SlideShare a Scribd company logo
DEFINITION
The Securities And Exchange Commission Of Pakistan (SECP) Is The Financial Regulatory
Agency In Pakistan Whose Objective Is To
• Develop A Modern And Efficient Corporate Sector And A Capital Market Based On Sound
Regulatory Principles
• In Order To Encourage Investment And Foster Economic Growth And Prosperity In
Pakistan
Introduction
• SECP Act Was Passed By Parliament In December 1997.
• Became Operational On January 1 1999.
• It Was Concerned With The Regulation Of:
Insurance Companies
Private Pensions Corporate Sector And Capital Market
Non-banking Finance Companies
VISION AND MISSION STATEMENT
Vision Statement:
The Development Of Modern And Efficient Corporate Sector And Capital Market, Based On Sound
Regulatory Principles, That Provide Impetus For High Economic Growth And Foster Social Harmony
In The Country.
Mission Statement:
To Develop A Fair, Efficient And Transparent Regulatory Framework, Based On International Legal
Standards And Best Practices, For The Protection Of Investors And Mitigation Of Systemic Risk
Aimed At Fostering Growth Of A Robust Corporate Sector And Broad Based Capital Market In
Pakistan.
ABOUT SECP
• Mr. Zafar Hijazi Took Over As The Chairman Of The Securities And Exchange Commission Of
Pakistan On December 19, 2014.
• The Secp's Head Office Is Located In The Nic Building On Jinnah Avenue In The Blue Area Of
Islamabad, Pakistan's Capital.
• It Also Has Regional Offices Called Company Registration Offices (Cros) In Karachi, Lahore,
Multan, Peshawar, Sukkur, Faisalabad And Quetta.
FUNCTION OF SECP:
The regulatory functions of SECP fall under following four broad categories
• Registration and licensing
• Supervision(prudential and regulatory)
• Appellate bench
• Investor awareness and education
• Administration of professional like chartered accountants, cost accountants and
corporate secretaries
OBJECTIVES OF SECP
Objective is to develop a
Modern and efficient corporate sector
• Capital market.
Based on sound regulatory principles in order to
• encourage INVESTMENT and
• foster ECONOMIC GROWTH and PROSPERITY in Pakistan.
SECP DIVISION
The SECP is divided into the following four divisions:
• Company Law Division.
• Securities Market Division.
• Specialized Companies Division.
• Insurance Division.
• Law Division.
LAW DIVISION
Objective
Growth of enterprise, protection of investors and creditors, promotion of investment and development
of economy
Law division divided into three departments
• Registration Department
• Enforcement Department
• Management Team
SECURITIES MARKET DIVISION
Objective:
Protection of investors, regulation of markets dealings in securities
It has two departments:
• Market Supervision and Capital Issues Department.
• Policy, Regulation and Development Department.
SPECIALIZED COMPANIES DIVISION
Objective:
• To provide a regulatory environment for the development and promotion of a Non-Bank Financial
(NBF) sector.
• Protect the interests of shareholders, depositors and policyholders under the relevant laws.
INSURANCE DIVISION.
The main objectives includes:
• Regulates and monitors the Insurance Sector through
Insurance Ordinance, 2000 and the Companies Ordinance, 1984
SECP

More Related Content

What's hot

Introduction of capital market
Introduction of capital marketIntroduction of capital market
Introduction of capital market
Fariha Ijaz
 
Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)
Ahmad Zia Lodin
 
State Bank Of Pakistan (SBP)- Monetary Policy
State Bank Of Pakistan (SBP)- Monetary PolicyState Bank Of Pakistan (SBP)- Monetary Policy
State Bank Of Pakistan (SBP)- Monetary Policy
Salma Bashir
 
STATE BANK OF PAKISTAN
STATE BANK OF PAKISTAN STATE BANK OF PAKISTAN
STATE BANK OF PAKISTAN
NOMAN KHAN
 
CAPITAL MARKET
CAPITAL MARKETCAPITAL MARKET
CAPITAL MARKET
Fariha Ijaz
 
Cg & Role of SECP Securities and Exchange Commission of Pakistan
Cg & Role of SECP Securities and Exchange Commission of Pakistan Cg & Role of SECP Securities and Exchange Commission of Pakistan
Cg & Role of SECP Securities and Exchange Commission of Pakistan
ASAD ALI
 
