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Author(s): John Urry
ISBN(s): 9780745634197, 0745634192
Edition: 1
File Details: PDF, 15.07 MB
Year: 2007
Language: english
Mobilities
t John Urry
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Copyright © John Urry 2007
The right of John Urry to be identified as Author of this Work has been
asserted in accordance with the UK Copyright, Designs and Patents Act 1988.
First published in 2007 by Polity Press
Reprinted in 2008
Polity Press
65 Bridge Street
Cambridge CB2 1UR, UK. ''2'1 ".,..
'1. O'~ - ~ -" ,;
Polity Press
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Malden, MA 02148, USA ~   l~>
All rights reserved. Except for the quotation of short passages for the purpose
of criticism and review, no part of this publication may be reproduced, stored
in a retrieval system, or transmitted, in any form or by any means, electronic,
mechanical, photocopying, recording or otherwise, without the prior
permission of the publisher.
ISBN-13: 978-07456-3418-0
ISBN-13: 978-07456-3419-7 (pb)
A catalogue record for this book is available from the British Library.
Typeset in 10.5 on 12 pt Times
by SNP Best-set Typesetter Ltd, Hong Kong
Printed and bound in the United States of America by Maple-Vail
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For further information on Polity, visit our website: www.polity.co.uk
Contents
Preface
PART 1 Mobile Worlds
1. Mobilizing Social Life
2. 'Mobile' Theories and Methods
3. The Mobilities Paradigm
PART 2 Moving and Communicating
4. Pavements and Paths
5. 'Public' Trains
6. Inhabiting Cars and Roads
7. Flying Around
8. Connecting and Imagining
PART 3 Societies and Systems on the Move
9. Gates to Heaven and Hell
10. Networks
11. Meetings
12. Places
13. Systems and Dark Futures
References
Index
vi
3
17
44
63
90
112
135
157
185
211
230
253
271
291
321
Preface
I am very grateful for suggestions and discussions with many 'mobile'
colleagues including Pete Adey, Alex Arellano, Matilde Cordoba
Azcarate, Fran<;ois Ascher, Kay Axhausen, J0rgen-Ole Baerenholdt,
Michael Bull, Peter Burns, Monika Buscher Javier Caletrio, Noel
Cass, David Chalcraft, Anne Cronin, Tim Cresswell, Monica Degen,
Saolo Cwerner, Tim Dant, Biilent Diken, Kingsley Dennis, Pennie
Drinkall, Rosaleen Duffy, Mike Featherstone, Annemarie Fortier,
Margaret Grieco, Michael Haldrup, Kevin Hannam, David Holley,
Dave Horton, Michael Hulme, Ryuichi Kitamura, Juliet Jain, Caren
Kaplan, Vincent Kaufmann, Sven Kesselring, Tomas Kvasnicka,
Jonas Larsen, Scott Lash, Eric Laurier, John Law, Christian Licoppe,
Glenn Lyons, Adrian Mackenzie, Will Medd, Pete Merriman, Jennie
Germann Molz, Greg Noble, Peter Peters, Colin Pooley, Mary Rose,
Andrew Sayer, Mimi Sheller, Elizabeth Shove, Bron Szerszynski,
Nigel Thrift, John Trevitt, Amy Urry, Tom Urry, Soile Veijola,
Ginette Verstraete, Sylvia Walby and Laura Watts.
Some material in this book is drawn from recent research
grants. I am grateful to the funders and especially to the re-
searchers/collaborators on these projects although none are respon-
sible for the arguments expressed here. Some work presented
here has or will appear in publications generated by these
various projects. These grants include the EPSRC funding of
the Travel Time Use in the Information Age Project conducted
with the Transport and Society Centre at the University of
the West of England; the Department for Transport funding
of the CHIME and New Horizons Social Networks and
Future Mobilities projects; the Department for Trade and Industry
Preface Vll
Foresight Programme on Intelligent I~formation Sys~ems and
Transport; the Forestry Commission fundmg of the Gr~wmg Places
P 'ect with Jake Morris and Marcus Sangster; vanous funded
r:~~arch collaborations with colleagues in the Geography Dept at
Roskilde University; and the COSMOBILITIES Network centred
in Munich.
Lancaster
The publishers gratefully acknowledge permission to use the follow-
ing extracts:
P. 17 Ezra Pound [1917] Selected Prose 1909-1965. New Dimensions
1973:169; p. 112 Virginia Woolf Diary vol3 p146. Harcourt Inc 1980;
p. 211 John Guare Six Degrees of Separation 1999. Small Worlds.
Princeton University Press; p. 271 J G Ballard 1995:6 [1973] 1995.
Crash. Random House. Farrar, Straus & Giroux. Reproduced by per-
mission of the author c/o Margaret Hanbury.
Part 1
Mobile Worlds
1
Mobilizing Social Life
For Move You Must! 'Tis now the rage, the law and fashion of
our age
(Samuel Taylor Coleridge, quoted Buzard 1993: 84)
On the Move
It sometimes seems as if all the world is on the move (see Sheller,
Urry 2006b; Hannam, Sheller, Urry 2006, for further elaboration).
The early retired, international students, terrorists, members of dia-
sporas, holidaymakers, business people, slaves, sports stars, asylum
seekers, refugees, backpackers, commuters, young mobile profes-
sionals, prostitutes - these and many others - seem to find the con-
temporary world is their oyster or at least their destiny. Criss-crossing
the globe are the routeways of these many groups intermittently
encountering one another in transportation and communication
hubs, searching out in real and electronic databases the next coach,
m.essage, plane, back of lorry, text, bus, lift, ferry, train, car, web site,
Wlfi hot spot and so on.
The scale of this travelling is immense. It is predicted that by 2010
there will be at least one billion legal international arrivals each year
(compared with 25 million in 1950); there are four million air pas-
~en~ers each day; at anyone time 360,000 passengers are at any time
1U.fl~ght above the United States, equivalent to a substantial city; 31
mllhon refugees roam the globe (Papastergiadis 2000: 10,41,54); and
~here were 552m cars in 1998 with a projected 730m in 2020, equiva-
ent to one for every 8.6 people (Geffen, Dooley, Kim 2003). In 1800,
4 Mobile Worlds
people in the United States travelled on average 50 metres a day -
they now travel 50 kilometres a day (Buchanan 2002: 121; Axhausen
2002; Root 2000). Today world citizens move 23 billion kilometres·
by 2050 it is predicted that that figure will have increased fourfold t~
106 billion (Schafer, Victor 2000: 171).
However, people do not spend more time traveling, since this
appears to have remained more or less constant at around one hour
or so per day, albeit with substantial variation within any society
(Lyons, Urry 2005; but see Van Wee, Rietveld, Meurs 2006). People
also do not necessarily seem to make more journeys; in the UK in
recent years the number of domestic journeys per year remains at
around 1,000 (DTLR 2001: Table 2.1; 3.1). But what is crucial is that
people are travelling further and faster, if not more often or spending
more time actually 'on the road' (see Pooley, Turnbull, Adams 2005,
for the only detailed historical research on this). And given the spread
of various communications such as the post, fax, the internet, fixed
line phones, mobiles, mobile computing and so on, whose uses have
all increased in recent decades, this book asks why do people physi-
cally travel, what are its uses, pleasures and pains and what social and
physical ramifications does such movement possess.
Globally, travel and tourism constitute the largest industry in the
world, worth $6.5 trillion and directly and indirectly accounting for
8.7 per cent of world employment and 10.3 per cent of world GDP
(World Travel and Tourism Council 2006). And this mobility affects
almost everywhere, with the World Tourism Organization publishing
travel statistics for over 200 countries, with most sending and also
receiving significant numbers of visitors (www.world-tourism.org/
facts/metho.html: accessed 9.9.05).
Schivelbusch overall concludes that for: 'the twentieth-century
tourist, the world has become one large department store of coun-
trysides and cities', although of course most people in the world can
only dream of voluntarily sampling that department store on a regular
basis (1986: 197). This pattern of mainly but not entirely voluntary
travelling is the largest ever-peaceful movement of people across
borders. Such movement shows little sign of substantially abating in
the longer term even with September 11th, SARS, Bali, Madrid and
London bombings and other global catastrophes. Being physically
mobile has become for both rich and even for some poor a 'way of
life' across the globe. Pico Iyer identifies: 'an entirely new breed of
people, a transcontinental tribe of wanderers ... the transit loungers,
forever heading to the departure gate' (undated: 6; and see 2000).
And materials too are on the move, often carried by these moving
bodies whether openly, clandestinely, or inadvertently. Also the '
Mobilizing Social Life 5
multinational sourcing of different components of manufactured
products involves just-in-time delivery from around the world. The
'cosmopolitanization' of taste means that consumers in the 'north'
expect fresh materials from around the world 'air-freighted' to their
table, while consumers in the 'south' often find roundabout ways to
access consumer goods from the north - carried by small-scale infor-
mal importers, packed into containers for relatives 'back home', or
smuggled. And more generally there are massive flows of illegal if
valuable materials, drugs, guns, cigarettes, alcohol, and counterfeit
and pirated products. Mass media too has a materiality as videos,
DVDs, radios, televisions, camcorders, and mobile phones get passed
from hand to hand often across borders (Spitulnik 2002).
This movement of people and objects is hugely significant for the
global environment with transport accounting for one-third of total
carbon dioxide emissions (Geffen, Dooley, Kim 2003). Transport is
the fastest growing source of greenhouse emissions, and with the
predicted growth of car and lorry travel within China and elsewhere
throughout the world, the rapid growth of air travel and transport,
and the political movement especially in the United States critiquing
the thesis of global climate change, there has been little likelihood
of this growth abating (but see ch. 13 below). Many other 'environ-
mental' consequences follow from the growth of mass mobilities:
reduced air quality; increased noise, smell and visual intrusion; ozone
depletion; social fragmentation; and many medical consequences of
'accidental' deaths and injuries, asthma and obesity (Whitelegg 1997;
Whitelegg, Haq 2003).
The internet has simultaneously grown incredibly rapidly, faster
than any previous technology and with huge impacts throughout
much of the world. There are already one billion internet users
(Castells 2001). Also, since 2001 there are world-wide more mobile
phones than landlines (Katz, Aakhus 2002a). The overall volume of
mternational telephone calls increased at least tenfold between 1982
and 2001 (Vertovec 2004: 223). Such virtual communications and
mobile telephony is calling into being new ways of interacting
and communicating within and across societies, especially with some
less ~ell-developed societies jumping directly to mobile rather than
landhne telephony and computing.
These converging mobile technologies appear to be transforming
many aspects of economic and social life that are in some sense
on the 'move' or away from 'home'. In a mobile world there are
extensive and intricate connections between physical travel and
;odes of communication and these form new fluidities and are often
Ifficult to stabilize. Physical changes appear to be 'de-materializing'
6 Mobile Worlds
connections, as people, machines, images, information, power, money,
ideas and dangers are 'on the move', making and remaking connec-
tions at often rapid speed around the world.
Issues of movement, of too little movement for some or too much
for others or of the wrong sort or at the wrong time, are it seems
central to many people's lives and to the operations of many small
and large public, private and non-governmental organizations. From
SARS to plane crashes, from airport expansion controversies to
SMS texting, from slave trading to global terrorism, from obesity
caused by the 'school run' to oil wars in the Middle East, from global
warming to slave trading, issues of what I term 'mobility' are centre-
stage on many policy and academic agendas. There is we might say
a 'mobility' structure of feeling in the air (Thrift 1996: 259), with
Simmel and Benjamin, Deleuze and Lefebvre, de Certeau and
Erving Goffman, proving important early guides to this mobile age.
Virilio's 'dromology' (1997), Serres' 'angels' (1995), Bauman's 'liquid
modernity' (2000), Thrift's 'movement-space' (2004b) and Hardt
and Negri's 'smooth world of 'empire' (2000) are some recent mani-
festations of this structure of feeling (see my own Urry 2000; Sheller,
Urry 2006b).
These theorists as well as more empirical analysts are mobilizing
a 'mobility turn', a different way of thinking through the character
of economic, social and political relationships. Such a turn is spread-
ing in and through the social sciences, mobilizing analyses that have
been historically static, fixed and concerned with predominantly a-
spatial 'social structures'. Contributions from cultural studies, femi-
nism, geography, migration studies, politics, science studies, sociology,
transport and tourism studies and so on are hesitatingly transforming
social science and especially invigorating the connections, overlaps
and borrowings with both physical science and with literary and his-
torical studies. The mobility turn is post-disciplinary.
This book brings together and systematizes the different contribu-
tions being made around the world to this mobility turn, a turn that
emphasizes how all social entities, from a single household to large
scale corporations, presuppose many different forms of actual and
potential movement. The mobility turn connects the analysis of
different forms of travel, transport and communications with the
multiple ways in which economic and social life is performed and
organized through time and across various spaces. Analyses of the
complex ways that social relations are 'stretched' across the globe are
generating theories. research findings and methods that 'mobilize' or
assemble analyses of social ordering that are achieved in part on the
move and contingently as processes of flow.
Mobilizing Social Life 7
Part 1 of this book is concerned with theories, research findings
and methods that 'mobilize' analyses within social science. I develop
and establish a systematic elaboration of what I call the new mobi-
lities paradigm that should come to re-order the contours of appro-
priate social science analysis. Subsequent pa~ts ,of the book are
concerned with applying this paradigm to re-thmkmg the nature of,
and changes within, different modes of moving and communicating
(in Part 2); and to re-thinking social science concerned with social
inequality and exclusion, weak ties and meetings, networked rela-
tionships, the changing nature of places and complex systems, and
global climate change (in Part 3). I try to show that most important
social phenomena are only satisfactorily analysed if they are so
'mobilized'.
Part 1 then is mainly theoretical. The first chapter sets the scene
by elaborating features of this mobile structure of feeling. ~ re~iew
various empirical and conceptual processes that seem to mdlcate
shifts in how to understand and analyse diverse social processes.
Some indications are provided of the wide array of substantive issues
to be elaborated later. In chapter 2 I establish the heterodox theoreti-
cal and methodological resources that have to be assembled in order
that this paradigm is established and stabilized out of many disparate
elements. Chapter 3 sets out the paradigm's main features and dis-
cusses a handful of recent studies that exemplify the likely appeal
and analytical strength of this emerging paradigm.
Different 'Mobilities'
In this section I detail some of the multiple aspects of mobility that
are involved here. I begin by noting how there are four main senses
of the term 'mobile' or 'mobility' (see Jain 2002; Kaufmann 2002).
First, there is the use of mobile to mean something that moves or is
capable of movement, as with the iconic mobile (portable) phone but
also with the mobile person, home, hospital, kitchen, and so on.
Mobile is a property of things and of people (as with the class desig-
nated the 'new mobility'; Makimoto, Manners 1997). Many technolo-
gies in the contemporary era appear to have set in motion new ways
of people being temporarily mobile, including various physical pros-
theses that enable the 'disabled immobile' to acquire some means of
movement. Mostly the term mobile here is a positive category, except
in the various critiques of what has been termed 'hypermobility'
(Adams 1999).
8 Mobile Worlds
Second, there is the sense of mobile as a mob, a rabble or an unruly
crowd. The mob is seen as disorderly precisely because it is mobile,
not fully fixed within boundaries and therefore needs to be tracked
and socially regulated. The contemporary world appears to be gen-
erating many new dangerous mobs or multitudes, including so-called
smart mobs, which are less easily regulated and require for their
governance, new and extensive physical and/or electronic systems
of counting, regulation and fixing within known places or specified
borders (Thrift 2004b).
Third, there is the sense of mobility deployed in mainstream soci-
ology/ social science. This is upward or downward social mobility.
Mobility is here vertical. It is presumed that there is relatively clear
cut vertical hierarchy of positions and that individuals can be located
by comparison with their parent's position or with their own starting
position within such hierarchies. There is debate as to whether or not
contemporary societies have increased the circulation of people up
and down such hierarchies, making the modern world more or less
mobile. Some argue that extra circulation only results from changes
in the number of top positions and not in increased movement
between them (Goldthorpe 1980). There are complex relations
between elements of physical movement and social mobility as I
examine especially in chapter 9.
Fourth, there is mobility in the longer term sense of migration or
other kinds of semi-permanent geographical movement. This is a
horizontal sense of being 'on the move', and refers especially to
moving country or continent often in search of a 'better life' or to
escape from drought, persecution, war, starvation and so on. Although
it is thought that contemporary societies entail much mobility in this
sense, previous cultures often presupposed considerable movement
such as from Europe to the dominated countries of their various
Empires or later to North America.
This book investigates all these 'mobilities'. Such a generic 'mobili-
ties' includes various kinds and temporalities of physical movement,
ranging from standing, lounging, walking, climbing, dancing, to those
enhanced by technologies, of bikes, buses, cars, trains, ships, planes,
wheelchairs, crutches (see Thomsen, Nielsen, Gudmundsson 2005;
Cresswell 2006; and Kellerman 2006, for related recent book-length
treatments). Movements examined range from the daily, weekly,
yearly and over people's lifetimes. Also included are the movement
of images and information on multiple media, as well as virtual
movement as communications are effected one-to-one, one-to-many
and many-to-many through networked and embedded computers.
A mobilities turn also involves examining how the transporting of
Mobilizing Social Life 9
people and the communicating of messages, information and images
may overlap, coincide and converge through digitized flows. And the
ways in which physical movement pertains to upward and downward
social mobility is also central to a mobilities analysis. Moving between
places physically or virtually can be a source of status and power. an
expression of the rights to movement either temporarily or perma-
nently. And where movement is coerced it may generate social depri-
vation and exclusion.
