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RESEARCH ETHICS
Research Ethics…..
Involves the application of
fundamental ethical principles
to planning, conducting &
publishing of research
Guiding principles
 Autonomy and respect
 Beneficence
 Non-maleficence (harmful act)
 Justice (free from exploitation)
 Scientific validity
 Honesty
Student activity
Identify ethical issues in the
following scenarios
Group 1
Two graduate students have made some
measurements on a new material. The data
points are as shown. To prove their
hypothesis the results should lie on the
curve shown. The two students considered
omitting the two data points which were off
the theoretical curve.
 Unethical as it would amount to
falsification of data
 Should include outliers and give
probable reasons or find out
statistically acceptable ways of
trimming outliers
Group 2
A group of medical students conducted a
research on the awareness of diabetic diet
in medical clinic participants. Their
research was recognized as the best
undergraduate research and later they
submitted the same research paper to two
different journals to see which journal
publishes it first.
 Unethical behaviour
-wasting of resources on the review
and publication process
 Should submit to one journal and wait for
response prior to submitting to another
Group 3
Students are required to prepare a
research proposal during their
undergraduate program. Nimal
developed the idea for his project and
discussed with a friend. Several months
later, he found that his idea had been
submitted as a research proposal by his
friend without his knowledge.
 Unethical as failure to give credit to the
person whose idea it is (intellectual
property) amounts to plagiarism
 Should discuss and include as co-
author
Group 4
Four friends decide to work together on a
research project during the vacation. One
of them went abroad during the vacation
and did not contribute to the research.
The friends include all 4 names in a
presentation made at a scientific
congress.
 Unethical as only those who
contributed intellectually should be
cited as authors
 Those who contribute in other ways
may be acknowledged
Group 5
A group of undergraduate students
planned a research project on the
detection of fetal abnormalities in the
second trimester, by ultrasound
scanning. They collected data from the
scan room without informing the mothers
 Unethical as informed consent was not
taken
 Should have informed mothers of their
intent even though there is no
particular advantage/disadvantage to
the mother in doing so
Group 6
A group of undergraduate students
collected data from a group of bank
officers, with their consent, regarding their
working hours and salary with regards to
the prevalence of high blood pressure.
Subsequently the researchers gave the
same data to another group who were in
need of same data variables.
 Unethical as violating principles of consent and
confidentiality
 Data can be used for a secondary purpose
which was not first considered as long as
- informed consent for sharing has been
given
 Develop ethical guidelines for data sharing?
Why should there be research ethics?
 To protect participants /patients /society
/resources /researcher?
 To ensure accuracy of scientific
knowledge
 To protect intellectual and property rights
To protect
participants/patients/society/resources
 Protect from harm
 Show respect -privacy /confidentiality
 -Informed consent
 Refrain from Coercion
http://www.ncbi.nlm.nih.gov/pmc/articles/P
MC2600442
 Refrain from exploitation of vulnerable
participants Who are the vulnerable
groups?
 Refrain from indiscriminate use of
resources
 Ensure Favorable Risk-Benefit Ratio: risk
should be minimized & potential benefit to
society must outweigh risks
Must be of social value:
improvement of health/knowledge
for the benefit of society/science
To ensure accuracy of scientific knowledge
 Should be methodically rigorous -
Scientific validity
 Fair subject selection: with inclusion /
exclusion criteria & a valid number of
subjects in order to project results to the
population
 State research method clearly so that
another person can conduct advanced
study in future by using publication
Is it ethical to copy the methodology from a
published paper?
 Do not gloss research method
 Should not falsify/modify/omit data
 Use actual data for analysis/cannot
include someone else's data
 Report errors
 Be aware of conflict of interest
 Should not withhold and/or ‘vaguing up’
information
 Keep data and material for 5 years
 Data and material should be available to
others
 Do not present/publish paper from
incomplete research or from anticipated
outcomes
 Should not duplicate publications and
submissions
 Avoid piecemeal publication
A piecemeal publication is defined as the
unnecessary submission of findings from the same
study piece by piece as opposed to a more
integrative single (or fewer) manuscript.
