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1	
  
	
  
Risk	
  and	
  Treatment	
  Factors	
  for	
  Squamous	
  Cell	
  Carcinoma	
  
of	
  the	
  Lip	
  
A	
  cohort	
  study	
  from	
  the	
  Radiation	
  Oncology	
  Department,	
  Westmead	
  Hospital	
  
	
  
	
  
Name	
  of	
  Student:	
  Mithilesh	
  Dronavalli	
  
Supervisor:	
  Prof.	
  Val	
  Gebski	
  
Associate	
  Supervisor:	
  A/Prof.	
  Michael	
  J.	
  Veness	
  
Departments:	
  
• National	
  Health	
  and	
  Medical	
  Research	
  Council	
  Clinical	
  Trial	
  Centre,	
  School	
  of	
  
Public	
  Health,	
  Faculty	
  of	
  Medicine,	
  University	
  of	
  Sydney	
  
• Radiation	
  Oncology	
  Department,	
  Westmead	
  Hospital	
  
A	
  thesis	
  submitted	
  in	
  fulfilment	
  of	
  the	
  requirements	
  for	
  the	
  degree	
  of	
  Master	
  of	
  Medical	
  
Philosophy	
  in	
  the	
  School	
  of	
  Public	
  Health,	
  Faculty	
  of	
  Medicine	
  at	
  The	
  University	
  of	
  Sydney.	
  
August	
  2011	
  
	
  
2	
  
	
  
Acknowledgements	
  	
  
I	
  thank	
  my	
  supervisors	
  for	
  having	
  the	
  patience	
  and	
  endurance	
  to	
  support	
  me	
  
throughout	
  the	
  candidature.	
  I	
  thank	
  my	
  parents	
  and	
  mentors	
  for	
  their	
  moral	
  
support	
  throughout	
  the	
  candidature.	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Declaration	
  
I	
  declare	
  that	
  the	
  research	
  presented	
  here	
  is	
  my	
  own	
  original	
  work	
  and	
  has	
  
not	
  been	
  submitted	
  to	
  any	
  other	
  institution	
  for	
  the	
  award	
  of	
  a	
  degree.	
  
	
  
Signed:	
  ……………………………………………………………………………	
  	
  
	
  
Date:	
  ……………………………………………………………………………….	
  
3	
  
	
  
Abstract	
  
Patients	
  with	
  lip	
  cancer	
  who	
  have	
  delayed	
  treatment	
  or	
  for	
  whom	
  the	
  cancer	
  is	
  more	
  
aggressive,	
  often	
  have	
  worse	
  outcomes.	
  The	
  aim	
  of	
  this	
  investigation	
  was	
  to	
  find	
  the	
  risk	
  
and	
  treatment	
  factors	
  for	
  developing	
  lip	
  cancer,	
  the	
  recurrence	
  of	
  lip	
  cancer	
  and	
  survival.	
  	
  
This	
  was	
  investigated	
  by	
  a	
  review	
  of	
  the	
  literature	
  and	
  original	
  analysis	
  of	
  data.	
  	
  
	
  
A	
  summary	
  of	
  the	
  outcomes	
  regarding	
  survival	
  and	
  recurrence	
  of	
  patients	
  undergoing	
  
surgery	
  or	
  radiotherapy	
  (or	
  combination)	
  was	
  conducted	
  to	
  compare	
  these	
  treatments.	
  
An	
  original	
  analysis	
  of	
  a	
  lip	
  cancer	
  cohort	
  dataset	
  from	
  the	
  Department	
  of	
  Radiation	
  
Oncology	
  at	
  Westmead	
  Hospital	
  was	
  carried	
  out.	
  This	
  included	
  univariate	
  analysis	
  and	
  
multivariate	
  survival	
  analysis	
  investigating	
  time	
  to	
  recurrence	
  and	
  survival.	
  Also	
  
prognostic	
  risk	
  models	
  were	
  developed	
  to	
  classify	
  patients	
  into	
  risk	
  groups	
  in	
  terms	
  of	
  
recurrence	
  and	
  survival.	
  	
  
	
  
	
  This	
  investigation	
  adds	
  to	
  the	
  literature	
  as	
  analysis	
  was	
  conducted	
  from	
  a	
  time	
  to	
  
recurrence	
  and	
  survival	
  perspective	
  using	
  survival	
  analysis,	
  rather	
  than	
  just	
  by	
  
investigating	
  the	
  occurrence	
  of	
  the	
  event.	
  Here	
  information	
  regarding	
  the	
  order	
  in	
  which	
  
events	
  occurred	
  is	
  used	
  to	
  make	
  inferences.	
  Also	
  this	
  study	
  gives	
  insight	
  on	
  outcomes	
  of	
  
patients	
  with	
  lip	
  cancer	
  who	
  underwent	
  surgery	
  with	
  adjuvant	
  radiotherapy,	
  where	
  there	
  
is	
  limited	
  information	
  in	
  the	
  literature.	
  It	
  should	
  be	
  noted	
  that	
  there	
  are	
  biases	
  involved	
  in	
  
dealing	
  with	
  a	
  cohort	
  study,	
  especially	
  since	
  patients	
  were	
  not	
  randomised	
  to	
  a	
  
treatment.	
  	
  
	
  
In	
  conclusion	
  I	
  have	
  reported	
  on	
  some	
  significant	
  findings	
  regarding	
  treatment	
  
comparisons	
  and	
  risk	
  factors	
  for	
  lip	
  cancer.	
  
	
  
4	
  
	
  
Table	
  of	
  Contents	
  
Risk	
  and	
  Treatment	
  Factors	
  for	
  Squamous	
  Cell	
  Carcinoma	
  of	
  the	
  Lip	
  ..............................	
  1	
  
Tables	
  ....................................................................................................................................	
  7	
  
Figures	
  .................................................................................................................................	
  10	
  
Abbreviations	
  and	
  acronyms	
  ................................................................................................	
  12	
  
Literature	
  review	
  ..........................................................................................................	
  15	
  
Introduction	
  .........................................................................................................................	
  15	
  
TNM,	
  staging	
  and	
  grading	
  ....................................................................................................	
  16	
  
Grading	
  ................................................................................................................................	
  18	
  
Epidemiology	
  .......................................................................................................................	
  18	
  
Risk	
  factors	
  ..........................................................................................................................	
  20	
  
Sun	
  exposure	
  ..........................................................................................................................	
  20	
  
Smoking	
  as	
  a	
  risk	
  factor	
  for	
  developing	
  disease	
  .....................................................................	
  23	
  
Other	
  risk	
  factors	
  for	
  developing	
  lip	
  cancer	
  ...........................................................................	
  23	
  
Progression	
  of	
  disease	
  .........................................................................................................	
  24	
  
Treatment	
  modalities	
  and	
  regimens	
  .....................................................................................	
  24	
  
Surgery	
  ....................................................................................................................................	
  25	
  
Radiotherapy	
  ..........................................................................................................................	
  27	
  
Summary	
  of	
  treatment	
  outcome	
  ..........................................................................................	
  29	
  
Flowchart	
  of	
  articles	
  ...............................................................................................................	
  30	
  
Recurrence	
  ...........................................................................................................................	
  35	
  
Age	
  ..........................................................................................................................................	
  36	
  
Gender	
  ....................................................................................................................................	
  37	
  
Tumour	
  size	
  ............................................................................................................................	
  38	
  
Histological	
  grade	
  ...................................................................................................................	
  42	
  
Maximal	
  tumour	
  thickness	
  .....................................................................................................	
  44	
  
Site	
  of	
  lip	
  cancer	
  .....................................................................................................................	
  47	
  
Cellular	
  and	
  molecular	
  factors	
  ................................................................................................	
  48	
  
Perineural	
  invasion	
  .................................................................................................................	
  52	
  
Other	
  risk	
  factors	
  ....................................................................................................................	
  54	
  
Survival	
  and	
  its	
  risk	
  factors	
  ...................................................................................................	
  55	
  
Analysis	
  of	
  the	
  Westmead	
  lip	
  cancer	
  dataset	
  ................................................................	
  58	
  
5	
  
	
  
Materials	
  and	
  methods	
  ........................................................................................................	
  58	
  
Patient	
  eligibility	
  ..................................................................................................................	
  58	
  
Inclusion	
  criteria	
  .....................................................................................................................	
  59	
  
Exclusion	
  criteria	
  .....................................................................................................................	
  59	
  
Treatment	
  ............................................................................................................................	
  59	
  
Methods	
  ..............................................................................................................................	
  59	
  
Methods	
  of	
  univariate	
  analysis	
  ............................................................................................	
  60	
  
Methods	
  for	
  adjusted	
  treatment	
  effect	
  ................................................................................	
  62	
  
Methods	
  of	
  risk	
  models	
  ........................................................................................................	
  62	
  
Dataset	
  description	
  ..............................................................................................................	
  64	
  
Results	
  .........................................................................................................................	
  67	
  
Baseline	
  demographics	
  ........................................................................................................	
  67	
  
Dichotomous	
  variables	
  used	
  in	
  overall	
  survival	
  modelling	
  .....................................................	
  68	
  
Univariate	
  models	
  ................................................................................................................	
  69	
  
Survival	
  models	
  from	
  diagnosis	
  ..............................................................................................	
  69	
  
Interpretation	
  of	
  risk	
  reduction	
  ..............................................................................................	
  70	
  
Recurrence	
  models	
  from	
  diagnosis	
  ........................................................................................	
  74	
  
Multivariate	
  analysis	
  ............................................................................................................	
  76	
  
Treatment	
  comparison:	
  Patients	
  treated	
  with	
  Sx	
  vs.	
  RTx	
  .......................................................	
  76	
  
Treatment	
  comparison:	
  Patients	
  treated	
  with	
  Sx	
  or	
  Sx+RTx	
  compared	
  to	
  RTx	
  ......................	
  79	
  
Treatment	
  comparison:	
  Patients	
  receiving	
  Sx+RTx	
  vs.	
  Sx.	
  ......................................................	
  84	
  
Treatment	
  comparison:	
  Patients	
  receiving	
  Sx+RTx	
  vs.	
  RTx	
  ....................................................	
  87	
  
Risk	
  modelling	
  .....................................................................................................................	
  91	
  
Survival	
  model	
  with	
  treatment	
  ...............................................................................................	
  93	
  
Survival	
  model	
  not	
  including	
  treatment	
  .................................................................................	
  97	
  
Recurrence	
  model	
  with	
  treatment	
  .......................................................................................	
  101	
  
Discussion	
  ..................................................................................................................	
  105	
  
Tumour	
  size	
  .......................................................................................................................	
  106	
  
Age	
  at	
  diagnosis	
  .................................................................................................................	
  108	
  
Treatment	
  comparison:	
  Sx	
  vs.	
  RTx	
  ......................................................................................	
  109	
  
Treatment	
  comparison:	
  Sx	
  and	
  Sx+RTx	
  vs.	
  RTx	
  ...................................................................	
  111	
  
Treatment	
  comparison:	
  Sx+RTx	
  vs.	
  Sx	
  ................................................................................	
  112	
  
Treatment	
  comparison:	
  Sx+RTx	
  vs.	
  RTx	
  ..............................................................................	
  113	
  
6	
  
	
  
Risk	
  models	
  ........................................................................................................................	
  114	
  
Risk	
  model:	
  Survival	
  with	
  treatment	
  .....................................................................................	
  115	
  
Risk	
  model:	
  Survival	
  without	
  treatment	
  ...............................................................................	
  116	
  
Risk	
  model:	
  Recurrence	
  with	
  treatment	
  ...............................................................................	
  117	
  
Conclusion	
  ..................................................................................................................	
  118	
  
Bibliography	
  ...............................................................................................................	
  120	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
7	
  
	
  
Tables	
  
Table	
  1	
  Treatment	
  outcome	
  and	
  treatment	
  modality	
  for	
  each	
  article	
  ...................................	
  31	
  
Table	
  2	
  Summary	
  of	
  results	
  relating	
  to	
  loco-­‐regional	
  control	
  ................................................	
  33	
  
Table	
  3	
  Summary	
  of	
  results	
  relating	
  to	
  overall	
  survival	
  ..........................................................	
  33	
  
Table	
  4	
  Summary	
  of	
  results	
  relating	
  to	
  cause-­‐specific	
  survival	
  ..............................................	
  34	
  
Table	
  5	
  Summary	
  of	
  results	
  relating	
  to	
  disease	
  free	
  survival	
  .................................................	
  34	
  
Table	
  6	
  Summary	
  of	
  findings	
  for	
  age.	
  .....................................................................................	
  36	
  
Table	
  7	
  Summary	
  of	
  results	
  for	
  tumour	
  size	
  ...........................................................................	
  38	
  
Table	
  8	
  Summary	
  of	
  results	
  for	
  histological	
  grade	
  ..................................................................	
  42	
  
Table	
  9	
  Summary	
  of	
  results	
  for	
  maximal	
  tumour	
  thickness	
  ...................................................	
  44	
  
Table	
  10	
  Summary	
  of	
  results	
  for	
  site	
  of	
  lip	
  cancer	
  .................................................................	
  47	
  
Table	
  11	
  Summary	
  of	
  results	
  for	
  cellular	
  and	
  molecular	
  factors	
  ............................................	
  48	
  
Table	
  12	
  Summary	
  of	
  results	
  for	
  perineural	
  invasion	
  .............................................................	
  52	
  
Table	
  13	
  Summary	
  of	
  results	
  for	
  ulcerated	
  pattern	
  and	
  tumour	
  area	
  ....................................	
  54	
  
Table	
  14	
  Risk	
  factors	
  predicting	
  survival	
  in	
  lip	
  cancer	
  in	
  one	
  study	
  ........................................	
  57	
  
Table	
  15	
  Treatment	
  definitions	
  ..............................................................................................	
  65	
  
Table	
  16	
  Patient	
  and	
  tumour	
  predictor	
  definitions	
  ................................................................	
  66	
  
Table	
  17	
  Summary	
  measures	
  on	
  age	
  of	
  patients	
  by	
  treatment	
  groups	
  ..................................	
  67	
  
Table	
  18	
  Baseline	
  dichotomised	
  variables	
  and	
  all	
  cause	
  mortality	
  .........................................	
  68	
  
Table	
  19	
  Univariate	
  results	
  for	
  overall	
  survival	
  ......................................................................	
  69	
  
Table	
  20	
  Univariate	
  results	
  for	
  recurrence	
  modelling	
  ............................................................	
  74	
  
8	
  
	
  
Table	
  21	
  Survival	
  and	
  recurrence	
  models	
  for	
  the	
  treatment	
  comparison	
  between	
  patients	
  
treated	
  with	
  Sx	
  alone	
  vs.	
  RTx	
  alone	
  ........................................................................................	
  76	
  
Table	
  22	
  Survival	
  and	
  recurrence	
  models	
  for	
  the	
  treatment	
  comparison	
  between	
  patients	
  
treated	
  with	
  Sx	
  alone	
  or	
  with	
  adjuvant	
  RTx	
  vs.	
  RTx	
  alone	
  ......................................................	
  79	
  
Table	
  23(a)	
  Time	
  dependent	
  Cox	
  analysis	
  at	
  24	
  months	
  ........................................................	
  82	
  
Table	
  23(b)	
  Summary	
  of	
  patients;	
  based	
  on	
  2	
  yr	
  survival.	
  ......................................................	
  83	
  
Table	
  24	
  Adjusted	
  survival	
  and	
  recurrence	
  models	
  for	
  the	
  treatment	
  comparison	
  between	
  
patients	
  receiving	
  Sx+RTx	
  vs.	
  Sx.	
  .............................................................................................	
  84	
  
Table	
  25	
  Adjusted	
  survival	
  and	
  recurrence	
  models	
  for	
  the	
  treatment	
  comparison	
  between	
  
patients	
  receiving	
  Sx+RTx	
  vs.	
  RTx	
  ...........................................................................................	
  87	
  
Table	
  26	
  Time	
  dependent	
  Cox	
  analysis	
  at	
  24	
  months	
  ............................................................	
  90	
  
Table	
  27	
  Proportional	
  hazards	
  model	
  for	
  the	
  survival	
  risk	
  model	
  including	
  treatment	
  
comparison	
  .............................................................................................................................	
  93	
  
Table	
  28	
  2x2	
  table	
  for	
  risk	
  grouping	
  .......................................................................................	
  94	
  
Table	
  29	
  Logrank	
  test	
  validating	
  the	
  risk	
  group	
  cut-­‐off	
  point	
  .................................................	
  95	
  
Table	
  30	
  Gronnesby-­‐Borgan	
  goodness	
  of	
  fit	
  test	
  ...................................................................	
  95	
  
Table	
  31	
  May-­‐Hosmer	
  goodness	
  of	
  fit	
  test	
  .............................................................................	
  97	
  
Table	
  32	
  Proportional	
  hazards	
  model	
  for	
  the	
  survival	
  risk	
  model	
  excluding	
  treatment	
  
comparison	
  .............................................................................................................................	
  98	
  
Table	
  33	
  Chi-­‐squared	
  test	
  for	
  risk	
  grouping	
  ............................................................................	
  98	
  
Table	
  34	
  Logrank	
  test	
  validating	
  the	
  risk	
  group	
  cut-­‐off	
  point	
  .................................................	
  99	
  
Table	
  35	
  Gronnesby-­‐Borgan	
  goodness	
  of	
  fit	
  test	
  .................................................................	
  100	
  
Table	
  36	
  May-­‐Hosmer	
  goodness	
  of	
  fit	
  test	
  ...........................................................................	
  100	
  
9	
  
	
  
Table	
  37	
  Proportional	
  hazards	
  model	
  for	
  the	
  recurrence	
  risk	
  model	
  including	
  treatment	
  
comparison	
  ...........................................................................................................................	
  101	
  
Table	
  38	
  Chi-­‐squared	
  test	
  for	
  risk	
  grouping	
  ..........................................................................	
  102	
  
Table	
  39	
  Logrank	
  test	
  for	
  the	
  risk	
  group	
  cut-­‐off	
  point.	
  .........................................................	
  102	
  
Table	
  40	
  Gronnesby-­‐Borgan	
  goodness	
  of	
  fit	
  test	
  .................................................................	
  104	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
10	
  
	
  
Figures	
  
Figure	
  1	
  Incidence	
  rates	
  in	
  Asia,	
  Europe	
  and	
  USA	
  for	
  lip	
  cancer.	
  .......................................	
  19	
  
Figure	
  2	
  Meyer’s	
  plasty:	
  steps	
  involved	
  to	
  excise	
  a	
  lesion	
  ..................................................	
  26	
  
Figure	
  3	
  Flowchart	
  of	
  articles	
  assessing	
  treatment	
  outcomes	
  for	
  lip	
  cancer	
  ......................	
  30	
  
Figure	
  4	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  the	
  tumour	
  size	
  as	
  a	
  predictor	
  
of	
  survival	
  ............................................................................................................................	
  72	
  
Figure	
  5	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  the	
  variable	
  of	
  age	
  (age≥70	
  
years)	
  as	
  a	
  prognostic	
  indicator	
  of	
  survival	
  .........................................................................	
  73	
  
Figure	
  6	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx	
  alone	
  vs.	
  RTx	
  alone	
  in	
  
predicting	
  overall	
  survival	
  ...................................................................................................	
  77	
  
Figure	
  7	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx	
  alone	
  vs.	
  RTx	
  alone	
  in	
  
predicting	
  time	
  to	
  recurrence.	
  ............................................................................................	
  78	
  
Figure	
  8	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx	
  or	
  Sx+RTx	
  vs.	
  RTx	
  alone	
  in	
  
predicting	
  survival	
  ...............................................................................................................	
  81	
  
Figure	
  9	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx	
  or	
  Sx+RTx	
  vs.	
  RTx	
  alone	
  in	
  
predicting	
  recurrence.	
  ........................................................................................................	
  83	
  
Figure	
  10	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx+RTx	
  vs.	
  Sx	
  alone	
  in	
  
predicting	
  survival	
  ...............................................................................................................	
  85	
  
Figure	
  11	
  Cumulative	
  proportion	
  experiencing	
  recurrence	
  for	
  Sx+RTx	
  vs.	
  Sx	
  ....................	
  86	
  
Figure	
  12	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx+RTx	
  vs.	
  RTx	
  alone	
  in	
  
predicting	
  survival	
  ...............................................................................................................	
  89	
  
Figure	
  13	
  Cumulative	
  proportion	
  experiencing	
  the	
  event	
  for	
  Sx+RTx	
  vs.	
  RTx	
  alone	
  in	
  
predicting	
  recurrence	
  .........................................................................................................	
  90	
  
Figure	
  14	
  Risk	
  model	
  of	
  survival	
  for	
  patients	
  who	
  have	
  been	
  treated	
  ...............................	
  96	
  
11	
  
	
  
Figure	
  15	
  Risk	
  model	
  of	
  survival	
  for	
  patients	
  diagnosed	
  and	
  awaiting	
  treatment	
  .............	
  99	
  
Figure	
  16	
  Risk	
  model	
  of	
  time	
  to	
  recurrence	
  .....................................................................	
  103	
  
	
  
Note:	
  A	
  P	
  value	
  less	
  than	
  P	
  =	
  0.05	
  is	
  considered	
  significant	
  in	
  this	
  thesis.	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
12	
  
	
  
Abbreviations	
  and	
  acronyms	
  
Terms	
  -­‐	
  Definitions	
  
	
  	
  2x2	
  table	
  –	
  Two-­‐by-­‐two	
  table	
  
95%CI	
  -­‐	
  95%	
  Confidence	
  Interval	
  	
  
ANZ	
  -­‐	
  Australia	
  and	
  New	
  Zealand	
  
BT	
  -­‐	
  Brachytherapy	
  
Cat.	
  -­‐	
  Categorical	
  
cm	
  -­‐	
  Centimetres	
  	
  
cont.	
  -­‐	
  Continuous	
  
corr.	
  -­‐	
  Correlation	
  
CSS	
  -­‐	
  Cause	
  specific	
  survival	
  
DFS	
  -­‐	
  Disease	
  free	
  survival	
  
Diff	
  -­‐	
  Differentiated	
  	
  
DRR	
  -­‐	
  Delayed	
  regional	
  recurrence	
  
EBRT	
  -­‐	
  External	
  beam	
  radiotherapy	
  
FUP	
  -­‐	
  Followup	
  
GB-­‐	
  Gronnesby-­‐Borgan	
  
HDR	
  -­‐	
  High	
  dose	
  rate	
  
HR	
  -­‐	
  Hazard	
  ratio	
  
KM	
  -­‐	
  Kaplan	
  Meier	
  
LDR	
  -­‐	
  Low	
  dose	
  rate	
  
13	
  
	
  