In some ways this current book is an extension of Sociology Beyond
Societies where I asserted and developed some new mobile rules for
sociological method (2000). These were set out as follows:
• to develop through appropriate metaphors a sociology which
focuses upon movement, mobility and contingent ordering, rather
than upon stasis, structure and social order
• to examine the extent, range and diverse effects of the corporeal,
imagined and virtual mobilities of people, for work, for pleasure,
to escape torture, to sustain diasporas and so on
• to consider things as social facts - and to see agency as stemming
from the mutual intersections of objects and peoples
• to embody one's analysis through investigating the sensuous con-
stitution of humans and objects
• to investigate the respective and uneven reach of diverse net-
works and flows as they move within and across societal borders
and of how they spatially and temporally interconnect
• to examine how class, gender, ethnicity and nationhood are con-
stituted through powerful and intersecting temporal regimes and
modes of dwelling and travelling
• to describe the different bases of people's sense of dwelling,
including their dependence upon various mobilities of people,
presents, photographs, images, information, risks and so on
• to comprehend the changing character of citizenship as rights and
duties are increasingly owed to, and derive from, entities whose
topologies criss-cross those of society
• to illuminate the increased mediatization of social life as images
circulate increasingly fast and with added reach so as to form and
reform various imagined communities
• to appreciate the increasing interdependencies of 'domestic' and
'foreign' issues and the reduced significance of the means of phys-
ical coercion to the determination of the powers of states
• to explain changes within states towards an emphasis upon
'regulating' mobilities and their often unpredictable and chaotic
consequences
IO Mobile Worlds
• to interpret how chaotic, unintended and non-linear social conse-
quences can be generated which are distant in time and/or space
from where they originate and which are of a quite different and
unpredictable scale
• to consider whether an emergent level of the 'global' is develop-
ing which can be viewed as recursively self-producing, that is, its
outputs constitute inputs into an autopoietic circular system of
'global' objects, identities, institutions and social practices
I tried to deal with all those topics in that earlier book. However, in
that book I never really developed a detailed analysis of just how
and why mobilities make such a difference to social relations. And
it did not sufficiently distinguish between different kinds of mobility
systems and movement, tending to treat them all as rather similar
to each other. I will thus seek to complete the project of that book
by developing much more developed analysis of different mobilities
and what I now call mobility-systems. These will be shown to be
utterly significant in their own right and needing to be understood
in terms of the social relations that surround and implicate them.
And I will try to use these analyses to engage with and promote new
analyses of a range of social science topics through various novel
concepts, especially network capital, meetingness, interspace, the
post car and various scenarios of the future. I also will seek to
interrogate how rather different mobilities intersect. And I will
not assume the movement of bodies is necessarily more rapid and
extensive than other global processes. Hirst and Thompson remind
us that: 'people are less mobile than money, goods or ideas, and in
a sense they remain "nationalized", dependent upon passports, visas,
residence and labour qualifications' (1999: 257).
In order to develop my argument I suggest that there are twelve
main mobility forms in the contemporary world. Some of these are
highly dependent upon passports, visas, residence and labour quali-
fications although others are much less so (see Williams 2006, on
many of these). There are also various ways in which these forms
overlap and impinge upon each other. These forms are:
• asylum, refugee and homeless travel and migration (Marfleet
2006; Cloke, Milbourne, Widdowfield 2003)
• business and professional travel (Davidson, Cope 2003)
• discovery travel of students, au pairs and other young people on
their 'overseas experience', where this can constitute a 'rite of
passage' and which typically involves going overseas to civiliza-
tional centres (Tully 2002; Williams 2006)
• medical travel to spas, hospitals, dentists, opticians and so on
(Blackbourn 2002)
Mobilizing Social Life II
• military mobility of armies, tanks, helicopters, aircra~t, roc~ets,
spyplanes, satellites and so on which have many spmoffs mto
civilian uses (Kaplan 2006) . .
• post-employment travel and the forming of t~ansnatIonal hfe-
styles within retirement (Gustafson 2001; O'Re.Illy 2003) .
• 'trailing travel' of children, partners, other relatIves and domestIc
servants (Kofman 2004) .. . .
• travel and migration across the key nodes withm a gIVen diaspora
such as that of overseas Chinese (Cohen 1997; Ong 1999)
• travel of service workers around the world and especially to global
cities (Sassen 2000) including the contemporary flows of slaves
(estimated by Bales at 27 m: 1999: 8) . . .
• tourist travel to visit places and events and m relatIOnshIp to
various senses including especially through the 'tourist gaze'
(Urry 2002c) . .
• visiting friends and relatives but where those fnendship networks
may also be on the move (Conradson, Latham 2005; Larsen, Urry,
Axhausen 2006)
• work-related travel including commuting (Grabher 2004;
Kesselring 2006a)
Analysing these various mobilities involves exami~ing ma?y conse-
quences for different peoples and places that can Said to be m the fast
and slow lanes of social life. There is the proliferation of places, tech-
nologies and 'gates' that enhance the mobilities of some while rei~f?~c­
ing the immobilities of others (Graham, Marvin 2001). And mobIhtIes
are often also about duties, about the obligation to see the other, to
return the call, to visit the ageing relative. These networks of often
reciprocal obligations between people are the stuff of life,?~ how org~­
nizations, friendship networks, families, work groups, pohtIcal orgam-
zations perform themselves as such across space and over time. .
Moreover, the time spent traveling is not necessarily unproductIve
and wasted dead time that people always wish to minimize. Move-
ment often involves an embodied experience of the material and
sociable modes of dwelling-in-motion, places of and for activities in
their own right, to climb a mountain, to do a good walk, to take a
nice train journey. There are activities conducted at the destination;
activities conducted while traveling including the 'anti-activity' of
relaxing, thinking, shifting gears; and the pleasures of travelling itself,
including the sensation of speed, of movement through and exposure
to the environment, the beauty of a route and so on.
Furthermore, various technologies (beginning with the humble
book in the mid nineteenth century) develop which are also 'mobile'
and provide new affordances enabling 'activities' to those on the
12 Mobile Worlds
move. And we will see how new social routines are engendering
spaces that are 'in-between' home, work and social life, forming
'interspaces'. These are places of intermittent movement where
groups come together, involving the use of phones, mobiles, laptops,
SMS messaging, wireless communications and so on, often to make
arrangements 'on the move'.
Mobilities at the same time though entail risks, accidents, dis-
eases, trafficking, terrorism, surveillance and especially global envi-
ronmental damage. The contemporary mobile world seems to be
characterized by awesome new dangers and restrictions for people,
places and environments, as well as by new opportunities for mobile
risky lives.
This book then is about this thesis of a mobile world: what makes
a person or sign or communication mobile, what are the characteris-
tics of mobility within different kinds of society, how should such
mobilities be investigated in terms of theory and research? How
much does a mobilities tum make social phenomena across the world
comprehensible when they were previously opaque? Is it good to be
mobile?
Overall mobilities have been a black box for the social sciences,
generally regarded as a neutral set of processes permitting forms of
economic, social and political life that are explicable by other more
causally powerful processes. To the extent to which transport and
communication are studied they are placed in separate categories
with little interchange with the rest of social science. Holidaymaking,
walking, car driving, phoning, flying and so on are mainly ignored by
the social sciences although they are manifestly significant within
people's everyday lives. Further there is a minimization of the signifi-
cance of such movement for the nature of work relations, family life,
leisure, politics and protest. These all involve movement or potential
movement and affect the form taken by such social relations. More-
over, the social sciences overly concentrate upon subjects interacting
together and ignore the enduring systems that provide what we might
call the infrastructures of social life. Such systems enable the move-
ment of people, ideas and information from place to place, person-to-
person, event to event, and yet their economic, political and social
implications are mostly unexamined in social science.
Systems
In this book I particularly examine such systems. Each intersecting
'mobility' presupposes a 'system' (in fact many such systems). These
Mobilizing Social Life 13
systems make possible movement: they provide 'spac.es of anticipa-
tion' that the journey can be made, that the message wIll get through,
that the parcel will arrive. Systems permit predictable and relatively
risk-free repetition of the movement in question. Systems enable
repetition. In the contemporary world these systems include ticket-
ing, oil supply, addresses, safety, protocols, station interchanges, we.b
sites, docks, money transfer, inclusive tours, luggage storage, air
traffic control, barcodes, bridges, timetables, surveillance and so on.
The history of these repetitive systems is in effect the history of those
processes by which the natural world has been 'mastered' and made
secure, regulated and relatively risk free. For people to be able to
'move', and for them in tum to move objects, texts, money, water,
images, is to establish how it is that nature has been subdued. As
Marx wrote: 'n[Nature] builds no machines, no locomotives, railways,
electric telegraphs, self-acting mules, etc. These are products of
human history ... of human participation in nature' (1973: 706). In
that human participation in nature, the production of ever more
extensive systems of circulation is centrally significant as both a set
of processes and as novel kinds of discourse.
This significance of ideas of movement and circulation especially
followed Harvey's discovery of how blood circulates within the
human body and Galileo's notion that a natural state is to be in
motion and not at rest. Circulation is a powerful notion here that had
many impacts upon the social world, especially in the development
of Hobbesian political philosophy (Cresswell 2006: chap 1). More
precisely with regard to the city: 'Enlightened planners wanted the
city in its very design to function like a healthy body, freely
flowing.... the Enlightenment planner made motion an end in itself'
(Sennett 1994: 263-4). Systems increasingly develop in which there
is an obligation to be circulating, and this is true of water, sewage,
people, money, ideas (Virilio 1986). There is in the modem world an
accumulation of movement that is analogous to the accumulation of
capital- repetitive movement or circulation made possible by diverse,
interdependent mobility-systems.
Some pre-industrial mobility-systems included walking, horse-
riding, sedan chairs, coach travel, inland waterways, sea shipping and
so on. But many of the mobility-systems which are now significant
date from England and France in the 1840s and 1850s. Their inter-
dependent development defines the contours of the modem mobi-
lized world that brings about an awesome 'mastery' of the physical
world (generally known as the 'industrial revolution'). Nature gets
dramatically and systematically 'mobilized' in mid nineteenth-century
Europe. Systems dating from that exceptional moment include a
14 Mobile Worlds
national post system in 1840 (Rowland Hill's Penny Post in Britain
based upon the simple invention of the prepaid stamp), the first
commercial electrical telegram in 1839 (constructed by Sir Charles
Wheatstone and Sir William Fothergill Cooke for use on the Great
Western Railway). the invention of photography and its use within
guide books and advertising more generally (Daguerre in France in
1839, Fox Talbot in England in 1840), the first Baedeker guide (about
the Rhine), the first railway age and the first ever national railway
timetable in 1839 (Bradshaws), the first city built for the tourist gaze
(Paris), the first inclusive or 'package' tour in 1841 (organized by
Thomas Cook between Leicester and Loughborough in Britain), the
first scheduled ocean steamship service (Cunard), the first railway
hotel (York), the early department stores (first in Paris in 1843:
Benjamin 1999: 42), the first system for the separate circulation of
water and sewage (Chadwick in Britain) and so on. In 1854 Thomas
Cook declared as the slogan for such a period: 'To remain stationary
in these times of change, when all the world is on the move, would
be a crime. Hurrah for the Trip - the cheap, cheap Trip' (quoted
Brendon 1991: 65).
The twentieth century then saw a huge array of other 'mobility-
systems' develop, including the car-system, national telephone system,
air power, high speed trains, modern urban systems, budget air travel,
mobile phones, networked computers (these are examined in Part 2
below).
As we move into the twenty first century these 'mobility systems'
are developing further novel characteristics. First, systems are getting
even more complicated, made up of many elements and based upon
an array of specialized and arcane forms of expertise. Mobilities have
always involved expert systems but these are now highly specific,
many are based upon entire university degree programmes and there
is the development of highly specialized companies. Second, such
systems are much more interdependent with each other so that indi-
vidual journeys or pieces of communication depend upon multiple
systems, all needing to function and interface effectively with each
other. Third, since the 1970s onwards, systems are much more depen-
dent upon computers and software (Thrift, French 2002). There has
been a large-scale generation of specific software systems that need
to speak to each other in order that particular mobilities take place.
Fourth, these systems have become especially vulnerable to 'normal
accidents', accidents that are almost certain to occur from time to
time, given the tightly locked-in and mobile nature of many such
interdependent systems.
Mobilizing Social Life IS
So what is the point of such increasingly complex, computerized
and risky systems? As daily and weekly time-space patterns in the
richer parts of the world are desynchronized from historical com-
munities and place, so systems provide the means by which work
and social life can get scheduled and rescheduled. Organizing 'co-
presence' with key others (workmates, family. significant others,
friends) within each day, week, year and so on becomes more
demanding with this loss of collective co-ordination. As we will see
the greater the personalization of networks, the more important are
systems to facilitate that personalization.
Human beings are being reconfigured as bits of scattered informa-
tion distributed across various 'systems' of which most are unaware.
Individuals thus exist beyond their private bodies, leaving traces of
their selves in space. In particular as vast numbers of people are on
the move so these traces enable them to be subject to systems of
intrusive regulation. In what has been called the 'frisk society', places
are increasingly like airports using novel systems of monitoring, sur-
veillance and regulation to control those mobile bodies.
In subsequent chapters I consider in what sense we might say that
this mobile life is a good life. Is it good t.O move, how often should
this happen, would a good society be a more or less mobile society?
If mobilities entail systems of massive regulation and monitoring
woul~ a less mobile society be preferable? And is this mobility
now mevitable, an irreversible trend that short of a nuclear winter
or global warming that tips the global order into mass flooding
(New Orleans as a forerunner), 'feeds' upon itself and inexorably
expands?
. And in examining these issues, which hold the whole earth's future
~n. their hands, there are new configurations of what Latour terms
Circulating entities' (1999). Circulating entities for this coming
century are complex, arcane and risky systems that facilitate the
speeded up circulation of people, goods and information. These
~ystems produce and presuppose personalized networking and 'do-
It-yourself' scheduling through machines that are individualized
~mart and corporeal. Circulating entities we might say are increas~
mgly productive of circulation itself.
r So while it is true that all societies have involved multiple mobili-
d~si' .1 explore how the .t~enty~first century places interdependent
g hzed systems of mobIlIty at Its very core. This is why their study
cannot but be central to deciphering the principal contours of life in
S
a World that combines exceptional freedom (at least for some on
Ome 0 . ) .
CcaSIOns and exceptIOnal system dependence. We might say
16 Mobile Worlds
that we can go wherever we want to go but only because Big Brother
got there first and knows (if the systems have not crashed) where we
are choosing to go, with whom we are going, where we have been
and where we are likely to go next.
These changes involve novel, extensive and 'flickering' combina-
tions of the presence and absence of peoples, enemies, friends and
risks that new mobilities are bringing about as the new century
unfolds. Methods and theories thus need to be ever on the move to
keep up with new forms of mobility, new systems of scheduling and
monitoring, novel modes of mobilized inclusion and exclusion and
extraordinary system dangers and risks.
2
'Mobile' Theories and Methods
Transportation is civilisation
(Ezra Pound [1917] 1973: 169)
The Mobilities Paradigm
In part this book develops a wide-ranging analysis of the role that the
movement of people, ideas, objects and information plays in social
life. I draw upon many examples from various places to show different
ways that movements are located within and help to constitute differ-
ent kinds of 'society', especially within the current global epoch.
I thus seek to bring into vision how social life presupposes many
issues of movement and non-movement, of forced movement and of
chosen fixity, of people, images, ideas and objects. It is an empirical
question as to how important such movement is within different
societies or types of society. It seems likely that contemporary societ-
ies demonstrate more movement for more people across longer
distances albeit occurring for shorter time periods (although see dis-
cussion of Simmel below for a counter-argument). It also seems that
there are more diverse forms of such movement. I have noted how
new technologies of both transport and communications characterize
modern societies, although one consequence of new communications
means that physical movement may on occasions be less necessary.
It is also clear that movement is increasingly deemed something of a
right in such societies, as in the UN Declaration of Universal Rights
Or in the constitution of the European Union. And those who for
J 8 Mobile Worlds
whatever reason are denied such movement suffer mUltiple forms of
exclusion. There is an ideology of movement.
But also as noted above I seek to I establish and stabilize a new
cross or post-disciplinary mobilities paradigm. It is argued that think-
ing through a mobilities 'lens' provides a distinctive social science
that is productive of different theories, methods, questions and solu-
tions. The term paradigm is derived from Kuhn's exemplary analysis
of normal science, scientific exemplars and what constitutes scientific
revolution (1970).
It will be argued that a mobilities paradigm is not just substantively
different, in that it remedies the neglect and omissions of various
movements of people, ideas and so on. But it is transformative of
social science, authorizing an alternative theoretical and method-
ologicallandscape as I detail. It enables the 'social world' to be theo-
rized as a wide array of economic, social and political practices,
infrastructures and ideologies that all involve, entail or curtail various
kinds of movement of people, or ideas, or information or objects.
And in so doing this paradigm brings to the fore theories, methods
and exemplars of research that have been mostly subterranean, out
of sight. So I use the term mobilities to refer to the broader project
of establishing a movement-driven social science.
And in making the subterranean visible it redraws many ways in
which social science has been practised, especially as organized within
distinct 'regions' or 'fortresses' of policed, bounded and antagonistic
'disciplines'. I use the term subterranean to indicate how this para-
digm is not being generated de novo. There are various paradigmatic
fragments found in mUltiple archives that rest uneasily within their
current disciplinary fortresses (see inter alia Serres 1995; Virilio 1997;
Urry 2000; Riles 2001; Graham, Marvin 2001; Solnit 2001; Verstraete,
Cresswell 2002; Amin, Thrift 2002; Rheingold 2002; Coleman, Crang
2002; Sheller 2003; Cresswell 2006; Sheller, Urry 2006b; Kellerman
2006). The new paradigm will seek to release these fragments from
their cage and enable them to fly, confronting and engaging with
?ther 'angels' in flight, as Michel Serres might fancifully express
It (1995). And there are plenty of other sites where the mobilities
paradigm is being set loose (such as the European research network
'Cosmobilities').
So the aim here is both to make the substantive claim that there
are multiple kinds of movement and that much social science has
inadequately examined them, and that there is a putative new para-
digm which involves a post-disciplinary, productive way of doing
social science, especially in the new century where mobility issues
would seem to be evidently centre-stage.
'Mobile' Theories and Methods 19
In the previous chapter it was noted that much social science has
been 'a-mobile'. This can be seen in three different ways. First, there
has been neglect of movement and communications and the forms
in which they are economically, politically and socially organized.
Thus although such activities are often personally and culturally
significant within people's lives (such as holidaymaking, walking, car
driving, phoning, flying), they are mostly ignored by social science.
Along with others I have sought to draw such topics into the view-
finder of social science, especially the topics of holidaymaking,
leisurely travel and the experiences of different forms of movement
(Urry 2002c).
Second, there has been the minimization of the significance of
these forms of movement for the very nature of work, schooling,
family life, politics and protest, that is, within crucially important
social institutions. And yet for example families depend upon pat-
terns of regular visiting, schools are chosen in terms of catchment
areas, work patterns depends on the way congestion structures com-
muting flows, new industries depend upon new migrants, protest
movements depend upon marches and co-present demonstrations.
