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  1	
  
ERODING	
  THE	
  PUBLIC’S	
  CONFIDENCE	
  
IN	
  GOVERNMENT	
  …	
  
ONE	
  REFORM	
  AT	
  A	
  TIME	
  
	
  
	
  
by	
  Michael	
  Sittig	
  	
  
Executive	
  Director	
  
The	
  Florida	
  League	
  of	
  Cities	
  
	
  
With	
  John	
  Wark	
  
	
  
	
  
By	
  now,	
  it	
  must	
  be	
  one	
  of	
  the	
  longest	
  running,	
  and	
  farthest	
  
reaching,	
  reform	
  movements	
  in	
  U.S.	
  history.	
  	
  It	
  includes	
  nearly	
  
40	
  years	
  of	
  new	
  laws,	
  codes	
  and	
  rules,	
  each	
  one	
  set	
  to	
  trap	
  
those	
  we	
  elect.	
  	
  
	
  
We	
  don’t	
  typically	
  think	
  of	
  the	
  national	
  “good	
  government”	
  
reform	
  movement	
  this	
  way,	
  of	
  course.	
  And	
  that	
  may	
  be	
  one	
  of	
  
the	
  chief	
  reasons	
  why	
  it’s	
  difficult	
  to	
  discuss	
  even	
  the	
  
possibility	
  of	
  changing	
  course.	
  	
  	
  
	
  
Our	
  collective	
  focus	
  at	
  all	
  levels	
  of	
  government	
  has	
  been	
  to	
  
push	
  forward	
  with	
  the	
  creation,	
  expansion	
  and	
  revision	
  of	
  
good	
  government	
  measures,	
  focused	
  on	
  the	
  laudable	
  goal	
  of	
  
restoring	
  public	
  trust	
  in	
  government.	
  
	
  
Historically,	
  the	
  whole	
  effort	
  may	
  be	
  traced	
  to	
  a	
  period	
  of	
  high-­‐
profile	
  government	
  scandals	
  in	
  the	
  1970s,	
  including	
  a	
  famously	
  
bungled	
  Washington,	
  D.C.,	
  break-­‐in	
  that	
  toppled	
  a	
  U.S.	
  
presidency	
  and	
  a	
  series	
  of	
  unrelated	
  high-­‐profile	
  scandals	
  in	
  
  2	
  
Florida	
  that	
  also	
  swept	
  top-­‐level	
  government	
  servants	
  from	
  
elected	
  office.	
  	
  
	
  
The	
  public’s	
  response	
  was	
  disgust.	
  Confidence	
  in	
  government	
  
plunged.	
  	
  Government	
  reactions	
  were	
  swift.	
  To	
  recover	
  voters’	
  
lost	
  trust,	
  lawmakers	
  everywhere	
  moved	
  with	
  a	
  reassuring	
  
predictability,	
  imposing	
  new	
  or	
  strengthened	
  rules	
  and	
  
prohibitions	
  on	
  themselves,	
  on	
  locally	
  elected	
  officials	
  and	
  on	
  
executive	
  administrators	
  at	
  all	
  levels	
  of	
  government.	
  
	
  
Luckily	
  for	
  Florida,	
  Reubin	
  Askew	
  was	
  governor.	
  	
  This	
  man	
  was	
  
guided	
  by	
  strong	
  character,	
  unshakeable	
  resolve	
  and	
  an	
  innate	
  
courage	
  to	
  always	
  do	
  the	
  right	
  thing…	
  for	
  the	
  people.	
  	
  He	
  is	
  the	
  
ultimate	
  statesman.	
  	
  Steered	
  by	
  his	
  integrity,	
  Askew	
  set	
  the	
  
highest	
  appropriate	
  standard	
  for	
  openness	
  in	
  government.	
  	
  As	
  
a	
  result,	
  Florida	
  became	
  a	
  national	
  model	
  for	
  letting	
  the	
  
“sunshine”	
  pour	
  into	
  areas	
  where,	
  too	
  often,	
  government	
  
officials	
  operated	
  in	
  the	
  dangerous	
  shadows.	
  	
  So,	
  please	
  do	
  not	
  
let	
  this	
  40-­‐years-­‐later,	
  hindsight-­‐critique	
  of	
  the	
  current	
  
implementation	
  of	
  some	
  of	
  the	
  governor’s	
  initiatives	
  be	
  
construed	
  as	
  opposition	
  or	
  disrespect	
  to	
  him	
  or	
  any	
  of	
  his	
  
accomplishments.	
  	
  Further,	
  I	
  find	
  no	
  fault	
  with	
  anyone	
  now,	
  or	
  
who	
  has	
  ever	
  held	
  public	
  office,	
  that	
  may	
  have	
  been	
  part	
  of	
  the	
  
many	
  well	
  intentioned	
  reforms	
  put	
  in	
  place	
  during	
  this	
  last	
  
forty	
  years.	
  	
  These	
  public	
  servants	
  fought	
  for	
  what	
  was	
  in	
  our	
  
best	
  interest.	
  	
  	
  
	
  
Also,	
  I	
  have	
  the	
  highest	
  respect	
  for	
  the	
  previous	
  and	
  current	
  
members	
  of	
  the	
  Florida	
  Commission	
  on	
  Ethics	
  and	
  their	
  very	
  
professional	
  staff.	
  	
  If	
  I	
  ever	
  found	
  fault	
  with	
  an	
  Ethics	
  
Commission	
  opinion	
  I	
  never	
  felt	
  that	
  they	
  did	
  not	
  follow	
  the	
  
law	
  as	
  they	
  were	
  sworn	
  to	
  do.	
  
	
  
  3	
  
The	
  good	
  government	
  reform	
  movement	
  was	
  born.	
  And	
  it	
  has	
  
never	
  lost	
  steam.	
  Fresh	
  signs	
  of	
  its	
  unstoppable	
  continuation	
  
are	
  always	
  close	
  at	
  hand.	
  	
  
	
  
Such	
  actions	
  are	
  intended	
  to	
  demonstrate	
  that	
  good	
  
government	
  is	
  always	
  worth	
  promoting	
  and	
  actively	
  pursuing,	
  
as	
  are	
  laws	
  that	
  deter	
  and	
  punish	
  those	
  who	
  manipulate	
  the	
  
system	
  for	
  personal	
  gain.	
  	
  
	
  
Yet,	
  we’ve	
  been	
  fixatedly	
  kicking	
  that	
  can	
  down	
  the	
  road	
  a	
  long	
  
time	
  now,	
  and	
  we’re	
  no	
  closer	
  to	
  restoring	
  public	
  confidence	
  
than	
  when	
  we	
  started.	
  
	
  
The	
  reform	
  movement,	
  however,	
  has	
  not	
  been	
  without	
  its	
  
successes.	
  It	
  has	
  radically	
  changed	
  the	
  landscape	
  of	
  
government.	
  Without	
  it,	
  we	
  would	
  not	
  have	
  “government	
  in	
  the	
  
sunshine,”	
  ethics	
  or	
  financial	
  disclosure	
  laws.	
  
	
  
It	
  would	
  be	
  seen	
  as	
  foolish	
  to	
  argue	
  that	
  these-­‐or	
  even	
  updated	
  
ethical	
  standards,	
  guidelines	
  and	
  laws	
  in	
  government-­‐are	
  not	
  
needed.	
  	
  
	
  
They	
  clearly	
  are.	
  Every	
  student	
  of	
  government	
  recognizes	
  their	
  
foundational	
  value.	
  They	
  structure	
  and	
  support	
  the	
  entire	
  
edifice	
  of	
  good	
  government.	
  	
  
	
  
Yet,	
  it	
  is	
  time	
  we	
  listened	
  to	
  the	
  worrisome	
  squeaks	
  and	
  creaks	
  
coming	
  from	
  within	
  that	
  structure,	
  as	
  if	
  pegs	
  might	
  be	
  about	
  to	
  
pop,	
  causing	
  things	
  to	
  become	
  unhinged.	
  	
  
	
  
Some	
  of	
  this	
  noise	
  may	
  be	
  from	
  the	
  divisive	
  conversation	
  that	
  
has	
  climbed	
  decibel	
  by	
  decibel,	
  as	
  the	
  civility	
  that	
  once	
  
governed	
  public	
  discourse	
  has	
  given	
  way	
  to	
  the	
  shrill	
  
expression	
  of	
  narrow	
  viewpoints	
  marked	
  by	
  a	
  hubris	
  that	
  
  4	
  
rejects	
  differences,	
  mocks	
  the	
  search	
  for	
  common	
  ground,	
  and	
  
finds	
  seeming	
  satisfaction	
  in	
  widening	
  the	
  gap	
  between	
  left	
  and	
  
right	
  while	
  abolishing	
  the	
  center.	
  	
  	
  	
  
	
  	
  
The	
  fractures	
  in	
  government	
  seem	
  to	
  grow	
  more	
  visible	
  and	
  
measurable	
  day	
  by	
  day.	
  	
  And	
  nowhere	
  is	
  this	
  clearer	
  than	
  in	
  the	
  
inescapable	
  and	
  mounting	
  evidence	
  that	
  good	
  government	
  
reforms	
  have	
  failed	
  to	
  achieve	
  their	
  stated	
  purpose,	
  “increasing	
  
the	
  public’s	
  confidence	
  in	
  government.”	
  
	
  
Trust	
  in	
  government	
  has	
  not	
  been	
  restored.	
  In	
  fact,	
  as	
  ethics,	
  
gift,	
  campaign,	
  election,	
  conflict	
  of	
  interest	
  and	
  open	
  
government	
  laws	
  have	
  increased	
  over	
  the	
  years,	
  there	
  has	
  been	
  
an	
  almost	
  corresponding	
  decrease	
  in	
  public	
  trust.	
  	
  
	
  
A	
  Gallup	
  poll	
  in	
  1974,	
  the	
  year	
  Nixon	
  resigned,	
  found	
  24	
  
percent	
  of	
  the	
  public	
  reported	
  having	
  “not	
  very	
  much”	
  
confidence	
  in	
  general	
  in	
  the	
  men	
  and	
  women	
  who	
  either	
  held,	
  
or	
  were	
  running	
  for,	
  public	
  office.	
  By	
  2011,	
  a	
  new	
  poll	
  showed	
  
the	
  number	
  had	
  ballooned	
  to	
  47	
  percent	
  reporting	
  “not	
  very	
  
much”	
  confidence.	
  
	
  
How	
  is	
  this	
  sustained	
  free	
  fall	
  in	
  public	
  confidence	
  to	
  be	
  
explained?	
  If	
  we	
  are	
  not	
  achieving	
  good	
  government,	
  and	
  we	
  
are	
  not	
  restoring	
  public	
  confidence,	
  what	
  has	
  been	
  the	
  effect	
  of	
  
one	
  reform	
  after	
  another?	
  	
  
	
  
One	
  place	
  to	
  look	
  for	
  answers	
  (and	
  unacknowledged	
  
consequences)	
  is	
  the	
  remedies	
  themselves.	
  And	
  especially	
  their	
  
effects	
  on	
  the	
  public	
  servants	
  whose	
  actions	
  the	
  reforms	
  have	
  
sought	
  to	
  reign	
  in	
  and	
  restrict.	
  
	
  
Taking	
  a	
  stepped-­‐back	
  view,	
  the	
  proliferation	
  of	
  good	
  
government	
  reforms	
  cumulatively	
  add	
  up	
  to	
  a	
  disturbingly	
  
  5	
  
negative	
  and	
  cynical	
  portrait	
  of	
  those	
  who	
  enter	
  government	
  
service.	
  	
  	
  
	
  
With	
  such	
  laws,	
  we	
  have	
  virtually	
  predisposed	
  history	
  to	
  
harshly	
  judge	
  men	
  and	
  women	
  who	
  attain	
  office.	
  We	
  have	
  built	
  
into	
  government	
  the	
  presumption	
  and	
  fear	
  of	
  likely	
  
wrongdoing	
  –	
  from	
  the	
  moment	
  candidacy	
  papers	
  are	
  filed	
  to	
  
the	
  final	
  hour	
  in	
  office.	
  
	
  
As	
  we	
  will	
  see,	
  almost	
  anything	
  a	
  government	
  official	
  does	
  
today	
  can	
  result	
  in	
  an	
  ethics	
  investigation.	
  Indeed,	
  it	
  doesn’t	
  
take	
  much	
  to	
  argue	
  that	
  some	
  good	
  government	
  reforms	
  have,	
  
in	
  effect,	
  criminalized	
  government	
  service.	
  	
  
	
  
By	
  declaring	
  so	
  many	
  activities	
  associated	
  with	
  public	
  service	
  
either	
  unethical	
  or	
  illegal,	
  we	
  have	
  elevated	
  the	
  prosecution	
  of	
  
even	
  relatively	
  minor	
  and	
  unintentional	
  infractions,	
  as	
  well	
  as	
  
most	
  Sunshine	
  Law	
  violations,	
  to	
  a	
  level	
  that	
  can	
  damage	
  
reputations,	
  sidetrack	
  careers,	
  draw	
  public	
  ridicule	
  and	
  scorn,	
  
and	
  even	
  cause	
  those	
  attracted	
  to	
  serve	
  the	
  public	
  to	
  think	
  
twice.	
  	
  
	
  
Given	
  that	
  government	
  wrongdoing,	
  like	
  crime	
  and	
  court	
  
reporting,	
  is	
  the	
  bread-­‐and-­‐butter	
  of	
  the	
  daily	
  newsgathering	
  
media,	
  and	
  given	
  the	
  quick	
  presumption	
  of	
  guilt	
  that	
  often	
  lies	
  
behind	
  newspaper	
  headlines,	
  even	
  those	
  adjudicated	
  innocent	
  
can	
  suffer	
  a	
  permanent	
  moral	
  taint	
  equal	
  to	
  that	
  of	
  the	
  guilty.	
  
	
  	
  
By	
  effectively	
  criminalizing	
  public	
  service,	
  good	
  government	
  
reforms	
  have	
  also	
  trivialized	
  it.	
  And	
  it	
  is	
  reasonable	
  to	
  
conclude	
  this	
  diminished	
  respect	
  for	
  public	
  servants	
  is	
  
contributing	
  to	
  the	
  decline	
  of	
  civility.	
  	
  
	
  
  6	
  
If	
  this	
  view	
  is	
  correct,	
  where	
  do	
  we	
  turn	
  to	
  restore	
  public	
  
confidence?	
  It	
  appears	
  the	
  emphasis	
  on	
  good	
  government	
  
reforms	
  has	
  been	
  working	
  in	
  reverse.	
  As	
  if	
  we’d	
  been	
  trying	
  
our	
  best	
  to	
  find	
  new	
  reasons	
  –	
  no	
  matter	
  how	
  insignificant	
  –	
  to	
  
stir	
  new	
  distrust	
  of	
  government	
  administrators	
  and	
  those	
  we	
  
elect.	
  	
  
	
  
Perhaps	
  it	
  is	
  time	
  to	
  listen	
  more	
  attentively	
  to	
  the	
  experiences	
  
and	
  voices	
  of	
  those	
  inside	
  government	
  and	
  to	
  more	
  closely	
  
scrutinize	
  the	
  impact	
  on	
  their	
  personal	
  and	
  public	
  lives.	
  
One	
  such	
  voice	
  belongs	
  to	
  Mark	
  Mustian,	
  a	
  lawyer	
  specializing	
  
in	
  municipal	
  finance	
  and	
  an	
  acclaimed	
  author.	
  Not	
  long	
  ago,	
  
Mustian	
  decided	
  against	
  seeking	
  reelection	
  to	
  the	
  Tallahassee	
  
City	
  Commission	
  on	
  which	
  he’d	
  served	
  for	
  nearly	
  10	
  years.	
  
Shortly	
  thereafter,	
  he	
  touched	
  squarely	
  on	
  one	
  important	
  and	
  
largely	
  unexamined	
  issue	
  in	
  a	
  newspaper	
  opinion	
  page	
  piece	
  
he	
  wrote.	
  
	
  
	
  “Serving	
  in	
  government	
  is	
  a	
  public	
  trust,	
  and	
  even	
  the	
  
appearance	
  of	
  conflict	
  should	
  be	
  avoided	
  and	
  taken	
  seriously,”	
  
he	
  said.	
  “But	
  my	
  bet	
  with	
  anyone	
  is	
  that,	
  given	
  enough	
  
resources	
  and	
  time,	
  I	
  can	
  find	
  a	
  technical	
  violation	
  (elections	
  or	
  
ethics)	
  committed	
  by	
  any	
  local	
  government	
  official.”	
  
	
  
	
  
THE	
  SHAPE	
  OF	
  REFORM	
  
	
  
	
  
The	
  ethics	
  and	
  elections	
  laws	
  referred	
  to	
  by	
  Mustian	
  were	
  
among	
  the	
  good	
  government	
  reforms	
  that	
  began	
  in	
  the	
  1970s	
  
in	
  response	
  to	
  high-­‐profile	
  scandals.	
  
	
  
  7	
  
Demarcation	
  lines	
  dividing	
  right	
  acts	
  from	
  wrong	
  acts	
  were	
  
codified	
  in	
  law	
  for	
  all	
  public	
  officials	
  –	
  both	
  those	
  elected	
  to	
  
government	
  and	
  those	
  hired	
  by	
  it.	
  	
  Limits	
  were	
  defined	
  and	
  
court	
  opinions	
  and	
  advisory	
  opinions	
  were	
  rendered	
  on	
  
everything	
  from	
  financial	
  gain	
  derived	
  from	
  nongovernmental	
  
business	
  activities	
  to	
  what	
  constitutes	
  the	
  unethical	
  use	
  of	
  
government	
  resources,	
  among	
  other	
  things.	
  	
