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NSABP B-21
A Clinical Trial to Determine the Worth of Tamoxifen and the Worth of
Breast Radiation in the Management of Patients with Node-Negative,
Occult, Invasive Breast Cancer Treated by Lumpectomy
Title : Tamoxifen, Radiation Therapy, or Both for Prevention of
Ipsilateral Breast Tumor Recurrence After Lumpectomy in Women
With Invasive Breast Cancers of One Centimeter or Less
• Journal of Clinical Oncology, October 15, 2002.
• Bernard Fisher, John Bryant, James J. Dignam, D. Lawrence
Wickerham, Eleftherios P. Mamounas, Edwin R. Fisher,Richard G.
Margolese, et al.
• Conducted in United States and Canada.
Aims
To Determine the Worth of Tamoxifen and the Worth of Breast
Radiation in the Management of Patients with Node-Negative, Occult,
Invasive Breast Cancer Treated by Lumpectomy.
Goals
• Primary goal :- to test the hypothesis that long-term treatment with
tamoxifen (with and without breast radiation) is effective in
prolonging disease-free survival in patients with occult, invasive
breast cancer.
• This study specifically addresses whether patients with small invasive
lesions will benefit from tamoxifen.
• Additionally will investigate the benefit of radiation therapy for these
patients.
Overview
Purpose
• This trial was prompted by uncertainty about the need for breast
irradiation after lumpectomy in node-negative women with invasive
breast cancers of < 1 cm.
• There was Speculation that tamoxifen (TAM) might be as or more
effective than radiation therapy (XRT) in reducing the rate of
ipsilateral breast tumor recurrence (IBTR).
Introduction
• THREE EVENTS OCCURRED during the 1980s
1. NSABP B-06 :established the worth of radiation therapy (XRT) in the
prevention of ipsilateral breast tumor recurrence (IBTR) after
lumpectomy with either negative or positive axillary nodes.
2. Use of better mammographic screening techniques facilitated the
identification of invasive breast cancers that were too small for clinical
detection (occult tumors)
3. Findings from trials demonstrated a benefit from tamoxifen (TAM)
with estrogen receptor (ER)-positive tumors.
Introduction contd.
• Lumpectomy became more common –physicians and women began
to question the need for breast irradiation after lumpectomy.
• It was thought that TAM might be just as effective as XRT
• This report provides information about the trial whether treatment
with TAM alone is as effective or more effective than XRT for
preventing IBTR after lumpectomy for tumors of 1 cm.
PATIENTS AND METHODS
Eligibility criteria
• Primary invasive breast tumor of less than 1 cm in its greatest
diameter. (as determined by pathologic examination)
• If the pathologic size of a tumor was not available, both the clinical
and mammographic sizes of the tumor had to be less than 1 cm.
• All tumors had to have been removed by lumpectomy and axillary
dissection.
• Margins of the resected specimen had to be tumor-free and axillary
lymph nodes had to be negative on pathologic examination.
PATIENTS AND METHODS contd.
• Enrollment started on June 1, 1989.
• Stratification by age, i.e., < 49 or > 50 years.
• Randomly assigned to group:
XRT and placebo
XRT and TAM
TAM alone
PATIENTS AND METHODS contd.
• April 6, 1994, patient accrual was temporarily halted.
• 727 women had been randomly assigned.
• Accrual was reopened in April 1996.
• Largest tumor diameter, on pathologic examination, reported to be
1.0 cm in size also became eligible for randomization.
• 1998 accrual was terminated.
• An additional 281 women had been entered.
1009
32 (3.2%
9 (0.9%)
1000
80%
76%
90%
26%
70%
6%
56%
Therapy
• XRT was usually begun approximately 14 days after surgery.
• 50 Gy was administered over a 5-week period.
• Approximately 25% of the women received a boost and 75% did not.
• The median boost dose was 10 Gy.
Therapy contd
• Placebo or TAM (10 mg tablets bid) was begun within 35 days after
lumpectomy and was to be given twice a day for 5 years.
• Five percent of women discontinued TAM or placebo because of
toxicity, and 11% withdrew for other reasons.
• Because the placebo and TAM tablets could not be distinguished from
each other, neither medical personnel nor patients could determine
with certainty which of the pills were being administered.
