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Engineering, Computer Programming,
and Technology
Department of Electrical and Computer
Engineering Technology - ECET
EET 4950
Senior Design Project
An Accurate, Inexpensive
Scintillometer
Submitted by
Ben Reber, Christopher Smith & Marc Bradman
Supervised by
Professor Ali Notash
December 5, 2016
i
Abstract
A scintillometer is a scientific instrument that is used to measure small fluctuations of the
refractive index of air caused by variations in temperature, humidity, and pressure. It
consists of an optical or radio wave transmitter and a receiver at opposite ends of an
atmospheric propagation path. The receiver detects and evaluates the intensity fluctuations
of the transmitted signal through the atmosphere, called scintillation.
The magnitude of the refractive index fluctuations is usually measured in terms of
Cn
2
, which is the structure constant of refractive index fluctuations. Costly types of
scintillometers can measure the inner scale of refractive index fluctuations, which are the
smallest size eddies in the inertial subrange, allow measurements of the transfer of heat
between the Earth’s surface and the air above, called the sensible heat flux, and can also
measure the dissipation rate of turbulent kinetic energy and the momentum flux.
Scintillometers are also useful in free space optical (FSO) communications systems
development. FSO communication offers enormous bandwidth, is cost effective and offers
highly secure data links. However, it has some potential drawbacks as well. FSO
communication links deteriorate significantly due to atmospheric turbulence and weather
conditions (fog or clouds). This makes scintillometers a valuable tool in measuring the
disturbances in the atmosphere that would disrupt line-of-sight optical communications
systems. These disturbances in the atmosphere cause scintillation, a flash or sparkle of light.
Major effects include beam wandering and beam breathing.
For this project, a two-aperture scintillometer will be executed with the purpose of
measuring the refractive index structure Cn
2
, scintillation index, and inner scale values
along a low trajectory range at Kennedy Space Center. This varies from other scintillometer
designs through the use of a single transmitter signal and multiple apertures at a fraction of
the cost of commercially available scintillometers.
ii
Acknowledgements
The team would like to thank the following people for their influence on this project:
Dr. Larry Andrews for his tireless work and patient explanations of the intricate
mathematics of scintillation index and inner scale calculations.
Dr. Ronald Phillips for his hardware advice and physical theory, as well as his infinite
patience.
Mr. Robert Crabbs for assistance with funding and perspective on the mounting hardware.
Mr. Joseph Coffaro for his assistance with hardware and theory.
Professor Ali Notash for his guidance, direction and encouragement.
Christopher would also like to thank Sara Belichki for her support in embedded system data
collection and operations.
iii
Table of Contents
Abstract................................................................................................................................𝒊
Acknowledgements ........................................................................................................... 𝒊𝒊
List of Figures..................................................................................................................... 𝒗
List of Tables .................................................................................................................... 𝒗𝒊
Chapter 1 General Introduction.......................................................................................1
1.1 Introduction and Problem Statement ...................................................................................2
1.2 Principles of Scintillation..................................................................................................2
1.3 Organization of the Report ...............................................................................................5
Chapter 2 Pedagogy...........................................................................................................7
2.1 Introduction ................................................................................................................8
2.2 Scientific Principles....................................................................................................8
2.2.1 Interactions between Light and Matter................................................................8
2.2.2 Components and Circuits ....................................................................................9
2.2.3 Optical Detectors and Systems..........................................................................11
2.2.4 Principles of Diode Lasers.................................................................................14
2.2.5 Optical Filters ....................................................................................................17
2.2.6 Geometry of Light Signals ................................................................................18
2.2.7 Digital Signal Processing ..................................................................................21
2.3 Mathematical Theory of Scintillation ......................................................................27
Chapter 3 Contribution...................................................................................................33
3.1 Introduction ..............................................................................................................34
3.2 Scintillometer Design...............................................................................................34
3.2.1 Transmitter Design............................................................................................34
3.2.2 Channel..............................................................................................................38
3.2.3 Receiver Design ................................................................................................39
3.3 Results and Discussion.............................................................................................45
Chapter 4 Non-Technical Issues.....................................................................................49
4.1 Budget ......................................................................................................................50
4.2 Environmental Aspects ............................................................................................50
4.3 Health and Safety .....................................................................................................51
4.4 Ethical Aspects.........................................................................................................52
4.5 Social Aspects ..........................................................................................................52
4.6 Sustainability............................................................................................................53
Chapter 5 Conclusion ......................................................................................................55
5.1 Summary and Conclusions.......................................................................................56
5.2 Suggestions for Future Work ...................................................................................56
iv
References.........................................................................................................................58
Appendix A: Variables & Data.......................................................................................61
Appendix B: Code............................................................................................................64
v
List of Figures
Figure 1 Propagation Geometry for an Extended Medium ........................................4
Figure 2 Photograph of Intensity Beam Profile
after Propagating through Extended Turbulence .........................................5
Figure 3 Basic NPN Transistor ................................................................................10
Figure 4 Integral Laser Processes.............................................................................15
Figure 5 Fabry-Perot Diode Laser Cavity................................................................16
Figure 6 Traditional Optical Filter Construction......................................................18
Figure 7 Two Dimensional Angle (L) and Three Dimensional Angle (R) ..............19
Figure 8 Radiant Power Transfer from Transmitter to Receiver..............................20
Figure 9 Aperture Stop Limiting Field of View.......................................................21
Figure 10 Digital Signal Processing System ..............................................................21
Figure 11 Discrete vs. Continuous Signal..................................................................22
Figure 12 Sampling Frequency vs. Signal Frequency................................................23
Figure 13 Analog to Digital Conversion ....................................................................24
Figure 14 Infinite vs. Finite Precision........................................................................24
Figure 15 Quantized Error..........................................................................................25
Figure 16 Temporal vs. Spectral Components...........................................................26
Figure 17 24-hour Cn
2
Profile.....................................................................................29
Figure 18 CAD Rendering of L660P120 Laser Diode...............................................35
Figure 19 Transmitter Design Schematic Part A........................................................36
Figure 20 Transmitter Design Schematic Part B........................................................36
Figure 21 CAD Drawing of LTN330-C.....................................................................37
Figure 22 Constructed Transmitter mounted on Backplane.......................................38
Figure 23 Transmission Profile of FB660-10.............................................................39
Figure 24 SM05PD1B Photodiode Responsivity.......................................................40
Figure 25 Detector 1 Schematic .................................................................................41
Figure 26 Detector 2 Schematic .................................................................................41
Figure 27 Uncalibrated...............................................................................................42
Figure 28 Partially Calibrated ....................................................................................43
Figure 29 Fully Calibrated .........................................................................................43
Figure 30 LED Bar Graph Display Circuit ................................................................44
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Figure 31 Constructed Receiver before Enclosure.....................................................45
Figure 32 BLS vs. D1 Aperture..................................................................................46
Figure 33 RAW (11/19/2016) ....................................................................................47
Figure 34 MODEM (11/19/2016) ..............................................................................48
Figure 35 Class IIIB Danger Signage.........................................................................51
Figure 36 Common Diode Laser Failure Modes........................................................53
List of Tables
Table 1 Bill of Component Materials .....................................................................50
- 1 -
Chapter 1
General Introduction
1.1 Introduction and Problem Statement
1.2 Principles of Scintillation
1.3 Organization of the Report
Summary
In this chapter, the topic of scintillometry is introduced, as are the key players in the
field, and the role of the project. Next presented are the basic principles of
scintillation. The first step in solving any problem is identifying the traits of the
problem being solved. Finally in this chapter, the remainder of this report is laid out
for the reader.
- 2 -
1.1 Introduction and Problem Statement
Commercial scintillometry is a relatively new field, with only a couple of companies
making scintillometers, primarily for meteorological applications. Scintec, the major
producer of commercial scintillometers, has its main offices in Rottenburg, Germany, with
North American offices in Boulder, Colorado since 2012. Much of the technology for
scintillometers is still being developed through research. The primary contributors to the
field are Dr. Ronald Phillips and Dr. Lawrence Andrews. Their work in scintillation theory
and inner-scale measurement outlined in Laser Beam Scintillation with Applications [1]
has led directly to the development of commercial scintillometers. Their theory continues
to push the boundaries of understanding of scintillation through quantifying inner- and
outer-scale, and measurement of scintillation indices and the refractive index structure, Cn
2
.
Currently, only the Scintec SLS20 measures inner-scale values, at the cost of tens of
thousands of dollars. To further Dr. Phillips’ and Dr. Andrews’ work, a custom short-range
scintillometer is to be built with the intent of experimentation and theory validation.
1.2 Principles of Scintillation
Scintillation can be seen when stars twinkle in the sky, or when the heat rises off the
pavement, causing light rays to bend along the optical axis with respect to a viewer, also
known as a mirage. Rapid changes in the brightness of a light source viewed at distance
causes different light rays to bend and expand or focus as a result of optical turbulence. The
atmosphere interacts with light due to the composition of the atmosphere which, under
normal conditions, consists of a variety of different molecules and small suspended
particles called aerosols. This interaction produces a wide variety of optical phenomena,
including selective attenuation of radiation that propagates in the atmosphere, absorption
at specific optical wavelengths due to the molecules, and generation of scattering loss.
Scintillation due to the variation of the air’s refractive index under the effects of
temperature, such as star twinkle, also occur due to refraction as a result of propagation
effects through the layered quasi-homogeneous structure of the atmosphere as a gaseous
continuum, causing optical rays to propagate in paths curving towards the ground.
Atmospheric turbulence is generated by the temperature difference between the
Earth’s surface and the atmosphere, and exist in the form of eddies. The severity of the
- 3 -
turbulence is based on how big these eddies are, and the strength of the wind shear, which
is the difference in wind speed and/or direction between the outside of the eddy and the
inside. These eddies mix and churn the atmosphere, causing water vapour, smoke, aerosols
and other substances, as well as energy, to become distributed both vertically and
horizontally.
Atmospheric turbulence near the Earth’s surface differs from that at higher
altitudes. Within a few hundred meters of the surface, turbulence has a marked diurnal
variation under partly cloudy and sunny skies, reaching a maximum about midday. This
occurs due to solar radiation heating the surface of the planet, the air above it becomes
warmer and more buoyant. The cooler denser air descends to displace it. The resulting
vertical movement of air, combined with flow disturbances around surface obstacles, makes
low-level winds extremely irregular.
At night, the surface of the Earth cools rapidly, chilling the air near the ground.
When that air becomes cooler than the air above it, a stable temperature inversion is created,
and wind speed and gustiness both decrease sharply. When the sky is overcast, low-level
air temperatures vary much less between day and night, and turbulence remains nearly
constant.
Scintillation is the product of light interacting with the medium of the Earth’s
atmosphere and the particulates within it. Light passing through a homogeneous medium,
such as the vacuum of space, moves in a straight line called a ray. However, when light
travels from one medium to another, several things happen at the interface, including
reflection, refraction, absorption, and scattering effects.
- 4 -
The index of refraction of air in the atmosphere is dependent upon several factors
– pressure, temperature, and composition.
Figure 1. Propagation Geometry for an Extended Medium [18]
This means that over longer paths through the atmosphere, the variations in these
conditions will produce different indices of refraction, and bend the light ray. This is the
measurement of turbulence in the atmosphere and scintillation.
The two most common results of scintillation are beam wandering and beam
breathing. The result of the beam wandering and beam breathing is a skewed center profile
from the perspective of the receiver. In free-space optical communication systems, this
translates into signal degradation, a higher Bit-Error Rate, and distortion of the beam image.
A scintillometer measures these variations of light intensity over time. The
instrument consists of an optical transmitter and receiver at opposite ends of an atmospheric
propagation path. The receiver detects the beam’s average intensity I and evaluates the
normalized variance of irradiance fluctuations of the transmitted signal, which is also
known as scintillation. The scintillation index can also be thought of as the variance of the
intensity fluctuations divided by the mean squared. The formula for scintillation index 𝜎2
is described as,
𝜎2
=
<𝐼2>−<𝐼>2
<𝐼>2
=
<𝐼2>
<𝐼>2
− 1 [unitless] (1.1)
- 5 -
The magnitude of the refractive index fluctuations is usually measured in terms of
Cn
2
which is the structural constant of refractive index fluctuations. Modulation transfer
functions describe how lenses faithfully reproduce images. When applied to the
atmosphere, they can also be measurable in Cn
2
. Some types of scintillometers, such as
displaced beam scintillometers or multiple aperture scintillometers, can also measure the
inner scale refractive index fluctuations, which is the smallest size of turbulent eddies in
the inertial subrange.
Figure 2: Photograph of Intensity Beam Profile after Propagating through Extended
Turbulence. [18]
1.3 Organization of the Report
Chapter 2 of this report attempts to encompass the scientific foundations that have led to
the building of a scintillometer capable of measuring inner-scale and refractive indices of
turbulence over a low, open area with a short range of 150m. Topics will also cover the
theoretical mathematics of scintillation and inner-scale calculations from Dr. Lawrence
Andrews’ work.
Chapter 3 defines the design and build of the scintillometer, the role it plays in the
research at TISTEF, and the validation of this build compared to a Scintec commercially
available scintillometer, the BLS900.
- 6 -
Chapter 4 will explore the budget restrictions of the project, environmental impacts,
health and safety issues, the ethical challenges faced, social impacts of the project, and
sustainability.
Chapter 5 will summarize the findings of the project, as well outline intended ideas
for future improvements.
- 7 -
Chapter 2
Pedagogy
2.1 Introduction
2.2 Scientific Principles
2.3 Mathematical Theory of Scintillation
Summary
In this chapter, we present the scientific foundations and learning that contributed
to the knowledge and understanding making this project possible. Initially, a brief
introduction defines the purpose of this chapter.
Following the introduction is a survey of various topics covered in the degree
programs as they pertain to the project.
Lastly in this chapter is the mathematical theory of scintillation and how it is to be
calculated from measured light signals.
- 8 -
2.1 Introduction
To understand the problem fully, a background on the science and mathematics behind the
various components and processes is in order. The topics come from classes taken by the
authors of this report, and theory will be explored from the texts with appropriate in-text
citation. The intent is to provide sufficient understanding of the underlying concepts for
someone with a technical background to understand the design and processes of the
scintillometer build.
2.2 Scientific Principles
2.2.1 Interactions between Light and Matter
Visible light is an electromagnetic wave occurring at wavelengths between approximately
380nm and 750nm [2], [3], [7].
Reflection of light waves occur because the frequency of the light wave does not
match the natural frequency of vibration of the material. When light waves of these
frequencies strike an object, the electrons in the atoms of the material begin vibrating. The
material’s electrons do not vibrate in resonance at a large amplitude, but instead vibrate for
brief periods of time with small amplitudes of vibration. The energy is re-emitted as a light
wave. If the object is transparent to the light, then the vibrations of the electrons are passed
on to neighbouring atoms through the bulk of the material and re-emitted on the opposite
side of the object. Such frequencies are said to be transmitted. If the object is opaque to the
incoming light wave frequency, then the vibrations of the electrons are not passed from
atom to atom through the bulk of the material, and the surface atoms re-emit the energy as
a reflected light wave.
Absorption occurs when the light wave frequency is resonant with the vibration
frequency of the electrons in the material, the electrons will absorb the energy of the light
wave, and transform it into vibrational motion. During this vibrational motion, the electrons
interact with adjacent atoms in such a manner as to convert its vibrational energy into
thermal energy. Subsequently, the light wave with that frequency is absorbed by the object.
Refraction occurs during transmission of a light wave. The index of refraction of a
material is a measure of the change in speed and wavelength of a light wave within the new
- 9 -
material. As this happens, the light wave bends its trajectory. The severity of this bend
depends upon the incident angle of the ray, and the index of refraction of the material as
defined by the Law of Refraction, or, Snell’s Law [2], [3], [7]:
𝑛1 𝑠𝑖𝑛𝜃1 = 𝑛2 𝑠𝑖𝑛𝜃2 (2.1)
where n1 and n2 are the indices of refraction for two mediums at their interface, and θ1
and θ2 are the angles the ray of light makes with the normal of the interface.
In the atmosphere, clear air is approximated at an index of refraction of 1. Water
has an index of refraction of 1.33. Other aerosols will have other indices. As light of
different wavelengths interact within the atmosphere, all of these effects are taking place.
It is the interaction of shorter blue wavelengths with water droplets high in our atmosphere
that cause our sky to appear blue. This is Rayleigh scattering, where the molecules and
particles are very tiny – less than 1/10th
the wavelength of the light wave. Larger particles
produce Mie scattering, which is not strongly wavelength dependent and produces the
almost white glare around the sun [2].
2.2.2 Components and Circuits
Electrical and electronic circuits are typically designed using components such as resistors,
capacitors, inductors, transistors and more. These basic building blocks make up every
integrated circuit and device used in the modern world. Circuits are designed using three
fundamental scientific laws – Ohm’s law and Kirchhoff’s voltage and current laws [4].
They are the laws that explain how electric potential (voltage) is drawn through a device at
a current (amperes). The power of a device is the product of its necessary voltage and the
rate at which it consumes that voltage.
Direct current (DC) sources provide a unidirectional flow of electric charge. It is
the type of source batteries, power supplies, and dynamos are. The electrons flow in a
constant direction, distinguishing from alternating current (AC) sources. Alternating
current sources provide an electric current which periodically reverses direction [4]. This
is the type of power typically found in receptacles. The typical frequency of AC power
receptacles in the United States is 60Hz.
Circuits with both inductance and capacitance can exhibit the property of resonance,
which is important in many types of applications. Resonance is the basis for frequency
- 10 -
selectivity in communication systems [4]. The reactance of inductors and capacitors
determine whether a circuit is predominantly capacitive or inductive. When the reactance
of the inductors and capacitors in a circuit are equal, they cancel out, being 180o
out of
phase [4].
In electronics, noise is a random fluctuation in an electrical signal, a characteristic
of all electronic circuits. Thermal noise is unavoidable at non-zero temperatures. In
communication systems, noise is an error or undesired random disturbance of a useful
information signal. The noise is a summation of unwanted or disturbing energy from natural
and man-made sources [7]. Stray magnetic fields from transformers and power lines can
induce a harmonic 60Hz in nearby circuits.
Transistors are the components that make many circuits possible. They are critical
as control sources, switches, nonlinear mixers, and amplifiers. Fundamentally, transistors
are three-terminal devices. On a bipolar junction transistor (BJT) the three terminals are
labelled collector, base, and emitter.
Transistors rely on semiconductors to function. A semiconductor is a material that
acts as an insulator or as a conductor, depending upon variables such as temperature or the
presence of more or less electrons. Transistors are made by doping a piece of intrinsic
silicon so part is n-type and the other part is p-type [5].
Figure 3. Basic NPN Transistor [5]
- 11 -
The n-type material, usually silicon atoms and pentavalent impurity atoms such as
antimony, possess extra electrons. The p-type material, usually silicon atoms and trivalent
impurity atoms such as boron, possess holes in their atomic structure – places where
electrons would be to make fully stable atoms. Since the number of protons and the number
of electrons are equal throughout the p-type material, there is no net charge in the material,
so it is neutral [5].
The boundary between the two regions is a pn-junction. This pn-junction creates a
diode. The p-region has many holes (majority carriers) from the impurity atoms and only a
few thermally generated free electrons (minority carriers). The n-region has many free
electrons (majority carriers) from the impurity atoms and only a few thermally generated
holes (minority carriers) [5].
At the instant the pn-junction is formed, the free electrons near the junction in the n
region begin to diffuse across the junction into the p region, where they combine with holes
near the junction. When the pn-junction is formed, the diffusion of charges creates a layer
of negative charges near the junction. These two layers of positive and negative charges
form a depletion region, which carries a barrier potential. The depletion region expands
until equilibrium is established [5].
Biasing, in essence, is applying a voltage at the collector of the transistor that sets
the value of the barrier potential. Thus, acting as a switch, the signal entering at the base
must overcome the biasing voltage at the collector, or exit the transistor via the emitter. The
typical potential drop across the emitter is 0.7V. This is important as at voltages less than
0.7V, the transistor will not be active. For an accurate switch response, the minimum
potential must be maintained for the transistor to be active.
2.2.3 Optical Detectors and Systems
When a beam of light leaves a source, it displays a spreading of the beam, or divergence.
Light also diverges when it is purposefully collimated, or unidirectional, such as a laser
beam. The power contained in the beam at a source, will still be the same power if measured
from a short distance. However, since the light diverges, a receiver will only detect a portion
of the light power being transmitted. This is why most optical receivers have larger
apertures than the transmitters. These are all concerns to be taken into consideration when
designing the receiver portion of a light-based communications system.
- 12 -
When an ideal laser beam leaves its source, it will display a spot size of radius 𝜔
on a projected surface normal to the optical axis the light is pointed along. This point is
referred to as the 𝐼0/𝑒2
point, and is the radial distance at which the light intensity falls to
roughly 13.5% and is barely detectable by the human eye. At a point where z = 0 closest
to the source, or at the point beyond a laser’s collimating lens where the laser’s spot is the
smallest intensity projection, is called the beam’s waist, 𝜔0. This is an estimation as light
measurement is limited by the accuracy of the instruments involved, but an ideal laser
closely imitates a Gaussian beam [9]. It is of note that a diode laser beam is not circular in
shape, but elliptical, having a fast-diverging axis and slow-diverging axis. This is discussed
in section 2.2.4. This affects the following intensity calculations and will have to be
considered.
