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THE WINEMAKING PROCESS,
FROM VINE TO WINE
Food Additives: A Global Perspective on Safety Evaluation and Use
Hilton Opera Hotel, Hanoi, Vietnam
September 13, 2016
• U.S. Wine / International Collaborations
• Wine Additives in U.S. and Vietnam
• What is “Wine”?
• Fining and Finishing
• Other Additives/Processing Aids
Presentation Overview
U.S. Wine
• 8,700 wineries;
• Grapes grown and wine made in all 50 states;
• U.S. accounts for 10.7% of world wine production (#4);
• U.S. wine exports totaled $1.6 billion in 2015;
• Exports to Vietnam totaled $11.7 million;
• U.S. consumes 13% of world production (#1).
International Collaborations
• Trans-Pacific Partnership
• World Wine Trade Group
• International Wine Technical
Summit
Asia-Pacific Economic Cooperation
APEC Wine Regulatory Forum
• WRF established in 2008 to harmonize APEC wine regulations;
• Vietnam:
• Is a WRF Co-Sponsor,
• Is an active WRF participant, and
• Will host 2017 WRF meeting (2017 APEC chair)
• Six WRF meetings /workshops held;
• Working Groups on laboratory testing, pesticides, wine
regulations, export Certificates, and Good Regulatory Practices.
U.S. Law on Wine Additives
• In United States, approved wine additives and
processing aids are listed in 27 CFR 24.246:
• https://www.ttb.gov/wine/wine_tre
ating_materials.shtml
• These wine “treating materials” have been
evaluated and approved for safety over a long
period time by many governments around the
world.
U.S. Wine Additives
Vietnam and Wine Additives
• Vietnam’s List of Food Additives updated in 2015 and
incorporates CODEX additives;
• VFA could accept a producing country’s standards for additives
that CODEX has not adopted:
• Codex General Standard for Food Additives contains only
five wine additives (Carbon dioxide, Dimethyl
Dicarbonate, Lysozyme, Sorbates, and Sulfites);
• Many other wine materials are approved internationally;
• U.S. Wine Industry requests Vietnam approve internationally
recognized additives and processing aids.
The Winemaking Process
What is Wine?
• Beverage produced by alcoholic fermentation of:
• Fresh grapes;
• Grape must; or
• Products derived from fresh grapes.
• Wine is a “Single-ingredient” product;
• It cannot be made by a recipe;
• Wines vary by region, vintage, soil, climate, etc.
How Wine is Made…
What is Fining and Finishing?
Once fermentation is complete, the job is not done. The wine still
includes grape solids, yeast, proteins and other organic materials.
Fining and Finishing
• “Fining” -- the addition of material to reduce or
eliminate the presence of certain less desirable
components.
• Fining agents (most of which were already present in
the wine) are used to modify clarity, color, texture or
flavor or to ensure wine remains in stable state.
• Fining materials designed to be entirely removed.
(FIVS Good Fining Practice Guidelines for Wine)
G00d Manufacturing Practice
"All food additives …. shall be used under conditions of good
manufacturing practice, which include the following:
• the quantity of the additive added to food shall be limited to
the lowest possible level necessary to accomplish its
desired effect;
• the quantity of the additive that becomes a component of
food … is reduced to the extent reasonably possible…”
(Codex Gen. Std. for Food Additives)
Fining and Finishing
Wine needs to be not only made visually acceptable, it may
also need:
• Tartrate Stabilization
• pH Adjustment
• Acid Additions
• Protein Removal
• Tannin Adjustment
• Color Adjustment
“Tartrate” Stabilization (Cold-Stable wine)
• Wine, by nature, contains a significant amount of Tartrate.
• Eventually precipitates, especially if the wine is chilled for a
significant amount of time;
• They are harmless, but:
• Visually unattractive; and
• Problematic if precipitates post-bottling.
Fining and Finishing
Fining and Finishing
“Tartrate” Stabilization (aka Cold-Stable wine)
What Stabilization by chilling
and filtering
Adding Bitartrate Selective Tartrate
Removal System via
Electrodialysis (STARS)
How Chill tank down to 25°F,
hold temp, then filter
Add Potassium
Bitartrate to precipitate
tartrates
Tartrates removed by
passing through
membrane
Pro Many wineries store
wines cold anyway
Just add Bitartrate. No
extra equipment
needed.
Relatively little waste
and minimal wine loss
Con Cost of refrigeration can
be very high. Filtration
costs and wine loss.
Cost of Bitartrate.
Filtration costs and wine
loss.
Cost of equipment.
Best suited for small lots.
Fining and Finishing
pH Adjustment – Why?
• As a grape matures, the acid level decreases. This is
especially common for grapes grown in warm areas, or
those left on the vine longer.
• If a wine does not have adequate acidity, the palate will be
out of balance (“lacking structure”).