Statistical Methods
• The primary end point for this analysis was time free from an
ipsilateral breast tumor recurrence (IBTR) as a first event.
• Both invasive and noninvasive IBTRs were included.
• The cumulative probabilities of IBTR as a first event were computed
for each treatment arm.
• Hazard rates for IBTR were also summarized for each treatment arm
by dividing the number of IBTRs by the total number of woman-years
before first event or last follow-up.
Statistical Methods contd.
• Other end points that were compared across treatments included:
Disease-free survival
Time to first distant failure
Time to contralateral breast cancer (CBC)
Overall survival.
Statistical Methods contd.
• Events in Disease-free survival included IBTRs, other recurrences,
CBC, other second primary cancers, and deaths before treatment
failure or second primary cancer.
• Overall survival - Deaths from all causes.
RESULTS
Type and Location of First Events
• 187 (18.7%) of the women have had an event
• Event = tumor recurrence, CBC, other second primary cancer, or
death with no evidence of cancer
• Two thirds of the first events (n 120; 64.2%) were breast cancer-
related
• 46 first events were second primary cancers other than CBC
• 21 first events were deaths unrelated to either breast cancer
recurrence or second primary cancer
• Breast related first events
77 were IBTRs(ipsilateral breast tumor recurrence)
16 were recurrences at other local, regional, or distant sites
27 were CBCs(contralateral breast cancer )
Frequency of IBTR
• The hazard rates of IBTR among all women were compared
• XRT and placebo resulted in a 49% lower hazard rate than treatment
with TAM alone
• Treatment with XRT and TAM resulted in a 63% reduction in the rate
of IBTR when compared with XRT and placebo
• 81% reduction when XRT and TAM compared with TAM alone
• The cumulative incidence of IBTR
16.5% in TAM-treated women
9.3% in women who received XRT and placebo
2.8% in those treated with XRT and TAM
IBTRs According to Pathologic Type or to Age
of Women at Randomization
• Reports from institutional pathologists were available for 76 of 77
IBTRs
• Fifty-nine (77.6%) of these were invasive cancer
• 17 (22.4%) were noninvasive cancer, ie, ductal carcinoma-in-situ
(DCIS)
• TAM-treated group
Thirty-nine (11.7%) invasive IBTR
five (1.5%) had a noninvasive IBTR
• XRT and placebo group
14 invasive IBTRs (4.2%)
nine noninvasive IBTRs (2.7%)
• XRT and TAM group
Six women (1.8%) had invasive IBTRs
three (0.9%) had noninvasive IBTRs
• In women aged < 49, 50 to 59, or 60 to 69 years, the rate of IBTR in
the XRT and placebo group was lower than the rate in the TAM group.
• IBTR rates were similar in the two groups of women aged > 70 years.
• The greatest rate reduction in all age groups was observed in the XRT
and TAM group
Treatment of IBTR
• 55.7% had a mastectomy
• 44.3% had a second breast-conserving operation
• Type of operation to treat IBTR was not significantly related to initial
treatment assignment
Time to Distant Treatment Failure
• There were 27 distant treatment failures
11 (3.2%) in the TAM-treated group
11 (3.3%) in the group that received XRT and placebo
Five (1.5%) in the group that received XRT and TAM
• Fourteen of the 27 failures occurred as first events
• 13 were detected after a first event.
CBC
• Rate of CBC in the XRT and placebo group was compared with the
rate in the two TAM groups combined –
• There was a significant reduction as a result of TAM administration
• The cumulative incidence of CBC through 8 years was-
5.4% in women who received XRT and placebo
2.2% in those treated with TAM with or without XRT
Relation of Tumor ER Status to IBTR and to
CBC
• ER-negative or ER-positive tumors, the rate of IBTR in the XRT and
placebo group was lower than the rate in the TAM-treated group
• When the XRT and TAM group was compared with the group that
received XRT and placebo, there was no significant reduction in the
rate of IBTR in women with ER negative tumors
• Women with ER-positive tumors who received XRT and TAM had a
nonsignificantly lower rate of IBTR than those who received XRT and
placebo
• Significant reduction in the rate of IBTR was observed with XRT and
TAM when that group was compared with the TAM-treated group,
regardless of ER status.