These patterns of movement structure how these social institutions
and activities develop and change, something often minimized in
conventional 'structural' analyses.
Third, social science mostly focuses upon the patterns in which
human subjects directly interact together and ignores the underlying
physical or material infrastructures that orchestrate and underlie
such economic, political and social patterns. Almost all mobilities
presuppose large-scale immobile infrastructures that make possible
the socialities of everyday life. These immobile infrastructures
include paths, railway tracks, public roads, telegraph lines, water
pipes, telephone exchanges, pylons, sewerage systems, gas pipes,
airports, radio and TV aerials, mobile phone masts, satellites, under-
ground cables and so on (Graham, Marvin 2001; Sheller, Urry 2006a).
Intersecting with these infrastructures are the social solidarities of
class, gender, ethnicity, nation and age orchestrating diverse mobili-
ties, including both enforced fixity as well as coerced movement (see
Ray 2002).
To the extent to which transport and communication systems are
researched, this mainly takes place in separate disciplinary for-
tresses with little interchange with the rest of social science. The
study of transport mostly concentrates upon the changing nature of
transport systems and has deployed something of a technological
determinism. It little examines the complex social processes that
underlie and orchestrate the uses of such transports. There is we
20 Mobile Worlds
might say too much transport in the study of travel and not enough
society and certainly not enough thinking through their complex
intersecting processes (but see Kaufmann 2002; and Ashgate's
Transport and Society book series). In examining those connections
over time it is necessary to avoid what we might describe as either
a 'society first' or a 'transport technology first' approach and develop
formulations of a new mobilities paradigm that will transcend such
a divide.
In the next section I turn to Georg Simmel, the author within social
science who did most to think about the organization and conse-
quences of mobilities within social life more generally. Simmel was
the first to attempt the development of a mobilities paradigm, devel-
oping analyses of proximity, distance and movement in the modern
city (Jensen 2006: 146).
Simmel and Mobilities
Simmel provides a somewhat Heidegger-ian interpretation of the
significance of mobility infrastructures. Simmel notes the excep-
tional human achievement that is involved in creating a 'path' that
links two particular places. No matter how often people have gone
backwards and forwards between the places and 'subjectively' con-
nected them in their mind, it is he says: 'only in visibly impressing
the path into the surface of the earth that the places were objectively
connected' (Simmel 1997: 171; ital added). Such visible impressions
of path-building create a permanent 'connection' between such
places. This human achievement is derived from the 'will to connec-
tion' as he expresses it. This will to connection is a shaper of things
and of relations. Animals by contrast cannot accomplish such a
'miracle of the road', that is an even more developed 'impress-
ing ... into the surface of the earth' having the effect, Simmel main-
tains, of 'freezing movement in a solid structure' (1997: 171). We see
later many other examples of how 'movement' is 'frozen' into a solid
structure and more generally the consequences of a Nietzschean
'will to connection'.
And this freezing, this achievement of connection through a new
'movement-space' (Thrift 2004b), reaches its zenith with a bridge that
'symbolizes the extension of our volitional sphere over space' (Simme1
1997: 171). Only for humans are the banks of the river not just apart
but separated and thus potentially bridge-able. And like Marx's anal-
ysis of the 'architect' (as opposed to the bee) humans are able to 'see'
these connections in their mind's eye as separated and as therefore
'Mobile' Theories and Methods 21
needing connection. Simmel summarizes the power of human imagi-
nation, of 'conception': 'if we did not first connect them in our practi-
cal thoughts, in our needs and in our fantasy, then the concept of
separation would have no meaning' (1997: 171). , ,.
Such a bridge moreover can often become part of nature, pIctur-
esque, as it accomplishes the connection be~ween the ~lace~. For the
eye the bridge stands in a close and fortUltou~ relatlonshIp, to .th~
banks. Such a freezing of movement can seem hke a natural umty,
with high aesthetic value, as almost an improvement upon 'nature'
since it appears 'naturally' to connect the banks.
So what of movement itself? Simmel distinguishes between various
socio-spatial patterns of mobility. These include nomadism, wander-
ing, a royal tour of the kingdom, diasporic travel, the Court's trave.l,
migration, and adventure and leisure travel. In each case what IS
distinct is its social form, the 'form of sociation ... in the case of a
wandering group in contrast to a spatially fixed one' (Simmel 1997:
160). And this contrast stems from the 'temporal duration' implicated
in the period 'away'. Time structures the 'nuancing of the course of
a gathering' - but this is no simple and direct relationship. Sometimes
a short time encounter can lead to the conveying of secrets through
the role of the temporary 'stranger'; while on other occasions spend-
ing a long time together is necessary for mutual adaptation to occur
so as to develop the trust of all involved.
Simmel also emphasizes how physical or bodily travel is intercon-
nected with other mobilities. He hypotheses (incorrectly) that there
was more travel by scholars and merchants in the Middle Ages than
there was travel at the beginning of the twentieth century. This is
because in the latter period there are: 'letters and books, bank
accounts and branch offices, through mechanical reproduction of the
same model and through photography' (Simmel 1997: 165). In the
Middle Ages all this information 'had to be brought about through
people traveling' from place to place since there were few other
'systems' to move ideas, information and especially money (Simmel
1997: 167). And yet that travelling was almost always full of 'dangers
and difficulties', especially since there were relatively few 'expert
systems' that would mitigate the risks of such physical travel (Simmel
1997: 167).
Indeed there were also many itinerant poor, the vagabonds, whose
lives were based upon a 'restlessness and mobility' which generated
various 'fluid associations' such as bands of 'wandering minstrels'
characterized by the 'impulse for a continuous change of scene, the
ability and desire to "disappear'" (SimmeI1997: 168). His schematic
account of the Middle Ages is interesting for its emphases upon
22 Mobile Worlds
movement and fluidity, and for the ways that travel was deemed
obligatory for many to exchange information, money and objects, a
need partly reduced in the modern age through the replacement of
physical travel by systems that enable the large-scale movement of
letters, books, money and photographs. These complex intersections
between different mobility systems are returned to at many places in
this book.
But Simmel has also much to say about the contemporary city
where new modes of movement and restlessness are widespread. He
famously writes in 'Metropolis and the City' that the metropolitan
type of personality consists in 'the intensification of nervous stimula-
tion which results from the swift and uninterrupted change of outer
and inner stimuli' (Simmel 1997: 175). The modern city involves the
'unexpectedness of onrushing impressions ... With each crossing of
the street, with the tempo and multiplicity of economic, occupational
and social life', he says that the city sets up a 'deep contrast with small
town and rural life with reference to the sensory foundations of
psychic life' (Simmel 1997: 175; and see Simmel 1990).
And because of the richness and diverse sets of onrushing stimuli
in the metropolis people are forced to develop an attitude of reserve
and insensitivity to feeling. Without the development of such an
attitude most would not be able to cope with such overwhelming
experiences caused by a high density of population and its movement.
The urban personality is thus reserved, detached and blase. The
unrushing stimulations create a new psychic and sensory configura-
tion, the blase attitude, the incapacity to react to new sensations with
appropriate energy. The movement of the city, as well as the rapid
movement of money, generates reserve and indifference (Jensen
2006: 148-9).
Thus Simmel does not explain urban life in terms of the spatial
form of the city. It is more an early examination, paralleling Marx
and Engels from the mid nineteenth century as set out in the modern-
ist The Manifesto of the Communist Party, of the effects of 'modern'
patterns of mobility upon social life wherever it is found (Marx and
Engels 1952; Berman 1983). Simmel analyses the fragmentation and
diversity of modern life and shows that motion, the diversity of stimuli
and the visual appropriations of place are centrally important fea-
tures of that new modern urban experience.
Moreover, because of the effect of money with 'all its colourless- :.
ness and indifference' (Simmel 1997: 178; and see 1990), but also·
because of its twin, the modern city, a new precision comes to be
necessary in social life. Agreements and arrangements need to dem- .
onstrate unambiguousness in timing and location. Life in the mobile
'Mobile' Theories and Methods 23
onrushing city presupposes punctuality and this is reflected according
to Simmel by the 'universal diffusion of pocket watches' (1997: 177).
The watch a century ago was as striking and symbolic of the 'modern'
as the ubiquitous mobile phone is today. Simmel argues that the
'relationships and affairs of the typical metropolitan usually are so
varied and complex that without the strictest punctuality in promises
and services the whole structure would break down into an inextri-
cable chaos' (1997: 177). This necessity for punctuality: 'is brought
about by the aggregation of so many people with such differentiated
interests who must integrate their relations and activities into a highly
complex organism' (SimmeI1997: 177).
So the forming of a complex system of relationships means that
meetings and activities have to be punctual, timetabled, rational, a
system or 'structure of the highest impersonality' often involving
much distance-keeping politeness (Simmel 1997: 178; Toiskallio
2002: 171). This 'system-ness' of mobility is crucial here and results
in the individual becoming 'a mere cog in an enormous organization
of things and powers'; as a result 'life is made infinitely easy for
the personality in that stimulations, interests, uses of time and
consciousness are offered to it from all sides' (Simmel 1997: 184).
Simmel tellingly notes how as a consequence: 't[T]hey carry the
person as if in a stream, and one needs hardly to swim for oneself'
(Simmel 1997: 184).
But simultaneously modern city life produces people each with a
'hig~ly per~o.nal subjectivity', a tendency to be 'different', of standing
out m a stnkmg manner and thereby seeking attention (SimmeI1997:
178). Urban life produces what we now call a pronounced 'culture of
narcissism' (Lasch 1980). Simmel argues that people gain self-esteem
through being aware of how they are specifically perceived by others.
~ut ~ecause of the scale of mobility in the metropolis there is a
breVIty and scarcity of inter-human contacts' (Simmel 1997: 183).
Compared with the small-scale community, the modern city gives
room to the individual and to the peculiarities of their inner and outer
development. It is the spatial form of modern urban life that permits
the unique development of individuals who socially interact with an
exceptionally wide range of contacts. People seek to distinguish
themselves; they try to be different through adornment and fashion
enc.ountering each other in brief moments of proximity. So metro-
PO~Itan life, its rush and fragmentation, generates both powerful
objective systems partly concerned with maintaining rules of distance
~~d f?rm.ality, an~ very varie~ personal subjectivities, a perverse
mbmatlOn exammed below m the context of the novel multiple
Inobilities of the twenty-first century.
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extension, when the more effective stroke is given, in which case
they present their maximum of surface. They form powerful
propellers, both during flexion and extension.
The swimming apparatus of the seal is therefore more highly
differentiated than that of the whale, porpoise, dugong, and
manatee; the natatory tail in these animals being, from its peculiar
structure, incapable of lateral compression.47 It would appear that
the swimming appliances of the seals (where the feet open and
close as in swimming-birds) are to those of the sea-mammals
generally, what the feathers of the bird’s wing (these also open and
close in flight) are to the continuous membrane forming the wing of
the insect and bat.
The anterior extremities or flippers of the seal are not engaged in
swimming, but only in balancing and in changing position. When so
employed the fore feet open and close, though not to the same
extent as the hind ones; the resistance and non-resistance
necessary being secured by a partial rotation and tilting of the
flippers. By this twisting and untwisting, the narrow edges and
broader portions of the flippers are applied to the water alternately.
The rotating and tilting of the anterior and posterior extremities, and
the opening and closing of the hands and feet in the balancing and
swimming of the seal, form a series of strictly progressive and very
graceful movements. They are, however, performed so rapidly, and
glide into each other so perfectly, as to render an analysis of them
exceedingly difficult.
In the Sea-Bear (Otaria jubata) the anterior extremities attain
sufficient magnitude and power to enable the animal to progress by
their aid alone; the feet and the lower portions of the body being
moved only sufficiently to maintain, correct, or alter the course
pursued (fig. 73). The anterior extremities are flattened out, and
greatly resemble wings, particularly those of the penguin and auk,
which are rudimentary in character. Thus they have a thick and
comparatively stiff anterior margin; and a thin, flexible, and more or
less elastic posterior margin. They are screw structures, and when
elevated and depressed in the water, twist and untwist, screw-
fashion, precisely as wings do, or the tails of the fish, whale,
dugong, and manatee.
Fig. 37.—The Sea-Bear (Otaria jubata), adapted principally for
swimming and diving. It also walks with tolerable facility. Its
extremities are larger than those of the seal, and its movements,
both in and out of the water, more varied.—Original.
This remarkable creature, which I have repeatedly watched at the
Zoological Gardens48 (London), appears to fly in the water, the
universal joints by which the arms are attached to the shoulders
enabling it, by partially rotating and twisting them, to present the
palms or flat of the hands to the water the one instant, and the edge
or narrow parts the next. In swimming, the anterior or thick margins
of the flippers are directed downwards, and similar remarks are to
be made of the anterior extremities of the walrus, great auk, and
turtle.49
The flippers are advanced alternately; and the twisting, screw-like
movement which they exhibit in action, and which I have carefully
noted on several occasions, bears considerable resemblance to the
motions witnessed in the pectoral fins of fishes. It may be remarked
that the twisting or spiral movements of the anterior extremities are
calculated to utilize the water to the utmost—the gradual but rapid
operation of the helix enabling the animal to lay hold of the water
and disentangle itself with astonishing facility, and with the minimum
expenditure of power. In fact, the insinuating motion of the screw is
the only one which can contend successfully with the liquid element;
and it appears to me that this remark holds even more true of the
air. It also applies within certain limits, as has been explained, to the
land. The otaria or sea-bear swims, or rather flies, under the water
with remarkable address and with apparently equal ease in an
upward, downward, and horizontal direction, by muscular efforts
alone—an observation which may likewise be made regarding a
great number of fishes, since the swimming-bladder or float is in
many entirely absent.50 Compare with figs. 33, 34, 35, and 36,
pp. 73 and 74. The walrus, a living specimen of which I had an
opportunity of frequently examining, is nearly allied to the seal and
sea-bear, but differs from both as regards its manner of swimming.
The natation of this rare and singularly interesting animal, as I have
taken great pains to satisfy myself, is effected by a mixed movement
—the anterior and posterior extremities participating in nearly an
equal degree. The anterior extremities or flippers of the walrus,
morphologically resemble those of the seal, but physiologically those
of the sea-bear; while the posterior extremities possess many of the
peculiarities of the hind legs of the sea-bear, but display the
movements peculiar to those of the seal. In other words, the
anterior extremities or flippers of the walrus are moved alternately,
and reciprocate, as in the sea-bear; whereas the posterior
extremities are lashed from side to side by a twisting, curvilinear
motion, precisely as in the seal. The walrus may therefore, as far as
the physiology of its extremities is concerned, very properly be
regarded as holding an intermediate position between the seals on
the one hand, and the sea-bears or sea-lions on the other.
Swimming of Man.—The swimming of man is artificial in its nature,
and consequently does not, strictly speaking, fall within the scope of
the present work. I refer to it principally with a view to showing that
it resembles in its general features the swimming of animals.
The human body is lighter than the water, a fact of considerable
practical importance, as showing that each has in himself that which
will prevent his being drowned, if he will only breathe naturally, and
desist from struggling.
The catastrophe of drowning is usually referrible to nervous
agitation, and to spasmodic and ill-directed efforts in the extremities.
All swimmers have a vivid recollection of the great difficulty
experienced in keeping themselves afloat, when they first resorted
to aquatic exercises and amusements. In especial they remember
the short, vigorous, but flurried, misdirected, and consequently futile
strokes which, instead of enabling them to skim the surface,
conducted them inevitably to the bottom. Indelibly impressed too
are the ineffectual attempts at respiration, the gasping and puffing
and the swallowing of water, inadvertently gulped instead of air.
In order to swim well, the operator must be perfectly calm. He must,
moreover, know how to apply his extremities to the water with a
view to propulsion. As already stated, the body will float if left to
itself; the support obtained is, however, greatly increased by
projecting it along the surface of the water. This, as all swimmers
are aware, may be proved by experiment. It is the same principle
which prevents a thin flat stone from sinking when projected with
force against the surface of water. A precisely similar result is
obtained if the body be placed slantingly in a strong current, and the
hands made to grasp a stone or branch. In this case the body is
raised to the surface of the stream by the action of the running
water, the body remaining motionless. The quantity of water which,
under the circumstances, impinges against the body in a given time
is much greater than if the body was simply immersed in still water.
To increase the area of support, either the supporting medium or the
body supported must move. The body is supported in water very
much as the kite is supported in air. In both cases the body and the
kite are made to strike the water and the air at a slight upward
angle. When the extremities are made to move in a horizontal or
slightly downward direction, they at once propel and support the
body. When, however, they are made to act in an upward direction,
as in diving, they submerge the body. This shows that the
movements of the swimming surfaces may, according to their
direction, either augment or destroy buoyancy. The swimming
surfaces enable the seal, sea-bear, otter, ornithorhynchus, bird, etc.,
to disappear from and regain the surface of the water. Similar
remarks may be made of the whale, dugong, manatee, and fish.
Man, in order to swim, must learn the art of swimming. He must
serve a longer or shorter apprenticeship to a new form of
locomotion, and acquire a new order of movements. It is otherwise
with the majority of animals. Almost all quadrupeds can swim the
first time they are immersed, as may readily be ascertained by
throwing a newly born kitten or puppy into the water. The same may
be said of the greater number of birds. This is accounted for by the
fact that quadrupeds and birds are lighter, bulk for bulk, than water,
but more especially, because in walking and running the movements
made by their extremities are precisely those required in swimming.