Pakistan Stock Exchange
Pakistan Stock ExchangePakistan Stock Exchange
Pakistan Stock Exchange
Maryam Tajalli
 
The bank of punjab internship report
The bank of punjab internship reportThe bank of punjab internship report
The bank of punjab internship report
irfan iqbal
 
Role of state bank of pakistan
Role of state bank of pakistanRole of state bank of pakistan
Role of state bank of pakistan
Alauddin kakar
 
Financial Statement Analysis of Lucky cement
Financial Statement Analysis of Lucky cementFinancial Statement Analysis of Lucky cement
Financial Statement Analysis of Lucky cement
Muhammad Umair Rafat Ullah
 
Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)
Naqash Javed
 
Banking sector of pakistan
Banking sector of pakistanBanking sector of pakistan
Banking sector of pakistan
Obaid Khan
 
Financial markets and institutions in Pakistan
Financial markets and institutions in PakistanFinancial markets and institutions in Pakistan
Financial markets and institutions in Pakistan
Rahat Jaan
 
State Life's Internship Report-2016
State Life's Internship Report-2016State Life's Internship Report-2016
State Life's Internship Report-2016
Seetal Daas
 
Financial markets and institutions of pakistan
Financial markets and institutions of pakistanFinancial markets and institutions of pakistan
Financial markets and institutions of pakistan
fawadahmed055
 
Investment Corporation of Pakistan
Investment Corporation of Pakistan Investment Corporation of Pakistan
Investment Corporation of Pakistan
Usman Ashraf
 
Project on National Bank of Pakistan
Project on National Bank of PakistanProject on National Bank of Pakistan
Project on National Bank of Pakistan
Mubasher Ali
 
State bank of pakistan
State bank of pakistanState bank of pakistan
State bank of pakistan
Kamran Bhutta
 
Slides-Meezan-Bank.ppt
Slides-Meezan-Bank.pptSlides-Meezan-Bank.ppt
Slides-Meezan-Bank.ppt
Salman Khan
 
Bank Alfalah
Bank AlfalahBank Alfalah
Bank Alfalah
Asma Shoukat
 

What's hot (20)

Introduction of capital market
Introduction of capital marketIntroduction of capital market
Introduction of capital market
 
Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)
 
State Bank Of Pakistan (SBP)- Monetary Policy
State Bank Of Pakistan (SBP)- Monetary PolicyState Bank Of Pakistan (SBP)- Monetary Policy
State Bank Of Pakistan (SBP)- Monetary Policy
 
STATE BANK OF PAKISTAN
STATE BANK OF PAKISTAN STATE BANK OF PAKISTAN
STATE BANK OF PAKISTAN
 
CAPITAL MARKET
CAPITAL MARKETCAPITAL MARKET
CAPITAL MARKET
 
Cg & Role of SECP Securities and Exchange Commission of Pakistan
Cg & Role of SECP Securities and Exchange Commission of Pakistan Cg & Role of SECP Securities and Exchange Commission of Pakistan
Cg & Role of SECP Securities and Exchange Commission of Pakistan
 
Pakistan Stock Exchange
Pakistan Stock ExchangePakistan Stock Exchange
Pakistan Stock Exchange
 
The bank of punjab internship report
The bank of punjab internship reportThe bank of punjab internship report
The bank of punjab internship report
 
Role of state bank of pakistan
Role of state bank of pakistanRole of state bank of pakistan
Role of state bank of pakistan
 
Financial Statement Analysis of Lucky cement
Financial Statement Analysis of Lucky cementFinancial Statement Analysis of Lucky cement
Financial Statement Analysis of Lucky cement
 
Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)Pakistan Stock Exchange (PSX)
Pakistan Stock Exchange (PSX)
 
Banking sector of pakistan
Banking sector of pakistanBanking sector of pakistan
Banking sector of pakistan
 
Financial markets and institutions in Pakistan
Financial markets and institutions in PakistanFinancial markets and institutions in Pakistan
Financial markets and institutions in Pakistan
 