• ER-positive tumors, the rate of occurrence of CBC was significantly
less in those who received TAM, either with or without XRT ,
compared with that in the XRT and placebo group
Size of Primary Tumor and Size as a Prognostic
Factor for IBTR
• 984 (98.4%) of the 1,000 women included in these analyses, tumor
size was reported to be <10 mm
• 6% of the women had tumors that were greater than 10 mm, and in
10 (1.0%), the tumor size was not reported
• Of the tumors < 10 mm
28.2% were 5 mm in size
71.8% were between 6 and 10 mm
• Larger tumor size was not related to a worse prognosis;
• Women with smaller tumors had a somewhat greater risk of IBTR
80%
76%
90%
26%
70%
6%
56%
Survival
• Deaths among all women included in the analyses were almost
equally distributed among the three groups
Adverse Events
• Seven of the women in the study had endometrial cancer
• A second primary cancer other than cancer of the breast or uterus
was diagnosed in 39 women (3.9%).
• The rate of occurrence of such tumors was more in TAM, with or
without XRT, after lumpectomy
• Hot flashes were more frequent in TAM-treated women than in those
who received placebo
• TAM group with or without XRT
Nine (1.4%) had deep vein thrombosis (DVT);
Five (0.8%) had nonfatal pulmonary embolism (PE);
Five (0.8%) had stroke
• XRT and placebo group
No DVTs were reported
one patient (0.3%) had PE,
Two (0.6%) had stroke
DISCUSSION
• XRT resulted in a decrease in the rate of IBTR after lumpectomy
• There was speculation whether the incidence of IBTR in women with
invasive tumors of < 1 cm might be low enough to spare them the
need for breast irradiation
• At the time, no information was available about the frequency of IBTR
after removal of such small tumors
• B-21 study gave reports of such findings from randomized and
retrospective studies
DISCUSSION contd.
• Seventy-two of 572 participants in the NSABP B-06 trial who had
tumors of 1 cm were treated with lumpectomy alone.
• 25% of these women had an IBTR through 8 years of follow-up.
• Current report demonstrates indirectly that there is likely to be a
substantial risk of an IBTR after lumpectomy to remove tumors of < 1
cm
• 82% of the tumors in women in the TAM-treated group in B-21 were
ER positive
• The study demonstrated that TAM benefits women with all stages of
ER-positive invasive breast cancer;
Prevents ER-positive invasive cancer in women at increased risk for
invasive cancer (in situ & atypical ductal hyperplasia)
Prevents CBC
• There is conclusive evidence that the incidence of IBTR after removal
of an invasive tumor of <1 cm is high enough to warrant evaluation of
the worth of additional therapy after lumpectomy
DISCUSSION contd.
• The B-21 results demonstrate that TAM administration is less effective
than XRT in preventing an IBTR after lumpectomy to remove invasive
tumors of <1 cm.
• Use of both XRT and TAM results in a lower rate of IBTR than either
modality alone
• TAM administration also resulted in a substantial reduction in the rate
of occurrence of CBC in ER-positive women.
DISCUSSION contd.
• At the time , many studies of shorter duration showed that XRT might
not be of clinical benefit in the elderly population.
• B-21 findings demonstrated that the rate of IBTR in women of all ages
who received XRT and TAM was lower than the rate in women who
received TAM alone.
DISCUSSION contd.
• In 1998, an international consensus panel decided that the size of an
invasive tumor was the most important prognostic factor for
estimating the risk of relapse.
• But this study shows IBTRs were somewhat more frequent in women
who had smaller primary tumors
• Most investigators have indicated a preference for salvage
mastectomy in treating IBTR
• Nearly one half (44.3%) of the women in B-21 were managed with a
second breast conserving operation.
DISCUSSION contd.
Limitations
• Any findings that might have resulted from a comparison between
women who received a radiation boost and those who did not, could
have been a result of patient selection bias.
• Those results have not been included in this report.
• Because the placebo and TAM tablets could not be distinguished from
each other, neither medical personnel nor patients could determine
with certainty which of the pills were being administered.
Conclusion
• In women with tumors < 1 cm, IBTR occurs with enough frequency
after lumpectomy to justify considering XRT, regardless of tumor ER
status
• TAM plus XRT justified when tumors are ER positive.
