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LAWS6090 – Health Law
Negligence and Patient Safety
Presented by Catherine Henry
Principal, Catherine Henry Lawyers | Newcastle – Sydney – Port Macquarie
University of Newcastle
29 July 2021
Catherine Henry Lawyers pay our respects to Aboriginal
and Torres Strait Islander peoples as the traditional
owners of this country and acknowledge that we are
meeting on land of the Worimi and Awabakal people. We
will play our part to ensure reconciliation and equal
access to quality legal representation for all Australians.
Acknowledgement of Country
 Newcastle based firm with small offices in Sydney and mid-north coast
(Port Macquarie)
 What we do?
 Heath & Medical Law
 Wills, Estates & Elder Law including Aged Care Law
 Family Law
 Crime & Traffic
 Large part of the firm’s work is in the area of health and medical law
Who are we?
Why be a health & medical lawyer?
 Traditionally capital city work – increasingly less so
 Health law is much more than medical negligence – see course outline
 CHL has a diverse health law practice including:
 Heath care professionals – regulation/disciplinary work
 Mental health law
 Pregnancy and reproductive rights
 Inquests
 Aged care – remedies in common law (negligence/intentional tort) &
consumer law
 Public health law – eg COVID issues and, of course,
 A significant medical negligence practice
Medical negligence – how much is there?
 Huge numbers of iatrogenic injury
 Numbers of patients who sue -let alone obtain comp’n - is low
 Most avoidable outcomes are not acted upon
 Lack of available data in Australia
 “1 in 10 will experience a mishap” (Medical Error Action Group)
 20,000 individuals estimated to die each year (ABC World Today, 2015)
 50,000 individuals will suffer permanent injury as result of medical error
(ABC World Today, 2015)
Running a medical negligence claim
 Breach… causation… damage
 Law is relatively straightforward but…
 The medicine is far from straightforward in the majority of cases
 Each case turns on unique facts and circumstances
 Med neg lawyers need either basic medical knowledge or familiarity
(or not be phased by medical issues and be able to work in a
medical environment)
 Identify a case theory – adapt that to evidence
 In-house clinical experience (or past clinical experience) is valuable)
and common place
Investigation
 Most difficult and challenging part of matter
 Triage enquiries – exercise judgement re viability i.e. breach/causation
and damage
 Obtain detailed facts from client
 Obtain and then review clinical records
 Prepare short form chronology
 Develop provisional case theory
Expert review
Choosing an expert
 Record the experts who have assisted in previous matters
 Develop an expert register
 Try not to use panel or defendant orientated doctors
 Colleague network – solicitors & barristers
 Medical literature – research
 Letter of instruction – careful drafting/mindful of issues of breach and
causation
 Brief barrister in complex matters
Commencing proceedings
 Expert evidence
 Breach evidence must address s 5O Civil Liability Act 2002
 Causation – often the most difficult element to prove
 Damage
 Consideration of non-economic loss
 Other heads of damage
 “Worst case” scenario – s 16 Civil Liability Act 2002
 Is unlitigated approach appropriate?
 Otherwise…. draft a statement of claim
 Role of barrister
 District Court v Supreme Court
Running the claim
 Requests for further and better particulars
 Liability issues
 Quantum issues
 Preparing quantum
 Responding to defence medical evidence
 Medical appointments re damage
 Case management
Resolving the claim
 Culture of settlement
 Hearings are rare if case well prepared
 Early invitation to settle once case fully prepared
 ISC v mediation?
 Length of court process – District v Supreme Ct
Process of mediation
 Court ordered
 Agreement by parties
 Choosing a mediator
 Who participates?
 Apologies
What type of claims?
 Obstetric/birth trauma
 Injuries to child eg cerebral palsy
 Stillbirth/neonatal death
 Gynaecological injury to mother
 Hospital care
 Surgical error
 Post operative management
 Accident & Emergency
 Elective surgery
 Bariatric surgery (weightloss surgery)
 Cosmetic surgery
What type of claims (cont’d)?