LR	
  -­‐	
  Local	
  recurrence	
  
LRC	
  -­‐	
  Locoregional	
  control	
  
Mets	
  -­‐	
  Metastases	
  
MH	
  -­‐	
  May	
  and	
  Hosmer	
  goodness	
  of	
  fit	
  test	
  
mm	
  -­‐	
  millimetres	
  
MTT	
  -­‐	
  Maximal	
  tumour	
  thickness	
  
No.	
  -­‐	
  Number	
  
NSW	
  -­‐	
  New	
  South	
  Wales	
  
OR	
  -­‐	
  Odds	
  ratio	
  
OS	
  -­‐	
  Overall	
  survival	
  
PCNA	
  -­‐	
  Proliferating	
  cell	
  nuclear	
  antigen	
  
RCT	
  -­‐	
  Randomised	
  control	
  trial	
  
RTx	
  -­‐	
  Radiotherapy	
  
SA	
  -­‐	
  South	
  Australia	
  
SCC	
  -­‐	
  Squamous	
  cell	
  carcinoma	
  
SEER	
  -­‐	
  Surveillance,	
  Epidemiology	
  and	
  End	
  Results	
  
Sx	
  -­‐	
  Surgery	
  
Sx+RTx	
  -­‐	
  Surgery	
  and	
  adjuvant	
  radiotherapy	
  
TNM	
  -­‐	
  Tumour,	
  node	
  and	
  metastasis	
  
UICC	
  -­‐	
  International	
  union	
  against	
  cancer	
  
USA	
  –	
  United	
  States	
  of	
  America	
  
14	
  
	
  
UV	
  –	
  Ultraviolet	
  
UVB	
  -­‐	
  Ultraviolet	
  B	
  
XP	
  -­‐	
  Xeroderma	
  pigmentosum	
  
yrs	
  -­‐	
  Years	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
15	
  
	
  
Risk	
  and	
  Treatment	
  Factors	
  for	
  Squamous	
  Cell	
  Carcinoma	
  of	
  the	
  Lip	
  
A	
  cohort	
  study	
  from	
  the	
  Radiation	
  Oncology	
  Department,	
  Westmead	
  Hospital	
  
Literature	
  review	
  
Introduction	
  
Lip	
  cancer	
  is	
  a	
  malignant	
  neoplasm	
  of	
  the	
  upper	
  or	
  lower	
  lip,	
  or	
  commissure	
  and	
  
vermillion	
  border,	
  or	
  inner	
  aspect	
  of	
  the	
  lip	
  (1)	
  and	
  is	
  classified	
  according	
  to	
  the	
  
International	
  Classification	
  of	
  Disease	
  as	
  140.0-­‐140.9	
  ICD-­‐9.	
  In	
  some	
  studies	
  lip	
  cancer	
  
accounts	
  for	
  up	
  to	
  25%	
  of	
  oral	
  cancers	
  (2)	
  although,	
  at	
  least	
  in	
  Australia,	
  lip	
  cancer	
  is	
  
better	
  classified	
  as	
  a	
  sun	
  exposure	
  induced	
  cancer	
  rather	
  than	
  a	
  smoking	
  related	
  oral	
  
cancer.	
  Lip	
  cancers	
  account	
  for	
  <5%	
  of	
  head	
  and	
  neck	
  cancers	
  after	
  excluding	
  other	
  non-­‐
melanoma	
  skin	
  cancer.(2)	
  Histologically	
  90%	
  of	
  lip	
  cancers	
  are	
  of	
  squamous	
  cell	
  origin,	
  
with	
  the	
  remaining	
  10%	
  comprising	
  of	
  basal	
  cell	
  carcinoma	
  and	
  adenocarcinoma.	
  In	
  this	
  
thesis	
  I	
  will	
  focus	
  on	
  squamous	
  cell	
  carcinoma	
  (SCC)	
  of	
  the	
  lip	
  and	
  this	
  is	
  implied	
  by	
  use	
  of	
  
the	
  term	
  lip	
  cancer	
  unless	
  expressed	
  otherwise.	
  
	
  
Lip	
  cancer	
  may	
  follow	
  an	
  indolent	
  time	
  course	
  and	
  have	
  a	
  favourable	
  outcome	
  if	
  treated	
  
in	
  a	
  timely	
  and	
  appropriate	
  fashion,	
  however	
  in	
  a	
  subset	
  of	
  patients	
  the	
  cancer	
  can	
  be	
  
aggressive,	
  with	
  increased	
  morbidity	
  and	
  mortality	
  often	
  associated	
  with	
  the	
  subsequent	
  
development	
  of	
  nodal	
  metastases.(3)	
  If	
  these	
  patients	
  are	
  identified	
  and	
  treated	
  early,	
  
the	
  likelihood	
  of	
  cure	
  is	
  increased.	
  It	
  is	
  therefore	
  important	
  to	
  identify	
  the	
  risk	
  factors	
  for	
  
lip	
  cancer	
  and	
  to	
  investigate	
  the	
  effect	
  of	
  treatment	
  options	
  in	
  order	
  to	
  improve	
  outcome.	
  
	
  
The	
  objectives	
  of	
  this	
  thesis	
  are	
  to	
  discuss	
  the	
  risk	
  factors	
  for	
  lip	
  cancer	
  in	
  terms	
  of	
  the	
  
risk	
  of	
  developing	
  disease,	
  recurrence	
  and	
  survival.	
  Risk	
  factors	
  will	
  be	
  presented	
  as	
  either	
  
patient	
  or	
  tumour	
  factors.	
  Treatment	
  factors	
  for	
  prognosis	
  will	
  also	
  be	
  investigated.	
  	
  
16	
  
	
  
The	
  risk	
  factors	
  for	
  developing	
  lip	
  cancer,	
  recurrence	
  and	
  predicting	
  survival	
  are	
  discussed	
  
in	
  the	
  first	
  chapter.	
  Treatment	
  comparisons	
  between	
  radiotherapy	
  (RTx),	
  surgery	
  (Sx)	
  and	
  
surgery	
  and	
  adjuvant	
  radiotherapy	
  (Sx+RTx)	
  are	
  also	
  investigated	
  and	
  presented	
  in	
  
Chapter	
  1.	
  In	
  Chapter	
  2,	
  risk	
  factors	
  for	
  recurrence	
  and	
  survival	
  are	
  examined	
  via	
  a	
  series	
  
of	
  survival	
  analyses,	
  both	
  univariate	
  and	
  multivariate.	
  Treatment	
  comparisons	
  are	
  
assessed	
  univariately	
  and	
  adjusted	
  for	
  confounding	
  variables,	
  and	
  risk	
  models	
  were	
  
developed	
  in	
  order	
  to	
  assess	
  the	
  risk	
  of	
  recurrence	
  and	
  survival.	
  Risk	
  models	
  were	
  
constructed	
  to	
  classify	
  patients	
  into	
  risk	
  groups	
  based	
  on	
  baseline	
  risk	
  (patient	
  and	
  
tumour	
  factors	
  only)	
  and	
  post	
  treatment	
  risk	
  (patient,	
  tumour	
  and	
  treatment	
  factors).	
  
	
  
This	
  study	
  aims	
  to	
  provide	
  a	
  model	
  that	
  could	
  aid	
  the	
  understanding	
  of	
  the	
  factors	
  
involved	
  in	
  lip	
  cancer,	
  and	
  the	
  effect	
  of	
  different	
  treatment	
  options	
  on	
  recurrence	
  and	
  
survival.	
  However,	
  this	
  study	
  has	
  inherent	
  selection	
  and	
  referral	
  bias,	
  which	
  will	
  be	
  
discussed	
  later,	
  and	
  can	
  therefore	
  not	
  be	
  expected	
  to	
  provide	
  a	
  high	
  level	
  of	
  evidence.	
  
Note	
  that	
  to	
  my	
  knowledge	
  there	
  have	
  been	
  no	
  published	
  randomised	
  control	
  trials	
  
(RCTs)	
  on	
  lip	
  cancer.	
  
	
  
TNM,	
  staging	
  and	
  grading	
  
The	
  following	
  is	
  a	
  summary	
  of	
  the	
  Tumour,	
  Node	
  and	
  Metastasis	
  (TNM)	
  classification	
  for	
  
lip	
  cancer	
  from	
  the	
  International	
  Union	
  against	
  Cancer	
  (UICC).(4)	
  
	
  
I.	
  Codes	
  describing	
  the	
  tumour	
  	
  
TX:	
  primary	
  tumour	
  cannot	
  be	
  assessed	
  	
  
T0:	
  no	
  evidence	
  of	
  primary	
  tumour	
  	
  
Tis:	
  carcinoma	
  in	
  situ	
  	
  
T1:	
  tumour	
  less	
  than	
  2	
  centimetres	
  (cm)	
  in	
  greatest	
  dimension	
  	
  
17	
  
	
  
T2:	
  tumour	
  more	
  than	
  2	
  cm	
  but	
  not	
  more	
  than	
  4	
  cm	
  in	
  greatest	
  dimension	
  	
  
T3:	
  tumour	
  more	
  than	
  4	
  cm	
  in	
  greatest	
  dimension	
  	
  
T4:	
  tumour	
  invades	
  adjacent	
  structures	
  (mandible,	
  tongue	
  musculature,	
  maxillary	
  sinus,	
  
skin)	
  	
  
	
  
II.	
  Codes	
  describing	
  nodal	
  involvement	
  	
  
NX:	
  regional	
  lymph	
  nodes	
  cannot	
  be	
  assessed	
  
N0:	
  no	
  regional	
  lymph	
  node	
  metastasis	
  	
  
N1:	
  metastasis	
  in	
  a	
  single	
  ipsilateral	
  lymph	
  node,	
  less	
  than	
  3	
  cm	
  in	
  greatest	
  dimension	
  
N2a:	
  metastasis	
  in	
  a	
  single	
  ipsilateral	
  lymph	
  node,	
  more	
  than	
  3	
  cm	
  but	
  not	
  more	
  than	
  6	
  
cm	
  in	
  greatest	
  dimension	
  	
  
N2b:	
  metastasis	
  in	
  multiple	
  ipsilateral	
  lymph	
  nodes,	
  none	
  more	
  than	
  6	
  cm	
  in	
  greatest	
  
dimension	
  	
  
N2c:	
  metastasis	
  in	
  bilateral	
  or	
  contralateral	
  lymph	
  nodes,	
  none	
  more	
  than	
  6	
  cm	
  in	
  
greatest	
  dimension	
  	
  
N3:	
  metastasis	
  in	
  a	
  lymph	
  node,	
  more	
  than	
  6	
  cm	
  in	
  greatest	
  dimension	
  
	
  
III.	
  Codes	
  describing	
  metastasis	
  	
  
M0:	
  no	
  distant	
  metastasis	
  
M1:	
  distant	
  metastasis	
  
	
  
IV.	
  Stage	
  Grouping	
  	
  
Stage	
  I:	
  T1N0M0	
  	
  
18	
  
	
  
Stage	
  II:	
  T2N0M0	
  	
  
Stage	
  III:	
  T3N0M0;	
  T1	
  or	
  T2	
  or	
  T3N1M0	
  	
  
Stage	
  IV:	
  T4N0	
  or	
  N1M0;	
  Any	
  T,	
  N2,	
  or	
  N3M0;	
  Any	
  T,	
  any	
  N,	
  M1	
  
	
  
Grading	
  
The	
  Broder’s	
  grading	
  system	
  (5)	
  is	
  the	
  main	
  system	
  used	
  in	
  lip	
  cancer	
  studies	
  to	
  assess	
  
histological	
  grading	
  of	
  tumour	
  specimens.	
  This	
  system	
  categorises	
  tumours	
  according	
  to	
  
well,	
  moderate	
  and	
  poor	
  differentiation.	
  The	
  potential	
  weakness	
  with	
  this	
  system	
  is	
  that	
  
the	
  degree	
  of	
  differentiation	
  may	
  vary	
  across	
  any	
  surgical	
  specimen.(6)	
  However,	
  some	
  
studies	
  have	
  shown	
  correlation	
  between	
  tumour	
  grading	
  and	
  prognosis.	
  	
  
	
  
In	
  contrast,	
  the	
  Anneroth	
  and	
  Jacobson	
  system	
  includes	
  the	
  degree	
  of	
  keratinisation,	
  
polymorphism,	
  mitoses,	
  inflammatory	
  infiltration	
  and	
  mode	
  of	
  invasion.	
  These	
  5	
  factors	
  
are	
  graded	
  out	
  of	
  4	
  and	
  total	
  scores	
  are	
  divided	
  into	
  grade	
  I	
  (0-­‐4),	
  grade	
  II	
  (5-­‐10),	
  grade	
  III	
  
(11-­‐15)	
  and	
  grade	
  IV	
  (16-­‐20).(7)	
  
	
  
These	
  two	
  systems	
  are	
  mentioned	
  here,	
  as	
  when	
  discussing	
  later	
  articles,	
  histological	
  
grading	
  will	
  be	
  assessed	
  via	
  these	
  two	
  systems.	
  
	
  
Epidemiology	
  
The	
  epidemiology	
  of	
  lip	
  cancer	
  is	
  investigated	
  here	
  from	
  both	
  an	
  Australian	
  and	
  
international	
  perspective.	
  In	
  Australia	
  one	
  large	
  study	
  in	
  the	
  literature	
  reporting	
  the	
  
epidemiology	
  of	
  lip	
  cancer	
  was	
  undertaken	
  in	
  South	
  Australia	
  (SA).	
  	
  
	
  
19	
  
	
  
The	
  age-­‐standardised	
  incidence	
  of	
  lip	
  cancer	
  in	
  SA	
  between	
  1976	
  -­‐	
  1996	
  was	
  15/100,000	
  
in	
  males	
  and	
  4/100,000	
  in	
  females.(8)	
  The	
  authors	
  considered	
  this	
  very	
  high	
  on	
  a	
  global	
  
scale.	
  Over	
  the	
  follow	
  up	
  period	
  there	
  were	
  2095	
  (77.1%)	
  males	
  and	
  621	
  (22.9%)	
  females	
  
presenting	
  with	
  lip	
  cancer	
  (8)	
  and	
  as	
  of	
  June	
  2005	
  there	
  were	
  1.54	
  million	
  residents	
  in	
  
SA.(9)	
  The	
  average	
  age	
  for	
  diagnosis	
  was	
  58.3	
  yrs	
  in	
  males	
  and	
  66.0	
  yrs	
  in	
  females.(10)	
  
The	
  sun	
  exposed	
  lower	
  lip	
  was	
  the	
  most	
  common	
  site	
  (72.5%	
  lower	
  lip	
  vs.	
  7.7%	
  upper	
  lip	
  
vs.	
  19.8%	
  remaining).(8)	
  New	
  South	
  Wales	
  (NSW)	
  has	
  a	
  much	
  lower	
  incidence	
  in	
  line	
  with	
  
global	
  rates	
  at	
  3.8/100,000	
  for	
  males	
  and	
  1.5/100,000	
  for	
  females	
  during	
  2005.(10)	
  
	
  
Figure	
  1	
  Incidence	
  rates	
  in	
  Asia,	
  Europe	
  and	
  USA	
  for	
  lip	
  cancer.	
  
Figure	
  courtesy	
  of	
  Yako-­‐Suketomo	
  et	
  al,	
  2008	
  (11)	
  
20	
  
	
  
In	
  Figure	
  1	
  the	
  contrasting	
  trends	
  in	
  the	
  incidence	
  of	
  lip	
  cancer	
  in	
  Asia,	
  Europe	
  and	
  the	
  
United	
  States	
  of	
  America	
  (USA)	
  can	
  be	
  seen.	
  The	
  incidence	
  has	
  been	
  falling	
  in	
  those	
  
countries	
  with	
  the	
  incidence	
  higher	
  than	
  2/100,000	
  at	
  1973	
  in	
  parts	
  of	
  England,	
  Italy,	
  and	
  
Denmark	
  and	
  in	
  white	
  Americans.	
  Since	
  the	
  1970s	
  there	
  has	
  been	
  a	
  marked	
  decrease	
  in	
  
the	
  incidence	
  of	
  lip	
  cancer	
  in	
  many	
  countries	
  as	
  a	
  consequence	
  of	
  a	
  better	
  awareness	
  of	
  
smoking	
  and	
  UV	
  exposure	
  as	
  causes	
  for	
  lip	
  cancer.	
  The	
  East	
  Asian	
  locations	
  studied	
  all	
  
have	
  a	
  low	
  incidence	
  of	
  lip	
  cancer.	
  Also	
  black	
  Americans	
  have	
  a	
  much	
  lower	
  incidence	
  
than	
  white	
  Americans,	
  likely	
  due	
  to	
  the	
  increased	
  melanin	
  found	
  in	
  dark	
  skin	
  that	
  is	
  UV	
  
protective.	
  
	
  
Risk	
  factors	
  
The	
  risk	
  factors	
  for	
  developing	
  lip	
  cancer	
  can	
  be	
  defined	
  as	
  environmental,	
  behavioural	
  or	
  
endogenous.	
  Environmental	
  risk	
  factors	
  consist	
  of	
  ultraviolet	
  (UV)	
  sunlight	
  exposure	
  and	
  
rural	
  residence.	
  Behavioural	
  risk	
  factors	
  include	
  smoking	
  (including	
  pipe	
  smoking	
  in	
  
particular),	
  occupation,	
  alcohol	
  consumption,	
  socioeconomic	
  status	
  and	
  viral	
  infections	
  
(e.g.	
  human	
  papilloma	
  virus).	
  Endogenous	
  factors	
  include	
  familial	
  and	
  genetic	
  
predisposition,	
  immunosuppression	
  and	
  immunodeficiency.	
  Race	
  and	
  cultural	
  practices	
  
are	
  other	
  risk	
  factors.	
  
	
  
Sun	
  exposure	
  
Sunlight	
  exposure	
  is	
  a	
  major	
  risk	
  factor	
  in	
  developing	
  lip	
  cancer	
  in	
  Australia,	
  and	
  is	
  a	
  result	
  
of	
  a	
  cumulative	
  lifetime	
  exposure	
  to	
  sunlight.	
  UVB	
  (wavelength	
  of	
  290-­‐320nm)	
  is	
  the	
  key	
  
exposure	
  attributed	
  to	
  lip	
  cancer.	
  UVB	
  radiation	
  induces	
  mutational	
  changes	
  in	
  the	
  DNA	
  
that	
  can	
  lead	
  to	
  cancerous	
  growth.	
  In	
  particular	
  the	
  p53	
  tumour	
  suppressor	
  gene	
  that	
  
would	
  otherwise	
  terminate	
  cancerous	
  growth	
  is	
  mutated	
  and	
  rendered	
  ineffective.(12)	
  
Risk	
  of	
  lip	
  cancer	
  associated	
  to	
  sunlight	
  exposure	
  is	
  influenced	
  by	
  outdoor	
  exposure,	
  fair	
  
skin	
  (fair	
  skin	
  has	
  a	
  lack	
  of	
  melanin	
  which	
  protects	
  against	
  UVB),	
  increasing	
  age	
  (lifetime	
  
sun	
  exposure),	
  gender	
  (males	
  associated	
  with	
  higher	
  outdoor	
  exposure),	
  use	
  of	
  sun	
  
21	
  
	
  
protection	
  and	
  rural-­‐urban	
  divide	
  and	
  cultural	
  practices.(12)	
  In	
  SA	
  over	
  the	
  period	
  of	
  
1996-­‐1997	
  the	
  incidence	
  in	
  rural	
  areas	
  was	
  12.3/100	
  000,	
  compared	
  to	
  5.9/100	
  000	
  in	
  
metropolitan	
  Adelaide.(13)	
  This	
  is	
  likely	
  to	
  be	
  due	
  to	
  increased	
  outdoor	
  sun	
  exposure	
  for	
  
the	
  rural	
  population	
  living	
  in	
  SA.	
  	
  
	
  
Lip	
  cancer	
  has	
  a	
  higher	
  incidence	
  in	
  men	
  than	
  in	
  women,	
  which	
  was	
  seen	
  in	
  both	
  the	
  SA	
  
and	
  NSW	
  studies.(8,	
  10)	
  Other	
  countries,	
  like	
  the	
  USA	
  (14)	
  and	
  Greece	
  (15)	
  confirm	
  a	
  
similar	
  trend,	
  which	
  has	
  been	
  attributed	
  to	
  higher	
  exposure	
  of	
  men	
  than	
  women	
  to	
  UVB,	
  
as	
  well	
  as	
  other	
  carcinogens,	
  such	
  as	
  cigarette	
  smoke.	
  	
  
	
  
For	
  example,	
  in	
  Greece,	
  the	
  male:	
  female	
  ratio	
  was	
  9.2:1	
  for	
  lip	
  cancer,	
  which	
  was	
  
attributed	
  to	
  women	
  mostly	
  staying	
  in	
  an	
  indoor	
  environment	
  compared	
  to	
  men.	
  Females	
  
when	
  working	
  outdoors	
  used	
  a	
  covering	
  for	
  their	
  face	
  and	
  men	
  generally	
  did	
  not.	
  Also	
  
they	
  noted	
  that	
  the	
  diagnosis	
  of	
  lip	
  cancer	
  occurred	
  on	
  average,	
  11.2	
  yrs	
  later	
  in	
  females	
  
than	
  males.	
  At	
  the	
  time	
  of	
  the	
  study,	
  the	
  incidence	
  of	
  smoking	
  in	
  females	
  was	
  much	
  lower	
  
than	
  in	
  males.	
  Furthermore,	
  in	
  the	
  897	
  patients	
  of	
  the	
  study	
  80%	
  were	
  from	
  a	
  rural	
  area.	
  
Rural	
  residents	
  doing	
  agricultural	
  work	
  would	
  have	
  had	
  more	
  sun	
  exposure	
  then	
  their	
  
urban	
  counterparts.	
  Recently	
  the	
  overall	
  incidence	
  of	
  lip	
  cancer	
  has	
  reduced	
  in	
  Greece	
  
with	
  increased	
  public	
  awareness,	
  decreased	
  pipe	
  smoking,	
  decreased	
  outdoor	
  workers	
  
and	
  the	
  rural-­‐urban	
  drift.(15)	
  
	
  
In	
  a	
  USA	
  study	
  of	
  lip	
  cancer	
  African-­‐Americans	
  comprised	
  only	
  7%	
  of	
  the	
  study,	
  which	
  
suggests	
  a	
  low	
  incidence	
  of	
  lip	
  cancer	
  in	
  this	
  race.(16)	
  Furthermore	
  in	
  Figure	
  1	
  from	
  the	
  
Surveillance,	
  Epidemiology	
  and	
  End	
  Results	
  (SEER)	
  study	
  the	
  incidence	
  was	
  higher	
  among	
  
white	
  Americans	
  compared	
  to	
  African-­‐Americans.	
  African-­‐Americans	
  have	
  significantly	
  
more	
  melanin	
  in	
  their	
  skin	
  than	
  the	
  white	
  population	
  so	
  they	
  are	
  likely	
  more	
  protected	
  
against	
  UV	
  light	
  and	
  developing	
  skin	
  cancer.(17)	
  Among	
  African-­‐Americans	
  and	
  white	
  
Americans	
  living	
  in	
  the	
  same	
  area	
  and	
  assumedly	
  receiving	
  similar	
  UV	
  exposure,	
  African-­‐
22	
  
	
  
Americans	
  have	
  a	
  lower	
  incidence	
  of	
  lip	
  cancer.	
  Therefore,	
  this	
  likely	
  implies	
  that	
  the	
  
protection	
  by	
  melanin	
  from	
  the	
  damaging	
  effects	
  of	
  UVB	
  results	
  in	
  a	
  lower	
  incidence	
  of	
  lip	
  
cancer	
  among	
  African-­‐Americans.	
  