Fining and Finishing
pH Adjustment – How?
Ion Exchange – Very effective, but not every winery has access to
this technology.
A winemaker can also add acid:
• Tartaric
• Malic
• Citric
• Lactic.
Some winemakers prefer to
add a specific acid based on:
• Perceived taste differences
• Microbial stability
• The stage of fermentation
• Cost.
Fining and Finishing
Protein Removal
Wines contain a certain amount of protein.
When the proteins
in wine are heated,
they denature and
form a haze. This
occurs very slowly
naturally, but if a
wine is in a warm or
hot location, it can
occur very rapidly.
Fining and Finishing
Protein Removal
• To remove protein from wine,
the most common remedy is the
use of Bentonite (clay);
• Bentonite is used to make a
slurry that is mixed with wine;
• The proteins bind to the
bentonite and are removed by
filtration.
Fining and Finishing
Tannin Adjustment
Too Much Tannin
 The wine is too tannic to
enjoy (bitter/astringent)
 Tannins can be removed by
addition of Protein to
precipitate the Tannins
 Egg white, Milk (casein),
Isinglass, PVPP
Too Little Tannin
 The wine will be bland, may
have reduced ageability, and
may not keep its color (reds)
 Tannins levels can be
increased by adding Grape or
Oak Tannin.
Tannin + Protein = Precipitate
Fining and Finishing
Color Correction – Why?
• A prime example of a case for color adjustment is “Pinot
Grigio/Pinot Gris”;
• This grape can produce a wine that is somewhere between
light red and light brown, yet the wine in the bottle is a
brilliant white wine;
• So, how do you get a white wine from a colored wine?:
Remove some color!
Fining and Finishing
Color Correction – How?
• Two main methods: Activated Carbon and
Polyvinylpolypyrrolidone (PVPP);
• Both products are attracted to the colored molecules in wine;
• The compounds are not entirely selective, though, and can
remove other (desirable) compounds in the wine;
• They also add costs to the production of the wine.
Fining and Finishing
We covered the most common fining and finishing techniques,
but others are also in use such as:
• Copper Sulfate for treatment of H2S & Mercaptans;
• Enzymes for “removal” of a number of undesirable
compounds including proteins, polysaccharides, etc. and
to arrest ML fermentation;
• Clarifying agents like Gum Arabic and SiO2.
U.S.: Always refer to 27 CFR 24.246
Additives used in Fermentation
Ammonium Phosphate
Thiamine (Vitamin B1)
Additive Use
Source of nitrogen for yeast
growth
Yeast nutrient
Additives used in Fermentation
Autolyzed Yeast
Yeast Hulls
Oak Products
Additive Use
Provides nutrients
Provide proteins and adsorb
toxic fatty acids
Source of tannin to provide
structure and color stability
Additives used for Processing
Carbon Dioxide
Nitrogen Gas
Use
Both gasses used to:
• Purge tanks, lines and bottles
• Headspace for partial tanks
Nitrogen used to remove oxygen
from wine
Additive
Additives for
Fining/Clarification/Stabilization
Tannin
Malolactic Bacteria
(Oenococcus Oeni)
Use
Supplements natural
deficiencies in wines; Effects
include:
• Color stabilization
• Organoleptic structure
Stabilizes wine by controlled
fermentation of single
fermentable acid
Additive
Additives for Component
Correction
Oxygen (micro-oxygenation)
Potassium carbonate or
bicarbonate
Oak Products
Use
Promotes natural maturity in
wine by simulating minute
oxygen transfer of a barrel
(often used with Oak
Products)
Correct excess acidity in wines
and juices
Used to simulate barrel
extraction
Additive
Additives for Preservation
Potassium meta-bisulfite,
Sulfur Dioxide
Dimethyl Dicarbonate
(Velcorin®)
Ascorbic Acid
Use
To increase sulfites to
protect from microbial and
oxidative pressures
Additive
Antimicrobial Properties
Prevents oxidation in
wines
Conclusions
• U.S. law allows many safe wine treatment materials:
• Most are naturally occurring in grapes or food;
• Few of which actually remain in the wine bottle.
• While Codex is beneficial, GSFA and Vietnam’s food additives
list do not align fully with foreign regulations;
• The U.S. Wine Industry requests that approved additives and
processing aids be incorporated into Vietnam’s standards;
• Vietnam should recognize “Good Manufacturing Practice”
rather than setting numerical usage limits where no health
concerns exist.