 GP issues
 Misdiagnosis /failure to diagnose
 Failure to refer ie for investigation or specialist management
 Failure to treat
 Aged care
 Poor standard of care
 Pressure wound management/falls
 Psychiatry ie at risk patients
 Failure to detain under Mental Health Act
 Failure to prevent injury whilst detained patients
Case study – birth trauma – injury to the child
 Most complex of all medical negligence cases
 Sub-specialty - obstetric birth trauma
 Birth took place at Maitland Hospital
 Labour mismanaged in multiple respects
 Child born with birth asphyxia leading to hypoxaemia and acidaemia
 Later diagnosed with cerebral palsy of the spastic quadriplegic type – a
severe type of cerebral palsy
 Case resolved for very large sum
 Child died age 12 – severe cerebral palsy often decreases life
expectancy due to significant impairments
Case study – birth trauma – continued
 Cases such as these take a long time to prepare
 And a long time to proceed through the Supreme Court
 Senior and junior Counsel briefed – junior Counsel specialises in obstetric
negligence
 Multiple experts on breach and causation which were both very much in issue
 2 x obstetricians (from Sydney)
 1 x paediatric neuroradiologist (from the UK)
 1 x neonatologist (from Qld)
 Multiple experts on damage
 24 hour care
 Special needs
 Non-economic loss – “most extreme case”
 Parents ran nervous shock claims due to psychological injury
Case study – birth trauma – injury to mother
 Maternal birth trauma now “a thing” – as awareness increases, we
are seeing many more cases
 Historically focus was on the health of the baby with no attention
given to injury to mother
 Govt birthing policy has been focused on need to “natural” delivery
 NSW Health policy currently under review – women need
information about risks of birthing
Case study – birth trauma – continued
 Case involved traumatic birth of first child in regional hospital – was
left alone without foetal monitoring for 4 hours when 3 cm dilated –
given IV syntocin to augment labour - student midwife found client to
be 9 cm dilated and baby in breech position – prepared for c-section
 Urgent revision to vaginal delivery – episiotomy – no anaesthesia –
perineal tears and hip injury diagnosed in post partum period –
severity of orthopaedic injury indicated the force applied during
delivery – significant ongoing disabilities resulting in wheelchair –
could not work again
Case study – surgical error
 General surgeon in the South Coast of NSW recommended a total
thyroidectomy to a woman in her 50s after a suspicious nodule was found
in her thyroid gland
 No pathology arranged
 Woman’s laryngeal nerves were severed
 Now suffers severe breathing difficulties and significantly impaired capacity
to speak and swallow
 Independent expert said surgery not indicated and woman should have
been referred to specialist thyroid surgeon for appropriate management
and advice
 No real issue as to breach and causation
 Demonstrates lack of volume practices and skill in regional areas
Case study – ED – catastrophic injury
 Maitland Hospital case
 15-month-old boy had a heavy blow to the head – had just taken his first
steps
 Head injury required appropriate neurological assessment – not done -
discharged home
 Brought into hospital again 2 days later, presenting with symptoms of
bacterial infection - no septic workup – again discharged
 Hospital staff failed to diagnose left occipital and mastoid fracture and
developing meningitis
 No real issue as to breach but causation in issue
 The boy suffered permanent brain damage
Case study – ED – meningitis
 15-year-old girl with some intellectual delay and mild autism was treated
by GP for ear infection
 Became more unwell - was referred to John Hunter Hospital
 She developed bacterial meningitis, which was not properly assessed or
treated, and remained in hospital for 8 months
 Independent expert said girl not properly assessed nor treated bad
outcome avoidable
 Evidence for plaintiff
 ED physician
 Infectious diseases physician
 Paediatrician
 Neurologist
 Plaintiff has spastic quadriplegia and is unable to vocalise
Case study – avoidable death at mental health unit
 18-year-old girl committed
suicide while admitted to Calvary
Mater Mental Health Unit in
Newcastle
 An investigation report found she
should have been observed
every 15 minutes
 Mental health nurses were
conducting observations from
their desk at the nurse’s station
 Nurses were subject to
disciplinary action and had
registration revoked
 Procedures re 15-minute reviews
reinforced as a result of case
Case study – cosmetic surgery
 Political campaign under way in NSW to better regulate the cosmetic
surgery “industry”
 Turf war? by plastic and reconstructive surgeons
 GPs with little or no specialist surgical training hold themselves out as
cosmetic surgeons
 Particular local GP practising as a cosmetic surgeon – now in Chatswood
 During a facelift procedure, facial nerves were severed leading to facial
disfigurement, permanent nerve damage and psychological sequalae
 The surgery had been carried out in the GPs rooms with assistance
provided by his receptionist
 Liability was admitted by the defendant
 High NEL and economic loss
 The matter settled at mediation for a significant sum
The case of cosmetic surgeon,
Dr Les Blackstock
Patient safety -
Does medical negligence litigation improve quality?
 Aggrieved patients choosing to sue following adverse outcomes
 Health provider being held accountable
 “Not about the money”
 Promoting health and safety
 How does health care litigation improve quality?
 Impose sanctions where breaches of standards have occurred
 Deterrent signal of litigation
 Role of tort law
Patient safety
 Not about the money but losses and injuries can be extremely significant
 Death of loved one
 avoidable death
 death before time
 manner of death
 nervous shock (psych injury) claim
 claim for loss of support incl financial
 Significant injury
 Pain and suffering
 Loss of income
 Inability to perform activities of daily living
 Medical and treatment expenses
Questions?