State Life's Internship Report-2016
State Life's Internship Report-2016State Life's Internship Report-2016
State Life's Internship Report-2016
 
Financial markets and institutions of pakistan
Financial markets and institutions of pakistanFinancial markets and institutions of pakistan
Financial markets and institutions of pakistan
 
Investment Corporation of Pakistan
Investment Corporation of Pakistan Investment Corporation of Pakistan
Investment Corporation of Pakistan
 
Project on National Bank of Pakistan
Project on National Bank of PakistanProject on National Bank of Pakistan
Project on National Bank of Pakistan
 
State bank of pakistan
State bank of pakistanState bank of pakistan
State bank of pakistan
 
Slides-Meezan-Bank.ppt
Slides-Meezan-Bank.pptSlides-Meezan-Bank.ppt
Slides-Meezan-Bank.ppt
 
Bank Alfalah
Bank AlfalahBank Alfalah
Bank Alfalah
 

Similar to SECP

Presentation on:Bangladesh Securities and Exchange Commission
Presentation on:Bangladesh Securities and Exchange Commission Presentation on:Bangladesh Securities and Exchange Commission
Presentation on:Bangladesh Securities and Exchange Commission
HasibAlAmin
 
Stock Markets & Capital Markets of Pakistan
Stock Markets & Capital Markets of Pakistan Stock Markets & Capital Markets of Pakistan
Stock Markets & Capital Markets of Pakistan
Shahrukh Usmani
 
Dissertation presentation slides
Dissertation presentation slidesDissertation presentation slides
Dissertation presentation slides
Ablaikhan Aubakir
 
Fm ppt
Fm pptFm ppt
Capital market
Capital marketCapital market
A report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange CommissionA report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange Commission
HasibAlAmin
 
Final report edited_by_us
Final report edited_by_usFinal report edited_by_us
Final report edited_by_us
jarry_123
 
Arif habib
Arif habibArif habib
Arif habib
Aftab Dar
 
TITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKET
TITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKETTITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKET
TITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKET
NATASHYA AYUNIE
 
Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...
Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...
Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...
Alhuda Centre of Islamic Banking & Economics
 
Group g final
Group g finalGroup g final
Group g final
mianadeel6662662
 
Investment Corporation of Pakistan
Investment Corporation of Pakistan Investment Corporation of Pakistan
Investment Corporation of Pakistan
Gpa Plus
 
Security and exchnge board of India limited
Security and exchnge board of India limitedSecurity and exchnge board of India limited
Security and exchnge board of India limited
sankrityayan
 
Islamic finance financial institution
Islamic finance financial institutionIslamic finance financial institution
Islamic finance financial institution
MANZUR HUSAINI ZAM HASRI
 
SEBI
SEBISEBI
1.2 SEBI.pptx
1.2 SEBI.pptx1.2 SEBI.pptx
1.2 SEBI.pptx
Ram Mohan reddy
 
Legal Framework of Islamic Capital Market
Legal Framework of Islamic Capital MarketLegal Framework of Islamic Capital Market
Legal Framework of Islamic Capital Market
Mahyuddin Khalid
 
SECP(Security exchange&commission of Pakistan)
SECP(Security exchange&commission of Pakistan)SECP(Security exchange&commission of Pakistan)
SECP(Security exchange&commission of Pakistan)
sohaibshaikh10
 
NIUT
NIUTNIUT
KSE Corporate Presentation - 11th June, 2012
KSE Corporate Presentation - 11th June, 2012KSE Corporate Presentation - 11th June, 2012
KSE Corporate Presentation - 11th June, 2012
PGBF
 

Similar to SECP (20)

Presentation on:Bangladesh Securities and Exchange Commission
Presentation on:Bangladesh Securities and Exchange Commission Presentation on:Bangladesh Securities and Exchange Commission
Presentation on:Bangladesh Securities and Exchange Commission
 
Stock Markets & Capital Markets of Pakistan
Stock Markets & Capital Markets of Pakistan Stock Markets & Capital Markets of Pakistan
Stock Markets & Capital Markets of Pakistan
 
Dissertation presentation slides
Dissertation presentation slidesDissertation presentation slides
Dissertation presentation slides
 