  
	
  
Open	
  government	
  “sunshine”	
  laws,	
  ethics	
  commissions	
  and	
  
campaign	
  finance	
  rules	
  are	
  often	
  viewed	
  as	
  coming	
  about	
  
solely	
  because	
  of	
  Watergate	
  –	
  that	
  gripping	
  mid-­‐1970s	
  drama	
  
of	
  secrecy,	
  deceit,	
  abuse	
  of	
  power,	
  cover-­‐up	
  and	
  crime	
  that	
  
imploded	
  the	
  Richard	
  Nixon	
  presidency,	
  unfolding	
  on	
  
television	
  sets	
  around	
  which	
  an	
  entire	
  nation	
  seemed	
  to	
  
huddle	
  transfixed.	
  
	
  
Watergate	
  did	
  mark	
  a	
  watershed	
  moment	
  in	
  the	
  national	
  
zeitgeist,	
  but	
  it	
  was	
  not	
  the	
  only	
  controversy	
  driving	
  the	
  push	
  
for	
  reforms.	
  	
  Florida	
  government	
  in	
  the	
  1970s	
  was	
  also	
  riddled	
  
by	
  high-­‐level,	
  high-­‐profile	
  scandals.	
  They	
  included:	
  
	
  
• A	
  state	
  Supreme	
  Court	
  justice,	
  who	
  resigned	
  amid	
  
allegations	
  of	
  influence	
  peddling	
  and,	
  after	
  being	
  
disbarred,	
  became	
  a	
  felon	
  as	
  he	
  fled	
  indictments	
  charging	
  
him	
  with	
  smuggling	
  several	
  thousand	
  tons	
  of	
  Columbian	
  
marijuana.	
  
• The	
  state’s	
  insurance	
  commissioner,	
  who	
  was	
  convicted	
  
of	
  shaking	
  down	
  some	
  companies	
  he	
  regulated	
  for	
  
campaign	
  contributions	
  and	
  pressuring	
  others	
  to	
  do	
  
business	
  with	
  his	
  former	
  law	
  firm	
  so	
  his	
  old	
  firm	
  could	
  
buy	
  him	
  out.	
  
• The	
  Florida	
  commissioner	
  of	
  education,	
  who	
  exited	
  office	
  
in	
  disgrace,	
  going	
  directly	
  to	
  prison	
  for	
  income	
  tax	
  
evasion.	
  	
  
  8	
  
• The	
  state	
  comptroller,	
  who	
  was	
  charged	
  with	
  accepting	
  
unreported	
  money	
  from	
  bankers,	
  pleaded	
  guilty	
  to	
  
misdemeanor	
  income	
  tax	
  violations	
  and	
  paid	
  out	
  nearly	
  
$50,000	
  in	
  a	
  civil	
  settlement	
  with	
  the	
  IRS.	
  
	
  
Watergate	
  has	
  remained	
  a	
  potent	
  code	
  word,	
  bellwether	
  and	
  
standard	
  reference	
  point	
  for	
  government	
  wrongdoing.	
  	
  
But	
  the	
  scandals	
  in	
  Florida,	
  and	
  the	
  state’s	
  response	
  to	
  them,	
  
also	
  played	
  a	
  significant	
  role	
  in	
  the	
  early	
  establishment	
  of	
  new	
  
good	
  government	
  standards	
  and	
  reforms	
  –	
  and	
  not	
  only	
  at	
  the	
  
state	
  level.	
  
	
  
Good	
  government	
  reforms	
  in	
  Florida	
  mostly	
  fall	
  under	
  the	
  
state’s	
  Sunshine	
  Amendment,	
  Sunshine	
  Laws	
  and	
  Code	
  of	
  
Ethics.	
  	
  
	
  
The	
  first	
  open	
  government	
  “Sunshine”	
  Law	
  in	
  Florida	
  dates	
  
back	
  to	
  1909	
  and	
  is	
  codified	
  in	
  Chapter	
  119,	
  Florida	
  Statutes,	
  
Florida’s	
  Public	
  Records	
  Law.	
  The	
  state	
  adopted	
  a	
  
constitutional	
  guarantee	
  access	
  to	
  public	
  records	
  and	
  public	
  
meetings,	
  the	
  other	
  key	
  area	
  covered	
  by	
  Sunshine	
  laws,	
  in	
  
1992.	
  
	
  
The	
  Code	
  of	
  Ethics	
  was	
  adopted	
  in	
  1974,	
  and	
  that	
  same	
  year,	
  
the	
  Florida	
  Commission	
  on	
  Ethics,	
  which	
  investigates	
  potential	
  
violations	
  of	
  the	
  code,	
  was	
  added	
  to	
  the	
  Constitution	
  in	
  1976.	
  	
  
	
  
The	
  code’s	
  expressed	
  purpose	
  is	
  to	
  “protect	
  the	
  integrity	
  of	
  
government”	
  and	
  “to	
  promote	
  the	
  public	
  interest	
  and	
  maintain	
  
the	
  respect	
  of	
  the	
  people	
  for	
  their	
  government.”	
  	
  
	
  
To	
  fully	
  appreciate	
  the	
  impact	
  of	
  these	
  good	
  government	
  
reforms,	
  it	
  helps	
  to	
  be	
  familiar	
  with	
  their	
  workings,	
  starting	
  
  9	
  
with	
  their	
  range,	
  intent	
  and	
  the	
  penalties	
  that	
  can	
  be	
  imposed	
  
on	
  the	
  public	
  servants	
  who	
  run	
  afoul	
  of	
  them.	
  	
  	
  
	
  
Florida’s	
  extensive	
  good	
  government	
  laws	
  broadly	
  fit	
  into	
  10	
  
categories.	
  Here’s	
  a	
  brief	
  overview:	
  
	
  
Candidate	
  Campaign	
  Finance	
  
&	
  Contributions	
  
	
  
A	
  candidate	
  for	
  public	
  office	
  must	
  comply	
  with	
  numerous	
  
campaign	
  finance	
  laws.	
  The	
  candidate’s	
  campaign	
  
treasurer	
  is	
  responsible	
  for	
  maintaining	
  records	
  of	
  
contributions	
  and	
  expenditures,	
  deposits	
  of	
  
contributions,	
  payments	
  of	
  all	
  expenditures	
  and	
  the	
  filing	
  
of	
  campaign	
  reports.	
  A	
  candidate	
  and	
  the	
  treasurer	
  must	
  
certify	
  the	
  campaign	
  reports	
  are	
  correct.	
  If	
  the	
  candidate	
  
or	
  treasurer	
  knowingly	
  certifies	
  a	
  campaign	
  report	
  that	
  is	
  
incorrect,	
  the	
  violation	
  is	
  a	
  first-­‐degree	
  misdemeanor	
  
punishable	
  by	
  up	
  to	
  a	
  year	
  in	
  jail	
  and	
  a	
  $1,000	
  fine.	
  If	
  the	
  
campaign	
  report	
  is	
  filed	
  late,	
  the	
  candidate	
  is	
  assessed	
  a	
  
fine	
  of	
  $50	
  per	
  day	
  for	
  the	
  first	
  three	
  days	
  and	
  $500	
  for	
  
each	
  day	
  thereafter.	
  
	
  
Candidates	
  for	
  political	
  office	
  may	
  make	
  contributions	
  in	
  
any	
  amount	
  to	
  their	
  own	
  campaigns.	
  But	
  they	
  may	
  not	
  
accept	
  campaign	
  contributions	
  in	
  excess	
  of	
  $500	
  from	
  any	
  
one	
  person.	
  (County	
  and	
  city	
  charters	
  sometimes	
  place	
  
stricter	
  limitations	
  on	
  campaign	
  contributions.)	
  A	
  person	
  
who	
  knowingly	
  accepts	
  a	
  single	
  contribution	
  in	
  excess	
  of	
  
the	
  $500	
  limit	
  faces	
  a	
  first-­‐degree	
  misdemeanor,	
  
punishable	
  by	
  up	
  to	
  60	
  days	
  in	
  jail	
  and	
  a	
  $500	
  fine.	
  A	
  
person	
  who	
  knowingly	
  accepts	
  two	
  or	
  more	
  contributions	
  
in	
  excess	
  of	
  $500	
  is	
  subject	
  to	
  a	
  third-­‐degree	
  felony,	
  
punishable	
  by	
  up	
  to	
  five	
  years	
  in	
  prison	
  and	
  a	
  $5,000	
  fine.	
  
  10	
  
	
  
	
  
	
  
	
  
	
  
Outside	
  Financing	
  	
  
&	
  Campaigning	
  Groups	
  
	
  
Beyond	
  the	
  candidate	
  and	
  political	
  parties,	
  there	
  are	
  three	
  
groups	
  in	
  Florida	
  involved	
  in	
  election	
  finance	
  and	
  
campaigning:	
  Political	
  Committees,	
  Committees	
  of	
  
Continuous	
  Existence	
  (CCEs)	
  and	
  Electioneering	
  
Communications	
  Organizations.	
  These	
  three	
  groups	
  differ	
  
in	
  the	
  amount	
  of	
  contributions	
  they	
  can	
  accept,	
  the	
  
amount	
  of	
  money	
  they	
  can	
  spend,	
  who	
  they	
  can	
  transfer	
  
money	
  to,	
  and	
  what	
  they	
  can	
  spend	
  money	
  on.	
  For	
  
example,	
  anyone	
  (including	
  lobbyists)	
  can	
  make	
  unlimited	
  
contributions	
  to	
  CCEs.	
  CCEs	
  can	
  make	
  the	
  maximum	
  $500	
  
contribution	
  to	
  an	
  individual	
  candidate.	
  CCEs	
  cannot	
  make	
  
independent	
  “electioneering”	
  expenditures,	
  but	
  can	
  funnel	
  
unlimited	
  amounts	
  of	
  money	
  to	
  an	
  Electioneering	
  
Communications	
  Organization,	
  which	
  is	
  not	
  limited	
  in	
  
what	
  it	
  can	
  spend	
  to	
  promote	
  or	
  oppose	
  candidates	
  for	
  
public	
  office,	
  as	
  long	
  as	
  the	
  expenditures	
  do	
  not	
  expressly	
  
advocate	
  for	
  the	
  election	
  or	
  defeat	
  of	
  a	
  candidate.	
  CCEs	
  
may	
  also	
  donate	
  $500	
  per	
  candidate	
  to	
  a	
  Political	
  
Committee,	
  which	
  can	
  then	
  use	
  the	
  money	
  to	
  directly	
  
campaign	
  for	
  a	
  candidate.	
  
	
  
In	
  addition,	
  corporations,	
  lobbyists	
  and	
  individuals	
  may	
  
contribute	
  unlimited	
  sums	
  of	
  money	
  to	
  state	
  political	
  
parties,	
  and	
  the	
  parties	
  can	
  spend	
  unlimited	
  sums	
  of	
  
money	
  to	
  support	
  their	
  respective	
  candidates.	
  
	
  
  11	
  
Financial	
  Disclosure	
  
	
  
Government	
  officials,	
  candidates	
  for	
  public	
  office	
  and	
  
certain	
  employees	
  are	
  required	
  to	
  file	
  a	
  statement	
  of	
  
financial	
  disclosure	
  with	
  the	
  Florida	
  Commission	
  on	
  
Ethics.	
  Most	
  state	
  and	
  county	
  elected	
  officials	
  must	
  file	
  a	
  
financial	
  disclosure	
  listing	
  assets,	
  liabilities,	
  net	
  worth	
  
and	
  all	
  business	
  interests.	
  Most	
  city	
  officials	
  (as	
  well	
  as	
  
some	
  state	
  and	
  local	
  employees)	
  file	
  a	
  more	
  limited	
  form	
  
of	
  disclosure	
  that	
  includes	
  sources	
  of	
  income,	
  business	
  
interests	
  and	
  real	
  property.	
  Those	
  who	
  fail	
  to	
  file	
  on	
  time	
  
are	
  subject	
  to	
  an	
  automatic	
  fine	
  of	
  $25	
  each	
  day	
  the	
  form	
  
is	
  late,	
  up	
  to	
  a	
  maximum	
  of	
  $1,500.	
  Penalties	
  for	
  failing	
  to	
  
file	
  at	
  all	
  include	
  removal	
  from	
  office,	
  termination	
  and	
  a	
  
civil	
  fine	
  of	
  up	
  to	
  $10,000.	
  
	
  
Public	
  Records	
  
	
  
Records	
  maintained	
  by	
  government	
  are	
  generally	
  held	
  to	
  
be	
  public	
  and	
  must	
  by	
  law	
  be	
  made	
  available	
  upon	
  
request.	
  A	
  public	
  record	
  is	
  any	
  material	
  made	
  or	
  received	
  
by	
  an	
  agency	
  pursuant	
  to	
  law	
  or	
  ordinance	
  in	
  connection	
  
with	
  official	
  business,	
  including	
  documents,	
  photographs,	
  
recordings,	
  email,	
  notes	
  and	
  text	
  messages.	
  Public	
  records	
  
may	
  be	
  requested	
  in	
  person,	
  in	
  writing,	
  or	
  even	
  over	
  the	
  
telephone.	
  	
  There	
  are	
  hundreds	
  of	
  exemptions	
  to	
  the	
  law,	
  
including	
  the	
  addresses,	
  telephone	
  numbers	
  and	
  other	
  
personal	
  information	
  of	
  law	
  enforcement	
  officers;	
  
governmentally	
  approved	
  security	
  plans;	
  and	
  Social	
  
Security	
  numbers.	
  A	
  violation	
  of	
  the	
  law	
  can	
  result	
  in	
  a	
  
$500	
  fine.	
  If	
  the	
  violation	
  is	
  committed	
  knowingly,	
  it	
  may	
  
lead	
  to	
  removal	
  from	
  office	
  and	
  a	
  third-­‐degree	
  felony,	
  
punishable	
  by	
  up	
  to	
  five	
  years	
  in	
  prison	
  and	
  a	
  $5,000	
  fine.	
  	
  
  12	
  
If	
  a	
  court	
  finds	
  a	
  violation	
  of	
  the	
  law,	
  the	
  person	
  who	
  
asserted	
  the	
  violation	
  is	
  entitled	
  to	
  attorney’s	
  fees.	
  
	
  
	
  
	
  
	
  
Public	
  Meetings	
  
	
  
Any	
  gathering	
  of	
  two	
  or	
  more	
  members	
  of	
  the	
  same	
  board	
  
to	
  discuss	
  matters	
  that	
  may	
  come	
  before	
  the	
  board	
  for	
  
action	
  is	
  generally	
  prohibited.	
  The	
  law	
  requires	
  that	
  
board	
  meetings	
  be	
  open	
  to	
  the	
  public,	
  that	
  reasonable	
  
notice	
  of	
  the	
  meeting	
  is	
  provided,	
  and	
  that	
  minutes	
  of	
  the	
  
meeting	
  are	
  recorded.	
  	
  The	
  Public	
  Meetings	
  Law	
  applies	
  
to	
  anyone	
  serving	
  on	
  agencies	
  and	
  boards,	
  whether	
  
elected	
  or	
  appointed,	
  at	
  the	
  state	
  or	
  local	
  levels,	
  including	
  
advisory	
  boards.	
  There	
  are	
  limited	
  exceptions	
  to	
  the	
  
public	
  meetings	
  law,	
  such	
  as	
  when	
  a	
  board	
  meets	
  with	
  its	
  
attorney	
  to	
  discuss	
  litigation	
  strategies	
  and	
  collective	
  
bargaining	
  issues.	
  Violators	
  of	
  the	
  law	
  are	
  subject	
  to	
  a	
  
$500	
  fine.	
  Knowingly	
  violating	
  the	
  public	
  meetings	
  law	
  is	
  
a	
  second-­‐degree	
  misdemeanor,	
  punishable	
  by	
  up	
  to	
  60	
  
days	
  in	
  jail	
  and	
  a	
  $500	
  fine.	
  Further,	
  any	
  action	
  taken	
  at	
  a	
  
meeting	
  held	
  in	
  violation	
  of	
  the	
  law	
  is	
  invalid.	
  If	
  a	
  court	
  
finds	
  a	
  violation	
  of	
  the	
  law,	
  the	
  person	
  who	
  asserted	
  the	
  
violation	
  is	
  entitled	
  to	
  attorney’s	
  fees,	
  which	
  may	
  be	
  
assessed	
  against	
  individual	
  members	
  of	
  the	
  board.	
  
	
  
Voting	
  Conflicts	
  
	
  
County,	
  municipal	
  and	
  other	
  local	
  elected	
  officials	
  are	
  
prohibited	
  from	
  voting	
  on	
  matters	
  that	
  could	
  inure	
  to	
  
their	
  special	
  gain	
  or	
  from	
  knowingly	
  voting	
  on	
  a	
  matter	
  
that	
  would	
  inure	
  to	
  a	
  special	
  gain	
  or	
  loss	
  of	
  a	
  relative	
  or	
  
  13	
  
business	
  associate.	
  	
  At	
  the	
  time	
  of	
  the	
  vote,	
  the	
  local	
  
official	
  must	
  publicly	
  state	
  the	
  nature	
  of	
  any	
  conflict.	
  
Additionally,	
  within	
  15	
  days	
  after	
  the	
  vote	
  occurs,	
  the	
  
local	
  official	
  also	
  must	
  file	
  a	
  memorandum	
  stating	
  the	
  
nature	
  of	
  the	
  voting	
  conflict.	
  A	
  violation	
  can	
  subject	
  an	
  
official	
  to	
  removal	
  from	
  office	
  and	
  a	
  maximum	
  civil	
  fine	
  of	
  
$10,000.	
  
	
  
Gifts	
  
	
  
Members	
  and	
  employees	
  of	
  the	
  Legislature	
  are	
  prohibited	
  
from	
  accepting	
  gifts	
  of	
  any	
  kind	
  from	
  lobbyists.	
  
Management-­‐level	
  executive	
  branch	
  employees	
  are	
  also	
  
prohibited	
  from	
  accepting	
  gifts	
  from	
  lobbyists.	
  Local	
  
officials	
  may	
  accept	
  gifts	
  from	
  lobbyists	
  of	
  up	
  to	
  $100	
  but	
  
must	
  report	
  all	
  gifts	
  of	
  more	
  than	
  $25.	
  	