Thank you

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Health law - negligence and patient safety

  • 1. LAWS6090 – Health Law Negligence and Patient Safety Presented by Catherine Henry Principal, Catherine Henry Lawyers | Newcastle – Sydney – Port Macquarie University of Newcastle 29 July 2021
  • 2. Catherine Henry Lawyers pay our respects to Aboriginal and Torres Strait Islander peoples as the traditional owners of this country and acknowledge that we are meeting on land of the Worimi and Awabakal people. We will play our part to ensure reconciliation and equal access to quality legal representation for all Australians. Acknowledgement of Country
  • 3.  Newcastle based firm with small offices in Sydney and mid-north coast (Port Macquarie)  What we do?  Heath & Medical Law  Wills, Estates & Elder Law including Aged Care Law  Family Law  Crime & Traffic  Large part of the firm’s work is in the area of health and medical law Who are we?
  • 4. Why be a health & medical lawyer?  Traditionally capital city work – increasingly less so  Health law is much more than medical negligence – see course outline  CHL has a diverse health law practice including:  Heath care professionals – regulation/disciplinary work  Mental health law  Pregnancy and reproductive rights  Inquests  Aged care – remedies in common law (negligence/intentional tort) & consumer law  Public health law – eg COVID issues and, of course,  A significant medical negligence practice
  • 5. Medical negligence – how much is there?  Huge numbers of iatrogenic injury  Numbers of patients who sue -let alone obtain comp’n - is low  Most avoidable outcomes are not acted upon  Lack of available data in Australia  “1 in 10 will experience a mishap” (Medical Error Action Group)  20,000 individuals estimated to die each year (ABC World Today, 2015)  50,000 individuals will suffer permanent injury as result of medical error (ABC World Today, 2015)
  • 6.
  • 7.
  • 8. Running a medical negligence claim  Breach… causation… damage  Law is relatively straightforward but…  The medicine is far from straightforward in the majority of cases  Each case turns on unique facts and circumstances  Med neg lawyers need either basic medical knowledge or familiarity (or not be phased by medical issues and be able to work in a medical environment)  Identify a case theory – adapt that to evidence  In-house clinical experience (or past clinical experience) is valuable) and common place
  • 9. Investigation  Most difficult and challenging part of matter  Triage enquiries – exercise judgement re viability i.e. breach/causation and damage  Obtain detailed facts from client  Obtain and then review clinical records  Prepare short form chronology  Develop provisional case theory
  • 10. Expert review Choosing an expert  Record the experts who have assisted in previous matters  Develop an expert register  Try not to use panel or defendant orientated doctors  Colleague network – solicitors & barristers  Medical literature – research  Letter of instruction – careful drafting/mindful of issues of breach and causation  Brief barrister in complex matters
  • 11. Commencing proceedings  Expert evidence  Breach evidence must address s 5O Civil Liability Act 2002  Causation – often the most difficult element to prove  Damage  Consideration of non-economic loss  Other heads of damage  “Worst case” scenario – s 16 Civil Liability Act 2002  Is unlitigated approach appropriate?  Otherwise…. draft a statement of claim  Role of barrister  District Court v Supreme Court
  • 12. Running the claim  Requests for further and better particulars  Liability issues  Quantum issues  Preparing quantum  Responding to defence medical evidence  Medical appointments re damage  Case management
  • 13. Resolving the claim  Culture of settlement  Hearings are rare if case well prepared  Early invitation to settle once case fully prepared  ISC v mediation?  Length of court process – District v Supreme Ct
  • 14. Process of mediation  Court ordered  Agreement by parties  Choosing a mediator  Who participates?  Apologies
  • 15. What type of claims?  Obstetric/birth trauma  Injuries to child eg cerebral palsy  Stillbirth/neonatal death  Gynaecological injury to mother  Hospital care  Surgical error  Post operative management  Accident & Emergency  Elective surgery  Bariatric surgery (weightloss surgery)  Cosmetic surgery
  • 16. What type of claims (cont’d)?  GP issues  Misdiagnosis /failure to diagnose  Failure to refer ie for investigation or specialist management  Failure to treat  Aged care  Poor standard of care  Pressure wound management/falls  Psychiatry ie at risk patients  Failure to detain under Mental Health Act  Failure to prevent injury whilst detained patients
  • 17. Case study – birth trauma – injury to the child  Most complex of all medical negligence cases  Sub-specialty - obstetric birth trauma  Birth took place at Maitland Hospital  Labour mismanaged in multiple respects  Child born with birth asphyxia leading to hypoxaemia and acidaemia  Later diagnosed with cerebral palsy of the spastic quadriplegic type – a severe type of cerebral palsy  Case resolved for very large sum  Child died age 12 – severe cerebral palsy often decreases life expectancy due to significant impairments