They have nothing to learn, as it were. They are buoyant naturally,
and if they move their limbs at all, which they do instinctively, they
swim of necessity. It is different with man. The movements made by
him in walking and running are not those made by him in swimming;
neither is the position resorted to in swimming that which
characterizes him on land. The vertical position is not adapted for
water, and, as a consequence, he requires to abandon it and assume
a horizontal one; he requires, in fact, to throw himself flat upon the
water, either upon his side, or upon his dorsal or ventral aspect. This
position assimilates him to the quadruped and bird, the fish, and
everything that swims; the trunks of all swimming animals, being
placed in a prone position. Whenever the horizontal position is
assumed, the swimmer can advance in any direction he pleases. His
extremities are quite free, and only require to be moved in definite
directions to produce definite results. The body can be propelled by
the two arms, or the two legs; or by the right arm and leg, or the
left arm and leg; or by the right arm and left leg, or the left arm and
right leg. Most progress is made when the two arms and the two
legs are employed. An expert swimmer can do whatever he chooses
in water. Thus he can throw himself upon his back, and by extending
his arms obliquely above his head until they are in the same plane
with his body, can float without any exertion whatever; or,
maintaining the floating position, he can fold his arms upon his chest
and by alternately flexing and extending his lower extremities, can
propel himself with ease and at considerable speed; or, keeping his
legs in the extended position and motionless, he can propel himself
by keeping his arms close to his body, and causing his hands to work
like sculls, so as to make figure-of-8 loops in the water. This motion
greatly resembles that made by the swimming wings of the penguin.
It is most effective when the hands are turned slightly upwards, and
a greater or less backward thrust given each time the hands
reciprocate. The progress made at first is slow, but latterly very
rapid, the rapidity increasing according to the momentum acquired.
The swimmer, in addition to the foregoing methods, can throw
himself upon his face, and by alternately flexing and extending his
arms and legs, can float and propel himself for long periods with
perfect safety and with comparatively little exertion. He can also
assume the vertical position, and by remaining perfectly motionless,
or by treading the water with his feet, can prevent himself from
sinking; nay more, he can turn a somersault in the water either in a
forward or backward direction. The position most commonly
assumed in swimming is the prone one, where the ventral surface of
the body is directed towards the water. In this case the anterior and
posterior extremities are simultaneously flexed and drawn towards
the body slowly, after which they are simultaneously and rapidly
extended. The swimming of the frog conveys an idea of the
movement.51 In ordinary swimming, when the anterior and posterior
extremities are simultaneously flexed, and afterwards simultaneously
extended, the hands and feet describe four ellipses; an arrangement
which, as explained, increases the area of support furnished by the
moving parts. The ellipses are shown at fig. 38; the continuous lines
representing extension, the dotted lines flexion.
Fig. 38. Fig. 39.
Fig. 40.
Thus when the arms and legs are pushed away from the body, the
arms describe the inner sides of the ellipses (fig. 38, a a), the legs
describing the outer sides (c c). When the arms and legs are drawn
towards the body, the arms describe the outer sides of the ellipses
(b b), the legs describing the inner sides (d d). As the body
advances, the ellipses are opened out and loops formed, as at e e, f
f of fig. 39. If the speed attained is sufficiently high, the loops are
converted into waved lines, as in walking and flying.—(Vide g g, h h
of fig. 40, p. 81, and compare with fig. 18, p. 37, and figs. 71 and
73, p. 144.) The swimming of man, like the walking, swimming, and
flying of animals, is effected by alternately flexing and extending the
limbs, as shown more particularly at fig. 41, A, B, C.
Fig. 41.—A shows the arms and legs folded or flexed and drawn
towards the mesial line of the body.—Original.
B shows the arms and legs opened out or extended and carried
away from the mesial line of the body.—Original.
C shows the arms and legs in an intermediate position, i.e. when
they are neither flexed nor extended. The arms and legs require to
be in the position shown at A before they can assume that
represented at B, and they require to be in the position shown at B
before they can assume that represented at C. When the arms and
legs are successively assuming the positions indicated at A, B, and
C, they move in ellipses, as explained.—Original.
By alternately flexing and extending the limbs, the angles made by
their several parts with each other are decreased and increased,—an
arrangement which diminishes and augments the degree of
resistance experienced by the swimming surfaces, which by this
means are made to elude and seize the water by turns. This result is
further secured by the limbs being made to move more slowly in
flexion than in extension, and by the limbs being made to rotate in
the direction of their length in such a manner as to diminish the
resistance experienced during the former movement, and increase it
during the latter. When the arms are extended, the palms of the
hands and the inner surfaces of the arms are directed downwards,
and assist in buoying up the anterior portion of the body. The hands
are screwed slightly round towards the end of extension, the palms
acting in an outward and backward direction (fig. 41, B). In this
movement the posterior surfaces of the arms take part; the palms
and posterior portions of the arms contributing to the propulsion of
the body. When the arms are flexed, the flat of the hands is directed
downwards (fig. 41, C). Towards the end of flexion the hands are
slightly depressed, which has the effect of forcing the body upwards,
and hence the bobbing or vertical wave-movement observed in the
majority of swimmers.52
During flexion the posterior surfaces of the arms act powerfully as
propellers, from the fact of their striking the water obliquely in a
backward direction. I avoid the terms back and forward strokes,
because the arms and hands, so long as they move, support and
propel. There is no period either in extension or flexion in which they
are not effective. When the legs are pushed away from the body, or
extended (a movement which is effected rapidly and with great
energy, as shown at fig. 41, B), the soles of the feet, the anterior
surfaces of the legs, and the posterior surfaces of the thighs, are
directed outwards and backwards. This enables them to seize the
water with great avidity, and to propel the body forward. The
efficiency of the legs and feet as propelling organs during extension
is increased by their becoming more or less straight, and by their
being moved with greater rapidity than in flexion; there being a
general back-thrust of the limbs as a whole, and a particular back-
thrust of their several parts.53 In this movement the inner surfaces
of the legs and thighs act as sustaining organs and assist in floating
the posterior part of the body. The slightly inclined position of the
body in the water, and the forward motion acquired in swimming,
contribute to this result. When the legs and feet are drawn towards
the body or flexed, as seen at fig. 41, C, A, their movements are
slowed, an arrangement which reduces the degree of friction
experienced by the several parts of the limbs when they are, as it
were, being drawn off the water preparatory to a second extension.
There are several grave objections to the ordinary or old method of
swimming just described. 1st, The body is laid prone on the water,
which exposes a large resisting surface (fig. 41, A, B, C, p. 82). 2d,
The arms and legs are spread out on either side of the trunk, so that
they are applied very indirectly as propelling organs (fig. 41, B, C).
3d, The most effective part of the stroke of the arms and legs
corresponds to something like a quarter of an ellipse, the remaining
three quarters being dedicated to getting the arms and legs into
position. This arrangement wastes power and greatly increases
friction; the attitudes assumed by the body at B and C of fig. 41
being the worst possible for getting through the water. 4th, The
arms and legs are drawn towards the trunk the one instant (fig. 41,
A), and pushed away from it the next (fig. 41, B). This gives rise to
dead points, there being a period when neither of the extremities
are moving. The body is consequently impelled by a series of jerks,
the swimming mass getting up and losing momentum between the
strokes.
In order to remedy these defects, scientific swimmers have of late
years adopted quite another method. Instead of working the arms
and legs together, they move first the arm and leg of one side of the
body, and then the arm and leg of the opposite side. This is known
as the overhand movement, and corresponds exactly with the
natural walk of the giraffe, the amble of the horse, and the
swimming of the sea-bear. It is that adopted by the Indians. In this
mode of swimming the body is thrown more or less on its side at
each stroke, the body twisting and rolling in the direction of its
length, as shown at fig. 42, an arrangement calculated greatly to
reduce the amount of friction experienced in forward motion.
Fig. 42.—Overhand Swimming.—Original.
The overhand movement enables the swimmer to throw himself
forward on the water, and to move his arms and legs in a nearly
vertical instead of a horizontal plane; the extremities working, as it
were, above and beneath the trunk, rather than on either side of it.
The extremities are consequently employed in the best manner
possible for developing their power and reducing the friction to
forward motion caused by their action. This arrangement greatly
increases the length of the effective stroke, both of the arms and
legs, this being equal to nearly half an ellipse. Thus when the left
arm and leg are thrust forward, the arm describes the curve a b
(fig. 42), the leg e describing a similar curve. As the right side of the
body virtually recedes when the left side advances, the right arm
describes the curve c d, while the left arm is describing the curve a
b; the right leg f describing a curve the opposite of that described by
e (compare arrows). The advancing of the right and left sides of the
body alternately, in a nearly straight line, greatly contributes to
continuity of motion, the impulse being applied now to the right side
and now to the left, and the limbs being disposed and worked in
such a manner as in a great measure to reduce friction and prevent
dead points or halts. When the left arm and leg are being thrust
forward (a b, e of fig. 42), the right arm and leg strike very nearly
directly backward (c d, f of fig. 42). The right arm and leg, and the
resistance which they experience from the water consequently form
a point d’appui for the left arm and leg; the two sides of the body
twisting and screwing upon a moveable fulcrum (the water)—an
arrangement which secures a maximum of propulsion with a
minimum of resistance and a minimum of slip. The propulsive power
is increased by the concave surfaces of the hands and feet being
directed backwards during the back stroke, and by the arms being
made to throw their back water in a slightly outward direction, so as
not to impede the advance of the legs. The overhand method of
swimming is the most expeditious yet discovered, but it is fatiguing,
and can only be indulged in for short distances.
Fig. 43.—Side-stroke Swimming.—Original.
An improvement on the foregoing for long distances is that known
as the side stroke. In this method, as the term indicates, the body is
thrown more decidedly upon the side. Either side may be employed,
some preferring to swim on the right side, and some on the left;
others swimming alternately on the right and left sides. In swimming
by the side stroke (say on the left side), the left arm is advanced in a
curve, and made to describe the upper side of an ellipse, as
represented at a b of fig. 43. This done, the right arm and legs are
employed as propellers, the right arm and legs making a powerful
backward stroke, in which the concavity of the hand is directed
backwards and outwards, as shown at c d of the same figure.54 The
right arm in this movement describes the under side of an ellipse,
and acts in a nearly vertical plane. When the right arm and legs are
advanced, some swimmers lift the right arm out of the water, in
order to diminish friction—the air being more easily penetrated than
the water. The lifting of the arm out of the water increases the
speed, but the movement is neither graceful nor comfortable, as it
immerses the head of the swimmer at each stroke. Others keep the
right arm in the water and extend the arm and hand in such a
manner as to cause it to cut straight forward. In the side stroke the
left arm (if the operator swims on the left side) acts as a cutwater
(fig. 43, b). It is made to advance when the right arm and legs are
forced backwards (fig. 43, c d). The right arm and legs move
together, and alternate with the left arm, which moves by itself. The
right arm and legs are flexed and carried forwards, while the left
arm is extended and forced backwards, and vice versâ. The left arm
always moves in an opposite direction to the right arm and legs. We
have thus in the side stroke three limbs moving together in the same
direction and keeping time, the fourth limb always moving in an
opposite direction and out of time with the other three. The limb
which moves out of time is the left one if the operator swims on the
left side, and the right one if he swims on the right side. In
swimming on the left side, the right arm and legs are advanced
slowly the one instant, and forced in a backward direction with great
energy and rapidity the next. Similar remarks are to be made
regarding the left arm. When the right arm and legs strike
backwards they communicate to the body a powerful forward
impulse, which, seeing the body is tilted upon its side and advancing
as on a keel, transmits it to a considerable distance. This
arrangement reduces the amount of resistance to forward motion,
conserves the energy of the swimmer, and secures in a great
measure continuity of movement, the body being in the best
possible position for gliding forward between the strokes.
In good side swimming the legs are made to diverge widely when
they are extended or pushed away from the body, so as to include
within them a fluid wedge, the apex of which is directed forwards.
When fully extended, the legs are made to converge in such a
manner that they force the body away from the wedge, and so
contribute to its propulsion. By this means the legs in extension are
made to give what may be regarded a double stroke, viz. an
outward and inward one. When the double move has been made,
the legs are flexed or drawn towards the body preparatory to a new
stroke. In swimming on the left side, the left or cutwater arm is
extended or pushed away from the body in such a manner that the
concavity of the left hand is directed forwards, and describes the
upper half of a vertical ellipse. It thus meets with comparatively little
resistance from the water. When, however, the left arm is flexed and
drawn towards the body, the concavity of the left hand is directed
backwards and made to describe the under half of the ellipse, so as
to scoop and seize the water, and thus contribute to the propulsion
of the body. The left or cutwater arm materially assists in floating
the anterior portions of the body. The stroke made by the left arm is
equal to a quarter of a circle, that made by the right arm to half a
circle. The right arm, when the operator swims upon the left side, is
consequently the more powerful propeller. The right arm, like the
left, assists in supporting the anterior portion of the body. In
swimming on the left side the major propelling factors are the right
arm and hand and the right and left legs and feet. Swimming by the
side stroke is, on the whole, the most useful, graceful, and effective
yet devised. It enables the swimmer to make headway against wind,
wave, and tide in quite a remarkable manner. Indeed, a dexterous
side-stroke swimmer can progress when a powerful breast-swimmer
would be driven back. In still water an expert non-professional
swimmer ought to make a mile in from thirty to thirty-five minutes. A
professional swimmer may greatly exceed this. Thus, Mr. J. B.
Johnson, when swimming against time, August 5th, 1872, in the
fresh-water lake at Hendon, near London, did the full mile in twenty-
six minutes. The first half-mile was done in twelve minutes. Cæteris
paribus, the shorter the distance, the greater the speed. In August
1868, Mr. Harry Parker, a well-known professional swimmer, swam
500 yards in the Serpentine in seven minutes fifty seconds. Among
non-professional swimmers the performance of Mr. J. B. Booth is
very creditable. This gentleman, in June 1871, swam 440 yards in
seven minutes fourteen seconds in the fresh-water lake at Hendon,
already referred to. I am indebted for the details regarding time to
Mr. J. A. Cowan of Edinburgh, himself acknowledged to be one of
the fastest swimmers in Scotland. The speed attained by man in the
water is not great when his size and power are taken into account. It
certainly contrasts very unfavourably with that of seals, and still
more unfavourably with that of fishes. This is due to his small hands
and feet, the slow movements of his arms and legs, and the
awkward manner in which they are applied to and withdrawn from
the water.
Fig. 44.—The Turtle (Chelonia imbricata), adapted for swimming
and diving, the extremities being relatively larger than in the seal,
sea-bear, and walrus. The anterior extremities have a thick anterior
margin and a thin posterior one, and in this respect resemble
wings. Compare with figs. 36 and 37, pp. 74 and 76.—Original.
Fig. 45.—The Crested Newt (Triton cristatus, Laur.) In the newt a
tail is superadded to the extremities, the tail and the extremities
both acting in swimming.—Original.
Swimming of the Turtle, Triton, Crocodile, etc.—The swimming of the
turtle differs in some respects from all the other forms of swimming.
While the anterior extremities of this quaint animal move alternately,
and tilt or partially rotate during their action, as in the sea-bear and
walrus, the posterior extremities likewise move by turns. As,
moreover, the right anterior and left posterior extremities move
together, and reciprocate with the left anterior and right posterior
ones, the creature has the appearance of walking in the water
(fig. 44).
The same remarks apply to the movements of the extremities of the
triton (fig. 45, p. 89) and crocodile, when swimming, and to the
feebly developed corresponding members in the lepidosiren, proteus,
and axolotl, specimens of all of which are to be seen in the
Zoological Society’s Gardens, London. In the latter, natation is
effected principally, if not altogether, by the tail and lower half of the
body, which is largely developed and flattened laterally for this
purpose, as in the fish.
The muscular power exercised by the fishes, the cetaceans, and the
seals in swimming, is conserved to a remarkable extent by the
momentum which the body rapidly acquires—the velocity attained by
the mass diminishing the degree of exertion required in the
individual or integral parts. This holds true of all animals, whether
they move on the land or on or in the water or air.
The animals which furnish the connecting link between the water
and the air are the diving-birds on the one hand, and the flying-
fishes on the other,—the former using their wings for flying above
and through the water, as occasion demands; the latter sustaining
themselves for considerable intervals in the air by means of their
enormous pectoral fins.
Flight under water, etc.—Mr. Macgillivray thus describes a flock of
red mergansers which he observed pursuing sand-eels in one of the
shallow sandy bays of the Outer Hebrides:—“The birds seemed to
move under the water with almost as much velocity as in the air, and
often rose to breathe at a distance of 200 yards from the spot at
which they had dived.”55
Fig. 46.—The Little Penguin (Aptenodytes minor, Linn.), adapted
exclusively for swimming and diving. In this quaint bird the wing
forms a perfect screw, and is employed as such in swimming and
diving. Compare with fig. 37, p. 76, and fig. 44, p. 89.—Original.
In birds which fly indiscriminately above and beneath the water, the
wing is provided with stiff feathers, and reduced to a minimum as
regards size. In subaqueous flight the wings may act by themselves,
as in the guillemots, or in conjunction with the feet, as in the grebes
.56 To convert the wing into a powerful oar for swimming, it is only
necessary to extend and flex it in a slightly backward direction, the
mere act of extension causing the feathers to roll down, and giving
to the back of the wing, which in this case communicates the more
effective stroke, the angle or obliquity necessary for sending the
animal forward. This angle, I may observe, corresponds with that
made by the foot during extension, so that, if the feet and wings are
both employed, they act in harmony. If proof were wanting that it is
the back or convex surface of the wing which gives the more
effective stroke in subaquatic flight, it would be found in the fact
that in the penguin and great auk, which are totally incapable of
flying out of the water, the wing is actually twisted round in order
that the concave surface, which takes a better hold of the water,
may be directed backwards (fig. 46).57 The thick margin of the wing
when giving the effective stroke is turned downwards, as happens in
the flippers of the sea-bear, walrus, and turtle. This, I need scarcely
remark, is precisely the reverse of what occurs in the ordinary wing
in aërial flight. In those extraordinary birds (great auk and penguin)
the wing is covered with short, bristly-looking feathers, and is a
mere rudiment and exceedingly rigid, the movement which wields it
emanating, for the most part, from the shoulder, where the
articulation partakes of the nature of a universal joint. The wing is
beautifully twisted upon itself, and when it is elevated and advanced,
it rolls up from the side of the bird at varying degrees of obliquity, till
it makes a right angle with the body, when it presents a narrow or
cutting edge to the water. The wing when fully extended, as in
ordinary flight, makes, on the contrary, an angle of something like
30° with the horizon. When the wing is depressed and carried
backwards,58 the angles which its under surface make with the
surface of the water are gradually increased. The wing of the
penguin and auk propels both when it is elevated and depressed. It
acts very much after the manner of a screw; and this, as I shall
endeavour to show, holds true likewise of the wing adapted for
aërial flight.