  Local	
  elected	
  
officials	
  may	
  also	
  accept	
  gifts	
  of	
  any	
  amount	
  from	
  a	
  
“regular”	
  person	
  (i.e.	
  non-­‐lobbyist).	
  However,	
  they	
  must	
  
report	
  all	
  such	
  gifts	
  of	
  more	
  than	
  $100.	
  Violations	
  of	
  these	
  
gift	
  limitations	
  and	
  reporting	
  requirements	
  may	
  subject	
  
the	
  public	
  official	
  or	
  employee	
  to	
  removal	
  from	
  office	
  or	
  
termination,	
  and	
  a	
  maximum	
  $10,000	
  fine.	
  	
  
	
  
Conflicting	
  Employment,	
  
Contractual	
  Relationship	
  
	
  
A	
  public	
  officer	
  or	
  agency	
  employee	
  may	
  not	
  have	
  an	
  
employment	
  or	
  contractual	
  relationship	
  with	
  any	
  
business	
  regulated	
  by,	
  or	
  doing	
  business	
  with,	
  the	
  agency	
  
in	
  which	
  he	
  or	
  she	
  is	
  an	
  officer	
  or	
  employee.	
  Nor	
  may	
  a	
  
public	
  official	
  or	
  employee	
  have	
  an	
  employment	
  or	
  
contractual	
  relationship	
  with	
  a	
  business	
  that	
  could	
  create	
  
a	
  frequently	
  recurring	
  conflict	
  in	
  the	
  discharge	
  of	
  a	
  public	
  
  14	
  
duty.	
  	
  A	
  violation	
  may	
  result	
  in	
  removal	
  from	
  office	
  and	
  a	
  
maximum	
  $10,000	
  fine.	
  
	
  
	
  
	
  
	
  
Doing	
  Business	
  with	
  One’s	
  Agency	
  
	
  
An	
  elected	
  public	
  officer	
  acting	
  in	
  an	
  official	
  capacity	
  
cannot	
  purchase	
  goods	
  or	
  services	
  from	
  a	
  business	
  in	
  
which	
  the	
  officer	
  or	
  officer’s	
  family	
  has	
  a	
  material	
  or	
  
management	
  interest.	
  Likewise,	
  an	
  elected	
  public	
  officer	
  
cannot	
  sell	
  goods	
  or	
  services	
  to	
  the	
  government	
  the	
  
public	
  officer	
  serves.	
  A	
  violation	
  may	
  result	
  in	
  removal	
  
from	
  office	
  and	
  a	
  maximum	
  $10,000	
  fine.	
  
	
  
Other	
  Ethics	
  Laws	
  	
  
	
  
A	
  public	
  officer	
  is	
  prohibited	
  from	
  corruptly	
  using	
  an	
  
official	
  position	
  or	
  public	
  resource	
  to	
  gain	
  a	
  special	
  
privilege	
  for	
  him	
  or	
  others.	
  An	
  elected	
  official	
  cannot	
  
accept	
  a	
  gift	
  if	
  the	
  official	
  knows,	
  or	
  should	
  have	
  known,	
  
that	
  the	
  gift	
  was	
  given	
  to	
  directly	
  influence	
  a	
  vote	
  or	
  
action,	
  which	
  is	
  a	
  bribe.	
  A	
  public	
  official	
  who	
  accepts	
  a	
  
bribe	
  is	
  subject	
  to	
  criminal	
  penalties	
  of	
  up	
  to	
  15	
  years	
  in	
  
prison	
  and	
  a	
  $10,000	
  fine.	
  A	
  public	
  official	
  cannot	
  use	
  
information	
  that	
  is	
  not	
  available	
  to	
  the	
  general	
  public	
  for	
  
financial	
  gain.	
  A	
  public	
  official	
  cannot	
  employ	
  or	
  promote	
  
relatives	
  (also	
  known	
  as	
  nepotism).	
  In	
  addition	
  to	
  
criminal	
  penalties,	
  a	
  violation	
  of	
  any	
  of	
  these	
  ethics	
  laws	
  
may	
  result	
  in	
  removal	
  from	
  office	
  or	
  termination	
  and	
  a	
  
maximum	
  $10,000	
  fine.	
  
	
  
  15	
  
While	
  a	
  helpful	
  guide,	
  abstract	
  descriptions	
  of	
  the	
  state’s	
  good	
  
government	
  laws	
  fail	
  to	
  convey	
  the	
  experience	
  of	
  public	
  
servants	
  on	
  the	
  receiving	
  end.	
  
	
  
The	
  sheer	
  number	
  of	
  laws	
  and	
  their	
  complexity	
  virtually	
  
guarantee	
  that	
  elected	
  officials	
  will	
  make	
  honest	
  mistakes.	
  And	
  
they	
  do.	
  But	
  their	
  treatment	
  under	
  the	
  law,	
  and	
  by	
  the	
  media,	
  
will	
  rarely	
  characterize	
  the	
  infractions	
  as	
  benign.	
  
	
  
Public	
  officials	
  investigated	
  for	
  even	
  minor	
  technical	
  violations	
  
find	
  themselves	
  mired	
  in	
  the	
  process	
  of	
  defending	
  themselves.	
  
They	
  can	
  spend	
  extraordinary	
  amounts	
  of	
  time	
  and	
  money	
  and	
  
in	
  the	
  end	
  find	
  that,	
  although	
  they’ve	
  been	
  exonerated,	
  their	
  
reputations	
  have	
  been	
  sullied	
  by	
  the	
  mere	
  suggestion	
  of	
  
wrongdoing	
  and	
  political	
  opponents	
  are	
  pouncing	
  to	
  make	
  the	
  
most	
  it.	
  	
  
	
  
Such	
  dramas	
  play	
  out	
  regularly	
  in	
  newspapers	
  and	
  on	
  TV	
  news	
  
shows.	
  Rarely,	
  however,	
  do	
  we	
  ask	
  how	
  public	
  trust	
  and	
  
confidence	
  in	
  government	
  is	
  helped.	
  	
  
	
  
PUBLIC	
  LIFE,	
  ILLUSTRATED	
  
	
  
People	
  who	
  get	
  elected	
  to	
  political	
  office	
  come	
  from	
  
backgrounds	
  as	
  varied	
  as	
  America	
  can	
  offer.	
  They	
  may	
  be	
  of	
  
any	
  ethnicity,	
  gender	
  and	
  economic	
  class;	
  be	
  single	
  or	
  married,	
  
with	
  or	
  without	
  children;	
  be	
  of	
  any	
  religious	
  persuasion	
  or	
  
none;	
  be	
  a	
  high	
  school	
  drop-­‐out	
  or	
  hold	
  multiple	
  advanced	
  
degrees;	
  be	
  retired	
  or	
  self-­‐employed;	
  and	
  we	
  could	
  go	
  on.	
  
	
  
But	
  all	
  of	
  these	
  differences	
  disappear	
  the	
  moment	
  a	
  person	
  
files	
  candidacy	
  papers.	
  All	
  office	
  seekers	
  and	
  office	
  holders	
  are	
  
  16	
  
viewed	
  the	
  same	
  under	
  the	
  rule	
  of	
  law.	
  	
  And	
  there	
  are	
  many,	
  
laws	
  that	
  public	
  servants	
  are	
  expected	
  to	
  abide	
  by.	
  	
  
	
  
To	
  consider	
  more	
  fully	
  what	
  that	
  means,	
  let’s	
  imagine	
  what	
  
happens	
  to	
  a	
  “regular”	
  person	
  who	
  decides	
  to	
  pursue	
  such	
  a	
  
life	
  in	
  Florida.	
  And	
  let’s	
  imagine	
  the	
  person	
  is	
  a	
  “he,”	
  to	
  better	
  
serve	
  our	
  purposes.	
  	
  
	
  
Our	
  aspiring	
  public	
  servant	
  and	
  most	
  of	
  the	
  conversations	
  he	
  
has	
  are	
  fictional.	
  But	
  his	
  unending	
  entanglements	
  in	
  the	
  myriad	
  
laws	
  that	
  now	
  apply	
  to	
  him	
  are	
  not.	
  These	
  we	
  will	
  draw	
  from	
  
actual	
  events.	
  So	
  let’s	
  begin.	
  
	
  
Like	
  most	
  (if	
  not	
  all)	
  aspirants	
  to	
  public	
  office,	
  he	
  is	
  well	
  
known,	
  liked	
  and	
  respected	
  by	
  his	
  colleagues	
  and	
  business	
  
associates,	
  the	
  staff	
  and	
  other	
  parents	
  involved	
  in	
  the	
  school	
  
his	
  two	
  children	
  attend	
  and	
  members	
  of	
  his	
  church.	
  He	
  attends	
  
many	
  community	
  events.	
  	
  When	
  he’s	
  traveling	
  around	
  town,	
  he	
  
stops	
  to	
  visit	
  with	
  those	
  going	
  about	
  their	
  daily	
  activities.	
  
	
  
He’s	
  also	
  heavily	
  involved	
  in	
  local	
  charities	
  and	
  was	
  taught	
  by	
  
his	
  parents	
  that	
  a	
  person	
  “always	
  gives	
  back	
  to	
  the	
  
community.”	
  
	
  
People	
  he	
  knows	
  tend	
  to	
  say	
  to	
  others	
  such	
  thing	
  as,	
  “He’s	
  the	
  
kind	
  of	
  person	
  we	
  need	
  in	
  public	
  office.”	
  	
  Some	
  have	
  told	
  him	
  
this	
  directly.	
  
	
  
So	
  he	
  begins	
  to	
  explore	
  the	
  possibility.	
  He	
  knows	
  it	
  will	
  be	
  an	
  
uphill	
  climb.	
  That’s	
  the	
  way	
  it	
  is	
  when	
  you	
  run	
  against	
  an	
  
  17	
  
incumbent.	
  	
  He	
  knows	
  if	
  he’s	
  elected,	
  it	
  will	
  likely	
  mean	
  many	
  
late	
  nights,	
  and	
  weekends	
  too,	
  working	
  at	
  city	
  hall.	
  	
  
	
  
He’s	
  also	
  done	
  enough	
  research	
  to	
  know	
  that	
  he	
  will	
  need	
  to	
  
keep	
  his	
  day	
  job.	
  Most	
  elected	
  city	
  officials	
  are	
  paid	
  only	
  
nominal	
  sums	
  to	
  compensate	
  them	
  for	
  their	
  time,	
  if	
  they	
  
receive	
  any	
  at	
  all.	
  There	
  are	
  about	
  400	
  cities	
  in	
  Florida	
  and	
  half	
  
have	
  populations	
  of	
  fewer	
  than	
  6,000	
  people.	
  	
  A	
  quarter	
  of	
  
cities	
  have	
  fewer	
  than	
  1,500.	
  The	
  salaries	
  paid	
  elected	
  officials	
  
in	
  those	
  cities	
  might	
  range	
  from	
  $300	
  to	
  $5,000	
  per	
  year.	
  
	
  
The	
  aspiring	
  public	
  servant	
  begins	
  to	
  “make	
  the	
  rounds”	
  to	
  
determine	
  whether	
  people	
  agree	
  that	
  he	
  should	
  run	
  for	
  office	
  
and	
  will	
  support	
  him.	
  	
  Encouraged	
  by	
  the	
  feedback	
  he	
  receives,	
  
our	
  aspiring	
  public	
  servant	
  has	
  made	
  it	
  official.	
  He	
  files.	
  	
  
	
  
A	
  week	
  later,	
  he’s	
  told	
  there’s	
  a	
  rumor	
  that	
  an	
  electioneering	
  
communications	
  organization-­‐funded	
  largely	
  by	
  the	
  
incumbent’s	
  supporters,	
  has	
  hired	
  an	
  opposition	
  research	
  firm	
  
to	
  dig	
  into	
  his	
  and	
  his	
  family’s	
  background.	
  	
  
	
  
The	
  incumbent’s	
  researchers	
  interview	
  old	
  college	
  classmates,	
  
hoping	
  they	
  will	
  disclose	
  that	
  the	
  aspiring	
  public	
  servant	
  once	
  
smoked	
  pot.	
  They	
  rummage	
  through	
  all	
  kinds	
  of	
  public	
  records	
  
to	
  see	
  if	
  he’s	
  ever	
  been	
  divorced.	
  If	
  he	
  has,	
  the	
  researchers	
  will	
  
track	
  down	
  and	
  question	
  the	
  former	
  spouse,	
  too.	
  Perhaps	
  she’ll	
  
reveal	
  his	
  secrets	
  or	
  say	
  something	
  derogatory.	
  	
  
	
  
There	
  will	
  also	
  be	
  checks	
  to	
  see	
  if	
  he’s	
  ever	
  been	
  arrested	
  or	
  
convicted,	
  whether	
  he’s	
  ever	
  had	
  a	
  tax	
  lien	
  filed	
  against	
  
  18	
  
property,	
  or	
  been	
  named	
  in	
  any	
  lawsuits,	
  even	
  whether	
  his	
  
children	
  have	
  been	
  arrested	
  or	
  did	
  poorly	
  in	
  school.	
  
	
  
The	
  background	
  check	
  yields	
  paltry	
  results:	
  He	
  was	
  arrested	
  in	
  
college	
  for	
  participating	
  in	
  a	
  “sit-­‐in.”	
  	
  He	
  was	
  once	
  charged	
  with	
  
underage	
  drinking.	
  And	
  the	
  state	
  placed	
  a	
  lien	
  on	
  his	
  house	
  
until	
  his	
  wife	
  settled	
  a	
  dispute	
  over	
  sales	
  taxes	
  owed	
  by	
  her	
  
bridal	
  shop.	
  
	
  
But	
  the	
  opposition	
  research	
  firm	
  has	
  several	
  gifted	
  writers	
  
under	
  contract.	
  	
  They	
  develop	
  an	
  unflattering	
  report	
  about	
  
“some	
  drunk	
  hippy	
  who	
  won’t	
  pay	
  his	
  sales	
  tax.”	
  	
  
	
  
The	
  report	
  makes	
  its	
  way	
  into	
  a	
  political	
  advertisement	
  on	
  
television,	
  then	
  onto	
  an	
  elections	
  blog	
  popular	
  among	
  likely	
  
voters,	
  and	
  also	
  into	
  one	
  or	
  two	
  newspaper	
  articles.	
  	
  
	
  
Angry	
  and	
  shaken,	
  there	
  is	
  little	
  he	
  can	
  do	
  about	
  the	
  misleading	
  
ads.	
  He	
  worries	
  that	
  people	
  who	
  don’t	
  know	
  him	
  will	
  accept	
  
the	
  report	
  at	
  face	
  value.	
  	
  And	
  he	
  is	
  startled	
  by	
  the	
  realization	
  
that	
  he	
  has	
  suddenly	
  become	
  the	
  subject	
  of	
  the	
  sort	
  of	
  news	
  
account	
  that	
  damage	
  public	
  confidence	
  in	
  government.	
  
	
  
He	
  refocuses	
  on	
  his	
  campaign.	
  He	
  visits	
  the	
  website	
  of	
  the	
  
state’s	
  Division	
  of	
  Elections.	
  He	
  prints	
  out	
  and	
  pours	
  over	
  the	
  
division’s	
  handbook	
  for	
  candidates	
  and	
  campaign	
  treasurers,	
  a	
  
61-­‐page	
  document	
  with	
  detailed	
  information	
  on	
  all	
  the	
  laws	
  
applicable	
  to	
  his	
  candidacy.	
  
	
  
  19	
  
He	
  lingers	
  over	
  the	
  requirements	
  involved	
  in	
  running	
  for	
  office,	
  
including	
  how	
  to	
  appoint	
  campaign	
  treasurers,	
  and	
  how	
  to	
  
correctly	
  handle	
  campaign	
  accounts	
  and	
  political	
  
advertisements.	
  
	
  
Even	
  so,	
  over	
  the	
  early	
  course	
  of	
  his	
  campaign,	
  our	
  aspiring	
  
public	
  servant	
  unwittingly	
  and	
  unlawfully	
  accepts	
  five	
  
campaign	
  checks	
  from	
  supporters	
  over	
  $100,	
  and	
  fails	
  to	
  
provide	
  the	
  contributors’	
  occupations	
  in	
  required	
  campaign	
  
finance	
  reports.	
  
	
  
A	
  self-­‐styled	
  “governmental	
  watchdog	
  group”	
  (whose	
  
operations	
  are	
  really	
  funded	
  by	
  the	
  incumbent’s	
  opposition	
  
research	
  firm)	
  files	
  a	
  complaint	
  with	
  the	
  Florida	
  Elections	
  
Commission	
  alleging	
  an	
  election	
  law	
  violation.	
  	
  
	
  
The	
  commission	
  ultimately	
  finds	
  a	
  technical	
  violation	
  and	
  fines	
  
our	
  aspiring	
  public	
  servant	
  $25.	
  	
  Meanwhile,	
  he	
  has	
  spent	
  
considerable	
  time	
  and	
  resources,	
  including	
  on	
  attorney’s	
  fees,	
  
to	
  respond	
  to	
  the	
  complaint.	
  And,	
  in	
  the	
  middle	
  of	
  the	
  election,	
  
the	
  complaint	
  becomes	
  the	
  topic	
  of	
  several	
  newspaper	
  articles,	
  
just	
  as	
  the	
  incumbent	
  had	
  planned	
  and	
  hoped.	
  	
  The	
  article	
  even	
  
quotes	
  a	
  spokesman	
  for	
  the	
  “watchdog”	
  group	
  expressing	
  his	
  
opinion	
  that	
  our	
  aspiring	
  public	
  servant	
  is	
  a	
  “crook.”	
  	
  
	
  
What	
  amounts	
  to	
  a	
  relatively	
  minor	
  technical	
  violation	
  is	
  
blown	
  out	
  of	
  proportion	
  as	
  he	
  is	
  portrayed	
  in	
  a	
  manner	
  that	
  
further	
  undermines	
  public	
  confidence	
  in	
  public	
  service.	
  	
  
	
  
But	
  hope	
  springs	
  eternal	
  once	
  the	
  aspiring	
  public	
  servant	
  is	
  
elected	
  to	
  office.	
  	