	
  
There	
  has	
  been	
  a	
  case	
  study	
  of	
  a	
  15-­‐year-­‐old	
  patient	
  with	
  xeroderma	
  pigmentosum	
  (XP)	
  
diagnosed	
  with	
  lip	
  cancer.(18)	
  XP	
  is	
  a	
  rare	
  genetic	
  disorder	
  where	
  there	
  is	
  a	
  deficiency	
  in	
  
the	
  ability	
  to	
  repair	
  DNA	
  mutations	
  induced	
  by	
  UV	
  light.	
  This	
  further	
  adds	
  to	
  the	
  evidence	
  
that	
  sun-­‐exposure	
  is	
  a	
  risk	
  factor	
  for	
  the	
  development	
  lip	
  cancer.	
  This	
  is	
  because	
  if	
  lip	
  
cancer	
  is	
  triggered	
  by	
  mutations	
  induced	
  by	
  UV	
  exposure	
  then	
  those	
  with	
  XP	
  due	
  to	
  their	
  
deficiency	
  in	
  repairing	
  such	
  mutations	
  can	
  develop	
  both	
  skin	
  cancer	
  and	
  also	
  lip	
  cancer	
  at	
  
a	
  much	
  younger	
  age.	
  
	
  
Lip	
  cancer	
  affects	
  mainly	
  older	
  patients,	
  with	
  only	
  97	
  of	
  a	
  cohort	
  of	
  1038	
  (7%)	
  patients	
  
aged	
  under	
  40	
  years	
  old.(19)	
  Of	
  these	
  97	
  patients,	
  63	
  reported	
  prolonged	
  sun	
  exposure	
  
based	
  in	
  their	
  work	
  environment.	
  Cumulative	
  sun	
  exposure	
  increases	
  with	
  age	
  and	
  
therefore	
  patients	
  under	
  the	
  age	
  of	
  40	
  generally	
  have	
  a	
  lower	
  incidence	
  of	
  lip	
  cancer.	
  
However	
  these	
  particular	
  young	
  patients	
  may	
  have	
  developed	
  lip	
  cancer	
  in	
  part	
  due	
  to	
  
excessive	
  sun	
  exposure	
  that	
  they	
  experienced.	
  The	
  mean	
  age	
  for	
  developing	
  lip	
  cancer	
  
was	
  above	
  58	
  for	
  both	
  sexes	
  in	
  one	
  study	
  supporting	
  this	
  disease	
  occurring	
  in	
  older	
  
patients.(10)	
  Another	
  study	
  also	
  reported	
  only	
  14	
  patients	
  out	
  of	
  223	
  below	
  the	
  age	
  of	
  50	
  
(6.3%).(20)	
  Lip	
  cancer	
  can	
  therefore	
  be	
  considered	
  a	
  cancer	
  of	
  patients	
  in	
  their	
  60	
  -­‐	
  70’s.	
  
	
  
Fabbrocini	
  et	
  al.,	
  2000	
  (21)	
  noted	
  that	
  p53	
  expression	
  was	
  elevated	
  in	
  lip	
  cancer	
  
specimens	
  compared	
  to	
  samples	
  of	
  the	
  lip	
  from	
  non-­‐cancer	
  controls	
  (Lip	
  cancer:	
  50%,	
  
control:	
  20%).	
  This	
  is	
  an	
  important	
  observation	
  because	
  p53	
  expression	
  increases	
  in	
  
chronically	
  UV	
  exposed	
  areas	
  that	
  develop	
  lip	
  cancer.	
  As	
  this	
  is	
  an	
  observational	
  study	
  (a	
  
snapshot),	
  we	
  cannot	
  say	
  whether	
  the	
  controls	
  will	
  go	
  on	
  to	
  develop	
  lip	
  cancer	
  with	
  time.	
  
This	
  finding	
  is	
  unlikely	
  to	
  aid	
  clinicians	
  in	
  treating	
  lip	
  cancer	
  as	
  diagnosis	
  is	
  made	
  on	
  
23	
  
	
  
clinical	
  presentation	
  and	
  histological	
  findings	
  and	
  not	
  by	
  p53	
  expression.	
  Currently	
  
biopsies	
  are	
  not	
  done	
  on	
  at	
  risk	
  individuals	
  as	
  a	
  screening	
  tool	
  to	
  assess	
  p53	
  expression.	
  
This	
  study	
  particularly	
  did	
  not	
  add	
  support	
  to	
  using	
  p53	
  as	
  a	
  screening	
  tool	
  as	
  it	
  is	
  not	
  a	
  
cohort	
  study	
  that	
  investigates	
  cause	
  and	
  effect	
  over	
  time.	
   	
  
	
  
Smoking	
  as	
  a	
  risk	
  factor	
  for	
  developing	
  disease	
  
Lip	
  cancer	
  is	
  strongly	
  associated	
  with	
  smoking	
  in	
  some	
  studies	
  in	
  some	
  countries,	
  in	
  
particular	
  pipe	
  smoking.(2)	
  This	
  may	
  be	
  due	
  to	
  the	
  local	
  toxicity	
  of	
  smoking.	
  Smoking	
  has	
  
also	
  been	
  linked	
  with	
  lung	
  cancer	
  (22)	
  and	
  the	
  rates	
  of	
  lung	
  cancer	
  are	
  reported	
  to	
  be	
  
higher	
  in	
  lip	
  cancer	
  patients	
  than	
  in	
  the	
  general	
  population.(12)	
  Therefore,	
  smoking	
  has	
  
causality	
  with	
  both	
  lip	
  cancer	
  and	
  lung	
  cancer.	
  
	
  
In	
  the	
  previously	
  mentioned	
  study	
  of	
  patients	
  below	
  40	
  years	
  of	
  age,	
  78	
  out	
  of	
  97	
  patients	
  
used	
  tobacco	
  (80.4%)	
  a	
  prevalence	
  much	
  higher	
  than	
  the	
  general	
  population.(19)	
  This	
  
implies	
  that	
  those	
  aged	
  below	
  40	
  years,	
  who	
  had	
  less	
  lifetime	
  sun	
  exposure,	
  developed	
  lip	
  
cancer	
  possibly	
  due	
  to	
  the	
  damaging	
  effect	
  of	
  smoking.	
  
	
  
Other	
  risk	
  factors	
  for	
  developing	
  lip	
  cancer	
  
The	
  less	
  common	
  risk	
  factors	
  of	
  immunosuppression	
  or	
  immunodeficiency	
  are	
  important	
  
to	
  consider	
  and	
  are	
  particularly	
  relevant	
  to	
  the	
  younger	
  population.	
  Many	
  cases	
  are	
  
reported	
  in	
  young	
  patients	
  who	
  have	
  had	
  renal	
  transplants	
  and	
  due	
  to	
  the	
  anti-­‐rejection	
  
medication	
  are	
  immunosuppressed.(23)	
  In	
  these	
  patients	
  the	
  cancer	
  is	
  often	
  more	
  
biologically	
  aggressive	
  due	
  to	
  host	
  susceptibility.	
  	
  
	
  
A	
  study	
  of	
  renal	
  transplant	
  recipients	
  identified	
  age,	
  time	
  since	
  transplant,	
  current	
  use	
  of	
  
azathioprine,	
  cyclosporine,	
  male	
  sex	
  and	
  birthplace	
  outside	
  Australia	
  and	
  New	
  Zealand	
  
24	
  
	
  
(ANZ)	
  to	
  be	
  significantly	
  associated	
  with	
  an	
  increased	
  incidence	
  of	
  lip	
  cancer.(23)	
  The	
  data	
  
was	
  obtained	
  from	
  the	
  ANZ	
  Transplant	
  Registry	
  between	
  1982	
  and	
  2003	
  with	
  a	
  sample	
  
size	
  of	
  8162	
  renal	
  transplant	
  patients.	
  The	
  variables	
  of	
  interest	
  are	
  the	
  
immunosuppressant	
  agents	
  and	
  time	
  since	
  transplant	
  as	
  they	
  reflect	
  the	
  degree	
  of	
  
immunosuppression	
  in	
  the	
  patient.	
  
	
  	
  
In	
  other	
  studies	
  increased	
  alcohol	
  consumption	
  was	
  also	
  associated	
  with	
  lip	
  cancer	
  (21)	
  as	
  
was	
  low	
  education	
  level.(24)	
  The	
  hypothesis	
  being	
  that	
  a	
  low	
  education	
  level	
  could	
  be	
  
associated	
  with	
  heavy	
  outdoor	
  work	
  and	
  increased	
  sun-­‐exposure	
  and	
  also	
  an	
  increased	
  
prevalence	
  of	
  smoking.	
  
	
  
Progression	
  of	
  disease	
  
The	
  clinical	
  precursors	
  to	
  lip	
  cancer	
  predominantly	
  are	
  leukoplakia,	
  hyperkeratosis,	
  and	
  
actinic	
  changes	
  and	
  are	
  related	
  to	
  sun	
  exposure.(25,	
  26)	
  The	
  initial	
  presentation	
  is	
  
variable	
  but	
  may	
  be	
  that	
  of	
  an	
  ulcer,	
  usually	
  of	
  the	
  lower	
  lip,	
  that	
  fails	
  to	
  heal	
  and	
  
gradually	
  increases	
  in	
  size	
  and	
  thickness.	
  Pain	
  is	
  often	
  not	
  an	
  issue	
  with	
  the	
  patient.	
  Only	
  
a	
  small	
  proportion	
  (5-­‐10%)	
  will	
  actually	
  present	
  with	
  concomitant	
  upper	
  neck	
  
lymphadenopathy	
  from	
  metastatic	
  spread.	
  Instead	
  subsequent	
  nodal	
  relapse	
  is	
  the	
  most	
  
common	
  scenario	
  for	
  nodal	
  metastasis.	
  
	
  
Treatment	
  modalities	
  and	
  regimens	
  
There	
  are	
  various	
  treatment	
  options	
  available	
  to	
  a	
  patient	
  diagnosed	
  with	
  lip	
  cancer	
  in	
  its	
  
different	
  presentations.	
  Standard	
  treatment	
  recommendation	
  is	
  either	
  RTx	
  or	
  Sx.	
  Post	
  
operative	
  (or	
  adjuvant)	
  RTx	
  after	
  Sx	
  is	
  also	
  prescribed,	
  especially	
  where	
  the	
  margins	
  of	
  
excision	
  are	
  close	
  or	
  positive.(27)	
  There	
  are	
  various	
  operations	
  utilised	
  and	
  these	
  depend	
  
on	
  the	
  size	
  of	
  the	
  tumour	
  and	
  its	
  localisation,	
  as	
  well	
  as	
  patient,	
  surgeon	
  and	
  institute	
  
preferences.	
  There	
  are	
  also	
  various	
  RTx	
  modalities,	
  which	
  include	
  orthovoltage,	
  
megavoltage	
  (external	
  beam	
  radiotherapy	
  [EBRT])	
  and	
  brachytherapy	
  (BT).	
  BT	
  may	
  be	
  
25	
  
	
  
delivered	
  as	
  either	
  low	
  dose	
  rate	
  (LDR)	
  or	
  high	
  dose	
  rate	
  (HDR)	
  BT,	
  which	
  specifies	
  the	
  
rate	
  of	
  radiation	
  administered.	
  All	
  these	
  treatment	
  options	
  will	
  be	
  described	
  with	
  a	
  
discussion	
  of	
  various	
  treatment	
  regimens	
  currently	
  utilised.	
  	
  
	
  
Surgery	
  
Superficial	
  lip	
  cancer	
  with	
  maximal	
  tumour	
  thickness	
  (MTT)	
  less	
  than	
  3	
  millimetres	
  (mm)	
  
and	
  also	
  the	
  pre-­‐malignant	
  condition	
  of	
  actinic	
  cheilitis	
  may	
  be	
  indications	
  for	
  
vermilionectomy.	
  Actinic	
  cheilitis	
  has	
  a	
  probability	
  of	
  developing	
  into	
  lip	
  cancer	
  if	
  left	
  
untreated.(25)	
  Vermilionectomy	
  is	
  the	
  excision	
  of	
  the	
  vermilion	
  surface	
  of	
  the	
  lip	
  and	
  is	
  
commonly	
  referred	
  to	
  as	
  a	
  lip	
  shave.	
  	
  
	
  
For	
  lesions	
  measuring	
  approximately	
  2	
  cm	
  or	
  less	
  in	
  maximum	
  dimension,	
  the	
  most	
  
efficacious	
  resection	
  is	
  a	
  “V”	
  shaped	
  wedge	
  excision	
  and	
  primary	
  closure.	
  Here	
  the	
  
excision	
  is	
  in	
  a	
  V	
  shape	
  around	
  the	
  lesion	
  and	
  closure	
  is	
  performed	
  on	
  the	
  two	
  edges.	
  If	
  
the	
  V	
  excision	
  approaches	
  the	
  mental	
  crease,	
  then	
  a	
  “W”	
  excision	
  is	
  performed	
  using	
  the	
  
same	
  principles.	
  Margins	
  of	
  5	
  to	
  7	
  mm	
  are	
  recommended,	
  with	
  a	
  total	
  resection	
  
achievable	
  of	
  approximately	
  one-­‐third	
  of	
  the	
  lower	
  lip.	
  	
  
	
  
There	
  are	
  other	
  more	
  sophisticated	
  and	
  complex	
  lip	
  cancer	
  operations	
  including	
  the	
  Abbe	
  
method	
  and	
  the	
  Estlander	
  method.	
  These	
  operations	
  are	
  undertaken	
  when	
  the	
  excision	
  
defect	
  is	
  30	
  to	
  65%	
  of	
  the	
  lip.	
  For	
  defects	
  larger	
  than	
  65%	
  there	
  is	
  the	
  Bernard-­‐Freeman-­‐
Fries	
  method.	
  These	
  methods	
  leave	
  very	
  little	
  of	
  the	
  lower	
  lip	
  remaining	
  (1.5	
  cm)	
  and	
  
therefore,	
  reconstruction	
  using	
  various	
  flaps	
  are	
  utilised,	
  such	
  as	
  the	
  radial	
  forearm-­‐
palmaris	
  longus	
  tendon	
  flap.(28)	
  This	
  flap	
  can	
  be	
  used	
  when	
  the	
  expected	
  defect	
  is	
  
greater	
  than	
  80%	
  of	
  the	
  lower	
  lip.	
  An	
  improved	
  flap	
  for	
  this	
  situation	
  is	
  the	
  anterolateral	
  
thigh	
  flap,	
  which	
  has	
  an	
  inconspicuous	
  scar	
  compared	
  to	
  the	
  forearm	
  and	
  it	
  is	
  then	
  
unnecessary	
  to	
  sacrifice	
  one	
  of	
  the	
  two	
  arteries	
  of	
  the	
  hand.(28)	
  
26	
  
	
  
One	
  consequence	
  of	
  many,	
  but	
  not	
  all	
  operations,	
  apart	
  from	
  poor	
  cosmesis,	
  is	
  
microstomia	
  where	
  the	
  oral	
  opening	
  is	
  reduced.	
  This	
  is	
  especially	
  a	
  problem	
  when	
  a	
  
patient	
  has	
  dentures	
  fitted.(25)	
  
	
  
A	
  further	
  operation	
  is	
  Meyer’s	
  plasty.	
  This	
  operation	
  can	
  be	
  used	
  for	
  defects	
  up	
  to	
  80%	
  
and	
  does	
  not	
  require	
  a	
  flap	
  (see	
  Figure	
  2).	
  In	
  this	
  method,	
  cosmesis	
  was	
  reported	
  as	
  
acceptable	
  in	
  87%	
  patients	
  with	
  100%	
  local	
  control	
  in	
  one	
  small	
  study.(29)	
  
	
  
Figure	
  2	
  Meyer’s	
  plasty:	
  steps	
  involved	
  to	
  excise	
  a	
  lesion	
  	
  
a	
  Tumour.	
  b	
  Tumour	
  excision.	
  c	
  Commissuroplasty:	
  triangular	
  cutaneous	
  excision.	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
d	
  Mucosal	
  flap	
  incision	
  and	
  lower	
  lip	
  closure,	
  blue	
  arrows.	
  e	
  Eversed	
  mucosal	
  flap,	
  yellow	
  
arrows.	
  f	
  End	
  result	
  with	
  scars	
  along	
  the	
  white	
  line	
  and	
  labiomental	
  crease	
  
Figure	
  courtesy	
  of	
  Jaquet	
  et	
  al,	
  2005	
  (29)	
  
	
  
27	
  
	
  
Other	
  operations	
  include	
  using	
  double	
  free	
  flaps	
  (30)	
  for	
  increased	
  mobility.	
  Some	
  
clinicians	
  recommend	
  Sx	
  as	
  the	
  best	
  option	
  since	
  the	
  margin	
  status	
  of	
  the	
  excision	
  can	
  be	
  
assessed	
  and	
  a	
  detailed	
  histological	
  examination	
  can	
  be	
  performed.(31)	
  However	
  the	
  
functional	
  and	
  cosmetic	
  outcome	
  of	
  any	
  operation	
  must	
  always	
  be	
  taken	
  into	
  
consideration.	
  Patients	
  are	
  often	
  elderly	
  and	
  when	
  given	
  the	
  option	
  some	
  patients	
  may	
  
also	
  elect	
  a	
  non-­‐surgical	
  treatment.	
  Patients	
  may	
  also	
  have	
  medical	
  co-­‐morbidity	
  that	
  
precludes	
  Sx.	
  
	
  
Radiotherapy	
  
RTx	
  offers	
  a	
  non-­‐surgical	
  option	
  for	
  treating	
  patients	
  with	
  lip	
  cancer.	
  The	
  mainstay	
  of	
  RTx	
  
to	
  treat	
  lip	
  cancer	
  is	
  orthovoltage	
  energy	
  photons.	
  RTx	
  is	
  a	
  weekday	
  out	
  patient	
  
treatment	
  taking	
  10-­‐15	
  minutes	
  to	
  deliver.	
  Typical	
  treatments	
  extend	
  over	
  2-­‐6	
  weeks	
  (10-­‐
30	
  treatments).	
  Shorter	
  treatments	
  are	
  often	
  considered	
  in	
  older	
  sicker	
  patients.	
  Various	
  
dose	
  schedules	
  are	
  also	
  used	
  with	
  one	
  study	
  reporting	
  17	
  daily	
  fractions	
  of	
  300	
  centi-­‐Gray	
  
(cGy)	
  over	
  4	
  weeks	
  of	
  orthovoltage	
  as	
  biologically	
  equivalent	
  to	
  6000cGy	
  in	
  30	
  daily	
  
fractions	
  of	
  200	
  cGy	
  each,	
  5	
  times	
  per	
  week,	
  for	
  6	
  weeks	
  of	
  megavoltage	
  therapy.	
  This	
  is	
  
also	
  equivalent	
  to	
  an	
  implant	
  used	
  in	
  BT	
  of	
  6000cGy	
  with	
  a	
  LDR	
  of	
  40-­‐80	
  cGy/hr.	
  This	
  
equivalence	
  is	
  in	
  terms	
  of	
  radiobiological	
  equivalence	
  of	
  dose.(32)	
  
	
  
BT	
  is	
  less	
  commonly	
  used	
  in	
  Australia	
  in	
  treating	
  patients	
  non-­‐surgically.	
  However	
  when	
  
used,	
  one	
  approach	
  uses	
  radioactive	
  iridium-­‐192	
  wires	
  with	
  3	
  wires	
  inserted	
  in	
  a	
  
triangular	
  fashion	
  with	
  the	
  dose	
  rate	
  pre-­‐calculated	
  before	
  treatment.	
  The	
  mean	
  
calculated	
  dose	
  in	
  one	
  study	
  was	
  63.54	
  cGy/hour.(32)	
  The	
  total	
  dose	
  varied	
  between	
  
6000-­‐7000	
  cGy	
  for	
  this	
  study,	
  with	
  treatment	
  completed	
  in	
  3	
  to	
  7	
  days.	
  The	
  wire	
  pierces	
  
the	
  tumour	
  and	
  the	
  surrounding	
  lip	
  to	
  deliver	
  radiation	
  directly	
  to	
  the	
  tumour.	
  The	
  
procedure	
  is	
  usually	
  carried	
  out	
  under	
  local	
  anaesthetic	
  with	
  the	
  patients	
  spending	
  3-­‐5	
  
days	
  in	
  a	
  radio-­‐protective	
  room	
  for	
  LDR	
  BT.	
  	
  
28	
  
	
  
An	
  accepted	
  advantage	
  of	
  RTx	
  is	
  that	
  it	
  does	
  not	
  require	
  the	
  tumour	
  to	
  be	
  excised	
  and	
  
hence	
  may	
  result	
  in	
  better	
  cosmesis	
  and	
  functional	
  outcomes	
  compared	
  to	
  Sx.	
  This	
  is	
  
especially	
  true	
  in	
  larger	
  lesions	
  where	
  a	
  significant	
  amount	
  of	
  the	
  lip	
  may	
  need	
  to	
  be	
  
resected.	
  The	
  choice	
  between	
  EBRT	
  and	
  BT	
  is	
  based	
  on	
  physician	
  and	
  patient	
  preferences	
  
and	
  what	
  is	
  available	
  at	
  the	
  treating	
  institution,	
  however,	
  few	
  centres	
  in	
  Australia	
  use	
  BT	
  
for	
  treating	
  lip	
  cancer.	
  
	
  
Deeply	
  infiltrating	
  tumours	
  where	
  surgical	
  margins	
  are	
  ill-­‐defined,	
  may	
  make	
  simple	
  
excision	
  difficult	
  and	
  it	
  is	
  these	
  cases	
  where	
  Sx	
  is	
  less	
  ideal.	
  A	
  more	
  extensive	
  surgical	
  
approach	
  may	
  lead	
  to	
  less	
  than	
  ideal	
  cosmetic	
  and	
  functional	
  results.	
  In	
  such	
  patients	
  
there	
  is	
  a	
  reasonable	
  likelihood	
  that	
  adjuvant	
  RTx	
  will	
  be	
  recommended,	
  as	
  surgical	
  
margins	
  are	
  often	
  close	
  or	
  positive.	
  
