change strategy. 6. The good OCA uses a mixture of data collection methodology including focus group, secondary data, workshops and the tool itself. Add a footer 82
  • 83. TREY research COMPONENTSOFANOCA The following elements are to be considered in developing an OCA Tool analysis 7. People 8. Technology 9. Other Resources: financial resources, business practices, administrative Practices, management expertise, information resources, R & D etc. 10.Systems 11.Environment Add a footer 83 1. Mission & Vision: 2. Organisation structure: 3. Processes 4. Culture and climate 5. Work ethos of the era 6. Work Practices
  • 84. TREY research THECOMPETINGVALUESFRAMEWORK Developed in 1983 by R.E. Quinn and J. Rohrbaugh of the University of Michigan. Explains the major indicators of effective organisational performance such as: organizational effectiveness, leadership roles and competencies, organizational culture, organizational structure, stages of life cycle development, financial strategy, and information processing. Add a footer 84
  • 85. TREY research THECOMPETINGVALUESFRAMEWORK The framework predicts if an organization is performing effectively. Two Major Dimensions of Framework One dimension differentiates and emphasises on flexibility, discretion, and dynamism from an emphasis on stability, order, and control. This continuum ranges from versatility and pliability on one end to steadiness and durability on the other end. The second dimension differentiates an internal orientation with a focus on integration, collaboration, and unity from an external orientation with a focus on differentiation, competition, and rivalry. Add a footer 85
  • 86. TREY research THECOMPETINGVALUESFRAMEWORK Add a footer 86 FLEXIBLE (changing, adaptable, & Transformational) EXTERNAL (differentiation, competition, and rivalry) FOCUSED stable, predictable, & consistent INTERNAL (integration, collaboration and unity)
  • 87. TREY research THECOMPETINGVALUESFRAMEWORK Together these dimensions form four quadrants.  Each representing a distinct set of organizational and individual factors such as: Organisational effectiveness Leadership and management competence Organisational culture Organisational structure, etc. These four core values represent opposite or competing assumptions. Each dimension highlights a core value that is opposite from the value on the other end of the continuum, e.g. flexibility vs stability, and internal vs external The quadrants also highlights opposing values diagonally. Add a footer 87
  • 88. TREY research THECOMPETINGVALUESFRAMEWORK Four quadrants of the Competing Values Framework. Add a footer 88 FLEXIBILITY EXTERNAL STABILITY INTERNAL COLLABORATE (CLAN) Do things together CREATE (ADHOCRACY) Do things first CONTROL (HIERARCHY) Do things right COMPETE (MARKET) Do things fast
  • 89. TREY research THECOMPETINGVALUESFRAMEWORK THE COMPETING VALUES FRAMEWORK AND LEADERSHIP DEVELOPMENT The CVF analyses the key values, leadership types, organisational culture, approaches to change, and theories of organisational effectiveness. Clan (Collaboration): Leadership values for this quadrant require: teamwork, collaboration, talent management, empowerment, or inter-personal relationships, mutual trust. Market (Competition): Leadership qualities include: competitiveness, fast response, decisiveness, driving through barriers, or goal achievement. Adhocracy (Creation): This requires leadership qualities such as:  innovation, creativity, articulating future vision, transformation, or entrepreneurship. Hierarchy (Control): This requires:  assessing and measuring, controlling processes, structuring, improving efficiency, or enhancing quality. Add a footer 89