Compliance and Risk Management – Lunch and Learn

1. WealthE Wednesday
Lunch and Learn
Compliance and Risk Management

2. Risk Management - Some Key Considerations
 Investor Protection
 Cash Custody of Funds
 Custody of Investments
 Investment Structure – Creditor Protection
 Proprietary Technology

3. Regulation, Compliance and Risk Management
 FSCA Approved FSP
 Defined Financial Product
 FAIS Protection
 European Cash Custody
 Multi Layered Compliance
 Transactional Wallet
 Data Protection & Investor Database Ringfencing

4. Safe-Guarding Funds
 External Cash Custody
 Designated Investor Accounts
 Ringfenced Deals
 Designated Corporate Members
 Discretionary Portfolio Manager Governance
 Operational & Investment Segregation
 External Custody of Investments

5. How We Select and Designate Our Deal
• Core, Core Plus, Value Add and Opportunistic are
standard terms which define the risk and return
characteristics of a real estate investment. While these
categories are mainly used in Commercial Real Estate, the
principles apply equally to residential opportunities.

6. HOW
WHAT
WHY

7. Investing 5.0
Masterclass
4 important lessons learnt from the wealthiest investors
from investing in uncertain times & what you can do right
now – whether highly sophisticated or a beginner?

8. Diversification 5.0
Masterclass
5 important lessons from the
Wealthiest Sophisticated Investors

9. Next steps:
• Register for the Investor 5.0 Masterclass
www.wealthuniversity.org/investormasterclass
• Register for the Diversification 5.0 Masterclass
www.wealthuniversity.org/diversification-masterclass
• Join our Investor Roadmap Workshop
www.wealthuniversity.org/IRMworkshop
• Ready to start - Buy a Starter Pack
www.wealthstarterpack.com
• Sign up on the platform
www.wealthmigrate.com

10. THANK YOU
Questions & Answers