  The	
  night	
  of	
  the	
  election,	
  he	
  places	
  a	
  
  20	
  
congratulatory	
  call	
  to	
  the	
  mayor,	
  who	
  has	
  been	
  reelected	
  to	
  
office.	
  	
  He	
  congratulates	
  her	
  and	
  assures	
  her	
  that	
  he	
  will	
  work	
  
closely	
  with	
  her	
  to	
  solve	
  the	
  many	
  problems	
  facing	
  the	
  city.	
  
	
  
He	
  mentions	
  this	
  conversation	
  in	
  his	
  victory	
  speech	
  at	
  his	
  
celebration	
  that	
  night.	
  	
  Unfortunately,	
  for	
  him,	
  it	
  is	
  a	
  violation	
  
of	
  the	
  Sunshine	
  Law	
  for	
  a	
  member-­‐elect	
  of	
  a	
  board	
  to	
  discuss	
  
city	
  business	
  with	
  another	
  member	
  of	
  the	
  board.	
  
	
  
So	
  he	
  awakes	
  the	
  next	
  day	
  to	
  find	
  an	
  article	
  “above	
  the	
  fold”	
  in	
  
the	
  local	
  section	
  of	
  the	
  newspaper.	
  	
  It	
  claims	
  “he	
  has	
  violated	
  
the	
  Sunshine	
  Law”	
  by	
  discussing	
  with	
  the	
  mayor	
  “matters	
  
which	
  likely	
  will	
  come	
  before	
  the	
  city	
  commission.”	
  	
  	
  
	
  
The	
  article	
  also	
  says	
  evidence	
  of	
  the	
  episode	
  has	
  been	
  “turned	
  
over	
  to	
  the	
  state	
  attorney”	
  and	
  it	
  is	
  the	
  state	
  attorney’s	
  policy	
  
not	
  to	
  comment	
  on	
  “pending	
  criminal	
  investigations.”	
  	
  
	
  
Our	
  public	
  servant	
  now	
  finds	
  himself	
  racing	
  to	
  become	
  well-­‐	
  
versed	
  in	
  the	
  state’s	
  Government-­‐in-­‐the-­‐Sunshine	
  Manual,	
  a	
  
340-­‐page	
  product	
  published	
  each	
  year	
  by	
  Florida’s	
  attorney	
  
general,	
  the	
  manual	
  that	
  outlines	
  public	
  records	
  and	
  public	
  
meetings	
  laws.	
  
	
  	
  
He	
  also	
  tries	
  to	
  become	
  versed	
  in	
  Florida’s	
  ethics	
  laws	
  and	
  the	
  
2,500	
  advisory	
  opinions	
  issued	
  by	
  the	
  Ethics	
  Commission.	
  
	
  
He	
  begins	
  to	
  wish	
  he	
  had	
  gone	
  to	
  law	
  school.	
  Like	
  most	
  people	
  
elected	
  to	
  office,	
  he	
  is	
  not	
  an	
  attorney,	
  but	
  a	
  businessman.	
  
Others	
  serving	
  on	
  the	
  five-­‐member	
  city	
  commission	
  with	
  him,	
  
  21	
  
are	
  a	
  farmer,	
  a	
  teacher,	
  the	
  owner	
  of	
  a	
  hardware	
  store	
  and	
  a	
  
builder.	
  
	
  
Because	
  our	
  public	
  servant	
  is	
  a	
  businessman,	
  the	
  ethics	
  laws	
  
pose	
  especially	
  perilous	
  threats.	
  He	
  finds	
  this	
  interesting	
  
because	
  he	
  often	
  hears	
  it	
  said,	
  “We	
  ought	
  to	
  run	
  government	
  
more	
  like	
  a	
  business.”	
  	
  But	
  it’s	
  pretty	
  difficult	
  to	
  run	
  
government	
  like	
  a	
  business	
  if	
  you	
  make	
  it	
  especially	
  difficult	
  
for	
  those	
  with	
  businesses	
  once	
  they’re	
  elected	
  to	
  office.	
  
	
  
During	
  his	
  research,	
  he	
  reads	
  about	
  a	
  city	
  councilman	
  who	
  is	
  
also	
  a	
  partner	
  in	
  a	
  statewide	
  law	
  firm,	
  who	
  also	
  served	
  on	
  a	
  city	
  
council.	
  	
  City	
  staff	
  had	
  recommended	
  an	
  engineering	
  firm	
  to	
  
provide	
  services	
  to	
  the	
  city.	
  	
  The	
  city	
  councilman	
  had	
  never	
  
represented	
  the	
  engineering	
  firm.	
  	
  His	
  law	
  firm	
  did	
  not	
  
represent	
  the	
  engineering	
  firm	
  in	
  its	
  business	
  with	
  the	
  city.	
  
However,	
  the	
  law	
  firm	
  had	
  represented	
  the	
  engineering	
  firm	
  in	
  
another	
  matter	
  in	
  another	
  part	
  of	
  the	
  state.	
  
	
  
The	
  Ethics	
  Commission	
  determined	
  it	
  would	
  constitute	
  a	
  
voting	
  conflict	
  if	
  the	
  city	
  councilman	
  voted	
  with	
  the	
  council	
  to	
  
retain	
  the	
  engineering	
  firm.	
  	
  Moreover,	
  the	
  Ethics	
  Commission	
  
determined	
  it	
  would	
  constitute	
  a	
  conflicting	
  employment	
  
relationship	
  if	
  the	
  engineering	
  firm	
  did	
  business	
  with	
  the	
  city,	
  
regardless	
  of	
  whether	
  the	
  councilman	
  abstained	
  from	
  voting	
  
on	
  the	
  matter.	
  
	
  
As	
  a	
  result,	
  three	
  options	
  were	
  presented:	
  	
  the	
  councilman	
  
could	
  resign	
  his	
  seat	
  on	
  the	
  council,	
  the	
  councilman	
  could	
  
resign	
  his	
  partnership	
  in	
  the	
  law	
  firm,	
  or	
  the	
  engineering	
  firm	
  
could	
  forgo	
  doing	
  business	
  with	
  the	
  city.	
  
  22	
  
	
  
In	
  this	
  instance,	
  it	
  was	
  an	
  elected	
  official	
  who	
  was	
  a	
  partner	
  in	
  
statewide	
  law	
  firm.	
  But	
  it	
  could	
  just	
  as	
  easily	
  have	
  been	
  our	
  
newly	
  elected	
  public	
  servant,	
  if	
  he	
  conducted	
  business	
  
statewide.	
  Or	
  another	
  elected	
  official	
  in,	
  say,	
  a	
  large	
  
architectural,	
  engineering	
  or	
  accounting	
  firm,	
  or	
  even	
  a	
  
statewide	
  bank.	
  	
  He	
  thinks	
  how	
  lucky	
  the	
  elected	
  official	
  was	
  to	
  
learn	
  of	
  the	
  relationship	
  before	
  the	
  vote.	
  
	
  
And	
  the	
  dangers	
  presented	
  by	
  this	
  situation	
  aren’t	
  limited	
  to	
  
the	
  partners	
  or	
  employees	
  of	
  statewide	
  business	
  concerns.	
  
	
  
In	
  another	
  instance,	
  the	
  Ethics	
  Commission’s	
  staff	
  
recommended	
  a	
  city	
  councilman	
  not	
  vote	
  on	
  a	
  zoning	
  change	
  
that	
  would	
  affect	
  a	
  company	
  doing	
  business	
  with	
  a	
  company	
  
part-­‐owned	
  by	
  the	
  councilman.	
  
	
  
He	
  owned	
  a	
  one-­‐quarter	
  interest	
  in	
  a	
  computer	
  company	
  that	
  
provided	
  Internet	
  mailbox	
  services	
  to	
  the	
  company	
  affected	
  by	
  
the	
  zoning	
  change.	
  	
  The	
  company	
  represented	
  less	
  than	
  two	
  
tenths	
  of	
  a	
  percent	
  of	
  the	
  gross	
  revenues	
  of	
  the	
  councilman’s	
  
computer	
  business.	
  	
  	
  
	
  
His	
  response	
  to	
  the	
  recommendation	
  reflects	
  the	
  frustration	
  
shared	
  by	
  many	
  elected	
  officials	
  whose	
  goals	
  are	
  simply	
  to	
  
contribute	
  to	
  the	
  well-­‐being	
  of	
  the	
  community.	
  
	
  
“By	
  my	
  reading	
  of	
  this	
  opinion,	
  if	
  another	
  customer	
  walks	
  
into	
  my	
  store	
  and	
  buys	
  a	
  $9.95	
  mouse	
  next	
  week,	
  then	
  I	
  
would	
  need	
  to	
  recuse	
  myself	
  from	
  voting	
  on	
  any	
  matter	
  
involving	
  them	
  for	
  some	
  indeterminate	
  period	
  into	
  the	
  
  23	
  
future.	
  	
  I	
  have	
  hundreds	
  of	
  active	
  customers.	
  	
  Based	
  on	
  this	
  
decision,	
  I	
  apparently	
  need	
  to	
  avoid	
  voting	
  on	
  anything	
  that	
  
involves	
  any	
  of	
  them.”	
  
	
  
Our	
  public	
  servant,	
  being	
  a	
  fast	
  study,	
  is	
  becoming	
  familiar	
  
with	
  the	
  details	
  of	
  such	
  examples.	
  He’s	
  also	
  learned	
  firsthand	
  
just	
  how	
  easy	
  it	
  is	
  to	
  trip	
  up	
  and	
  how	
  the	
  steady	
  drumbeat	
  of	
  
news	
  suggesting	
  a	
  lack	
  of	
  ethics	
  in	
  government	
  helps	
  to	
  sustain	
  
and	
  weaken	
  public	
  confidence	
  in	
  him	
  and	
  others	
  who	
  get	
  
elected.	
  
	
  
Elected	
  officials,	
  including	
  our	
  public	
  servant,	
  face	
  
exponentially	
  still	
  greater	
  legal	
  complexities	
  and	
  challenges	
  
when	
  they	
  own	
  real	
  estate.	
  
	
  
One	
  mayor,	
  for	
  example,	
  voted	
  along	
  with	
  the	
  council	
  to	
  
postpone	
  enactment	
  of	
  an	
  ordinance	
  designed	
  to	
  amend	
  local	
  
land	
  development	
  regulations	
  by	
  establishing	
  a	
  historic	
  
architectural	
  overlay	
  district.	
  	
  
	
  
The	
  purpose	
  of	
  the	
  ordinance	
  was	
  to	
  ensure	
  that	
  new	
  
construction	
  and	
  renovations	
  of	
  current	
  structures	
  within	
  that	
  
historic	
  overlay	
  district	
  would	
  adhere	
  to	
  strict	
  building	
  
guidelines	
  intended	
  to	
  maintain	
  the	
  historic	
  character	
  of	
  the	
  
area.	
  
	
  
The	
  mayor	
  owned	
  real	
  estate	
  in	
  the	
  area	
  affected	
  by	
  the	
  
ordinance.	
  	
  He	
  sought	
  and	
  received	
  an	
  opinion	
  from	
  the	
  city	
  
attorney	
  that	
  his	
  vote	
  on	
  the	
  matter	
  would	
  not	
  constitute	
  a	
  
conflict	
  of	
  interest.	
  	
  	
  
	
  
  24	
  
In	
  fact,	
  the	
  city	
  attorney	
  advised	
  the	
  mayor	
  he	
  had	
  an	
  
obligation	
  to	
  vote	
  on	
  the	
  ordinance	
  because	
  Florida	
  law	
  
requires	
  elected	
  officials	
  to	
  vote	
  on	
  a	
  matter	
  unless	
  they	
  have	
  a	
  
conflict	
  of	
  interest.	
  	
  Nonetheless,	
  a	
  complaint	
  was	
  filed	
  with	
  the	
  
Ethics	
  Commission	
  alleging	
  the	
  vote	
  constituted	
  a	
  conflict	
  of	
  
interest.	
  
	
  
The	
  Ethics	
  Commission’s	
  staff	
  recommended	
  the	
  commission	
  
find	
  no	
  probable	
  cause.	
  But	
  the	
  commission	
  rejected	
  the	
  staff	
  
recommendation	
  and	
  found	
  probable	
  cause	
  to	
  believe	
  the	
  
mayor’s	
  vote	
  unlawfully	
  inured	
  to	
  his	
  special	
  private	
  gain	
  or	
  
loss.	
  
	
  
At	
  trial,	
  it	
  was	
  established	
  that	
  522	
  parcels	
  of	
  property	
  were	
  
affected	
  by	
  the	
  ordinance,	
  and	
  the	
  mayor	
  had	
  an	
  ownership	
  
interest	
  in,	
  at	
  most,	
  two	
  of	
  the	
  properties.	
  	
  His	
  properties	
  thus	
  
constituted	
  a	
  very	
  small	
  percent	
  of	
  the	
  parcels	
  affected	
  by	
  the	
  
ordinance.	
  	
  
	
  
	
  A	
  judge	
  ultimately	
  found	
  as	
  a	
  matter	
  of	
  law	
  that	
  the	
  mayor’s	
  
vote	
  couldn’t	
  inure	
  to	
  his	
  special	
  private	
  gain	
  or	
  loss	
  when	
  his	
  
ownership	
  interest	
  comprised	
  less	
  than	
  four	
  tenths	
  of	
  one	
  
percent	
  of	
  the	
  property	
  impacted	
  by	
  the	
  ordinance.	
  
	
  
The	
  mayor	
  was	
  exonerated.	
  But	
  not	
  before	
  he	
  ran	
  up	
  $20,000	
  
in	
  attorney’s	
  fees	
  defending	
  himself,	
  and	
  not	
  before	
  he	
  was	
  	
  
forced	
  to	
  endure	
  a	
  two-­‐and-­‐a-­‐half-­‐year-­‐long	
  emotional	
  ordeal	
  
that	
  included	
  a	
  relentless	
  barrage	
  of	
  newspaper	
  articles	
  
rehashing	
  over	
  and	
  over	
  again	
  the	
  alleged	
  violations.	
  	
  
	
  
  25	
  
The	
  mayor	
  lost	
  the	
  next	
  election.	
  And	
  his	
  loss	
  underscores	
  one	
  
of	
  the	
  tragedies	
  in	
  the	
  application	
  of	
  the	
  laws.	
  Long	
  before	
  one	
  
is	
  found	
  innocent,	
  reputations	
  are	
  damaged	
  and	
  public	
  
confidence	
  takes	
  a	
  hit.	
  
	
  
Gift	
  laws	
  also	
  present	
  public	
  servants	
  with	
  a	
  challenge.	
  	
  Under	
  
the	
  gift	
  law,	
  our	
  public	
  servant	
  must	
  report	
  all	
  gifts	
  that	
  have	
  a	
  
value	
  of	
  more	
  than	
  $100,	
  even	
  if	
  the	
  gift	
  isn’t	
  from	
  a	
  lobbyist	
  
and	
  even	
  if	
  the	
  person	
  making	
  the	
  gift	
  conducts	
  no	
  business	
  
with	
  the	
  city.	
  	
  
	
  
	
  If	
  our	
  public	
  servant’s	
  business	
  partner	
  and	
  his	
  wife	
  invite	
  him	
  
and	
  his	
  wife	
  to	
  visit	
  their	
  mountain	
  home	
  in	
  North	
  Carolina,	
  the	
  
trip	
  constitutes	
  a	
  reportable	
  gift	
  under	
  Florida	
  law	
  –	
  even	
  
though	
  his	
  business	
  partner	
  has	
  no	
  business	
  with	
  the	
  city.	
  
	
  
The	
  same	
  would	
  apply	
  if	
  our	
  public	
  servant’s	
  college	
  
roommate,	
  who	
  resides	
  out	
  of	
  state,	
  gives	
  him	
  a	
  box	
  of	
  Omaha	
  
steaks	
  for	
  Christmas	
  or	
  when	
  his	
  best	
  friend	
  takes	
  him	
  deep-­‐
sea	
  fishing	
  in	
  his	
  25-­‐foot	
  open	
  console	
  boat.	
  
	
  
Why	
  this	
  type	
  of	
  gift	
  law	
  is	
  needed	
  is	
  unclear	
  to	
  many	
  people	
  in	
  
government	
  who	
  wonder	
  what	
  plausible	
  public	
  purpose	
  it	
  
could	
  possibly	
  serve.	
  But	
  it	
  is	
  used	
  to	
  trap	
  the	
  unwary	
  and	
  turn	
  
innocent	
  friendships	
  and	
  business	
  relationships	
  into	
  public	
  
embarrassments.	
  
	
  
When	
  the	
  alleged	
  violations	
  pop	
  up	
  in	
  newspapers,	
  what	
  had	
  
been	
  an	
  innocent	
  mistake	
  becomes	
  a	
  stark	
  black-­‐and-­‐white	
  
account	
  that	
  appears	
  to	
  once	
  again	
  justify	
  the	
  public’s	
  
withholding	
  its	
  confidence.	
  
  26	
  
	
  
Newspapers,	
  no	
  doubt	
  without	
  meaning	
  to,	
  tend	
  to	
  distort	
  each	
  
violation	
  by	
  gullibly	
  allowing	
  acts	
  of	
  malfeasance	
  to	
  appear	
  as	
  
if	
  they	
  have	
  occurred,	
  even	
  when	
  it	
  is	
  later	
  proven	
  they	
  did	
  not.	
  
	
  
	
  
	
  
From	
  Polity	
  to	
  Incivility	
  
	
  
Compounding	
  the	
  impact	
  Florida’s	
  governmental	
  reforms	
  have	
  
had	
  on	
  the	
  public’s	
  confidence	
  is	
  the	
  overall	
  lack	
  of	
  civility	
  
prevalent	
  in	
  today’s	
  government.	
  	
  Virtually	
  everyone	
  agrees	
  
that	
  incivility	
  has	
  grown	
  among	
  candidates	
  for	
  office,	
  elected	
  
officials	
  and	
  voters.	
  