Fm ppt
Fm pptFm ppt
Fm ppt
 
Capital market
Capital marketCapital market
Capital market
 
A report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange CommissionA report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange Commission
 
Final report edited_by_us
Final report edited_by_usFinal report edited_by_us
Final report edited_by_us
 
Arif habib
Arif habibArif habib
Arif habib
 
TITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKET
TITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKETTITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKET
TITLE : REGULATION AND SUPERVISION OF ISLAMIC CAPITAL MARKET
 
Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...
Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...
Alhuda CIBE- Presentation on Islmaic Banking & Takaful by Khalid waleed hum s...
 
Group g final
Group g finalGroup g final
Group g final
 
Investment Corporation of Pakistan
Investment Corporation of Pakistan Investment Corporation of Pakistan
Investment Corporation of Pakistan
 
Security and exchnge board of India limited
Security and exchnge board of India limitedSecurity and exchnge board of India limited
Security and exchnge board of India limited
 
Islamic finance financial institution
Islamic finance financial institutionIslamic finance financial institution
Islamic finance financial institution
 
SEBI
SEBISEBI
SEBI
 
1.2 SEBI.pptx
1.2 SEBI.pptx1.2 SEBI.pptx
1.2 SEBI.pptx
 
Legal Framework of Islamic Capital Market
Legal Framework of Islamic Capital MarketLegal Framework of Islamic Capital Market
Legal Framework of Islamic Capital Market
 
SECP(Security exchange&commission of Pakistan)
SECP(Security exchange&commission of Pakistan)SECP(Security exchange&commission of Pakistan)
SECP(Security exchange&commission of Pakistan)
 
NIUT
NIUTNIUT
NIUT
 
KSE Corporate Presentation - 11th June, 2012
KSE Corporate Presentation - 11th June, 2012KSE Corporate Presentation - 11th June, 2012
KSE Corporate Presentation - 11th June, 2012
 

Recently uploaded

Fabular Frames and the Four Ratio Problem
Fabular Frames and the Four Ratio ProblemFabular Frames and the Four Ratio Problem
Fabular Frames and the Four Ratio Problem
Majid Iqbal
 
FCCS Basic Accounts Outline and Hierarchy.pptx
FCCS Basic Accounts Outline and Hierarchy.pptxFCCS Basic Accounts Outline and Hierarchy.pptx
FCCS Basic Accounts Outline and Hierarchy.pptx
nalamynandan
 
在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样
在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样
在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样
5spllj1l
 
Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...
Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...
Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...
nimaruinazawa258
 
Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...
Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...
Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...
Donc Test
 
1.2 Business Ideas Business Ideas Busine
1.2 Business Ideas Business Ideas Busine1.2 Business Ideas Business Ideas Busine
1.2 Business Ideas Business Ideas Busine
Lawrence101
 
Eco-Innovations and Firm Heterogeneity. Evidence from Italian Family and Nonf...
Eco-Innovations and Firm Heterogeneity.Evidence from Italian Family and Nonf...Eco-Innovations and Firm Heterogeneity.Evidence from Italian Family and Nonf...
Eco-Innovations and Firm Heterogeneity. Evidence from Italian Family and Nonf...
University of Calabria
 
Economic Risk Factor Update: June 2024 [SlideShare]
Economic Risk Factor Update: June 2024 [SlideShare]Economic Risk Factor Update: June 2024 [SlideShare]
Economic Risk Factor Update: June 2024 [SlideShare]
Commonwealth
 
How Non-Banking Financial Companies Empower Startups With Venture Debt Financing
How Non-Banking Financial Companies Empower Startups With Venture Debt FinancingHow Non-Banking Financial Companies Empower Startups With Venture Debt Financing
How Non-Banking Financial Companies Empower Startups With Venture Debt Financing
Vighnesh Shashtri
 
Optimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdf
Optimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdfOptimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdf
Optimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdf
shruti1menon2
 
Money20/20 and EU Networking Event of 20/24!
Money20/20 and EU Networking Event of 20/24!Money20/20 and EU Networking Event of 20/24!
Money20/20 and EU Networking Event of 20/24!
FinTech Belgium
 