Identifying the beam’s waist, 𝜔0, and the separation distance, z, away from the
source, it is possible to calculate the size of the beam waist at distance z by the following,
𝜔 = 𝜔0
2
[1 + (
𝜆𝑧
𝜋𝜔0
2)
2
]
1/2
(2.2)
With the calculated spot radius 𝜔 at distance z from the transmitter, and knowing
the intensity at the closest point to the source, it is possible to calculate the approximate
intensity given for light passing through an aperture of radius 𝛼 by,
𝐼 = 𝐼0 𝑒
−2(
𝛼
𝜔
)
2
(2.3)
Identifying the irradiance seen at the detector is a crucial step in any light-based
systems link. However, knowing the intensity seen by the receiver is not the only important
step involved. The photoelectric material used in photodetectors in incapable of perfect
efficiency. The photodetector must be chosen to match the optical wavelength being
transmitted [7].
When light hits the surface of the detector material in a photodiode, the energy in
the photon is wavelength dependent.
- 13 -
𝐸 = ℎ𝑐/𝜆 (2.4)
The reaction of the material in a photodiode creates electron movement within the
pn-junction due to the photoelectric effect. A negative photo-current, I, is induced as the
energy of the photon overcomes the inertia of the electron in its orbit, dislodging it. The
incident optical power is then converted imperfectly. Quantum efficiency 𝜂 can be
characterized as the number of electron-hole pairs generated divided by the number of
incident photons detected on the material within the diode. The process is described by
𝐼 𝑃ℎ𝑜𝑡𝑜𝑐𝑢𝑟𝑟𝑒𝑛𝑡 = 𝑒𝜂𝑃/𝐸 (2.5)
Thus, the photodetector characteristic of responsivity can be defined as the ratio of
photocurrent generated over the incident power, or the efficiency electrons are dislodged
in proportion to the energy of the incoming photons.
ℜ =
𝐼 𝑝
𝑃
= 𝜂𝑒/𝐸 (2.6)
Responsivity plays a key role in optical detectors as it is used to compare the strengths and
weaknesses of different detectors for given wavelengths. A higher responsivity factor is
desired.
Noise is also an important consideration in electro-optical designs, as it can be
sourced from both the optical side and the electronics side. Considerations must be made
for temperature, material composition, the ambient electrical noise contained in Wi-Fi and
RF signals among others. Leakage noise is produced by the material composition of the
photodiode, as it is not an ideal device. Leakages noise 𝐼 𝑁 behaves as a Poisson distribution
and is related to the amount of dark current 𝐼 𝑑 of the photodiode under normal operation
and no light. Shot noise 𝐼𝑆𝐻, is signal dependent, and rises as the amount of light is incident
on the diode. It also behaves as a Poisson distribution and appears as fluctuations in the
photocurrent 𝐼 𝑃 for both biased and unbiased configurations. Johnson noise, or thermal
noise 𝐼𝐽, is attributed to thermal movement of electrons which can be observed in linear
- 14 -
passive resistors [7]. The formulas for noise, where B represents bandwidth, R is resistance,
T is temperature in degrees Kelvin, and K is the Boltzmann’s constant are as follows,
𝐼 𝑁 = (2𝑒𝐵𝐼 𝑑)
1
2 (2.7)
𝐼𝑆𝐻 = (2𝑒𝐵𝐼 𝑃)
1
2 (2.8)
𝐼𝐽 = (4𝐾𝑇𝐵/𝑅)
1
2 (2.9)
𝐼𝑡𝑜𝑡𝑎𝑙 = (𝐼 𝑁
2
+ 𝐼𝑆𝐻
2
+ 𝐼𝐽
2
)
1
2
(2.10)
2.2.4 Principles of Diode Lasers
The interaction of radiation and matter within semiconductors give rise to light emitting
diodes (LEDs) and diode lasers. The dual nature of light as both particle and wave must be
considered in the case of diode lasers. The particle nature is useful in understanding the
process of photon production. The wave nature is useful in understanding how a coherent
beam of light is produced within the laser’s optical resonant cavity [7].
The emission process in semiconductors relies on the construction of the
semiconductor outlined earlier. When an electron drops from the bottom of the conduction
band to the top of the valence band, the energy shows up as a photon with wavelength λ
[7].
𝜆 =
ℎ𝑐
𝐸 𝑔
(2.11)
This equation is known as Planck’s law, where h is Planck’s constant, c is the speed
of light, and Eg is the band gap energy needed for the transition to occur. This is the
interaction of radiation and matter at the quantum level. This process is fundamental to all
optoelectronic devices since the photon is the basic unit of energy exchange [3], [7].
In the construction of the semiconductor, attention must be paid to the lattice
structure of the crystal itself. The structure in a typical diode laser is a homojunction, where
the lattice constant has no mismatches; the spacing between lattice structures does not
increase beyond a certain amount or non-radiative emission occurs. Usually, the lattice is
- 15 -
made of Gallium Arsenide (GaAs). The structure consists of a pn-junction from which
radiation can be either emitted or absorbed. When the structure is forward biased, carriers
become trapped between the barrier potentials. The net result of the mechanisms of carrier
and optical confinement work together to provide a device of high efficiency and high
radiance [7].
The basic principles of lasers extend to diode lasers as well. The word laser is an
acronym for Light Amplification through Stimulated Emission of Radiation. To produce
laser action or stimulated emission, three basic processes are involved: photon absorption,
spontaneous emission, and stimulated emission [3], [7].
Figure 4. Integral Laser Processes [11]
Firstly, an electron becomes excited through the addition of energy, causing it to
attain a higher level than its normal ground state. This excited energy state lasts an atomic
lifetime, and the electron emits the energy as a photon as it seeks to return to ground level.
The photon emitted is of a wavelength equal to the energy level decrease. This is
spontaneous emission, where the photon emitted travels in a random direction. If a photon
of the same wavelength passes an excited electron, the electron will emit a photon in the
same direction and phase as the passing photon per Planck’s law.
The probability distribution of particles in a system over various possible states is
known as a Boltzmann distribution [10]. It states that a system will be in a certain state as
a function of that state’s energy and the temperature of the system. In an at-rest laser system,
the active medium has a population of atoms in a non-excited, or ground state. To achieve
lasing action, population inversion must be achieved. Population inversion is the pumping
of energy into the active medium to invert the Boltzmann distribution, placing the majority
of the atoms in the active medium into an excited state. Thus, many instances of stimulated
emission occur, with light being spatially and temporally coherent.
- 16 -
To aid in magnifying this effect, an optical resonator must be created to direct and
trap the stimulated emission, magnifying it. In the structure of the diode laser, a double
heterojunction configuration confines both carriers and optical energy, creating a Fabry-
Perot resonator [7].
Figure 5. Fabry-Perot Diode Laser Cavity [11]
Typical dimensions of this cavity are approximately 250 to 500 micrometers long and 5
to 15 micrometers thick.
The output emission, or far-field pattern from a Fabry-Perot diode laser takes on an
elliptical shape. This is because of the geometry of the active layer and the mirror facets.
The Fabry-Perot structure contains cavity modes due to the resonance of the optical wave.
Characterizing the forward beam requires two specifications for beam divergence angle.
The beam angle 𝜃∥ is the beam angle at half-maximum for the divergence parallel to the
semiconductor active layer. The beam angle 𝜃⊥ is the beam angle at half-maximum for the
divergence perpendicular to the semiconductor active layer [7]. The perpendicular angle of
divergence spreads at a greater rate than the parallel angle. Thus, when discussing the
- 17 -
divergence angles, the perpendicular axis is referred to as the fast axis, whereas the parallel
axis is referred to as the slow axis.
The relatively short stimulated lifetime allows diode laser modulation at much
higher speeds than LEDs – more than 1GHz. This can be accomplished by modulating the
diode laser in its operating region above the threshold current. If the diode laser is
completely turned off during pulse modulation, it will take a time period that depends upon
the spontaneous lifetime before stimulated emission occurs again [7].
2.2.5 Optical Filters
Optical filters can be used to attenuate or enhance an image, transmit or reflect specific
wavelengths, and /or split an image into two identical images with controlled brightness
levels relative to each other [8], [25].
Some traits of optical filters are defined as follows. The center wavelength (CWL)
is the midpoint between the wavelengths where transmittance is 50% of the specified
minimum transmission, referred to as Full Width Half Maximum (FWHM). Bandwidth is
a wavelength range used to denote a specific part of the spectrum that passes incident
energy through a filter. Bandwidth is also referred to as FWHM. Optical Density (OD)
describes the blocking specifications of a filter and is related to the amount of energy
transmitted through it. A high optical density value indicates a very low transmission, and
low optical density indicates high transmission. The cut-on and cut-off wavelengths denote
the wavelengths at which the transmission increase or decrease respectively to 50%
throughput [8], [25].
Traditional optical bandpass filters consist of layers of glass substrate, dielectric and
metal coatings, colored glass and epoxy [8]. They pass quasi-monochromatic light.
- 18 -
Figure 6. Traditional Optical Filter Construction [25]
Bandpass filters have extremely narrow transmittance bands across the substrate.
They are particularly angle sensitive, so care must be taken when mounting and placing
within an optical setup. Wavelength matching should be kept in mind when designing a
system, so the wavelength transmitted will not be filtered out [9].
2.2.6 Geometry of Light Signals
The information signal in a free-space communication link is a modulated laser, in the case
of this project, a diode laser. The modulated signal diverges from the laser aperture in a
conical projection. As previously mentioned, the output profile of a diode laser is elliptical
rather than circular. Thus, a fast-diverging axis and a slow-diverging axis are referenced.
For estimation purposes, a circular profile is assumed, with the actual profile shape kept in
mind for alignment of elements later on.
The projection of a cone is measured in solid angle projection, or steradians (sr). In
three-dimensional geometry, a solid angle subtense is defined by the ratio of an area on the
surface of a sphere to the square of the radius. A sphere contains 4π steradians of solid
angle.
- 19 -
Figure 7. Two Dimensional Angle (L) and Three Dimensional Angle (R) [8]
The transmitter is treated as a point source. The optical power flux (ϕ) of the
transmitter is measured in Watts (W). Intensity (Ie) is the measure of flux over a projected
solid angle.
𝐼𝑒 =
𝜙 (𝑊)
Ω (sr)
(2.12)
This concept is an important part of a free-space optical system link budget, which
must be calculated to ensure proper signal strength at the receiver after all losses throughout
the system have been accounted for. The total power radiated from a source is usually not
a concern, because an optical system or a detector can collect only the power within a
limited solid angle projection. The solid angle of the detector is multiplied by the area of
the source and the radiance of the source to obtain the radiant power on the detector [8].
𝜙 = 𝐼𝑒 × Ω (2.13)
- 20 -
Figure 8. Radiant Power Transfer from Transmitter to Receiver [8]
This does not take any attenuation over the free-space link into account. The power
seen at the receiver is purely the optical power incident upon the leading plane of the
receiver, and does not reflect any losses through lenses, filters or opto-electronics.
In every optical system, there are apertures, or stops, which limit the passage of
energy through the system. These apertures are the clear diameters of the lenses and
diaphragms in the system. One of these apertures will determine the diameter of the cone
of energy which the system will accept from the axial point of the object. This is termed
the aperture stop, and its size determines the illumination (irradiance) at the image. Another
stop may limit the size or angular extent of the object which the system will image. This is
called the field stop [9], [12]. These are important concepts within the radiometry aspect of
the system.
- 21 -
Figure 9. Aperture Stop Limiting Field of View
Within the scope of this project, the field stop will be the optical baffles on each
channel. On one channel, the aperture stop will be the clear diameter of the photodetector
(4mm). On the other channel, the aperture stop will be determined by an iris diaphragm
set to a diameter of 1mm.
2.2.7 Digital Signal Processing
Digital signal processing (DSP) provides a translation between real world continuous
systems with infinite precision into finite instantaneous discrete values that can then be
measured, manipulated, stored, and reconstructed in the digital domain. Figure 10
illustrates the fundamental block diagram of a DSP system. The continuous infinite
precision physical signal of interest is converted into an electrical signal by means of a
transducer that converts various forms of energy into electrical energy. This electrical
energy is the basis for the analog input into the DSP system [13].
Figure 10. Digital Signal Processing System [13]
- 22 -
The time domain of the continuous signal is divided into discrete intervals and
defined as sample spacing. Figure 11 depicts the comparison of a continuous time signal
and a discrete interval signal where the spacing intervals is indirectly proportional to the
sample rate of the DSP system such that the sampling rate;
𝑓𝑠 =
1
𝑇
(2.14)
Figure 11. Discrete vs. Continuous Signal [13]
In theory, a real world continuous signal has no instantaneous values. Continuous
signals are considered to always be in a state of transition. DSP systems approximate these
transitions into pseudo-instantaneous values of discrete time intervals. Accuracy of the
discrete conversion is directly proportional to the sample rate of the DSP system. Figure 12
illustrates that the sample rate has a lower bound where the signal can no longer be
accurately represented in a discrete form if the sample time interval is larger than the
transition time interval of the continuous signal being sampled [13]. The Nyquist-Shannon
Sampling Theorem defines the lower bound of the sample rate where;
𝑓𝑠 > 2 ∗ 𝑓𝑚 𝑎𝑥 (2.15)
- 23 -
Figure 12. Sampling Frequency vs. Signal Frequency [13]
Additionally, continuous analog signals contain amplitude variations that
theoretically possess infinite precision. DSP systems quantize the amplitude values of a
continuous signal into discrete level approximations where the amplitude step size interval
is indirectly proportional to the accuracy of the analog signal amplitude such that for an ‘n’
bit DSP system the amount of quantization of levels is found to be
𝐿 = 2 𝑛
(2.16)
With regards to the amount of quantization levels the subsequent calculations can be made
such that the voltage quantization step size is
𝛥 =
𝑉 𝑚𝑎𝑥−𝑉 𝑚𝑖𝑛
𝐿
(2.17)
The integer digitization value is
𝑖 = 𝑟𝑜𝑢𝑛𝑑 (
𝑉 𝑚𝑎𝑥−𝑉 𝑚𝑖𝑛
𝛥
) (2.18)
- 24 -
Likewise the discrete voltage quantization value is
𝑣𝑞 = 𝑣 𝑚𝑖𝑛 + 𝑖 ∗ 𝛥 (2.19)
In Figure 13, the analog input signal is quantized into a base 2 counting system
using the discrete reference level approximations of an 8 bit 256 level DSP system. Figure
14 further illustrates the discrepancy between the infinite precision of the analog input
signal with respect to the finite precision of the ADC quantization levels.
Figure 13. Analog to Digital Conversion [13]
Figure 14. Infinite vs Finite Precision [13]
- 25 -
Due to the infinite precision nature of the analog input signal the severity of the
amplitude quantization discrepancy is indirectly proportional to the amount of quantization
levels. Increasing the quantity of levels decreases the quantization interval and therefore
increases precision by reducing the average quantization error such that;
𝐸(𝑒 𝑞
2
) =
𝛥2
12
(2.20)
Reduction of quantization error increases the quantization signal-to-noise ratio for
the DSP system where;
𝑆𝑁𝑅 =
𝐸(𝑣 𝑥
2)
𝐸(𝑒 𝑞
2)
(2.21)
Figure 15 depicts a graph of the line x = xq and the resulting quantization of the
line representative of an analog input signal shows that the maximum quantization error
deviation per discrete value is equal to half the quantization step size. Decreasing the
quantization step size therefore reduces the maximum possible quantization error.
Figure 15. Quantization Error [13]
A digitized periodic signal can be represented both temporally and spectrally.
Figure 16 depicts a digitized sinusoidal signal in both discrete time intervals as well as
discrete frequency intervals. When the input signal is comprised entirely of the fundamental
frequency of a sinusoidal waveform the resulting spectral contents will indicate a sole peak
- 26 -
at that fundamental frequency. The significance of the frequency components comprising
a periodic function are found by calculating the correlation between the function of a
continuous signal and that of both odd and even sinusoidal waves using the Fourier series
in equation 2.22. In this series the magnitude of the spectral contents are representative of
the magnitude of the spectral component coefficients when referencing nth harmonics of the
fundamental frequency.
𝑥(𝑡) = 𝑎0 + ∑ (𝑎 𝑛 cos
𝑛𝜋𝑡
𝑇
+ 𝑏 𝑛 sin
𝑛𝜋𝑡
𝑇
)
∞
𝑛=1
(2.22)
Figure 16. Temporal vs. Spectral Components [13]
With regards to a digital system, it is more practical to reference quantized discrete
values by the respective sample number ‘n’ of a sample set with a length of ‘N’. In this
form the Fourier transform in equation 2.23 can be used to calculate the respective
magnitudes of the discrete interval frequency components. Equation 2.24 is used to
calculate the frequency interval spacing between adjacent spectral components as a result
- 27 -
of an inverse relationship between the sample frequency and the total number of samples
per periodic sample set.
𝑋(𝑘) = ∑ 𝑥(𝑛)𝑒−
𝑖2𝑛𝑘𝜋
𝑁
𝑁−1
𝑛=0
(2.23)
𝛥𝑓 =
𝑓𝑠
𝑁
=
1
𝑁∗𝑡 𝑠
=
1
𝑇0
(2.24)
Likewise the spectral contents of a periodic discrete set of values can be used to
calculate the respective temporal contents by performing the inverse method of the
Fourier transform in equation 2.25 and using the reciprocal of the sample frequency as the
respective time interval spacing for the temporal results.
𝑥(𝑛) =
1
𝑁
∑ 𝑋(𝑘)𝑒
𝑖2𝑛𝑘𝜋
𝑁
𝑁−1
𝑘=0
(2.25)
2.3 Mathematical Theory of Scintillation
Physically, the refractive-index structure parameter, 𝐶 𝑛
2
is a measure of the strength of the
fluctuations in the refractive index. The index of refraction of a medium is important when
propagating light through it. The atmosphere exhibits random fluctuations in refractive
index as the temperature and wind speed change. At a point R in space and time t, the index
of refraction can be mathematically expressed as
𝑛(𝑹) = 𝑛0 + 𝑛1(𝑹, 𝑡) (2.26)
where n0=⟨𝑛(𝑹, 𝑡)⟩ ≅ 1 is the mean value of the index of refraction and 𝑛1(𝑅, 𝑡) represents
the random deviation of 𝑛(𝑹, 𝑡) from its mean value; thus ⟨𝑛(𝑹, 𝑡)⟩ = 0. Typically, time
variations of the refractive index are slow compared to the frequency of the optical wave,
therefore the wave is assumed to be monochromatic. The expression in the above formula
can be written as
𝑛(𝑹) = 1 + 𝑛1(𝑹) (2.27)
where 𝑛(𝑹) has been normalized by its mean value n0.
- 28 -
The index of refraction for the atmosphere can be written for visible and IR
wavelengths as
𝑛(𝑹) = 1 + 77.6 × 10−6(1 + 77.6 × 10−3
𝜆−2)
𝑃(𝑹)
𝑇(𝑹)
(2.28)
where 𝜆, the optical wavelength, is expressed in 𝜇m, P(R) is the pressure in millibars at a
point in space, and T(R) is the temperature in Kelvin at a point in space. It is noticed that
the wavelength dependence for optical frequencies is very small, therefore this equation
can be rewritten as
𝑛(𝑹) ≅ 1 + 79 × 10−6 𝑃(𝑹)
𝑇(𝑹)
(2.29)
Since pressure fluctuations are usually negligible, the index of refraction exhibits
an indirect relation with the random temperature fluctuations. This simple approximation
only holds in the visible and near-IR range. Extending the wavelength into the far-IR
introduces other issues, such as humidity.
Since 〈𝑛1(𝑹, 𝑡)〉 = 0, the spatial covariance of 𝑛(𝑹) can be expressed as
𝑩 𝑛(𝑹1, 𝑹2) = 𝐵𝑛(𝑹1, 𝑹1 + 𝑹) = 〈𝑛1(𝑹1)𝑛1(𝑹1 + 𝑹)〉 (2.30)
If the random field is both statistically homogeneous and isotropic, the spatial
covariance function can be expressed in terms of a scalar distance, 𝑅 = |𝑹2 − 𝑹1|.
Assuming statistically homogeneous and isotropic turbulence, the related structure function
exhibits asymptotic behavior.
𝐷 𝑛(𝑅) = {
𝐶 𝑛
2
𝑅2/3
, 𝑙0 ≪ 𝑅 ≪ 𝐿0
𝐶 𝑛
2
𝑙0
−4/3
𝑅2
, 𝑅 ≪ 𝑙0
(2.31)
𝐶 𝑛
2
is the index of refraction structure parameter, ℓ0 is the inner scale of turbulence,
and 𝐿0 is the outer scale of the turbulent eddies. The inner and outer scales of turbulence
act as a lower and upper bound, respectively, for the fluctuations of the refractive index.