	
  
Here,	
  too,	
  governmental	
  reforms	
  have	
  played	
  a	
  role.	
  	
  
Specifically,	
  the	
  move	
  to	
  single-­‐member	
  districts,	
  the	
  onset	
  of	
  
term	
  limits,	
  the	
  elimination	
  of	
  the	
  primary	
  runoff	
  system,	
  and	
  
changing	
  campaign	
  finance	
  laws.	
  
	
  
Single-­‐member	
  districts	
  have	
  promoted	
  a	
  variety	
  of	
  good	
  goals,	
  
including	
  a	
  significant	
  increase	
  in	
  minority	
  representation.	
  	
  But	
  
new	
  technology	
  has	
  ensured	
  virtually	
  all	
  single-­‐member	
  
districts	
  remain	
  insulated	
  and	
  homogenous.	
  	
  Republicans	
  are	
  
ghettoized	
  in	
  one	
  district	
  and	
  Democrats	
  in	
  another.	
  
	
  
One	
  district	
  is	
  largely	
  Caucasian,	
  another	
  largely	
  Hispanic.	
  	
  One	
  
is	
  urban,	
  another	
  rural.	
  	
  One	
  is	
  beachfront,	
  another	
  
agricultural.	
  In	
  fact,	
  some	
  Florida	
  House	
  districts	
  consist	
  
  27	
  
primarily	
  of	
  voters	
  who	
  live	
  in	
  several	
  large	
  condominium	
  
complexes.	
  
	
  
People	
  elected	
  from	
  one	
  district	
  naturally	
  share	
  the	
  interests	
  of	
  
others	
  in	
  that	
  district.	
  Couched	
  another	
  way,	
  a	
  person	
  elected	
  
from	
  one	
  district	
  is	
  not	
  likely	
  to	
  share	
  the	
  political	
  agenda	
  of	
  
someone	
  else’s	
  district.	
  
	
  
And	
  here	
  the	
  problem	
  of	
  single-­‐member	
  districts	
  and	
  the	
  way	
  
they	
  contribute	
  to	
  the	
  prevailing	
  incivility	
  begins	
  to	
  emerge.	
  	
  
	
  
People,	
  elected	
  to	
  represent	
  only	
  their	
  district	
  and	
  to	
  help	
  meet	
  
its	
  needs,	
  not	
  only	
  lack	
  a	
  reason	
  to	
  work	
  with	
  the	
  
representatives	
  of	
  other	
  districts,	
  their	
  limited	
  interests	
  often	
  
compete	
  with	
  one	
  another.	
  
	
  
	
  An	
  elected	
  official	
  from	
  an	
  urban	
  district	
  doesn’t	
  care	
  very	
  
much	
  about	
  a	
  rural	
  district’s	
  crop	
  disease.	
  And	
  a	
  person	
  elected	
  
from	
  a	
  rural	
  district	
  isn’t	
  likely	
  to	
  care	
  much	
  for	
  the	
  homeless	
  
problem	
  faced	
  by	
  the	
  person	
  elected	
  from	
  the	
  urban	
  district.	
  
Nor	
  do	
  any	
  of	
  these	
  people	
  feel	
  the	
  need	
  to	
  become	
  well	
  
educated	
  about	
  the	
  issues	
  facing	
  each	
  other’s	
  districts,	
  nor	
  
need	
  they	
  be	
  sensitive	
  to	
  the	
  problems	
  facing	
  other	
  districts.	
  
	
  
This	
  “single	
  mindedness	
  of	
  interests”	
  promoted	
  by	
  single-­‐	
  
member	
  districts	
  tends	
  to	
  promote	
  a	
  lack	
  of	
  civility	
  that	
  can	
  
also	
  trouble	
  public	
  confidence.	
  
	
  
The	
  elimination	
  of	
  the	
  primary	
  runoff	
  promotes	
  a	
  similar	
  
result.	
  Historically,	
  if	
  four	
  candidates	
  sought	
  a	
  party’s	
  
  28	
  
nomination	
  for	
  office	
  and	
  none	
  received	
  a	
  majority	
  vote	
  in	
  the	
  
initial	
  primary	
  election,	
  the	
  two	
  candidates	
  receiving	
  the	
  most	
  
votes	
  would	
  proceed	
  to	
  a	
  primary	
  runoff	
  election.	
  And	
  the	
  one	
  
receiving	
  the	
  majority	
  vote	
  in	
  the	
  runoff	
  election	
  would	
  be	
  the	
  
party’s	
  candidate	
  in	
  the	
  general	
  election.	
  
	
  
This	
  process	
  had	
  the	
  tendency	
  to	
  produce	
  “middle-­‐of-­‐the-­‐road”	
  
nominations	
  because	
  they	
  had	
  to	
  satisfy	
  all	
  elements	
  of	
  the	
  
particular	
  party.	
  	
  And,	
  since	
  both	
  parties’	
  candidates	
  were	
  
“middle	
  of	
  the	
  road,”	
  the	
  general	
  election	
  usually	
  yielded	
  an	
  
elected	
  official	
  that	
  was	
  more	
  or	
  less	
  “middle	
  of	
  the	
  road.”	
  
	
  
Now,	
  with	
  the	
  elimination	
  of	
  the	
  primary	
  runoff	
  election,	
  under	
  
the	
  same	
  scenario,	
  one	
  candidate	
  can	
  receive	
  the	
  party’s	
  
nomination	
  by	
  simply	
  carrying	
  26	
  percent	
  of	
  the	
  vote	
  in	
  the	
  
initial	
  primary	
  election.	
  	
  
	
  
The	
  process	
  has	
  a	
  tendency	
  to	
  produce	
  party	
  candidates	
  that	
  
are	
  “right	
  of	
  center”	
  in	
  the	
  Republican	
  primaries	
  and	
  “left	
  of	
  
center”	
  in	
  the	
  Democratic	
  primaries	
  partly	
  because	
  the	
  “hard	
  
core”	
  party	
  activists	
  in	
  each	
  party	
  have	
  a	
  greater	
  impact	
  on	
  the	
  
primary.	
  
	
  
As	
  a	
  result,	
  we	
  may	
  get	
  a	
  Democrat	
  from	
  the	
  extreme	
  left	
  and	
  a	
  
Republican	
  from	
  the	
  extreme	
  right	
  who	
  are	
  unable	
  to	
  be	
  civil	
  to	
  
one	
  another	
  or	
  to	
  each	
  other’s	
  constituents.	
  	
  
	
  
By	
  the	
  way,	
  without	
  the	
  primary	
  runoff,	
  Reubin	
  Askew,	
  
perhaps	
  the	
  most	
  ethical	
  leader	
  this	
  state	
  has	
  seen	
  would	
  
never	
  have	
  been	
  elected.	
  The	
  same	
  can	
  be	
  said	
  for	
  Lawton	
  
Chiles	
  and	
  Bob	
  Graham.	
  
  29	
  
	
  
Term	
  limits	
  in	
  and	
  of	
  themselves	
  don’t	
  necessarily	
  promote	
  a	
  
lack	
  of	
  civility.	
  	
  However,	
  combined	
  with	
  single-­‐member	
  
districts	
  and	
  the	
  elimination	
  of	
  primary	
  runoff	
  elections,	
  the	
  
eight-­‐year	
  term	
  limit,	
  became	
  the	
  eight-­‐year	
  term.	
  	
  	
  
	
  
This	
  in	
  turn	
  tends	
  to	
  entrench	
  the	
  incivility	
  between	
  elected	
  
officials,	
  also	
  and	
  in	
  some	
  cases,	
  even	
  between	
  elected	
  officials	
  
and	
  their	
  own	
  constituents.	
  	
  
	
  
Campaign	
  laws	
  can	
  also	
  work	
  to	
  stir	
  incivility.	
  	
  For	
  example,	
  
when	
  electioneering	
  communications	
  organizations	
  loaded	
  	
  
with	
  no-­‐limit	
  campaign	
  contributions	
  are	
  used	
  by	
  legislative	
  
leaders	
  and	
  political	
  parties	
  to	
  launch	
  vicious	
  “attack	
  ads”	
  
against	
  opponents.	
  	
  
	
  
It’s	
  easy	
  to	
  imagine	
  a	
  candidate	
  who	
  survives	
  such	
  an	
  
onslaught	
  and	
  wins	
  an	
  election	
  beginning	
  his	
  service	
  with	
  a	
  
deep	
  resentment	
  toward	
  the	
  other	
  party’s	
  members	
  in	
  the	
  
Legislature.	
  
	
  
And	
  it’s	
  worth	
  noting	
  that	
  until	
  a	
  few	
  years	
  ago,	
  before	
  term	
  
limits,	
  there	
  was	
  nothing	
  even	
  approximating	
  today’s	
  incivility.	
  
Men	
  and	
  women	
  of	
  both	
  parties	
  could	
  serve	
  many	
  years,	
  even	
  
decades,	
  together.	
  	
  There	
  was	
  time	
  for	
  friendship	
  and	
  deeper	
  
understanding	
  of	
  the	
  issues	
  to	
  develop.	
  
	
  
As	
  an	
  additional	
  bonus,	
  before	
  term	
  limits,	
  voters	
  had	
  a	
  way	
  of	
  
turning	
  the	
  elected	
  officials	
  they	
  most	
  approved	
  of	
  into	
  
seasoned,	
  long-­‐term	
  government	
  leaders.	
  With	
  term	
  limits,	
  
  30	
  
there	
  are	
  no	
  long-­‐term	
  political	
  leaders	
  in	
  the	
  state	
  capitol,	
  
only	
  happy	
  lobbyists.	
  
Taken	
  together,	
  these	
  reforms	
  only	
  sharpen	
  a	
  public	
  distrust	
  
already	
  abraded	
  and	
  set	
  on	
  edge	
  by	
  the	
  general	
  lack	
  of	
  civility	
  
that	
  seems	
  to	
  permeate	
  today’s	
  society.	
  	
  
	
  
	
  
To	
  Run,	
  or	
  Not	
  to	
  Run	
  
	
  
This	
  inquiry	
  into	
  our	
  long-­‐running	
  national	
  quest	
  to	
  redeem	
  
public	
  confidence	
  is	
  necessarily	
  anecdotal	
  and	
  preliminary	
  in	
  
nature.	
  
	
  
My	
  hope	
  –	
  as	
  someone	
  who’s	
  spent	
  a	
  professional	
  lifetime	
  
finding	
  ways	
  to	
  help	
  municipal	
  government	
  officials	
  give	
  their	
  
best	
  –	
  is	
  that	
  others	
  may	
  be	
  spurred	
  to	
  explore	
  these	
  issues	
  
with	
  greater	
  breadth	
  and	
  depth.	
  Eventually,	
  they	
  may	
  help	
  
point	
  the	
  way	
  to	
  resolving	
  our	
  ongoing	
  crisis	
  of	
  civil	
  faith.	
  
	
  
The	
  more	
  immediate	
  value	
  of	
  this	
  inquiry,	
  I	
  think,	
  is	
  that	
  it	
  
leads	
  to	
  the	
  conclusion	
  that	
  the	
  current	
  lack	
  of	
  trust	
  in	
  
government	
  results	
  more	
  from	
  perception	
  rather	
  than	
  reality.	
  
	
  
One	
  false	
  perception	
  is	
  that	
  there	
  exists	
  a	
  compelling	
  need	
  for	
  
us	
  to	
  continue	
  imposing	
  restrictions	
  on	
  public	
  service,	
  adding	
  
to	
  an	
  already	
  endless	
  list	
  of	
  still	
  more	
  things	
  that	
  are	
  illegal	
  for	
  
elected	
  officials	
  to	
  do.	
  	
  
	
  
That’s	
  not	
  working.	
  To	
  pursue	
  that	
  course	
  has	
  not	
  only	
  failed	
  to	
  
restore	
  public	
  confidence,	
  it’s	
  had	
  us	
  looking	
  in	
  the	
  wrong	
  
direction.	
  	
  	
  	
  	
  
	
  
  31	
  
Each	
  year,	
  for	
  example,	
  we	
  read	
  in	
  the	
  newspaper	
  about	
  how	
  
many	
  government	
  officials	
  either	
  don’t	
  file	
  reports	
  on	
  their	
  
personal	
  finances	
  or	
  file	
  them	
  late.	
  The	
  reports	
  are	
  due	
  July	
  1	
  
and	
  are	
  considered	
  late	
  when	
  filed	
  after	
  September	
  1.	
  In	
  2011,	
  
only	
  1	
  percent	
  of	
  the	
  37,700	
  people	
  required	
  to	
  file	
  did	
  so	
  late.	
  
Ninety-­‐nine	
  percent	
  of	
  them	
  were	
  not	
  elected	
  officials.	
  
	
  
	
  And	
  the	
  perception	
  that	
  elected	
  officials	
  must	
  be	
  out	
  to	
  enrich	
  
themselves,	
  given	
  all	
  the	
  wrongdoing	
  that	
  takes	
  place?	
  The	
  
reality	
  again	
  is	
  that	
  the	
  number	
  of	
  ethics	
  investigations	
  that	
  
occur	
  each	
  year	
  is	
  small	
  relative	
  to	
  the	
  vast	
  number	
  of	
  
government	
  officials	
  who	
  are	
  subject	
  to	
  the	
  state’s	
  ethics	
  code.	
  
In	
  2011,	
  the	
  state	
  Ethics	
  Commission	
  found	
  only	
  14	
  people	
  in	
  
violation.	
  	
  They	
  received	
  169	
  complaints	
  that	
  year,	
  in	
  2010	
  
there	
  were	
  190,	
  and	
  in	
  2009	
  the	
  number	
  was	
  176.	
  	
  
	
  
The	
  complaints	
  alleging	
  unethical	
  acts	
  by	
  government	
  officials	
  
are	
  not	
  filed	
  by	
  average	
  citizens.	
  They	
  are	
  always	
  by	
  persons	
  
with	
  an	
  ax	
  to	
  grind,	
  or	
  a	
  political	
  opponent,	
  or	
  someone	
  
connected	
  to	
  an	
  opponent.	
  	
  	
  
	
  
In	
  the	
  end,	
  this	
  inquiry	
  leaves	
  us	
  sitting	
  with	
  more	
  questions	
  
than	
  answers.	
  
	
  
I	
  am	
  not	
  naïve.	
  	
  These	
  reforms	
  are	
  not	
  the	
  sole	
  cause	
  of	
  the	
  47	
  
percent	
  distrust	
  number.	
  	
  The	
  problem	
  is	
  much	
  bigger	
  than	
  
this.	
  	
  Who	
  does	
  the	
  public	
  trust?	
  	
  Wall	
  Street?	
  	
  Banks?	
  	
  
Religious	
  institutions?	
  	
  The	
  media?	
  	
  Congress?	
  	
  Union	
  leaders?	
  	
  
Lance	
  Armstrong?	
  	
  None	
  of	
  the	
  above?	
  
	
  
But,	
  where	
  do	
  the	
  increasing	
  personal	
  cost	
  of	
  public	
  service,	
  
the	
  disappearance	
  of	
  civility,	
  the	
  criminalization	
  of	
  mistakes	
  
made	
  in	
  elected	
  office,	
  and	
  the	
  decades-­‐long	
  diminishment	
  of	
  
public	
  trust	
  in	
  government	
  lead?	
  
  32	
  
	
  
It	
  leads	
  to	
  what	
  Washington	
  Post	
  writer,	
  Kathleen	
  Parker,	
  
recently	
  wrote	
  about	
  the	
  40th	
  anniversary	
  of	
  the	
  Watergate	
  
break-­‐in,	
  “the	
  presumption	
  of	
  corruption	
  and	
  government	
  as	
  
the	
  enemy	
  was	
  a	
  pervasive,	
  defining	
  force	
  in	
  news	
  rooms.	
  	
  And	
  
this	
  force,	
  in	
  turn,	
  helped	
  shape	
  a	
  relentless	
  cynicism	
  that	
  
persists	
  today	
  …	
  but	
  a	
  country	
  without	
  faith	
  and	
  trust	
  in	
  its	
  
institutions	
  is	
  going	
  to	
  have	
  a	
  rough	
  go	
  of	
  things.”	
  	
  It	
  leads	
  to	
  
what	
  Dana	
  Milbank,	
  also	
  of	
  The	
  Washington	
  Post,	
  has	
  pondered,	
  
“If	
  politics	
  is	
  too	
  broken	
  to	
  fix,	
  who	
  will	
  want	
  to	
  serve?”	
  	
  Why	
  
do	
  people	
  now	
  continue	
  to	
  serve?	
  
	
  
From	
  personal	
  experience,	
  I	
  can	
  tell	
  you	
  that	
  hundreds	
  of	
  fine	
  
people	
  are	
  sitting	
  out	
  there	
  mulling	
  over	
  many	
  of	
  the	
  same	
  
questions	
  discussed	
  in	
  this	
  article.	
  	
  
	
  
I	
  see	
  them	
  settled	
  inside	
  their	
  cars	
  waiting,	
  listening	
  to	
  the	
  
local	
  news,	
  waiting	
  for	
  the	
  light	
  to	
  turn	
  green,	
  trying	
  to	
  decide.	
  
	
  
A	
  sense	
  of	
  duty	
  drives	
  these	
  people.	
  	
  They	
  want	
  to	
  give	
  back	
  to	
  
their	
  communities.	
  They	
  have	
  long	
  thought	
  about	
  public	
  
service.	
  It	
  seems	
  it	
  should	
  be	
  the	
  right	
  path.	
  	
  
	
  
They’re	
  having	
  difficulty	
  finding	
  clear	
  answers	
  to	
  questions	
  
that	
  didn’t	
  confront	
  previous	
  generations,	
  but	
  are	
  front	
  and	
  
center	
  today.	
  	
  
	
  
They’re	
  asking	
  themselves	
  if	
  they	
  have	
  the	
  skills	
  and	
  the	
  desire	
  
to	
  deal	
  with	
  complex	
  election	
  laws.	
  	