Difference between Subaquatic and Aërial Flight.—The difference
between subaquatic flight or diving, and flight proper, may be briefly
stated. In aërial flight, the most effective stroke is delivered
downwards and forwards by the under, concave, or biting surface of
the wing which is turned in this direction; the less effective stroke
being delivered in an upward and forward direction by the upper,
convex, or non-biting surface of the wing. In subaquatic flight, on
the contrary, the most effective stroke is delivered downwards and
backwards, the least effective one upwards and forwards. In aërial
flight the long axis of the body of the bird and the short axis of the
wings are inclined slightly upwards, and make a forward angle with
the horizon. In subaquatic flight the long axis of the body of the
bird, and the short axis of the wings are inclined slightly downwards
and make a backward angle with the surface of the water. The wing
acts more or less efficiently in every direction, as the tail of the fish
does. The difference noted in the direction of the down stroke in
flying and diving, is rendered imperative by the fact that a bird which
flies in the air is heavier than the medium it navigates, and must be
supported by the wings; whereas a bird which flies under the water
or dives, is lighter than the water, and must force itself into it to
prevent its being buoyed up to the surface. However paradoxical it
may seem, weight is necessary to aërial flight, and levity to
subaquatic flight. A bird destined to fly above the water is provided
with travelling surfaces, so fashioned and so applied (they strike
from above, downwards and forwards), that if it was lighter than the
air, they would carry it off into space without the possibility of a
return; in other words, the action of the wings would carry the bird
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  • 6.
  • 7.
    Copyright © JohnUrry 2007 The right of John Urry to be identified as Author of this Work has been asserted in accordance with the UK Copyright, Designs and Patents Act 1988. First published in 2007 by Polity Press Reprinted in 2008 Polity Press 65 Bridge Street Cambridge CB2 1UR, UK. ''2'1 ".,.. '1. O'~ - ~ -" ,; Polity Press 350 Main Street ..; ;) '. ". Malden, MA 02148, USA ~ l~> All rights reserved. Except for the quotation of short passages for the purpose of criticism and review, no part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher. ISBN-13: 978-07456-3418-0 ISBN-13: 978-07456-3419-7 (pb) A catalogue record for this book is available from the British Library. Typeset in 10.5 on 12 pt Times by SNP Best-set Typesetter Ltd, Hong Kong Printed and bound in the United States of America by Maple-Vail The publisher has used its best endeavours to ensure that the URLs for external websites referred to in this book are correct and active at the time of going to press. However, the publisher has no responsibility for the websites and can make no guarantee that a site will remain live or that the content is or will remain appropriate. Every effort has been made to trace all copyright holders, but if any have been inadvertently overlooked the publishers will be pleased to include any necessary credits in any subsequent reprint or edition. For further information on Polity, visit our website: www.polity.co.uk Contents Preface PART 1 Mobile Worlds 1. Mobilizing Social Life 2. 'Mobile' Theories and Methods 3. The Mobilities Paradigm PART 2 Moving and Communicating 4. Pavements and Paths 5. 'Public' Trains 6. Inhabiting Cars and Roads 7. Flying Around 8. Connecting and Imagining PART 3 Societies and Systems on the Move 9. Gates to Heaven and Hell 10. Networks 11. Meetings 12. Places 13. Systems and Dark Futures References Index vi 3 17 44 63 90 112 135 157 185 211 230 253 271 291 321
  • 8.
    Preface I am verygrateful for suggestions and discussions with many 'mobile' colleagues including Pete Adey, Alex Arellano, Matilde Cordoba Azcarate, Fran<;ois Ascher, Kay Axhausen, J0rgen-Ole Baerenholdt, Michael Bull, Peter Burns, Monika Buscher Javier Caletrio, Noel Cass, David Chalcraft, Anne Cronin, Tim Cresswell, Monica Degen, Saolo Cwerner, Tim Dant, Biilent Diken, Kingsley Dennis, Pennie Drinkall, Rosaleen Duffy, Mike Featherstone, Annemarie Fortier, Margaret Grieco, Michael Haldrup, Kevin Hannam, David Holley, Dave Horton, Michael Hulme, Ryuichi Kitamura, Juliet Jain, Caren Kaplan, Vincent Kaufmann, Sven Kesselring, Tomas Kvasnicka, Jonas Larsen, Scott Lash, Eric Laurier, John Law, Christian Licoppe, Glenn Lyons, Adrian Mackenzie, Will Medd, Pete Merriman, Jennie Germann Molz, Greg Noble, Peter Peters, Colin Pooley, Mary Rose, Andrew Sayer, Mimi Sheller, Elizabeth Shove, Bron Szerszynski, Nigel Thrift, John Trevitt, Amy Urry, Tom Urry, Soile Veijola, Ginette Verstraete, Sylvia Walby and Laura Watts. Some material in this book is drawn from recent research grants. I am grateful to the funders and especially to the re- searchers/collaborators on these projects although none are respon- sible for the arguments expressed here. Some work presented here has or will appear in publications generated by these various projects. These grants include the EPSRC funding of the Travel Time Use in the Information Age Project conducted with the Transport and Society Centre at the University of the West of England; the Department for Transport funding of the CHIME and New Horizons Social Networks and Future Mobilities projects; the Department for Trade and Industry Preface Vll Foresight Programme on Intelligent I~formation Sys~ems and Transport; the Forestry Commission fundmg of the Gr~wmg Places P 'ect with Jake Morris and Marcus Sangster; vanous funded r:~~arch collaborations with colleagues in the Geography Dept at Roskilde University; and the COSMOBILITIES Network centred in Munich. Lancaster The publishers gratefully acknowledge permission to use the follow- ing extracts: P. 17 Ezra Pound [1917] Selected Prose 1909-1965. New Dimensions 1973:169; p. 112 Virginia Woolf Diary vol3 p146. Harcourt Inc 1980; p. 211 John Guare Six Degrees of Separation 1999. Small Worlds. Princeton University Press; p. 271 J G Ballard 1995:6 [1973] 1995. Crash. Random House. Farrar, Straus & Giroux. Reproduced by per- mission of the author c/o Margaret Hanbury.
  • 9.
  • 10.
    1 Mobilizing Social Life ForMove You Must! 'Tis now the rage, the law and fashion of our age (Samuel Taylor Coleridge, quoted Buzard 1993: 84) On the Move It sometimes seems as if all the world is on the move (see Sheller, Urry 2006b; Hannam, Sheller, Urry 2006, for further elaboration). The early retired, international students, terrorists, members of dia- sporas, holidaymakers, business people, slaves, sports stars, asylum seekers, refugees, backpackers, commuters, young mobile profes- sionals, prostitutes - these and many others - seem to find the con- temporary world is their oyster or at least their destiny. Criss-crossing the globe are the routeways of these many groups intermittently encountering one another in transportation and communication hubs, searching out in real and electronic databases the next coach, m.essage, plane, back of lorry, text, bus, lift, ferry, train, car, web site, Wlfi hot spot and so on. The scale of this travelling is immense. It is predicted that by 2010 there will be at least one billion legal international arrivals each year (compared with 25 million in 1950); there are four million air pas- ~en~ers each day; at anyone time 360,000 passengers are at any time 1U.fl~ght above the United States, equivalent to a substantial city; 31 mllhon refugees roam the globe (Papastergiadis 2000: 10,41,54); and ~here were 552m cars in 1998 with a projected 730m in 2020, equiva- ent to one for every 8.6 people (Geffen, Dooley, Kim 2003). In 1800,
  • 11.
    4 Mobile Worlds peoplein the United States travelled on average 50 metres a day - they now travel 50 kilometres a day (Buchanan 2002: 121; Axhausen 2002; Root 2000). Today world citizens move 23 billion kilometres· by 2050 it is predicted that that figure will have increased fourfold t~ 106 billion (Schafer, Victor 2000: 171). However, people do not spend more time traveling, since this appears to have remained more or less constant at around one hour or so per day, albeit with substantial variation within any society (Lyons, Urry 2005; but see Van Wee, Rietveld, Meurs 2006). People also do not necessarily seem to make more journeys; in the UK in recent years the number of domestic journeys per year remains at around 1,000 (DTLR 2001: Table 2.1; 3.1). But what is crucial is that people are travelling further and faster, if not more often or spending more time actually 'on the road' (see Pooley, Turnbull, Adams 2005, for the only detailed historical research on this). And given the spread of various communications such as the post, fax, the internet, fixed line phones, mobiles, mobile computing and so on, whose uses have all increased in recent decades, this book asks why do people physi- cally travel, what are its uses, pleasures and pains and what social and physical ramifications does such movement possess. Globally, travel and tourism constitute the largest industry in the world, worth $6.5 trillion and directly and indirectly accounting for 8.7 per cent of world employment and 10.3 per cent of world GDP (World Travel and Tourism Council 2006). And this mobility affects almost everywhere, with the World Tourism Organization publishing travel statistics for over 200 countries, with most sending and also receiving significant numbers of visitors (www.world-tourism.org/ facts/metho.html: accessed 9.9.05). Schivelbusch overall concludes that for: 'the twentieth-century tourist, the world has become one large department store of coun- trysides and cities', although of course most people in the world can only dream of voluntarily sampling that department store on a regular basis (1986: 197). This pattern of mainly but not entirely voluntary travelling is the largest ever-peaceful movement of people across borders. Such movement shows little sign of substantially abating in the longer term even with September 11th, SARS, Bali, Madrid and London bombings and other global catastrophes. Being physically mobile has become for both rich and even for some poor a 'way of life' across the globe. Pico Iyer identifies: 'an entirely new breed of people, a transcontinental tribe of wanderers ... the transit loungers, forever heading to the departure gate' (undated: 6; and see 2000). And materials too are on the move, often carried by these moving bodies whether openly, clandestinely, or inadvertently. Also the ' Mobilizing Social Life 5 multinational sourcing of different components of manufactured products involves just-in-time delivery from around the world. The 'cosmopolitanization' of taste means that consumers in the 'north' expect fresh materials from around the world 'air-freighted' to their table, while consumers in the 'south' often find roundabout ways to access consumer goods from the north - carried by small-scale infor- mal importers, packed into containers for relatives 'back home', or smuggled. And more generally there are massive flows of illegal if valuable materials, drugs, guns, cigarettes, alcohol, and counterfeit and pirated products. Mass media too has a materiality as videos, DVDs, radios, televisions, camcorders, and mobile phones get passed from hand to hand often across borders (Spitulnik 2002). This movement of people and objects is hugely significant for the global environment with transport accounting for one-third of total carbon dioxide emissions (Geffen, Dooley, Kim 2003). Transport is the fastest growing source of greenhouse emissions, and with the predicted growth of car and lorry travel within China and elsewhere throughout the world, the rapid growth of air travel and transport, and the political movement especially in the United States critiquing the thesis of global climate change, there has been little likelihood of this growth abating (but see ch. 13 below). Many other 'environ- mental' consequences follow from the growth of mass mobilities: reduced air quality; increased noise, smell and visual intrusion; ozone depletion; social fragmentation; and many medical consequences of 'accidental' deaths and injuries, asthma and obesity (Whitelegg 1997; Whitelegg, Haq 2003). The internet has simultaneously grown incredibly rapidly, faster than any previous technology and with huge impacts throughout much of the world. There are already one billion internet users (Castells 2001). Also, since 2001 there are world-wide more mobile phones than landlines (Katz, Aakhus 2002a). The overall volume of mternational telephone calls increased at least tenfold between 1982 and 2001 (Vertovec 2004: 223). Such virtual communications and mobile telephony is calling into being new ways of interacting and communicating within and across societies, especially with some less ~ell-developed societies jumping directly to mobile rather than landhne telephony and computing. These converging mobile technologies appear to be transforming many aspects of economic and social life that are in some sense on the 'move' or away from 'home'. In a mobile world there are extensive and intricate connections between physical travel and ;odes of communication and these form new fluidities and are often Ifficult to stabilize. Physical changes appear to be 'de-materializing'
  • 12.
    6 Mobile Worlds connections,as people, machines, images, information, power, money, ideas and dangers are 'on the move', making and remaking connec- tions at often rapid speed around the world. Issues of movement, of too little movement for some or too much for others or of the wrong sort or at the wrong time, are it seems central to many people's lives and to the operations of many small and large public, private and non-governmental organizations. From SARS to plane crashes, from airport expansion controversies to SMS texting, from slave trading to global terrorism, from obesity caused by the 'school run' to oil wars in the Middle East, from global warming to slave trading, issues of what I term 'mobility' are centre- stage on many policy and academic agendas. There is we might say a 'mobility' structure of feeling in the air (Thrift 1996: 259), with Simmel and Benjamin, Deleuze and Lefebvre, de Certeau and Erving Goffman, proving important early guides to this mobile age. Virilio's 'dromology' (1997), Serres' 'angels' (1995), Bauman's 'liquid modernity' (2000), Thrift's 'movement-space' (2004b) and Hardt and Negri's 'smooth world of 'empire' (2000) are some recent mani- festations of this structure of feeling (see my own Urry 2000; Sheller, Urry 2006b). These theorists as well as more empirical analysts are mobilizing a 'mobility turn', a different way of thinking through the character of economic, social and political relationships. Such a turn is spread- ing in and through the social sciences, mobilizing analyses that have been historically static, fixed and concerned with predominantly a- spatial 'social structures'. Contributions from cultural studies, femi- nism, geography, migration studies, politics, science studies, sociology, transport and tourism studies and so on are hesitatingly transforming social science and especially invigorating the connections, overlaps and borrowings with both physical science and with literary and his- torical studies. The mobility turn is post-disciplinary. This book brings together and systematizes the different contribu- tions being made around the world to this mobility turn, a turn that emphasizes how all social entities, from a single household to large scale corporations, presuppose many different forms of actual and potential movement. The mobility turn connects the analysis of different forms of travel, transport and communications with the multiple ways in which economic and social life is performed and organized through time and across various spaces. Analyses of the complex ways that social relations are 'stretched' across the globe are generating theories. research findings and methods that 'mobilize' or assemble analyses of social ordering that are achieved in part on the move and contingently as processes of flow. Mobilizing Social Life 7 Part 1 of this book is concerned with theories, research findings and methods that 'mobilize' analyses within social science. I develop and establish a systematic elaboration of what I call the new mobi- lities paradigm that should come to re-order the contours of appro- priate social science analysis. Subsequent pa~ts ,of the book are concerned with applying this paradigm to re-thmkmg the nature of, and changes within, different modes of moving and communicating (in Part 2); and to re-thinking social science concerned with social inequality and exclusion, weak ties and meetings, networked rela- tionships, the changing nature of places and complex systems, and global climate change (in Part 3). I try to show that most important social phenomena are only satisfactorily analysed if they are so 'mobilized'. Part 1 then is mainly theoretical. The first chapter sets the scene by elaborating features of this mobile structure of feeling. ~ re~iew various empirical and conceptual processes that seem to mdlcate shifts in how to understand and analyse diverse social processes. Some indications are provided of the wide array of substantive issues to be elaborated later. In chapter 2 I establish the heterodox theoreti- cal and methodological resources that have to be assembled in order that this paradigm is established and stabilized out of many disparate elements. Chapter 3 sets out the paradigm's main features and dis- cusses a handful of recent studies that exemplify the likely appeal and analytical strength of this emerging paradigm. Different 'Mobilities' In this section I detail some of the multiple aspects of mobility that are involved here. I begin by noting how there are four main senses of the term 'mobile' or 'mobility' (see Jain 2002; Kaufmann 2002). First, there is the use of mobile to mean something that moves or is capable of movement, as with the iconic mobile (portable) phone but also with the mobile person, home, hospital, kitchen, and so on. Mobile is a property of things and of people (as with the class desig- nated the 'new mobility'; Makimoto, Manners 1997). Many technolo- gies in the contemporary era appear to have set in motion new ways of people being temporarily mobile, including various physical pros- theses that enable the 'disabled immobile' to acquire some means of movement. Mostly the term mobile here is a positive category, except in the various critiques of what has been termed 'hypermobility' (Adams 1999).
  • 13.
    8 Mobile Worlds Second,there is the sense of mobile as a mob, a rabble or an unruly crowd. The mob is seen as disorderly precisely because it is mobile, not fully fixed within boundaries and therefore needs to be tracked and socially regulated. The contemporary world appears to be gen- erating many new dangerous mobs or multitudes, including so-called smart mobs, which are less easily regulated and require for their governance, new and extensive physical and/or electronic systems of counting, regulation and fixing within known places or specified borders (Thrift 2004b). Third, there is the sense of mobility deployed in mainstream soci- ology/ social science. This is upward or downward social mobility. Mobility is here vertical. It is presumed that there is relatively clear cut vertical hierarchy of positions and that individuals can be located by comparison with their parent's position or with their own starting position within such hierarchies. There is debate as to whether or not contemporary societies have increased the circulation of people up and down such hierarchies, making the modern world more or less mobile. Some argue that extra circulation only results from changes in the number of top positions and not in increased movement between them (Goldthorpe 1980). There are complex relations between elements of physical movement and social mobility as I examine especially in chapter 9. Fourth, there is mobility in the longer term sense of migration or other kinds of semi-permanent geographical movement. This is a horizontal sense of being 'on the move', and refers especially to moving country or continent often in search of a 'better life' or to escape from drought, persecution, war, starvation and so on. Although it is thought that contemporary societies entail much mobility in this sense, previous cultures often presupposed considerable movement such as from Europe to the dominated countries of their various Empires or later to North America. This book investigates all these 'mobilities'. Such a generic 'mobili- ties' includes various kinds and temporalities of physical movement, ranging from standing, lounging, walking, climbing, dancing, to those enhanced by technologies, of bikes, buses, cars, trains, ships, planes, wheelchairs, crutches (see Thomsen, Nielsen, Gudmundsson 2005; Cresswell 2006; and Kellerman 2006, for related recent book-length treatments). Movements examined range from the daily, weekly, yearly and over people's lifetimes. Also included are the movement of images and information on multiple media, as well as virtual movement as communications are effected one-to-one, one-to-many and many-to-many through networked and embedded computers. A mobilities turn also involves examining how the transporting of Mobilizing Social Life 9 people and the communicating of messages, information and images may overlap, coincide and converge through digitized flows. And the ways in which physical movement pertains to upward and downward social mobility is also central to a mobilities analysis. Moving between places physically or virtually can be a source of status and power. an expression of the rights to movement either temporarily or perma- nently. And where movement is coerced it may generate social depri- vation and exclusion. In some ways this current book is an extension of Sociology Beyond Societies where I asserted and developed some new mobile rules for sociological method (2000). These were set out as follows: • to develop through appropriate metaphors a sociology which focuses upon movement, mobility and contingent ordering, rather than upon stasis, structure and social order • to examine the extent, range and diverse effects of the corporeal, imagined and virtual mobilities of people, for work, for pleasure, to escape torture, to sustain diasporas and so on • to consider things as social facts - and to see agency as stemming from the mutual intersections of objects and peoples • to embody one's analysis through investigating the sensuous con- stitution of humans and objects • to investigate the respective and uneven reach of diverse net- works and flows as they move within and across societal borders and of how they spatially and temporally interconnect • to examine how class, gender, ethnicity and nationhood are con- stituted through powerful and intersecting temporal regimes and modes of dwelling and travelling • to describe the different bases of people's sense of dwelling, including their dependence upon various mobilities of people, presents, photographs, images, information, risks and so on • to comprehend the changing character of citizenship as rights and duties are increasingly owed to, and derive from, entities whose topologies criss-cross those of society • to illuminate the increased mediatization of social life as images circulate increasingly fast and with added reach so as to form and reform various imagined communities • to appreciate the increasing interdependencies of 'domestic' and 'foreign' issues and the reduced significance of the means of phys- ical coercion to the determination of the powers of states • to explain changes within states towards an emphasis upon 'regulating' mobilities and their often unpredictable and chaotic consequences
  • 14.