Thank you…
Tom LaFaille
tlafaille@wineinstitute.org
http://www.wineinstitute.org
http://wineamerica.org

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LaFaille wine additives 8-19-16.pptx

  • 1. THE WINEMAKING PROCESS, FROM VINE TO WINE Food Additives: A Global Perspective on Safety Evaluation and Use Hilton Opera Hotel, Hanoi, Vietnam September 13, 2016
  • 2. • U.S. Wine / International Collaborations • Wine Additives in U.S. and Vietnam • What is “Wine”? • Fining and Finishing • Other Additives/Processing Aids Presentation Overview
  • 3. U.S. Wine • 8,700 wineries; • Grapes grown and wine made in all 50 states; • U.S. accounts for 10.7% of world wine production (#4); • U.S. wine exports totaled $1.6 billion in 2015; • Exports to Vietnam totaled $11.7 million; • U.S. consumes 13% of world production (#1).
  • 4. International Collaborations • Trans-Pacific Partnership • World Wine Trade Group • International Wine Technical Summit
  • 6. APEC Wine Regulatory Forum • WRF established in 2008 to harmonize APEC wine regulations; • Vietnam: • Is a WRF Co-Sponsor, • Is an active WRF participant, and • Will host 2017 WRF meeting (2017 APEC chair) • Six WRF meetings /workshops held; • Working Groups on laboratory testing, pesticides, wine regulations, export Certificates, and Good Regulatory Practices.
  • 7. U.S. Law on Wine Additives • In United States, approved wine additives and processing aids are listed in 27 CFR 24.246: • https://www.ttb.gov/wine/wine_tre ating_materials.shtml • These wine “treating materials” have been evaluated and approved for safety over a long period time by many governments around the world.
  • 9. Vietnam and Wine Additives • Vietnam’s List of Food Additives updated in 2015 and incorporates CODEX additives; • VFA could accept a producing country’s standards for additives that CODEX has not adopted: • Codex General Standard for Food Additives contains only five wine additives (Carbon dioxide, Dimethyl Dicarbonate, Lysozyme, Sorbates, and Sulfites); • Many other wine materials are approved internationally; • U.S. Wine Industry requests Vietnam approve internationally recognized additives and processing aids.
  • 11. What is Wine? • Beverage produced by alcoholic fermentation of: • Fresh grapes; • Grape must; or • Products derived from fresh grapes. • Wine is a “Single-ingredient” product; • It cannot be made by a recipe; • Wines vary by region, vintage, soil, climate, etc.
  • 12. How Wine is Made…
  • 13. What is Fining and Finishing? Once fermentation is complete, the job is not done. The wine still includes grape solids, yeast, proteins and other organic materials.
  • 14. Fining and Finishing • “Fining” -- the addition of material to reduce or eliminate the presence of certain less desirable components. • Fining agents (most of which were already present in the wine) are used to modify clarity, color, texture or flavor or to ensure wine remains in stable state. • Fining materials designed to be entirely removed. (FIVS Good Fining Practice Guidelines for Wine)
  • 15. G00d Manufacturing Practice "All food additives …. shall be used under conditions of good manufacturing practice, which include the following: • the quantity of the additive added to food shall be limited to the lowest possible level necessary to accomplish its desired effect; • the quantity of the additive that becomes a component of food … is reduced to the extent reasonably possible…” (Codex Gen. Std. for Food Additives)
  • 16. Fining and Finishing Wine needs to be not only made visually acceptable, it may also need: • Tartrate Stabilization • pH Adjustment • Acid Additions • Protein Removal • Tannin Adjustment • Color Adjustment
  • 17. “Tartrate” Stabilization (Cold-Stable wine) • Wine, by nature, contains a significant amount of Tartrate. • Eventually precipitates, especially if the wine is chilled for a significant amount of time; • They are harmless, but: • Visually unattractive; and • Problematic if precipitates post-bottling. Fining and Finishing
  • 18. Fining and Finishing “Tartrate” Stabilization (aka Cold-Stable wine) What Stabilization by chilling and filtering Adding Bitartrate Selective Tartrate Removal System via Electrodialysis (STARS) How Chill tank down to 25°F, hold temp, then filter Add Potassium Bitartrate to precipitate tartrates Tartrates removed by passing through membrane Pro Many wineries store wines cold anyway Just add Bitartrate. No extra equipment needed. Relatively little waste and minimal wine loss Con Cost of refrigeration can be very high. Filtration costs and wine loss. Cost of Bitartrate. Filtration costs and wine loss. Cost of equipment. Best suited for small lots.
  • 19. Fining and Finishing pH Adjustment – Why? • As a grape matures, the acid level decreases. This is especially common for grapes grown in warm areas, or those left on the vine longer. • If a wine does not have adequate acidity, the palate will be out of balance (“lacking structure”).
  • 20. Fining and Finishing pH Adjustment – How? Ion Exchange – Very effective, but not every winery has access to this technology. A winemaker can also add acid: • Tartaric • Malic • Citric • Lactic. Some winemakers prefer to add a specific acid based on: • Perceived taste differences • Microbial stability • The stage of fermentation • Cost.