  Asking	
  if	
  they	
  want	
  their	
  
children	
  to	
  see	
  their	
  family’s	
  net	
  worth	
  printed	
  in	
  the	
  
newspaper.	
  	
  Asking	
  if	
  it	
  is	
  worth	
  it	
  to	
  open	
  the	
  lives	
  of	
  every	
  
family	
  member	
  and	
  business	
  partner	
  to	
  media	
  scrutiny?	
  
	
  
  33	
  
They’re	
  trying	
  to	
  decide	
  if	
  they’re	
  willing	
  to	
  commit	
  the	
  time	
  
and	
  money	
  required	
  to	
  defend	
  themselves	
  against	
  ethics	
  
violations	
  alleged	
  by	
  gadflies	
  and	
  wingnuts.	
  
	
  
They’re	
  wondering	
  if	
  they	
  can	
  handle	
  a	
  battle	
  with	
  a	
  super	
  PAC	
  
funded	
  by	
  an	
  out-­‐of-­‐state	
  billionaire	
  who	
  will	
  spend	
  $250,000	
  
of	
  his	
  personal	
  money	
  on	
  a	
  negative	
  campaign,	
  solely	
  designed	
  
to	
  take	
  their	
  reputation.	
  
	
  
They’re	
  asking	
  themselves	
  if	
  they’re	
  truly	
  willing	
  to	
  sit	
  in	
  a	
  
room	
  for	
  hours	
  on	
  end,	
  with	
  extremists	
  who	
  pontificate	
  and	
  
block	
  ideas	
  you	
  believe	
  would	
  deliver	
  benefits	
  to	
  your	
  city.	
  
	
  
Lastly,	
  they’re	
  asking	
  themselves	
  what	
  they	
  could	
  really	
  
accomplish	
  if	
  they	
  decided	
  to	
  run?	
  	
  Do	
  they	
  want	
  to	
  run?	
  	
  	
  
	
  
They	
  sit	
  with	
  these	
  questions	
  at	
  the	
  red	
  lights,	
  waiting	
  for	
  them	
  
to	
  change.	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
  34	
  
	
  
	
  
	
  
	
  
	
  
	
  
Special	
  thanks	
  to	
  my	
  colleagues	
  Chip	
  Morrison	
  and	
  John	
  Wark	
  for	
  their	
  significant	
  
contributions	
  to	
  this	
  article.	
  	
  Also,	
  thanks	
  to	
  my	
  colleagues	
  Ryan	
  Padgett	
  and	
  Rachel	
  
Busick	
  for	
  their	
  research.	
  	
  	
  

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John Wark explainer on historical failure of %22good government%22 laws and effect on municipal gov