    IO Mobile Worlds •to interpret how chaotic, unintended and non-linear social conse- quences can be generated which are distant in time and/or space from where they originate and which are of a quite different and unpredictable scale • to consider whether an emergent level of the 'global' is develop- ing which can be viewed as recursively self-producing, that is, its outputs constitute inputs into an autopoietic circular system of 'global' objects, identities, institutions and social practices I tried to deal with all those topics in that earlier book. However, in that book I never really developed a detailed analysis of just how and why mobilities make such a difference to social relations. And it did not sufficiently distinguish between different kinds of mobility systems and movement, tending to treat them all as rather similar to each other. I will thus seek to complete the project of that book by developing much more developed analysis of different mobilities and what I now call mobility-systems. These will be shown to be utterly significant in their own right and needing to be understood in terms of the social relations that surround and implicate them. And I will try to use these analyses to engage with and promote new analyses of a range of social science topics through various novel concepts, especially network capital, meetingness, interspace, the post car and various scenarios of the future. I also will seek to interrogate how rather different mobilities intersect. And I will not assume the movement of bodies is necessarily more rapid and extensive than other global processes. Hirst and Thompson remind us that: 'people are less mobile than money, goods or ideas, and in a sense they remain "nationalized", dependent upon passports, visas, residence and labour qualifications' (1999: 257). In order to develop my argument I suggest that there are twelve main mobility forms in the contemporary world. Some of these are highly dependent upon passports, visas, residence and labour quali- fications although others are much less so (see Williams 2006, on many of these). There are also various ways in which these forms overlap and impinge upon each other. These forms are: • asylum, refugee and homeless travel and migration (Marfleet 2006; Cloke, Milbourne, Widdowfield 2003) • business and professional travel (Davidson, Cope 2003) • discovery travel of students, au pairs and other young people on their 'overseas experience', where this can constitute a 'rite of passage' and which typically involves going overseas to civiliza- tional centres (Tully 2002; Williams 2006) • medical travel to spas, hospitals, dentists, opticians and so on (Blackbourn 2002) Mobilizing Social Life II • military mobility of armies, tanks, helicopters, aircra~t, roc~ets, spyplanes, satellites and so on which have many spmoffs mto civilian uses (Kaplan 2006) . . • post-employment travel and the forming of t~ansnatIonal hfe- styles within retirement (Gustafson 2001; O'Re.Illy 2003) . • 'trailing travel' of children, partners, other relatIves and domestIc servants (Kofman 2004) .. . . • travel and migration across the key nodes withm a gIVen diaspora such as that of overseas Chinese (Cohen 1997; Ong 1999) • travel of service workers around the world and especially to global cities (Sassen 2000) including the contemporary flows of slaves (estimated by Bales at 27 m: 1999: 8) . . . • tourist travel to visit places and events and m relatIOnshIp to various senses including especially through the 'tourist gaze' (Urry 2002c) . . • visiting friends and relatives but where those fnendship networks may also be on the move (Conradson, Latham 2005; Larsen, Urry, Axhausen 2006) • work-related travel including commuting (Grabher 2004; Kesselring 2006a) Analysing these various mobilities involves exami~ing ma?y conse- quences for different peoples and places that can Said to be m the fast and slow lanes of social life. There is the proliferation of places, tech- nologies and 'gates' that enhance the mobilities of some while rei~f?~c­ ing the immobilities of others (Graham, Marvin 2001). And mobIhtIes are often also about duties, about the obligation to see the other, to return the call, to visit the ageing relative. These networks of often reciprocal obligations between people are the stuff of life,?~ how org~­ nizations, friendship networks, families, work groups, pohtIcal orgam- zations perform themselves as such across space and over time. . Moreover, the time spent traveling is not necessarily unproductIve and wasted dead time that people always wish to minimize. Move- ment often involves an embodied experience of the material and sociable modes of dwelling-in-motion, places of and for activities in their own right, to climb a mountain, to do a good walk, to take a nice train journey. There are activities conducted at the destination; activities conducted while traveling including the 'anti-activity' of relaxing, thinking, shifting gears; and the pleasures of travelling itself, including the sensation of speed, of movement through and exposure to the environment, the beauty of a route and so on. Furthermore, various technologies (beginning with the humble book in the mid nineteenth century) develop which are also 'mobile' and provide new affordances enabling 'activities' to those on the
  • 15.
    12 Mobile Worlds move.And we will see how new social routines are engendering spaces that are 'in-between' home, work and social life, forming 'interspaces'. These are places of intermittent movement where groups come together, involving the use of phones, mobiles, laptops, SMS messaging, wireless communications and so on, often to make arrangements 'on the move'. Mobilities at the same time though entail risks, accidents, dis- eases, trafficking, terrorism, surveillance and especially global envi- ronmental damage. The contemporary mobile world seems to be characterized by awesome new dangers and restrictions for people, places and environments, as well as by new opportunities for mobile risky lives. This book then is about this thesis of a mobile world: what makes a person or sign or communication mobile, what are the characteris- tics of mobility within different kinds of society, how should such mobilities be investigated in terms of theory and research? How much does a mobilities tum make social phenomena across the world comprehensible when they were previously opaque? Is it good to be mobile? Overall mobilities have been a black box for the social sciences, generally regarded as a neutral set of processes permitting forms of economic, social and political life that are explicable by other more causally powerful processes. To the extent to which transport and communication are studied they are placed in separate categories with little interchange with the rest of social science. Holidaymaking, walking, car driving, phoning, flying and so on are mainly ignored by the social sciences although they are manifestly significant within people's everyday lives. Further there is a minimization of the signifi- cance of such movement for the nature of work relations, family life, leisure, politics and protest. These all involve movement or potential movement and affect the form taken by such social relations. More- over, the social sciences overly concentrate upon subjects interacting together and ignore the enduring systems that provide what we might call the infrastructures of social life. Such systems enable the move- ment of people, ideas and information from place to place, person-to- person, event to event, and yet their economic, political and social implications are mostly unexamined in social science. Systems In this book I particularly examine such systems. Each intersecting 'mobility' presupposes a 'system' (in fact many such systems). These Mobilizing Social Life 13 systems make possible movement: they provide 'spac.es of anticipa- tion' that the journey can be made, that the message wIll get through, that the parcel will arrive. Systems permit predictable and relatively risk-free repetition of the movement in question. Systems enable repetition. In the contemporary world these systems include ticket- ing, oil supply, addresses, safety, protocols, station interchanges, we.b sites, docks, money transfer, inclusive tours, luggage storage, air traffic control, barcodes, bridges, timetables, surveillance and so on. The history of these repetitive systems is in effect the history of those processes by which the natural world has been 'mastered' and made secure, regulated and relatively risk free. For people to be able to 'move', and for them in tum to move objects, texts, money, water, images, is to establish how it is that nature has been subdued. As Marx wrote: 'n[Nature] builds no machines, no locomotives, railways, electric telegraphs, self-acting mules, etc. These are products of human history ... of human participation in nature' (1973: 706). In that human participation in nature, the production of ever more extensive systems of circulation is centrally significant as both a set of processes and as novel kinds of discourse. This significance of ideas of movement and circulation especially followed Harvey's discovery of how blood circulates within the human body and Galileo's notion that a natural state is to be in motion and not at rest. Circulation is a powerful notion here that had many impacts upon the social world, especially in the development of Hobbesian political philosophy (Cresswell 2006: chap 1). More precisely with regard to the city: 'Enlightened planners wanted the city in its very design to function like a healthy body, freely flowing.... the Enlightenment planner made motion an end in itself' (Sennett 1994: 263-4). Systems increasingly develop in which there is an obligation to be circulating, and this is true of water, sewage, people, money, ideas (Virilio 1986). There is in the modem world an accumulation of movement that is analogous to the accumulation of capital- repetitive movement or circulation made possible by diverse, interdependent mobility-systems. Some pre-industrial mobility-systems included walking, horse- riding, sedan chairs, coach travel, inland waterways, sea shipping and so on. But many of the mobility-systems which are now significant date from England and France in the 1840s and 1850s. Their inter- dependent development defines the contours of the modem mobi- lized world that brings about an awesome 'mastery' of the physical world (generally known as the 'industrial revolution'). Nature gets dramatically and systematically 'mobilized' in mid nineteenth-century Europe. Systems dating from that exceptional moment include a
  • 16.
    14 Mobile Worlds nationalpost system in 1840 (Rowland Hill's Penny Post in Britain based upon the simple invention of the prepaid stamp), the first commercial electrical telegram in 1839 (constructed by Sir Charles Wheatstone and Sir William Fothergill Cooke for use on the Great Western Railway). the invention of photography and its use within guide books and advertising more generally (Daguerre in France in 1839, Fox Talbot in England in 1840), the first Baedeker guide (about the Rhine), the first railway age and the first ever national railway timetable in 1839 (Bradshaws), the first city built for the tourist gaze (Paris), the first inclusive or 'package' tour in 1841 (organized by Thomas Cook between Leicester and Loughborough in Britain), the first scheduled ocean steamship service (Cunard), the first railway hotel (York), the early department stores (first in Paris in 1843: Benjamin 1999: 42), the first system for the separate circulation of water and sewage (Chadwick in Britain) and so on. In 1854 Thomas Cook declared as the slogan for such a period: 'To remain stationary in these times of change, when all the world is on the move, would be a crime. Hurrah for the Trip - the cheap, cheap Trip' (quoted Brendon 1991: 65). The twentieth century then saw a huge array of other 'mobility- systems' develop, including the car-system, national telephone system, air power, high speed trains, modern urban systems, budget air travel, mobile phones, networked computers (these are examined in Part 2 below). As we move into the twenty first century these 'mobility systems' are developing further novel characteristics. First, systems are getting even more complicated, made up of many elements and based upon an array of specialized and arcane forms of expertise. Mobilities have always involved expert systems but these are now highly specific, many are based upon entire university degree programmes and there is the development of highly specialized companies. Second, such systems are much more interdependent with each other so that indi- vidual journeys or pieces of communication depend upon multiple systems, all needing to function and interface effectively with each other. Third, since the 1970s onwards, systems are much more depen- dent upon computers and software (Thrift, French 2002). There has been a large-scale generation of specific software systems that need to speak to each other in order that particular mobilities take place. Fourth, these systems have become especially vulnerable to 'normal accidents', accidents that are almost certain to occur from time to time, given the tightly locked-in and mobile nature of many such interdependent systems. Mobilizing Social Life IS So what is the point of such increasingly complex, computerized and risky systems? As daily and weekly time-space patterns in the richer parts of the world are desynchronized from historical com- munities and place, so systems provide the means by which work and social life can get scheduled and rescheduled. Organizing 'co- presence' with key others (workmates, family. significant others, friends) within each day, week, year and so on becomes more demanding with this loss of collective co-ordination. As we will see the greater the personalization of networks, the more important are systems to facilitate that personalization. Human beings are being reconfigured as bits of scattered informa- tion distributed across various 'systems' of which most are unaware. Individuals thus exist beyond their private bodies, leaving traces of their selves in space. In particular as vast numbers of people are on the move so these traces enable them to be subject to systems of intrusive regulation. In what has been called the 'frisk society', places are increasingly like airports using novel systems of monitoring, sur- veillance and regulation to control those mobile bodies. In subsequent chapters I consider in what sense we might say that this mobile life is a good life. Is it good t.O move, how often should this happen, would a good society be a more or less mobile society? If mobilities entail systems of massive regulation and monitoring woul~ a less mobile society be preferable? And is this mobility now mevitable, an irreversible trend that short of a nuclear winter or global warming that tips the global order into mass flooding (New Orleans as a forerunner), 'feeds' upon itself and inexorably expands? . And in examining these issues, which hold the whole earth's future ~n. their hands, there are new configurations of what Latour terms Circulating entities' (1999). Circulating entities for this coming century are complex, arcane and risky systems that facilitate the speeded up circulation of people, goods and information. These ~ystems produce and presuppose personalized networking and 'do- It-yourself' scheduling through machines that are individualized ~mart and corporeal. Circulating entities we might say are increas~ mgly productive of circulation itself. r So while it is true that all societies have involved multiple mobili- d~si' .1 explore how the .t~enty~first century places interdependent g hzed systems of mobIlIty at Its very core. This is why their study cannot but be central to deciphering the principal contours of life in S a World that combines exceptional freedom (at least for some on Ome 0 . ) . CcaSIOns and exceptIOnal system dependence. We might say
  • 17.
    16 Mobile Worlds thatwe can go wherever we want to go but only because Big Brother got there first and knows (if the systems have not crashed) where we are choosing to go, with whom we are going, where we have been and where we are likely to go next. These changes involve novel, extensive and 'flickering' combina- tions of the presence and absence of peoples, enemies, friends and risks that new mobilities are bringing about as the new century unfolds. Methods and theories thus need to be ever on the move to keep up with new forms of mobility, new systems of scheduling and monitoring, novel modes of mobilized inclusion and exclusion and extraordinary system dangers and risks. 2 'Mobile' Theories and Methods Transportation is civilisation (Ezra Pound [1917] 1973: 169) The Mobilities Paradigm In part this book develops a wide-ranging analysis of the role that the movement of people, ideas, objects and information plays in social life. I draw upon many examples from various places to show different ways that movements are located within and help to constitute differ- ent kinds of 'society', especially within the current global epoch. I thus seek to bring into vision how social life presupposes many issues of movement and non-movement, of forced movement and of chosen fixity, of people, images, ideas and objects. It is an empirical question as to how important such movement is within different societies or types of society. It seems likely that contemporary societ- ies demonstrate more movement for more people across longer distances albeit occurring for shorter time periods (although see dis- cussion of Simmel below for a counter-argument). It also seems that there are more diverse forms of such movement. I have noted how new technologies of both transport and communications characterize modern societies, although one consequence of new communications means that physical movement may on occasions be less necessary. It is also clear that movement is increasingly deemed something of a right in such societies, as in the UN Declaration of Universal Rights Or in the constitution of the European Union. And those who for
  • 18.
    J 8 MobileWorlds whatever reason are denied such movement suffer mUltiple forms of exclusion. There is an ideology of movement. But also as noted above I seek to I establish and stabilize a new cross or post-disciplinary mobilities paradigm. It is argued that think- ing through a mobilities 'lens' provides a distinctive social science that is productive of different theories, methods, questions and solu- tions. The term paradigm is derived from Kuhn's exemplary analysis of normal science, scientific exemplars and what constitutes scientific revolution (1970). It will be argued that a mobilities paradigm is not just substantively different, in that it remedies the neglect and omissions of various movements of people, ideas and so on. But it is transformative of social science, authorizing an alternative theoretical and method- ologicallandscape as I detail. It enables the 'social world' to be theo- rized as a wide array of economic, social and political practices, infrastructures and ideologies that all involve, entail or curtail various kinds of movement of people, or ideas, or information or objects. And in so doing this paradigm brings to the fore theories, methods and exemplars of research that have been mostly subterranean, out of sight. So I use the term mobilities to refer to the broader project of establishing a movement-driven social science. And in making the subterranean visible it redraws many ways in which social science has been practised, especially as organized within distinct 'regions' or 'fortresses' of policed, bounded and antagonistic 'disciplines'. I use the term subterranean to indicate how this para- digm is not being generated de novo. There are various paradigmatic fragments found in mUltiple archives that rest uneasily within their current disciplinary fortresses (see inter alia Serres 1995; Virilio 1997; Urry 2000; Riles 2001; Graham, Marvin 2001; Solnit 2001; Verstraete, Cresswell 2002; Amin, Thrift 2002; Rheingold 2002; Coleman, Crang 2002; Sheller 2003; Cresswell 2006; Sheller, Urry 2006b; Kellerman 2006). The new paradigm will seek to release these fragments from their cage and enable them to fly, confronting and engaging with ?ther 'angels' in flight, as Michel Serres might fancifully express It (1995). And there are plenty of other sites where the mobilities paradigm is being set loose (such as the European research network 'Cosmobilities'). So the aim here is both to make the substantive claim that there are multiple kinds of movement and that much social science has inadequately examined them, and that there is a putative new para- digm which involves a post-disciplinary, productive way of doing social science, especially in the new century where mobility issues would seem to be evidently centre-stage. 'Mobile' Theories and Methods 19 In the previous chapter it was noted that much social science has been 'a-mobile'. This can be seen in three different ways. First, there has been neglect of movement and communications and the forms in which they are economically, politically and socially organized. Thus although such activities are often personally and culturally significant within people's lives (such as holidaymaking, walking, car driving, phoning, flying), they are mostly ignored by social science. Along with others I have sought to draw such topics into the view- finder of social science, especially the topics of holidaymaking, leisurely travel and the experiences of different forms of movement (Urry 2002c). Second, there has been the minimization of the significance of these forms of movement for the very nature of work, schooling, family life, politics and protest, that is, within crucially important social institutions. And yet for example families depend upon pat- terns of regular visiting, schools are chosen in terms of catchment areas, work patterns depends on the way congestion structures com- muting flows, new industries depend upon new migrants, protest movements depend upon marches and co-present demonstrations. These patterns of movement structure how these social institutions and activities develop and change, something often minimized in conventional 'structural' analyses. Third, social science mostly focuses upon the patterns in which human subjects directly interact together and ignores the underlying physical or material infrastructures that orchestrate and underlie such economic, political and social patterns. Almost all mobilities presuppose large-scale immobile infrastructures that make possible the socialities of everyday life. These immobile infrastructures include paths, railway tracks, public roads, telegraph lines, water pipes, telephone exchanges, pylons, sewerage systems, gas pipes, airports, radio and TV aerials, mobile phone masts, satellites, under- ground cables and so on (Graham, Marvin 2001; Sheller, Urry 2006a). Intersecting with these infrastructures are the social solidarities of class, gender, ethnicity, nation and age orchestrating diverse mobili- ties, including both enforced fixity as well as coerced movement (see Ray 2002). To the extent to which transport and communication systems are researched, this mainly takes place in separate disciplinary for- tresses with little interchange with the rest of social science. The study of transport mostly concentrates upon the changing nature of transport systems and has deployed something of a technological determinism. It little examines the complex social processes that underlie and orchestrate the uses of such transports. There is we
  • 19.