Thank you

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NSABP B-21.pptx rtx vs tam landmark trial

  • 1.
  • 2. NSABP B-21 A Clinical Trial to Determine the Worth of Tamoxifen and the Worth of Breast Radiation in the Management of Patients with Node-Negative, Occult, Invasive Breast Cancer Treated by Lumpectomy
  • 3. Title : Tamoxifen, Radiation Therapy, or Both for Prevention of Ipsilateral Breast Tumor Recurrence After Lumpectomy in Women With Invasive Breast Cancers of One Centimeter or Less • Journal of Clinical Oncology, October 15, 2002. • Bernard Fisher, John Bryant, James J. Dignam, D. Lawrence Wickerham, Eleftherios P. Mamounas, Edwin R. Fisher,Richard G. Margolese, et al. • Conducted in United States and Canada.
  • 4. Aims To Determine the Worth of Tamoxifen and the Worth of Breast Radiation in the Management of Patients with Node-Negative, Occult, Invasive Breast Cancer Treated by Lumpectomy.
  • 5. Goals • Primary goal :- to test the hypothesis that long-term treatment with tamoxifen (with and without breast radiation) is effective in prolonging disease-free survival in patients with occult, invasive breast cancer. • This study specifically addresses whether patients with small invasive lesions will benefit from tamoxifen. • Additionally will investigate the benefit of radiation therapy for these patients.
  • 7. Purpose • This trial was prompted by uncertainty about the need for breast irradiation after lumpectomy in node-negative women with invasive breast cancers of < 1 cm. • There was Speculation that tamoxifen (TAM) might be as or more effective than radiation therapy (XRT) in reducing the rate of ipsilateral breast tumor recurrence (IBTR).
  • 8. Introduction • THREE EVENTS OCCURRED during the 1980s 1. NSABP B-06 :established the worth of radiation therapy (XRT) in the prevention of ipsilateral breast tumor recurrence (IBTR) after lumpectomy with either negative or positive axillary nodes. 2. Use of better mammographic screening techniques facilitated the identification of invasive breast cancers that were too small for clinical detection (occult tumors) 3. Findings from trials demonstrated a benefit from tamoxifen (TAM) with estrogen receptor (ER)-positive tumors.
  • 9. Introduction contd. • Lumpectomy became more common –physicians and women began to question the need for breast irradiation after lumpectomy. • It was thought that TAM might be just as effective as XRT • This report provides information about the trial whether treatment with TAM alone is as effective or more effective than XRT for preventing IBTR after lumpectomy for tumors of 1 cm.
  • 10. PATIENTS AND METHODS Eligibility criteria • Primary invasive breast tumor of less than 1 cm in its greatest diameter. (as determined by pathologic examination) • If the pathologic size of a tumor was not available, both the clinical and mammographic sizes of the tumor had to be less than 1 cm. • All tumors had to have been removed by lumpectomy and axillary dissection. • Margins of the resected specimen had to be tumor-free and axillary lymph nodes had to be negative on pathologic examination.
  • 11. PATIENTS AND METHODS contd. • Enrollment started on June 1, 1989. • Stratification by age, i.e., < 49 or > 50 years. • Randomly assigned to group: XRT and placebo XRT and TAM TAM alone
  • 12. PATIENTS AND METHODS contd. • April 6, 1994, patient accrual was temporarily halted. • 727 women had been randomly assigned. • Accrual was reopened in April 1996. • Largest tumor diameter, on pathologic examination, reported to be 1.0 cm in size also became eligible for randomization. • 1998 accrual was terminated. • An additional 281 women had been entered.
  • 15. Therapy • XRT was usually begun approximately 14 days after surgery. • 50 Gy was administered over a 5-week period. • Approximately 25% of the women received a boost and 75% did not. • The median boost dose was 10 Gy.
  • 16. Therapy contd • Placebo or TAM (10 mg tablets bid) was begun within 35 days after lumpectomy and was to be given twice a day for 5 years. • Five percent of women discontinued TAM or placebo because of toxicity, and 11% withdrew for other reasons. • Because the placebo and TAM tablets could not be distinguished from each other, neither medical personnel nor patients could determine with certainty which of the pills were being administered.