  • 1.   1   ERODING  THE  PUBLIC’S  CONFIDENCE   IN  GOVERNMENT  …   ONE  REFORM  AT  A  TIME       by  Michael  Sittig     Executive  Director   The  Florida  League  of  Cities     With  John  Wark       By  now,  it  must  be  one  of  the  longest  running,  and  farthest   reaching,  reform  movements  in  U.S.  history.    It  includes  nearly   40  years  of  new  laws,  codes  and  rules,  each  one  set  to  trap   those  we  elect.       We  don’t  typically  think  of  the  national  “good  government”   reform  movement  this  way,  of  course.  And  that  may  be  one  of   the  chief  reasons  why  it’s  difficult  to  discuss  even  the   possibility  of  changing  course.         Our  collective  focus  at  all  levels  of  government  has  been  to   push  forward  with  the  creation,  expansion  and  revision  of   good  government  measures,  focused  on  the  laudable  goal  of   restoring  public  trust  in  government.     Historically,  the  whole  effort  may  be  traced  to  a  period  of  high-­‐ profile  government  scandals  in  the  1970s,  including  a  famously   bungled  Washington,  D.C.,  break-­‐in  that  toppled  a  U.S.   presidency  and  a  series  of  unrelated  high-­‐profile  scandals  in  
  • 2.   2   Florida  that  also  swept  top-­‐level  government  servants  from   elected  office.       The  public’s  response  was  disgust.  Confidence  in  government   plunged.    Government  reactions  were  swift.  To  recover  voters’   lost  trust,  lawmakers  everywhere  moved  with  a  reassuring   predictability,  imposing  new  or  strengthened  rules  and   prohibitions  on  themselves,  on  locally  elected  officials  and  on   executive  administrators  at  all  levels  of  government.     Luckily  for  Florida,  Reubin  Askew  was  governor.    This  man  was   guided  by  strong  character,  unshakeable  resolve  and  an  innate   courage  to  always  do  the  right  thing…  for  the  people.    He  is  the   ultimate  statesman.    Steered  by  his  integrity,  Askew  set  the   highest  appropriate  standard  for  openness  in  government.    As   a  result,  Florida  became  a  national  model  for  letting  the   “sunshine”  pour  into  areas  where,  too  often,  government   officials  operated  in  the  dangerous  shadows.    So,  please  do  not   let  this  40-­‐years-­‐later,  hindsight-­‐critique  of  the  current   implementation  of  some  of  the  governor’s  initiatives  be   construed  as  opposition  or  disrespect  to  him  or  any  of  his   accomplishments.    Further,  I  find  no  fault  with  anyone  now,  or   who  has  ever  held  public  office,  that  may  have  been  part  of  the   many  well  intentioned  reforms  put  in  place  during  this  last   forty  years.    These  public  servants  fought  for  what  was  in  our   best  interest.         Also,  I  have  the  highest  respect  for  the  previous  and  current   members  of  the  Florida  Commission  on  Ethics  and  their  very   professional  staff.    If  I  ever  found  fault  with  an  Ethics   Commission  opinion  I  never  felt  that  they  did  not  follow  the   law  as  they  were  sworn  to  do.    
  • 3.   3   The  good  government  reform  movement  was  born.  And  it  has   never  lost  steam.  Fresh  signs  of  its  unstoppable  continuation   are  always  close  at  hand.       Such  actions  are  intended  to  demonstrate  that  good   government  is  always  worth  promoting  and  actively  pursuing,   as  are  laws  that  deter  and  punish  those  who  manipulate  the   system  for  personal  gain.       Yet,  we’ve  been  fixatedly  kicking  that  can  down  the  road  a  long   time  now,  and  we’re  no  closer  to  restoring  public  confidence   than  when  we  started.     The  reform  movement,  however,  has  not  been  without  its   successes.  It  has  radically  changed  the  landscape  of   government.  Without  it,  we  would  not  have  “government  in  the   sunshine,”  ethics  or  financial  disclosure  laws.     It  would  be  seen  as  foolish  to  argue  that  these-­‐or  even  updated   ethical  standards,  guidelines  and  laws  in  government-­‐are  not   needed.       They  clearly  are.  Every  student  of  government  recognizes  their   foundational  value.  They  structure  and  support  the  entire   edifice  of  good  government.       Yet,  it  is  time  we  listened  to  the  worrisome  squeaks  and  creaks   coming  from  within  that  structure,  as  if  pegs  might  be  about  to   pop,  causing  things  to  become  unhinged.       Some  of  this  noise  may  be  from  the  divisive  conversation  that   has  climbed  decibel  by  decibel,  as  the  civility  that  once   governed  public  discourse  has  given  way  to  the  shrill   expression  of  narrow  viewpoints  marked  by  a  hubris  that  
  • 4.   4   rejects  differences,  mocks  the  search  for  common  ground,  and   finds  seeming  satisfaction  in  widening  the  gap  between  left  and   right  while  abolishing  the  center.             The  fractures  in  government  seem  to  grow  more  visible  and   measurable  day  by  day.    And  nowhere  is  this  clearer  than  in  the   inescapable  and  mounting  evidence  that  good  government   reforms  have  failed  to  achieve  their  stated  purpose,  “increasing   the  public’s  confidence  in  government.”     Trust  in  government  has  not  been  restored.  In  fact,  as  ethics,   gift,  campaign,  election,  conflict  of  interest  and  open   government  laws  have  increased  over  the  years,  there  has  been   an  almost  corresponding  decrease  in  public  trust.       A  Gallup  poll  in  1974,  the  year  Nixon  resigned,  found  24   percent  of  the  public  reported  having  “not  very  much”   confidence  in  general  in  the  men  and  women  who  either  held,   or  were  running  for,  public  office.  By  2011,  a  new  poll  showed   the  number  had  ballooned  to  47  percent  reporting  “not  very   much”  confidence.     How  is  this  sustained  free  fall  in  public  confidence  to  be   explained?  If  we  are  not  achieving  good  government,  and  we   are  not  restoring  public  confidence,  what  has  been  the  effect  of   one  reform  after  another?       One  place  to  look  for  answers  (and  unacknowledged   consequences)  is  the  remedies  themselves.  And  especially  their   effects  on  the  public  servants  whose  actions  the  reforms  have   sought  to  reign  in  and  restrict.     Taking  a  stepped-­‐back  view,  the  proliferation  of  good   government  reforms  cumulatively  add  up  to  a  disturbingly  
  • 5.   5   negative  and  cynical  portrait  of  those  who  enter  government   service.         With  such  laws,  we  have  virtually  predisposed  history  to   harshly  judge  men  and  women  who  attain  office.  We  have  built   into  government  the  presumption  and  fear  of  likely   wrongdoing  –  from  the  moment  candidacy  papers  are  filed  to   the  final  hour  in  office.     As  we  will  see,  almost  anything  a  government  official  does   today  can  result  in  an  ethics  investigation.  Indeed,  it  doesn’t   take  much  to  argue  that  some  good  government  reforms  have,   in  effect,  criminalized  government  service.       By  declaring  so  many  activities  associated  with  public  service   either  unethical  or  illegal,  we  have  elevated  the  prosecution  of   even  relatively  minor  and  unintentional  infractions,  as  well  as   most  Sunshine  Law  violations,  to  a  level  that  can  damage   reputations,  sidetrack  careers,  draw  public  ridicule  and  scorn,   and  even  cause  those  attracted  to  serve  the  public  to  think   twice.       Given  that  government  wrongdoing,  like  crime  and  court   reporting,  is  the  bread-­‐and-­‐butter  of  the  daily  newsgathering   media,  and  given  the  quick  presumption  of  guilt  that  often  lies   behind  newspaper  headlines,  even  those  adjudicated  innocent   can  suffer  a  permanent  moral  taint  equal  to  that  of  the  guilty.       By  effectively  criminalizing  public  service,  good  government   reforms  have  also  trivialized  it.  And  it  is  reasonable  to   conclude  this  diminished  respect  for  public  servants  is   contributing  to  the  decline  of  civility.      
  • 6.   6   If  this  view  is  correct,  where  do  we  turn  to  restore  public   confidence?  It  appears  the  emphasis  on  good  government   reforms  has  been  working  in  reverse.  As  if  we’d  been  trying   our  best  to  find  new  reasons  –  no  matter  how  insignificant  –  to   stir  new  distrust  of  government  administrators  and  those  we   elect.       Perhaps  it  is  time  to  listen  more  attentively  to  the  experiences   and  voices  of  those  inside  government  and  to  more  closely   scrutinize  the  impact  on  their  personal  and  public  lives.   One  such  voice  belongs  to  Mark  Mustian,  a  lawyer  specializing   in  municipal  finance  and  an  acclaimed  author.  Not  long  ago,   Mustian  decided  against  seeking  reelection  to  the  Tallahassee   City  Commission  on  which  he’d  served  for  nearly  10  years.   Shortly  thereafter,  he  touched  squarely  on  one  important  and   largely  unexamined  issue  in  a  newspaper  opinion  page  piece   he  wrote.      “Serving  in  government  is  a  public  trust,  and  even  the   appearance  of  conflict  should  be  avoided  and  taken  seriously,”   he  said.  “But  my  bet  with  anyone  is  that,  given  enough   resources  and  time,  I  can  find  a  technical  violation  (elections  or   ethics)  committed  by  any  local  government  official.”       THE  SHAPE  OF  REFORM       The  ethics  and  elections  laws  referred  to  by  Mustian  were   among  the  good  government  reforms  that  began  in  the  1970s   in  response  to  high-­‐profile  scandals.    
  • 7.   7   Demarcation  lines  dividing  right  acts  from  wrong  acts  were   codified  in  law  for  all  public  officials  –  both  those  elected  to   government  and  those  hired  by  it.    Limits  were  defined  and   court  opinions  and  advisory  opinions  were  rendered  on   everything  from  financial  gain  derived  from  nongovernmental   business  activities  to  what  constitutes  the  unethical  use  of   government  resources,  among  other  things.       Open  government  “sunshine”  laws,  ethics  commissions  and   campaign  finance  rules  are  often  viewed  as  coming  about   solely  because  of  Watergate  –  that  gripping  mid-­‐1970s  drama   of  secrecy,  deceit,  abuse  of  power,  cover-­‐up  and  crime  that   imploded  the  Richard  Nixon  presidency,  unfolding  on   television  sets  around  which  an  entire  nation  seemed  to   huddle  transfixed.     Watergate  did  mark  a  watershed  moment  in  the  national   zeitgeist,  but  it  was  not  the  only  controversy  driving  the  push   for  reforms.    Florida  government  in  the  1970s  was  also  riddled   by  high-­‐level,  high-­‐profile  scandals.  They  included:     • A  state  Supreme  Court  justice,  who  resigned  amid   allegations  of  influence  peddling  and,  after  being   disbarred,  became  a  felon  as  he  fled  indictments  charging   him  with  smuggling  several  thousand  tons  of  Columbian   marijuana.   • The  state’s  insurance  commissioner,  who  was  convicted   of  shaking  down  some  companies  he  regulated  for   campaign  contributions  and  pressuring  others  to  do   business  with  his  former  law  firm  so  his  old  firm  could   buy  him  out.   • The  Florida  commissioner  of  education,  who  exited  office   in  disgrace,  going  directly  to  prison  for  income  tax   evasion.    
  • 8.   8   • The  state  comptroller,  who  was  charged  with  accepting   unreported  money  from  bankers,  pleaded  guilty  to   misdemeanor  income  tax  violations  and  paid  out  nearly   $50,000  in  a  civil  settlement  with  the  IRS.     Watergate  has  remained  a  potent  code  word,  bellwether  and   standard  reference  point  for  government  wrongdoing.     But  the  scandals  in  Florida,  and  the  state’s  response  to  them,   also  played  a  significant  role  in  the  early  establishment  of  new   good  government  standards  and  reforms  –  and  not  only  at  the   state  level.     Good  government  reforms  in  Florida  mostly  fall  under  the   state’s  Sunshine  Amendment,  Sunshine  Laws  and  Code  of   Ethics.       The  first  open  government  “Sunshine”  Law  in  Florida  dates   back  to  1909  and  is  codified  in  Chapter  119,  Florida  Statutes,   Florida’s  Public  Records  Law.  The  state  adopted  a   constitutional  guarantee  access  to  public  records  and  public   meetings,  the  other  key  area  covered  by  Sunshine  laws,  in   1992.     The  Code  of  Ethics  was  adopted  in  1974,  and  that  same  year,   the  Florida  Commission  on  Ethics,  which  investigates  potential   violations  of  the  code,  was  added  to  the  Constitution  in  1976.       The  code’s  expressed  purpose  is  to  “protect  the  integrity  of   government”  and  “to  promote  the  public  interest  and  maintain   the  respect  of  the  people  for  their  government.”       To  fully  appreciate  the  impact  of  these  good  government   reforms,  it  helps  to  be  familiar  with  their  workings,  starting  
  • 9.   9   with  their  range,  intent  and  the  penalties  that  can  be  imposed   on  the  public  servants  who  run  afoul  of  them.         Florida’s  extensive  good  government  laws  broadly  fit  into  10   categories.  Here’s  a  brief  overview:     Candidate  Campaign  Finance   &  Contributions     A  candidate  for  public  office  must  comply  with  numerous   campaign  finance  laws.  The  candidate’s  campaign   treasurer  is  responsible  for  maintaining  records  of   contributions  and  expenditures,  deposits  of   contributions,  payments  of  all  expenditures  and  the  filing   of  campaign  reports.  A  candidate  and  the  treasurer  must   certify  the  campaign  reports  are  correct.  If  the  candidate   or  treasurer  knowingly  certifies  a  campaign  report  that  is   incorrect,  the  violation  is  a  first-­‐degree  misdemeanor   punishable  by  up  to  a  year  in  jail  and  a  $1,000  fine.  If  the   campaign  report  is  filed  late,  the  candidate  is  assessed  a   fine  of  $50  per  day  for  the  first  three  days  and  $500  for   each  day  thereafter.     Candidates  for  political  office  may  make  contributions  in   any  amount  to  their  own  campaigns.  But  they  may  not   accept  campaign  contributions  in  excess  of  $500  from  any   one  person.  (County  and  city  charters  sometimes  place   stricter  limitations  on  campaign  contributions.)  A  person   who  knowingly  accepts  a  single  contribution  in  excess  of   the  $500  limit  faces  a  first-­‐degree  misdemeanor,   punishable  by  up  to  60  days  in  jail  and  a  $500  fine.  A   person  who  knowingly  accepts  two  or  more  contributions   in  excess  of  $500  is  subject  to  a  third-­‐degree  felony,   punishable  by  up  to  five  years  in  prison  and  a  $5,000  fine.  
  • 10.   10             Outside  Financing     &  Campaigning  Groups     Beyond  the  candidate  and  political  parties,  there  are  three   groups  in  Florida  involved  in  election  finance  and   campaigning:  Political  Committees,  Committees  of   Continuous  Existence  (CCEs)  and  Electioneering   Communications  Organizations.  These  three  groups  differ   in  the  amount  of  contributions  they  can  accept,  the   amount  of  money  they  can  spend,  who  they  can  transfer   money  to,  and  what  they  can  spend  money  on.  For   example,  anyone  (including  lobbyists)  can  make  unlimited   contributions  to  CCEs.  CCEs  can  make  the  maximum  $500   contribution  to  an  individual  candidate.  CCEs  cannot  make   independent  “electioneering”  expenditures,  but  can  funnel   unlimited  amounts  of  money  to  an  Electioneering   Communications  Organization,  which  is  not  limited  in   what  it  can  spend  to  promote  or  oppose  candidates  for   public  office,  as  long  as  the  expenditures  do  not  expressly   advocate  for  the  election  or  defeat  of  a  candidate.  CCEs   may  also  donate  $500  per  candidate  to  a  Political   Committee,  which  can  then  use  the  money  to  directly   campaign  for  a  candidate.     In  addition,  corporations,  lobbyists  and  individuals  may   contribute  unlimited  sums  of  money  to  state  political   parties,  and  the  parties  can  spend  unlimited  sums  of   money  to  support  their  respective  candidates.    
  • 11.   11   Financial  Disclosure     Government  officials,  candidates  for  public  office  and   certain  employees  are  required  to  file  a  statement  of   financial  disclosure  with  the  Florida  Commission  on   Ethics.  Most  state  and  county  elected  officials  must  file  a   financial  disclosure  listing  assets,  liabilities,  net  worth   and  all  business  interests.  Most  city  officials  (as  well  as   some  state  and  local  employees)  file  a  more  limited  form   of  disclosure  that  includes  sources  of  income,  business   interests  and  real  property.  Those  who  fail  to  file  on  time   are  subject  to  an  automatic  fine  of  $25  each  day  the  form   is  late,  up  to  a  maximum  of  $1,500.  Penalties  for  failing  to   file  at  all  include  removal  from  office,  termination  and  a   civil  fine  of  up  to  $10,000.     Public  Records     Records  maintained  by  government  are  generally  held  to   be  public  and  must  by  law  be  made  available  upon   request.  A  public  record  is  any  material  made  or  received   by  an  agency  pursuant  to  law  or  ordinance  in  connection   with  official  business,  including  documents,  photographs,   recordings,  email,  notes  and  text  messages.  Public  records   may  be  requested  in  person,  in  writing,  or  even  over  the   telephone.    There  are  hundreds  of  exemptions  to  the  law,   including  the  addresses,  telephone  numbers  and  other   personal  information  of  law  enforcement  officers;   governmentally  approved  security  plans;  and  Social   Security  numbers.  A  violation  of  the  law  can  result  in  a   $500  fine.  If  the  violation  is  committed  knowingly,  it  may   lead  to  removal  from  office  and  a  third-­‐degree  felony,   punishable  by  up  to  five  years  in  prison  and  a  $5,000  fine.    
  • 12.   12   If  a  court  finds  a  violation  of  the  law,  the  person  who   asserted  the  violation  is  entitled  to  attorney’s  fees.           Public  Meetings     Any  gathering  of  two  or  more  members  of  the  same  board   to  discuss  matters  that  may  come  before  the  board  for   action  is  generally  prohibited.  The  law  requires  that   board  meetings  be  open  to  the  public,  that  reasonable   notice  of  the  meeting  is  provided,  and  that  minutes  of  the   meeting  are  recorded.    The  Public  Meetings  Law  applies   to  anyone  serving  on  agencies  and  boards,  whether   elected  or  appointed,  at  the  state  or  local  levels,  including   advisory  boards.  There  are  limited  exceptions  to  the   public  meetings  law,  such  as  when  a  board  meets  with  its   attorney  to  discuss  litigation  strategies  and  collective   bargaining  issues.  Violators  of  the  law  are  subject  to  a   $500  fine.  Knowingly  violating  the  public  meetings  law  is   a  second-­‐degree  misdemeanor,  punishable  by  up  to  60   days  in  jail  and  a  $500  fine.  Further,  any  action  taken  at  a   meeting  held  in  violation  of  the  law  is  invalid.  If  a  court   finds  a  violation  of  the  law,  the  person  who  asserted  the   violation  is  entitled  to  attorney’s  fees,  which  may  be   assessed  against  individual  members  of  the  board.     Voting  Conflicts     County,  municipal  and  other  local  elected  officials  are   prohibited  from  voting  on  matters  that  could  inure  to   their  special  gain  or  from  knowingly  voting  on  a  matter   that  would  inure  to  a  special  gain  or  loss  of  a  relative  or  
  • 13.   13   business  associate.    At  the  time  of  the  vote,  the  local   official  must  publicly  state  the  nature  of  any  conflict.   Additionally,  within  15  days  after  the  vote  occurs,  the   local  official  also  must  file  a  memorandum  stating  the   nature  of  the  voting  conflict.  A  violation  can  subject  an   official  to  removal  from  office  and  a  maximum  civil  fine  of   $10,000.     Gifts     Members  and  employees  of  the  Legislature  are  prohibited   from  accepting  gifts  of  any  kind  from  lobbyists.   Management-­‐level  executive  branch  employees  are  also   prohibited  from  accepting  gifts  from  lobbyists.  Local   officials  may  accept  gifts  from  lobbyists  of  up  to  $100  but   must  report  all  gifts  of  more  than  $25.    Local  elected   officials  may  also  accept  gifts  of  any  amount  from  a   “regular”  person  (i.e.  non-­‐lobbyist).  However,  they  must   report  all  such  gifts  of  more  than  $100.  Violations  of  these   gift  limitations  and  reporting  requirements  may  subject   the  public  official  or  employee  to  removal  from  office  or   termination,  and  a  maximum  $10,000  fine.       Conflicting  Employment,   Contractual  Relationship     A  public  officer  or  agency  employee  may  not  have  an   employment  or  contractual  relationship  with  any   business  regulated  by,  or  doing  business  with,  the  agency   in  which  he  or  she  is  an  officer  or  employee.  Nor  may  a   public  official  or  employee  have  an  employment  or   contractual  relationship  with  a  business  that  could  create   a  frequently  recurring  conflict  in  the  discharge  of  a  public  
  • 14.   14   duty.    A  violation  may  result  in  removal  from  office  and  a   maximum  $10,000  fine.           Doing  Business  with  One’s  Agency     An  elected  public  officer  acting  in  an  official  capacity   cannot  purchase  goods  or  services  from  a  business  in   which  the  officer  or  officer’s  family  has  a  material  or   management  interest.  Likewise,  an  elected  public  officer   cannot  sell  goods  or  services  to  the  government  the   public  officer  serves.  A  violation  may  result  in  removal   from  office  and  a  maximum  $10,000  fine.     Other  Ethics  Laws       A  public  officer  is  prohibited  from  corruptly  using  an   official  position  or  public  resource  to  gain  a  special   privilege  for  him  or  others.  An  elected  official  cannot   accept  a  gift  if  the  official  knows,  or  should  have  known,   that  the  gift  was  given  to  directly  influence  a  vote  or   action,  which  is  a  bribe.  A  public  official  who  accepts  a   bribe  is  subject  to  criminal  penalties  of  up  to  15  years  in   prison  and  a  $10,000  fine.  A  public  official  cannot  use   information  that  is  not  available  to  the  general  public  for   financial  gain.  A  public  official  cannot  employ  or  promote   relatives  (also  known  as  nepotism).  In  addition  to   criminal  penalties,  a  violation  of  any  of  these  ethics  laws   may  result  in  removal  from  office  or  termination  and  a   maximum  $10,000  fine.    
  • 15.   15   While  a  helpful  guide,  abstract  descriptions  of  the  state’s  good   government  laws  fail  to  convey  the  experience  of  public   servants  on  the  receiving  end.     The  sheer  number  of  laws  and  their  complexity  virtually   guarantee  that  elected  officials  will  make  honest  mistakes.  And   they  do.  But  their  treatment  under  the  law,  and  by  the  media,   will  rarely  characterize  the  infractions  as  benign.     Public  officials  investigated  for  even  minor  technical  violations   find  themselves  mired  in  the  process  of  defending  themselves.   They  can  spend  extraordinary  amounts  of  time  and  money  and   in  the  end  find  that,  although  they’ve  been  exonerated,  their   reputations  have  been  sullied  by  the  mere  suggestion  of   wrongdoing  and  political  opponents  are  pouncing  to  make  the   most  it.       Such  dramas  play  out  regularly  in  newspapers  and  on  TV  news   shows.  Rarely,  however,  do  we  ask  how  public  trust  and   confidence  in  government  is  helped.       PUBLIC  LIFE,  ILLUSTRATED     People  who  get  elected  to  political  office  come  from   backgrounds  as  varied  as  America  can  offer.  They  may  be  of   any  ethnicity,  gender  and  economic  class;  be  single  or  married,   with  or  without  children;  be  of  any  religious  persuasion  or   none;  be  a  high  school  drop-­‐out  or  hold  multiple  advanced   degrees;  be  retired  or  self-­‐employed;  and  we  could  go  on.     But  all  of  these  differences  disappear  the  moment  a  person   files  candidacy  papers.  All  office  seekers  and  office  holders  are  
  • 16.   16   viewed  the  same  under  the  rule  of  law.    And  there  are  many,   laws  that  public  servants  are  expected  to  abide  by.       To  consider  more  fully  what  that  means,  let’s  imagine  what   happens  to  a  “regular”  person  who  decides  to  pursue  such  a   life  in  Florida.  And  let’s  imagine  the  person  is  a  “he,”  to  better   serve  our  purposes.       Our  aspiring  public  servant  and  most  of  the  conversations  he   has  are  fictional.  But  his  unending  entanglements  in  the  myriad   laws  that  now  apply  to  him  are  not.  These  we  will  draw  from   actual  events.  So  let’s  begin.     Like  most  (if  not  all)  aspirants  to  public  office,  he  is  well   known,  liked  and  respected  by  his  colleagues  and  business   associates,  the  staff  and  other  parents  involved  in  the  school   his  two  children  attend  and  members  of  his  church.  He  attends   many  community  events.    When  he’s  traveling  around  town,  he   stops  to  visit  with  those  going  about  their  daily  activities.     He’s  also  heavily  involved  in  local  charities  and  was  taught  by   his  parents  that  a  person  “always  gives  back  to  the   community.”     People  he  knows  tend  to  say  to  others  such  thing  as,  “He’s  the   kind  of  person  we  need  in  public  office.”    Some  have  told  him   this  directly.     So  he  begins  to  explore  the  possibility.  He  knows  it  will  be  an   uphill  climb.  That’s  the  way  it  is  when  you  run  against  an  
