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The SOAP Symposium – I
                The Landscape of
           Open Access Publishing Today
     Suenje Dallmeier-Tiessen, Bettina Goerner, Robert Darby, Jenni Hyppoelae,
       Peter Igo-Kemenes, Deborah Kahn, Simon Lambert, Anja Lengenfelder,
     Chris Leonard, Salvatore Mele, Malgorzata Nowicka, Panayiota Polydoratou,
David Ross, Sergio Ruiz-Perez, Ralf Schimmer, Mark Swaisland and Wim van der Stelt
               BMC, CERN, MPDL, SAGE, Springer and STFC

                                  Presented by
                             Ralf Schimmer, MPDL


                   SOAP Symposium, Berlin, 13 January 2011


                     project-soap.eu
Our approach

•  Assess the supply of OA publishing outlets
•  Start from the DOAJ (07/2009)
•  Collect additional information (09/2009-01/2010)
   –  SCOPUS, ISI-JCR, EZB, SCImago, ask friends and colleagues
   –  Article information as of 2007/2008
   –  Trawl through thousands of web pages
•  Answer key questions
   –    How many articles, journals, publishers?
   –    In which discipline, with which license?
   –    Where does the money come from?
   –    …

   Ralf Schimmer | MPS          SOAP Symposium                2
How many?
a) Fully Open Access
!"#$%&'()*#+',(-.$/ *#+',(-.$(/   0"1&'/2"#$%&'(/ 0"1&'/&$1,3'.()4.&$/
5/                  56785/ 9:/;/ 56785/ <=/;/       7>6??=/ <</;/
8/1"/9/               5=5/ 9/;/     @95/ 5=/;/      8<6@@8/ 88/;/
5:/1"/@9/              58/ 5/;/     59:/ =/;/       58678>/ 55/;/
A/<:/                   </ B5/;/    <>7/ 59/;/      5@69>5/ 5>/;/
0"1&'/              56?:9/      / 86?>?/        / 5576??>/           /

•  English language journals only (4,032 à 2,838)
•  90% of publishers <100 articles/year and 1/3 of total
•  10% of publishers publish 2/3 of the total

b) Hybrid: 22% of journals, 2% of articles within hybrids
     Ralf Schimmer | MPS      SOAP Symposium                    3
How many?



  About 8-10% of articles/year
         are published
      in fully and hybrid
          OA journals


Ralf Schimmer | MPS   SOAP Symposium   4
The 14 “large” publishers
                   >1000 articles or >50 journals
             !"#$%&'()*+,-(*                ./")+,$&*   0)1%2$(&34(,)*     !"#$%&'()*145(*
                                                                         5"#$%&'%+A*'/"&(*
6%/7(8*9(+1),$*                                  :;<*          =>??@*
                                                                         2/--()2%,$*
                                                                         /1'()*
B+1()+,1%/+,$*C+%/+*/D*9)4&1,$$/A),5'4*            :*          E>:<E*
                                                                         +/+F5)/D%1*
                                                                         5"#$%&'%+A*'/"&(*
!"#$%2*G%#),)4*/D*H2%(+2(*                         ;*          I>@<=*
                                                                         +/+F5)/D%1*
                                                                         5"#$%&'%+A*'/"&(*
0&%,+*J(1K/)L*D/)*H2%(+1%D%2*B+D/)-,1%/+*         :@*          M>E:I*
                                                                         2/--()2%,$*
                                                                         5"#$%&'%+A*'/"&(*
N%+8,K%*!"#$%&'%+A*9/)5/),1%/+*                   =E*          M>OII*
                                                                         2/--()2%,$*
                                                                         5"#$%&'%+A*'/"&(*
                                                                                             40K articles/year
9/5()+%2"&*!"#$%2,1%/+&*                          :=*          M>O:M*
                                                                         +/+F5)/D%1*         in 616 journals
                                                                         $(,)+(8*&/2%(14*
P51%2,$*H/2%(14*/D*0-()%2,**                       :*          :>?<:*
                                                                         +/+F5)/D%1*         = 30% of the total
Q/)$8*02,8(-4*/D*H2%(+2(>*R+A%+(()%+A*                                   /1'()*
                                                  :=*          :>?<O*
,+8*S(2'+/$/A4*                                                          J30*
                                                                         5"#$%&'%+A*'/"&(*
6(+1',-*P5(+*                                    :EI*          :><<@*
                                                                         2/--()2%,$*
                                                                         5"#$%&'%+A*'/"&(*
7(8L+/K*!"#$%2,1%/+&*                             E?*          :>E;I*
                                                                         2/--()2%,$*
                                                                         $(,)+(8*&/2%(14*
B+8%,+*02,8(-4*/D*H2%(+2(&*                       :O*          :>:EM*
                                                                         +/+F5)/D%1*
                                                                         /1'()*
PTD/)8*C+%U()&%14*!)(&&*                           M*          :>O@M*
                                                                         +/+F5)/D%1*
                                                                         5"#$%&'%+A*'/"&(*
02,8(-%2*./")+,$&*                                :O*          :>OO:*
                                                                         J30*
                                                                         5"#$%&'%+A*'/"&(*
B+1()+(1*H2%(+1%D%2*!"#$%2,1%/+&*                 <M*            <E;*
                                                                         2/--()2%,$*
!
     Ralf Schimmer | MPS                            SOAP Symposium                                        5
Which areas?