  • 17. Statistical Methods • The primary end point for this analysis was time free from an ipsilateral breast tumor recurrence (IBTR) as a first event. • Both invasive and noninvasive IBTRs were included. • The cumulative probabilities of IBTR as a first event were computed for each treatment arm. • Hazard rates for IBTR were also summarized for each treatment arm by dividing the number of IBTRs by the total number of woman-years before first event or last follow-up.
  • 18. Statistical Methods contd. • Other end points that were compared across treatments included: Disease-free survival Time to first distant failure Time to contralateral breast cancer (CBC) Overall survival.
  • 19. Statistical Methods contd. • Events in Disease-free survival included IBTRs, other recurrences, CBC, other second primary cancers, and deaths before treatment failure or second primary cancer. • Overall survival - Deaths from all causes.
  • 21. Type and Location of First Events • 187 (18.7%) of the women have had an event • Event = tumor recurrence, CBC, other second primary cancer, or death with no evidence of cancer • Two thirds of the first events (n 120; 64.2%) were breast cancer- related • 46 first events were second primary cancers other than CBC • 21 first events were deaths unrelated to either breast cancer recurrence or second primary cancer
  • 22. • Breast related first events 77 were IBTRs(ipsilateral breast tumor recurrence) 16 were recurrences at other local, regional, or distant sites 27 were CBCs(contralateral breast cancer )
  • 23.
  • 24. Frequency of IBTR • The hazard rates of IBTR among all women were compared • XRT and placebo resulted in a 49% lower hazard rate than treatment with TAM alone • Treatment with XRT and TAM resulted in a 63% reduction in the rate of IBTR when compared with XRT and placebo • 81% reduction when XRT and TAM compared with TAM alone
  • 25. • The cumulative incidence of IBTR 16.5% in TAM-treated women 9.3% in women who received XRT and placebo 2.8% in those treated with XRT and TAM
  • 26.
  • 27. IBTRs According to Pathologic Type or to Age of Women at Randomization • Reports from institutional pathologists were available for 76 of 77 IBTRs • Fifty-nine (77.6%) of these were invasive cancer • 17 (22.4%) were noninvasive cancer, ie, ductal carcinoma-in-situ (DCIS)
  • 28. • TAM-treated group Thirty-nine (11.7%) invasive IBTR five (1.5%) had a noninvasive IBTR • XRT and placebo group 14 invasive IBTRs (4.2%) nine noninvasive IBTRs (2.7%) • XRT and TAM group Six women (1.8%) had invasive IBTRs three (0.9%) had noninvasive IBTRs
  • 29.
  • 30. • In women aged < 49, 50 to 59, or 60 to 69 years, the rate of IBTR in the XRT and placebo group was lower than the rate in the TAM group. • IBTR rates were similar in the two groups of women aged > 70 years. • The greatest rate reduction in all age groups was observed in the XRT and TAM group
  • 31. Treatment of IBTR • 55.7% had a mastectomy • 44.3% had a second breast-conserving operation • Type of operation to treat IBTR was not significantly related to initial treatment assignment
  • 32. Time to Distant Treatment Failure • There were 27 distant treatment failures 11 (3.2%) in the TAM-treated group 11 (3.3%) in the group that received XRT and placebo Five (1.5%) in the group that received XRT and TAM • Fourteen of the 27 failures occurred as first events • 13 were detected after a first event.
  • 33. CBC • Rate of CBC in the XRT and placebo group was compared with the rate in the two TAM groups combined – • There was a significant reduction as a result of TAM administration • The cumulative incidence of CBC through 8 years was- 5.4% in women who received XRT and placebo 2.2% in those treated with TAM with or without XRT
  • 34.
  • 35. Relation of Tumor ER Status to IBTR and to CBC • ER-negative or ER-positive tumors, the rate of IBTR in the XRT and placebo group was lower than the rate in the TAM-treated group • When the XRT and TAM group was compared with the group that received XRT and placebo, there was no significant reduction in the rate of IBTR in women with ER negative tumors • Women with ER-positive tumors who received XRT and TAM had a nonsignificantly lower rate of IBTR than those who received XRT and placebo
  • 36.