	
  
For	
  patients	
  with	
  large	
  tumours	
  and	
  for	
  whom	
  Sx	
  is	
  not	
  advisable,	
  or	
  those	
  who	
  would	
  
have	
  poor	
  functional	
  outcome,	
  RTx	
  is	
  often	
  recommended.	
  This	
  often	
  means	
  RTx	
  treated	
  
patients	
  in	
  many	
  observational	
  studies	
  have	
  more	
  advanced	
  disease	
  possibly	
  leading	
  to	
  a	
  
selection	
  bias	
  when	
  reporting	
  results.(33)	
  
	
  
Patients	
  treated	
  with	
  RTx	
  usually	
  tolerate	
  their	
  treatment	
  well,	
  even	
  older	
  patients.	
  When	
  
treating	
  the	
  lip,	
  EBRT	
  irradiates	
  a	
  relatively	
  small	
  volume	
  of	
  surrounding	
  normal	
  tissue,	
  
which	
  usually	
  leads	
  to	
  symptomatic	
  local	
  mucocutaneous	
  reactions.	
  However	
  these	
  
reactions	
  are	
  localised	
  and	
  usually	
  resolve	
  in	
  4-­‐6	
  weeks	
  following	
  completion	
  of	
  
treatment.	
  Systemic	
  side	
  effects	
  are	
  negligible.	
  Late	
  side	
  effects	
  are	
  limited	
  to	
  the	
  
irradiated	
  lip	
  and	
  many	
  include	
  hypo/hyperpigmentation	
  of	
  the	
  lip	
  and	
  skin	
  with	
  
associated	
  epithelial	
  atrophy.	
  Serious	
  late	
  effects	
  are	
  rare.	
  	
  
	
  
29	
  
	
  
Summary	
  of	
  treatment	
  outcome	
  
Various	
  studies	
  have	
  reported	
  treatment	
  outcomes	
  following	
  Sx	
  or	
  RTx	
  for	
  patients	
  with	
  
lip	
  cancer.	
  The	
  outcome	
  measures	
  from	
  these	
  studies	
  include	
  loco-­‐regional	
  control	
  (LRC),	
  
overall	
  survival	
  (OS),	
  cause	
  specific	
  survival	
  (CSS)	
  and	
  disease	
  free	
  survival	
  (DFS).	
  	
  
	
  
LRC	
  is	
  defined	
  as	
  the	
  percentage	
  of	
  lip	
  cancer	
  patients	
  that	
  did	
  not	
  relapse	
  either	
  locally	
  in	
  
the	
  lip	
  or	
  regionally	
  to	
  the	
  nodes.	
  DFS	
  refers	
  to	
  the	
  percentage	
  of	
  the	
  cohort	
  that	
  did	
  not	
  
relapse	
  locally,	
  regionally,	
  distantly	
  or	
  develop	
  a	
  second	
  primary.	
  DFS	
  and	
  LRC	
  differ	
  in	
  
that	
  a	
  metastasis	
  to	
  a	
  distant	
  site	
  is	
  counted	
  in	
  DFS	
  where	
  it	
  is	
  not	
  counted	
  in	
  LRC.	
  
	
  
OS	
  is	
  the	
  percentage	
  of	
  the	
  cohort	
  surviving,	
  i.e.	
  not	
  dying	
  of	
  any	
  cause.	
  CSS	
  or	
  
determinate	
  survival	
  is	
  calculated	
  using	
  various	
  methods	
  but	
  refers	
  to	
  the	
  percentage	
  of	
  
the	
  cohort	
  who	
  have	
  not	
  died	
  due	
  to	
  the	
  disease.	
  
	
  
This	
  section	
  of	
  the	
  thesis	
  aims	
  to	
  summarise	
  treatment	
  results	
  and	
  make	
  comparisons	
  
between	
  different	
  treatments.	
  There	
  are	
  various	
  weaknesses	
  in	
  many	
  retrospective	
  
studies	
  noting	
  that	
  as	
  most	
  studies	
  do	
  not	
  have	
  two	
  treatment	
  groups	
  for	
  direct	
  
comparison	
  but	
  often	
  just	
  describe	
  the	
  outcome	
  of	
  either	
  Sx	
  or	
  RTx	
  as	
  a	
  single	
  modality	
  
treatment.	
  	
  
	
  
Following	
  a	
  literature	
  review	
  articles	
  were	
  selected	
  from	
  the	
  main	
  medical	
  databases	
  
(PubMed,	
  Science	
  Direct	
  and	
  Embase,	
  etc.).	
  The	
  search	
  criteria	
  was	
  as	
  follows:	
  Lip	
  AND	
  
(Carcinomas	
  or	
  Cancer	
  or	
  SCC	
  or	
  Neoplasm)	
  AND	
  (survival	
  or	
  patients	
  or	
  cases).	
  All	
  
abstracts	
  were	
  deidentified	
  and	
  had	
  the	
  results	
  removed	
  by	
  an	
  external	
  researcher.	
  I	
  
excluded	
  all	
  non-­‐related	
  articles	
  and	
  sent	
  this	
  list	
  to	
  my	
  supervisor	
  who	
  checked	
  if	
  any	
  of	
  
them	
  should	
  be	
  re-­‐included.	
  From	
  this	
  selection	
  process	
  76	
  articles	
  remained.	
  The	
  
flowchart	
  of	
  included	
  articles	
  is	
  presented	
  in	
  Figure	
  3.	
  
30	
  
	
  
76	
  articles	
  
Identified	
  
56	
  articles	
  
remaining	
  
49	
  articles	
  
remaining	
  
35	
  articles	
  
remaining	
  
24	
  articles	
  on	
  
Sx	
  
15	
  articles	
  on	
  
RTx	
  
6	
  articles	
  on	
  
Sx+RTx	
  
7	
  articles	
  on	
  BT	
  
	
  
20	
  articles	
  excluded	
  
(see	
  below	
  *)	
  
	
  
7	
  articles	
  had	
  no	
  data	
  in	
  required	
  
format	
  (i.e.	
  LRC,	
  OS,	
  CSS,	
  DFS)	
  
	
  
8	
  articles	
  had	
  only	
  non-­‐
treatment	
  specific	
  data	
  
	
  41	
  articles	
  
remaining	
  
	
  
6	
  articles	
  had	
  no	
  5-­‐year	
  
data	
  available	
  
	
  
Outcome	
  
LRC	
  –	
  10	
  
OS	
  -­‐	
  15	
  
CSS	
  –	
  10	
  
DFS	
  -­‐	
  6	
  
Outcome	
  
LRC	
  –	
  6	
  
OS	
  -­‐	
  10	
  
CSS	
  –	
  3	
  
DFS	
  -­‐	
  4	
  
Outcome	
  
LRC	
  –	
  4	
  
OS	
  -­‐	
  2	
  
CSS	
  –	
  0	
  
DFS	
  -­‐	
  0	
  
Outcome	
  
LRC	
  –	
  7	
  
OS	
  -­‐	
  5	
  
CSS	
  –	
  2	
  
DFS	
  -­‐	
  4	
  
Flowchart	
  of	
  articles	
  
	
  
	
  
	
   	
  
	
  
	
  
	
   	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Figure	
  3	
  Flowchart	
  of	
  articles	
  assessing	
  treatment	
  outcomes	
  for	
  lip	
  cancer	
  
*4	
  had	
  no	
  lip	
  specific	
  data	
  (only	
  oral),	
  2	
  epidemiological	
  studies	
  without	
  usable	
  data,	
  1	
  basal	
  cell	
  carcinoma,	
  6	
  advanced	
  
disease	
  but	
  not	
  at	
  primary	
  presentation,	
  1	
  review	
  article	
  without	
  original	
  data,	
  1	
  site	
  other	
  than	
  lip,	
  2	
  duplicate	
  or	
  
obsolete	
  studies,	
  1	
  chemotherapy	
  only,	
  2	
  abstracts	
  with	
  no	
  data	
  (of	
  which	
  1	
  article	
  was	
  in	
  foreign	
  language	
  with	
  an	
  
English	
  abstract)	
  (total	
  20).	
  Sx:	
  Surgery;	
  RTx:	
  Radiotherapy;	
  Sx+RTx:	
  Surgery	
  and	
  adjuvant	
  radiotherapy;	
  BT:	
  
Brachytherapy;	
  LRC:	
  Locoregional	
  Control;	
  OS:	
  Overall	
  Survival;	
  CSS:	
  Cause	
  Specific	
  Survival;	
  DFS:	
  Disease	
  Free	
  Survival	
  
Of	
  the	
  35	
  articles	
  remaining	
  in	
  Figure	
  3	
  many	
  reported	
  more	
  than	
  one	
  outcome	
  and	
  some	
  
articles	
  reported	
  on	
  more	
  than	
  one	
  treatment	
  also.	
  In	
  Table	
  1	
  the	
  outcomes	
  reported	
  and	
  
treatments	
  used	
  are	
  listed	
  with	
  the	
  years	
  of	
  study.	
  
31	
  
	
  
Table	
  1	
  Treatment	
  outcome	
  and	
  treatment	
  modality	
  for	
  each	
  article	
  
Title	
   Reference	
  	
  
Years	
  of	
  
Study	
  
	
  	
  	
  	
  n	
   OS	
   DFS	
   CSS	
   LRC	
  
Brachy-­‐	
  
therapy	
  
Sx	
   RTx	
   Sx+RTx	
  
A	
  comparison	
  of	
  results	
  after	
  
radiotherapy	
  and	
  surgery	
  for	
  
stage	
  I	
  squamous	
  cell	
  
carcinoma	
  of	
  the	
  lower	
  lip	
  
de	
  Visscher	
  et	
  
al,	
  1999	
  (34)	
  
1980-­‐1994	
   256	
   Yes	
   Yes	
   No	
   No	
   No	
   Yes	
   Yes	
   No	
  
A	
  study	
  of	
  squamous	
  cell	
  
carcinoma	
  of	
  the	
  lip	
  at	
  West	
  
Virginia	
  University	
  Hospitals	
  
from	
  1980-­‐2000	
  
Wilson	
  et	
  al,	
  
2005	
  (35)	
  
1980-­‐2000	
   52	
   No	
   No	
   No	
   Yes	
   No	
   Yes	
   No	
   Yes	
  
Brachytherapy	
  for	
  lower	
  lip	
  
epidermoid	
  cancer	
  tumoral	
  
and	
  treatment	
  factors	
  
influencing	
  recurrences	
  and	
  
complications	
  
Beauvois	
  et	
  
al,	
  1994	
  (36)	
  
1972-­‐1991	
   237	
   Yes	
   No	
   Yes	
   Yes	
   Yes	
   No	
   No	
   No	
  
Brachytherapy	
  for	
  squamous	
  
cell	
  carcinoma	
  of	
  the	
  lip	
  
Tombolini	
  et	
  
al,	
  1998	
  (37)	
  
1970-­‐1992	
   57	
   Yes	
   Yes	
   No	
   Yes	
   Yes	
   No	
   No	
   No	
  
Cancer	
  of	
  the	
  lips	
  Results	
  of	
  
the	
  treatment	
  of	
  299	
  patients	
  
Cowen	
  et	
  al,	
  
1990	
  (38)	
  
1970-­‐1985	
   299	
   No	
   No	
   No	
   Yes	
   Yes	
   No	
   No	
   No	
  
Carcinoma	
  of	
  the	
  lip	
  
Heller	
  et	
  al,	
  
1979	
  (39)	
  
1955-­‐1969	
   171	
   Yes	
   No	
   Yes	
   Yes	
   No	
   Yes	
   No	
   No	
  
Carcinoma	
  of	
  the	
  lip	
  
Petrovich	
  et	
  
al,	
  1979	
  (40)	
  
1945-­‐1975	
   250	
   Yes	
   No	
   No	
   Yes	
   No	
   No	
   Yes	
   No	
  
Choice	
  of	
  the	
  treatment	
  for	
  lip	
  
carcinoma–an	
  analysis	
  on	
  74	
  
cases	
  
Wu	
  et	
  al,	
  
1985	
  (41)	
  
1958-­‐1974	
   74	
   Yes	
   No	
   No	
   No	
   No	
   Yes	
   Yes	
   No	
  
Critical	
  review	
  of	
  121	
  
squamous	
  cell	
  epitheliomas	
  of	
  
the	
  lip	
  
Giuliani	
  et	
  al,	
  
1989	
  (42)	
  
1974-­‐1986	
   121	
   Yes	
   Yes	
   No	
   Yes	
   No	
   Yes	
   No	
   No	
  
Curative	
  radiotherapy	
  for	
  early	
  
cancers	
  of	
  the	
  lip,	
  buccal	
  
mucosa,	
  and	
  nose–a	
  simple	
  
interstitial	
  brachytherapy	
  
Ngan	
  et	
  al,	
  
2005	
  (43)	
  
1996-­‐2004	
   13	
   Yes	
   Yes	
   Yes	
   Yes	
   Yes	
   No	
   No	
   No	
  
Effectiveness	
  of	
  brachytherapy	
  
in	
  the	
  treatment	
  of	
  lip	
  cancer	
  a	
  
retro	
  at	
  the	
  Istanbul	
  university	
  
oncology	
  institute	
  
Aslay	
  et	
  al,	
  
2005	
  (44)	
  
1988-­‐2003	
   41	
   Yes	
   Yes	
   No	
   Yes	
   Yes	
   No	
   No	
   No	
  
Interstitial	
  brachytherapy	
  for	
  
carcinomas	
  of	
  the	
  lower	
  lip	
  
Results	
  of	
  treatment	
  
Orecchia	
  et	
  
al,	
  1991	
  (45)	
  
1973-­‐1988	
   47	
   Yes	
   Yes	
   No	
   Yes	
   Yes	
   No	
   No	
   No	
  
Lip	
  cancer	
  experience	
  in	
  
Mexico.	
  An	
  11-­‐year	
  
retrospective	
  study	
  
Luna-­‐Ortiz	
  et	
  
al,	
  2004	
  (46)	
  
1990-­‐2000	
   113	
   Yes	
   No	
   No	
   No	
   No	
   Yes	
   Yes	
   No	
  
Long	
  term	
  results	
  in	
  treating	
  
squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip,	
  oral	
  cavity	
  and	
  orophar	
  
Hemprich	
  et	
  
al,	
  1989	
  (47)	
  
15	
  years	
   352	
   Yes	
   No	
   No	
   No	
   No	
   No	
   Yes	
   No	
  
Lymph-­‐node	
  metastasis	
  in	
  
squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip	
  
Califano	
  et	
  al,	
  
1994	
  (48)	
  
1975-­‐1987	
   105	
   Yes	
   No	
   Yes	
   No	
   No	
   Yes	
   No	
   No	
  
Management	
  of	
  lower	
  lip	
  
cancer	
  a	
  retrospective	
  analysis	
  
of	
  118	
  patients	
  and	
  review	
  of	
  
the	
  literature	
  
Bilkay	
  et	
  al,	
  
2003	
  (18)	
  
1983-­‐1999	
   118	
   Yes	
   No	
   Yes	
   Yes	
   No	
   Yes	
   No	
   No	
  
n:	
  number	
  of	
  patients	
  in	
  study,	
  OS:	
  Overall	
  survival,	
  DFS:	
  Disease	
  free	
  survival,	
  CSS:	
  Cause	
  
specific	
  Survival,	
  LRC:	
  Loco-­‐regional	
  control,	
  Sx+RTx:	
  Surgery	
  and	
  adjuvant	
  radiotherapy	
  	
  
	
  
32	
  
	
  
Title	
   Reference	
  	
   Years	
  of	
  Study	
   n	
   OS	
   DFS	
   CSS	
   LRC	
  
Brachy-­‐	
  
therapy	
  
Sx	
   RTx	
   Sx+RTx	
  
Meyer’s	
  surgical	
  procedure	
  
for	
  the	
  treatment	
  of	
  lip	
  
carcinoma	
  
Jaquet	
  et	
  al,	
  
2005	
  (29)	
  
1983-­‐2001	
   24	
   Yes	
   No	
   Yes	
   Yes	
   No	
   Yes	
   No	
   No	
  
Oncologic	
  aspects	
  of	
  the	
  
vermilionectomy	
  in	
  
squamous	
  cell	
  carcinoma	
  of	
  
the	
  lower	
  lip	
  abstract	
  
van	
  der	
  Wal	
  et	
  
al,	
  1996	
  (49)	
  
1985-­‐1992	
   14	
   No	
   No	
   No	
   Yes	
   No	
   Yes	
   No	
   No	
  
Outcome	
  analysis	
  for	
  lip	
  
carcinoma	
  
Zitsch	
  et	
  al,	
  
1995	
  (2)	
  
1940-­‐1987	
   1252	
   Yes	
   No	
   Yes	
   No	
   No	
   Yes	
   Yes	
   No	
  
Prognostic	
  factors	
  in	
  
squamous	
  cell	
  carcinoma	
  of	
  
the	
  oral	
  cavity.	
  
Beltrami	
  et	
  al,	
  
1992	
  (50)	
   	
  
	
  
80	
  
Yes	
   No	
   Yes	
   No	
   No	
   Yes	
   No	
   No	
  
Radiotherapy	
  for	
  cancer	
  of	
  
the	
  lip	
  
Gooris	
  et	
  al,	
  
1998	
  (32)	
  
1974-­‐1994	
   85	
   No	
   Yes	
   No	
   Yes	
   Yes	
   No	
   Yes	
   Yes	
  
Results	
  of	
  radiation	
  therapy	
  
of	
  cancer	
  of	
  the	
  lip	
  	
  
Miltenyi	
  et	
  al,	
  
1980	
  (51)	
   	
  
170	
   Yes	
   No	
   Yes	
   No	
   No	
   No	
   Yes	
   No	
  
Results	
  of	
  radiotherapy	
  for	
  
scc	
  lower	
  lip.	
  A	
  retrospective	
  
analysis	
  of	
  108	
  patients	
  
de	
  Visscher	
  et	
  
al,	
  1996	
  (52)	
  
1980-­‐1992	
   108	
   Yes	
   Yes	
   No	
   No	
   No	
   No	
   Yes	
   No	
  
Squamous	
  carcinoma	
  of	
  the	
  
lower	
  lip	
  in	
  patients	
  under	
  40	
  
years	
  of	
  age	
  
Boddie	
  et	
  al,	
  
1977	
  (19)	
  
1943-­‐1974	
   1308	
   Yes	
   No	
   Yes	
   No	
   No	
   Yes	
   Yes	
   No	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip:	
  a	
  retrospective	
  
review	
  of	
  the	
  Peter	
  
MacCallum	
  Cancer	
  Institute	
  
experience	
  1979-­‐88	
  
McCombe	
  et	
  al,	
  
2000	
  (33)	
  
1979-­‐1988	
  
	
  
323	
  
No	
   No	
   No	
   Yes	
   No	
   Yes	
   Yes	
   No	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip	
  analysis	
  of	
  the	
  
Princess	
  Margaret	
  Hospital	
  
experience	
  
Cerezo	
  et	
  al,	
  
1993	
  (53)	
  
1971-­‐1976	
   117	
   No	
   No	
   No	
   Yes	
   No	
   Yes	
   Yes	
   Yes	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip:	
  is	
  there	
  a	
  role	
  for	
  
adjuvant	
  radiotherapy	
  in	
  
improving	
  local	
  control	
  
following	
  incomplete	
  or	
  
inadequate	
  excision?	
  
Babington	
  et	
  al,	
  
2003	
  (27)	
  
1980-­‐2000	
  
	
  
130	
  
	
  
Yes	
   Yes	
   No	
   Yes	
   No	
   Yes	
   Yes	
   Yes	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip	
  treated	
  with	
  Mohs	
  
Holmkvist	
  et	
  al,	
  
1998	
  (54)	
  
1986-­‐1999	
   50	
   No	
   Yes	
   No	
   Yes	
   No	
   Yes	
   No	
   No	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lip	
  	
  
Cruse	
  et	
  al,	
  
1987	
  (55)	
  
1962-­‐1982	
   117	
   Yes	
   No	
   Yes	
   No	
   No	
   Yes	
   No	
   No	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lips	
  in	
  a	
  northern	
  Greek	
  
population.	
  5yr	
  Surv	
  rate	
  
Antoniades	
  et	
  
al,	
  1995	
  (15)	
  
1979-­‐1989	
   906	
   Yes	
   No	
   No	
   No	
   No	
   Yes	
   Yes	
   Yes	
  
Squamous	
  cell	
  carcinoma	
  of	
  
the	
  lower	
  lip	
  and	
  supra-­‐
omohyoid	
  neck	
  dissection	
  
Kutluhan	
  et	
  al,	
  
2003	
  (26)	
  
1994-­‐2000	
   31	
   Yes	
   No	
   Yes	
   Yes	
   No	
   Yes	
   No	
   No	
  
Squamous-­‐cell	
  carcinoma	
  of	
  
the	
  lower	
  lip	
  a	
  retrospective	
  
study	
  of	
  58	
  patients	
  
dos	
  Santos	
  et	
  
al,	
  1996	
  (56)	
  
1980-­‐1999	
   58	
   Yes	
   Yes	
   No	
   Yes	
   No	
   Yes	
   No	
   No	
  
Surgical	
  treatment	
  of	
  
squamous	
  cell	
  carcinoma	
  of	
  
the	
  lower	
  lip	
  
de	
  Visscher	
  et	
  
al,	
  1998	
  (57)	
  
1979-­‐1992	
   184	
   Yes	
   Yes	
   No	
   Yes	
   No	
   Yes	
   No	
   No	
  
Survival	
  analysis	
  of	
  5595	
  
head	
  and	
  neck	
  cancers	
  
Rao	
  et	
  al,	
  1998	
  
(58)	
  
1987-­‐1989	
   62	
   Yes	
   No	
   No	
   No	
   No	
   Yes	
   Yes	
   Yes	
  
The	
  step	
  technique	
  for	
  the	
  
reconstruction	
  of	
  lower	
  lip	
  
defects	
  after	
  cancer	
  resection	
  	
  
Blomgren	
  et	
  al,	
  
1988	
  (59)	
  
25	
  years	
   165	
   Yes	
   No	
   Yes	
   Yes	
   No	
   Yes	
   No	
   No	
  
n:	
  number	
  of	
  patients	
  in	
  study,	
  OS:	
  Overall	
  survival,	
  DFS:	
  Disease	
  free	
  survival,	
  CSS:	
  Cause	
  
specific	
  survival,	
  LRC:	
  Loco-­‐regional	
  control,	
  Sx+RTx:	
  Surgery	
  and	
  adjuvant	
  radiotherapy,	
  	
  
33	
  
	
  
Table	
  2	
  Summary	
  of	
  results	
  relating	
  to	
  loco-­‐regional	
  control	
  
Treatment	
   5yr	
  LRC	
  	
   95%CI	
   No.	
  of	
  studies	
   No.	
  maintaining	
  LRC	
   Sample	
  size	
   Crude	
  ratio	
  
Sx	
   89.8%	
   (87.9	
  –	
  91.6%)	
   10	
   785	
   947	
   82.9%	
  
EBRT	
   85.3%	
   (82.2	
  –	
  88.3%)	
   5	
   414	
   504	
   82.1%	
  
Sx+RTx	
   95.3%	
   (88.3	
  –	
  100%)	
   4	
   43	
   47	
   91.5%	
  
BT	
   94.6%	
   (92.8	
  –	
  96.4%)	
   6	
   579	
   617	
   93.8%	
  
95%CI:	
  95%	
  Confidence	
  interval,	
  No.:	
  Number	
  
	
  
Treatment	
  results	
  were	
  pooled	
  together	
  with	
  results	
  weighted	
  according	
  to	
  the	
  inverse	
  
variance.	
  That	
  is	
  larger	
  studies	
  contributed	
  more	
  to	
  the	
  pooled	
  results	
  than	
  smaller	
  
studies,	
  because	
  they	
  have	
  a	
  decreased	
  variance	
  due	
  to	
  the	
  larger	
  sample	
  size.	
  Where	
  the	
  
5yr	
  LRC	
  rate	
  was	
  either	
  100%	
  or	
  0%	
  the	
  Wilson	
  interval	
  was	
  used	
  to	
  calculate	
  the	
  
variance.(60)	
  In	
  Table	
  2	
  the	
  results	
  for	
  LRC	
  are	
  summarised.	
  The	
  results	
  suggest	
  that	
  
patients	
  undergoing	
  BT	
  may	
  have	
  a	
  slightly	
  better	
  outcome	
  than	
  patients	
  undergoing	
  
either	
  Sx	
  or	
  RTx.	
  Sx	
  may	
  result	
  in	
  better	
  LRC	
  than	
  RTx	
  noting	
  that	
  the	
  95%	
  CIs	
  do	
  not	
  
overlap.	
  The	
  combination	
  of	
  Sx+RTx	
  may	
  also	
  be	
  better	
  than	
  RTx	
  with	
  CIs	
  touching.	
  Note	
  
that	
  the	
  crude	
  ratio	
  is	
  the	
  number	
  of	
  patients	
  with	
  an	
  outcome	
  (e.g.	
  maintaining	
  LRC)	
  
divided	
  by	
  the	
  total	
  number	
  of	
  patients	
  in	
  the	
  sample	
  (the	
  sample	
  size).	
  