  • 18. Case study – birth trauma – continued  Cases such as these take a long time to prepare  And a long time to proceed through the Supreme Court  Senior and junior Counsel briefed – junior Counsel specialises in obstetric negligence  Multiple experts on breach and causation which were both very much in issue  2 x obstetricians (from Sydney)  1 x paediatric neuroradiologist (from the UK)  1 x neonatologist (from Qld)  Multiple experts on damage  24 hour care  Special needs  Non-economic loss – “most extreme case”  Parents ran nervous shock claims due to psychological injury
  • 19. Case study – birth trauma – injury to mother  Maternal birth trauma now “a thing” – as awareness increases, we are seeing many more cases  Historically focus was on the health of the baby with no attention given to injury to mother  Govt birthing policy has been focused on need to “natural” delivery  NSW Health policy currently under review – women need information about risks of birthing
  • 20. Case study – birth trauma – continued  Case involved traumatic birth of first child in regional hospital – was left alone without foetal monitoring for 4 hours when 3 cm dilated – given IV syntocin to augment labour - student midwife found client to be 9 cm dilated and baby in breech position – prepared for c-section  Urgent revision to vaginal delivery – episiotomy – no anaesthesia – perineal tears and hip injury diagnosed in post partum period – severity of orthopaedic injury indicated the force applied during delivery – significant ongoing disabilities resulting in wheelchair – could not work again
  • 21. Case study – surgical error  General surgeon in the South Coast of NSW recommended a total thyroidectomy to a woman in her 50s after a suspicious nodule was found in her thyroid gland  No pathology arranged  Woman’s laryngeal nerves were severed  Now suffers severe breathing difficulties and significantly impaired capacity to speak and swallow  Independent expert said surgery not indicated and woman should have been referred to specialist thyroid surgeon for appropriate management and advice  No real issue as to breach and causation  Demonstrates lack of volume practices and skill in regional areas
  • 22. Case study – ED – catastrophic injury  Maitland Hospital case  15-month-old boy had a heavy blow to the head – had just taken his first steps  Head injury required appropriate neurological assessment – not done - discharged home  Brought into hospital again 2 days later, presenting with symptoms of bacterial infection - no septic workup – again discharged  Hospital staff failed to diagnose left occipital and mastoid fracture and developing meningitis  No real issue as to breach but causation in issue  The boy suffered permanent brain damage
  • 23. Case study – ED – meningitis  15-year-old girl with some intellectual delay and mild autism was treated by GP for ear infection  Became more unwell - was referred to John Hunter Hospital  She developed bacterial meningitis, which was not properly assessed or treated, and remained in hospital for 8 months  Independent expert said girl not properly assessed nor treated bad outcome avoidable  Evidence for plaintiff  ED physician  Infectious diseases physician  Paediatrician  Neurologist  Plaintiff has spastic quadriplegia and is unable to vocalise
  • 24. Case study – avoidable death at mental health unit  18-year-old girl committed suicide while admitted to Calvary Mater Mental Health Unit in Newcastle  An investigation report found she should have been observed every 15 minutes  Mental health nurses were conducting observations from their desk at the nurse’s station  Nurses were subject to disciplinary action and had registration revoked  Procedures re 15-minute reviews reinforced as a result of case
  • 25. Case study – cosmetic surgery  Political campaign under way in NSW to better regulate the cosmetic surgery “industry”  Turf war? by plastic and reconstructive surgeons  GPs with little or no specialist surgical training hold themselves out as cosmetic surgeons  Particular local GP practising as a cosmetic surgeon – now in Chatswood  During a facelift procedure, facial nerves were severed leading to facial disfigurement, permanent nerve damage and psychological sequalae  The surgery had been carried out in the GPs rooms with assistance provided by his receptionist  Liability was admitted by the defendant  High NEL and economic loss  The matter settled at mediation for a significant sum
  • 26. The case of cosmetic surgeon, Dr Les Blackstock
  • 27. Patient safety - Does medical negligence litigation improve quality?  Aggrieved patients choosing to sue following adverse outcomes  Health provider being held accountable  “Not about the money”  Promoting health and safety  How does health care litigation improve quality?  Impose sanctions where breaches of standards have occurred  Deterrent signal of litigation  Role of tort law
  • 28. Patient safety  Not about the money but losses and injuries can be extremely significant  Death of loved one  avoidable death  death before time  manner of death  nervous shock (psych injury) claim  claim for loss of support incl financial  Significant injury  Pain and suffering  Loss of income  Inability to perform activities of daily living  Medical and treatment expenses