    20 Mobile Worlds mightsay too much transport in the study of travel and not enough society and certainly not enough thinking through their complex intersecting processes (but see Kaufmann 2002; and Ashgate's Transport and Society book series). In examining those connections over time it is necessary to avoid what we might describe as either a 'society first' or a 'transport technology first' approach and develop formulations of a new mobilities paradigm that will transcend such a divide. In the next section I turn to Georg Simmel, the author within social science who did most to think about the organization and conse- quences of mobilities within social life more generally. Simmel was the first to attempt the development of a mobilities paradigm, devel- oping analyses of proximity, distance and movement in the modern city (Jensen 2006: 146). Simmel and Mobilities Simmel provides a somewhat Heidegger-ian interpretation of the significance of mobility infrastructures. Simmel notes the excep- tional human achievement that is involved in creating a 'path' that links two particular places. No matter how often people have gone backwards and forwards between the places and 'subjectively' con- nected them in their mind, it is he says: 'only in visibly impressing the path into the surface of the earth that the places were objectively connected' (Simmel 1997: 171; ital added). Such visible impressions of path-building create a permanent 'connection' between such places. This human achievement is derived from the 'will to connec- tion' as he expresses it. This will to connection is a shaper of things and of relations. Animals by contrast cannot accomplish such a 'miracle of the road', that is an even more developed 'impress- ing ... into the surface of the earth' having the effect, Simmel main- tains, of 'freezing movement in a solid structure' (1997: 171). We see later many other examples of how 'movement' is 'frozen' into a solid structure and more generally the consequences of a Nietzschean 'will to connection'. And this freezing, this achievement of connection through a new 'movement-space' (Thrift 2004b), reaches its zenith with a bridge that 'symbolizes the extension of our volitional sphere over space' (Simme1 1997: 171). Only for humans are the banks of the river not just apart but separated and thus potentially bridge-able. And like Marx's anal- ysis of the 'architect' (as opposed to the bee) humans are able to 'see' these connections in their mind's eye as separated and as therefore 'Mobile' Theories and Methods 21 needing connection. Simmel summarizes the power of human imagi- nation, of 'conception': 'if we did not first connect them in our practi- cal thoughts, in our needs and in our fantasy, then the concept of separation would have no meaning' (1997: 171). , ,. Such a bridge moreover can often become part of nature, pIctur- esque, as it accomplishes the connection be~ween the ~lace~. For the eye the bridge stands in a close and fortUltou~ relatlonshIp, to .th~ banks. Such a freezing of movement can seem hke a natural umty, with high aesthetic value, as almost an improvement upon 'nature' since it appears 'naturally' to connect the banks. So what of movement itself? Simmel distinguishes between various socio-spatial patterns of mobility. These include nomadism, wander- ing, a royal tour of the kingdom, diasporic travel, the Court's trave.l, migration, and adventure and leisure travel. In each case what IS distinct is its social form, the 'form of sociation ... in the case of a wandering group in contrast to a spatially fixed one' (Simmel 1997: 160). And this contrast stems from the 'temporal duration' implicated in the period 'away'. Time structures the 'nuancing of the course of a gathering' - but this is no simple and direct relationship. Sometimes a short time encounter can lead to the conveying of secrets through the role of the temporary 'stranger'; while on other occasions spend- ing a long time together is necessary for mutual adaptation to occur so as to develop the trust of all involved. Simmel also emphasizes how physical or bodily travel is intercon- nected with other mobilities. He hypotheses (incorrectly) that there was more travel by scholars and merchants in the Middle Ages than there was travel at the beginning of the twentieth century. This is because in the latter period there are: 'letters and books, bank accounts and branch offices, through mechanical reproduction of the same model and through photography' (Simmel 1997: 165). In the Middle Ages all this information 'had to be brought about through people traveling' from place to place since there were few other 'systems' to move ideas, information and especially money (Simmel 1997: 167). And yet that travelling was almost always full of 'dangers and difficulties', especially since there were relatively few 'expert systems' that would mitigate the risks of such physical travel (Simmel 1997: 167). Indeed there were also many itinerant poor, the vagabonds, whose lives were based upon a 'restlessness and mobility' which generated various 'fluid associations' such as bands of 'wandering minstrels' characterized by the 'impulse for a continuous change of scene, the ability and desire to "disappear'" (SimmeI1997: 168). His schematic account of the Middle Ages is interesting for its emphases upon
  • 20.
    22 Mobile Worlds movementand fluidity, and for the ways that travel was deemed obligatory for many to exchange information, money and objects, a need partly reduced in the modern age through the replacement of physical travel by systems that enable the large-scale movement of letters, books, money and photographs. These complex intersections between different mobility systems are returned to at many places in this book. But Simmel has also much to say about the contemporary city where new modes of movement and restlessness are widespread. He famously writes in 'Metropolis and the City' that the metropolitan type of personality consists in 'the intensification of nervous stimula- tion which results from the swift and uninterrupted change of outer and inner stimuli' (Simmel 1997: 175). The modern city involves the 'unexpectedness of onrushing impressions ... With each crossing of the street, with the tempo and multiplicity of economic, occupational and social life', he says that the city sets up a 'deep contrast with small town and rural life with reference to the sensory foundations of psychic life' (Simmel 1997: 175; and see Simmel 1990). And because of the richness and diverse sets of onrushing stimuli in the metropolis people are forced to develop an attitude of reserve and insensitivity to feeling. Without the development of such an attitude most would not be able to cope with such overwhelming experiences caused by a high density of population and its movement. The urban personality is thus reserved, detached and blase. The unrushing stimulations create a new psychic and sensory configura- tion, the blase attitude, the incapacity to react to new sensations with appropriate energy. The movement of the city, as well as the rapid movement of money, generates reserve and indifference (Jensen 2006: 148-9). Thus Simmel does not explain urban life in terms of the spatial form of the city. It is more an early examination, paralleling Marx and Engels from the mid nineteenth century as set out in the modern- ist The Manifesto of the Communist Party, of the effects of 'modern' patterns of mobility upon social life wherever it is found (Marx and Engels 1952; Berman 1983). Simmel analyses the fragmentation and diversity of modern life and shows that motion, the diversity of stimuli and the visual appropriations of place are centrally important fea- tures of that new modern urban experience. Moreover, because of the effect of money with 'all its colourless- :. ness and indifference' (Simmel 1997: 178; and see 1990), but also· because of its twin, the modern city, a new precision comes to be necessary in social life. Agreements and arrangements need to dem- . onstrate unambiguousness in timing and location. Life in the mobile 'Mobile' Theories and Methods 23 onrushing city presupposes punctuality and this is reflected according to Simmel by the 'universal diffusion of pocket watches' (1997: 177). The watch a century ago was as striking and symbolic of the 'modern' as the ubiquitous mobile phone is today. Simmel argues that the 'relationships and affairs of the typical metropolitan usually are so varied and complex that without the strictest punctuality in promises and services the whole structure would break down into an inextri- cable chaos' (1997: 177). This necessity for punctuality: 'is brought about by the aggregation of so many people with such differentiated interests who must integrate their relations and activities into a highly complex organism' (SimmeI1997: 177). So the forming of a complex system of relationships means that meetings and activities have to be punctual, timetabled, rational, a system or 'structure of the highest impersonality' often involving much distance-keeping politeness (Simmel 1997: 178; Toiskallio 2002: 171). This 'system-ness' of mobility is crucial here and results in the individual becoming 'a mere cog in an enormous organization of things and powers'; as a result 'life is made infinitely easy for the personality in that stimulations, interests, uses of time and consciousness are offered to it from all sides' (Simmel 1997: 184). Simmel tellingly notes how as a consequence: 't[T]hey carry the person as if in a stream, and one needs hardly to swim for oneself' (Simmel 1997: 184). But simultaneously modern city life produces people each with a 'hig~ly per~o.nal subjectivity', a tendency to be 'different', of standing out m a stnkmg manner and thereby seeking attention (SimmeI1997: 178). Urban life produces what we now call a pronounced 'culture of narcissism' (Lasch 1980). Simmel argues that people gain self-esteem through being aware of how they are specifically perceived by others. ~ut ~ecause of the scale of mobility in the metropolis there is a breVIty and scarcity of inter-human contacts' (Simmel 1997: 183). Compared with the small-scale community, the modern city gives room to the individual and to the peculiarities of their inner and outer development. It is the spatial form of modern urban life that permits the unique development of individuals who socially interact with an exceptionally wide range of contacts. People seek to distinguish themselves; they try to be different through adornment and fashion enc.ountering each other in brief moments of proximity. So metro- PO~Itan life, its rush and fragmentation, generates both powerful objective systems partly concerned with maintaining rules of distance ~~d f?rm.ality, an~ very varie~ personal subjectivities, a perverse mbmatlOn exammed below m the context of the novel multiple Inobilities of the twenty-first century.
  • 21.
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  • 22.
    extension, when themore effective stroke is given, in which case they present their maximum of surface. They form powerful propellers, both during flexion and extension. The swimming apparatus of the seal is therefore more highly differentiated than that of the whale, porpoise, dugong, and manatee; the natatory tail in these animals being, from its peculiar structure, incapable of lateral compression.47 It would appear that the swimming appliances of the seals (where the feet open and close as in swimming-birds) are to those of the sea-mammals generally, what the feathers of the bird’s wing (these also open and close in flight) are to the continuous membrane forming the wing of the insect and bat. The anterior extremities or flippers of the seal are not engaged in swimming, but only in balancing and in changing position. When so employed the fore feet open and close, though not to the same extent as the hind ones; the resistance and non-resistance necessary being secured by a partial rotation and tilting of the flippers. By this twisting and untwisting, the narrow edges and broader portions of the flippers are applied to the water alternately. The rotating and tilting of the anterior and posterior extremities, and the opening and closing of the hands and feet in the balancing and swimming of the seal, form a series of strictly progressive and very graceful movements. They are, however, performed so rapidly, and glide into each other so perfectly, as to render an analysis of them exceedingly difficult. In the Sea-Bear (Otaria jubata) the anterior extremities attain sufficient magnitude and power to enable the animal to progress by their aid alone; the feet and the lower portions of the body being moved only sufficiently to maintain, correct, or alter the course pursued (fig. 73). The anterior extremities are flattened out, and greatly resemble wings, particularly those of the penguin and auk,
  • 23.
    which are rudimentaryin character. Thus they have a thick and comparatively stiff anterior margin; and a thin, flexible, and more or less elastic posterior margin. They are screw structures, and when elevated and depressed in the water, twist and untwist, screw- fashion, precisely as wings do, or the tails of the fish, whale, dugong, and manatee. Fig. 37.—The Sea-Bear (Otaria jubata), adapted principally for swimming and diving. It also walks with tolerable facility. Its extremities are larger than those of the seal, and its movements, both in and out of the water, more varied.—Original. This remarkable creature, which I have repeatedly watched at the Zoological Gardens48 (London), appears to fly in the water, the universal joints by which the arms are attached to the shoulders enabling it, by partially rotating and twisting them, to present the palms or flat of the hands to the water the one instant, and the edge or narrow parts the next. In swimming, the anterior or thick margins of the flippers are directed downwards, and similar remarks are to be made of the anterior extremities of the walrus, great auk, and turtle.49
  • 24.
    The flippers areadvanced alternately; and the twisting, screw-like movement which they exhibit in action, and which I have carefully noted on several occasions, bears considerable resemblance to the motions witnessed in the pectoral fins of fishes. It may be remarked that the twisting or spiral movements of the anterior extremities are calculated to utilize the water to the utmost—the gradual but rapid operation of the helix enabling the animal to lay hold of the water and disentangle itself with astonishing facility, and with the minimum expenditure of power. In fact, the insinuating motion of the screw is the only one which can contend successfully with the liquid element; and it appears to me that this remark holds even more true of the air. It also applies within certain limits, as has been explained, to the land. The otaria or sea-bear swims, or rather flies, under the water with remarkable address and with apparently equal ease in an upward, downward, and horizontal direction, by muscular efforts alone—an observation which may likewise be made regarding a great number of fishes, since the swimming-bladder or float is in many entirely absent.50 Compare with figs. 33, 34, 35, and 36, pp. 73 and 74. The walrus, a living specimen of which I had an opportunity of frequently examining, is nearly allied to the seal and sea-bear, but differs from both as regards its manner of swimming. The natation of this rare and singularly interesting animal, as I have taken great pains to satisfy myself, is effected by a mixed movement —the anterior and posterior extremities participating in nearly an equal degree. The anterior extremities or flippers of the walrus, morphologically resemble those of the seal, but physiologically those of the sea-bear; while the posterior extremities possess many of the peculiarities of the hind legs of the sea-bear, but display the movements peculiar to those of the seal. In other words, the anterior extremities or flippers of the walrus are moved alternately, and reciprocate, as in the sea-bear; whereas the posterior extremities are lashed from side to side by a twisting, curvilinear motion, precisely as in the seal. The walrus may therefore, as far as
  • 25.
    the physiology ofits extremities is concerned, very properly be regarded as holding an intermediate position between the seals on the one hand, and the sea-bears or sea-lions on the other. Swimming of Man.—The swimming of man is artificial in its nature, and consequently does not, strictly speaking, fall within the scope of the present work. I refer to it principally with a view to showing that it resembles in its general features the swimming of animals. The human body is lighter than the water, a fact of considerable practical importance, as showing that each has in himself that which will prevent his being drowned, if he will only breathe naturally, and desist from struggling. The catastrophe of drowning is usually referrible to nervous agitation, and to spasmodic and ill-directed efforts in the extremities. All swimmers have a vivid recollection of the great difficulty experienced in keeping themselves afloat, when they first resorted to aquatic exercises and amusements. In especial they remember the short, vigorous, but flurried, misdirected, and consequently futile strokes which, instead of enabling them to skim the surface, conducted them inevitably to the bottom. Indelibly impressed too are the ineffectual attempts at respiration, the gasping and puffing and the swallowing of water, inadvertently gulped instead of air. In order to swim well, the operator must be perfectly calm. He must, moreover, know how to apply his extremities to the water with a view to propulsion. As already stated, the body will float if left to itself; the support obtained is, however, greatly increased by projecting it along the surface of the water. This, as all swimmers are aware, may be proved by experiment. It is the same principle which prevents a thin flat stone from sinking when projected with force against the surface of water. A precisely similar result is obtained if the body be placed slantingly in a strong current, and the hands made to grasp a stone or branch. In this case the body is
  • 26.
    raised to thesurface of the stream by the action of the running water, the body remaining motionless. The quantity of water which, under the circumstances, impinges against the body in a given time is much greater than if the body was simply immersed in still water. To increase the area of support, either the supporting medium or the body supported must move. The body is supported in water very much as the kite is supported in air. In both cases the body and the kite are made to strike the water and the air at a slight upward angle. When the extremities are made to move in a horizontal or slightly downward direction, they at once propel and support the body. When, however, they are made to act in an upward direction, as in diving, they submerge the body. This shows that the movements of the swimming surfaces may, according to their direction, either augment or destroy buoyancy. The swimming surfaces enable the seal, sea-bear, otter, ornithorhynchus, bird, etc., to disappear from and regain the surface of the water. Similar remarks may be made of the whale, dugong, manatee, and fish. Man, in order to swim, must learn the art of swimming. He must serve a longer or shorter apprenticeship to a new form of locomotion, and acquire a new order of movements. It is otherwise with the majority of animals. Almost all quadrupeds can swim the first time they are immersed, as may readily be ascertained by throwing a newly born kitten or puppy into the water. The same may be said of the greater number of birds. This is accounted for by the fact that quadrupeds and birds are lighter, bulk for bulk, than water, but more especially, because in walking and running the movements made by their extremities are precisely those required in swimming. They have nothing to learn, as it were. They are buoyant naturally, and if they move their limbs at all, which they do instinctively, they swim of necessity. It is different with man. The movements made by him in walking and running are not those made by him in swimming; neither is the position resorted to in swimming that which
  • 27.
    characterizes him onland. The vertical position is not adapted for water, and, as a consequence, he requires to abandon it and assume a horizontal one; he requires, in fact, to throw himself flat upon the water, either upon his side, or upon his dorsal or ventral aspect. This position assimilates him to the quadruped and bird, the fish, and everything that swims; the trunks of all swimming animals, being placed in a prone position. Whenever the horizontal position is assumed, the swimmer can advance in any direction he pleases. His extremities are quite free, and only require to be moved in definite directions to produce definite results. The body can be propelled by the two arms, or the two legs; or by the right arm and leg, or the left arm and leg; or by the right arm and left leg, or the left arm and right leg. Most progress is made when the two arms and the two legs are employed. An expert swimmer can do whatever he chooses in water. Thus he can throw himself upon his back, and by extending his arms obliquely above his head until they are in the same plane with his body, can float without any exertion whatever; or, maintaining the floating position, he can fold his arms upon his chest and by alternately flexing and extending his lower extremities, can propel himself with ease and at considerable speed; or, keeping his legs in the extended position and motionless, he can propel himself by keeping his arms close to his body, and causing his hands to work like sculls, so as to make figure-of-8 loops in the water. This motion greatly resembles that made by the swimming wings of the penguin. It is most effective when the hands are turned slightly upwards, and a greater or less backward thrust given each time the hands reciprocate. The progress made at first is slow, but latterly very rapid, the rapidity increasing according to the momentum acquired. The swimmer, in addition to the foregoing methods, can throw himself upon his face, and by alternately flexing and extending his arms and legs, can float and propel himself for long periods with perfect safety and with comparatively little exertion. He can also assume the vertical position, and by remaining perfectly motionless,
  • 28.
    or by treadingthe water with his feet, can prevent himself from sinking; nay more, he can turn a somersault in the water either in a forward or backward direction. The position most commonly assumed in swimming is the prone one, where the ventral surface of the body is directed towards the water. In this case the anterior and posterior extremities are simultaneously flexed and drawn towards the body slowly, after which they are simultaneously and rapidly extended. The swimming of the frog conveys an idea of the movement.51 In ordinary swimming, when the anterior and posterior extremities are simultaneously flexed, and afterwards simultaneously extended, the hands and feet describe four ellipses; an arrangement which, as explained, increases the area of support furnished by the moving parts. The ellipses are shown at fig. 38; the continuous lines representing extension, the dotted lines flexion.