             !"#$%&'(&)'%*+,-(            ."#/012%,1(     3+",4)/1(    5,'0&/%16-%),(
&7'(8(92%:01',-;(.2-10&1()4<(=%&24+/+*-(   ABC( DCE(      FGH( IHE( AA;IFJ( DJE(
>04&/"<%1(?)'2%:)'0&1()4<(51',+4+:-@(
#0+(8(K0+/+*-()4<(L0M%(!&0%4&%1(           AFF( DCE(      FAA( IHE( DG;NBN( DIE(
:%<(8(?%<0&04%()4<(O%)/'2(!&0%4&%1(        GCB( DDE(      JCB( DJE( AD;JNH( DJE(
1+&(8(!+&0)/(!&0%4&%1(                     FAA( DHE(      BII( DDE( IA;FCB( IDE(
2":(8(O":)40'0%1(                          DFJ( IGE(      DNB( ICE(     F;CAC( G(E(
*%4(8(P%4%,)/(Q+,R1(                        BA( AE(        BA( DE(      N;FGA( BE(
=+')/!                                   I;JCH(       ( D;JAJ(      ( IIB;JJA(        (
!




       Ralf Schimmer | MPS           SOAP Symposium                            6
Which areas?




2/3 of journals in STM - 1/3 in SSH       3/4 of articles in STM - 1/4 in SSH
“large publishers” almost exclusively STM
     Ralf Schimmer | MPS        SOAP Symposium                        7
Dynamics in the field:
            Starting new OA journals




Ralf Schimmer | MPS   SOAP Symposium   8
Licensing practices

•  1/2 of “Large” publishers use Creative Commons
    •  82% cc-by (attribution)
    •  18% cc-by-nc (attribution non-commercial)
    •  72% of journals, 71% of articles

•  “Other” publishers
    •  73% have license information on their web pages
    •  21% use some CC version
    •  10% state “authors retains copyright”


    Ralf Schimmer | MPS   SOAP Symposium            9
Presence of income sources
                                    NB – No information on income amount
                                       APC               Subscription
 Journals with that income source
                                         Membership
                                           Advertisement

                                                  Sponsorship
                                                  Hard copies



                                                                              Page charges
                                                                              Re-prints
                                                                              Conference fee
                                                                              Services


                                     Large publishers      Other publishers
Ralf Schimmer | MPS                                SOAP Symposium                     10
Impact indicators

•  Of our 2,838 OA journals, 313 (11%) are referenced
   in ISI-JCR (2008), while 1,176 (41%) can be found
   in Scopus (2009)
•  No difference between the large and other
   publishers in being listed in ISI-JCR
•  But distinct relationship between impact factor and
   subject domain; only 19 SSH journals with less than
   500 articles per year appear in ISI-JCR



    Ralf Schimmer | MPS   SOAP Symposium          11
Distribution of IF across journals in
            selected subject areas




Ralf Schimmer | MPS    SOAP Symposium        12
Summary

•  OA publishing is a mature field with similar patterns
   and quality indicators as non-OA publishing
•  Stronger presence of OA publishing in STM fields
•  Large publishers are more likely to rely on APC
•  Both large and smaller publishers are equally likely
   to have journals with an impact factor
•  Large publishers mostly use a version of Creative
   Commons licensing while several smaller publishers
   request the transfer of copyright to the publisher

