The document outlines key components of regulatory compliance, including adherence to industry standards and necessary certifications. It addresses financial stability through financial statements, creditworthiness, and insurance coverage, along with risk management strategies for identifying and mitigating potential risks. Additionally, it emphasizes ethical practices and the importance of documentation and record-keeping for compliance and audit purposes.

10. Regulatory Compliance
• Compliance with relevant
industry regulations and
standards
• Certifications
• Documentation of regulatory
compliance efforts
Financial Stability
• Financial statements
• Creditworthiness and
payment history
• Insurance coverage
• Business continuity plans

12. Risk Management
Identification of potential risks and mitigation
strategies
Contingency plans for disruptions in supply or
production
Ethical Practices
Compliance with ethical standards and codes of
conduct
Policies regarding bribery, corruption, and conflicts of
interest
Documentation and Record-
Keeping
Availability and organization of necessary documents
and records
Access to relevant information for audit purposes