Alfonso Florence has achieved a National Certificate in Financial Services: Wealth Management at NQF Level 4. They achieved 49 unit standards related to financial services, wealth management, business administration, communication, mathematics and statistics. The certificate was issued on February 26, 2015 by the ETQA Manager Tumi Peele.

1. Learner Alfonso Florence
ID Number 8608155492087
Title of Qualification National Certificate Financial Services: Wealth Management
Unit standards achieved:
Unit Standard Code Unit Standard Title CreditsNQF Level
STATEMENT OF RESULTS
NQF Level: Level 04
:
:
:
:
Qualification ID : 48493
Date Issued : 26 February 2015
Investigate ways of managing financial risk in own lives10387 Level 04 6
Interpret basic financial statements10388 Level 04 3
Describe the basic principles of personal income tax10389 Level 04 3
Research costs associated with marriage, birth, divorce and death in own circumstances10714 Level 03 4
Investigate the range of options available for wealth management113914 Level 04 5
Demonstrate knowledge and insight into policy protection legislation113916 Level 04 3
Apply knowledge of the sales cycle in wealth management113921 Level 04 3
Explain the structure of the financial services industry in south africa113922 Level 03 3
Analyse current events reported in the media that could impact on wealth management113925 Level 04 10
Explain the application of the Promotion of Access to Information Act , 2 of 2002 and the
Electronic Transactions and Communications Act, 25 of 2002, in Wealth Management
113928 Level 04 2
ETQA Manager
Tumi Peele

2. Learner Alfonso Florence
ID Number 8608155492087
Title of Qualification National Certificate Financial Services: Wealth Management
Unit standards achieved:
Unit Standard Code Unit Standard Title CreditsNQF Level
STATEMENT OF RESULTS
NQF Level: Level 04
:
:
:
:
Qualification ID : 48493
Date Issued : 26 February 2015
Use a spreadsheet package to produce business documents114977 Level 03 3
Use a word processing package to produce business documents114978 Level 03 3
Operate a computer workstation in a business environment114979 Level 03 2
Describe Life Insurance114983 Level 03 3
Manage electronic mail in a business environment114984 Level 03 2
Demonstrate knowledge and insight of the Financial Advisory and Intermediary Services
Act (FAIS) (Act 37 of 2002)
12164 Level 04 2
Measure, estimate and calculate physical quantities and explore, critique and prove
geometrical relationships in 2 and 3 dimensional space in the life and workplace of adult
with increasing responsibilities
12417 Level 04 4
Demonstrate knowledge and application of ethical conduct in a business environment13940 Level 04 4
Analyse the different products in the long term insurance industry and the benefits of each14314 Level 04 10
Demonstrate knowledge and insight into the Income Tax Act (58 of 1962 and the
accompanying regulations) as amended as it applies to insurance and investment products
14315 Level 04 2
ETQA Manager
Tumi Peele

3. Learner Alfonso Florence
ID Number 8608155492087
Title of Qualification National Certificate Financial Services: Wealth Management
Unit standards achieved:
Unit Standard Code Unit Standard Title CreditsNQF Level
STATEMENT OF RESULTS
NQF Level: Level 04
:
:
:
:
Qualification ID : 48493
Date Issued : 26 February 2015
Demonstrate knowledge and insight into the Long Term Insurance Act14316 Level 04 2
Explain the Financial Intelligence Center Act, 38 of 2001 and the implication of this act for
client relations
14506 Level 04 3
Describe issues of compliance or non-activity that could result in civil or criminal liability in
terms of business law.
14979 Level 04 2
Explain the nature of risk and the risk management process14995 Level 04 4
Demonstrate knowledge and understanding of South African law and the regulation of risk
management
15007 Level 04 4
Use mathematics to investigate and monitor the financial aspects of personal, business,
national and international issues.
7468 Level 04 6
Accommodate audience and context needs in oral communication8968 Level 03 5
Interpret and use information from texts8969 Level 03 5
Write texts for a range of communicative contexts8970 Level 03 5
Use langauge and communiction in occupational learning programmes8973 Level 03 5
ETQA Manager
Tumi Peele

4. Learner Alfonso Florence
ID Number 8608155492087
Title of Qualification National Certificate Financial Services: Wealth Management
Unit standards achieved:
Unit Standard Code Unit Standard Title CreditsNQF Level
STATEMENT OF RESULTS
NQF Level: Level 04
:
:
:
:
Qualification ID : 48493
Date Issued : 26 February 2015
Engage in sustained oral communication and evaluate spoken texts8974 Level 04 5
Read, analyse and respond to a variety of texts8975 Level 04 5
Write for a wide range of contexts8976 Level 04 5
Use language and communication in occupational learning programmes8979 Level 04 5
Research in the history of the Financial Services Industry in South Africa8986 Level 03 10
Describe retirement funding in South Africa8992 Level 03 2
Indicate the scope of life insurance in South Africa8996 Level 03 3
Apply knowledge of statistics and probability to critically interrogate and effectively
communicate findings on life-related problems
9015 Level 04 6
ETQA Manager
Tumi Peele