Behavior of 𝐶 𝑛
2
at a point along the propagation path can be deduced from the temperature
structure function obtained from point measurements of the mean-square temperature
difference in two fine wire thermometers. With the use of equation 4, the index of refraction
structure parameter is defined as
- 29 -
𝐶 𝑛
2
= (79 × 10−6 𝑃
𝑇2
)
2
𝐶 𝑇
2
(2.32)
Typical values for 𝐶 𝑛
2
are between 10-16
m-2/3
for weak fluctuations and 10-12
m-2/3
for strong fluctuations. Per David Wayne’s work in 2006 [2], when there is no sunshine,
𝐶 𝑛
2
is low, and as the sun begins to rise, 𝐶 𝑛
2
increases until it reaches a maximum in the
middle of the day. As the sun begins to set, 𝐶 𝑛
2
decreases. The trend includes a dip in the
value of 𝐶 𝑛
2
before and after sunrise. These two dips are called the quiescent periods. The
corresponding drop in 𝐶 𝑛
2
occurs due to the temperature gradient between the ground and
atmosphere being minimal.
Figure 17. 24-hour 𝐶 𝑛
2
Profile [21]
The Rytov variance is a measure of the strength of scintillation; ray propagation
through a turbulent atmospheric medium will experience irradiance fluctuations called
scintillations. The relation between refractive index structure parameter 𝐶 𝑛
2
and the
relative variance of optical intensity 𝜎2
was set by Rytov as
𝜎 𝑅
2
= 𝐾 × 𝐶 𝑛
2
× 𝑘7/6
× 𝐿11/6
(2.33)
where 𝐶 𝑛
2
is the refractive index structure parameter, k represents the wave number (2𝜋/𝜆),
and L is the distance between the transmitter and receiver of the optical wireless system,
and K is a constant equal to
- 30 -
𝐾 = {
1.23 𝑓𝑜𝑟 𝑝𝑙𝑎𝑛𝑒 𝑤𝑎𝑣𝑒
0.5 𝑓𝑜𝑟 𝑠𝑝ℎ𝑒𝑟𝑖𝑐𝑎𝑙 𝑤𝑎𝑣𝑒
(2.34)
A plane wave model is used for starlight and other exo-atmospheric sources, a
spherical wave model is used for a small-aperture source within or near the turbulent
atmosphere. For this project, a spherical wave model will be used, so from this point onward
only the spherical wave calculations are presented.
The scintillation index 𝜎𝐼
2
[dB2
] can be expressed by the relation
𝜎𝐼
2
= 23.17 × 𝑘7/6
× 𝐶 𝑛
2
× 𝐿11/6
(2.35)
where k (m-1
) is the wave number, L (m) is the length of the link, and 𝐶 𝑛
2
(m2/3
) is the
structure parameter of the refractive index, representing the turbulence intensity.
To understand the problem fully, the concept of Cn
2
as a measurement of optical
turbulence must be outlined. The Cn
2
model is a semi-empirical algorithm developed by the
U.S. Army Research Lab to provide realistic values for the refractive index structure
parameter over land given two vertical levels of conventional wind speed, temperature, and
humidity data as input [24]. Therefore, equations for the real index of refraction are
expressions in terms of temperature, pressure, and moisture – preferably the conserved
elements potential temperature and specific humidity.
The function of the scintillometer will be to measure the signal for an exposure time
of 30 seconds at a rate of 10,000 samples per second. The process used in the scintillometer
design is based on a technique known as aperture averaging, which will allow the
measurement of inner scale values (ℓ0). This requires the scintillometer design to have two
separate channels on the receiver, each with a different size aperture. From the array of data
collected for each lens, the computer will calculate the mean intensity, 〈𝐼〉.With reference
to the equation of variance
𝜎2
= 〈𝐼2〉 − 〈𝐼〉2
(2.36)
and the mean value of the signal is equal to
〈𝐼〉 =
∑𝐼
𝑛
(2.37)
For each receiver channel, the scintillation index is calculated as
- 31 -
𝜎𝐼1
2
=
𝑛∑(𝐼2)
(∑𝐼)2
− 1 = 𝐹𝑙𝑢𝑥 𝑚1 (2.38)
𝜎𝐼2
2
=
𝑛∑(𝐼2)
(∑𝐼)2
− 1 = 𝐹𝑙𝑢𝑥 𝑚2 (2.39)
In each of these calculations, 𝐶 𝑛
2
is a hidden variable within the data. As 𝐶 𝑛
2
is an
unknown and is treated as a constant, the ratio of the two channels eliminates 𝐶 𝑛
2
, and allows
for the rough calculation of the inner scale value from the sample in mm.
𝑅𝑎𝑡𝑖𝑜 𝑀𝑒𝑎𝑠𝑢𝑟𝑒𝑑 =
𝐹𝑙𝑢𝑥 𝑚1
𝐹𝑙𝑢𝑥 𝑚2
≈ ℓ0 (2.40)
This is noted as the measured ratio. The theoretical flux calculated per the Modified
Hill-Andrews Spectrum, for each channel is
𝐹𝑙𝑢𝑥 𝑐1 =
𝑆𝑆
[1+(
𝑆𝑆
1.428𝜎 𝑅
2 )
5
7⁄
𝑑𝑑1
5
3⁄
]
7
5⁄
(2.41)
𝐹𝑙𝑢𝑥 𝑐2 =
𝑆𝑆
[1+(
𝑆𝑆
1.428𝜎 𝑅
2 )
5
7⁄
𝑑𝑑2
5
3⁄
]
7
5⁄
(2.42)
where the Rytov variance is
𝜎 𝑅
2
= 1.23𝐶 𝑛
2
𝑘
7
6⁄
𝐿
11
6⁄
(2.43)
𝑆𝑆 = 9.65𝑏0
2
[0.4 (1 +
9
𝑄𝑙
2)
11
12⁄
(𝑇1 + 𝑇2 − 𝑇3) −
3.5
𝑄𝑙
5
6⁄
] (2.44)
𝑏0
2
= 0.496𝑐 𝑛
2
𝑘
7
6 𝐿
11
6 (2.45)
𝑑𝑑1 = (
𝑘𝐷 𝑅𝑋1
2
4𝐿
)
1/2
(2.46)
𝑑𝑑2 = (
𝑘𝐷 𝑅𝑋2
2
4𝐿
)
1/2
(2.47)
- 32 -
𝑄ℓ =
10.89𝐿
𝑘ℓ0
2 (2.48)
𝑇1 = sin [
11
6
tan−1
(
𝑄 𝑙
3
)] (2.49)
𝑇2 =
2.610
(9+𝑄𝑙
2)
1
4
sin [
4
3
tan−1
(
𝑄 𝑙
3
)] (2.50)
𝑇3 =
0.518
(9+𝑄𝑙
2)
7
24
sin [
5
4
tan−1
(
𝑄 𝑙
3
)] (2.51)
Again, the ratio is taken. This is the theoretical ratio.
𝑅𝑎𝑡𝑖𝑜 𝑇ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 =
𝐹𝑙𝑢𝑥 𝑐1
𝐹𝑙𝑢𝑥 𝑐2
(2.52)
The difference of the two ratios is taken. Inner scale is identified when
𝑅𝑎𝑡𝑖𝑜 𝑇ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 − 𝑅𝑎𝑡𝑖𝑜 𝑀𝑒𝑎𝑠𝑢𝑟𝑒𝑑 ≅ 0 (2.53)
The accuracy of the measurement of the inner scale value will depend on the
resolution of the trial case calculations between 1 and 10 mm.
From the estimated inner scale value, 𝐶 𝑛
2
can be calculated as
𝐶 𝑛 𝑒𝑠𝑡𝑖𝑚𝑎𝑡𝑒𝑑
2
=
𝐹𝑙𝑢𝑥1𝑚[1+(
𝑆𝑆
1.428𝜎 𝑅
2 )
5
7⁄
𝑑𝑑1
5
3⁄
]
7
5⁄
9.65(0.5𝑘
7
6⁄
𝐿
11
6⁄
)0.4(1+
9
𝑄ℓ
)
11
12⁄
(𝑇1+𝑇2−𝑇3)−
3.5
𝑄
ℓ
5
6⁄
(2.54)
- 33 -
Chapter 3
Contribution
3.1 Introduction
3.2 Scintillometer Design
3.3 Results and Discussion
Summary
In this chapter, we present an analysis of the scintillometer design and build, as well
as a discussion on the results obtained in a side by side comparison with a
functioning commercial scintillometer.
- 34 -
3.1 Introduction
The transmitter signal is a square wave pulsing at 1 Hz. The focus of the transmitter is
adjustable based upon the receiver target area. The signal passes through the channel, which
is the open, low atmosphere of the range. While in the channel, the light is unbounded, as
there is no relative extent to be considered based upon the length of the range. The signal
is still subject to other effects in the channel similar to a light signal being passed in any
other medium such as a fiber optic. As the channel is unbounded, the signal does not get
redirected at an interface as a whole, but only through the intermediate particles and
aerosols which are considered at the ray level. This is the scintillation to be detected.
The receiver detects a portion of the overall signal, and detects deviations at the ray
level at a rate of 8168 Hz. The signal rays enter the receiver through a narrow band pass
filter and strike the photodiodes on each channel. The aperture on one channel is stopped
down to create two different size apertures to allow for the necessary aperture averaging
comparison. The photodiode converts the optical power of each sample into an electrical
current. This current is then processed at the channel level of the receiver on a
programmable system on chip, or PSoC. The PSoC on each channel is designed and
programmed to translate the different levels of current generated by the photodiode as a
value, and pass that value on to the common computer for processing. The common
computer used is a Beaglebone Black. This microcomputer is programmed to perform the
mathematical calculations using the inputs of the two signals to find the inner scale values
and refractive index structure parameter,𝐶 𝑛
2
.
3.2 Scintillometer Design
3.2.1 Transmitter Design
The transmitter design is intentionally over-engineered. The centerpiece is the laser diode,
which operates at a wavelength of 660nm to allow for visible alignment of the system. This
is important as wavelength matching must be incorporated throughout the entire system.
The peak optical output of the laser diode is 120mW, which is more than enough power for
the expected range of 100-150m.
- 35 -
Figure 18. CAD Rendering of L660P120 Laser Diode
A PSoC is implemented in the transmitter to modulate the laser diode output. The
driver circuit modulates the laser diode with a square wave using a pulse width modulator
(PWM) hardware component in the PSoC. The PWM creates a square wave with a pulse
width of 500ms and a period of 1000ms. The LED pin is used as an indicator and a separate
pin was added to output the laser driver signal. Added to that was a differential operational
amplifier (Op-Amp) and digital-to-analog converter (DAC) hardware modules within the
transmitter design. The DAC is applied to the inverting input of the op-amp in order to
maintain control over the pulse amplitude of the LED driver signal. The DAC values are
set using firmware. Furthermore, a trans-impedance amplifier (TIA) and a delta-sigma
analog-to-digital converter (Del-Sig ADC) hardware module were implemented in the
transmitter design. The TIA takes in a current supplied by a photo-feedback diode and
converts the signal to a voltage. This voltage is read by the Del-Sig ADC where the value
is passed to the DAC by firmware and thus used to control the pulse amplitude. For the
given range of 100-150m, this value has been set to 32mW. A summing op-amp hardware
module is implemented within the transmitter design to allow the addition of a DC floor to
the signal of the transmitter driver circuit. The value is set such that the transistor and laser
diode operate just above cut-off. The end result is a regulated power output. A 100pF
capacitor was added in parallel with the TIA load resistor to filter out undesired frequencies
and remove oscillations in the control system. This ensures that all of the incoming signal
is output and not lost to turn-on voltage.
- 36 -
Figure 19. Transmitter Design Schematic Part A
Figure 20. Transmitter Design Schematic Part B
A USB connection was implemented, with software written to allow interfacing
with the USB through a computer to permit user input of any value between 0 and 65534
(216
𝑏𝑖𝑡 𝑖𝑛𝑡𝑒𝑔𝑒𝑟 𝑙𝑒𝑣𝑒𝑙𝑠) to control the pulse width. The calibration mode is accessed by
holding down switch 1 during power ON. The laser diode starts at 0 duty cycle and only
changes the pulse width when receiving the command from the USB port. It is of note that
the calibration mode does not support constant power functions. If switch 1 is not pressed
during the power ON, the laser will power on as usual, utilizing constant power correction
- 37 -
and 100% duty cycle. If switch 1 is pressed after power ON, the laser will cycle through
various pre-programmed pulse width and pulse period configurations.
The laser diode itself is mounted into an Electro-Static Discharge (ESD) protection
circuit and collimating lens system. The collimating lens system chosen for the transmitter,
ThorLabs adjustable collimation tube with optic LTN330-C, allows for an adjustable focus,
based upon the needs of the range at that time.
Figure 21. CAD Drawing of LTN330-C
This also allows greater control over the strength of the signal at the receiver, as
well as control over the length of the nominal hazard zone. The output profile of the laser
diode is an ellipse, which must be accounted for in all transmission calculations. At 150m,
the divergence used was 2mrad on the slow axis, and 17/5mrad on the fast axis.
The entire transmitter system runs on a 12.6V car battery. This allows for hours of use
in remote locations, and removes the 60Hz noise associated with typical power receptacles.
- 38 -
Figure 22. Constructed Transmitter mounted on Backplane.
3.2.2 Channel
The signal from the transmitter passes through the air on its way to the receiver. This
requires consideration on the behavior of the signal as it passes through the atmosphere.
The troposphere attenuates the square wave much the same way glass or plastic attenuates
the signal in a fiber optic. The square wave distorts, a phenomena known as pulse
broadening, and presents a more Gaussian profile when it arrives at the receiver as the
higher harmonics are filtered out.
The channel is relatively unbounded within a short range (<1 km), as within this
range in most any direction, the atmosphere is a relatively homogeneous gaseous
continuum. The relative density change from sea level to 1 km is 0.113 kg/m3
, so if the
system were pointed normal to the atmosphere this would only be a slight factor within a
short range. The normal use for this system is along paths parallel to ground level over
relatively short distances. Thus, rays are not redirected in any way that the entire signal
power is focused at the receiver. This makes signal divergence a large part of the
- 39 -
transmitter, and links these two components of the system. As light doesn’t interact with
other light, the signal passes through the channel without effect from ambient light.
3.2.3 Receiver Design
The receiver design consists of two input channels to acquire the signal from the
transmitter. Sections of SM05 threaded tubing were affixed to the leading end of the
receiver as optical baffles with the intent of narrowing the field of view of the receiver to
allow only direct light into the system. The effective field of view is limited to ±4°. On
each channel, a narrow band pass filter, ThorLabs FB660-10, was placed in front of the
photodiode to eliminate incoming ambient light that was not of wavelength 660nm. The
filter is designed for a central wavelength of 660 ±2nm, and has a transmission at full width
half max (FWHM) of 10 ±2nm.
Figure 23. Transmission Profile of FB660-10
Behind the narrow band pass filter on each channel is an SM05PD1B photodiode.
Keeping both channels with the same photodiode provides the most consistent dark current
and system response. The rise/fall time of the photodiode is 10ns, making it capable of
- 40 -
sample rates of 100MHz. The effective diameter of the photodiode is 4mm. As aperture
averaging is being used, an adjustable iris is used to aperture down detector 1 to an effective
1mm diameter. The responsivity of the photodiode at 660nm is approximately 0.43A/W.
Figure 24. SM05PD1B Photodiode Responsivity
Each photodiode is connected to a dedicated PSoC. Each PSoC is designated as a
master SPI device communicating to a common slave microcomputer, a Beaglebone Black.
This allows for a fixed sample rate on both detectors. The PSoCs share a common clock
and communicate between each other to ensure acquiring data and transmission of data do
not take place at the same time, thus preventing serial transfer noise from being captured
by the detectors with a delta sigma ADC set to 216
= 65536 bit integer levels between 0
to 3.3 volts with a maximum offset of 20mV. This offset can be filtered out with software
later in the signal processing phase.
- 41 -
Figure 25. Detector 1 Schematic
Figure 26. Detector 2 Schematic
- 42 -
Due to the large gain of 32 on detector 1, a DC floor is added to the digitized signal.
The DC floor is a part of the trans-impedance amplifier design and initially adds
approximately 20mV. However, the large gain of the programmable gain amplifier (PGA)
increases this to just over 0.64V. This reduces the SNR of the ADC to approximately 10
with reference to the maximum positive voltage of 3.3V. By adding a positive reference
voltage to the negative input of the PGA, the DC floor is reduced back down to 20mV. As
the overall signal is reduced by the offset, more headroom exists to increase the gain of
detector 1. Thus it is moved to 48x, which allows the entire dynamic range of the ADC to
be used, increasing the SNR to approximately 100.
Similar implementations exist on detector 2, however, with a gain of 2. The DC
floor of detector 2 is reduced from 40mV back to 20mV. A buffer op-amp was added to the
input signal of the ADC which allows a voltage monitor LED bar graph to be implemented,
which will display the incoming signal without affecting the signal. Detector 1 possesses
approximately 1/16th
the area, and therefore collects approximately 1/16th
the energy of
detector 2. Thus, the signal is amplified for both detectors such that the full range of both
ADCs are used for the dynamic portion of the signal only.
Initially the system was uncalibrated.
Figure 27. Uncalibrated
The calibration process began with the electrical calibration, which involved the
lenses being covered. The system analyzed the internal noise, including dark current on the
photodiodes. These were stored as constants for later removal.
- 43 -
Figure 28. Partially Calibrated
The remainder of the calibration process took place in a controlled environment in
the lab. A 1 Hz square wave was transmitted to the receiver, representing a scintillation
index of 1.0. The system was then tuned until the receiver was able to read as close to the
1.0 scintillation index as possible. The obtained accuracy is 1.014 with a 1.4% error.
Figure 29. Fully Calibrated
A visual aid was implemented to make alignment of the transmitter easier in the
form of an LED bar display, which shows how much signal is appearing on each
photodiode. Each channel’s signal is driven to a three color, 10 segment LED display which
becomes brighter as the amount of signal onto the detectors becomes greater. The maximum
amount of signal seen for this range is 3.3V, at which point the PSoC’s ADC will become
- 44 -
saturated, and all ten segments will be lit. For the given parameters used, only the green
LED bars should illuminate. There are two identical circuits, one for each photodiode,
which are powered from a 5VDC supply.
Figure 30. LED Bar Graph Display Circuit
The final step in the receiver is the data processing in the Beaglebone micro-computer.
The collected data is in a raw digitized format from the PSoCs, and must be demodulated.
The data is divided into two vectors per channel: signal with noise (S+N) and noise (N).
All vectors are saved as a file mod.csv. The average of each vector is then calculated and
the difference is taken, yielding the average signal value.
𝜇 𝑆 = 𝜇 𝑆+𝑁 − 𝜇 𝑁 (3.1)
The variance of each vector is calculated and subtracted to produce the variance of the
signal.
𝜎𝑆+𝑁
2
− 𝜎 𝑁
2
= 𝜎𝑆
2
(3.2)
The scintillation index is defined as the variance divided by the mean-squared.
- 45 -
𝜎𝐼
2
=
𝜎 𝑆
2
(𝜇 𝑆)2
(3.3)
The ratio of scintillation indices between the channels yields the inner scale value, ℓ0. This
value is output as file sci.txt from the Beaglebone.
Figure 31. Constructed Receiver before Enclosure
3.3 Results and Discussion
The device was tested several times between late August and November of this year. It was
tested at the University of Central Florida’s TISTEF laser range at the Kennedy Space
Center in Merritt Island, FL. Testing usually began between the times of 11:00 AM and
ended at 5:00 PM where optical turbulence has been shown to reach a maximum during
midday hours.
Tested alongside this device was the commercially available BLS900 for
comparison data. The two systems were set up close to each other, but so as not to interfere
with each other. As the BLS900 is ineffective at 150m, it was set up parallel to the project
scintillometer with a distance between receiver and transmitter of 1km. The scintillometers
were set up such that the light from neither transmitter ended up in the receiver of the other
device – the BLS transmitter faced south and was further down range, whereas its receiver
pair was set up closer to the facility facing north, adjacent to the project transmitter. The
project transmitter was aligned to the receiver, which faced south towards the lab, roughly
150m away. Sources of radio frequencies that interfered with the data were shut off.
- 46 -
The data collected from the project scintillometer corresponds very closely with that
of the BLS900. Figure 32 shows the output Cn
2
values for aperture one, as well as on the
BLS900 taken in parallel.
Figure 32. BLS vs. D1 Aperture
The data collected correlated with the data taken from the BLS in parallel. There
are minor deviations in 𝐶 𝑁
2
which can be attributed to the differences in propagation path
sizes. Longer ranges will have greater impacts on scintillation. It is shown that for a specific
time of day, the project scintillometer performs just as well as the BLS-900. It can also
predict the inner-scale size of turbulent eddies within acceptable error, which the BLS-900
cannot do [30]. Inner-scale results could not be validated by comparison, due to a lack of
inner-scale measurement on the available commercial devices. The accuracy regarding
inner-scale values is purely from research and estimation. Since the 𝐶 𝑁
2
values mimic each
other in each device, it can be safely assumed that it is within accurate range, since the
values for 𝐶 𝑁
2
are derived from the values assumed to be the true inner-scale size.