	
  
Table	
  3	
  Summary	
  of	
  results	
  relating	
  to	
  overall	
  survival	
  
Treatment	
   5yr	
  OS	
   95%CI	
   No.	
  of	
  studies	
   No.	
  alive	
   Sample	
  size	
   Crude	
  ratio	
  	
  
Sx	
   81.9%	
   (80.1	
  –	
  83.7%)	
   15	
   1146	
   1550	
   73.9%	
  
EBRT	
   79.9%	
   (77.4	
  –	
  82.4%)	
   10	
   729	
   943	
   77.3%	
  
Sx+RTx	
   72.0%	
   (56.2	
  –	
  87.8%)	
   2	
   11	
   18	
   61.1%	
  
BT	
   85.3%	
   (81.8	
  –	
  88.8%)	
   4.00	
   280	
   357	
   78.4%	
  
	
  95%CI:	
  95%	
  Confidence	
  interval,	
  No.:	
  Number	
  
	
  
34	
  
	
  
Table	
  3	
  details	
  the	
  results	
  for	
  OS.	
  Patients	
  having	
  BT	
  had	
  the	
  best	
  outcome,	
  followed	
  by	
  
Sx	
  then	
  RTx	
  and	
  lastly	
  Sx+RTx	
  but	
  note	
  all	
  CIs	
  were	
  overlapping	
  indicating	
  no	
  statistically	
  
significant	
  difference	
  in	
  OS	
  between	
  the	
  4	
  treatments.	
  
	
  
Table	
  4	
  Summary	
  of	
  results	
  relating	
  to	
  cause-­‐specific	
  survival	
  
Treatment	
   5yr	
  CSS	
   95%CI	
   No.	
  of	
  studies	
   No.	
  not	
  dead	
  of	
  disease	
   Sample	
  size	
   Crude	
  ratio	
  	
  
Sx	
   94.9%	
   (93.7	
  –	
  96.1%)	
   10	
   1114	
   1219	
   91.4%	
  
EBRT	
   96.0%	
   (94.3	
  –	
  97.8%)	
   3	
   401	
   439	
   91.3%	
  
Sx+RTx	
  
	
   	
  
0	
   0	
   0	
  
	
  BT	
   91.1%	
   (87.5	
  –	
  94.8%)	
   1.00	
   216	
   237	
   91.1%	
  
	
  95%CI:	
  95%	
  Confidence	
  interval,	
  No.:	
  Number	
  
	
  
Table	
  4	
  details	
  the	
  results	
  for	
  CSS.	
  Patients	
  receiving	
  RTx	
  achieved	
  the	
  best	
  CSS,	
  followed	
  
by	
  Sx	
  and	
  BT.	
  No	
  studies	
  with	
  Sx+RTx	
  were	
  available.	
  Here	
  also	
  the	
  CIs	
  overlapped	
  for	
  all	
  
treatments	
  suggesting	
  no	
  significant	
  difference	
  in	
  CSS	
  between	
  treatments.	
  	
  
	
  
Table	
  5	
  Summary	
  of	
  results	
  relating	
  to	
  disease	
  free	
  survival	
  
Treatment	
   5yr	
  DFS	
   95%CI	
   No.	
  of	
  studies	
   No.	
  disease	
  free	
   Sample	
  size	
   Crude	
  ratio	
  	
  
Sx	
   85.0%	
  
(82.4	
  –	
  
87.6%)	
   6	
   486	
   630	
   77.1%	
  
EBRT	
   81.7%	
  
(77.5	
  –	
  
85.9%)	
   4	
   247	
   314	
   78.7%	
  
BT	
   90.2%	
  
(84.9	
  –	
  
95.4%)	
   3	
   105	
   120	
   87.5%	
  
	
  95%CI:	
  95%	
  Confidence	
  interval,	
  No.:	
  Number	
  
	
  
35	
  
	
  
Table	
  5	
  details	
  the	
  results	
  for	
  DFS.	
  Patients	
  undergoing	
  BT	
  had	
  the	
  best	
  outcome,	
  
followed	
  by	
  Sx	
  and	
  then	
  RTx.	
  Once	
  again	
  all	
  CIs	
  overlapped.	
  
It	
  is	
  important	
  to	
  note	
  that	
  these	
  results	
  do	
  not	
  conclusively	
  favour	
  one	
  particular	
  
treatment	
  over	
  the	
  other	
  across	
  the	
  outcomes	
  of	
  LRC,	
  OS,	
  CSS	
  and	
  DFS.	
  Most	
  patients	
  did	
  
not	
  die	
  from	
  their	
  lip	
  cancer	
  so	
  OS	
  may	
  not	
  necessarily	
  be	
  an	
  accurate	
  outcome	
  to	
  
investigate	
  in	
  this	
  disease.	
  Similarly	
  CSS	
  is	
  calculated	
  using	
  deaths	
  due	
  to	
  lip	
  cancer.	
  This	
  
outcome	
  may	
  be	
  biased	
  if	
  people	
  die	
  due	
  to	
  a	
  secondary	
  cause	
  unrelated	
  to	
  lip	
  cancer	
  
(e.g.	
  heart	
  attack),	
  before	
  they	
  may	
  have	
  relapsed	
  and	
  potentially	
  die	
  from	
  their	
  lip	
  
cancer.	
  An	
  alternative	
  way	
  is	
  to	
  analyse	
  this	
  problem	
  is	
  to	
  use	
  competing	
  risk	
  survival	
  
analysis,	
  where	
  the	
  probability	
  of	
  dying	
  due	
  to	
  lip	
  cancer	
  is	
  adjusted	
  for	
  by	
  the	
  presence	
  
of	
  competing	
  co-­‐morbid	
  events	
  that	
  precede	
  death	
  due	
  to	
  lip	
  cancer	
  such	
  as	
  other	
  causes	
  
of	
  mortality.	
  However	
  no	
  studies	
  we	
  reviewed	
  have	
  used	
  this	
  statistical	
  methodology.	
  	
  
	
  
Recurrence	
  
Following	
  treatment	
  patients	
  may	
  experience	
  recurrence	
  at	
  either	
  the	
  primary	
  site	
  (local	
  
recurrence)	
  or	
  regionally	
  (nodal	
  recurrence).	
  Alternatively,	
  but	
  much	
  less	
  likely,	
  lip	
  cancer	
  
may	
  metastasise	
  to	
  distant	
  sites	
  such	
  as	
  the	
  lung	
  or	
  liver.	
  Delayed	
  regional	
  recurrence	
  
(DRR)	
  implies	
  that	
  regional	
  metastases	
  were	
  not	
  clinically	
  present	
  at	
  the	
  time	
  of	
  diagnosis	
  
but	
  occurred	
  later.	
  
	
  
If	
  recurrence	
  does	
  occur,	
  95%	
  of	
  such	
  cases	
  usually	
  occur	
  within	
  5	
  years	
  of	
  treatment.(18)	
  
The	
  peak	
  incidence	
  of	
  recurrence	
  usually	
  occurs	
  in	
  the	
  first	
  and	
  second	
  years.	
  For	
  example	
  
in	
  one	
  study	
  from	
  1996,	
  12	
  out	
  of	
  108	
  patients	
  developed	
  local	
  or	
  regional	
  recurrences	
  
and	
  of	
  these	
  8	
  occurred	
  within	
  the	
  first	
  2	
  years	
  following	
  treatment.(52)	
  
	
  
The	
  predictors	
  of	
  recurrence	
  as	
  documented	
  in	
  the	
  literature	
  include:	
  tumour	
  size,	
  
histological	
  grade,	
  MTT,	
  extent	
  of	
  surgical	
  margins	
  (positive/close	
  vs.	
  clear	
  margins),	
  
36	
  
	
  
perineural	
  and	
  muscle	
  invasion,	
  age	
  and	
  various	
  cellular	
  and	
  molecular	
  factors.	
  These	
  
predictors	
  will	
  be	
  investigated	
  using	
  the	
  data	
  published	
  by	
  other	
  researchers	
  and	
  
analysing	
  a	
  database	
  of	
  patients	
  from	
  Westmead	
  Hospital,	
  Sydney,	
  Australia.	
  
Predictors	
  of	
  recurrence	
  and	
  survival	
  can	
  be	
  divided	
  into	
  patient,	
  tumour	
  and	
  treatment	
  
factors.	
  Patient	
  factors	
  include	
  age,	
  gender,	
  smoking	
  and	
  UVB	
  exposure	
  from	
  sunlight.	
  
Tumour	
  factors	
  include	
  tumour	
  size,	
  histological	
  grade,	
  MTT,	
  perineural	
  invasion,	
  muscle	
  
invasion,	
  cellular	
  and	
  molecular	
  factors	
  and	
  status	
  of	
  surgical	
  margins.	
  Treatment	
  factors	
  
include	
  treatment	
  comparisons	
  (Sx	
  or	
  RTx).	
  
	
  
Age	
  
Table	
  6	
  Summary	
  of	
  findings	
  for	
  age	
  
Study	
   Outcome	
  
Cut-­‐off	
  
point	
   N	
   Effect	
  size	
   95%CI	
   P	
  value	
   FUP	
   Event	
  rate	
  
Fernandez	
  et	
  al,	
  2003	
  (61)*	
   Mets.	
   Cat.	
   251	
   1.013	
  OR	
   (0.97-­‐1.06)	
   0.05	
   5	
  yrs	
   6.40%	
  
Zitsch	
  et	
  al,	
  1999	
  (5)	
   DRR	
   40yrs	
   1001	
   -­‐	
   -­‐	
   0.99	
   5	
  yrs	
   4%	
  
n:	
  Sample	
  size,	
  95%CI,	
  95%	
  Confidence	
  interval	
  FUP:	
  Minimum	
  follow	
  up,	
  Mets:	
  Metastases,	
  DRR:	
  
Delayed	
  regional	
  recurrence,	
  Cat.	
  :	
  Categorical,	
  *:	
  multivariate	
  model	
  
	
  
There	
  are	
  various	
  hypotheses	
  as	
  to	
  why	
  age	
  may	
  be	
  associated	
  with	
  recurrence.	
  One	
  is	
  
that	
  cancer	
  is	
  likely	
  to	
  recur	
  in	
  older	
  people	
  due	
  to	
  the	
  increased	
  rate	
  of	
  accumulated	
  
somatic	
  genetic	
  mutation	
  with	
  increasing	
  age.	
  Alternatively	
  lip	
  cancer	
  is	
  more	
  biologically	
  
aggressive	
  in	
  the	
  young	
  and	
  hence	
  more	
  likely	
  to	
  recur	
  despite	
  treatment.	
  	
  
	
  
Fernandez	
  et	
  al,	
  2003	
  (61)	
  as	
  detailed	
  in	
  Table	
  6	
  analysed	
  age	
  in	
  a	
  multivariate	
  model	
  
along	
  with	
  site	
  and	
  tumour	
  area	
  and	
  reported	
  a	
  non-­‐significant	
  odds	
  ratio	
  (OR)	
  with	
  no	
  P	
  
value	
  given.	
  However	
  the	
  CI	
  for	
  the	
  OR	
  included	
  1	
  and	
  this	
  usually	
  implies	
  that	
  the	
  result	
  
37	
  
	
  
is	
  statistically	
  non-­‐significant.	
  In	
  this	
  study	
  there	
  were	
  251	
  patients	
  with	
  a	
  minimum	
  
follow	
  up	
  of	
  5	
  yrs	
  and	
  an	
  event	
  rate	
  of	
  6.4%	
  throughout	
  the	
  study	
  period.	
  
Zitsch	
  et	
  al,	
  1999	
  (5)	
  also	
  reported	
  a	
  statistically	
  non-­‐significant	
  association	
  between	
  age	
  
and	
  DRR	
  using	
  age	
  as	
  a	
  binary	
  variable	
  with	
  the	
  cut-­‐off	
  point	
  at	
  40	
  years.	
  This	
  study	
  had	
  
1001	
  patients	
  and	
  was	
  one	
  of	
  the	
  larger	
  studies	
  dealing	
  with	
  lip	
  cancer.	
  An	
  OR	
  was	
  not	
  
reported.	
  Both	
  these	
  large	
  studies	
  suggest	
  that	
  age	
  alone	
  is	
  not	
  a	
  strong	
  predictor	
  of	
  DRR	
  
or	
  worse	
  outcome.	
  
	
  
Gender	
  
The	
  effect	
  of	
  gender	
  on	
  DRR	
  was	
  investigated	
  in	
  2	
  studies.	
  These	
  both	
  found	
  no	
  
association	
  between	
  gender	
  and	
  DRR.(5,	
  62)	
  Of	
  these	
  studies,	
  Zitsch	
  et	
  al,	
  1999	
  (5)	
  had	
  
1001	
  patients	
  with	
  a	
  minimum	
  follow	
  up	
  of	
  5	
  yrs	
  and	
  reported	
  the	
  association	
  between	
  
gender	
  and	
  DRR	
  as	
  statistically	
  non-­‐significant	
  (P=0.34).	
  The	
  other	
  study	
  of	
  Vukadinovic	
  et	
  
al,	
  2007	
  (20)	
  had	
  223	
  patients	
  with	
  a	
  median	
  follow	
  up	
  of	
  56	
  months	
  and	
  also	
  found	
  no	
  
statistically	
  significant	
  association	
  between	
  gender	
  and	
  DRR.	
  The	
  study	
  did	
  not	
  mention	
  
an	
  OR	
  or	
  P	
  value.	
  	
  
	
  
A	
  previously	
  described	
  study	
  found	
  no	
  association	
  between	
  gender	
  and	
  the	
  tumour	
  size	
  
of	
  the	
  primary	
  tumour	
  which	
  is	
  itself	
  an	
  indicator	
  of	
  DRR.(20)	
  Also	
  gender	
  did	
  not	
  impact	
  
on	
  the	
  risk	
  of	
  CSS	
  from	
  lip	
  cancer	
  (i.e.	
  proportion	
  dying	
  of	
  disease).(2)	
  
	
  
	
  
	
  
	
  
	
  
	
  
38	
  
	
  
Tumour	
  size	
  
Table	
  7	
  Summary	
  of	
  results	
  for	
  tumour	
  size	
  
Study	
   Outcome	
   Cut-­‐off	
  point	
   n	
   Effect	
  size	
   95%CI	
   P	
  value	
   FUP	
   Event	
  rate	
  
Zitsch	
  et	
  al,	
  1999	
  (5)	
   DRR	
   3	
  cm	
   1001	
   -­‐	
   -­‐	
   0.034	
   5	
  yrs	
   4%	
  
Hosal	
  et	
  al,	
  1992	
  (3)	
   DRR+LR	
   -­‐	
  
	
  
-­‐	
   -­‐	
   no	
  corr.	
   -­‐	
   -­‐	
  
de	
  Visscher	
  et	
  al,	
  2002*	
  (57)	
   LR	
   Cat.	
   184	
   -­‐	
   -­‐	
   <0.01	
   2	
  yrs	
   6%	
  
de	
  Visscher	
  et	
  al,	
  2002*	
  (57)	
   DRR	
   Cat.	
   184	
   -­‐	
   -­‐	
   >0.05	
   2	
  yrs	
   5%	
  
McGregor	
  et	
  al,	
  1992	
  (63)	
   DRR	
   -­‐	
   108	
   -­‐	
   -­‐	
   <0.05	
   2	
  yrs	
   18%	
  
Heller	
  et	
  al,	
  1979	
  (39)	
   LR	
   -­‐	
   171	
   1.01	
  OR	
   -­‐	
   0.99	
   -­‐	
   8%	
  
Rodolico	
  et	
  al,	
  2005	
  (7)	
   DRR	
   T2&T3	
  vs.	
  T1	
   97	
   15.21	
  HR	
   (2.25-­‐94.1)	
   0.033	
   5	
  yrs	
   -­‐	
  
Rodolico	
  et	
  al,	
  2005	
  (7)	
   DRR	
   cont.	
   97	
   1.09	
  HR	
   (1.05-­‐1.13)	
   <0.0001	
   5	
  yrs	
   -­‐	
  
Rodolico	
  et	
  al,	
  2005*	
  (7)	
   DRR	
   T2&T3	
  vs.	
  T1	
   97	
   13.5	
  HR	
   (2.19-­‐83)	
   0.005	
   5	
  yrs	
   -­‐	
  
Rodolico	
  et	
  al,	
  2005*	
  (7)	
   DRR	
   cont.	
   97	
   1.04	
  HR	
   (0.99-­‐1.09)	
   0.042	
   5	
  yrs	
   -­‐	
  
Rodolico	
  et	
  al,	
  2004	
  (64)	
   DRR	
   2	
  cm	
   97	
   -­‐	
   -­‐	
   0.05	
   5	
  yrs	
   -­‐	
  
n:	
  Sample	
  size,	
  95%CI:	
  95%	
  Confidence	
  interval,	
  FUP:	
  Minimum	
  follow	
  up,	
  DRR:	
  Delayed	
  regional	
  
recurrence,	
  LR	
  Local	
  recurrence	
  Cat.	
  :	
  Categorical,	
  *:	
  multivariate	
  model,	
  cont.:	
  continuous,	
  cat:	
  
categorical,	
  corr.:	
  correlation	
  
	
  
Tumour	
  size	
  is	
  recorded	
  as	
  the	
  maximum	
  lesion	
  size	
  and	
  is	
  the	
  largest	
  diameter	
  of	
  the	
  
tumour.	
  Tumour	
  size	
  is	
  reported	
  in	
  the	
  TNM	
  classification	
  at	
  cut-­‐offs	
  of	
  2	
  cm	
  (T1),	
  2-­‐4	
  cm	
  
(T2)	
  and	
  >4	
  cm	
  (T3).	
  Various	
  studies,	
  as	
  presented	
  in	
  Table	
  7,	
  have	
  investigated	
  tumour	
  
size	
  as	
  a	
  predictor	
  of	
  regional	
  recurrence.	
  These	
  studies	
  incorporate	
  both	
  the	
  event	
  of	
  
recurrence	
  and	
  time	
  to	
  event,	
  in	
  survival	
  models.	
  Tumour	
  size	
  has	
  an	
  impact	
  on	
  prognosis	
  
and	
  also	
  on	
  selection	
  of	
  the	
  appropriate	
  treatment.	
  	
  
	
  
Zitsch	
  et	
  al,	
  1999	
  (5)	
  with	
  39	
  patients	
  developing	
  DRR	
  found	
  tumour	
  size	
  to	
  be	
  a	
  
statistically	
  significant	
  predictor	
  of	
  DRR	
  (P	
  =	
  0.034).	
  Tumour	
  size	
  was	
  dichotomised	
  into	
  
above	
  or	
  below	
  3	
  cm.	
  Despite	
  the	
  larger	
  size	
  of	
  this	
  study,	
  the	
  power	
  to	
  detect	
  a	
  50%	
  
difference	
  in	
  prevalence	
  of	
  risk	
  factors	
  between	
  the	
  two	
  tumour	
  size	
  categories	
  was	
  only	
  
very	
  low.	
  This	
  was	
  because	
  the	
  overall	
  event	
  rate	
  was	
  low	
  and	
  also	
  due	
  to	
  the	
  small	
  
number	
  of	
  patients	
  with	
  tumour	
  size	
  above	
  3cm,	
  who	
  composed	
  only	
  14%	
  of	
  the	
  total	
  
sample.	
  