一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查
一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查
一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查
taqyea
 
2. Elemental Economics - Mineral demand.pdf
2. Elemental Economics - Mineral demand.pdf2. Elemental Economics - Mineral demand.pdf
2. Elemental Economics - Mineral demand.pdf
Neal Brewster
 
一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理
一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理
一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理
k4ncd0z
 
Applying the Global Internal Audit Standards_AIS.pdf
Applying the Global Internal Audit Standards_AIS.pdfApplying the Global Internal Audit Standards_AIS.pdf
Applying the Global Internal Audit Standards_AIS.pdf
alexiusbrian1
 
Earn a passive income with prosocial investing
Earn a passive income with prosocial investingEarn a passive income with prosocial investing
Earn a passive income with prosocial investing
Colin R. Turner
 
Tumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdf
Tumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdfTumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdf
Tumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdf
Henry Tapper
 
Tdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFi
Tdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFiTdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFi
Tdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFi
nimaruinazawa258
 
How Does CRISIL Evaluate Lenders in India for Credit Ratings
How Does CRISIL Evaluate Lenders in India for Credit RatingsHow Does CRISIL Evaluate Lenders in India for Credit Ratings
How Does CRISIL Evaluate Lenders in India for Credit Ratings
Shaheen Kumar
 
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...
AntoniaOwensDetwiler
 

Recently uploaded (20)

Fabular Frames and the Four Ratio Problem
Fabular Frames and the Four Ratio ProblemFabular Frames and the Four Ratio Problem
Fabular Frames and the Four Ratio Problem
 
FCCS Basic Accounts Outline and Hierarchy.pptx
FCCS Basic Accounts Outline and Hierarchy.pptxFCCS Basic Accounts Outline and Hierarchy.pptx
FCCS Basic Accounts Outline and Hierarchy.pptx
 
在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样
在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样
在线办理(TAMU毕业证书)美国德州农工大学毕业证PDF成绩单一模一样
 
Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...
Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...
Tdasx: In-Depth Analysis of Cryptocurrency Giveaway Scams and Security Strate...
 
Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...
Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...
Solution Manual For Financial Accounting, 8th Canadian Edition 2024, by Libby...
 
1.2 Business Ideas Business Ideas Busine
1.2 Business Ideas Business Ideas Busine1.2 Business Ideas Business Ideas Busine
1.2 Business Ideas Business Ideas Busine
 
Eco-Innovations and Firm Heterogeneity. Evidence from Italian Family and Nonf...
Eco-Innovations and Firm Heterogeneity.Evidence from Italian Family and Nonf...Eco-Innovations and Firm Heterogeneity.Evidence from Italian Family and Nonf...
Eco-Innovations and Firm Heterogeneity. Evidence from Italian Family and Nonf...
 
Economic Risk Factor Update: June 2024 [SlideShare]
Economic Risk Factor Update: June 2024 [SlideShare]Economic Risk Factor Update: June 2024 [SlideShare]
Economic Risk Factor Update: June 2024 [SlideShare]
 
How Non-Banking Financial Companies Empower Startups With Venture Debt Financing
How Non-Banking Financial Companies Empower Startups With Venture Debt FinancingHow Non-Banking Financial Companies Empower Startups With Venture Debt Financing
How Non-Banking Financial Companies Empower Startups With Venture Debt Financing
 
Optimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdf
Optimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdfOptimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdf
Optimizing Net Interest Margin (NIM) in the Financial Sector (With Examples).pdf
 
Money20/20 and EU Networking Event of 20/24!
Money20/20 and EU Networking Event of 20/24!Money20/20 and EU Networking Event of 20/24!
Money20/20 and EU Networking Event of 20/24!
 