As shown in the raw data, the transmitted 1Hz optical signal is visible when looking
at the time domain and the frequency domain. It is of note that during the ‘off’ part of the
duty cycle, the ADC reads the voltage necessary to keep the transistors active, providing
an accurate response time and voltage. The gain from each channel is properly adjusted in
the PSoC software so this value will never deviate.
- 47 -
Figure 33. RAW (11/19/2016)
During the ‘on’ cycle, the square wave profile displays representations of
scintillation. The spiking variations in intensity are due to the randomly deviated rays
coming in and out of the photodiode’s field of view. This is a representation of what
viewing a single pixel on a time-lapse photograph of the transmitted beam would look like.
The time domain is visible in figure 33 on the left side for each aperture.
In the frequency domain, the peak fluctuations occur in the demodulated format at
frequencies between 10Hz and 250Hz. This is displayed below in figure 34 on the right
side for each aperture. This correlates with current findings regarding scintillation theory
provided by the team at TISTEF and Dr. Ronald L. Phillips and Dr. Larry C. Andrews of
U.C.F.
- 48 -
Figure 34. MODEM (11/19/2016)
- 49 -
Chapter 4
Non-Technical Issues
4.1 Budget
4.2 Environmental Aspects
4.3 Health and Safety
4.4 Ethical Aspects
4.5 Social Aspects
4.6 Sustainability
Summary
In this chapter, we will discuss the budget and the economic side of the project,
environmental hazards, health impacts and safety of the project, the ethicality of the
project, some social aspect and sustainability of the project’s major components.
- 50 -
4.1 Budget
The budget allotted for this project was initially between $1500.00 and $2000.00 for a
transmitter and single aperture receiver pair. The initial estimates ran approximately
$1600.00.
A scope change occurred and the design changed to include two apertures. This
required twice as many lenses, which were the most expensive components. The estimated
cost became closer to $2200.00. This included lenses and accompanying tubing.
A scope change occurred when the theory suggested smaller apertures and no
lenses. The redesign became the current build, eliminating the most expensive lenses. The
total budget spent was just over $1000.00 for the parts listed in Table 1 below.
Table 1. Bill of Component Materials
Transmitter 660nm Laser Diode, 120mW ThorLabs 96.22$ 1 $96.22
Adafruit USB to Serial Breakout Board Adafruit 14.99$ 1 $14.99
Laser Diode Collimator ThorLabs 228.00$ 1 $228.00
PSoC 5LP DigiKey 9.99$ 1 $9.99
ESD Protection and Strain Relief Cable ThorLabs 49.00$ 1 $49.00
$0.00
Receiver Si Photodiode ThorLabs 86.00$ 2 $172.00
1" Bandpass Filter, 660 +/- 2nm ThorLabs 84.67$ 2 $169.34
1" Dia. Stackable SM01 Lens Tube with Retaining Ring ThorLabs 15.30$ 4 $61.20
6" SMA Cables Amazon.com 6.99$ 2 $13.98
PSoC, 5LP DigiKey 9.99$ 3 $29.97
BeagleBone Black
Mouser
Electronics
89.99$ 1 $89.99
Various connectors and Electrical Components $40.00 1 $40.00
LED Bar Display 2.00$ 2 $4.00
1" End Caps ThorLabs 20.00$ 2 $40.00
$1,018.68
100.00$Shipping & Handling
Subtotal
Software used encompassed the included free developer software for the PSoC
units, MatLAB for modeling and calculations, Microsoft Office for various reports, tables,
calculations, graphs and data tables, and the Beaglebone Black was programmed in Python.
4.2 Environmental Aspects
The system is safe for the environment. There are no hazardous materials involved in the
components. The laser output is in the visible spectrum, which is non-hazardous within the
limits of the output power.
- 51 -
While not a part of the system, 12.4V car batteries are used to power the transmitter
and receiver. Care must be taken by the user with regard to handling the batteries. The
batteries themselves are rechargeable, and at the end of their life, they should be disposed
of properly.
4.3 Health and Safety
The system developed is electrically safe and not harmful when used properly. All circuits
are appropriately grounded, and wires are not frayed or broken. The voltage levels used are
low level control voltages (max 12.4VDC).
The primary safety standard with respect to lasers is ANSI Z-136.5. The standards
are obtained by the Laser Institute of America in Orlando, FL. The L660P120 diode laser
used is class IIIB (5mW to 500mW), which produces visible emissions in the 660nm range.
It is considered a medium powered laser capable of producing eye injury when viewed
directly or with optics, even if momentarily viewed. The normal aversion response for
visible Class IIIB lasers is 0.25 seconds, and does not prevent injury [3].
Safety controls should be implemented when using the equipment, including a
controlled beam path, laser controlled area, entry limitations to the testing area by visitors,
education and training, warning signs and labels, and wearing eye protection with optical
density (OD) of 0.9 when at 32mW output, or OD of 0.4 when at 120mW output.
Figure 35. Class IIIB Danger Signage [3]
- 52 -
The nominal hazard zone (NHZ) is the region within which the level of direct,
reflected, or scattered (diffuse) laser radiation is above the allowable maximum permissible
exposure (MPE). The nominal hazard zone is calculated as
𝑁𝐻𝑍 =
𝑓0
𝑏
(
4×𝑃
𝜋×𝑀𝑃𝐸
)
1
2⁄
(4.1)
where P is the power of the laser, fo is the focal length of the focusing lens, b is the beam
diameter at the exit port, and MPE is the maximum permissible exposure [3]. For the
configuration of the transmitter, at an output power of 32mW, the nominal hazard zone is
48 meters, and at full output of 120mW, the nominal hazard zone is 141 meters.
The laser diode contains gallium arsenide (GaAs), which may seriously endanger a
person’s health even at very low doses. Please avoid treatment which may create GaAs
powder or gas, such as disassembly or performing chemical experiments, when handling
the product. When disposing of the product, please follow the laws of your country and
separate it from other waste such as industrial waste and household garbage [32].
4.4 Ethical Aspects
All references used for the completion of this project are properly cited in the references
section of this paper.
Ethically, the scintillometer itself has little ethical or unethical implications.
However, the research being performed using the scintillometer is able to be utilized in
ethical ways, through improving free-space optical communication links through prediction
of beam wandering to reduce Bit-Error Rates.
4.5 Social Aspects
The impact scintillometry has on society is found in the useful aspects of scintillometers
themselves.
The development of the scintillometer technology is advantageous in the
applications of measuring humidity levels and evaporation rates over wide swaths of
farmland. In 2008, Jan Kleissl and his students from the University of California – San
Diego used a large aperture scintillometer to monitor the loss of groundwater in California
- 53 -
to help farmers maximize production during a time of drought, when regulations restrict
the volume of water available to farmers [31].
Accurate estimation of latent heat flux based on remote sensing data is critical in
characterizing terrestrial ecosystems and modeling land surface processes. To that end,
scintillometers can play an integral part due to their basis in measuring sensible heat flux.
This may lead to understanding more about ecosystem processes that could lead to
colonization of deserts.
Predicting behavior of laser beam propagation and compensating of deviations can
reduce bit-error rates in free space optical communications systems. This could enable
faster communications on a broader scale.
4.6 Sustainability
The main component of the transmitter is the diode laser. The L660P120 diode laser uses
AlGaInAs as its semiconductor lasing material [32]. This material has shown to have a
mean time between failures (MTBF) of 1.3 ×106
hours (60% statistical confidence) at
higher output levels (6.5W, 25o
C) [33].
Failure modes of diode lasers cause characteristics of the laser to change, affecting
the functionality of the system. As different parts of the diode laser degrade, different
characteristics of the laser will change. Figure # outlines common failure modes of diode
lasers and their causes.
Figure 36. Common Diode Laser Failure Modes [33]
- 54 -
The main component of the receiver is the Beaglebone Black, manufactured by
Texas Instruments. The mean time between failures (MTBF) estimated by Texas
Instruments is 50,000 hours for the processors.
These conditions are contingent upon both units being transferred into sealed,
NEMA-4 rated enclosures to protect against rain, humidity and pests. Silica gel packets are
required to manage humidity within the containers, keeping the circuit dry. Estimated
operating temperature for all calculations is 25o
C.
- 55 -
Chapter 5
Conclusion
5.1 Summary and Conclusions
5.2 Suggestions for Future Work
Summary
In this chapter, the results of the project are summarized, with suggestions for future
improvements to develop the scintillometer into a full meteorological instrument.
- 56 -
5.1 Summary and Conclusions
The accuracy of the project scintillometer validates the function of the scintillometer. More
development is needed to turn this into a fully functioning meteorological instrument, with
suggestions laid out in the following section. The level of accuracy achieved is much
greater than the accuracy accepted in the other scintillometers created at TISTEF, largely
due to the intricacy and level of control displayed in the execution of the processing and
controls of the unit. The calibration of the project scintillometer yielded an error-rate of
1.4%, whereas the Triple Aperture Scanning Scintillometer (TASS) has an acceptable error
rate of 14%.
The addition of inner-scale calculations makes this scintillometer capable of more
than the BLS900. Scintec’s SLS20 has the capability to measure inner-scale, but does so
using two closely parallel red lasers and a single aperture [29]. The design of the project
scintillometer using a single transmitter and dual-channel receiver is unlike anything else
on the market currently.
5.2 Suggestions for Future Work
Given more time and budget, there are several additions to the design that could have
benefitted the project. In future generations of this build, additions to the hardware will
make this device a more complete and updated scientific instrument to collect data on the
atmosphere and optical turbulence.
Initial discussions sought to include a GPS unit to pinpoint and transmit location
data tags along with the collected scintillation data to a website. Adafruit stocks an
MTK3339-based GPS breakout board that has 66 channels w/ 10 Hz updates. Sensitivity
for this device is around -165 dB and only draws around 20mA. It can be used for high
sensitivity tracking or data logging. The data could be transmitted via this board and logged
to a computer, where it can be stored and updated to a secure web server for remote access
anywhere with an internet connection in real-time. This would have benefits for engineers
and scientists studying optical phenomena in the field and would provide convenience for
researchers in other parts of the world.
A temperature, humidity, and pressure sensor were to be added to the overall design
to allow for correlation of data to specific conditions. This would make the scintillometer
- 57 -
device an all-around scientific weather instrument like nothing else currently available.
Plans for this addition will likely come from another Adafruit product, such as the BME280
I2C/ SPI breakout board, which can output data on pressure, humidity, and temperature via
SPI, I2C link, or both. This particular board can be supplied with 3.3V or 5V and could
easily be added to the current hardware design.
Housing for both the receiver and transmitter were of the utmost importance. The
transmitter and receiver housing is not currently built for harsh outside climates. They are
both currently contained inside of temporary housing useful for prototyping, but not
designed for durable use in the elements. Considerations for more permanent housing
include humidity and condensation within the unit, as well as fogging of the narrow band
pass filter. External intruding elements, such as rain and insects, must also be protected
against. Time permitting, the next step would be to protect the hardware by placing it into
NEMA rated enclosures. This will be done to both the receiver and transmitter.
- 58 -
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- 59 -
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Sources – II The Laser and External Modulation Optical Communication Systems , 2016.
[Online]. Available: http://slideplayer.com/slide/1498179/. [Accessed: 01-Dec-2016].
[28] R. W. A. Wales, “Spectroscopy,” Spectroscopy :: Atomic Physics :: Rudi Winter's
web space. [Online]. Available: http://users.aber.ac.uk/ruw/teach/327/spec.php.
[Accessed: 01-Dec-2016].
[29] “Details of Selected Scintec Product,” Details of Selected Scintec Product. [Online].
Available: http://www.scintec.com/english/web/Scintec/Details/A012000.aspx.
[Accessed: 01-Dec-2016].
Large Aperture Scintillometer BLS900
[30] “Details of Selected Scintec Product,” Details of Selected Scintec Product. [Online].
Available: http://www.scintec.com/english/web/Scintec/Details/A001020.aspx.
[Accessed: 01-Dec-2016].
Surface layer Scintillometer SLS20
[31] S. Haughn, “Evaporation Station: Laser to Monitor Farm Water Use - Circle of
Blue,” Circle of Blue, 31-Dec-2008. [Online]. Available:
http://www.circleofblue.org/2008/north-america/evaporation-station-laser-to-monitor-
farm-water-use/. [Accessed: 01-Dec-2016].
[32] “HL65051DG PDF Datasheet - Oclaro, Inc. - Datasheets360.com,” HL65051DG
PDF Datasheet - Oclaro, Inc. - Datasheets360.com, 2013. [Online]. Available:
http://www.datasheets360.com/pdf/-5370734620615253607. [Accessed: 01-Dec-2016].
[33] “Ultra-reliable AlGaInAs Diode Laser Technology Impacts the Industrial Laser
Marketplace,” 2015. [Online]. Available:
https://www.lumentum.com/sites/default/files/technical-library-
items/cllfw03_wp_cl_ae_010506.pdf. [Accessed: 02-Dec-2016].
- 61 -
Appendix A
Variables & Data
A1. Variable Definitions and Constants
A2. Validation Data vs. Scintec BLS900
A3. Link Budget
Summary
In this appendix we present the definitions of variables used in the calculation of
scintillation index, inner scale values, and display the validation data against the
commercial scintillometer.
- 62 -
A1. Variable Definitions and Constants
ℎ = 6.626 × 10−34
𝑚2
𝑘𝑔/𝑠 Planck’s Constant
𝑐 = 3 × 108
𝑚/𝑠 The Speed of Light
I Intensity, 𝑤𝑎𝑡𝑡𝑠/𝑐𝑚2
𝜎2
Scintillation Index
𝜎 𝑅
2
Rytov Variance
< 𝐼2
> Mean Square of Intensity
< 𝐼 >2
Intensity Mean Squared
𝐶 𝑁
2
Index of Refraction Structure Parameter
𝜇 Average
- 63 -
A2. Validation Data vs. Scintec BLS900
- 64 -
A3. Link Budget
- 65 -
Appendix B
Code
B1. MATLAB code: Nominal Hazard Zone
B2. MATLAB code: Optical Comparator
B3. MATLAB code: FFT Data
B4. PYTHON code: Cn
2
Calculations
Summary
In this appendix we present the MATLAB and Python codes used in the development of
the scintillometer.
MatLAB codes were developed for several subjects, including nominal hazard zone for
safety and link budget, an optical comparator to allow faster assessment of combinations
of components for optimal efficiency, and Fast Fourier Transform analysis of the
recovered data.
The included Python code is the processing code used in the Beaglebone Black during
operation.
- 66 -
B1. MATLAB code: Nominal Hazard Zone
% This code is written to calculate NHZ, Spot Size, power density and power
% per lens over a range of divergences. It is to be used solely for the purpose of
% performing quick calculations for various scenarios to ensure eye-safety within
% the laser propagation path, as well as calculate power density at distance and
% power density seen at each channel of the receiver.
%
% Written by Marc Bradman
clc
theta = 0.0004;%Half angle divergence in radians
L = 100000;%Distance in cm
r = 0.25;%beam radius in cm
mpe = 0.000005;
lp = 0.5;%Laser power
pd = lp/(pi*r^2);
% *********************************************************************************
% formula for Nominal Hazard Zone of a laser using divergence angle is
% NHZ(cm) = (1/Full divergence angle (rad))*(sqrt(((4*power of the laser)/(pi*MPE))-the diameter of
the beam in cm)
NHZ=(sqrt((4*lp)/(pi*mpe))-(r*2))/(2*theta);
% *********************************************************************************
SpotSize=L*tan(theta*(10^-3)); % spot size at range in cm
*********************************************************************************
% The formula for power at the projected spot is Pspot-P0(w0/w(z))exp(-0.036(0.1)))
% 0.8 is the radius of the beam waist at the exit aperture of the collimating lens (cm).
% 0.119569 is 120mW*exp(-(0.036(0.1)))
%Pspot=(0.8/SpotSize*10^-2)*0.119569; % ratio of spot sizes in cm
Pspot= (r^2/SpotSize^2)*pd;
%P50L=Pspot*((0.025^2)/(SpotSize^2)); % The power reaching the smaller (50mm dia) lens is a ratio
of the spots size to the projected spot
%P75L=Pspot*((0.0375^2)/(SpotSize^2)); % Similarly the power reaching the larger (75mm dia) lens.
NHZm = NHZ/100;
fprintf ('The power density at the transmitter is %0.2e W/cm^2.n',pd);
fprintf ('For divergence %0.2f mrad, the nominal hazard zone is %0.2f cm.n',theta, NHZm);
fprintf ('This results in a spot size of %0.2f cm at a distance of %0.2fcm.n',2*SpotSize,L);
fprintf ('The power density over that spot size is %0.2e W/cm^2.n',Pspot);
fprintf ('This is read by the 50mm lens as %0.2e W, and n',P50L);
fprintf ('by the 75 mm lens as %0.2e W.',P75L);
- 67 -
B2. MATLAB code: Optical Comparator
% Optical Component Evaluator
% This program is designed to evaluate several components of the Senior
% Design Project Scintillometer. The program will store properties of
% several components of the optical system under consideration and allow
% for other input as well. Ultimately, this program will give a deailed
% output of the system under consideration, including a fast- and slow-axis
% analysis.
% Written by Marc Bradman 4/30/2016
clc
% This block handles the input of the range parameters - length of range,
% half-angle divergence of the beam,
Range = input('Enter the length of the range in meters (m): ');
Divergence = input('The project requires a specific divergence out of the transmitter to obtain a plane
wavefront.nEnter the half-angle divergence of the transmitter beam in milliradians (mrad): ');
clc
%************************************************************************************
% First block of choices is to input the choice of transmitter source. This
% would be the laser diode component of the transmitter.
disp ('Please select a source from the list below by typing the number');
disp ('or type 6 to input your own source');
disp ('1. L660P120');
disp ('2. DJ532-40');
disp ('3. HL6388MG');
disp ('4. L785P090');
disp ('5. M9-A64-O200');
source = input ('Choose your source -----> ');
clc
% Second block of choices is to input the choice of collimating lens for
% the transmitter.
disp ('Please select a transmitter lens from the list below by typing the number');
disp ('or type 7 to input your own collimating lens');
disp ('1. 354280-B');
disp ('2. 354260-B');
disp ('3. 354560-B');
disp ('4. A397-B');
disp ('5. A375-B');
disp ('6. 354330-A');
CollLens = input ('Choose your collimating lens -----> ');
clc
% Third block of choices is to input the choice of lens for Channel A (top
% lens).
disp ('The receiver is comprised of two separate channels, each with a lens and photodiode.');
disp ('Please select a receiver lens for channel A from the list below by typing the number');
disp ('or type 4 to input your own channel A receiver lens');
disp ('1. LA1740-B');
disp ('2. 86-911');
disp ('3. 86-907');
RecLensA = input ('Choose your channel A receiver lens -----> ');
clc
% Fourth block of choices is to input the choice of lens for Channel B
% (bottom lens).
disp ('The receiver is comprised of two separate channels, each with a lens and photodiode.');
disp ('Please select a receiver lens for channel B from the list below by typing the number');
disp ('or type 4 to input your own channel B receiver lens');
disp ('1. 69-457');
disp ('2. 45-716');
disp ('3. LA1145-B');
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer
Senior Design Project - Scintillometer

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Senior Design Project - Scintillometer

  • 1. i Engineering, Computer Programming, and Technology Department of Electrical and Computer Engineering Technology - ECET EET 4950 Senior Design Project An Accurate, Inexpensive Scintillometer Submitted by Ben Reber, Christopher Smith & Marc Bradman Supervised by Professor Ali Notash December 5, 2016
  • 2. i Abstract A scintillometer is a scientific instrument that is used to measure small fluctuations of the refractive index of air caused by variations in temperature, humidity, and pressure. It consists of an optical or radio wave transmitter and a receiver at opposite ends of an atmospheric propagation path. The receiver detects and evaluates the intensity fluctuations of the transmitted signal through the atmosphere, called scintillation. The magnitude of the refractive index fluctuations is usually measured in terms of Cn 2 , which is the structure constant of refractive index fluctuations. Costly types of scintillometers can measure the inner scale of refractive index fluctuations, which are the smallest size eddies in the inertial subrange, allow measurements of the transfer of heat between the Earth’s surface and the air above, called the sensible heat flux, and can also measure the dissipation rate of turbulent kinetic energy and the momentum flux. Scintillometers are also useful in free space optical (FSO) communications systems development. FSO communication offers enormous bandwidth, is cost effective and offers highly secure data links. However, it has some potential drawbacks as well. FSO communication links deteriorate significantly due to atmospheric turbulence and weather conditions (fog or clouds). This makes scintillometers a valuable tool in measuring the disturbances in the atmosphere that would disrupt line-of-sight optical communications systems. These disturbances in the atmosphere cause scintillation, a flash or sparkle of light. Major effects include beam wandering and beam breathing. For this project, a two-aperture scintillometer will be executed with the purpose of measuring the refractive index structure Cn 2 , scintillation index, and inner scale values along a low trajectory range at Kennedy Space Center. This varies from other scintillometer designs through the use of a single transmitter signal and multiple apertures at a fraction of the cost of commercially available scintillometers.
