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The Fundamentals of Program
Evaluation for Human Rights
Heléne Clark, ActKnowledge
January 11, 2013
Purpose for Today
 Challenges in evaluating Human Rights
progress
 Techniques that work (or help)
 Current dilemmas in human rights evaluation
 Using a theory-driven approach
The ‘results’ debate
Is Measuring Results Good or Bad?
WHY MANY NGOs are “down” on “RESULTS”:
Can lead to strategies chosen because they are fundable and
have a measurable impact, not those truly needed
Can lead to withheld funding when not clear that result can be
determined or attributed to group funded
Most important result desired is too long term to measure
Hard to apply measurement techniques to complex processes
(1)
(1) Source: Assessing the Impact of Human Rights Work, 2011 by the International Council on Human Rights Policy
Is Measuring Results Good or Bad?
WHY “RESULTS” CAN AND SHOULD BE
MEASURED:
Despite pitfalls, it is CRUCIAL we know which strategies help
move towards human rights and why
Without evidence and data, we’re in the dark and can’t repeat
success or make human rights failures and violations known
As we demand transparency from governments, etc., we must
have transparency in our work.
EVALUATION CHALLENGES IN
HUMAN RIGHTS
The Challenges
 Very long time frame
 Many actors required
 Attribution for major societal change impossible
 Data unavailable: either uncollected or dangerous to
get
 More? Let’s discuss them
Particularities of Human Rights work
Similar to development but:
Human rights grounded in an international legal
framework with legal mechanisms (1)
Balancing co-operation with Governments and holding
them to account
Attribution and Contribution even more difficult (2)
Changes or developments not always visible
Focus on developed as well as developing countries
Source: International Council on Human Rights Policy (ICHRP), 2012. ‘No Perfect Measure: Rethinking Evaluation and Assessment
of Human Rights Work’.
Issues and Implications
 Matching need for broad, long term action with
short-term, micro-focused, funding cycles (1)
 Demonstrating (especially to funders) robust
indicators of progress towards broad or long-
term goals (greater use of a Theory of Change
approach?)
 Widening the feedback pool – engaging with
those you are seeking to influence (2)
 Identifying proxies for unobtainable data
 Developing common standards and quality
control for evaluation and evaluators (3)
A THEORY OF CHANGE APPROACH
Why use ToC
 Identify pathway needed to achieve long-term goal
and so have logically compelling short-term
outcomes to measure
 Portray actions and outcomes of many players
 Model complex change processes
 Identify indicators (qualitative or quantitative)
Key Evaluation Goals
 On-going organizational learning
① What works and why
② What doesn’t work – was implementation flawed?
Theory flawed? Or circumstances changed?
 Identification of complexity and context
 Transparency of work
 Making the case, motivate people
Measurement
 Include views of people outside the movement
 Measure important “pre-conditions”
 Connect internal processes and activities to outward
goals.
 Advocacy, incremental policy change and capacity
can be measured
 Test “theoretical” belief against the evidence
Problems with Getting Evidence
 Not available
 Governments not wanting to reveal
 Dangerous
 Need proxies for non-visible changes
No easy answers, but:
 Make the need for transparency and data part of
the Theory of Change for a necessary pre-condition
of the work
CONSENSUS: LEARNING APPROACHES
Ongoing Learning
 Many NGOs have set up M&E methods based on
learning and reflection
 A Theory of Change provides a framework for
reflection, and for making changes to the
hypotheses about what works
 These approaches begin with understanding
program design and intent (ToC) and connecting
inputs, outputs and expected outcomes

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Human rights presentation at nyu

  • 1. The Fundamentals of Program Evaluation for Human Rights Heléne Clark, ActKnowledge January 11, 2013
  • 2. Purpose for Today  Challenges in evaluating Human Rights progress  Techniques that work (or help)  Current dilemmas in human rights evaluation  Using a theory-driven approach
  • 4. Is Measuring Results Good or Bad? WHY MANY NGOs are “down” on “RESULTS”: Can lead to strategies chosen because they are fundable and have a measurable impact, not those truly needed Can lead to withheld funding when not clear that result can be determined or attributed to group funded Most important result desired is too long term to measure Hard to apply measurement techniques to complex processes (1) (1) Source: Assessing the Impact of Human Rights Work, 2011 by the International Council on Human Rights Policy
  • 5. Is Measuring Results Good or Bad? WHY “RESULTS” CAN AND SHOULD BE MEASURED: Despite pitfalls, it is CRUCIAL we know which strategies help move towards human rights and why Without evidence and data, we’re in the dark and can’t repeat success or make human rights failures and violations known As we demand transparency from governments, etc., we must have transparency in our work.
  • 7. The Challenges  Very long time frame  Many actors required  Attribution for major societal change impossible  Data unavailable: either uncollected or dangerous to get  More? Let’s discuss them
  • 8. Particularities of Human Rights work Similar to development but: Human rights grounded in an international legal framework with legal mechanisms (1) Balancing co-operation with Governments and holding them to account Attribution and Contribution even more difficult (2) Changes or developments not always visible Focus on developed as well as developing countries Source: International Council on Human Rights Policy (ICHRP), 2012. ‘No Perfect Measure: Rethinking Evaluation and Assessment of Human Rights Work’.
  • 9. Issues and Implications  Matching need for broad, long term action with short-term, micro-focused, funding cycles (1)  Demonstrating (especially to funders) robust indicators of progress towards broad or long- term goals (greater use of a Theory of Change approach?)  Widening the feedback pool – engaging with those you are seeking to influence (2)  Identifying proxies for unobtainable data  Developing common standards and quality control for evaluation and evaluators (3)
  • 10. A THEORY OF CHANGE APPROACH
  • 11. Why use ToC  Identify pathway needed to achieve long-term goal and so have logically compelling short-term outcomes to measure  Portray actions and outcomes of many players  Model complex change processes  Identify indicators (qualitative or quantitative)
  • 12. Key Evaluation Goals  On-going organizational learning ① What works and why ② What doesn’t work – was implementation flawed? Theory flawed? Or circumstances changed?  Identification of complexity and context  Transparency of work  Making the case, motivate people
  • 13. Measurement  Include views of people outside the movement  Measure important “pre-conditions”  Connect internal processes and activities to outward goals.  Advocacy, incremental policy change and capacity can be measured  Test “theoretical” belief against the evidence
  • 14. Problems with Getting Evidence  Not available  Governments not wanting to reveal  Dangerous  Need proxies for non-visible changes No easy answers, but:  Make the need for transparency and data part of the Theory of Change for a necessary pre-condition of the work
  • 16. Ongoing Learning  Many NGOs have set up M&E methods based on learning and reflection  A Theory of Change provides a framework for reflection, and for making changes to the hypotheses about what works  These approaches begin with understanding program design and intent (ToC) and connecting inputs, outputs and expected outcomes