  • 29.
    Fig. 38. Fig.39. Fig. 40. Thus when the arms and legs are pushed away from the body, the arms describe the inner sides of the ellipses (fig. 38, a a), the legs describing the outer sides (c c). When the arms and legs are drawn towards the body, the arms describe the outer sides of the ellipses (b b), the legs describing the inner sides (d d). As the body advances, the ellipses are opened out and loops formed, as at e e, f
  • 30.
    f of fig.39. If the speed attained is sufficiently high, the loops are converted into waved lines, as in walking and flying.—(Vide g g, h h of fig. 40, p. 81, and compare with fig. 18, p. 37, and figs. 71 and 73, p. 144.) The swimming of man, like the walking, swimming, and flying of animals, is effected by alternately flexing and extending the limbs, as shown more particularly at fig. 41, A, B, C. Fig. 41.—A shows the arms and legs folded or flexed and drawn towards the mesial line of the body.—Original. B shows the arms and legs opened out or extended and carried away from the mesial line of the body.—Original. C shows the arms and legs in an intermediate position, i.e. when they are neither flexed nor extended. The arms and legs require to be in the position shown at A before they can assume that represented at B, and they require to be in the position shown at B before they can assume that represented at C. When the arms and legs are successively assuming the positions indicated at A, B, and C, they move in ellipses, as explained.—Original. By alternately flexing and extending the limbs, the angles made by their several parts with each other are decreased and increased,—an arrangement which diminishes and augments the degree of resistance experienced by the swimming surfaces, which by this means are made to elude and seize the water by turns. This result is
  • 31.
    further secured bythe limbs being made to move more slowly in flexion than in extension, and by the limbs being made to rotate in the direction of their length in such a manner as to diminish the resistance experienced during the former movement, and increase it during the latter. When the arms are extended, the palms of the hands and the inner surfaces of the arms are directed downwards, and assist in buoying up the anterior portion of the body. The hands are screwed slightly round towards the end of extension, the palms acting in an outward and backward direction (fig. 41, B). In this movement the posterior surfaces of the arms take part; the palms and posterior portions of the arms contributing to the propulsion of the body. When the arms are flexed, the flat of the hands is directed downwards (fig. 41, C). Towards the end of flexion the hands are slightly depressed, which has the effect of forcing the body upwards, and hence the bobbing or vertical wave-movement observed in the majority of swimmers.52 During flexion the posterior surfaces of the arms act powerfully as propellers, from the fact of their striking the water obliquely in a backward direction. I avoid the terms back and forward strokes, because the arms and hands, so long as they move, support and propel. There is no period either in extension or flexion in which they are not effective. When the legs are pushed away from the body, or extended (a movement which is effected rapidly and with great energy, as shown at fig. 41, B), the soles of the feet, the anterior surfaces of the legs, and the posterior surfaces of the thighs, are directed outwards and backwards. This enables them to seize the water with great avidity, and to propel the body forward. The efficiency of the legs and feet as propelling organs during extension is increased by their becoming more or less straight, and by their being moved with greater rapidity than in flexion; there being a general back-thrust of the limbs as a whole, and a particular back- thrust of their several parts.53 In this movement the inner surfaces
  • 32.
    of the legsand thighs act as sustaining organs and assist in floating the posterior part of the body. The slightly inclined position of the body in the water, and the forward motion acquired in swimming, contribute to this result. When the legs and feet are drawn towards the body or flexed, as seen at fig. 41, C, A, their movements are slowed, an arrangement which reduces the degree of friction experienced by the several parts of the limbs when they are, as it were, being drawn off the water preparatory to a second extension. There are several grave objections to the ordinary or old method of swimming just described. 1st, The body is laid prone on the water, which exposes a large resisting surface (fig. 41, A, B, C, p. 82). 2d, The arms and legs are spread out on either side of the trunk, so that they are applied very indirectly as propelling organs (fig. 41, B, C). 3d, The most effective part of the stroke of the arms and legs corresponds to something like a quarter of an ellipse, the remaining three quarters being dedicated to getting the arms and legs into position. This arrangement wastes power and greatly increases friction; the attitudes assumed by the body at B and C of fig. 41 being the worst possible for getting through the water. 4th, The arms and legs are drawn towards the trunk the one instant (fig. 41, A), and pushed away from it the next (fig. 41, B). This gives rise to dead points, there being a period when neither of the extremities are moving. The body is consequently impelled by a series of jerks, the swimming mass getting up and losing momentum between the strokes. In order to remedy these defects, scientific swimmers have of late years adopted quite another method. Instead of working the arms and legs together, they move first the arm and leg of one side of the body, and then the arm and leg of the opposite side. This is known as the overhand movement, and corresponds exactly with the natural walk of the giraffe, the amble of the horse, and the swimming of the sea-bear. It is that adopted by the Indians. In this
  • 33.
    mode of swimmingthe body is thrown more or less on its side at each stroke, the body twisting and rolling in the direction of its length, as shown at fig. 42, an arrangement calculated greatly to reduce the amount of friction experienced in forward motion. Fig. 42.—Overhand Swimming.—Original. The overhand movement enables the swimmer to throw himself forward on the water, and to move his arms and legs in a nearly vertical instead of a horizontal plane; the extremities working, as it were, above and beneath the trunk, rather than on either side of it. The extremities are consequently employed in the best manner possible for developing their power and reducing the friction to forward motion caused by their action. This arrangement greatly increases the length of the effective stroke, both of the arms and legs, this being equal to nearly half an ellipse. Thus when the left arm and leg are thrust forward, the arm describes the curve a b (fig. 42), the leg e describing a similar curve. As the right side of the body virtually recedes when the left side advances, the right arm describes the curve c d, while the left arm is describing the curve a b; the right leg f describing a curve the opposite of that described by e (compare arrows). The advancing of the right and left sides of the body alternately, in a nearly straight line, greatly contributes to continuity of motion, the impulse being applied now to the right side and now to the left, and the limbs being disposed and worked in such a manner as in a great measure to reduce friction and prevent
  • 34.
    dead points orhalts. When the left arm and leg are being thrust forward (a b, e of fig. 42), the right arm and leg strike very nearly directly backward (c d, f of fig. 42). The right arm and leg, and the resistance which they experience from the water consequently form a point d’appui for the left arm and leg; the two sides of the body twisting and screwing upon a moveable fulcrum (the water)—an arrangement which secures a maximum of propulsion with a minimum of resistance and a minimum of slip. The propulsive power is increased by the concave surfaces of the hands and feet being directed backwards during the back stroke, and by the arms being made to throw their back water in a slightly outward direction, so as not to impede the advance of the legs. The overhand method of swimming is the most expeditious yet discovered, but it is fatiguing, and can only be indulged in for short distances. Fig. 43.—Side-stroke Swimming.—Original. An improvement on the foregoing for long distances is that known as the side stroke. In this method, as the term indicates, the body is thrown more decidedly upon the side. Either side may be employed, some preferring to swim on the right side, and some on the left; others swimming alternately on the right and left sides. In swimming by the side stroke (say on the left side), the left arm is advanced in a curve, and made to describe the upper side of an ellipse, as represented at a b of fig. 43. This done, the right arm and legs are employed as propellers, the right arm and legs making a powerful
  • 35.
    backward stroke, inwhich the concavity of the hand is directed backwards and outwards, as shown at c d of the same figure.54 The right arm in this movement describes the under side of an ellipse, and acts in a nearly vertical plane. When the right arm and legs are advanced, some swimmers lift the right arm out of the water, in order to diminish friction—the air being more easily penetrated than the water. The lifting of the arm out of the water increases the speed, but the movement is neither graceful nor comfortable, as it immerses the head of the swimmer at each stroke. Others keep the right arm in the water and extend the arm and hand in such a manner as to cause it to cut straight forward. In the side stroke the left arm (if the operator swims on the left side) acts as a cutwater (fig. 43, b). It is made to advance when the right arm and legs are forced backwards (fig. 43, c d). The right arm and legs move together, and alternate with the left arm, which moves by itself. The right arm and legs are flexed and carried forwards, while the left arm is extended and forced backwards, and vice versâ. The left arm always moves in an opposite direction to the right arm and legs. We have thus in the side stroke three limbs moving together in the same direction and keeping time, the fourth limb always moving in an opposite direction and out of time with the other three. The limb which moves out of time is the left one if the operator swims on the left side, and the right one if he swims on the right side. In swimming on the left side, the right arm and legs are advanced slowly the one instant, and forced in a backward direction with great energy and rapidity the next. Similar remarks are to be made regarding the left arm. When the right arm and legs strike backwards they communicate to the body a powerful forward impulse, which, seeing the body is tilted upon its side and advancing as on a keel, transmits it to a considerable distance. This arrangement reduces the amount of resistance to forward motion, conserves the energy of the swimmer, and secures in a great
  • 36.
    measure continuity ofmovement, the body being in the best possible position for gliding forward between the strokes. In good side swimming the legs are made to diverge widely when they are extended or pushed away from the body, so as to include within them a fluid wedge, the apex of which is directed forwards. When fully extended, the legs are made to converge in such a manner that they force the body away from the wedge, and so contribute to its propulsion. By this means the legs in extension are made to give what may be regarded a double stroke, viz. an outward and inward one. When the double move has been made, the legs are flexed or drawn towards the body preparatory to a new stroke. In swimming on the left side, the left or cutwater arm is extended or pushed away from the body in such a manner that the concavity of the left hand is directed forwards, and describes the upper half of a vertical ellipse. It thus meets with comparatively little resistance from the water. When, however, the left arm is flexed and drawn towards the body, the concavity of the left hand is directed backwards and made to describe the under half of the ellipse, so as to scoop and seize the water, and thus contribute to the propulsion of the body. The left or cutwater arm materially assists in floating the anterior portions of the body. The stroke made by the left arm is equal to a quarter of a circle, that made by the right arm to half a circle. The right arm, when the operator swims upon the left side, is consequently the more powerful propeller. The right arm, like the left, assists in supporting the anterior portion of the body. In swimming on the left side the major propelling factors are the right arm and hand and the right and left legs and feet. Swimming by the side stroke is, on the whole, the most useful, graceful, and effective yet devised. It enables the swimmer to make headway against wind, wave, and tide in quite a remarkable manner. Indeed, a dexterous side-stroke swimmer can progress when a powerful breast-swimmer would be driven back. In still water an expert non-professional
  • 37.
    swimmer ought tomake a mile in from thirty to thirty-five minutes. A professional swimmer may greatly exceed this. Thus, Mr. J. B. Johnson, when swimming against time, August 5th, 1872, in the fresh-water lake at Hendon, near London, did the full mile in twenty- six minutes. The first half-mile was done in twelve minutes. Cæteris paribus, the shorter the distance, the greater the speed. In August 1868, Mr. Harry Parker, a well-known professional swimmer, swam 500 yards in the Serpentine in seven minutes fifty seconds. Among non-professional swimmers the performance of Mr. J. B. Booth is very creditable. This gentleman, in June 1871, swam 440 yards in seven minutes fourteen seconds in the fresh-water lake at Hendon, already referred to. I am indebted for the details regarding time to Mr. J. A. Cowan of Edinburgh, himself acknowledged to be one of the fastest swimmers in Scotland. The speed attained by man in the water is not great when his size and power are taken into account. It certainly contrasts very unfavourably with that of seals, and still more unfavourably with that of fishes. This is due to his small hands and feet, the slow movements of his arms and legs, and the awkward manner in which they are applied to and withdrawn from the water. Fig. 44.—The Turtle (Chelonia imbricata), adapted for swimming and diving, the extremities being relatively larger than in the seal,
  • 38.
    sea-bear, and walrus.The anterior extremities have a thick anterior margin and a thin posterior one, and in this respect resemble wings. Compare with figs. 36 and 37, pp. 74 and 76.—Original. Fig. 45.—The Crested Newt (Triton cristatus, Laur.) In the newt a tail is superadded to the extremities, the tail and the extremities both acting in swimming.—Original. Swimming of the Turtle, Triton, Crocodile, etc.—The swimming of the turtle differs in some respects from all the other forms of swimming. While the anterior extremities of this quaint animal move alternately, and tilt or partially rotate during their action, as in the sea-bear and walrus, the posterior extremities likewise move by turns. As, moreover, the right anterior and left posterior extremities move together, and reciprocate with the left anterior and right posterior ones, the creature has the appearance of walking in the water (fig. 44). The same remarks apply to the movements of the extremities of the triton (fig. 45, p. 89) and crocodile, when swimming, and to the feebly developed corresponding members in the lepidosiren, proteus, and axolotl, specimens of all of which are to be seen in the Zoological Society’s Gardens, London. In the latter, natation is effected principally, if not altogether, by the tail and lower half of the body, which is largely developed and flattened laterally for this purpose, as in the fish.
  • 39.
    The muscular powerexercised by the fishes, the cetaceans, and the seals in swimming, is conserved to a remarkable extent by the momentum which the body rapidly acquires—the velocity attained by the mass diminishing the degree of exertion required in the individual or integral parts. This holds true of all animals, whether they move on the land or on or in the water or air. The animals which furnish the connecting link between the water and the air are the diving-birds on the one hand, and the flying- fishes on the other,—the former using their wings for flying above and through the water, as occasion demands; the latter sustaining themselves for considerable intervals in the air by means of their enormous pectoral fins. Flight under water, etc.—Mr. Macgillivray thus describes a flock of red mergansers which he observed pursuing sand-eels in one of the shallow sandy bays of the Outer Hebrides:—“The birds seemed to move under the water with almost as much velocity as in the air, and often rose to breathe at a distance of 200 yards from the spot at which they had dived.”55 Fig. 46.—The Little Penguin (Aptenodytes minor, Linn.), adapted exclusively for swimming and diving. In this quaint bird the wing forms a perfect screw, and is employed as such in swimming and diving. Compare with fig. 37, p. 76, and fig. 44, p. 89.—Original.
  • 40.
    In birds whichfly indiscriminately above and beneath the water, the wing is provided with stiff feathers, and reduced to a minimum as regards size. In subaqueous flight the wings may act by themselves, as in the guillemots, or in conjunction with the feet, as in the grebes .56 To convert the wing into a powerful oar for swimming, it is only necessary to extend and flex it in a slightly backward direction, the mere act of extension causing the feathers to roll down, and giving to the back of the wing, which in this case communicates the more effective stroke, the angle or obliquity necessary for sending the animal forward. This angle, I may observe, corresponds with that made by the foot during extension, so that, if the feet and wings are both employed, they act in harmony. If proof were wanting that it is the back or convex surface of the wing which gives the more effective stroke in subaquatic flight, it would be found in the fact that in the penguin and great auk, which are totally incapable of flying out of the water, the wing is actually twisted round in order that the concave surface, which takes a better hold of the water, may be directed backwards (fig. 46).57 The thick margin of the wing when giving the effective stroke is turned downwards, as happens in the flippers of the sea-bear, walrus, and turtle. This, I need scarcely remark, is precisely the reverse of what occurs in the ordinary wing in aërial flight. In those extraordinary birds (great auk and penguin) the wing is covered with short, bristly-looking feathers, and is a mere rudiment and exceedingly rigid, the movement which wields it emanating, for the most part, from the shoulder, where the articulation partakes of the nature of a universal joint. The wing is beautifully twisted upon itself, and when it is elevated and advanced, it rolls up from the side of the bird at varying degrees of obliquity, till it makes a right angle with the body, when it presents a narrow or cutting edge to the water. The wing when fully extended, as in ordinary flight, makes, on the contrary, an angle of something like 30° with the horizon. When the wing is depressed and carried backwards,58 the angles which its under surface make with the
  • 41.
    surface of thewater are gradually increased. The wing of the penguin and auk propels both when it is elevated and depressed. It acts very much after the manner of a screw; and this, as I shall endeavour to show, holds true likewise of the wing adapted for aërial flight. Difference between Subaquatic and Aërial Flight.—The difference between subaquatic flight or diving, and flight proper, may be briefly stated. In aërial flight, the most effective stroke is delivered downwards and forwards by the under, concave, or biting surface of the wing which is turned in this direction; the less effective stroke being delivered in an upward and forward direction by the upper, convex, or non-biting surface of the wing. In subaquatic flight, on the contrary, the most effective stroke is delivered downwards and backwards, the least effective one upwards and forwards. In aërial flight the long axis of the body of the bird and the short axis of the wings are inclined slightly upwards, and make a forward angle with the horizon. In subaquatic flight the long axis of the body of the bird, and the short axis of the wings are inclined slightly downwards and make a backward angle with the surface of the water. The wing acts more or less efficiently in every direction, as the tail of the fish does. The difference noted in the direction of the down stroke in flying and diving, is rendered imperative by the fact that a bird which flies in the air is heavier than the medium it navigates, and must be supported by the wings; whereas a bird which flies under the water or dives, is lighter than the water, and must force itself into it to prevent its being buoyed up to the surface. However paradoxical it may seem, weight is necessary to aërial flight, and levity to subaquatic flight. A bird destined to fly above the water is provided with travelling surfaces, so fashioned and so applied (they strike from above, downwards and forwards), that if it was lighter than the air, they would carry it off into space without the possibility of a return; in other words, the action of the wings would carry the bird
  • 42.
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