  • 3. ii Acknowledgements The team would like to thank the following people for their influence on this project: Dr. Larry Andrews for his tireless work and patient explanations of the intricate mathematics of scintillation index and inner scale calculations. Dr. Ronald Phillips for his hardware advice and physical theory, as well as his infinite patience. Mr. Robert Crabbs for assistance with funding and perspective on the mounting hardware. Mr. Joseph Coffaro for his assistance with hardware and theory. Professor Ali Notash for his guidance, direction and encouragement. Christopher would also like to thank Sara Belichki for her support in embedded system data collection and operations.
  • 4. iii Table of Contents Abstract................................................................................................................................𝒊 Acknowledgements ........................................................................................................... 𝒊𝒊 List of Figures..................................................................................................................... 𝒗 List of Tables .................................................................................................................... 𝒗𝒊 Chapter 1 General Introduction.......................................................................................1 1.1 Introduction and Problem Statement ...................................................................................2 1.2 Principles of Scintillation..................................................................................................2 1.3 Organization of the Report ...............................................................................................5 Chapter 2 Pedagogy...........................................................................................................7 2.1 Introduction ................................................................................................................8 2.2 Scientific Principles....................................................................................................8 2.2.1 Interactions between Light and Matter................................................................8 2.2.2 Components and Circuits ....................................................................................9 2.2.3 Optical Detectors and Systems..........................................................................11 2.2.4 Principles of Diode Lasers.................................................................................14 2.2.5 Optical Filters ....................................................................................................17 2.2.6 Geometry of Light Signals ................................................................................18 2.2.7 Digital Signal Processing ..................................................................................21 2.3 Mathematical Theory of Scintillation ......................................................................27 Chapter 3 Contribution...................................................................................................33 3.1 Introduction ..............................................................................................................34 3.2 Scintillometer Design...............................................................................................34 3.2.1 Transmitter Design............................................................................................34 3.2.2 Channel..............................................................................................................38 3.2.3 Receiver Design ................................................................................................39 3.3 Results and Discussion.............................................................................................45 Chapter 4 Non-Technical Issues.....................................................................................49 4.1 Budget ......................................................................................................................50 4.2 Environmental Aspects ............................................................................................50 4.3 Health and Safety .....................................................................................................51 4.4 Ethical Aspects.........................................................................................................52 4.5 Social Aspects ..........................................................................................................52 4.6 Sustainability............................................................................................................53 Chapter 5 Conclusion ......................................................................................................55 5.1 Summary and Conclusions.......................................................................................56 5.2 Suggestions for Future Work ...................................................................................56
  • 5. iv References.........................................................................................................................58 Appendix A: Variables & Data.......................................................................................61 Appendix B: Code............................................................................................................64
  • 6. v List of Figures Figure 1 Propagation Geometry for an Extended Medium ........................................4 Figure 2 Photograph of Intensity Beam Profile after Propagating through Extended Turbulence .........................................5 Figure 3 Basic NPN Transistor ................................................................................10 Figure 4 Integral Laser Processes.............................................................................15 Figure 5 Fabry-Perot Diode Laser Cavity................................................................16 Figure 6 Traditional Optical Filter Construction......................................................18 Figure 7 Two Dimensional Angle (L) and Three Dimensional Angle (R) ..............19 Figure 8 Radiant Power Transfer from Transmitter to Receiver..............................20 Figure 9 Aperture Stop Limiting Field of View.......................................................21 Figure 10 Digital Signal Processing System ..............................................................21 Figure 11 Discrete vs. Continuous Signal..................................................................22 Figure 12 Sampling Frequency vs. Signal Frequency................................................23 Figure 13 Analog to Digital Conversion ....................................................................24 Figure 14 Infinite vs. Finite Precision........................................................................24 Figure 15 Quantized Error..........................................................................................25 Figure 16 Temporal vs. Spectral Components...........................................................26 Figure 17 24-hour Cn 2 Profile.....................................................................................29 Figure 18 CAD Rendering of L660P120 Laser Diode...............................................35 Figure 19 Transmitter Design Schematic Part A........................................................36 Figure 20 Transmitter Design Schematic Part B........................................................36 Figure 21 CAD Drawing of LTN330-C.....................................................................37 Figure 22 Constructed Transmitter mounted on Backplane.......................................38 Figure 23 Transmission Profile of FB660-10.............................................................39 Figure 24 SM05PD1B Photodiode Responsivity.......................................................40 Figure 25 Detector 1 Schematic .................................................................................41 Figure 26 Detector 2 Schematic .................................................................................41 Figure 27 Uncalibrated...............................................................................................42 Figure 28 Partially Calibrated ....................................................................................43 Figure 29 Fully Calibrated .........................................................................................43 Figure 30 LED Bar Graph Display Circuit ................................................................44
  • 7. vi Figure 31 Constructed Receiver before Enclosure.....................................................45 Figure 32 BLS vs. D1 Aperture..................................................................................46 Figure 33 RAW (11/19/2016) ....................................................................................47 Figure 34 MODEM (11/19/2016) ..............................................................................48 Figure 35 Class IIIB Danger Signage.........................................................................51 Figure 36 Common Diode Laser Failure Modes........................................................53 List of Tables Table 1 Bill of Component Materials .....................................................................50
  • 8. - 1 - Chapter 1 General Introduction 1.1 Introduction and Problem Statement 1.2 Principles of Scintillation 1.3 Organization of the Report Summary In this chapter, the topic of scintillometry is introduced, as are the key players in the field, and the role of the project. Next presented are the basic principles of scintillation. The first step in solving any problem is identifying the traits of the problem being solved. Finally in this chapter, the remainder of this report is laid out for the reader.
  • 9. - 2 - 1.1 Introduction and Problem Statement Commercial scintillometry is a relatively new field, with only a couple of companies making scintillometers, primarily for meteorological applications. Scintec, the major producer of commercial scintillometers, has its main offices in Rottenburg, Germany, with North American offices in Boulder, Colorado since 2012. Much of the technology for scintillometers is still being developed through research. The primary contributors to the field are Dr. Ronald Phillips and Dr. Lawrence Andrews. Their work in scintillation theory and inner-scale measurement outlined in Laser Beam Scintillation with Applications [1] has led directly to the development of commercial scintillometers. Their theory continues to push the boundaries of understanding of scintillation through quantifying inner- and outer-scale, and measurement of scintillation indices and the refractive index structure, Cn 2 . Currently, only the Scintec SLS20 measures inner-scale values, at the cost of tens of thousands of dollars. To further Dr. Phillips’ and Dr. Andrews’ work, a custom short-range scintillometer is to be built with the intent of experimentation and theory validation. 1.2 Principles of Scintillation Scintillation can be seen when stars twinkle in the sky, or when the heat rises off the pavement, causing light rays to bend along the optical axis with respect to a viewer, also known as a mirage. Rapid changes in the brightness of a light source viewed at distance causes different light rays to bend and expand or focus as a result of optical turbulence. The atmosphere interacts with light due to the composition of the atmosphere which, under normal conditions, consists of a variety of different molecules and small suspended particles called aerosols. This interaction produces a wide variety of optical phenomena, including selective attenuation of radiation that propagates in the atmosphere, absorption at specific optical wavelengths due to the molecules, and generation of scattering loss. Scintillation due to the variation of the air’s refractive index under the effects of temperature, such as star twinkle, also occur due to refraction as a result of propagation effects through the layered quasi-homogeneous structure of the atmosphere as a gaseous continuum, causing optical rays to propagate in paths curving towards the ground. Atmospheric turbulence is generated by the temperature difference between the Earth’s surface and the atmosphere, and exist in the form of eddies. The severity of the
  • 10. - 3 - turbulence is based on how big these eddies are, and the strength of the wind shear, which is the difference in wind speed and/or direction between the outside of the eddy and the inside. These eddies mix and churn the atmosphere, causing water vapour, smoke, aerosols and other substances, as well as energy, to become distributed both vertically and horizontally. Atmospheric turbulence near the Earth’s surface differs from that at higher altitudes. Within a few hundred meters of the surface, turbulence has a marked diurnal variation under partly cloudy and sunny skies, reaching a maximum about midday. This occurs due to solar radiation heating the surface of the planet, the air above it becomes warmer and more buoyant. The cooler denser air descends to displace it. The resulting vertical movement of air, combined with flow disturbances around surface obstacles, makes low-level winds extremely irregular. At night, the surface of the Earth cools rapidly, chilling the air near the ground. When that air becomes cooler than the air above it, a stable temperature inversion is created, and wind speed and gustiness both decrease sharply. When the sky is overcast, low-level air temperatures vary much less between day and night, and turbulence remains nearly constant. Scintillation is the product of light interacting with the medium of the Earth’s atmosphere and the particulates within it. Light passing through a homogeneous medium, such as the vacuum of space, moves in a straight line called a ray. However, when light travels from one medium to another, several things happen at the interface, including reflection, refraction, absorption, and scattering effects.
  • 11. - 4 - The index of refraction of air in the atmosphere is dependent upon several factors – pressure, temperature, and composition. Figure 1. Propagation Geometry for an Extended Medium [18] This means that over longer paths through the atmosphere, the variations in these conditions will produce different indices of refraction, and bend the light ray. This is the measurement of turbulence in the atmosphere and scintillation. The two most common results of scintillation are beam wandering and beam breathing. The result of the beam wandering and beam breathing is a skewed center profile from the perspective of the receiver. In free-space optical communication systems, this translates into signal degradation, a higher Bit-Error Rate, and distortion of the beam image. A scintillometer measures these variations of light intensity over time. The instrument consists of an optical transmitter and receiver at opposite ends of an atmospheric propagation path. The receiver detects the beam’s average intensity I and evaluates the normalized variance of irradiance fluctuations of the transmitted signal, which is also known as scintillation. The scintillation index can also be thought of as the variance of the intensity fluctuations divided by the mean squared. The formula for scintillation index 𝜎2 is described as, 𝜎2 = <𝐼2>−<𝐼>2 <𝐼>2 = <𝐼2> <𝐼>2 − 1 [unitless] (1.1)
  • 12. - 5 - The magnitude of the refractive index fluctuations is usually measured in terms of Cn 2 which is the structural constant of refractive index fluctuations. Modulation transfer functions describe how lenses faithfully reproduce images. When applied to the atmosphere, they can also be measurable in Cn 2 . Some types of scintillometers, such as displaced beam scintillometers or multiple aperture scintillometers, can also measure the inner scale refractive index fluctuations, which is the smallest size of turbulent eddies in the inertial subrange. Figure 2: Photograph of Intensity Beam Profile after Propagating through Extended Turbulence. [18] 1.3 Organization of the Report Chapter 2 of this report attempts to encompass the scientific foundations that have led to the building of a scintillometer capable of measuring inner-scale and refractive indices of turbulence over a low, open area with a short range of 150m. Topics will also cover the theoretical mathematics of scintillation and inner-scale calculations from Dr. Lawrence Andrews’ work. Chapter 3 defines the design and build of the scintillometer, the role it plays in the research at TISTEF, and the validation of this build compared to a Scintec commercially available scintillometer, the BLS900.
  • 13. - 6 - Chapter 4 will explore the budget restrictions of the project, environmental impacts, health and safety issues, the ethical challenges faced, social impacts of the project, and sustainability. Chapter 5 will summarize the findings of the project, as well outline intended ideas for future improvements.
  • 14. - 7 - Chapter 2 Pedagogy 2.1 Introduction 2.2 Scientific Principles 2.3 Mathematical Theory of Scintillation Summary In this chapter, we present the scientific foundations and learning that contributed to the knowledge and understanding making this project possible. Initially, a brief introduction defines the purpose of this chapter. Following the introduction is a survey of various topics covered in the degree programs as they pertain to the project. Lastly in this chapter is the mathematical theory of scintillation and how it is to be calculated from measured light signals.
  • 15. - 8 - 2.1 Introduction To understand the problem fully, a background on the science and mathematics behind the various components and processes is in order. The topics come from classes taken by the authors of this report, and theory will be explored from the texts with appropriate in-text citation. The intent is to provide sufficient understanding of the underlying concepts for someone with a technical background to understand the design and processes of the scintillometer build. 2.2 Scientific Principles 2.2.1 Interactions between Light and Matter Visible light is an electromagnetic wave occurring at wavelengths between approximately 380nm and 750nm [2], [3], [7]. Reflection of light waves occur because the frequency of the light wave does not match the natural frequency of vibration of the material. When light waves of these frequencies strike an object, the electrons in the atoms of the material begin vibrating. The material’s electrons do not vibrate in resonance at a large amplitude, but instead vibrate for brief periods of time with small amplitudes of vibration. The energy is re-emitted as a light wave. If the object is transparent to the light, then the vibrations of the electrons are passed on to neighbouring atoms through the bulk of the material and re-emitted on the opposite side of the object. Such frequencies are said to be transmitted. If the object is opaque to the incoming light wave frequency, then the vibrations of the electrons are not passed from atom to atom through the bulk of the material, and the surface atoms re-emit the energy as a reflected light wave. Absorption occurs when the light wave frequency is resonant with the vibration frequency of the electrons in the material, the electrons will absorb the energy of the light wave, and transform it into vibrational motion. During this vibrational motion, the electrons interact with adjacent atoms in such a manner as to convert its vibrational energy into thermal energy. Subsequently, the light wave with that frequency is absorbed by the object. Refraction occurs during transmission of a light wave. The index of refraction of a material is a measure of the change in speed and wavelength of a light wave within the new
  • 16. - 9 - material. As this happens, the light wave bends its trajectory. The severity of this bend depends upon the incident angle of the ray, and the index of refraction of the material as defined by the Law of Refraction, or, Snell’s Law [2], [3], [7]: 𝑛1 𝑠𝑖𝑛𝜃1 = 𝑛2 𝑠𝑖𝑛𝜃2 (2.1) where n1 and n2 are the indices of refraction for two mediums at their interface, and θ1 and θ2 are the angles the ray of light makes with the normal of the interface. In the atmosphere, clear air is approximated at an index of refraction of 1. Water has an index of refraction of 1.33. Other aerosols will have other indices. As light of different wavelengths interact within the atmosphere, all of these effects are taking place. It is the interaction of shorter blue wavelengths with water droplets high in our atmosphere that cause our sky to appear blue. This is Rayleigh scattering, where the molecules and particles are very tiny – less than 1/10th the wavelength of the light wave. Larger particles produce Mie scattering, which is not strongly wavelength dependent and produces the almost white glare around the sun [2]. 2.2.2 Components and Circuits Electrical and electronic circuits are typically designed using components such as resistors, capacitors, inductors, transistors and more. These basic building blocks make up every integrated circuit and device used in the modern world. Circuits are designed using three fundamental scientific laws – Ohm’s law and Kirchhoff’s voltage and current laws [4]. They are the laws that explain how electric potential (voltage) is drawn through a device at a current (amperes). The power of a device is the product of its necessary voltage and the rate at which it consumes that voltage. Direct current (DC) sources provide a unidirectional flow of electric charge. It is the type of source batteries, power supplies, and dynamos are. The electrons flow in a constant direction, distinguishing from alternating current (AC) sources. Alternating current sources provide an electric current which periodically reverses direction [4]. This is the type of power typically found in receptacles. The typical frequency of AC power receptacles in the United States is 60Hz. Circuits with both inductance and capacitance can exhibit the property of resonance, which is important in many types of applications. Resonance is the basis for frequency
  • 17. - 10 - selectivity in communication systems [4]. The reactance of inductors and capacitors determine whether a circuit is predominantly capacitive or inductive. When the reactance of the inductors and capacitors in a circuit are equal, they cancel out, being 180o out of phase [4]. In electronics, noise is a random fluctuation in an electrical signal, a characteristic of all electronic circuits. Thermal noise is unavoidable at non-zero temperatures. In communication systems, noise is an error or undesired random disturbance of a useful information signal. The noise is a summation of unwanted or disturbing energy from natural and man-made sources [7]. Stray magnetic fields from transformers and power lines can induce a harmonic 60Hz in nearby circuits. Transistors are the components that make many circuits possible. They are critical as control sources, switches, nonlinear mixers, and amplifiers. Fundamentally, transistors are three-terminal devices. On a bipolar junction transistor (BJT) the three terminals are labelled collector, base, and emitter. Transistors rely on semiconductors to function. A semiconductor is a material that acts as an insulator or as a conductor, depending upon variables such as temperature or the presence of more or less electrons. Transistors are made by doping a piece of intrinsic silicon so part is n-type and the other part is p-type [5]. Figure 3. Basic NPN Transistor [5]
  • 18. - 11 - The n-type material, usually silicon atoms and pentavalent impurity atoms such as antimony, possess extra electrons. The p-type material, usually silicon atoms and trivalent impurity atoms such as boron, possess holes in their atomic structure – places where electrons would be to make fully stable atoms. Since the number of protons and the number of electrons are equal throughout the p-type material, there is no net charge in the material, so it is neutral [5]. The boundary between the two regions is a pn-junction. This pn-junction creates a diode. The p-region has many holes (majority carriers) from the impurity atoms and only a few thermally generated free electrons (minority carriers). The n-region has many free electrons (majority carriers) from the impurity atoms and only a few thermally generated holes (minority carriers) [5]. At the instant the pn-junction is formed, the free electrons near the junction in the n region begin to diffuse across the junction into the p region, where they combine with holes near the junction. When the pn-junction is formed, the diffusion of charges creates a layer of negative charges near the junction. These two layers of positive and negative charges form a depletion region, which carries a barrier potential. The depletion region expands until equilibrium is established [5]. Biasing, in essence, is applying a voltage at the collector of the transistor that sets the value of the barrier potential. Thus, acting as a switch, the signal entering at the base must overcome the biasing voltage at the collector, or exit the transistor via the emitter. The typical potential drop across the emitter is 0.7V. This is important as at voltages less than 0.7V, the transistor will not be active. For an accurate switch response, the minimum potential must be maintained for the transistor to be active. 2.2.3 Optical Detectors and Systems When a beam of light leaves a source, it displays a spreading of the beam, or divergence. Light also diverges when it is purposefully collimated, or unidirectional, such as a laser beam. The power contained in the beam at a source, will still be the same power if measured from a short distance. However, since the light diverges, a receiver will only detect a portion of the light power being transmitted. This is why most optical receivers have larger apertures than the transmitters. These are all concerns to be taken into consideration when designing the receiver portion of a light-based communications system.
  • 19. - 12 - When an ideal laser beam leaves its source, it will display a spot size of radius 𝜔 on a projected surface normal to the optical axis the light is pointed along. This point is referred to as the 𝐼0/𝑒2 point, and is the radial distance at which the light intensity falls to roughly 13.5% and is barely detectable by the human eye. At a point where z = 0 closest to the source, or at the point beyond a laser’s collimating lens where the laser’s spot is the smallest intensity projection, is called the beam’s waist, 𝜔0. This is an estimation as light measurement is limited by the accuracy of the instruments involved, but an ideal laser closely imitates a Gaussian beam [9]. It is of note that a diode laser beam is not circular in shape, but elliptical, having a fast-diverging axis and slow-diverging axis. This is discussed in section 2.2.4. This affects the following intensity calculations and will have to be considered. Identifying the beam’s waist, 𝜔0, and the separation distance, z, away from the source, it is possible to calculate the size of the beam waist at distance z by the following, 𝜔 = 𝜔0 2 [1 + ( 𝜆𝑧 𝜋𝜔0 2) 2 ] 1/2 (2.2) With the calculated spot radius 𝜔 at distance z from the transmitter, and knowing the intensity at the closest point to the source, it is possible to calculate the approximate intensity given for light passing through an aperture of radius 𝛼 by, 𝐼 = 𝐼0 𝑒 −2( 𝛼 𝜔 ) 2 (2.3) Identifying the irradiance seen at the detector is a crucial step in any light-based systems link. However, knowing the intensity seen by the receiver is not the only important step involved. The photoelectric material used in photodetectors in incapable of perfect efficiency. The photodetector must be chosen to match the optical wavelength being transmitted [7]. When light hits the surface of the detector material in a photodiode, the energy in the photon is wavelength dependent.