 Should be reviewed Independently by
unaffiliated individuals
To protect intellectual and property
rights
 Citation and authorship
inclusion-Writing and significant
scientific contribution
order- order of contribution
-actual researchers
-approval must be sought to
include a name
 Whenever somebody else’s work is
quoted reference should be made to
the original author (Piracy vs plagiarism)
 Acknowledgement should include the
names of person who helped
Breach of ethics in research
would amount to scientific
misconduct
(An act of breaking or failing to
observe a law, agreement, or
code of conduct)
Scientific misconduct
 Fraud : invention/fabrication of data
 Plagiarism : copying data, ideas, text
without acknowledgement of source
 Piracy : infringement of a copyright
 Submitting/Publishing the same paper to
different journals
Scientific misconduct …
 Not informing a collaborator of your
intent to file a patent in order to make
sure that you are the sole inventor
 Including a colleague as an author on a
paper in return for a favor even though
the colleague did not make a serious
contribution to the paper
 Trimming outliers from a data set without
discussing your reasons in paper
 Using an inappropriate statistical
technique in order to enhance the
significance of your research
 Bypassing the peer review process and
announcing your results through a press
conference without giving peers
adequate information to review your work
 Conducting a review of the literature that
fails to acknowledge contributions of
others
 Stretching the truth on a grant application
in order to convince reviewers that your
project will make a significant contribution
to the field
 Giving the same research project to two
graduate students in order to see who can
do it the fastest
 Overworking, neglecting, or exploiting
research students
 Making derogatory comments and
personal attacks in your review of
author's submission
 Making significant deviations from the
research protocol approved by the
Review Board without informing the
committee
Ethical review committee
(Institutional Review Boards)
Convened to
 maintain ethical standards of practice in
research
 ensure protection of subjects/research
workers from harm or exploitation
 to provide reassurance to the public
 protect researchers from unjustified
criticism
Procedure for ethical clearance
 Fill ethical clearance form and attach
proposal, questionnaires, informed
consent forms, information leaflets etc.,
and submit
 When ethical clearance is granted, data
collection can commence according to
the approved methodology
 A group of undergraduate students
planned a research on life planning
practices of Sri Lankan females. As they
were close to the deadline for presenting
their results, they started collecting
information form participants before
formal approval by the ethics review
committee
THANK YOU

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Lecture-4 Ethics of Research for research purposes.ppt

  • 2. Research Ethics….. Involves the application of fundamental ethical principles to planning, conducting & publishing of research
  • 3. Guiding principles  Autonomy and respect  Beneficence  Non-maleficence (harmful act)  Justice (free from exploitation)  Scientific validity  Honesty
  • 4. Student activity Identify ethical issues in the following scenarios
  • 5. Group 1 Two graduate students have made some measurements on a new material. The data points are as shown. To prove their hypothesis the results should lie on the curve shown. The two students considered omitting the two data points which were off the theoretical curve.
  • 6.  Unethical as it would amount to falsification of data  Should include outliers and give probable reasons or find out statistically acceptable ways of trimming outliers
  • 7. Group 2 A group of medical students conducted a research on the awareness of diabetic diet in medical clinic participants. Their research was recognized as the best undergraduate research and later they submitted the same research paper to two different journals to see which journal publishes it first.
  • 8.  Unethical behaviour -wasting of resources on the review and publication process  Should submit to one journal and wait for response prior to submitting to another
  • 9. Group 3 Students are required to prepare a research proposal during their undergraduate program. Nimal developed the idea for his project and discussed with a friend. Several months later, he found that his idea had been submitted as a research proposal by his friend without his knowledge.
  • 10.  Unethical as failure to give credit to the person whose idea it is (intellectual property) amounts to plagiarism  Should discuss and include as co- author
  • 11. Group 4 Four friends decide to work together on a research project during the vacation. One of them went abroad during the vacation and did not contribute to the research. The friends include all 4 names in a presentation made at a scientific congress.
  • 12.  Unethical as only those who contributed intellectually should be cited as authors  Those who contribute in other ways may be acknowledged
  • 13. Group 5 A group of undergraduate students planned a research project on the detection of fetal abnormalities in the second trimester, by ultrasound scanning. They collected data from the scan room without informing the mothers
  • 14.  Unethical as informed consent was not taken  Should have informed mothers of their intent even though there is no particular advantage/disadvantage to the mother in doing so
  • 15. Group 6 A group of undergraduate students collected data from a group of bank officers, with their consent, regarding their working hours and salary with regards to the prevalence of high blood pressure. Subsequently the researchers gave the same data to another group who were in need of same data variables.