一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查
一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查
一比一原版美国新罕布什尔大学(unh)毕业证学历认证真实可查
 
2. Elemental Economics - Mineral demand.pdf
2. Elemental Economics - Mineral demand.pdf2. Elemental Economics - Mineral demand.pdf
2. Elemental Economics - Mineral demand.pdf
 
一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理
一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理
一比一原版(RMIT毕业证)皇家墨尔本理工大学毕业证如何办理
 
Applying the Global Internal Audit Standards_AIS.pdf
Applying the Global Internal Audit Standards_AIS.pdfApplying the Global Internal Audit Standards_AIS.pdf
Applying the Global Internal Audit Standards_AIS.pdf
 
Earn a passive income with prosocial investing
Earn a passive income with prosocial investingEarn a passive income with prosocial investing
Earn a passive income with prosocial investing
 
Tumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdf
Tumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdfTumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdf
Tumelo-deep-dive-into-pass-through-voting-Feb23 (1).pdf
 
Tdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFi
Tdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFiTdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFi
Tdasx: Unveiling the Trillion-Dollar Potential of Bitcoin DeFi
 
How Does CRISIL Evaluate Lenders in India for Credit Ratings
How Does CRISIL Evaluate Lenders in India for Credit RatingsHow Does CRISIL Evaluate Lenders in India for Credit Ratings
How Does CRISIL Evaluate Lenders in India for Credit Ratings
 
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...
Independent Study - College of Wooster Research (2023-2024) FDI, Culture, Glo...
 

SECP

  • 1. DEFINITION The Securities And Exchange Commission Of Pakistan (SECP) Is The Financial Regulatory Agency In Pakistan Whose Objective Is To • Develop A Modern And Efficient Corporate Sector And A Capital Market Based On Sound Regulatory Principles • In Order To Encourage Investment And Foster Economic Growth And Prosperity In Pakistan Introduction • SECP Act Was Passed By Parliament In December 1997. • Became Operational On January 1 1999. • It Was Concerned With The Regulation Of: Insurance Companies Private Pensions Corporate Sector And Capital Market Non-banking Finance Companies
  • 2. VISION AND MISSION STATEMENT Vision Statement: The Development Of Modern And Efficient Corporate Sector And Capital Market, Based On Sound Regulatory Principles, That Provide Impetus For High Economic Growth And Foster Social Harmony In The Country. Mission Statement: To Develop A Fair, Efficient And Transparent Regulatory Framework, Based On International Legal Standards And Best Practices, For The Protection Of Investors And Mitigation Of Systemic Risk Aimed At Fostering Growth Of A Robust Corporate Sector And Broad Based Capital Market In Pakistan.
  • 3. ABOUT SECP • Mr. Zafar Hijazi Took Over As The Chairman Of The Securities And Exchange Commission Of Pakistan On December 19, 2014. • The Secp's Head Office Is Located In The Nic Building On Jinnah Avenue In The Blue Area Of Islamabad, Pakistan's Capital. • It Also Has Regional Offices Called Company Registration Offices (Cros) In Karachi, Lahore, Multan, Peshawar, Sukkur, Faisalabad And Quetta.
  • 4. FUNCTION OF SECP: The regulatory functions of SECP fall under following four broad categories • Registration and licensing • Supervision(prudential and regulatory) • Appellate bench • Investor awareness and education • Administration of professional like chartered accountants, cost accountants and corporate secretaries
  • 5. OBJECTIVES OF SECP Objective is to develop a Modern and efficient corporate sector • Capital market. Based on sound regulatory principles in order to • encourage INVESTMENT and • foster ECONOMIC GROWTH and PROSPERITY in Pakistan.
  • 6. SECP DIVISION The SECP is divided into the following four divisions: • Company Law Division. • Securities Market Division. • Specialized Companies Division. • Insurance Division. • Law Division.
  • 7. LAW DIVISION Objective Growth of enterprise, protection of investors and creditors, promotion of investment and development of economy Law division divided into three departments • Registration Department • Enforcement Department • Management Team
  • 8. SECURITIES MARKET DIVISION Objective: Protection of investors, regulation of markets dealings in securities It has two departments: • Market Supervision and Capital Issues Department. • Policy, Regulation and Development Department.
  • 9. SPECIALIZED COMPANIES DIVISION Objective: • To provide a regulatory environment for the development and promotion of a Non-Bank Financial (NBF) sector. • Protect the interests of shareholders, depositors and policyholders under the relevant laws.
  • 10. INSURANCE DIVISION. The main objectives includes: • Regulates and monitors the Insurance Sector through Insurance Ordinance, 2000 and the Companies Ordinance, 1984