  • 20. - 13 - 𝐸 = ℎ𝑐/𝜆 (2.4) The reaction of the material in a photodiode creates electron movement within the pn-junction due to the photoelectric effect. A negative photo-current, I, is induced as the energy of the photon overcomes the inertia of the electron in its orbit, dislodging it. The incident optical power is then converted imperfectly. Quantum efficiency 𝜂 can be characterized as the number of electron-hole pairs generated divided by the number of incident photons detected on the material within the diode. The process is described by 𝐼 𝑃ℎ𝑜𝑡𝑜𝑐𝑢𝑟𝑟𝑒𝑛𝑡 = 𝑒𝜂𝑃/𝐸 (2.5) Thus, the photodetector characteristic of responsivity can be defined as the ratio of photocurrent generated over the incident power, or the efficiency electrons are dislodged in proportion to the energy of the incoming photons. ℜ = 𝐼 𝑝 𝑃 = 𝜂𝑒/𝐸 (2.6) Responsivity plays a key role in optical detectors as it is used to compare the strengths and weaknesses of different detectors for given wavelengths. A higher responsivity factor is desired. Noise is also an important consideration in electro-optical designs, as it can be sourced from both the optical side and the electronics side. Considerations must be made for temperature, material composition, the ambient electrical noise contained in Wi-Fi and RF signals among others. Leakage noise is produced by the material composition of the photodiode, as it is not an ideal device. Leakages noise 𝐼 𝑁 behaves as a Poisson distribution and is related to the amount of dark current 𝐼 𝑑 of the photodiode under normal operation and no light. Shot noise 𝐼𝑆𝐻, is signal dependent, and rises as the amount of light is incident on the diode. It also behaves as a Poisson distribution and appears as fluctuations in the photocurrent 𝐼 𝑃 for both biased and unbiased configurations. Johnson noise, or thermal noise 𝐼𝐽, is attributed to thermal movement of electrons which can be observed in linear
  • 21. - 14 - passive resistors [7]. The formulas for noise, where B represents bandwidth, R is resistance, T is temperature in degrees Kelvin, and K is the Boltzmann’s constant are as follows, 𝐼 𝑁 = (2𝑒𝐵𝐼 𝑑) 1 2 (2.7) 𝐼𝑆𝐻 = (2𝑒𝐵𝐼 𝑃) 1 2 (2.8) 𝐼𝐽 = (4𝐾𝑇𝐵/𝑅) 1 2 (2.9) 𝐼𝑡𝑜𝑡𝑎𝑙 = (𝐼 𝑁 2 + 𝐼𝑆𝐻 2 + 𝐼𝐽 2 ) 1 2 (2.10) 2.2.4 Principles of Diode Lasers The interaction of radiation and matter within semiconductors give rise to light emitting diodes (LEDs) and diode lasers. The dual nature of light as both particle and wave must be considered in the case of diode lasers. The particle nature is useful in understanding the process of photon production. The wave nature is useful in understanding how a coherent beam of light is produced within the laser’s optical resonant cavity [7]. The emission process in semiconductors relies on the construction of the semiconductor outlined earlier. When an electron drops from the bottom of the conduction band to the top of the valence band, the energy shows up as a photon with wavelength λ [7]. 𝜆 = ℎ𝑐 𝐸 𝑔 (2.11) This equation is known as Planck’s law, where h is Planck’s constant, c is the speed of light, and Eg is the band gap energy needed for the transition to occur. This is the interaction of radiation and matter at the quantum level. This process is fundamental to all optoelectronic devices since the photon is the basic unit of energy exchange [3], [7]. In the construction of the semiconductor, attention must be paid to the lattice structure of the crystal itself. The structure in a typical diode laser is a homojunction, where the lattice constant has no mismatches; the spacing between lattice structures does not increase beyond a certain amount or non-radiative emission occurs. Usually, the lattice is
  • 22. - 15 - made of Gallium Arsenide (GaAs). The structure consists of a pn-junction from which radiation can be either emitted or absorbed. When the structure is forward biased, carriers become trapped between the barrier potentials. The net result of the mechanisms of carrier and optical confinement work together to provide a device of high efficiency and high radiance [7]. The basic principles of lasers extend to diode lasers as well. The word laser is an acronym for Light Amplification through Stimulated Emission of Radiation. To produce laser action or stimulated emission, three basic processes are involved: photon absorption, spontaneous emission, and stimulated emission [3], [7]. Figure 4. Integral Laser Processes [11] Firstly, an electron becomes excited through the addition of energy, causing it to attain a higher level than its normal ground state. This excited energy state lasts an atomic lifetime, and the electron emits the energy as a photon as it seeks to return to ground level. The photon emitted is of a wavelength equal to the energy level decrease. This is spontaneous emission, where the photon emitted travels in a random direction. If a photon of the same wavelength passes an excited electron, the electron will emit a photon in the same direction and phase as the passing photon per Planck’s law. The probability distribution of particles in a system over various possible states is known as a Boltzmann distribution [10]. It states that a system will be in a certain state as a function of that state’s energy and the temperature of the system. In an at-rest laser system, the active medium has a population of atoms in a non-excited, or ground state. To achieve lasing action, population inversion must be achieved. Population inversion is the pumping of energy into the active medium to invert the Boltzmann distribution, placing the majority of the atoms in the active medium into an excited state. Thus, many instances of stimulated emission occur, with light being spatially and temporally coherent.
  • 23. - 16 - To aid in magnifying this effect, an optical resonator must be created to direct and trap the stimulated emission, magnifying it. In the structure of the diode laser, a double heterojunction configuration confines both carriers and optical energy, creating a Fabry- Perot resonator [7]. Figure 5. Fabry-Perot Diode Laser Cavity [11] Typical dimensions of this cavity are approximately 250 to 500 micrometers long and 5 to 15 micrometers thick. The output emission, or far-field pattern from a Fabry-Perot diode laser takes on an elliptical shape. This is because of the geometry of the active layer and the mirror facets. The Fabry-Perot structure contains cavity modes due to the resonance of the optical wave. Characterizing the forward beam requires two specifications for beam divergence angle. The beam angle 𝜃∥ is the beam angle at half-maximum for the divergence parallel to the semiconductor active layer. The beam angle 𝜃⊥ is the beam angle at half-maximum for the divergence perpendicular to the semiconductor active layer [7]. The perpendicular angle of divergence spreads at a greater rate than the parallel angle. Thus, when discussing the
  • 24. - 17 - divergence angles, the perpendicular axis is referred to as the fast axis, whereas the parallel axis is referred to as the slow axis. The relatively short stimulated lifetime allows diode laser modulation at much higher speeds than LEDs – more than 1GHz. This can be accomplished by modulating the diode laser in its operating region above the threshold current. If the diode laser is completely turned off during pulse modulation, it will take a time period that depends upon the spontaneous lifetime before stimulated emission occurs again [7]. 2.2.5 Optical Filters Optical filters can be used to attenuate or enhance an image, transmit or reflect specific wavelengths, and /or split an image into two identical images with controlled brightness levels relative to each other [8], [25]. Some traits of optical filters are defined as follows. The center wavelength (CWL) is the midpoint between the wavelengths where transmittance is 50% of the specified minimum transmission, referred to as Full Width Half Maximum (FWHM). Bandwidth is a wavelength range used to denote a specific part of the spectrum that passes incident energy through a filter. Bandwidth is also referred to as FWHM. Optical Density (OD) describes the blocking specifications of a filter and is related to the amount of energy transmitted through it. A high optical density value indicates a very low transmission, and low optical density indicates high transmission. The cut-on and cut-off wavelengths denote the wavelengths at which the transmission increase or decrease respectively to 50% throughput [8], [25]. Traditional optical bandpass filters consist of layers of glass substrate, dielectric and metal coatings, colored glass and epoxy [8]. They pass quasi-monochromatic light.
  • 25. - 18 - Figure 6. Traditional Optical Filter Construction [25] Bandpass filters have extremely narrow transmittance bands across the substrate. They are particularly angle sensitive, so care must be taken when mounting and placing within an optical setup. Wavelength matching should be kept in mind when designing a system, so the wavelength transmitted will not be filtered out [9]. 2.2.6 Geometry of Light Signals The information signal in a free-space communication link is a modulated laser, in the case of this project, a diode laser. The modulated signal diverges from the laser aperture in a conical projection. As previously mentioned, the output profile of a diode laser is elliptical rather than circular. Thus, a fast-diverging axis and a slow-diverging axis are referenced. For estimation purposes, a circular profile is assumed, with the actual profile shape kept in mind for alignment of elements later on. The projection of a cone is measured in solid angle projection, or steradians (sr). In three-dimensional geometry, a solid angle subtense is defined by the ratio of an area on the surface of a sphere to the square of the radius. A sphere contains 4π steradians of solid angle.
  • 26. - 19 - Figure 7. Two Dimensional Angle (L) and Three Dimensional Angle (R) [8] The transmitter is treated as a point source. The optical power flux (ϕ) of the transmitter is measured in Watts (W). Intensity (Ie) is the measure of flux over a projected solid angle. 𝐼𝑒 = 𝜙 (𝑊) Ω (sr) (2.12) This concept is an important part of a free-space optical system link budget, which must be calculated to ensure proper signal strength at the receiver after all losses throughout the system have been accounted for. The total power radiated from a source is usually not a concern, because an optical system or a detector can collect only the power within a limited solid angle projection. The solid angle of the detector is multiplied by the area of the source and the radiance of the source to obtain the radiant power on the detector [8]. 𝜙 = 𝐼𝑒 × Ω (2.13)
  • 27. - 20 - Figure 8. Radiant Power Transfer from Transmitter to Receiver [8] This does not take any attenuation over the free-space link into account. The power seen at the receiver is purely the optical power incident upon the leading plane of the receiver, and does not reflect any losses through lenses, filters or opto-electronics. In every optical system, there are apertures, or stops, which limit the passage of energy through the system. These apertures are the clear diameters of the lenses and diaphragms in the system. One of these apertures will determine the diameter of the cone of energy which the system will accept from the axial point of the object. This is termed the aperture stop, and its size determines the illumination (irradiance) at the image. Another stop may limit the size or angular extent of the object which the system will image. This is called the field stop [9], [12]. These are important concepts within the radiometry aspect of the system.
  • 28. - 21 - Figure 9. Aperture Stop Limiting Field of View Within the scope of this project, the field stop will be the optical baffles on each channel. On one channel, the aperture stop will be the clear diameter of the photodetector (4mm). On the other channel, the aperture stop will be determined by an iris diaphragm set to a diameter of 1mm. 2.2.7 Digital Signal Processing Digital signal processing (DSP) provides a translation between real world continuous systems with infinite precision into finite instantaneous discrete values that can then be measured, manipulated, stored, and reconstructed in the digital domain. Figure 10 illustrates the fundamental block diagram of a DSP system. The continuous infinite precision physical signal of interest is converted into an electrical signal by means of a transducer that converts various forms of energy into electrical energy. This electrical energy is the basis for the analog input into the DSP system [13]. Figure 10. Digital Signal Processing System [13]
  • 29. - 22 - The time domain of the continuous signal is divided into discrete intervals and defined as sample spacing. Figure 11 depicts the comparison of a continuous time signal and a discrete interval signal where the spacing intervals is indirectly proportional to the sample rate of the DSP system such that the sampling rate; 𝑓𝑠 = 1 𝑇 (2.14) Figure 11. Discrete vs. Continuous Signal [13] In theory, a real world continuous signal has no instantaneous values. Continuous signals are considered to always be in a state of transition. DSP systems approximate these transitions into pseudo-instantaneous values of discrete time intervals. Accuracy of the discrete conversion is directly proportional to the sample rate of the DSP system. Figure 12 illustrates that the sample rate has a lower bound where the signal can no longer be accurately represented in a discrete form if the sample time interval is larger than the transition time interval of the continuous signal being sampled [13]. The Nyquist-Shannon Sampling Theorem defines the lower bound of the sample rate where; 𝑓𝑠 > 2 ∗ 𝑓𝑚 𝑎𝑥 (2.15)
  • 30. - 23 - Figure 12. Sampling Frequency vs. Signal Frequency [13] Additionally, continuous analog signals contain amplitude variations that theoretically possess infinite precision. DSP systems quantize the amplitude values of a continuous signal into discrete level approximations where the amplitude step size interval is indirectly proportional to the accuracy of the analog signal amplitude such that for an ‘n’ bit DSP system the amount of quantization of levels is found to be 𝐿 = 2 𝑛 (2.16) With regards to the amount of quantization levels the subsequent calculations can be made such that the voltage quantization step size is 𝛥 = 𝑉 𝑚𝑎𝑥−𝑉 𝑚𝑖𝑛 𝐿 (2.17) The integer digitization value is 𝑖 = 𝑟𝑜𝑢𝑛𝑑 ( 𝑉 𝑚𝑎𝑥−𝑉 𝑚𝑖𝑛 𝛥 ) (2.18)
  • 31. - 24 - Likewise the discrete voltage quantization value is 𝑣𝑞 = 𝑣 𝑚𝑖𝑛 + 𝑖 ∗ 𝛥 (2.19) In Figure 13, the analog input signal is quantized into a base 2 counting system using the discrete reference level approximations of an 8 bit 256 level DSP system. Figure 14 further illustrates the discrepancy between the infinite precision of the analog input signal with respect to the finite precision of the ADC quantization levels. Figure 13. Analog to Digital Conversion [13] Figure 14. Infinite vs Finite Precision [13]
  • 32. - 25 - Due to the infinite precision nature of the analog input signal the severity of the amplitude quantization discrepancy is indirectly proportional to the amount of quantization levels. Increasing the quantity of levels decreases the quantization interval and therefore increases precision by reducing the average quantization error such that; 𝐸(𝑒 𝑞 2 ) = 𝛥2 12 (2.20) Reduction of quantization error increases the quantization signal-to-noise ratio for the DSP system where; 𝑆𝑁𝑅 = 𝐸(𝑣 𝑥 2) 𝐸(𝑒 𝑞 2) (2.21) Figure 15 depicts a graph of the line x = xq and the resulting quantization of the line representative of an analog input signal shows that the maximum quantization error deviation per discrete value is equal to half the quantization step size. Decreasing the quantization step size therefore reduces the maximum possible quantization error. Figure 15. Quantization Error [13] A digitized periodic signal can be represented both temporally and spectrally. Figure 16 depicts a digitized sinusoidal signal in both discrete time intervals as well as discrete frequency intervals. When the input signal is comprised entirely of the fundamental frequency of a sinusoidal waveform the resulting spectral contents will indicate a sole peak
  • 33. - 26 - at that fundamental frequency. The significance of the frequency components comprising a periodic function are found by calculating the correlation between the function of a continuous signal and that of both odd and even sinusoidal waves using the Fourier series in equation 2.22. In this series the magnitude of the spectral contents are representative of the magnitude of the spectral component coefficients when referencing nth harmonics of the fundamental frequency. 𝑥(𝑡) = 𝑎0 + ∑ (𝑎 𝑛 cos 𝑛𝜋𝑡 𝑇 + 𝑏 𝑛 sin 𝑛𝜋𝑡 𝑇 ) ∞ 𝑛=1 (2.22) Figure 16. Temporal vs. Spectral Components [13] With regards to a digital system, it is more practical to reference quantized discrete values by the respective sample number ‘n’ of a sample set with a length of ‘N’. In this form the Fourier transform in equation 2.23 can be used to calculate the respective magnitudes of the discrete interval frequency components. Equation 2.24 is used to calculate the frequency interval spacing between adjacent spectral components as a result
  • 34. - 27 - of an inverse relationship between the sample frequency and the total number of samples per periodic sample set. 𝑋(𝑘) = ∑ 𝑥(𝑛)𝑒− 𝑖2𝑛𝑘𝜋 𝑁 𝑁−1 𝑛=0 (2.23) 𝛥𝑓 = 𝑓𝑠 𝑁 = 1 𝑁∗𝑡 𝑠 = 1 𝑇0 (2.24) Likewise the spectral contents of a periodic discrete set of values can be used to calculate the respective temporal contents by performing the inverse method of the Fourier transform in equation 2.25 and using the reciprocal of the sample frequency as the respective time interval spacing for the temporal results. 𝑥(𝑛) = 1 𝑁 ∑ 𝑋(𝑘)𝑒 𝑖2𝑛𝑘𝜋 𝑁 𝑁−1 𝑘=0 (2.25) 2.3 Mathematical Theory of Scintillation Physically, the refractive-index structure parameter, 𝐶 𝑛 2 is a measure of the strength of the fluctuations in the refractive index. The index of refraction of a medium is important when propagating light through it. The atmosphere exhibits random fluctuations in refractive index as the temperature and wind speed change. At a point R in space and time t, the index of refraction can be mathematically expressed as 𝑛(𝑹) = 𝑛0 + 𝑛1(𝑹, 𝑡) (2.26) where n0=⟨𝑛(𝑹, 𝑡)⟩ ≅ 1 is the mean value of the index of refraction and 𝑛1(𝑅, 𝑡) represents the random deviation of 𝑛(𝑹, 𝑡) from its mean value; thus ⟨𝑛(𝑹, 𝑡)⟩ = 0. Typically, time variations of the refractive index are slow compared to the frequency of the optical wave, therefore the wave is assumed to be monochromatic. The expression in the above formula can be written as 𝑛(𝑹) = 1 + 𝑛1(𝑹) (2.27) where 𝑛(𝑹) has been normalized by its mean value n0.