	
  
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Final Mphil Thesis Lip Cancer Latest

  • 1. 1     Risk  and  Treatment  Factors  for  Squamous  Cell  Carcinoma   of  the  Lip   A  cohort  study  from  the  Radiation  Oncology  Department,  Westmead  Hospital       Name  of  Student:  Mithilesh  Dronavalli   Supervisor:  Prof.  Val  Gebski   Associate  Supervisor:  A/Prof.  Michael  J.  Veness   Departments:   • National  Health  and  Medical  Research  Council  Clinical  Trial  Centre,  School  of   Public  Health,  Faculty  of  Medicine,  University  of  Sydney   • Radiation  Oncology  Department,  Westmead  Hospital   A  thesis  submitted  in  fulfilment  of  the  requirements  for  the  degree  of  Master  of  Medical   Philosophy  in  the  School  of  Public  Health,  Faculty  of  Medicine  at  The  University  of  Sydney.   August  2011    
  • 2. 2     Acknowledgements     I  thank  my  supervisors  for  having  the  patience  and  endurance  to  support  me   throughout  the  candidature.  I  thank  my  parents  and  mentors  for  their  moral   support  throughout  the  candidature.                 Declaration   I  declare  that  the  research  presented  here  is  my  own  original  work  and  has   not  been  submitted  to  any  other  institution  for  the  award  of  a  degree.     Signed:  ……………………………………………………………………………       Date:  ……………………………………………………………………………….  
  • 3. 3     Abstract   Patients  with  lip  cancer  who  have  delayed  treatment  or  for  whom  the  cancer  is  more   aggressive,  often  have  worse  outcomes.  The  aim  of  this  investigation  was  to  find  the  risk   and  treatment  factors  for  developing  lip  cancer,  the  recurrence  of  lip  cancer  and  survival.     This  was  investigated  by  a  review  of  the  literature  and  original  analysis  of  data.       A  summary  of  the  outcomes  regarding  survival  and  recurrence  of  patients  undergoing   surgery  or  radiotherapy  (or  combination)  was  conducted  to  compare  these  treatments.   An  original  analysis  of  a  lip  cancer  cohort  dataset  from  the  Department  of  Radiation   Oncology  at  Westmead  Hospital  was  carried  out.  This  included  univariate  analysis  and   multivariate  survival  analysis  investigating  time  to  recurrence  and  survival.  Also   prognostic  risk  models  were  developed  to  classify  patients  into  risk  groups  in  terms  of   recurrence  and  survival.        This  investigation  adds  to  the  literature  as  analysis  was  conducted  from  a  time  to   recurrence  and  survival  perspective  using  survival  analysis,  rather  than  just  by   investigating  the  occurrence  of  the  event.  Here  information  regarding  the  order  in  which   events  occurred  is  used  to  make  inferences.  Also  this  study  gives  insight  on  outcomes  of   patients  with  lip  cancer  who  underwent  surgery  with  adjuvant  radiotherapy,  where  there   is  limited  information  in  the  literature.  It  should  be  noted  that  there  are  biases  involved  in   dealing  with  a  cohort  study,  especially  since  patients  were  not  randomised  to  a   treatment.       In  conclusion  I  have  reported  on  some  significant  findings  regarding  treatment   comparisons  and  risk  factors  for  lip  cancer.    
  • 4. 4     Table  of  Contents   Risk  and  Treatment  Factors  for  Squamous  Cell  Carcinoma  of  the  Lip  ..............................  1   Tables  ....................................................................................................................................  7   Figures  .................................................................................................................................  10   Abbreviations  and  acronyms  ................................................................................................  12   Literature  review  ..........................................................................................................  15   Introduction  .........................................................................................................................  15   TNM,  staging  and  grading  ....................................................................................................  16   Grading  ................................................................................................................................  18   Epidemiology  .......................................................................................................................  18   Risk  factors  ..........................................................................................................................  20   Sun  exposure  ..........................................................................................................................  20   Smoking  as  a  risk  factor  for  developing  disease  .....................................................................  23   Other  risk  factors  for  developing  lip  cancer  ...........................................................................  23   Progression  of  disease  .........................................................................................................  24   Treatment  modalities  and  regimens  .....................................................................................  24   Surgery  ....................................................................................................................................  25   Radiotherapy  ..........................................................................................................................  27   Summary  of  treatment  outcome  ..........................................................................................  29   Flowchart  of  articles  ...............................................................................................................  30   Recurrence  ...........................................................................................................................  35   Age  ..........................................................................................................................................  36   Gender  ....................................................................................................................................  37   Tumour  size  ............................................................................................................................  38   Histological  grade  ...................................................................................................................  42   Maximal  tumour  thickness  .....................................................................................................  44   Site  of  lip  cancer  .....................................................................................................................  47   Cellular  and  molecular  factors  ................................................................................................  48   Perineural  invasion  .................................................................................................................  52   Other  risk  factors  ....................................................................................................................  54   Survival  and  its  risk  factors  ...................................................................................................  55   Analysis  of  the  Westmead  lip  cancer  dataset  ................................................................  58  
  • 5. 5     Materials  and  methods  ........................................................................................................  58   Patient  eligibility  ..................................................................................................................  58   Inclusion  criteria  .....................................................................................................................  59   Exclusion  criteria  .....................................................................................................................  59   Treatment  ............................................................................................................................  59   Methods  ..............................................................................................................................  59   Methods  of  univariate  analysis  ............................................................................................  60   Methods  for  adjusted  treatment  effect  ................................................................................  62   Methods  of  risk  models  ........................................................................................................  62   Dataset  description  ..............................................................................................................  64   Results  .........................................................................................................................  67   Baseline  demographics  ........................................................................................................  67   Dichotomous  variables  used  in  overall  survival  modelling  .....................................................  68   Univariate  models  ................................................................................................................  69   Survival  models  from  diagnosis  ..............................................................................................  69   Interpretation  of  risk  reduction  ..............................................................................................  70   Recurrence  models  from  diagnosis  ........................................................................................  74   Multivariate  analysis  ............................................................................................................  76   Treatment  comparison:  Patients  treated  with  Sx  vs.  RTx  .......................................................  76   Treatment  comparison:  Patients  treated  with  Sx  or  Sx+RTx  compared  to  RTx  ......................  79   Treatment  comparison:  Patients  receiving  Sx+RTx  vs.  Sx.  ......................................................  84   Treatment  comparison:  Patients  receiving  Sx+RTx  vs.  RTx  ....................................................  87   Risk  modelling  .....................................................................................................................  91   Survival  model  with  treatment  ...............................................................................................  93   Survival  model  not  including  treatment  .................................................................................  97   Recurrence  model  with  treatment  .......................................................................................  101   Discussion  ..................................................................................................................  105   Tumour  size  .......................................................................................................................  106   Age  at  diagnosis  .................................................................................................................  108   Treatment  comparison:  Sx  vs.  RTx  ......................................................................................  109   Treatment  comparison:  Sx  and  Sx+RTx  vs.  RTx  ...................................................................  111   Treatment  comparison:  Sx+RTx  vs.  Sx  ................................................................................  112   Treatment  comparison:  Sx+RTx  vs.  RTx  ..............................................................................  113  
  • 6. 6     Risk  models  ........................................................................................................................  114   Risk  model:  Survival  with  treatment  .....................................................................................  115   Risk  model:  Survival  without  treatment  ...............................................................................  116   Risk  model:  Recurrence  with  treatment  ...............................................................................  117   Conclusion  ..................................................................................................................  118   Bibliography  ...............................................................................................................  120                                  
  • 7. 7     Tables   Table  1  Treatment  outcome  and  treatment  modality  for  each  article  ...................................  31   Table  2  Summary  of  results  relating  to  loco-­‐regional  control  ................................................  33   Table  3  Summary  of  results  relating  to  overall  survival  ..........................................................  33   Table  4  Summary  of  results  relating  to  cause-­‐specific  survival  ..............................................  34   Table  5  Summary  of  results  relating  to  disease  free  survival  .................................................  34   Table  6  Summary  of  findings  for  age.  .....................................................................................  36   Table  7  Summary  of  results  for  tumour  size  ...........................................................................  38   Table  8  Summary  of  results  for  histological  grade  ..................................................................  42   Table  9  Summary  of  results  for  maximal  tumour  thickness  ...................................................  44   Table  10  Summary  of  results  for  site  of  lip  cancer  .................................................................  47   Table  11  Summary  of  results  for  cellular  and  molecular  factors  ............................................  48   Table  12  Summary  of  results  for  perineural  invasion  .............................................................  52   Table  13  Summary  of  results  for  ulcerated  pattern  and  tumour  area  ....................................  54   Table  14  Risk  factors  predicting  survival  in  lip  cancer  in  one  study  ........................................  57   Table  15  Treatment  definitions  ..............................................................................................  65   Table  16  Patient  and  tumour  predictor  definitions  ................................................................  66   Table  17  Summary  measures  on  age  of  patients  by  treatment  groups  ..................................  67   Table  18  Baseline  dichotomised  variables  and  all  cause  mortality  .........................................  68   Table  19  Univariate  results  for  overall  survival  ......................................................................  69   Table  20  Univariate  results  for  recurrence  modelling  ............................................................  74  
  • 8. 8     Table  21  Survival  and  recurrence  models  for  the  treatment  comparison  between  patients   treated  with  Sx  alone  vs.  RTx  alone  ........................................................................................  76   Table  22  Survival  and  recurrence  models  for  the  treatment  comparison  between  patients   treated  with  Sx  alone  or  with  adjuvant  RTx  vs.  RTx  alone  ......................................................  79   Table  23(a)  Time  dependent  Cox  analysis  at  24  months  ........................................................  82   Table  23(b)  Summary  of  patients;  based  on  2  yr  survival.  ......................................................  83   Table  24  Adjusted  survival  and  recurrence  models  for  the  treatment  comparison  between   patients  receiving  Sx+RTx  vs.  Sx.  .............................................................................................  84   Table  25  Adjusted  survival  and  recurrence  models  for  the  treatment  comparison  between   patients  receiving  Sx+RTx  vs.  RTx  ...........................................................................................  87   Table  26  Time  dependent  Cox  analysis  at  24  months  ............................................................  90   Table  27  Proportional  hazards  model  for  the  survival  risk  model  including  treatment   comparison  .............................................................................................................................  93   Table  28  2x2  table  for  risk  grouping  .......................................................................................  94   Table  29  Logrank  test  validating  the  risk  group  cut-­‐off  point  .................................................  95   Table  30  Gronnesby-­‐Borgan  goodness  of  fit  test  ...................................................................  95   Table  31  May-­‐Hosmer  goodness  of  fit  test  .............................................................................  97   Table  32  Proportional  hazards  model  for  the  survival  risk  model  excluding  treatment   comparison  .............................................................................................................................  98   Table  33  Chi-­‐squared  test  for  risk  grouping  ............................................................................  98   Table  34  Logrank  test  validating  the  risk  group  cut-­‐off  point  .................................................  99   Table  35  Gronnesby-­‐Borgan  goodness  of  fit  test  .................................................................  100   Table  36  May-­‐Hosmer  goodness  of  fit  test  ...........................................................................  100  
  • 9. 9     Table  37  Proportional  hazards  model  for  the  recurrence  risk  model  including  treatment   comparison  ...........................................................................................................................  101   Table  38  Chi-­‐squared  test  for  risk  grouping  ..........................................................................  102   Table  39  Logrank  test  for  the  risk  group  cut-­‐off  point.  .........................................................  102   Table  40  Gronnesby-­‐Borgan  goodness  of  fit  test  .................................................................  104                                  
  • 10. 10     Figures   Figure  1  Incidence  rates  in  Asia,  Europe  and  USA  for  lip  cancer.  .......................................  19   Figure  2  Meyer’s  plasty:  steps  involved  to  excise  a  lesion  ..................................................  26   Figure  3  Flowchart  of  articles  assessing  treatment  outcomes  for  lip  cancer  ......................  30   Figure  4  Cumulative  proportion  experiencing  the  event  for  the  tumour  size  as  a  predictor   of  survival  ............................................................................................................................  72   Figure  5  Cumulative  proportion  experiencing  the  event  for  the  variable  of  age  (age≥70   years)  as  a  prognostic  indicator  of  survival  .........................................................................  73   Figure  6  Cumulative  proportion  experiencing  the  event  for  Sx  alone  vs.  RTx  alone  in   predicting  overall  survival  ...................................................................................................  77   Figure  7  Cumulative  proportion  experiencing  the  event  for  Sx  alone  vs.  RTx  alone  in   predicting  time  to  recurrence.  ............................................................................................  78   Figure  8  Cumulative  proportion  experiencing  the  event  for  Sx  or  Sx+RTx  vs.  RTx  alone  in   predicting  survival  ...............................................................................................................  81   Figure  9  Cumulative  proportion  experiencing  the  event  for  Sx  or  Sx+RTx  vs.  RTx  alone  in   predicting  recurrence.  ........................................................................................................  83   Figure  10  Cumulative  proportion  experiencing  the  event  for  Sx+RTx  vs.  Sx  alone  in   predicting  survival  ...............................................................................................................  85   Figure  11  Cumulative  proportion  experiencing  recurrence  for  Sx+RTx  vs.  Sx  ....................  86   Figure  12  Cumulative  proportion  experiencing  the  event  for  Sx+RTx  vs.  RTx  alone  in   predicting  survival  ...............................................................................................................  89   Figure  13  Cumulative  proportion  experiencing  the  event  for  Sx+RTx  vs.  RTx  alone  in   predicting  recurrence  .........................................................................................................  90   Figure  14  Risk  model  of  survival  for  patients  who  have  been  treated  ...............................  96  
  • 11. 11     Figure  15  Risk  model  of  survival  for  patients  diagnosed  and  awaiting  treatment  .............  99   Figure  16  Risk  model  of  time  to  recurrence  .....................................................................  103     Note:  A  P  value  less  than  P  =  0.05  is  considered  significant  in  this  thesis.                                          
  • 12. 12     Abbreviations  and  acronyms   Terms  -­‐  Definitions      2x2  table  –  Two-­‐by-­‐two  table   95%CI  -­‐  95%  Confidence  Interval     ANZ  -­‐  Australia  and  New  Zealand   BT  -­‐  Brachytherapy   Cat.  -­‐  Categorical   cm  -­‐  Centimetres     cont.  -­‐  Continuous   corr.  -­‐  Correlation   CSS  -­‐  Cause  specific  survival   DFS  -­‐  Disease  free  survival   Diff  -­‐  Differentiated     DRR  -­‐  Delayed  regional  recurrence   EBRT  -­‐  External  beam  radiotherapy   FUP  -­‐  Followup   GB-­‐  Gronnesby-­‐Borgan   HDR  -­‐  High  dose  rate   HR  -­‐  Hazard  ratio   KM  -­‐  Kaplan  Meier   LDR  -­‐  Low  dose  rate  
  • 13. 13     LR  -­‐  Local  recurrence   LRC  -­‐  Locoregional  control   Mets  -­‐  Metastases   MH  -­‐  May  and  Hosmer  goodness  of  fit  test   mm  -­‐  millimetres   MTT  -­‐  Maximal  tumour  thickness   No.  -­‐  Number   NSW  -­‐  New  South  Wales   OR  -­‐  Odds  ratio   OS  -­‐  Overall  survival   PCNA  -­‐  Proliferating  cell  nuclear  antigen   RCT  -­‐  Randomised  control  trial   RTx  -­‐  Radiotherapy   SA  -­‐  South  Australia   SCC  -­‐  Squamous  cell  carcinoma   SEER  -­‐  Surveillance,  Epidemiology  and  End  Results   Sx  -­‐  Surgery   Sx+RTx  -­‐  Surgery  and  adjuvant  radiotherapy   TNM  -­‐  Tumour,  node  and  metastasis   UICC  -­‐  International  union  against  cancer   USA  –  United  States  of  America  
  • 14. 14     UV  –  Ultraviolet   UVB  -­‐  Ultraviolet  B   XP  -­‐  Xeroderma  pigmentosum   yrs  -­‐  Years                                        