  • 16.  Unethical as violating principles of consent and confidentiality  Data can be used for a secondary purpose which was not first considered as long as - informed consent for sharing has been given  Develop ethical guidelines for data sharing?
  • 17. Why should there be research ethics?  To protect participants /patients /society /resources /researcher?  To ensure accuracy of scientific knowledge  To protect intellectual and property rights
  • 18. To protect participants/patients/society/resources  Protect from harm  Show respect -privacy /confidentiality  -Informed consent  Refrain from Coercion http://www.ncbi.nlm.nih.gov/pmc/articles/P MC2600442
  • 19.  Refrain from exploitation of vulnerable participants Who are the vulnerable groups?  Refrain from indiscriminate use of resources  Ensure Favorable Risk-Benefit Ratio: risk should be minimized & potential benefit to society must outweigh risks
  • 20. Must be of social value: improvement of health/knowledge for the benefit of society/science
  • 21. To ensure accuracy of scientific knowledge  Should be methodically rigorous - Scientific validity  Fair subject selection: with inclusion / exclusion criteria & a valid number of subjects in order to project results to the population  State research method clearly so that another person can conduct advanced study in future by using publication Is it ethical to copy the methodology from a published paper?
  • 22.  Do not gloss research method  Should not falsify/modify/omit data  Use actual data for analysis/cannot include someone else's data  Report errors  Be aware of conflict of interest  Should not withhold and/or ‘vaguing up’ information  Keep data and material for 5 years  Data and material should be available to others
  • 23.  Do not present/publish paper from incomplete research or from anticipated outcomes  Should not duplicate publications and submissions  Avoid piecemeal publication A piecemeal publication is defined as the unnecessary submission of findings from the same study piece by piece as opposed to a more integrative single (or fewer) manuscript.  Should be reviewed Independently by unaffiliated individuals
  • 24. To protect intellectual and property rights  Citation and authorship inclusion-Writing and significant scientific contribution order- order of contribution -actual researchers -approval must be sought to include a name
  • 25.  Whenever somebody else’s work is quoted reference should be made to the original author (Piracy vs plagiarism)  Acknowledgement should include the names of person who helped
  • 26. Breach of ethics in research would amount to scientific misconduct (An act of breaking or failing to observe a law, agreement, or code of conduct)
  • 27. Scientific misconduct  Fraud : invention/fabrication of data  Plagiarism : copying data, ideas, text without acknowledgement of source  Piracy : infringement of a copyright  Submitting/Publishing the same paper to different journals
  • 28. Scientific misconduct …  Not informing a collaborator of your intent to file a patent in order to make sure that you are the sole inventor  Including a colleague as an author on a paper in return for a favor even though the colleague did not make a serious contribution to the paper
  • 29.  Trimming outliers from a data set without discussing your reasons in paper  Using an inappropriate statistical technique in order to enhance the significance of your research  Bypassing the peer review process and announcing your results through a press conference without giving peers adequate information to review your work
  • 30.  Conducting a review of the literature that fails to acknowledge contributions of others  Stretching the truth on a grant application in order to convince reviewers that your project will make a significant contribution to the field  Giving the same research project to two graduate students in order to see who can do it the fastest
  • 31.  Overworking, neglecting, or exploiting research students  Making derogatory comments and personal attacks in your review of author's submission  Making significant deviations from the research protocol approved by the Review Board without informing the committee
  • 32. Ethical review committee (Institutional Review Boards) Convened to  maintain ethical standards of practice in research  ensure protection of subjects/research workers from harm or exploitation  to provide reassurance to the public  protect researchers from unjustified criticism
  • 33. Procedure for ethical clearance  Fill ethical clearance form and attach proposal, questionnaires, informed consent forms, information leaflets etc., and submit  When ethical clearance is granted, data collection can commence according to the approved methodology
  • 34.  A group of undergraduate students planned a research on life planning practices of Sri Lankan females. As they were close to the deadline for presenting their results, they started collecting information form participants before formal approval by the ethics review committee