  • 35. - 28 - The index of refraction for the atmosphere can be written for visible and IR wavelengths as 𝑛(𝑹) = 1 + 77.6 × 10−6(1 + 77.6 × 10−3 𝜆−2) 𝑃(𝑹) 𝑇(𝑹) (2.28) where 𝜆, the optical wavelength, is expressed in 𝜇m, P(R) is the pressure in millibars at a point in space, and T(R) is the temperature in Kelvin at a point in space. It is noticed that the wavelength dependence for optical frequencies is very small, therefore this equation can be rewritten as 𝑛(𝑹) ≅ 1 + 79 × 10−6 𝑃(𝑹) 𝑇(𝑹) (2.29) Since pressure fluctuations are usually negligible, the index of refraction exhibits an indirect relation with the random temperature fluctuations. This simple approximation only holds in the visible and near-IR range. Extending the wavelength into the far-IR introduces other issues, such as humidity. Since 〈𝑛1(𝑹, 𝑡)〉 = 0, the spatial covariance of 𝑛(𝑹) can be expressed as 𝑩 𝑛(𝑹1, 𝑹2) = 𝐵𝑛(𝑹1, 𝑹1 + 𝑹) = 〈𝑛1(𝑹1)𝑛1(𝑹1 + 𝑹)〉 (2.30) If the random field is both statistically homogeneous and isotropic, the spatial covariance function can be expressed in terms of a scalar distance, 𝑅 = |𝑹2 − 𝑹1|. Assuming statistically homogeneous and isotropic turbulence, the related structure function exhibits asymptotic behavior. 𝐷 𝑛(𝑅) = { 𝐶 𝑛 2 𝑅2/3 , 𝑙0 ≪ 𝑅 ≪ 𝐿0 𝐶 𝑛 2 𝑙0 −4/3 𝑅2 , 𝑅 ≪ 𝑙0 (2.31) 𝐶 𝑛 2 is the index of refraction structure parameter, ℓ0 is the inner scale of turbulence, and 𝐿0 is the outer scale of the turbulent eddies. The inner and outer scales of turbulence act as a lower and upper bound, respectively, for the fluctuations of the refractive index. Behavior of 𝐶 𝑛 2 at a point along the propagation path can be deduced from the temperature structure function obtained from point measurements of the mean-square temperature difference in two fine wire thermometers. With the use of equation 4, the index of refraction structure parameter is defined as
  • 36. - 29 - 𝐶 𝑛 2 = (79 × 10−6 𝑃 𝑇2 ) 2 𝐶 𝑇 2 (2.32) Typical values for 𝐶 𝑛 2 are between 10-16 m-2/3 for weak fluctuations and 10-12 m-2/3 for strong fluctuations. Per David Wayne’s work in 2006 [2], when there is no sunshine, 𝐶 𝑛 2 is low, and as the sun begins to rise, 𝐶 𝑛 2 increases until it reaches a maximum in the middle of the day. As the sun begins to set, 𝐶 𝑛 2 decreases. The trend includes a dip in the value of 𝐶 𝑛 2 before and after sunrise. These two dips are called the quiescent periods. The corresponding drop in 𝐶 𝑛 2 occurs due to the temperature gradient between the ground and atmosphere being minimal. Figure 17. 24-hour 𝐶 𝑛 2 Profile [21] The Rytov variance is a measure of the strength of scintillation; ray propagation through a turbulent atmospheric medium will experience irradiance fluctuations called scintillations. The relation between refractive index structure parameter 𝐶 𝑛 2 and the relative variance of optical intensity 𝜎2 was set by Rytov as 𝜎 𝑅 2 = 𝐾 × 𝐶 𝑛 2 × 𝑘7/6 × 𝐿11/6 (2.33) where 𝐶 𝑛 2 is the refractive index structure parameter, k represents the wave number (2𝜋/𝜆), and L is the distance between the transmitter and receiver of the optical wireless system, and K is a constant equal to
  • 37. - 30 - 𝐾 = { 1.23 𝑓𝑜𝑟 𝑝𝑙𝑎𝑛𝑒 𝑤𝑎𝑣𝑒 0.5 𝑓𝑜𝑟 𝑠𝑝ℎ𝑒𝑟𝑖𝑐𝑎𝑙 𝑤𝑎𝑣𝑒 (2.34) A plane wave model is used for starlight and other exo-atmospheric sources, a spherical wave model is used for a small-aperture source within or near the turbulent atmosphere. For this project, a spherical wave model will be used, so from this point onward only the spherical wave calculations are presented. The scintillation index 𝜎𝐼 2 [dB2 ] can be expressed by the relation 𝜎𝐼 2 = 23.17 × 𝑘7/6 × 𝐶 𝑛 2 × 𝐿11/6 (2.35) where k (m-1 ) is the wave number, L (m) is the length of the link, and 𝐶 𝑛 2 (m2/3 ) is the structure parameter of the refractive index, representing the turbulence intensity. To understand the problem fully, the concept of Cn 2 as a measurement of optical turbulence must be outlined. The Cn 2 model is a semi-empirical algorithm developed by the U.S. Army Research Lab to provide realistic values for the refractive index structure parameter over land given two vertical levels of conventional wind speed, temperature, and humidity data as input [24]. Therefore, equations for the real index of refraction are expressions in terms of temperature, pressure, and moisture – preferably the conserved elements potential temperature and specific humidity. The function of the scintillometer will be to measure the signal for an exposure time of 30 seconds at a rate of 10,000 samples per second. The process used in the scintillometer design is based on a technique known as aperture averaging, which will allow the measurement of inner scale values (ℓ0). This requires the scintillometer design to have two separate channels on the receiver, each with a different size aperture. From the array of data collected for each lens, the computer will calculate the mean intensity, 〈𝐼〉.With reference to the equation of variance 𝜎2 = 〈𝐼2〉 − 〈𝐼〉2 (2.36) and the mean value of the signal is equal to 〈𝐼〉 = ∑𝐼 𝑛 (2.37) For each receiver channel, the scintillation index is calculated as
  • 38. - 31 - 𝜎𝐼1 2 = 𝑛∑(𝐼2) (∑𝐼)2 − 1 = 𝐹𝑙𝑢𝑥 𝑚1 (2.38) 𝜎𝐼2 2 = 𝑛∑(𝐼2) (∑𝐼)2 − 1 = 𝐹𝑙𝑢𝑥 𝑚2 (2.39) In each of these calculations, 𝐶 𝑛 2 is a hidden variable within the data. As 𝐶 𝑛 2 is an unknown and is treated as a constant, the ratio of the two channels eliminates 𝐶 𝑛 2 , and allows for the rough calculation of the inner scale value from the sample in mm. 𝑅𝑎𝑡𝑖𝑜 𝑀𝑒𝑎𝑠𝑢𝑟𝑒𝑑 = 𝐹𝑙𝑢𝑥 𝑚1 𝐹𝑙𝑢𝑥 𝑚2 ≈ ℓ0 (2.40) This is noted as the measured ratio. The theoretical flux calculated per the Modified Hill-Andrews Spectrum, for each channel is 𝐹𝑙𝑢𝑥 𝑐1 = 𝑆𝑆 [1+( 𝑆𝑆 1.428𝜎 𝑅 2 ) 5 7⁄ 𝑑𝑑1 5 3⁄ ] 7 5⁄ (2.41) 𝐹𝑙𝑢𝑥 𝑐2 = 𝑆𝑆 [1+( 𝑆𝑆 1.428𝜎 𝑅 2 ) 5 7⁄ 𝑑𝑑2 5 3⁄ ] 7 5⁄ (2.42) where the Rytov variance is 𝜎 𝑅 2 = 1.23𝐶 𝑛 2 𝑘 7 6⁄ 𝐿 11 6⁄ (2.43) 𝑆𝑆 = 9.65𝑏0 2 [0.4 (1 + 9 𝑄𝑙 2) 11 12⁄ (𝑇1 + 𝑇2 − 𝑇3) − 3.5 𝑄𝑙 5 6⁄ ] (2.44) 𝑏0 2 = 0.496𝑐 𝑛 2 𝑘 7 6 𝐿 11 6 (2.45) 𝑑𝑑1 = ( 𝑘𝐷 𝑅𝑋1 2 4𝐿 ) 1/2 (2.46) 𝑑𝑑2 = ( 𝑘𝐷 𝑅𝑋2 2 4𝐿 ) 1/2 (2.47)
  • 39. - 32 - 𝑄ℓ = 10.89𝐿 𝑘ℓ0 2 (2.48) 𝑇1 = sin [ 11 6 tan−1 ( 𝑄 𝑙 3 )] (2.49) 𝑇2 = 2.610 (9+𝑄𝑙 2) 1 4 sin [ 4 3 tan−1 ( 𝑄 𝑙 3 )] (2.50) 𝑇3 = 0.518 (9+𝑄𝑙 2) 7 24 sin [ 5 4 tan−1 ( 𝑄 𝑙 3 )] (2.51) Again, the ratio is taken. This is the theoretical ratio. 𝑅𝑎𝑡𝑖𝑜 𝑇ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 = 𝐹𝑙𝑢𝑥 𝑐1 𝐹𝑙𝑢𝑥 𝑐2 (2.52) The difference of the two ratios is taken. Inner scale is identified when 𝑅𝑎𝑡𝑖𝑜 𝑇ℎ𝑒𝑜𝑟𝑒𝑡𝑖𝑐𝑎𝑙 − 𝑅𝑎𝑡𝑖𝑜 𝑀𝑒𝑎𝑠𝑢𝑟𝑒𝑑 ≅ 0 (2.53) The accuracy of the measurement of the inner scale value will depend on the resolution of the trial case calculations between 1 and 10 mm. From the estimated inner scale value, 𝐶 𝑛 2 can be calculated as 𝐶 𝑛 𝑒𝑠𝑡𝑖𝑚𝑎𝑡𝑒𝑑 2 = 𝐹𝑙𝑢𝑥1𝑚[1+( 𝑆𝑆 1.428𝜎 𝑅 2 ) 5 7⁄ 𝑑𝑑1 5 3⁄ ] 7 5⁄ 9.65(0.5𝑘 7 6⁄ 𝐿 11 6⁄ )0.4(1+ 9 𝑄ℓ ) 11 12⁄ (𝑇1+𝑇2−𝑇3)− 3.5 𝑄 ℓ 5 6⁄ (2.54)
  • 40. - 33 - Chapter 3 Contribution 3.1 Introduction 3.2 Scintillometer Design 3.3 Results and Discussion Summary In this chapter, we present an analysis of the scintillometer design and build, as well as a discussion on the results obtained in a side by side comparison with a functioning commercial scintillometer.
  • 41. - 34 - 3.1 Introduction The transmitter signal is a square wave pulsing at 1 Hz. The focus of the transmitter is adjustable based upon the receiver target area. The signal passes through the channel, which is the open, low atmosphere of the range. While in the channel, the light is unbounded, as there is no relative extent to be considered based upon the length of the range. The signal is still subject to other effects in the channel similar to a light signal being passed in any other medium such as a fiber optic. As the channel is unbounded, the signal does not get redirected at an interface as a whole, but only through the intermediate particles and aerosols which are considered at the ray level. This is the scintillation to be detected. The receiver detects a portion of the overall signal, and detects deviations at the ray level at a rate of 8168 Hz. The signal rays enter the receiver through a narrow band pass filter and strike the photodiodes on each channel. The aperture on one channel is stopped down to create two different size apertures to allow for the necessary aperture averaging comparison. The photodiode converts the optical power of each sample into an electrical current. This current is then processed at the channel level of the receiver on a programmable system on chip, or PSoC. The PSoC on each channel is designed and programmed to translate the different levels of current generated by the photodiode as a value, and pass that value on to the common computer for processing. The common computer used is a Beaglebone Black. This microcomputer is programmed to perform the mathematical calculations using the inputs of the two signals to find the inner scale values and refractive index structure parameter,𝐶 𝑛 2 . 3.2 Scintillometer Design 3.2.1 Transmitter Design The transmitter design is intentionally over-engineered. The centerpiece is the laser diode, which operates at a wavelength of 660nm to allow for visible alignment of the system. This is important as wavelength matching must be incorporated throughout the entire system. The peak optical output of the laser diode is 120mW, which is more than enough power for the expected range of 100-150m.
  • 42. - 35 - Figure 18. CAD Rendering of L660P120 Laser Diode A PSoC is implemented in the transmitter to modulate the laser diode output. The driver circuit modulates the laser diode with a square wave using a pulse width modulator (PWM) hardware component in the PSoC. The PWM creates a square wave with a pulse width of 500ms and a period of 1000ms. The LED pin is used as an indicator and a separate pin was added to output the laser driver signal. Added to that was a differential operational amplifier (Op-Amp) and digital-to-analog converter (DAC) hardware modules within the transmitter design. The DAC is applied to the inverting input of the op-amp in order to maintain control over the pulse amplitude of the LED driver signal. The DAC values are set using firmware. Furthermore, a trans-impedance amplifier (TIA) and a delta-sigma analog-to-digital converter (Del-Sig ADC) hardware module were implemented in the transmitter design. The TIA takes in a current supplied by a photo-feedback diode and converts the signal to a voltage. This voltage is read by the Del-Sig ADC where the value is passed to the DAC by firmware and thus used to control the pulse amplitude. For the given range of 100-150m, this value has been set to 32mW. A summing op-amp hardware module is implemented within the transmitter design to allow the addition of a DC floor to the signal of the transmitter driver circuit. The value is set such that the transistor and laser diode operate just above cut-off. The end result is a regulated power output. A 100pF capacitor was added in parallel with the TIA load resistor to filter out undesired frequencies and remove oscillations in the control system. This ensures that all of the incoming signal is output and not lost to turn-on voltage.
  • 43. - 36 - Figure 19. Transmitter Design Schematic Part A Figure 20. Transmitter Design Schematic Part B A USB connection was implemented, with software written to allow interfacing with the USB through a computer to permit user input of any value between 0 and 65534 (216 𝑏𝑖𝑡 𝑖𝑛𝑡𝑒𝑔𝑒𝑟 𝑙𝑒𝑣𝑒𝑙𝑠) to control the pulse width. The calibration mode is accessed by holding down switch 1 during power ON. The laser diode starts at 0 duty cycle and only changes the pulse width when receiving the command from the USB port. It is of note that the calibration mode does not support constant power functions. If switch 1 is not pressed during the power ON, the laser will power on as usual, utilizing constant power correction
  • 44. - 37 - and 100% duty cycle. If switch 1 is pressed after power ON, the laser will cycle through various pre-programmed pulse width and pulse period configurations. The laser diode itself is mounted into an Electro-Static Discharge (ESD) protection circuit and collimating lens system. The collimating lens system chosen for the transmitter, ThorLabs adjustable collimation tube with optic LTN330-C, allows for an adjustable focus, based upon the needs of the range at that time. Figure 21. CAD Drawing of LTN330-C This also allows greater control over the strength of the signal at the receiver, as well as control over the length of the nominal hazard zone. The output profile of the laser diode is an ellipse, which must be accounted for in all transmission calculations. At 150m, the divergence used was 2mrad on the slow axis, and 17/5mrad on the fast axis. The entire transmitter system runs on a 12.6V car battery. This allows for hours of use in remote locations, and removes the 60Hz noise associated with typical power receptacles.
  • 45. - 38 - Figure 22. Constructed Transmitter mounted on Backplane. 3.2.2 Channel The signal from the transmitter passes through the air on its way to the receiver. This requires consideration on the behavior of the signal as it passes through the atmosphere. The troposphere attenuates the square wave much the same way glass or plastic attenuates the signal in a fiber optic. The square wave distorts, a phenomena known as pulse broadening, and presents a more Gaussian profile when it arrives at the receiver as the higher harmonics are filtered out. The channel is relatively unbounded within a short range (<1 km), as within this range in most any direction, the atmosphere is a relatively homogeneous gaseous continuum. The relative density change from sea level to 1 km is 0.113 kg/m3 , so if the system were pointed normal to the atmosphere this would only be a slight factor within a short range. The normal use for this system is along paths parallel to ground level over relatively short distances. Thus, rays are not redirected in any way that the entire signal power is focused at the receiver. This makes signal divergence a large part of the
  • 46. - 39 - transmitter, and links these two components of the system. As light doesn’t interact with other light, the signal passes through the channel without effect from ambient light. 3.2.3 Receiver Design The receiver design consists of two input channels to acquire the signal from the transmitter. Sections of SM05 threaded tubing were affixed to the leading end of the receiver as optical baffles with the intent of narrowing the field of view of the receiver to allow only direct light into the system. The effective field of view is limited to ±4°. On each channel, a narrow band pass filter, ThorLabs FB660-10, was placed in front of the photodiode to eliminate incoming ambient light that was not of wavelength 660nm. The filter is designed for a central wavelength of 660 ±2nm, and has a transmission at full width half max (FWHM) of 10 ±2nm. Figure 23. Transmission Profile of FB660-10 Behind the narrow band pass filter on each channel is an SM05PD1B photodiode. Keeping both channels with the same photodiode provides the most consistent dark current and system response. The rise/fall time of the photodiode is 10ns, making it capable of
  • 47. - 40 - sample rates of 100MHz. The effective diameter of the photodiode is 4mm. As aperture averaging is being used, an adjustable iris is used to aperture down detector 1 to an effective 1mm diameter. The responsivity of the photodiode at 660nm is approximately 0.43A/W. Figure 24. SM05PD1B Photodiode Responsivity Each photodiode is connected to a dedicated PSoC. Each PSoC is designated as a master SPI device communicating to a common slave microcomputer, a Beaglebone Black. This allows for a fixed sample rate on both detectors. The PSoCs share a common clock and communicate between each other to ensure acquiring data and transmission of data do not take place at the same time, thus preventing serial transfer noise from being captured by the detectors with a delta sigma ADC set to 216 = 65536 bit integer levels between 0 to 3.3 volts with a maximum offset of 20mV. This offset can be filtered out with software later in the signal processing phase.
  • 48. - 41 - Figure 25. Detector 1 Schematic Figure 26. Detector 2 Schematic
  • 49. - 42 - Due to the large gain of 32 on detector 1, a DC floor is added to the digitized signal. The DC floor is a part of the trans-impedance amplifier design and initially adds approximately 20mV. However, the large gain of the programmable gain amplifier (PGA) increases this to just over 0.64V. This reduces the SNR of the ADC to approximately 10 with reference to the maximum positive voltage of 3.3V. By adding a positive reference voltage to the negative input of the PGA, the DC floor is reduced back down to 20mV. As the overall signal is reduced by the offset, more headroom exists to increase the gain of detector 1. Thus it is moved to 48x, which allows the entire dynamic range of the ADC to be used, increasing the SNR to approximately 100. Similar implementations exist on detector 2, however, with a gain of 2. The DC floor of detector 2 is reduced from 40mV back to 20mV. A buffer op-amp was added to the input signal of the ADC which allows a voltage monitor LED bar graph to be implemented, which will display the incoming signal without affecting the signal. Detector 1 possesses approximately 1/16th the area, and therefore collects approximately 1/16th the energy of detector 2. Thus, the signal is amplified for both detectors such that the full range of both ADCs are used for the dynamic portion of the signal only. Initially the system was uncalibrated. Figure 27. Uncalibrated The calibration process began with the electrical calibration, which involved the lenses being covered. The system analyzed the internal noise, including dark current on the photodiodes. These were stored as constants for later removal.
  • 50. - 43 - Figure 28. Partially Calibrated The remainder of the calibration process took place in a controlled environment in the lab. A 1 Hz square wave was transmitted to the receiver, representing a scintillation index of 1.0. The system was then tuned until the receiver was able to read as close to the 1.0 scintillation index as possible. The obtained accuracy is 1.014 with a 1.4% error. Figure 29. Fully Calibrated A visual aid was implemented to make alignment of the transmitter easier in the form of an LED bar display, which shows how much signal is appearing on each photodiode. Each channel’s signal is driven to a three color, 10 segment LED display which becomes brighter as the amount of signal onto the detectors becomes greater. The maximum amount of signal seen for this range is 3.3V, at which point the PSoC’s ADC will become
  • 51. - 44 - saturated, and all ten segments will be lit. For the given parameters used, only the green LED bars should illuminate. There are two identical circuits, one for each photodiode, which are powered from a 5VDC supply. Figure 30. LED Bar Graph Display Circuit The final step in the receiver is the data processing in the Beaglebone micro-computer. The collected data is in a raw digitized format from the PSoCs, and must be demodulated. The data is divided into two vectors per channel: signal with noise (S+N) and noise (N). All vectors are saved as a file mod.csv. The average of each vector is then calculated and the difference is taken, yielding the average signal value. 𝜇 𝑆 = 𝜇 𝑆+𝑁 − 𝜇 𝑁 (3.1) The variance of each vector is calculated and subtracted to produce the variance of the signal. 𝜎𝑆+𝑁 2 − 𝜎 𝑁 2 = 𝜎𝑆 2 (3.2) The scintillation index is defined as the variance divided by the mean-squared.
  • 52. - 45 - 𝜎𝐼 2 = 𝜎 𝑆 2 (𝜇 𝑆)2 (3.3) The ratio of scintillation indices between the channels yields the inner scale value, ℓ0. This value is output as file sci.txt from the Beaglebone. Figure 31. Constructed Receiver before Enclosure 3.3 Results and Discussion The device was tested several times between late August and November of this year. It was tested at the University of Central Florida’s TISTEF laser range at the Kennedy Space Center in Merritt Island, FL. Testing usually began between the times of 11:00 AM and ended at 5:00 PM where optical turbulence has been shown to reach a maximum during midday hours. Tested alongside this device was the commercially available BLS900 for comparison data. The two systems were set up close to each other, but so as not to interfere with each other. As the BLS900 is ineffective at 150m, it was set up parallel to the project scintillometer with a distance between receiver and transmitter of 1km. The scintillometers were set up such that the light from neither transmitter ended up in the receiver of the other device – the BLS transmitter faced south and was further down range, whereas its receiver pair was set up closer to the facility facing north, adjacent to the project transmitter. The project transmitter was aligned to the receiver, which faced south towards the lab, roughly 150m away. Sources of radio frequencies that interfered with the data were shut off.
  • 53. - 46 - The data collected from the project scintillometer corresponds very closely with that of the BLS900. Figure 32 shows the output Cn 2 values for aperture one, as well as on the BLS900 taken in parallel. Figure 32. BLS vs. D1 Aperture The data collected correlated with the data taken from the BLS in parallel. There are minor deviations in 𝐶 𝑁 2 which can be attributed to the differences in propagation path sizes. Longer ranges will have greater impacts on scintillation. It is shown that for a specific time of day, the project scintillometer performs just as well as the BLS-900. It can also predict the inner-scale size of turbulent eddies within acceptable error, which the BLS-900 cannot do [30]. Inner-scale results could not be validated by comparison, due to a lack of inner-scale measurement on the available commercial devices. The accuracy regarding inner-scale values is purely from research and estimation. Since the 𝐶 𝑁 2 values mimic each other in each device, it can be safely assumed that it is within accurate range, since the values for 𝐶 𝑁 2 are derived from the values assumed to be the true inner-scale size. As shown in the raw data, the transmitted 1Hz optical signal is visible when looking at the time domain and the frequency domain. It is of note that during the ‘off’ part of the duty cycle, the ADC reads the voltage necessary to keep the transistors active, providing an accurate response time and voltage. The gain from each channel is properly adjusted in the PSoC software so this value will never deviate.
  • 54. - 47 - Figure 33. RAW (11/19/2016) During the ‘on’ cycle, the square wave profile displays representations of scintillation. The spiking variations in intensity are due to the randomly deviated rays coming in and out of the photodiode’s field of view. This is a representation of what viewing a single pixel on a time-lapse photograph of the transmitted beam would look like. The time domain is visible in figure 33 on the left side for each aperture. In the frequency domain, the peak fluctuations occur in the demodulated format at frequencies between 10Hz and 250Hz. This is displayed below in figure 34 on the right side for each aperture. This correlates with current findings regarding scintillation theory provided by the team at TISTEF and Dr. Ronald L. Phillips and Dr. Larry C. Andrews of U.C.F.
  • 55. - 48 - Figure 34. MODEM (11/19/2016)
  • 56. - 49 - Chapter 4 Non-Technical Issues 4.1 Budget 4.2 Environmental Aspects 4.3 Health and Safety 4.4 Ethical Aspects 4.5 Social Aspects 4.6 Sustainability Summary In this chapter, we will discuss the budget and the economic side of the project, environmental hazards, health impacts and safety of the project, the ethicality of the project, some social aspect and sustainability of the project’s major components.