    Ralf Schimmer | MPS   SOAP Symposium             13
Thank you!
     Project team: info@project-soap.eu
     Presenter: schimmer@mpdl.mpg.de
Project co-ordinator: Salvatore.Mele@cern.ch

         Website: http://soap-fp7.eu



           project-soap.eu

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Soap symposium-talk-i

  • 1. The SOAP Symposium – I The Landscape of Open Access Publishing Today Suenje Dallmeier-Tiessen, Bettina Goerner, Robert Darby, Jenni Hyppoelae, Peter Igo-Kemenes, Deborah Kahn, Simon Lambert, Anja Lengenfelder, Chris Leonard, Salvatore Mele, Malgorzata Nowicka, Panayiota Polydoratou, David Ross, Sergio Ruiz-Perez, Ralf Schimmer, Mark Swaisland and Wim van der Stelt BMC, CERN, MPDL, SAGE, Springer and STFC Presented by Ralf Schimmer, MPDL SOAP Symposium, Berlin, 13 January 2011 project-soap.eu
  • 2. Our approach •  Assess the supply of OA publishing outlets •  Start from the DOAJ (07/2009) •  Collect additional information (09/2009-01/2010) –  SCOPUS, ISI-JCR, EZB, SCImago, ask friends and colleagues –  Article information as of 2007/2008 –  Trawl through thousands of web pages •  Answer key questions –  How many articles, journals, publishers? –  In which discipline, with which license? –  Where does the money come from? –  … Ralf Schimmer | MPS SOAP Symposium 2
  • 3. How many? a) Fully Open Access !"#$%&'()*#+',(-.$/ *#+',(-.$(/ 0"1&'/2"#$%&'(/ 0"1&'/&$1,3'.()4.&$/ 5/ 56785/ 9:/;/ 56785/ <=/;/ 7>6??=/ <</;/ 8/1"/9/ 5=5/ 9/;/ @95/ 5=/;/ 8<6@@8/ 88/;/ 5:/1"/@9/ 58/ 5/;/ 59:/ =/;/ 58678>/ 55/;/ A/<:/ </ B5/;/ <>7/ 59/;/ 5@69>5/ 5>/;/ 0"1&'/ 56?:9/ / 86?>?/ / 5576??>/ / •  English language journals only (4,032 à 2,838) •  90% of publishers <100 articles/year and 1/3 of total •  10% of publishers publish 2/3 of the total b) Hybrid: 22% of journals, 2% of articles within hybrids Ralf Schimmer | MPS SOAP Symposium 3
  • 4. How many? About 8-10% of articles/year are published in fully and hybrid OA journals Ralf Schimmer | MPS SOAP Symposium 4
  • 5. The 14 “large” publishers >1000 articles or >50 journals !"#$%&'()*+,-(* ./")+,$&* 0)1%2$(&34(,)* !"#$%&'()*145(* 5"#$%&'%+A*'/"&(* 6%/7(8*9(+1),$* :;<* =>??@* 2/--()2%,$* /1'()* B+1()+,1%/+,$*C+%/+*/D*9)4&1,$$/A),5'4* :* E>:<E* +/+F5)/D%1* 5"#$%&'%+A*'/"&(* !"#$%2*G%#),)4*/D*H2%(+2(* ;* I>@<=* +/+F5)/D%1* 5"#$%&'%+A*'/"&(* 0&%,+*J(1K/)L*D/)*H2%(+1%D%2*B+D/)-,1%/+* :@* M>E:I* 2/--()2%,$* 5"#$%&'%+A*'/"&(* N%+8,K%*!"#$%&'%+A*9/)5/),1%/+* =E* M>OII* 2/--()2%,$* 5"#$%&'%+A*'/"&(* 40K articles/year 9/5()+%2"&*!"#$%2,1%/+&* :=* M>O:M* +/+F5)/D%1* in 616 journals $(,)+(8*&/2%(14* P51%2,$*H/2%(14*/D*0-()%2,** :* :>?<:* +/+F5)/D%1* = 30% of the total Q/)$8*02,8(-4*/D*H2%(+2(>*R+A%+(()%+A* /1'()* :=* :>?<O* ,+8*S(2'+/$/A4* J30* 5"#$%&'%+A*'/"&(* 6(+1',-*P5(+* :EI* :><<@* 2/--()2%,$* 5"#$%&'%+A*'/"&(* 7(8L+/K*!"#$%2,1%/+&* E?* :>E;I* 2/--()2%,$* $(,)+(8*&/2%(14* B+8%,+*02,8(-4*/D*H2%(+2(&* :O* :>:EM* +/+F5)/D%1* /1'()* PTD/)8*C+%U()&%14*!)(&&* M* :>O@M* +/+F5)/D%1* 5"#$%&'%+A*'/"&(* 02,8(-%2*./")+,$&* :O* :>OO:* J30* 5"#$%&'%+A*'/"&(* B+1()+(1*H2%(+1%D%2*!"#$%2,1%/+&* <M* <E;* 2/--()2%,$* ! Ralf Schimmer | MPS SOAP Symposium 5