  • 15. 15     Risk  and  Treatment  Factors  for  Squamous  Cell  Carcinoma  of  the  Lip   A  cohort  study  from  the  Radiation  Oncology  Department,  Westmead  Hospital   Literature  review   Introduction   Lip  cancer  is  a  malignant  neoplasm  of  the  upper  or  lower  lip,  or  commissure  and   vermillion  border,  or  inner  aspect  of  the  lip  (1)  and  is  classified  according  to  the   International  Classification  of  Disease  as  140.0-­‐140.9  ICD-­‐9.  In  some  studies  lip  cancer   accounts  for  up  to  25%  of  oral  cancers  (2)  although,  at  least  in  Australia,  lip  cancer  is   better  classified  as  a  sun  exposure  induced  cancer  rather  than  a  smoking  related  oral   cancer.  Lip  cancers  account  for  <5%  of  head  and  neck  cancers  after  excluding  other  non-­‐ melanoma  skin  cancer.(2)  Histologically  90%  of  lip  cancers  are  of  squamous  cell  origin,   with  the  remaining  10%  comprising  of  basal  cell  carcinoma  and  adenocarcinoma.  In  this   thesis  I  will  focus  on  squamous  cell  carcinoma  (SCC)  of  the  lip  and  this  is  implied  by  use  of   the  term  lip  cancer  unless  expressed  otherwise.     Lip  cancer  may  follow  an  indolent  time  course  and  have  a  favourable  outcome  if  treated   in  a  timely  and  appropriate  fashion,  however  in  a  subset  of  patients  the  cancer  can  be   aggressive,  with  increased  morbidity  and  mortality  often  associated  with  the  subsequent   development  of  nodal  metastases.(3)  If  these  patients  are  identified  and  treated  early,   the  likelihood  of  cure  is  increased.  It  is  therefore  important  to  identify  the  risk  factors  for   lip  cancer  and  to  investigate  the  effect  of  treatment  options  in  order  to  improve  outcome.     The  objectives  of  this  thesis  are  to  discuss  the  risk  factors  for  lip  cancer  in  terms  of  the   risk  of  developing  disease,  recurrence  and  survival.  Risk  factors  will  be  presented  as  either   patient  or  tumour  factors.  Treatment  factors  for  prognosis  will  also  be  investigated.    
  • 16. 16     The  risk  factors  for  developing  lip  cancer,  recurrence  and  predicting  survival  are  discussed   in  the  first  chapter.  Treatment  comparisons  between  radiotherapy  (RTx),  surgery  (Sx)  and   surgery  and  adjuvant  radiotherapy  (Sx+RTx)  are  also  investigated  and  presented  in   Chapter  1.  In  Chapter  2,  risk  factors  for  recurrence  and  survival  are  examined  via  a  series   of  survival  analyses,  both  univariate  and  multivariate.  Treatment  comparisons  are   assessed  univariately  and  adjusted  for  confounding  variables,  and  risk  models  were   developed  in  order  to  assess  the  risk  of  recurrence  and  survival.  Risk  models  were   constructed  to  classify  patients  into  risk  groups  based  on  baseline  risk  (patient  and   tumour  factors  only)  and  post  treatment  risk  (patient,  tumour  and  treatment  factors).     This  study  aims  to  provide  a  model  that  could  aid  the  understanding  of  the  factors   involved  in  lip  cancer,  and  the  effect  of  different  treatment  options  on  recurrence  and   survival.  However,  this  study  has  inherent  selection  and  referral  bias,  which  will  be   discussed  later,  and  can  therefore  not  be  expected  to  provide  a  high  level  of  evidence.   Note  that  to  my  knowledge  there  have  been  no  published  randomised  control  trials   (RCTs)  on  lip  cancer.     TNM,  staging  and  grading   The  following  is  a  summary  of  the  Tumour,  Node  and  Metastasis  (TNM)  classification  for   lip  cancer  from  the  International  Union  against  Cancer  (UICC).(4)     I.  Codes  describing  the  tumour     TX:  primary  tumour  cannot  be  assessed     T0:  no  evidence  of  primary  tumour     Tis:  carcinoma  in  situ     T1:  tumour  less  than  2  centimetres  (cm)  in  greatest  dimension    
  • 17. 17     T2:  tumour  more  than  2  cm  but  not  more  than  4  cm  in  greatest  dimension     T3:  tumour  more  than  4  cm  in  greatest  dimension     T4:  tumour  invades  adjacent  structures  (mandible,  tongue  musculature,  maxillary  sinus,   skin)       II.  Codes  describing  nodal  involvement     NX:  regional  lymph  nodes  cannot  be  assessed   N0:  no  regional  lymph  node  metastasis     N1:  metastasis  in  a  single  ipsilateral  lymph  node,  less  than  3  cm  in  greatest  dimension   N2a:  metastasis  in  a  single  ipsilateral  lymph  node,  more  than  3  cm  but  not  more  than  6   cm  in  greatest  dimension     N2b:  metastasis  in  multiple  ipsilateral  lymph  nodes,  none  more  than  6  cm  in  greatest   dimension     N2c:  metastasis  in  bilateral  or  contralateral  lymph  nodes,  none  more  than  6  cm  in   greatest  dimension     N3:  metastasis  in  a  lymph  node,  more  than  6  cm  in  greatest  dimension     III.  Codes  describing  metastasis     M0:  no  distant  metastasis   M1:  distant  metastasis     IV.  Stage  Grouping     Stage  I:  T1N0M0    
  • 18. 18     Stage  II:  T2N0M0     Stage  III:  T3N0M0;  T1  or  T2  or  T3N1M0     Stage  IV:  T4N0  or  N1M0;  Any  T,  N2,  or  N3M0;  Any  T,  any  N,  M1     Grading   The  Broder’s  grading  system  (5)  is  the  main  system  used  in  lip  cancer  studies  to  assess   histological  grading  of  tumour  specimens.  This  system  categorises  tumours  according  to   well,  moderate  and  poor  differentiation.  The  potential  weakness  with  this  system  is  that   the  degree  of  differentiation  may  vary  across  any  surgical  specimen.(6)  However,  some   studies  have  shown  correlation  between  tumour  grading  and  prognosis.       In  contrast,  the  Anneroth  and  Jacobson  system  includes  the  degree  of  keratinisation,   polymorphism,  mitoses,  inflammatory  infiltration  and  mode  of  invasion.  These  5  factors   are  graded  out  of  4  and  total  scores  are  divided  into  grade  I  (0-­‐4),  grade  II  (5-­‐10),  grade  III   (11-­‐15)  and  grade  IV  (16-­‐20).(7)     These  two  systems  are  mentioned  here,  as  when  discussing  later  articles,  histological   grading  will  be  assessed  via  these  two  systems.     Epidemiology   The  epidemiology  of  lip  cancer  is  investigated  here  from  both  an  Australian  and   international  perspective.  In  Australia  one  large  study  in  the  literature  reporting  the   epidemiology  of  lip  cancer  was  undertaken  in  South  Australia  (SA).      
  • 19. 19     The  age-­‐standardised  incidence  of  lip  cancer  in  SA  between  1976  -­‐  1996  was  15/100,000   in  males  and  4/100,000  in  females.(8)  The  authors  considered  this  very  high  on  a  global   scale.  Over  the  follow  up  period  there  were  2095  (77.1%)  males  and  621  (22.9%)  females   presenting  with  lip  cancer  (8)  and  as  of  June  2005  there  were  1.54  million  residents  in   SA.(9)  The  average  age  for  diagnosis  was  58.3  yrs  in  males  and  66.0  yrs  in  females.(10)   The  sun  exposed  lower  lip  was  the  most  common  site  (72.5%  lower  lip  vs.  7.7%  upper  lip   vs.  19.8%  remaining).(8)  New  South  Wales  (NSW)  has  a  much  lower  incidence  in  line  with   global  rates  at  3.8/100,000  for  males  and  1.5/100,000  for  females  during  2005.(10)     Figure  1  Incidence  rates  in  Asia,  Europe  and  USA  for  lip  cancer.   Figure  courtesy  of  Yako-­‐Suketomo  et  al,  2008  (11)  
  • 20. 20     In  Figure  1  the  contrasting  trends  in  the  incidence  of  lip  cancer  in  Asia,  Europe  and  the   United  States  of  America  (USA)  can  be  seen.  The  incidence  has  been  falling  in  those   countries  with  the  incidence  higher  than  2/100,000  at  1973  in  parts  of  England,  Italy,  and   Denmark  and  in  white  Americans.  Since  the  1970s  there  has  been  a  marked  decrease  in   the  incidence  of  lip  cancer  in  many  countries  as  a  consequence  of  a  better  awareness  of   smoking  and  UV  exposure  as  causes  for  lip  cancer.  The  East  Asian  locations  studied  all   have  a  low  incidence  of  lip  cancer.  Also  black  Americans  have  a  much  lower  incidence   than  white  Americans,  likely  due  to  the  increased  melanin  found  in  dark  skin  that  is  UV   protective.     Risk  factors   The  risk  factors  for  developing  lip  cancer  can  be  defined  as  environmental,  behavioural  or   endogenous.  Environmental  risk  factors  consist  of  ultraviolet  (UV)  sunlight  exposure  and   rural  residence.  Behavioural  risk  factors  include  smoking  (including  pipe  smoking  in   particular),  occupation,  alcohol  consumption,  socioeconomic  status  and  viral  infections   (e.g.  human  papilloma  virus).  Endogenous  factors  include  familial  and  genetic   predisposition,  immunosuppression  and  immunodeficiency.  Race  and  cultural  practices   are  other  risk  factors.     Sun  exposure   Sunlight  exposure  is  a  major  risk  factor  in  developing  lip  cancer  in  Australia,  and  is  a  result   of  a  cumulative  lifetime  exposure  to  sunlight.  UVB  (wavelength  of  290-­‐320nm)  is  the  key   exposure  attributed  to  lip  cancer.  UVB  radiation  induces  mutational  changes  in  the  DNA   that  can  lead  to  cancerous  growth.  In  particular  the  p53  tumour  suppressor  gene  that   would  otherwise  terminate  cancerous  growth  is  mutated  and  rendered  ineffective.(12)   Risk  of  lip  cancer  associated  to  sunlight  exposure  is  influenced  by  outdoor  exposure,  fair   skin  (fair  skin  has  a  lack  of  melanin  which  protects  against  UVB),  increasing  age  (lifetime   sun  exposure),  gender  (males  associated  with  higher  outdoor  exposure),  use  of  sun  
  • 21. 21     protection  and  rural-­‐urban  divide  and  cultural  practices.(12)  In  SA  over  the  period  of   1996-­‐1997  the  incidence  in  rural  areas  was  12.3/100  000,  compared  to  5.9/100  000  in   metropolitan  Adelaide.(13)  This  is  likely  to  be  due  to  increased  outdoor  sun  exposure  for   the  rural  population  living  in  SA.       Lip  cancer  has  a  higher  incidence  in  men  than  in  women,  which  was  seen  in  both  the  SA   and  NSW  studies.(8,  10)  Other  countries,  like  the  USA  (14)  and  Greece  (15)  confirm  a   similar  trend,  which  has  been  attributed  to  higher  exposure  of  men  than  women  to  UVB,   as  well  as  other  carcinogens,  such  as  cigarette  smoke.       For  example,  in  Greece,  the  male:  female  ratio  was  9.2:1  for  lip  cancer,  which  was   attributed  to  women  mostly  staying  in  an  indoor  environment  compared  to  men.  Females   when  working  outdoors  used  a  covering  for  their  face  and  men  generally  did  not.  Also   they  noted  that  the  diagnosis  of  lip  cancer  occurred  on  average,  11.2  yrs  later  in  females   than  males.  At  the  time  of  the  study,  the  incidence  of  smoking  in  females  was  much  lower   than  in  males.  Furthermore,  in  the  897  patients  of  the  study  80%  were  from  a  rural  area.   Rural  residents  doing  agricultural  work  would  have  had  more  sun  exposure  then  their   urban  counterparts.  Recently  the  overall  incidence  of  lip  cancer  has  reduced  in  Greece   with  increased  public  awareness,  decreased  pipe  smoking,  decreased  outdoor  workers   and  the  rural-­‐urban  drift.(15)     In  a  USA  study  of  lip  cancer  African-­‐Americans  comprised  only  7%  of  the  study,  which   suggests  a  low  incidence  of  lip  cancer  in  this  race.(16)  Furthermore  in  Figure  1  from  the   Surveillance,  Epidemiology  and  End  Results  (SEER)  study  the  incidence  was  higher  among   white  Americans  compared  to  African-­‐Americans.  African-­‐Americans  have  significantly   more  melanin  in  their  skin  than  the  white  population  so  they  are  likely  more  protected   against  UV  light  and  developing  skin  cancer.(17)  Among  African-­‐Americans  and  white   Americans  living  in  the  same  area  and  assumedly  receiving  similar  UV  exposure,  African-­‐
  • 22. 22     Americans  have  a  lower  incidence  of  lip  cancer.  Therefore,  this  likely  implies  that  the   protection  by  melanin  from  the  damaging  effects  of  UVB  results  in  a  lower  incidence  of  lip   cancer  among  African-­‐Americans.     There  has  been  a  case  study  of  a  15-­‐year-­‐old  patient  with  xeroderma  pigmentosum  (XP)   diagnosed  with  lip  cancer.(18)  XP  is  a  rare  genetic  disorder  where  there  is  a  deficiency  in   the  ability  to  repair  DNA  mutations  induced  by  UV  light.  This  further  adds  to  the  evidence   that  sun-­‐exposure  is  a  risk  factor  for  the  development  lip  cancer.  This  is  because  if  lip   cancer  is  triggered  by  mutations  induced  by  UV  exposure  then  those  with  XP  due  to  their   deficiency  in  repairing  such  mutations  can  develop  both  skin  cancer  and  also  lip  cancer  at   a  much  younger  age.     Lip  cancer  affects  mainly  older  patients,  with  only  97  of  a  cohort  of  1038  (7%)  patients   aged  under  40  years  old.(19)  Of  these  97  patients,  63  reported  prolonged  sun  exposure   based  in  their  work  environment.  Cumulative  sun  exposure  increases  with  age  and   therefore  patients  under  the  age  of  40  generally  have  a  lower  incidence  of  lip  cancer.   However  these  particular  young  patients  may  have  developed  lip  cancer  in  part  due  to   excessive  sun  exposure  that  they  experienced.  The  mean  age  for  developing  lip  cancer   was  above  58  for  both  sexes  in  one  study  supporting  this  disease  occurring  in  older   patients.(10)  Another  study  also  reported  only  14  patients  out  of  223  below  the  age  of  50   (6.3%).(20)  Lip  cancer  can  therefore  be  considered  a  cancer  of  patients  in  their  60  -­‐  70’s.     Fabbrocini  et  al.,  2000  (21)  noted  that  p53  expression  was  elevated  in  lip  cancer   specimens  compared  to  samples  of  the  lip  from  non-­‐cancer  controls  (Lip  cancer:  50%,   control:  20%).  This  is  an  important  observation  because  p53  expression  increases  in   chronically  UV  exposed  areas  that  develop  lip  cancer.  As  this  is  an  observational  study  (a   snapshot),  we  cannot  say  whether  the  controls  will  go  on  to  develop  lip  cancer  with  time.   This  finding  is  unlikely  to  aid  clinicians  in  treating  lip  cancer  as  diagnosis  is  made  on  
  • 23. 23     clinical  presentation  and  histological  findings  and  not  by  p53  expression.  Currently   biopsies  are  not  done  on  at  risk  individuals  as  a  screening  tool  to  assess  p53  expression.   This  study  particularly  did  not  add  support  to  using  p53  as  a  screening  tool  as  it  is  not  a   cohort  study  that  investigates  cause  and  effect  over  time.       Smoking  as  a  risk  factor  for  developing  disease   Lip  cancer  is  strongly  associated  with  smoking  in  some  studies  in  some  countries,  in   particular  pipe  smoking.(2)  This  may  be  due  to  the  local  toxicity  of  smoking.  Smoking  has   also  been  linked  with  lung  cancer  (22)  and  the  rates  of  lung  cancer  are  reported  to  be   higher  in  lip  cancer  patients  than  in  the  general  population.(12)  Therefore,  smoking  has   causality  with  both  lip  cancer  and  lung  cancer.     In  the  previously  mentioned  study  of  patients  below  40  years  of  age,  78  out  of  97  patients   used  tobacco  (80.4%)  a  prevalence  much  higher  than  the  general  population.(19)  This   implies  that  those  aged  below  40  years,  who  had  less  lifetime  sun  exposure,  developed  lip   cancer  possibly  due  to  the  damaging  effect  of  smoking.     Other  risk  factors  for  developing  lip  cancer   The  less  common  risk  factors  of  immunosuppression  or  immunodeficiency  are  important   to  consider  and  are  particularly  relevant  to  the  younger  population.  Many  cases  are   reported  in  young  patients  who  have  had  renal  transplants  and  due  to  the  anti-­‐rejection   medication  are  immunosuppressed.(23)  In  these  patients  the  cancer  is  often  more   biologically  aggressive  due  to  host  susceptibility.       A  study  of  renal  transplant  recipients  identified  age,  time  since  transplant,  current  use  of   azathioprine,  cyclosporine,  male  sex  and  birthplace  outside  Australia  and  New  Zealand  
  • 24. 24     (ANZ)  to  be  significantly  associated  with  an  increased  incidence  of  lip  cancer.(23)  The  data   was  obtained  from  the  ANZ  Transplant  Registry  between  1982  and  2003  with  a  sample   size  of  8162  renal  transplant  patients.  The  variables  of  interest  are  the   immunosuppressant  agents  and  time  since  transplant  as  they  reflect  the  degree  of   immunosuppression  in  the  patient.       In  other  studies  increased  alcohol  consumption  was  also  associated  with  lip  cancer  (21)  as   was  low  education  level.(24)  The  hypothesis  being  that  a  low  education  level  could  be   associated  with  heavy  outdoor  work  and  increased  sun-­‐exposure  and  also  an  increased   prevalence  of  smoking.     Progression  of  disease   The  clinical  precursors  to  lip  cancer  predominantly  are  leukoplakia,  hyperkeratosis,  and   actinic  changes  and  are  related  to  sun  exposure.(25,  26)  The  initial  presentation  is   variable  but  may  be  that  of  an  ulcer,  usually  of  the  lower  lip,  that  fails  to  heal  and   gradually  increases  in  size  and  thickness.  Pain  is  often  not  an  issue  with  the  patient.  Only   a  small  proportion  (5-­‐10%)  will  actually  present  with  concomitant  upper  neck   lymphadenopathy  from  metastatic  spread.  Instead  subsequent  nodal  relapse  is  the  most   common  scenario  for  nodal  metastasis.     Treatment  modalities  and  regimens   There  are  various  treatment  options  available  to  a  patient  diagnosed  with  lip  cancer  in  its   different  presentations.  Standard  treatment  recommendation  is  either  RTx  or  Sx.  Post   operative  (or  adjuvant)  RTx  after  Sx  is  also  prescribed,  especially  where  the  margins  of   excision  are  close  or  positive.(27)  There  are  various  operations  utilised  and  these  depend   on  the  size  of  the  tumour  and  its  localisation,  as  well  as  patient,  surgeon  and  institute   preferences.  There  are  also  various  RTx  modalities,  which  include  orthovoltage,   megavoltage  (external  beam  radiotherapy  [EBRT])  and  brachytherapy  (BT).  BT  may  be  
  • 25. 25     delivered  as  either  low  dose  rate  (LDR)  or  high  dose  rate  (HDR)  BT,  which  specifies  the   rate  of  radiation  administered.  All  these  treatment  options  will  be  described  with  a   discussion  of  various  treatment  regimens  currently  utilised.       Surgery   Superficial  lip  cancer  with  maximal  tumour  thickness  (MTT)  less  than  3  millimetres  (mm)   and  also  the  pre-­‐malignant  condition  of  actinic  cheilitis  may  be  indications  for   vermilionectomy.  Actinic  cheilitis  has  a  probability  of  developing  into  lip  cancer  if  left   untreated.(25)  Vermilionectomy  is  the  excision  of  the  vermilion  surface  of  the  lip  and  is   commonly  referred  to  as  a  lip  shave.       For  lesions  measuring  approximately  2  cm  or  less  in  maximum  dimension,  the  most   efficacious  resection  is  a  “V”  shaped  wedge  excision  and  primary  closure.  Here  the   excision  is  in  a  V  shape  around  the  lesion  and  closure  is  performed  on  the  two  edges.  If   the  V  excision  approaches  the  mental  crease,  then  a  “W”  excision  is  performed  using  the   same  principles.  Margins  of  5  to  7  mm  are  recommended,  with  a  total  resection   achievable  of  approximately  one-­‐third  of  the  lower  lip.       There  are  other  more  sophisticated  and  complex  lip  cancer  operations  including  the  Abbe   method  and  the  Estlander  method.  These  operations  are  undertaken  when  the  excision   defect  is  30  to  65%  of  the  lip.  For  defects  larger  than  65%  there  is  the  Bernard-­‐Freeman-­‐ Fries  method.  These  methods  leave  very  little  of  the  lower  lip  remaining  (1.5  cm)  and   therefore,  reconstruction  using  various  flaps  are  utilised,  such  as  the  radial  forearm-­‐ palmaris  longus  tendon  flap.(28)  This  flap  can  be  used  when  the  expected  defect  is   greater  than  80%  of  the  lower  lip.  An  improved  flap  for  this  situation  is  the  anterolateral   thigh  flap,  which  has  an  inconspicuous  scar  compared  to  the  forearm  and  it  is  then   unnecessary  to  sacrifice  one  of  the  two  arteries  of  the  hand.(28)  
  • 26. 26     One  consequence  of  many,  but  not  all  operations,  apart  from  poor  cosmesis,  is   microstomia  where  the  oral  opening  is  reduced.  This  is  especially  a  problem  when  a   patient  has  dentures  fitted.(25)     A  further  operation  is  Meyer’s  plasty.  This  operation  can  be  used  for  defects  up  to  80%   and  does  not  require  a  flap  (see  Figure  2).  In  this  method,  cosmesis  was  reported  as   acceptable  in  87%  patients  with  100%  local  control  in  one  small  study.(29)     Figure  2  Meyer’s  plasty:  steps  involved  to  excise  a  lesion     a  Tumour.  b  Tumour  excision.  c  Commissuroplasty:  triangular  cutaneous  excision.                             d  Mucosal  flap  incision  and  lower  lip  closure,  blue  arrows.  e  Eversed  mucosal  flap,  yellow   arrows.  f  End  result  with  scars  along  the  white  line  and  labiomental  crease   Figure  courtesy  of  Jaquet  et  al,  2005  (29)    
  • 27. 27     Other  operations  include  using  double  free  flaps  (30)  for  increased  mobility.  Some   clinicians  recommend  Sx  as  the  best  option  since  the  margin  status  of  the  excision  can  be   assessed  and  a  detailed  histological  examination  can  be  performed.(31)  However  the   functional  and  cosmetic  outcome  of  any  operation  must  always  be  taken  into   consideration.  Patients  are  often  elderly  and  when  given  the  option  some  patients  may   also  elect  a  non-­‐surgical  treatment.  Patients  may  also  have  medical  co-­‐morbidity  that   precludes  Sx.     Radiotherapy   RTx  offers  a  non-­‐surgical  option  for  treating  patients  with  lip  cancer.  The  mainstay  of  RTx   to  treat  lip  cancer  is  orthovoltage  energy  photons.  RTx  is  a  weekday  out  patient   treatment  taking  10-­‐15  minutes  to  deliver.  Typical  treatments  extend  over  2-­‐6  weeks  (10-­‐ 30  treatments).  Shorter  treatments  are  often  considered  in  older  sicker  patients.  Various   dose  schedules  are  also  used  with  one  study  reporting  17  daily  fractions  of  300  centi-­‐Gray   (cGy)  over  4  weeks  of  orthovoltage  as  biologically  equivalent  to  6000cGy  in  30  daily   fractions  of  200  cGy  each,  5  times  per  week,  for  6  weeks  of  megavoltage  therapy.  This  is   also  equivalent  to  an  implant  used  in  BT  of  6000cGy  with  a  LDR  of  40-­‐80  cGy/hr.  This   equivalence  is  in  terms  of  radiobiological  equivalence  of  dose.(32)     BT  is  less  commonly  used  in  Australia  in  treating  patients  non-­‐surgically.  However  when   used,  one  approach  uses  radioactive  iridium-­‐192  wires  with  3  wires  inserted  in  a   triangular  fashion  with  the  dose  rate  pre-­‐calculated  before  treatment.  The  mean   calculated  dose  in  one  study  was  63.54  cGy/hour.(32)  The  total  dose  varied  between   6000-­‐7000  cGy  for  this  study,  with  treatment  completed  in  3  to  7  days.  The  wire  pierces   the  tumour  and  the  surrounding  lip  to  deliver  radiation  directly  to  the  tumour.  The   procedure  is  usually  carried  out  under  local  anaesthetic  with  the  patients  spending  3-­‐5   days  in  a  radio-­‐protective  room  for  LDR  BT.    
