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Improving Engineering 
Governance for Large 
Infrastructure Projects 
William Scott & Peter Campbell, University of Wollongong 
Gary Arabian & Richard Fullalove, Asset Standards Authority, 
Transport for New South Wales
Presentation Outline 
• Background 
• Transportation Infrastructure Project Complexity 
– Transport for NSW Organisation and ASA Role 
– Individual Project Complexity 
• Use of Architecture Framework Models in Managing Complexity of 
Large Scale Infrastructure Systems 
– TRAK Metamodel using SysML (Perspectives) 
– The Top Level View 
• Diagrammatic Illustrations – Views 
– Behaviour example 
– Physical example 
– Document traceability (Library) 
– Requirements to Standards traceability 
• Future Development 
– Stakeholder engagement and viewpoint development 
• Summary
Background 
• Recent reorganisation (www.transport.nsw.gov.au/asa) 
– Some expertise retained, some outsourced to private sector 
• Organisational Complexity – TfNSW & ASA 
– A number of different divisions with well defined, interdependent but 
differing responsibilities 
– Need for many coordinated interactions between them in terms of 
design, schedule, financing, presentation to stakeholders, business 
requirements, related system requirements, etc. 
– Need for coordinated interaction with AEOs, other external 
stakeholders such as Planning NSW, private bus concession operators, 
etc. 
• Individual Project Functional & Physical Complexity 
– TfNSW has a very ambitious project schedule
TRAK Metamodel 
• TRAK is an enterprise architecture framework based on the UK MoD's 
MODAF 1.2. (And follows ISO 42010/IEEE 1471) 
• TRAK provides a way of describing systems and their place in the world 
through architectural models. (http://trakmetamodel.sourceforge.net/) 
• To guide the design of the overall architecture modelling ASA is following 
the TRAK metamodel which has the following 5 major Perspectives: 
– Enterprise, Concept, Procurement, Solution and Management, which 
are expressed in 21 viewpoints 
• TRAK is usually implemented in UML 
• UOW is paralleling ASA’s UML implementation for heavy rail with a SysML 
version which supports requirements modelling and validation, and 
several other capabilities not available using UML
Pictures 
vs 
Diagrammatic Models 
• The two following slides show a Visio “Picture” of the 
communications aspects of the heavy rail system, and a 
SysML diagrammatic model of the same communications (for 
the internal links only) 
• The Visio picture is very informative and excellent for showing 
to politicians, the public and other stakeholders who have no 
direct responsibility for building and managing the system – 
but there is no underlying information linked to the various 
components. 
• The SysML diagram is capable of providing links to interface 
descriptions, design documents, standards, etc. as well as 
insights into the interdependencies.
SLIDE TITLE 
Slide content
SysML Diagram of the Internal 
Communications Interfaces
Top Level Architecture
Illustrations of Model 
Components 
The following slides illustrate, at several different levels, how 
some parts of the model are being developed within this top 
level structure: 
- Physical 
- A solution function for behaviour within the heavy rail 
stations & buildings component of the model 
- The document library structure, as part of the management 
model component 
- Demonstration requirements trace and allocation diagrams 
- To support a future extension, a demonstration diagram for 
linking different transport modes into the model
Physical Hierarchy
Physical Connectivity
Behaviour Hierarchy
Document Library
Requirements Trace to Source
Requirement Allocation
Mode Interfaces
Ongoing Work 
& Summary 
• Ongoing development work includes: 
– Continuing development of the heavy rail model 
– Tool enhancements using AI for a number of applications 
– Stakeholder engagement, leading to specific views and 
data/document/standards links 
– Initial outline of a generalised all mode transport model for TfNSW 
– Requirements model synchronisation with DOORS 
– Integration of simulations for requirements validation 
• Summary 
– All staff contacted so far aware of the benefits of the model to 
combat siloing 
– Linking of nodes through activities to requirements/standards 
– Making roles/responsibilities visible across divisions 
– Change management

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Improving Engineering Governance for Large Infrastructure Projects

  • 1. Improving Engineering Governance for Large Infrastructure Projects William Scott & Peter Campbell, University of Wollongong Gary Arabian & Richard Fullalove, Asset Standards Authority, Transport for New South Wales
  • 2. Presentation Outline • Background • Transportation Infrastructure Project Complexity – Transport for NSW Organisation and ASA Role – Individual Project Complexity • Use of Architecture Framework Models in Managing Complexity of Large Scale Infrastructure Systems – TRAK Metamodel using SysML (Perspectives) – The Top Level View • Diagrammatic Illustrations – Views – Behaviour example – Physical example – Document traceability (Library) – Requirements to Standards traceability • Future Development – Stakeholder engagement and viewpoint development • Summary
  • 3. Background • Recent reorganisation (www.transport.nsw.gov.au/asa) – Some expertise retained, some outsourced to private sector • Organisational Complexity – TfNSW & ASA – A number of different divisions with well defined, interdependent but differing responsibilities – Need for many coordinated interactions between them in terms of design, schedule, financing, presentation to stakeholders, business requirements, related system requirements, etc. – Need for coordinated interaction with AEOs, other external stakeholders such as Planning NSW, private bus concession operators, etc. • Individual Project Functional & Physical Complexity – TfNSW has a very ambitious project schedule
  • 4. TRAK Metamodel • TRAK is an enterprise architecture framework based on the UK MoD's MODAF 1.2. (And follows ISO 42010/IEEE 1471) • TRAK provides a way of describing systems and their place in the world through architectural models. (http://trakmetamodel.sourceforge.net/) • To guide the design of the overall architecture modelling ASA is following the TRAK metamodel which has the following 5 major Perspectives: – Enterprise, Concept, Procurement, Solution and Management, which are expressed in 21 viewpoints • TRAK is usually implemented in UML • UOW is paralleling ASA’s UML implementation for heavy rail with a SysML version which supports requirements modelling and validation, and several other capabilities not available using UML
  • 5. Pictures vs Diagrammatic Models • The two following slides show a Visio “Picture” of the communications aspects of the heavy rail system, and a SysML diagrammatic model of the same communications (for the internal links only) • The Visio picture is very informative and excellent for showing to politicians, the public and other stakeholders who have no direct responsibility for building and managing the system – but there is no underlying information linked to the various components. • The SysML diagram is capable of providing links to interface descriptions, design documents, standards, etc. as well as insights into the interdependencies.
  • 7. SysML Diagram of the Internal Communications Interfaces
  • 9. Illustrations of Model Components The following slides illustrate, at several different levels, how some parts of the model are being developed within this top level structure: - Physical - A solution function for behaviour within the heavy rail stations & buildings component of the model - The document library structure, as part of the management model component - Demonstration requirements trace and allocation diagrams - To support a future extension, a demonstration diagram for linking different transport modes into the model
  • 17. Ongoing Work & Summary • Ongoing development work includes: – Continuing development of the heavy rail model – Tool enhancements using AI for a number of applications – Stakeholder engagement, leading to specific views and data/document/standards links – Initial outline of a generalised all mode transport model for TfNSW – Requirements model synchronisation with DOORS – Integration of simulations for requirements validation • Summary – All staff contacted so far aware of the benefits of the model to combat siloing – Linking of nodes through activities to requirements/standards – Making roles/responsibilities visible across divisions – Change management