  • 6. Which areas? !"#$%&'(&)'%*+,-( ."#/012%,1( 3+",4)/1( 5,'0&/%16-%),( &7'(8(92%:01',-;(.2-10&1()4<(=%&24+/+*-( ABC( DCE( FGH( IHE( AA;IFJ( DJE( >04&/"<%1(?)'2%:)'0&1()4<(51',+4+:-@( #0+(8(K0+/+*-()4<(L0M%(!&0%4&%1( AFF( DCE( FAA( IHE( DG;NBN( DIE( :%<(8(?%<0&04%()4<(O%)/'2(!&0%4&%1( GCB( DDE( JCB( DJE( AD;JNH( DJE( 1+&(8(!+&0)/(!&0%4&%1( FAA( DHE( BII( DDE( IA;FCB( IDE( 2":(8(O":)40'0%1( DFJ( IGE( DNB( ICE( F;CAC( G(E( *%4(8(P%4%,)/(Q+,R1( BA( AE( BA( DE( N;FGA( BE( =+')/! I;JCH( ( D;JAJ( ( IIB;JJA( ( ! Ralf Schimmer | MPS SOAP Symposium 6
  • 7. Which areas? 2/3 of journals in STM - 1/3 in SSH 3/4 of articles in STM - 1/4 in SSH “large publishers” almost exclusively STM Ralf Schimmer | MPS SOAP Symposium 7
  • 8. Dynamics in the field: Starting new OA journals Ralf Schimmer | MPS SOAP Symposium 8
  • 9. Licensing practices •  1/2 of “Large” publishers use Creative Commons •  82% cc-by (attribution) •  18% cc-by-nc (attribution non-commercial) •  72% of journals, 71% of articles •  “Other” publishers •  73% have license information on their web pages •  21% use some CC version •  10% state “authors retains copyright” Ralf Schimmer | MPS SOAP Symposium 9
  • 10. Presence of income sources NB – No information on income amount APC Subscription Journals with that income source Membership Advertisement Sponsorship Hard copies Page charges Re-prints Conference fee Services Large publishers Other publishers Ralf Schimmer | MPS SOAP Symposium 10
  • 11. Impact indicators •  Of our 2,838 OA journals, 313 (11%) are referenced in ISI-JCR (2008), while 1,176 (41%) can be found in Scopus (2009) •  No difference between the large and other publishers in being listed in ISI-JCR •  But distinct relationship between impact factor and subject domain; only 19 SSH journals with less than 500 articles per year appear in ISI-JCR Ralf Schimmer | MPS SOAP Symposium 11
  • 12. Distribution of IF across journals in selected subject areas Ralf Schimmer | MPS SOAP Symposium 12
  • 13. Summary •  OA publishing is a mature field with similar patterns and quality indicators as non-OA publishing •  Stronger presence of OA publishing in STM fields •  Large publishers are more likely to rely on APC •  Both large and smaller publishers are equally likely to have journals with an impact factor •  Large publishers mostly use a version of Creative Commons licensing while several smaller publishers request the transfer of copyright to the publisher Ralf Schimmer | MPS SOAP Symposium 13
  • 14. Thank you! Project team: info@project-soap.eu Presenter: schimmer@mpdl.mpg.de Project co-ordinator: Salvatore.Mele@cern.ch Website: http://soap-fp7.eu project-soap.eu