  • 57. - 50 - 4.1 Budget The budget allotted for this project was initially between $1500.00 and $2000.00 for a transmitter and single aperture receiver pair. The initial estimates ran approximately $1600.00. A scope change occurred and the design changed to include two apertures. This required twice as many lenses, which were the most expensive components. The estimated cost became closer to $2200.00. This included lenses and accompanying tubing. A scope change occurred when the theory suggested smaller apertures and no lenses. The redesign became the current build, eliminating the most expensive lenses. The total budget spent was just over $1000.00 for the parts listed in Table 1 below. Table 1. Bill of Component Materials Transmitter 660nm Laser Diode, 120mW ThorLabs 96.22$ 1 $96.22 Adafruit USB to Serial Breakout Board Adafruit 14.99$ 1 $14.99 Laser Diode Collimator ThorLabs 228.00$ 1 $228.00 PSoC 5LP DigiKey 9.99$ 1 $9.99 ESD Protection and Strain Relief Cable ThorLabs 49.00$ 1 $49.00 $0.00 Receiver Si Photodiode ThorLabs 86.00$ 2 $172.00 1" Bandpass Filter, 660 +/- 2nm ThorLabs 84.67$ 2 $169.34 1" Dia. Stackable SM01 Lens Tube with Retaining Ring ThorLabs 15.30$ 4 $61.20 6" SMA Cables Amazon.com 6.99$ 2 $13.98 PSoC, 5LP DigiKey 9.99$ 3 $29.97 BeagleBone Black Mouser Electronics 89.99$ 1 $89.99 Various connectors and Electrical Components $40.00 1 $40.00 LED Bar Display 2.00$ 2 $4.00 1" End Caps ThorLabs 20.00$ 2 $40.00 $1,018.68 100.00$Shipping & Handling Subtotal Software used encompassed the included free developer software for the PSoC units, MatLAB for modeling and calculations, Microsoft Office for various reports, tables, calculations, graphs and data tables, and the Beaglebone Black was programmed in Python. 4.2 Environmental Aspects The system is safe for the environment. There are no hazardous materials involved in the components. The laser output is in the visible spectrum, which is non-hazardous within the limits of the output power.
  • 58. - 51 - While not a part of the system, 12.4V car batteries are used to power the transmitter and receiver. Care must be taken by the user with regard to handling the batteries. The batteries themselves are rechargeable, and at the end of their life, they should be disposed of properly. 4.3 Health and Safety The system developed is electrically safe and not harmful when used properly. All circuits are appropriately grounded, and wires are not frayed or broken. The voltage levels used are low level control voltages (max 12.4VDC). The primary safety standard with respect to lasers is ANSI Z-136.5. The standards are obtained by the Laser Institute of America in Orlando, FL. The L660P120 diode laser used is class IIIB (5mW to 500mW), which produces visible emissions in the 660nm range. It is considered a medium powered laser capable of producing eye injury when viewed directly or with optics, even if momentarily viewed. The normal aversion response for visible Class IIIB lasers is 0.25 seconds, and does not prevent injury [3]. Safety controls should be implemented when using the equipment, including a controlled beam path, laser controlled area, entry limitations to the testing area by visitors, education and training, warning signs and labels, and wearing eye protection with optical density (OD) of 0.9 when at 32mW output, or OD of 0.4 when at 120mW output. Figure 35. Class IIIB Danger Signage [3]
  • 59. - 52 - The nominal hazard zone (NHZ) is the region within which the level of direct, reflected, or scattered (diffuse) laser radiation is above the allowable maximum permissible exposure (MPE). The nominal hazard zone is calculated as 𝑁𝐻𝑍 = 𝑓0 𝑏 ( 4×𝑃 𝜋×𝑀𝑃𝐸 ) 1 2⁄ (4.1) where P is the power of the laser, fo is the focal length of the focusing lens, b is the beam diameter at the exit port, and MPE is the maximum permissible exposure [3]. For the configuration of the transmitter, at an output power of 32mW, the nominal hazard zone is 48 meters, and at full output of 120mW, the nominal hazard zone is 141 meters. The laser diode contains gallium arsenide (GaAs), which may seriously endanger a person’s health even at very low doses. Please avoid treatment which may create GaAs powder or gas, such as disassembly or performing chemical experiments, when handling the product. When disposing of the product, please follow the laws of your country and separate it from other waste such as industrial waste and household garbage [32]. 4.4 Ethical Aspects All references used for the completion of this project are properly cited in the references section of this paper. Ethically, the scintillometer itself has little ethical or unethical implications. However, the research being performed using the scintillometer is able to be utilized in ethical ways, through improving free-space optical communication links through prediction of beam wandering to reduce Bit-Error Rates. 4.5 Social Aspects The impact scintillometry has on society is found in the useful aspects of scintillometers themselves. The development of the scintillometer technology is advantageous in the applications of measuring humidity levels and evaporation rates over wide swaths of farmland. In 2008, Jan Kleissl and his students from the University of California – San Diego used a large aperture scintillometer to monitor the loss of groundwater in California
  • 60. - 53 - to help farmers maximize production during a time of drought, when regulations restrict the volume of water available to farmers [31]. Accurate estimation of latent heat flux based on remote sensing data is critical in characterizing terrestrial ecosystems and modeling land surface processes. To that end, scintillometers can play an integral part due to their basis in measuring sensible heat flux. This may lead to understanding more about ecosystem processes that could lead to colonization of deserts. Predicting behavior of laser beam propagation and compensating of deviations can reduce bit-error rates in free space optical communications systems. This could enable faster communications on a broader scale. 4.6 Sustainability The main component of the transmitter is the diode laser. The L660P120 diode laser uses AlGaInAs as its semiconductor lasing material [32]. This material has shown to have a mean time between failures (MTBF) of 1.3 ×106 hours (60% statistical confidence) at higher output levels (6.5W, 25o C) [33]. Failure modes of diode lasers cause characteristics of the laser to change, affecting the functionality of the system. As different parts of the diode laser degrade, different characteristics of the laser will change. Figure # outlines common failure modes of diode lasers and their causes. Figure 36. Common Diode Laser Failure Modes [33]
  • 61. - 54 - The main component of the receiver is the Beaglebone Black, manufactured by Texas Instruments. The mean time between failures (MTBF) estimated by Texas Instruments is 50,000 hours for the processors. These conditions are contingent upon both units being transferred into sealed, NEMA-4 rated enclosures to protect against rain, humidity and pests. Silica gel packets are required to manage humidity within the containers, keeping the circuit dry. Estimated operating temperature for all calculations is 25o C.
  • 62. - 55 - Chapter 5 Conclusion 5.1 Summary and Conclusions 5.2 Suggestions for Future Work Summary In this chapter, the results of the project are summarized, with suggestions for future improvements to develop the scintillometer into a full meteorological instrument.
  • 63. - 56 - 5.1 Summary and Conclusions The accuracy of the project scintillometer validates the function of the scintillometer. More development is needed to turn this into a fully functioning meteorological instrument, with suggestions laid out in the following section. The level of accuracy achieved is much greater than the accuracy accepted in the other scintillometers created at TISTEF, largely due to the intricacy and level of control displayed in the execution of the processing and controls of the unit. The calibration of the project scintillometer yielded an error-rate of 1.4%, whereas the Triple Aperture Scanning Scintillometer (TASS) has an acceptable error rate of 14%. The addition of inner-scale calculations makes this scintillometer capable of more than the BLS900. Scintec’s SLS20 has the capability to measure inner-scale, but does so using two closely parallel red lasers and a single aperture [29]. The design of the project scintillometer using a single transmitter and dual-channel receiver is unlike anything else on the market currently. 5.2 Suggestions for Future Work Given more time and budget, there are several additions to the design that could have benefitted the project. In future generations of this build, additions to the hardware will make this device a more complete and updated scientific instrument to collect data on the atmosphere and optical turbulence. Initial discussions sought to include a GPS unit to pinpoint and transmit location data tags along with the collected scintillation data to a website. Adafruit stocks an MTK3339-based GPS breakout board that has 66 channels w/ 10 Hz updates. Sensitivity for this device is around -165 dB and only draws around 20mA. It can be used for high sensitivity tracking or data logging. The data could be transmitted via this board and logged to a computer, where it can be stored and updated to a secure web server for remote access anywhere with an internet connection in real-time. This would have benefits for engineers and scientists studying optical phenomena in the field and would provide convenience for researchers in other parts of the world. A temperature, humidity, and pressure sensor were to be added to the overall design to allow for correlation of data to specific conditions. This would make the scintillometer
  • 64. - 57 - device an all-around scientific weather instrument like nothing else currently available. Plans for this addition will likely come from another Adafruit product, such as the BME280 I2C/ SPI breakout board, which can output data on pressure, humidity, and temperature via SPI, I2C link, or both. This particular board can be supplied with 3.3V or 5V and could easily be added to the current hardware design. Housing for both the receiver and transmitter were of the utmost importance. The transmitter and receiver housing is not currently built for harsh outside climates. They are both currently contained inside of temporary housing useful for prototyping, but not designed for durable use in the elements. Considerations for more permanent housing include humidity and condensation within the unit, as well as fogging of the narrow band pass filter. External intruding elements, such as rain and insects, must also be protected against. Time permitting, the next step would be to protect the hardware by placing it into NEMA rated enclosures. This will be done to both the receiver and transmitter.
  • 65. - 58 - References Books: [1] L. C. Andrews, R. L. Phillips, and C. Y. Hopen, Laser Beam Scintillation with Applications. Bellingham, WA: SPIE Press, 2001. [2] H. D. Young, R. A. Freedman, A. L. Ford, and F. W. Sears, Sears and Zemansky's University Physics. Boston: Addison-Wesley, 2012. [3] D. Hull and D. J. Souders, Fundamentals of Light and Lasers, Second. Waco, TX: OP-TEC, 2013. [4] T. L. Floyd, Principles of electric circuits: conventional current version. Upper Saddle River, NJ: Pearson Education, Prentice Hall, 2010. [5] T. L. Floyd, Electronic devices: conventional current version. Upper Saddle River, N. J., NJ: Pearson Education, Prentice Hall, 2012. [6] W. H. Hayt, J. E. Kemmerly, and S. M. Durbin, Engineering Circuit Analysis. New York, NY: McGraw-Hill, 2012. [7] L. Desmarais, Applied Electro-Optics. Upper Saddle River, NJ: Prentice Hall, 1998. [8] E. L. Dereniak and G. D. Boreman, Infrared Detectors and Systems. New York, NY: Wiley, 1996. [9] W. J. Smith, Modern Optical Engineering: The Design of Optical Systems, Fourth. New York, NY: McGraw Hill, 2008. [10] O. Svelto and D. C. Hanna, Principles of Lasers, Fourth. New York: Springer, 2009. [11] W. T. Silfvast, Laser Fundamentals , Second. Cambridge, United Kingdom: Cambridge University Press, 2004. [12] E. Hecht and A. R. Ganesan, Optics, Fourth. New Delhi, India: Pearson Education, 2012. [13] L. Tan and J. Jiang, Digital Signal Processing: Fundamentals and Applications, Second. Waltham, MA: Academic Press, 2013. [14] A. Ishimaru, Wave Propagation and Scattering in Random Media. New York, NY: IEEE Press, 1997.
  • 66. - 59 - Journal Papers [15] S. Lachinova and M. Vorontsov, "Giant irradiance spikes in laser beam propagation in volume turbulence: analysis and impact", Journal of Optics, vol. 18, no. 2, p. 025608, 2016. [16] M. Singh, V. Kapoor, V. Setia and R. Sihag, "Power Budget Performances of Free Space Optical Link using Direct Line of Sight Propagation", Special Issue of International Journal of Computer Applications on Electronics, Information and Communications Engineering - ICEICE, vol. 3, no. 1, pp. 12-14, 2011. [17]K. Su, L. Moeller, R. Barat and J. Federici, "Experimental comparison of terahertz and infrared data signal attenuation in dust clouds", Journal of the Optical Society of America A, vol. 29, no. 11, p. 2360, 2012. Technical Papers and Theses [18] D. Wayne, "Measuring optical Turbulence Parameters with a Three-Aperture Receiver", M.S.E.E., University of Central Florida, College of Engineering and Computer Science, Department of Electrical Engineering, 2006. [19] "Scintillation Detectors", MIT Department of Nuclear Engineering, 2002. [20] L. Wasiczko, "Techniques to Mitigate the Effects of Atmospheric Turbulence on Free Space Optical Communication Links", Ph.D., University of Maryland, 2004. [21] F. Thomas, "The Scintillation Index in Moderate to Strong Turbulence for the Gaussian Beam Wave along a Slant Path", Master of Science, University of Central Florida, College of Arts and Sciences, Department of Mathematics, 2003. [22] M. Alrasheedi, "A Low-Cost, Man-Portable Free-Space Optics Communication Device for Ethernet Applications", Master's Thesis, Naval Postgraduate School, 2005. [23] J. Siegenthaler, E. Jumper and S. Gordeyev, "Atmospheric Propagation Vs. Aero- Optics", Graduate Research Assistant, Department of Aerospace and Mechanical Engineering, Hessert Laboratory, American Institute of Aeronautics and Astronautics, 2008. [24] U.S. Army Research Laboratory, "Characterization of optical turbulence (Cn2) data measured at the ARL A_LOT facility", U.S. Army Research Laboratory, Adelphi, MD, 2005. Electronic Sources from the Internet [25] “Optical Filters,” Optics - Imaging - Photonics - Optomechanics - Lasers, 2016. [Online]. Available: http://www.edmundoptics.com/resources/application- notes/optics/optical-filters/. [Accessed: 02-Dec-2016].
  • 67. - 60 - [26] Laser Institute of America, "American national Standard for Safe use of Lasers", Laser Institute of America, Orlando, FL, 2007. [27] X. Fernando, “Light Sources – II The Laser and External Modulation Optical Communication Systems -Xavier Fernando,” Light Sources - II The Laser and Light Sources – II The Laser and External Modulation Optical Communication Systems , 2016. [Online]. Available: http://slideplayer.com/slide/1498179/. [Accessed: 01-Dec-2016]. [28] R. W. A. Wales, “Spectroscopy,” Spectroscopy :: Atomic Physics :: Rudi Winter's web space. [Online]. Available: http://users.aber.ac.uk/ruw/teach/327/spec.php. [Accessed: 01-Dec-2016]. [29] “Details of Selected Scintec Product,” Details of Selected Scintec Product. [Online]. Available: http://www.scintec.com/english/web/Scintec/Details/A012000.aspx. [Accessed: 01-Dec-2016]. Large Aperture Scintillometer BLS900 [30] “Details of Selected Scintec Product,” Details of Selected Scintec Product. [Online]. Available: http://www.scintec.com/english/web/Scintec/Details/A001020.aspx. [Accessed: 01-Dec-2016]. Surface layer Scintillometer SLS20 [31] S. Haughn, “Evaporation Station: Laser to Monitor Farm Water Use - Circle of Blue,” Circle of Blue, 31-Dec-2008. [Online]. Available: http://www.circleofblue.org/2008/north-america/evaporation-station-laser-to-monitor- farm-water-use/. [Accessed: 01-Dec-2016]. [32] “HL65051DG PDF Datasheet - Oclaro, Inc. - Datasheets360.com,” HL65051DG PDF Datasheet - Oclaro, Inc. - Datasheets360.com, 2013. [Online]. Available: http://www.datasheets360.com/pdf/-5370734620615253607. [Accessed: 01-Dec-2016]. [33] “Ultra-reliable AlGaInAs Diode Laser Technology Impacts the Industrial Laser Marketplace,” 2015. [Online]. Available: https://www.lumentum.com/sites/default/files/technical-library- items/cllfw03_wp_cl_ae_010506.pdf. [Accessed: 02-Dec-2016].
  • 68. - 61 - Appendix A Variables & Data A1. Variable Definitions and Constants A2. Validation Data vs. Scintec BLS900 A3. Link Budget Summary In this appendix we present the definitions of variables used in the calculation of scintillation index, inner scale values, and display the validation data against the commercial scintillometer.
  • 69. - 62 - A1. Variable Definitions and Constants ℎ = 6.626 × 10−34 𝑚2 𝑘𝑔/𝑠 Planck’s Constant 𝑐 = 3 × 108 𝑚/𝑠 The Speed of Light I Intensity, 𝑤𝑎𝑡𝑡𝑠/𝑐𝑚2 𝜎2 Scintillation Index 𝜎 𝑅 2 Rytov Variance < 𝐼2 > Mean Square of Intensity < 𝐼 >2 Intensity Mean Squared 𝐶 𝑁 2 Index of Refraction Structure Parameter 𝜇 Average
  • 70. - 63 - A2. Validation Data vs. Scintec BLS900
  • 71. - 64 - A3. Link Budget
  • 72. - 65 - Appendix B Code B1. MATLAB code: Nominal Hazard Zone B2. MATLAB code: Optical Comparator B3. MATLAB code: FFT Data B4. PYTHON code: Cn 2 Calculations Summary In this appendix we present the MATLAB and Python codes used in the development of the scintillometer. MatLAB codes were developed for several subjects, including nominal hazard zone for safety and link budget, an optical comparator to allow faster assessment of combinations of components for optimal efficiency, and Fast Fourier Transform analysis of the recovered data. The included Python code is the processing code used in the Beaglebone Black during operation.
  • 73. - 66 - B1. MATLAB code: Nominal Hazard Zone % This code is written to calculate NHZ, Spot Size, power density and power % per lens over a range of divergences. It is to be used solely for the purpose of % performing quick calculations for various scenarios to ensure eye-safety within % the laser propagation path, as well as calculate power density at distance and % power density seen at each channel of the receiver. % % Written by Marc Bradman clc theta = 0.0004;%Half angle divergence in radians L = 100000;%Distance in cm r = 0.25;%beam radius in cm mpe = 0.000005; lp = 0.5;%Laser power pd = lp/(pi*r^2); % ********************************************************************************* % formula for Nominal Hazard Zone of a laser using divergence angle is % NHZ(cm) = (1/Full divergence angle (rad))*(sqrt(((4*power of the laser)/(pi*MPE))-the diameter of the beam in cm) NHZ=(sqrt((4*lp)/(pi*mpe))-(r*2))/(2*theta); % ********************************************************************************* SpotSize=L*tan(theta*(10^-3)); % spot size at range in cm ********************************************************************************* % The formula for power at the projected spot is Pspot-P0(w0/w(z))exp(-0.036(0.1))) % 0.8 is the radius of the beam waist at the exit aperture of the collimating lens (cm). % 0.119569 is 120mW*exp(-(0.036(0.1))) %Pspot=(0.8/SpotSize*10^-2)*0.119569; % ratio of spot sizes in cm Pspot= (r^2/SpotSize^2)*pd; %P50L=Pspot*((0.025^2)/(SpotSize^2)); % The power reaching the smaller (50mm dia) lens is a ratio of the spots size to the projected spot %P75L=Pspot*((0.0375^2)/(SpotSize^2)); % Similarly the power reaching the larger (75mm dia) lens. NHZm = NHZ/100; fprintf ('The power density at the transmitter is %0.2e W/cm^2.n',pd); fprintf ('For divergence %0.2f mrad, the nominal hazard zone is %0.2f cm.n',theta, NHZm); fprintf ('This results in a spot size of %0.2f cm at a distance of %0.2fcm.n',2*SpotSize,L); fprintf ('The power density over that spot size is %0.2e W/cm^2.n',Pspot); fprintf ('This is read by the 50mm lens as %0.2e W, and n',P50L); fprintf ('by the 75 mm lens as %0.2e W.',P75L);
  • 74. - 67 - B2. MATLAB code: Optical Comparator % Optical Component Evaluator % This program is designed to evaluate several components of the Senior % Design Project Scintillometer. The program will store properties of % several components of the optical system under consideration and allow % for other input as well. Ultimately, this program will give a deailed % output of the system under consideration, including a fast- and slow-axis % analysis. % Written by Marc Bradman 4/30/2016 clc % This block handles the input of the range parameters - length of range, % half-angle divergence of the beam, Range = input('Enter the length of the range in meters (m): '); Divergence = input('The project requires a specific divergence out of the transmitter to obtain a plane wavefront.nEnter the half-angle divergence of the transmitter beam in milliradians (mrad): '); clc %************************************************************************************ % First block of choices is to input the choice of transmitter source. This % would be the laser diode component of the transmitter. disp ('Please select a source from the list below by typing the number'); disp ('or type 6 to input your own source'); disp ('1. L660P120'); disp ('2. DJ532-40'); disp ('3. HL6388MG'); disp ('4. L785P090'); disp ('5. M9-A64-O200'); source = input ('Choose your source -----> '); clc % Second block of choices is to input the choice of collimating lens for % the transmitter. disp ('Please select a transmitter lens from the list below by typing the number'); disp ('or type 7 to input your own collimating lens'); disp ('1. 354280-B'); disp ('2. 354260-B'); disp ('3. 354560-B'); disp ('4. A397-B'); disp ('5. A375-B'); disp ('6. 354330-A'); CollLens = input ('Choose your collimating lens -----> '); clc % Third block of choices is to input the choice of lens for Channel A (top % lens). disp ('The receiver is comprised of two separate channels, each with a lens and photodiode.'); disp ('Please select a receiver lens for channel A from the list below by typing the number'); disp ('or type 4 to input your own channel A receiver lens'); disp ('1. LA1740-B'); disp ('2. 86-911'); disp ('3. 86-907'); RecLensA = input ('Choose your channel A receiver lens -----> '); clc % Fourth block of choices is to input the choice of lens for Channel B % (bottom lens). disp ('The receiver is comprised of two separate channels, each with a lens and photodiode.'); disp ('Please select a receiver lens for channel B from the list below by typing the number'); disp ('or type 4 to input your own channel B receiver lens'); disp ('1. 69-457'); disp ('2. 45-716'); disp ('3. LA1145-B');