  • 17.   17   incumbent.    He  knows  if  he’s  elected,  it  will  likely  mean  many   late  nights,  and  weekends  too,  working  at  city  hall.       He’s  also  done  enough  research  to  know  that  he  will  need  to   keep  his  day  job.  Most  elected  city  officials  are  paid  only   nominal  sums  to  compensate  them  for  their  time,  if  they   receive  any  at  all.  There  are  about  400  cities  in  Florida  and  half   have  populations  of  fewer  than  6,000  people.    A  quarter  of   cities  have  fewer  than  1,500.  The  salaries  paid  elected  officials   in  those  cities  might  range  from  $300  to  $5,000  per  year.     The  aspiring  public  servant  begins  to  “make  the  rounds”  to   determine  whether  people  agree  that  he  should  run  for  office   and  will  support  him.    Encouraged  by  the  feedback  he  receives,   our  aspiring  public  servant  has  made  it  official.  He  files.       A  week  later,  he’s  told  there’s  a  rumor  that  an  electioneering   communications  organization-­‐funded  largely  by  the   incumbent’s  supporters,  has  hired  an  opposition  research  firm   to  dig  into  his  and  his  family’s  background.       The  incumbent’s  researchers  interview  old  college  classmates,   hoping  they  will  disclose  that  the  aspiring  public  servant  once   smoked  pot.  They  rummage  through  all  kinds  of  public  records   to  see  if  he’s  ever  been  divorced.  If  he  has,  the  researchers  will   track  down  and  question  the  former  spouse,  too.  Perhaps  she’ll   reveal  his  secrets  or  say  something  derogatory.       There  will  also  be  checks  to  see  if  he’s  ever  been  arrested  or   convicted,  whether  he’s  ever  had  a  tax  lien  filed  against  
  • 18.   18   property,  or  been  named  in  any  lawsuits,  even  whether  his   children  have  been  arrested  or  did  poorly  in  school.     The  background  check  yields  paltry  results:  He  was  arrested  in   college  for  participating  in  a  “sit-­‐in.”    He  was  once  charged  with   underage  drinking.  And  the  state  placed  a  lien  on  his  house   until  his  wife  settled  a  dispute  over  sales  taxes  owed  by  her   bridal  shop.     But  the  opposition  research  firm  has  several  gifted  writers   under  contract.    They  develop  an  unflattering  report  about   “some  drunk  hippy  who  won’t  pay  his  sales  tax.”       The  report  makes  its  way  into  a  political  advertisement  on   television,  then  onto  an  elections  blog  popular  among  likely   voters,  and  also  into  one  or  two  newspaper  articles.       Angry  and  shaken,  there  is  little  he  can  do  about  the  misleading   ads.  He  worries  that  people  who  don’t  know  him  will  accept   the  report  at  face  value.    And  he  is  startled  by  the  realization   that  he  has  suddenly  become  the  subject  of  the  sort  of  news   account  that  damage  public  confidence  in  government.     He  refocuses  on  his  campaign.  He  visits  the  website  of  the   state’s  Division  of  Elections.  He  prints  out  and  pours  over  the   division’s  handbook  for  candidates  and  campaign  treasurers,  a   61-­‐page  document  with  detailed  information  on  all  the  laws   applicable  to  his  candidacy.    
  • 19.   19   He  lingers  over  the  requirements  involved  in  running  for  office,   including  how  to  appoint  campaign  treasurers,  and  how  to   correctly  handle  campaign  accounts  and  political   advertisements.     Even  so,  over  the  early  course  of  his  campaign,  our  aspiring   public  servant  unwittingly  and  unlawfully  accepts  five   campaign  checks  from  supporters  over  $100,  and  fails  to   provide  the  contributors’  occupations  in  required  campaign   finance  reports.     A  self-­‐styled  “governmental  watchdog  group”  (whose   operations  are  really  funded  by  the  incumbent’s  opposition   research  firm)  files  a  complaint  with  the  Florida  Elections   Commission  alleging  an  election  law  violation.       The  commission  ultimately  finds  a  technical  violation  and  fines   our  aspiring  public  servant  $25.    Meanwhile,  he  has  spent   considerable  time  and  resources,  including  on  attorney’s  fees,   to  respond  to  the  complaint.  And,  in  the  middle  of  the  election,   the  complaint  becomes  the  topic  of  several  newspaper  articles,   just  as  the  incumbent  had  planned  and  hoped.    The  article  even   quotes  a  spokesman  for  the  “watchdog”  group  expressing  his   opinion  that  our  aspiring  public  servant  is  a  “crook.”       What  amounts  to  a  relatively  minor  technical  violation  is   blown  out  of  proportion  as  he  is  portrayed  in  a  manner  that   further  undermines  public  confidence  in  public  service.       But  hope  springs  eternal  once  the  aspiring  public  servant  is   elected  to  office.    The  night  of  the  election,  he  places  a  
  • 20.   20   congratulatory  call  to  the  mayor,  who  has  been  reelected  to   office.    He  congratulates  her  and  assures  her  that  he  will  work   closely  with  her  to  solve  the  many  problems  facing  the  city.     He  mentions  this  conversation  in  his  victory  speech  at  his   celebration  that  night.    Unfortunately,  for  him,  it  is  a  violation   of  the  Sunshine  Law  for  a  member-­‐elect  of  a  board  to  discuss   city  business  with  another  member  of  the  board.     So  he  awakes  the  next  day  to  find  an  article  “above  the  fold”  in   the  local  section  of  the  newspaper.    It  claims  “he  has  violated   the  Sunshine  Law”  by  discussing  with  the  mayor  “matters   which  likely  will  come  before  the  city  commission.”         The  article  also  says  evidence  of  the  episode  has  been  “turned   over  to  the  state  attorney”  and  it  is  the  state  attorney’s  policy   not  to  comment  on  “pending  criminal  investigations.”       Our  public  servant  now  finds  himself  racing  to  become  well-­‐   versed  in  the  state’s  Government-­‐in-­‐the-­‐Sunshine  Manual,  a   340-­‐page  product  published  each  year  by  Florida’s  attorney   general,  the  manual  that  outlines  public  records  and  public   meetings  laws.       He  also  tries  to  become  versed  in  Florida’s  ethics  laws  and  the   2,500  advisory  opinions  issued  by  the  Ethics  Commission.     He  begins  to  wish  he  had  gone  to  law  school.  Like  most  people   elected  to  office,  he  is  not  an  attorney,  but  a  businessman.   Others  serving  on  the  five-­‐member  city  commission  with  him,  
  • 21.   21   are  a  farmer,  a  teacher,  the  owner  of  a  hardware  store  and  a   builder.     Because  our  public  servant  is  a  businessman,  the  ethics  laws   pose  especially  perilous  threats.  He  finds  this  interesting   because  he  often  hears  it  said,  “We  ought  to  run  government   more  like  a  business.”    But  it’s  pretty  difficult  to  run   government  like  a  business  if  you  make  it  especially  difficult   for  those  with  businesses  once  they’re  elected  to  office.     During  his  research,  he  reads  about  a  city  councilman  who  is   also  a  partner  in  a  statewide  law  firm,  who  also  served  on  a  city   council.    City  staff  had  recommended  an  engineering  firm  to   provide  services  to  the  city.    The  city  councilman  had  never   represented  the  engineering  firm.    His  law  firm  did  not   represent  the  engineering  firm  in  its  business  with  the  city.   However,  the  law  firm  had  represented  the  engineering  firm  in   another  matter  in  another  part  of  the  state.     The  Ethics  Commission  determined  it  would  constitute  a   voting  conflict  if  the  city  councilman  voted  with  the  council  to   retain  the  engineering  firm.    Moreover,  the  Ethics  Commission   determined  it  would  constitute  a  conflicting  employment   relationship  if  the  engineering  firm  did  business  with  the  city,   regardless  of  whether  the  councilman  abstained  from  voting   on  the  matter.     As  a  result,  three  options  were  presented:    the  councilman   could  resign  his  seat  on  the  council,  the  councilman  could   resign  his  partnership  in  the  law  firm,  or  the  engineering  firm   could  forgo  doing  business  with  the  city.  
  • 22.   22     In  this  instance,  it  was  an  elected  official  who  was  a  partner  in   statewide  law  firm.  But  it  could  just  as  easily  have  been  our   newly  elected  public  servant,  if  he  conducted  business   statewide.  Or  another  elected  official  in,  say,  a  large   architectural,  engineering  or  accounting  firm,  or  even  a   statewide  bank.    He  thinks  how  lucky  the  elected  official  was  to   learn  of  the  relationship  before  the  vote.     And  the  dangers  presented  by  this  situation  aren’t  limited  to   the  partners  or  employees  of  statewide  business  concerns.     In  another  instance,  the  Ethics  Commission’s  staff   recommended  a  city  councilman  not  vote  on  a  zoning  change   that  would  affect  a  company  doing  business  with  a  company   part-­‐owned  by  the  councilman.     He  owned  a  one-­‐quarter  interest  in  a  computer  company  that   provided  Internet  mailbox  services  to  the  company  affected  by   the  zoning  change.    The  company  represented  less  than  two   tenths  of  a  percent  of  the  gross  revenues  of  the  councilman’s   computer  business.         His  response  to  the  recommendation  reflects  the  frustration   shared  by  many  elected  officials  whose  goals  are  simply  to   contribute  to  the  well-­‐being  of  the  community.     “By  my  reading  of  this  opinion,  if  another  customer  walks   into  my  store  and  buys  a  $9.95  mouse  next  week,  then  I   would  need  to  recuse  myself  from  voting  on  any  matter   involving  them  for  some  indeterminate  period  into  the  
  • 23.   23   future.    I  have  hundreds  of  active  customers.    Based  on  this   decision,  I  apparently  need  to  avoid  voting  on  anything  that   involves  any  of  them.”     Our  public  servant,  being  a  fast  study,  is  becoming  familiar   with  the  details  of  such  examples.  He’s  also  learned  firsthand   just  how  easy  it  is  to  trip  up  and  how  the  steady  drumbeat  of   news  suggesting  a  lack  of  ethics  in  government  helps  to  sustain   and  weaken  public  confidence  in  him  and  others  who  get   elected.     Elected  officials,  including  our  public  servant,  face   exponentially  still  greater  legal  complexities  and  challenges   when  they  own  real  estate.     One  mayor,  for  example,  voted  along  with  the  council  to   postpone  enactment  of  an  ordinance  designed  to  amend  local   land  development  regulations  by  establishing  a  historic   architectural  overlay  district.       The  purpose  of  the  ordinance  was  to  ensure  that  new   construction  and  renovations  of  current  structures  within  that   historic  overlay  district  would  adhere  to  strict  building   guidelines  intended  to  maintain  the  historic  character  of  the   area.     The  mayor  owned  real  estate  in  the  area  affected  by  the   ordinance.    He  sought  and  received  an  opinion  from  the  city   attorney  that  his  vote  on  the  matter  would  not  constitute  a   conflict  of  interest.        
  • 24.   24   In  fact,  the  city  attorney  advised  the  mayor  he  had  an   obligation  to  vote  on  the  ordinance  because  Florida  law   requires  elected  officials  to  vote  on  a  matter  unless  they  have  a   conflict  of  interest.    Nonetheless,  a  complaint  was  filed  with  the   Ethics  Commission  alleging  the  vote  constituted  a  conflict  of   interest.     The  Ethics  Commission’s  staff  recommended  the  commission   find  no  probable  cause.  But  the  commission  rejected  the  staff   recommendation  and  found  probable  cause  to  believe  the   mayor’s  vote  unlawfully  inured  to  his  special  private  gain  or   loss.     At  trial,  it  was  established  that  522  parcels  of  property  were   affected  by  the  ordinance,  and  the  mayor  had  an  ownership   interest  in,  at  most,  two  of  the  properties.    His  properties  thus   constituted  a  very  small  percent  of  the  parcels  affected  by  the   ordinance.        A  judge  ultimately  found  as  a  matter  of  law  that  the  mayor’s   vote  couldn’t  inure  to  his  special  private  gain  or  loss  when  his   ownership  interest  comprised  less  than  four  tenths  of  one   percent  of  the  property  impacted  by  the  ordinance.     The  mayor  was  exonerated.  But  not  before  he  ran  up  $20,000   in  attorney’s  fees  defending  himself,  and  not  before  he  was     forced  to  endure  a  two-­‐and-­‐a-­‐half-­‐year-­‐long  emotional  ordeal   that  included  a  relentless  barrage  of  newspaper  articles   rehashing  over  and  over  again  the  alleged  violations.      
  • 25.   25   The  mayor  lost  the  next  election.  And  his  loss  underscores  one   of  the  tragedies  in  the  application  of  the  laws.  Long  before  one   is  found  innocent,  reputations  are  damaged  and  public   confidence  takes  a  hit.     Gift  laws  also  present  public  servants  with  a  challenge.    Under   the  gift  law,  our  public  servant  must  report  all  gifts  that  have  a   value  of  more  than  $100,  even  if  the  gift  isn’t  from  a  lobbyist   and  even  if  the  person  making  the  gift  conducts  no  business   with  the  city.        If  our  public  servant’s  business  partner  and  his  wife  invite  him   and  his  wife  to  visit  their  mountain  home  in  North  Carolina,  the   trip  constitutes  a  reportable  gift  under  Florida  law  –  even   though  his  business  partner  has  no  business  with  the  city.     The  same  would  apply  if  our  public  servant’s  college   roommate,  who  resides  out  of  state,  gives  him  a  box  of  Omaha   steaks  for  Christmas  or  when  his  best  friend  takes  him  deep-­‐ sea  fishing  in  his  25-­‐foot  open  console  boat.     Why  this  type  of  gift  law  is  needed  is  unclear  to  many  people  in   government  who  wonder  what  plausible  public  purpose  it   could  possibly  serve.  But  it  is  used  to  trap  the  unwary  and  turn   innocent  friendships  and  business  relationships  into  public   embarrassments.     When  the  alleged  violations  pop  up  in  newspapers,  what  had   been  an  innocent  mistake  becomes  a  stark  black-­‐and-­‐white   account  that  appears  to  once  again  justify  the  public’s   withholding  its  confidence.  
  • 26.   26     Newspapers,  no  doubt  without  meaning  to,  tend  to  distort  each   violation  by  gullibly  allowing  acts  of  malfeasance  to  appear  as   if  they  have  occurred,  even  when  it  is  later  proven  they  did  not.         From  Polity  to  Incivility     Compounding  the  impact  Florida’s  governmental  reforms  have   had  on  the  public’s  confidence  is  the  overall  lack  of  civility   prevalent  in  today’s  government.    Virtually  everyone  agrees   that  incivility  has  grown  among  candidates  for  office,  elected   officials  and  voters.     Here,  too,  governmental  reforms  have  played  a  role.     Specifically,  the  move  to  single-­‐member  districts,  the  onset  of   term  limits,  the  elimination  of  the  primary  runoff  system,  and   changing  campaign  finance  laws.     Single-­‐member  districts  have  promoted  a  variety  of  good  goals,   including  a  significant  increase  in  minority  representation.    But   new  technology  has  ensured  virtually  all  single-­‐member   districts  remain  insulated  and  homogenous.    Republicans  are   ghettoized  in  one  district  and  Democrats  in  another.     One  district  is  largely  Caucasian,  another  largely  Hispanic.    One   is  urban,  another  rural.    One  is  beachfront,  another   agricultural.  In  fact,  some  Florida  House  districts  consist  
  • 27.   27   primarily  of  voters  who  live  in  several  large  condominium   complexes.     People  elected  from  one  district  naturally  share  the  interests  of   others  in  that  district.  Couched  another  way,  a  person  elected   from  one  district  is  not  likely  to  share  the  political  agenda  of   someone  else’s  district.     And  here  the  problem  of  single-­‐member  districts  and  the  way   they  contribute  to  the  prevailing  incivility  begins  to  emerge.       People,  elected  to  represent  only  their  district  and  to  help  meet   its  needs,  not  only  lack  a  reason  to  work  with  the   representatives  of  other  districts,  their  limited  interests  often   compete  with  one  another.      An  elected  official  from  an  urban  district  doesn’t  care  very   much  about  a  rural  district’s  crop  disease.  And  a  person  elected   from  a  rural  district  isn’t  likely  to  care  much  for  the  homeless   problem  faced  by  the  person  elected  from  the  urban  district.   Nor  do  any  of  these  people  feel  the  need  to  become  well   educated  about  the  issues  facing  each  other’s  districts,  nor   need  they  be  sensitive  to  the  problems  facing  other  districts.     This  “single  mindedness  of  interests”  promoted  by  single-­‐   member  districts  tends  to  promote  a  lack  of  civility  that  can   also  trouble  public  confidence.     The  elimination  of  the  primary  runoff  promotes  a  similar   result.  Historically,  if  four  candidates  sought  a  party’s  
  • 28.   28   nomination  for  office  and  none  received  a  majority  vote  in  the   initial  primary  election,  the  two  candidates  receiving  the  most   votes  would  proceed  to  a  primary  runoff  election.  And  the  one   receiving  the  majority  vote  in  the  runoff  election  would  be  the   party’s  candidate  in  the  general  election.     This  process  had  the  tendency  to  produce  “middle-­‐of-­‐the-­‐road”   nominations  because  they  had  to  satisfy  all  elements  of  the   particular  party.    And,  since  both  parties’  candidates  were   “middle  of  the  road,”  the  general  election  usually  yielded  an   elected  official  that  was  more  or  less  “middle  of  the  road.”     Now,  with  the  elimination  of  the  primary  runoff  election,  under   the  same  scenario,  one  candidate  can  receive  the  party’s   nomination  by  simply  carrying  26  percent  of  the  vote  in  the   initial  primary  election.       The  process  has  a  tendency  to  produce  party  candidates  that   are  “right  of  center”  in  the  Republican  primaries  and  “left  of   center”  in  the  Democratic  primaries  partly  because  the  “hard   core”  party  activists  in  each  party  have  a  greater  impact  on  the   primary.     As  a  result,  we  may  get  a  Democrat  from  the  extreme  left  and  a   Republican  from  the  extreme  right  who  are  unable  to  be  civil  to   one  another  or  to  each  other’s  constituents.       By  the  way,  without  the  primary  runoff,  Reubin  Askew,   perhaps  the  most  ethical  leader  this  state  has  seen  would   never  have  been  elected.  The  same  can  be  said  for  Lawton   Chiles  and  Bob  Graham.  
  • 29.   29     Term  limits  in  and  of  themselves  don’t  necessarily  promote  a   lack  of  civility.    However,  combined  with  single-­‐member   districts  and  the  elimination  of  primary  runoff  elections,  the   eight-­‐year  term  limit,  became  the  eight-­‐year  term.         This  in  turn  tends  to  entrench  the  incivility  between  elected   officials,  also  and  in  some  cases,  even  between  elected  officials   and  their  own  constituents.       Campaign  laws  can  also  work  to  stir  incivility.    For  example,   when  electioneering  communications  organizations  loaded     with  no-­‐limit  campaign  contributions  are  used  by  legislative   leaders  and  political  parties  to  launch  vicious  “attack  ads”   against  opponents.       It’s  easy  to  imagine  a  candidate  who  survives  such  an   onslaught  and  wins  an  election  beginning  his  service  with  a   deep  resentment  toward  the  other  party’s  members  in  the   Legislature.     And  it’s  worth  noting  that  until  a  few  years  ago,  before  term   limits,  there  was  nothing  even  approximating  today’s  incivility.   Men  and  women  of  both  parties  could  serve  many  years,  even   decades,  together.    There  was  time  for  friendship  and  deeper   understanding  of  the  issues  to  develop.     As  an  additional  bonus,  before  term  limits,  voters  had  a  way  of   turning  the  elected  officials  they  most  approved  of  into   seasoned,  long-­‐term  government  leaders.  With  term  limits,  
  • 30.   30   there  are  no  long-­‐term  political  leaders  in  the  state  capitol,   only  happy  lobbyists.   Taken  together,  these  reforms  only  sharpen  a  public  distrust   already  abraded  and  set  on  edge  by  the  general  lack  of  civility   that  seems  to  permeate  today’s  society.         To  Run,  or  Not  to  Run     This  inquiry  into  our  long-­‐running  national  quest  to  redeem   public  confidence  is  necessarily  anecdotal  and  preliminary  in   nature.     My  hope  –  as  someone  who’s  spent  a  professional  lifetime   finding  ways  to  help  municipal  government  officials  give  their   best  –  is  that  others  may  be  spurred  to  explore  these  issues   with  greater  breadth  and  depth.  Eventually,  they  may  help   point  the  way  to  resolving  our  ongoing  crisis  of  civil  faith.     The  more  immediate  value  of  this  inquiry,  I  think,  is  that  it   leads  to  the  conclusion  that  the  current  lack  of  trust  in   government  results  more  from  perception  rather  than  reality.     One  false  perception  is  that  there  exists  a  compelling  need  for   us  to  continue  imposing  restrictions  on  public  service,  adding   to  an  already  endless  list  of  still  more  things  that  are  illegal  for   elected  officials  to  do.       That’s  not  working.  To  pursue  that  course  has  not  only  failed  to   restore  public  confidence,  it’s  had  us  looking  in  the  wrong   direction.            
  • 31.   31   Each  year,  for  example,  we  read  in  the  newspaper  about  how   many  government  officials  either  don’t  file  reports  on  their   personal  finances  or  file  them  late.  The  reports  are  due  July  1   and  are  considered  late  when  filed  after  September  1.  In  2011,   only  1  percent  of  the  37,700  people  required  to  file  did  so  late.   Ninety-­‐nine  percent  of  them  were  not  elected  officials.      And  the  perception  that  elected  officials  must  be  out  to  enrich   themselves,  given  all  the  wrongdoing  that  takes  place?  The   reality  again  is  that  the  number  of  ethics  investigations  that   occur  each  year  is  small  relative  to  the  vast  number  of   government  officials  who  are  subject  to  the  state’s  ethics  code.   In  2011,  the  state  Ethics  Commission  found  only  14  people  in   violation.    They  received  169  complaints  that  year,  in  2010   there  were  190,  and  in  2009  the  number  was  176.       The  complaints  alleging  unethical  acts  by  government  officials   are  not  filed  by  average  citizens.  They  are  always  by  persons   with  an  ax  to  grind,  or  a  political  opponent,  or  someone   connected  to  an  opponent.         In  the  end,  this  inquiry  leaves  us  sitting  with  more  questions   than  answers.     I  am  not  naïve.    These  reforms  are  not  the  sole  cause  of  the  47   percent  distrust  number.    The  problem  is  much  bigger  than   this.    Who  does  the  public  trust?    Wall  Street?    Banks?     Religious  institutions?    The  media?    Congress?    Union  leaders?     Lance  Armstrong?    None  of  the  above?     But,  where  do  the  increasing  personal  cost  of  public  service,   the  disappearance  of  civility,  the  criminalization  of  mistakes   made  in  elected  office,  and  the  decades-­‐long  diminishment  of   public  trust  in  government  lead?  
  • 32.   32     It  leads  to  what  Washington  Post  writer,  Kathleen  Parker,   recently  wrote  about  the  40th  anniversary  of  the  Watergate   break-­‐in,  “the  presumption  of  corruption  and  government  as   the  enemy  was  a  pervasive,  defining  force  in  news  rooms.    And   this  force,  in  turn,  helped  shape  a  relentless  cynicism  that   persists  today  …  but  a  country  without  faith  and  trust  in  its   institutions  is  going  to  have  a  rough  go  of  things.”    It  leads  to   what  Dana  Milbank,  also  of  The  Washington  Post,  has  pondered,   “If  politics  is  too  broken  to  fix,  who  will  want  to  serve?”    Why   do  people  now  continue  to  serve?     From  personal  experience,  I  can  tell  you  that  hundreds  of  fine   people  are  sitting  out  there  mulling  over  many  of  the  same   questions  discussed  in  this  article.       I  see  them  settled  inside  their  cars  waiting,  listening  to  the   local  news,  waiting  for  the  light  to  turn  green,  trying  to  decide.     A  sense  of  duty  drives  these  people.    They  want  to  give  back  to   their  communities.  They  have  long  thought  about  public   service.  It  seems  it  should  be  the  right  path.       They’re  having  difficulty  finding  clear  answers  to  questions   that  didn’t  confront  previous  generations,  but  are  front  and   center  today.       They’re  asking  themselves  if  they  have  the  skills  and  the  desire   to  deal  with  complex  election  laws.    Asking  if  they  want  their   children  to  see  their  family’s  net  worth  printed  in  the   newspaper.    Asking  if  it  is  worth  it  to  open  the  lives  of  every   family  member  and  business  partner  to  media  scrutiny?    
  • 33.   33   They’re  trying  to  decide  if  they’re  willing  to  commit  the  time   and  money  required  to  defend  themselves  against  ethics   violations  alleged  by  gadflies  and  wingnuts.     They’re  wondering  if  they  can  handle  a  battle  with  a  super  PAC   funded  by  an  out-­‐of-­‐state  billionaire  who  will  spend  $250,000   of  his  personal  money  on  a  negative  campaign,  solely  designed   to  take  their  reputation.     They’re  asking  themselves  if  they’re  truly  willing  to  sit  in  a   room  for  hours  on  end,  with  extremists  who  pontificate  and   block  ideas  you  believe  would  deliver  benefits  to  your  city.     Lastly,  they’re  asking  themselves  what  they  could  really   accomplish  if  they  decided  to  run?    Do  they  want  to  run?         They  sit  with  these  questions  at  the  red  lights,  waiting  for  them   to  change.                                              
  • 34.   34               Special  thanks  to  my  colleagues  Chip  Morrison  and  John  Wark  for  their  significant   contributions  to  this  article.    Also,  thanks  to  my  colleagues  Ryan  Padgett  and  Rachel   Busick  for  their  research.