  • 21. Fining and Finishing Protein Removal Wines contain a certain amount of protein. When the proteins in wine are heated, they denature and form a haze. This occurs very slowly naturally, but if a wine is in a warm or hot location, it can occur very rapidly.
  • 22. Fining and Finishing Protein Removal • To remove protein from wine, the most common remedy is the use of Bentonite (clay); • Bentonite is used to make a slurry that is mixed with wine; • The proteins bind to the bentonite and are removed by filtration.
  • 23. Fining and Finishing Tannin Adjustment Too Much Tannin  The wine is too tannic to enjoy (bitter/astringent)  Tannins can be removed by addition of Protein to precipitate the Tannins  Egg white, Milk (casein), Isinglass, PVPP Too Little Tannin  The wine will be bland, may have reduced ageability, and may not keep its color (reds)  Tannins levels can be increased by adding Grape or Oak Tannin. Tannin + Protein = Precipitate
  • 24. Fining and Finishing Color Correction – Why? • A prime example of a case for color adjustment is “Pinot Grigio/Pinot Gris”; • This grape can produce a wine that is somewhere between light red and light brown, yet the wine in the bottle is a brilliant white wine; • So, how do you get a white wine from a colored wine?: Remove some color!
  • 25. Fining and Finishing Color Correction – How? • Two main methods: Activated Carbon and Polyvinylpolypyrrolidone (PVPP); • Both products are attracted to the colored molecules in wine; • The compounds are not entirely selective, though, and can remove other (desirable) compounds in the wine; • They also add costs to the production of the wine.
  • 26. Fining and Finishing We covered the most common fining and finishing techniques, but others are also in use such as: • Copper Sulfate for treatment of H2S & Mercaptans; • Enzymes for “removal” of a number of undesirable compounds including proteins, polysaccharides, etc. and to arrest ML fermentation; • Clarifying agents like Gum Arabic and SiO2. U.S.: Always refer to 27 CFR 24.246
  • 27. Additives used in Fermentation Ammonium Phosphate Thiamine (Vitamin B1) Additive Use Source of nitrogen for yeast growth Yeast nutrient
  • 28. Additives used in Fermentation Autolyzed Yeast Yeast Hulls Oak Products Additive Use Provides nutrients Provide proteins and adsorb toxic fatty acids Source of tannin to provide structure and color stability
  • 29. Additives used for Processing Carbon Dioxide Nitrogen Gas Use Both gasses used to: • Purge tanks, lines and bottles • Headspace for partial tanks Nitrogen used to remove oxygen from wine Additive
  • 30. Additives for Fining/Clarification/Stabilization Tannin Malolactic Bacteria (Oenococcus Oeni) Use Supplements natural deficiencies in wines; Effects include: • Color stabilization • Organoleptic structure Stabilizes wine by controlled fermentation of single fermentable acid Additive
  • 31. Additives for Component Correction Oxygen (micro-oxygenation) Potassium carbonate or bicarbonate Oak Products Use Promotes natural maturity in wine by simulating minute oxygen transfer of a barrel (often used with Oak Products) Correct excess acidity in wines and juices Used to simulate barrel extraction Additive
  • 32. Additives for Preservation Potassium meta-bisulfite, Sulfur Dioxide Dimethyl Dicarbonate (Velcorin®) Ascorbic Acid Use To increase sulfites to protect from microbial and oxidative pressures Additive Antimicrobial Properties Prevents oxidation in wines
  • 33. Conclusions • U.S. law allows many safe wine treatment materials: • Most are naturally occurring in grapes or food; • Few of which actually remain in the wine bottle. • While Codex is beneficial, GSFA and Vietnam’s food additives list do not align fully with foreign regulations; • The U.S. Wine Industry requests that approved additives and processing aids be incorporated into Vietnam’s standards; • Vietnam should recognize “Good Manufacturing Practice” rather than setting numerical usage limits where no health concerns exist.

Editor's Notes

  1. We appreciate Vietnam’s participation as an Observer in the World Wine Trade Group (WWTG).
  2. The WRF is in year three of a five-year APEC project that continues the work begun by the United States in 2011 and New Zealand in 2012. The goal of the WRF is to eliminate non-science based testing and certification requirements for wine trade in the region in an effort to increase wine production, to expand trade and to create jobs.
  3. Additives and processing aids allowed for use in the USA are listed in 27 CFR 24.246
  4. Additives and processing aids allowed for use in the USA are listed in 27 CFR 24.246
  5. Microbiologically, it is a “low risk food” due to: High acid content (pH 3.1 to 3.9), High polyphenol content, Alcohol content (7% to 24%), Sorbate and sulfite These ALL work synergistically to prevent survival and growth of food-borne human pathogens.
  6. Testing of the grapes and wine is conducted throughout the entire process, from vine to wine, for: sugar, alcohol, acid, Sulphur dioxide and pH