  • 28. 28     An  accepted  advantage  of  RTx  is  that  it  does  not  require  the  tumour  to  be  excised  and   hence  may  result  in  better  cosmesis  and  functional  outcomes  compared  to  Sx.  This  is   especially  true  in  larger  lesions  where  a  significant  amount  of  the  lip  may  need  to  be   resected.  The  choice  between  EBRT  and  BT  is  based  on  physician  and  patient  preferences   and  what  is  available  at  the  treating  institution,  however,  few  centres  in  Australia  use  BT   for  treating  lip  cancer.     Deeply  infiltrating  tumours  where  surgical  margins  are  ill-­‐defined,  may  make  simple   excision  difficult  and  it  is  these  cases  where  Sx  is  less  ideal.  A  more  extensive  surgical   approach  may  lead  to  less  than  ideal  cosmetic  and  functional  results.  In  such  patients   there  is  a  reasonable  likelihood  that  adjuvant  RTx  will  be  recommended,  as  surgical   margins  are  often  close  or  positive.     For  patients  with  large  tumours  and  for  whom  Sx  is  not  advisable,  or  those  who  would   have  poor  functional  outcome,  RTx  is  often  recommended.  This  often  means  RTx  treated   patients  in  many  observational  studies  have  more  advanced  disease  possibly  leading  to  a   selection  bias  when  reporting  results.(33)     Patients  treated  with  RTx  usually  tolerate  their  treatment  well,  even  older  patients.  When   treating  the  lip,  EBRT  irradiates  a  relatively  small  volume  of  surrounding  normal  tissue,   which  usually  leads  to  symptomatic  local  mucocutaneous  reactions.  However  these   reactions  are  localised  and  usually  resolve  in  4-­‐6  weeks  following  completion  of   treatment.  Systemic  side  effects  are  negligible.  Late  side  effects  are  limited  to  the   irradiated  lip  and  many  include  hypo/hyperpigmentation  of  the  lip  and  skin  with   associated  epithelial  atrophy.  Serious  late  effects  are  rare.      
  • 29. 29     Summary  of  treatment  outcome   Various  studies  have  reported  treatment  outcomes  following  Sx  or  RTx  for  patients  with   lip  cancer.  The  outcome  measures  from  these  studies  include  loco-­‐regional  control  (LRC),   overall  survival  (OS),  cause  specific  survival  (CSS)  and  disease  free  survival  (DFS).       LRC  is  defined  as  the  percentage  of  lip  cancer  patients  that  did  not  relapse  either  locally  in   the  lip  or  regionally  to  the  nodes.  DFS  refers  to  the  percentage  of  the  cohort  that  did  not   relapse  locally,  regionally,  distantly  or  develop  a  second  primary.  DFS  and  LRC  differ  in   that  a  metastasis  to  a  distant  site  is  counted  in  DFS  where  it  is  not  counted  in  LRC.     OS  is  the  percentage  of  the  cohort  surviving,  i.e.  not  dying  of  any  cause.  CSS  or   determinate  survival  is  calculated  using  various  methods  but  refers  to  the  percentage  of   the  cohort  who  have  not  died  due  to  the  disease.     This  section  of  the  thesis  aims  to  summarise  treatment  results  and  make  comparisons   between  different  treatments.  There  are  various  weaknesses  in  many  retrospective   studies  noting  that  as  most  studies  do  not  have  two  treatment  groups  for  direct   comparison  but  often  just  describe  the  outcome  of  either  Sx  or  RTx  as  a  single  modality   treatment.       Following  a  literature  review  articles  were  selected  from  the  main  medical  databases   (PubMed,  Science  Direct  and  Embase,  etc.).  The  search  criteria  was  as  follows:  Lip  AND   (Carcinomas  or  Cancer  or  SCC  or  Neoplasm)  AND  (survival  or  patients  or  cases).  All   abstracts  were  deidentified  and  had  the  results  removed  by  an  external  researcher.  I   excluded  all  non-­‐related  articles  and  sent  this  list  to  my  supervisor  who  checked  if  any  of   them  should  be  re-­‐included.  From  this  selection  process  76  articles  remained.  The   flowchart  of  included  articles  is  presented  in  Figure  3.  
  • 30. 30     76  articles   Identified   56  articles   remaining   49  articles   remaining   35  articles   remaining   24  articles  on   Sx   15  articles  on   RTx   6  articles  on   Sx+RTx   7  articles  on  BT     20  articles  excluded   (see  below  *)     7  articles  had  no  data  in  required   format  (i.e.  LRC,  OS,  CSS,  DFS)     8  articles  had  only  non-­‐ treatment  specific  data    41  articles   remaining     6  articles  had  no  5-­‐year   data  available     Outcome   LRC  –  10   OS  -­‐  15   CSS  –  10   DFS  -­‐  6   Outcome   LRC  –  6   OS  -­‐  10   CSS  –  3   DFS  -­‐  4   Outcome   LRC  –  4   OS  -­‐  2   CSS  –  0   DFS  -­‐  0   Outcome   LRC  –  7   OS  -­‐  5   CSS  –  2   DFS  -­‐  4   Flowchart  of  articles                                   Figure  3  Flowchart  of  articles  assessing  treatment  outcomes  for  lip  cancer   *4  had  no  lip  specific  data  (only  oral),  2  epidemiological  studies  without  usable  data,  1  basal  cell  carcinoma,  6  advanced   disease  but  not  at  primary  presentation,  1  review  article  without  original  data,  1  site  other  than  lip,  2  duplicate  or   obsolete  studies,  1  chemotherapy  only,  2  abstracts  with  no  data  (of  which  1  article  was  in  foreign  language  with  an   English  abstract)  (total  20).  Sx:  Surgery;  RTx:  Radiotherapy;  Sx+RTx:  Surgery  and  adjuvant  radiotherapy;  BT:   Brachytherapy;  LRC:  Locoregional  Control;  OS:  Overall  Survival;  CSS:  Cause  Specific  Survival;  DFS:  Disease  Free  Survival   Of  the  35  articles  remaining  in  Figure  3  many  reported  more  than  one  outcome  and  some   articles  reported  on  more  than  one  treatment  also.  In  Table  1  the  outcomes  reported  and   treatments  used  are  listed  with  the  years  of  study.  
  • 31. 31     Table  1  Treatment  outcome  and  treatment  modality  for  each  article   Title   Reference     Years  of   Study          n   OS   DFS   CSS   LRC   Brachy-­‐   therapy   Sx   RTx   Sx+RTx   A  comparison  of  results  after   radiotherapy  and  surgery  for   stage  I  squamous  cell   carcinoma  of  the  lower  lip   de  Visscher  et   al,  1999  (34)   1980-­‐1994   256   Yes   Yes   No   No   No   Yes   Yes   No   A  study  of  squamous  cell   carcinoma  of  the  lip  at  West   Virginia  University  Hospitals   from  1980-­‐2000   Wilson  et  al,   2005  (35)   1980-­‐2000   52   No   No   No   Yes   No   Yes   No   Yes   Brachytherapy  for  lower  lip   epidermoid  cancer  tumoral   and  treatment  factors   influencing  recurrences  and   complications   Beauvois  et   al,  1994  (36)   1972-­‐1991   237   Yes   No   Yes   Yes   Yes   No   No   No   Brachytherapy  for  squamous   cell  carcinoma  of  the  lip   Tombolini  et   al,  1998  (37)   1970-­‐1992   57   Yes   Yes   No   Yes   Yes   No   No   No   Cancer  of  the  lips  Results  of   the  treatment  of  299  patients   Cowen  et  al,   1990  (38)   1970-­‐1985   299   No   No   No   Yes   Yes   No   No   No   Carcinoma  of  the  lip   Heller  et  al,   1979  (39)   1955-­‐1969   171   Yes   No   Yes   Yes   No   Yes   No   No   Carcinoma  of  the  lip   Petrovich  et   al,  1979  (40)   1945-­‐1975   250   Yes   No   No   Yes   No   No   Yes   No   Choice  of  the  treatment  for  lip   carcinoma–an  analysis  on  74   cases   Wu  et  al,   1985  (41)   1958-­‐1974   74   Yes   No   No   No   No   Yes   Yes   No   Critical  review  of  121   squamous  cell  epitheliomas  of   the  lip   Giuliani  et  al,   1989  (42)   1974-­‐1986   121   Yes   Yes   No   Yes   No   Yes   No   No   Curative  radiotherapy  for  early   cancers  of  the  lip,  buccal   mucosa,  and  nose–a  simple   interstitial  brachytherapy   Ngan  et  al,   2005  (43)   1996-­‐2004   13   Yes   Yes   Yes   Yes   Yes   No   No   No   Effectiveness  of  brachytherapy   in  the  treatment  of  lip  cancer  a   retro  at  the  Istanbul  university   oncology  institute   Aslay  et  al,   2005  (44)   1988-­‐2003   41   Yes   Yes   No   Yes   Yes   No   No   No   Interstitial  brachytherapy  for   carcinomas  of  the  lower  lip   Results  of  treatment   Orecchia  et   al,  1991  (45)   1973-­‐1988   47   Yes   Yes   No   Yes   Yes   No   No   No   Lip  cancer  experience  in   Mexico.  An  11-­‐year   retrospective  study   Luna-­‐Ortiz  et   al,  2004  (46)   1990-­‐2000   113   Yes   No   No   No   No   Yes   Yes   No   Long  term  results  in  treating   squamous  cell  carcinoma  of   the  lip,  oral  cavity  and  orophar   Hemprich  et   al,  1989  (47)   15  years   352   Yes   No   No   No   No   No   Yes   No   Lymph-­‐node  metastasis  in   squamous  cell  carcinoma  of   the  lip   Califano  et  al,   1994  (48)   1975-­‐1987   105   Yes   No   Yes   No   No   Yes   No   No   Management  of  lower  lip   cancer  a  retrospective  analysis   of  118  patients  and  review  of   the  literature   Bilkay  et  al,   2003  (18)   1983-­‐1999   118   Yes   No   Yes   Yes   No   Yes   No   No   n:  number  of  patients  in  study,  OS:  Overall  survival,  DFS:  Disease  free  survival,  CSS:  Cause   specific  Survival,  LRC:  Loco-­‐regional  control,  Sx+RTx:  Surgery  and  adjuvant  radiotherapy      
  • 32. 32     Title   Reference     Years  of  Study   n   OS   DFS   CSS   LRC   Brachy-­‐   therapy   Sx   RTx   Sx+RTx   Meyer’s  surgical  procedure   for  the  treatment  of  lip   carcinoma   Jaquet  et  al,   2005  (29)   1983-­‐2001   24   Yes   No   Yes   Yes   No   Yes   No   No   Oncologic  aspects  of  the   vermilionectomy  in   squamous  cell  carcinoma  of   the  lower  lip  abstract   van  der  Wal  et   al,  1996  (49)   1985-­‐1992   14   No   No   No   Yes   No   Yes   No   No   Outcome  analysis  for  lip   carcinoma   Zitsch  et  al,   1995  (2)   1940-­‐1987   1252   Yes   No   Yes   No   No   Yes   Yes   No   Prognostic  factors  in   squamous  cell  carcinoma  of   the  oral  cavity.   Beltrami  et  al,   1992  (50)       80   Yes   No   Yes   No   No   Yes   No   No   Radiotherapy  for  cancer  of   the  lip   Gooris  et  al,   1998  (32)   1974-­‐1994   85   No   Yes   No   Yes   Yes   No   Yes   Yes   Results  of  radiation  therapy   of  cancer  of  the  lip     Miltenyi  et  al,   1980  (51)     170   Yes   No   Yes   No   No   No   Yes   No   Results  of  radiotherapy  for   scc  lower  lip.  A  retrospective   analysis  of  108  patients   de  Visscher  et   al,  1996  (52)   1980-­‐1992   108   Yes   Yes   No   No   No   No   Yes   No   Squamous  carcinoma  of  the   lower  lip  in  patients  under  40   years  of  age   Boddie  et  al,   1977  (19)   1943-­‐1974   1308   Yes   No   Yes   No   No   Yes   Yes   No   Squamous  cell  carcinoma  of   the  lip:  a  retrospective   review  of  the  Peter   MacCallum  Cancer  Institute   experience  1979-­‐88   McCombe  et  al,   2000  (33)   1979-­‐1988     323   No   No   No   Yes   No   Yes   Yes   No   Squamous  cell  carcinoma  of   the  lip  analysis  of  the   Princess  Margaret  Hospital   experience   Cerezo  et  al,   1993  (53)   1971-­‐1976   117   No   No   No   Yes   No   Yes   Yes   Yes   Squamous  cell  carcinoma  of   the  lip:  is  there  a  role  for   adjuvant  radiotherapy  in   improving  local  control   following  incomplete  or   inadequate  excision?   Babington  et  al,   2003  (27)   1980-­‐2000     130     Yes   Yes   No   Yes   No   Yes   Yes   Yes   Squamous  cell  carcinoma  of   the  lip  treated  with  Mohs   Holmkvist  et  al,   1998  (54)   1986-­‐1999   50   No   Yes   No   Yes   No   Yes   No   No   Squamous  cell  carcinoma  of   the  lip     Cruse  et  al,   1987  (55)   1962-­‐1982   117   Yes   No   Yes   No   No   Yes   No   No   Squamous  cell  carcinoma  of   the  lips  in  a  northern  Greek   population.  5yr  Surv  rate   Antoniades  et   al,  1995  (15)   1979-­‐1989   906   Yes   No   No   No   No   Yes   Yes   Yes   Squamous  cell  carcinoma  of   the  lower  lip  and  supra-­‐ omohyoid  neck  dissection   Kutluhan  et  al,   2003  (26)   1994-­‐2000   31   Yes   No   Yes   Yes   No   Yes   No   No   Squamous-­‐cell  carcinoma  of   the  lower  lip  a  retrospective   study  of  58  patients   dos  Santos  et   al,  1996  (56)   1980-­‐1999   58   Yes   Yes   No   Yes   No   Yes   No   No   Surgical  treatment  of   squamous  cell  carcinoma  of   the  lower  lip   de  Visscher  et   al,  1998  (57)   1979-­‐1992   184   Yes   Yes   No   Yes   No   Yes   No   No   Survival  analysis  of  5595   head  and  neck  cancers   Rao  et  al,  1998   (58)   1987-­‐1989   62   Yes   No   No   No   No   Yes   Yes   Yes   The  step  technique  for  the   reconstruction  of  lower  lip   defects  after  cancer  resection     Blomgren  et  al,   1988  (59)   25  years   165   Yes   No   Yes   Yes   No   Yes   No   No   n:  number  of  patients  in  study,  OS:  Overall  survival,  DFS:  Disease  free  survival,  CSS:  Cause   specific  survival,  LRC:  Loco-­‐regional  control,  Sx+RTx:  Surgery  and  adjuvant  radiotherapy,    
  • 33. 33     Table  2  Summary  of  results  relating  to  loco-­‐regional  control   Treatment   5yr  LRC     95%CI   No.  of  studies   No.  maintaining  LRC   Sample  size   Crude  ratio   Sx   89.8%   (87.9  –  91.6%)   10   785   947   82.9%   EBRT   85.3%   (82.2  –  88.3%)   5   414   504   82.1%   Sx+RTx   95.3%   (88.3  –  100%)   4   43   47   91.5%   BT   94.6%   (92.8  –  96.4%)   6   579   617   93.8%   95%CI:  95%  Confidence  interval,  No.:  Number     Treatment  results  were  pooled  together  with  results  weighted  according  to  the  inverse   variance.  That  is  larger  studies  contributed  more  to  the  pooled  results  than  smaller   studies,  because  they  have  a  decreased  variance  due  to  the  larger  sample  size.  Where  the   5yr  LRC  rate  was  either  100%  or  0%  the  Wilson  interval  was  used  to  calculate  the   variance.(60)  In  Table  2  the  results  for  LRC  are  summarised.  The  results  suggest  that   patients  undergoing  BT  may  have  a  slightly  better  outcome  than  patients  undergoing   either  Sx  or  RTx.  Sx  may  result  in  better  LRC  than  RTx  noting  that  the  95%  CIs  do  not   overlap.  The  combination  of  Sx+RTx  may  also  be  better  than  RTx  with  CIs  touching.  Note   that  the  crude  ratio  is  the  number  of  patients  with  an  outcome  (e.g.  maintaining  LRC)   divided  by  the  total  number  of  patients  in  the  sample  (the  sample  size).     Table  3  Summary  of  results  relating  to  overall  survival   Treatment   5yr  OS   95%CI   No.  of  studies   No.  alive   Sample  size   Crude  ratio     Sx   81.9%   (80.1  –  83.7%)   15   1146   1550   73.9%   EBRT   79.9%   (77.4  –  82.4%)   10   729   943   77.3%   Sx+RTx   72.0%   (56.2  –  87.8%)   2   11   18   61.1%   BT   85.3%   (81.8  –  88.8%)   4.00   280   357   78.4%    95%CI:  95%  Confidence  interval,  No.:  Number    
  • 34. 34     Table  3  details  the  results  for  OS.  Patients  having  BT  had  the  best  outcome,  followed  by   Sx  then  RTx  and  lastly  Sx+RTx  but  note  all  CIs  were  overlapping  indicating  no  statistically   significant  difference  in  OS  between  the  4  treatments.     Table  4  Summary  of  results  relating  to  cause-­‐specific  survival   Treatment   5yr  CSS   95%CI   No.  of  studies   No.  not  dead  of  disease   Sample  size   Crude  ratio     Sx   94.9%   (93.7  –  96.1%)   10   1114   1219   91.4%   EBRT   96.0%   (94.3  –  97.8%)   3   401   439   91.3%   Sx+RTx       0   0   0    BT   91.1%   (87.5  –  94.8%)   1.00   216   237   91.1%    95%CI:  95%  Confidence  interval,  No.:  Number     Table  4  details  the  results  for  CSS.  Patients  receiving  RTx  achieved  the  best  CSS,  followed   by  Sx  and  BT.  No  studies  with  Sx+RTx  were  available.  Here  also  the  CIs  overlapped  for  all   treatments  suggesting  no  significant  difference  in  CSS  between  treatments.       Table  5  Summary  of  results  relating  to  disease  free  survival   Treatment   5yr  DFS   95%CI   No.  of  studies   No.  disease  free   Sample  size   Crude  ratio     Sx   85.0%   (82.4  –   87.6%)   6   486   630   77.1%   EBRT   81.7%   (77.5  –   85.9%)   4   247   314   78.7%   BT   90.2%   (84.9  –   95.4%)   3   105   120   87.5%    95%CI:  95%  Confidence  interval,  No.:  Number    
  • 35. 35     Table  5  details  the  results  for  DFS.  Patients  undergoing  BT  had  the  best  outcome,   followed  by  Sx  and  then  RTx.  Once  again  all  CIs  overlapped.   It  is  important  to  note  that  these  results  do  not  conclusively  favour  one  particular   treatment  over  the  other  across  the  outcomes  of  LRC,  OS,  CSS  and  DFS.  Most  patients  did   not  die  from  their  lip  cancer  so  OS  may  not  necessarily  be  an  accurate  outcome  to   investigate  in  this  disease.  Similarly  CSS  is  calculated  using  deaths  due  to  lip  cancer.  This   outcome  may  be  biased  if  people  die  due  to  a  secondary  cause  unrelated  to  lip  cancer   (e.g.  heart  attack),  before  they  may  have  relapsed  and  potentially  die  from  their  lip   cancer.  An  alternative  way  is  to  analyse  this  problem  is  to  use  competing  risk  survival   analysis,  where  the  probability  of  dying  due  to  lip  cancer  is  adjusted  for  by  the  presence   of  competing  co-­‐morbid  events  that  precede  death  due  to  lip  cancer  such  as  other  causes   of  mortality.  However  no  studies  we  reviewed  have  used  this  statistical  methodology.       Recurrence   Following  treatment  patients  may  experience  recurrence  at  either  the  primary  site  (local   recurrence)  or  regionally  (nodal  recurrence).  Alternatively,  but  much  less  likely,  lip  cancer   may  metastasise  to  distant  sites  such  as  the  lung  or  liver.  Delayed  regional  recurrence   (DRR)  implies  that  regional  metastases  were  not  clinically  present  at  the  time  of  diagnosis   but  occurred  later.     If  recurrence  does  occur,  95%  of  such  cases  usually  occur  within  5  years  of  treatment.(18)   The  peak  incidence  of  recurrence  usually  occurs  in  the  first  and  second  years.  For  example   in  one  study  from  1996,  12  out  of  108  patients  developed  local  or  regional  recurrences   and  of  these  8  occurred  within  the  first  2  years  following  treatment.(52)     The  predictors  of  recurrence  as  documented  in  the  literature  include:  tumour  size,   histological  grade,  MTT,  extent  of  surgical  margins  (positive/close  vs.  clear  margins),  
  • 36. 36     perineural  and  muscle  invasion,  age  and  various  cellular  and  molecular  factors.  These   predictors  will  be  investigated  using  the  data  published  by  other  researchers  and   analysing  a  database  of  patients  from  Westmead  Hospital,  Sydney,  Australia.   Predictors  of  recurrence  and  survival  can  be  divided  into  patient,  tumour  and  treatment   factors.  Patient  factors  include  age,  gender,  smoking  and  UVB  exposure  from  sunlight.   Tumour  factors  include  tumour  size,  histological  grade,  MTT,  perineural  invasion,  muscle   invasion,  cellular  and  molecular  factors  and  status  of  surgical  margins.  Treatment  factors   include  treatment  comparisons  (Sx  or  RTx).     Age   Table  6  Summary  of  findings  for  age   Study   Outcome   Cut-­‐off   point   N   Effect  size   95%CI   P  value   FUP   Event  rate   Fernandez  et  al,  2003  (61)*   Mets.   Cat.   251   1.013  OR   (0.97-­‐1.06)   0.05   5  yrs   6.40%   Zitsch  et  al,  1999  (5)   DRR   40yrs   1001   -­‐   -­‐   0.99   5  yrs   4%   n:  Sample  size,  95%CI,  95%  Confidence  interval  FUP:  Minimum  follow  up,  Mets:  Metastases,  DRR:   Delayed  regional  recurrence,  Cat.  :  Categorical,  *:  multivariate  model     There  are  various  hypotheses  as  to  why  age  may  be  associated  with  recurrence.  One  is   that  cancer  is  likely  to  recur  in  older  people  due  to  the  increased  rate  of  accumulated   somatic  genetic  mutation  with  increasing  age.  Alternatively  lip  cancer  is  more  biologically   aggressive  in  the  young  and  hence  more  likely  to  recur  despite  treatment.       Fernandez  et  al,  2003  (61)  as  detailed  in  Table  6  analysed  age  in  a  multivariate  model   along  with  site  and  tumour  area  and  reported  a  non-­‐significant  odds  ratio  (OR)  with  no  P   value  given.  However  the  CI  for  the  OR  included  1  and  this  usually  implies  that  the  result  
  • 37. 37     is  statistically  non-­‐significant.  In  this  study  there  were  251  patients  with  a  minimum   follow  up  of  5  yrs  and  an  event  rate  of  6.4%  throughout  the  study  period.   Zitsch  et  al,  1999  (5)  also  reported  a  statistically  non-­‐significant  association  between  age   and  DRR  using  age  as  a  binary  variable  with  the  cut-­‐off  point  at  40  years.  This  study  had   1001  patients  and  was  one  of  the  larger  studies  dealing  with  lip  cancer.  An  OR  was  not   reported.  Both  these  large  studies  suggest  that  age  alone  is  not  a  strong  predictor  of  DRR   or  worse  outcome.     Gender   The  effect  of  gender  on  DRR  was  investigated  in  2  studies.  These  both  found  no   association  between  gender  and  DRR.(5,  62)  Of  these  studies,  Zitsch  et  al,  1999  (5)  had   1001  patients  with  a  minimum  follow  up  of  5  yrs  and  reported  the  association  between   gender  and  DRR  as  statistically  non-­‐significant  (P=0.34).  The  other  study  of  Vukadinovic  et   al,  2007  (20)  had  223  patients  with  a  median  follow  up  of  56  months  and  also  found  no   statistically  significant  association  between  gender  and  DRR.  The  study  did  not  mention   an  OR  or  P  value.       A  previously  described  study  found  no  association  between  gender  and  the  tumour  size   of  the  primary  tumour  which  is  itself  an  indicator  of  DRR.(20)  Also  gender  did  not  impact   on  the  risk  of  CSS  from  lip  cancer  (i.e.  proportion  dying  of  disease).(2)              
  • 38. 38     Tumour  size   Table  7  Summary  of  results  for  tumour  size   Study   Outcome   Cut-­‐off  point   n   Effect  size   95%CI   P  value   FUP   Event  rate   Zitsch  et  al,  1999  (5)   DRR   3  cm   1001   -­‐   -­‐   0.034   5  yrs   4%   Hosal  et  al,  1992  (3)   DRR+LR   -­‐     -­‐   -­‐   no  corr.   -­‐   -­‐   de  Visscher  et  al,  2002*  (57)   LR   Cat.   184   -­‐   -­‐   <0.01   2  yrs   6%   de  Visscher  et  al,  2002*  (57)   DRR   Cat.   184   -­‐   -­‐   >0.05   2  yrs   5%   McGregor  et  al,  1992  (63)   DRR   -­‐   108   -­‐   -­‐   <0.05   2  yrs   18%   Heller  et  al,  1979  (39)   LR   -­‐   171   1.01  OR   -­‐   0.99   -­‐   8%   Rodolico  et  al,  2005  (7)   DRR   T2&T3  vs.  T1   97   15.21  HR   (2.25-­‐94.1)   0.033   5  yrs   -­‐   Rodolico  et  al,  2005  (7)   DRR   cont.   97   1.09  HR   (1.05-­‐1.13)   <0.0001   5  yrs   -­‐   Rodolico  et  al,  2005*  (7)   DRR   T2&T3  vs.  T1   97   13.5  HR   (2.19-­‐83)   0.005   5  yrs   -­‐   Rodolico  et  al,  2005*  (7)   DRR   cont.   97   1.04  HR   (0.99-­‐1.09)   0.042   5  yrs   -­‐   Rodolico  et  al,  2004  (64)   DRR   2  cm   97   -­‐   -­‐   0.05   5  yrs   -­‐   n:  Sample  size,  95%CI:  95%  Confidence  interval,  FUP:  Minimum  follow  up,  DRR:  Delayed  regional   recurrence,  LR  Local  recurrence  Cat.  :  Categorical,  *:  multivariate  model,  cont.:  continuous,  cat:   categorical,  corr.:  correlation     Tumour  size  is  recorded  as  the  maximum  lesion  size  and  is  the  largest  diameter  of  the   tumour.  Tumour  size  is  reported  in  the  TNM  classification  at  cut-­‐offs  of  2  cm  (T1),  2-­‐4  cm   (T2)  and  >4  cm  (T3).  Various  studies,  as  presented  in  Table  7,  have  investigated  tumour   size  as  a  predictor  of  regional  recurrence.  These  studies  incorporate  both  the  event  of   recurrence  and  time  to  event,  in  survival  models.  Tumour  size  has  an  impact  on  prognosis   and  also  on  selection  of  the  appropriate  treatment.       Zitsch  et  al,  1999  (5)  with  39  patients  developing  DRR  found  tumour  size  to  be  a   statistically  significant  predictor  of  DRR  (P  =  0.034).  Tumour  size  was  dichotomised  into   above  or  below  3  cm.  Despite  the  larger  size  of  this  study,  the  power  to  detect  a  50%   difference  in  prevalence  of  risk  factors  between  the  two  tumour  size  categories  was  only   very  low.  This  was  because  the  overall  event  rate  was  low  and  also  due  to  the  small   number  of  patients  with  tumour  size  above  3cm,  who  composed  only  14%  of  the  total   sample.