  • 37. • Significant reduction in the rate of IBTR was observed with XRT and TAM when that group was compared with the TAM-treated group, regardless of ER status. • ER-positive tumors, the rate of occurrence of CBC was significantly less in those who received TAM, either with or without XRT , compared with that in the XRT and placebo group
  • 38. Size of Primary Tumor and Size as a Prognostic Factor for IBTR • 984 (98.4%) of the 1,000 women included in these analyses, tumor size was reported to be <10 mm • 6% of the women had tumors that were greater than 10 mm, and in 10 (1.0%), the tumor size was not reported • Of the tumors < 10 mm 28.2% were 5 mm in size 71.8% were between 6 and 10 mm • Larger tumor size was not related to a worse prognosis; • Women with smaller tumors had a somewhat greater risk of IBTR
  • 40. Survival • Deaths among all women included in the analyses were almost equally distributed among the three groups
  • 41.
  • 42. Adverse Events • Seven of the women in the study had endometrial cancer • A second primary cancer other than cancer of the breast or uterus was diagnosed in 39 women (3.9%). • The rate of occurrence of such tumors was more in TAM, with or without XRT, after lumpectomy • Hot flashes were more frequent in TAM-treated women than in those who received placebo
  • 43. • TAM group with or without XRT Nine (1.4%) had deep vein thrombosis (DVT); Five (0.8%) had nonfatal pulmonary embolism (PE); Five (0.8%) had stroke • XRT and placebo group No DVTs were reported one patient (0.3%) had PE, Two (0.6%) had stroke
  • 44. DISCUSSION • XRT resulted in a decrease in the rate of IBTR after lumpectomy • There was speculation whether the incidence of IBTR in women with invasive tumors of < 1 cm might be low enough to spare them the need for breast irradiation • At the time, no information was available about the frequency of IBTR after removal of such small tumors • B-21 study gave reports of such findings from randomized and retrospective studies
  • 45. DISCUSSION contd. • Seventy-two of 572 participants in the NSABP B-06 trial who had tumors of 1 cm were treated with lumpectomy alone. • 25% of these women had an IBTR through 8 years of follow-up. • Current report demonstrates indirectly that there is likely to be a substantial risk of an IBTR after lumpectomy to remove tumors of < 1 cm
  • 46. • 82% of the tumors in women in the TAM-treated group in B-21 were ER positive • The study demonstrated that TAM benefits women with all stages of ER-positive invasive breast cancer; Prevents ER-positive invasive cancer in women at increased risk for invasive cancer (in situ & atypical ductal hyperplasia) Prevents CBC • There is conclusive evidence that the incidence of IBTR after removal of an invasive tumor of <1 cm is high enough to warrant evaluation of the worth of additional therapy after lumpectomy DISCUSSION contd.
  • 47. • The B-21 results demonstrate that TAM administration is less effective than XRT in preventing an IBTR after lumpectomy to remove invasive tumors of <1 cm. • Use of both XRT and TAM results in a lower rate of IBTR than either modality alone • TAM administration also resulted in a substantial reduction in the rate of occurrence of CBC in ER-positive women. DISCUSSION contd.
  • 48. • At the time , many studies of shorter duration showed that XRT might not be of clinical benefit in the elderly population. • B-21 findings demonstrated that the rate of IBTR in women of all ages who received XRT and TAM was lower than the rate in women who received TAM alone. DISCUSSION contd.
  • 49. • In 1998, an international consensus panel decided that the size of an invasive tumor was the most important prognostic factor for estimating the risk of relapse. • But this study shows IBTRs were somewhat more frequent in women who had smaller primary tumors • Most investigators have indicated a preference for salvage mastectomy in treating IBTR • Nearly one half (44.3%) of the women in B-21 were managed with a second breast conserving operation. DISCUSSION contd.
  • 50. Limitations • Any findings that might have resulted from a comparison between women who received a radiation boost and those who did not, could have been a result of patient selection bias. • Those results have not been included in this report. • Because the placebo and TAM tablets could not be distinguished from each other, neither medical personnel nor patients could determine with certainty which of the pills were being administered.
  • 51. Conclusion • In women with tumors < 1 cm, IBTR occurs with enough frequency after lumpectomy to justify considering XRT, regardless of tumor ER status • TAM plus XRT justified when tumors are ER positive.