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Protecting the Bottom Line!
8 Ways to Minimize Employment and
Labour Risk
 
                 Retirementhomes.com Webinar 
                               Lisa M. Bolton
                                 Shana French
                              August 16, 2012
Agenda
 Employment Agreements
 Workplace Policies
 Performance Management
 Human Rights
 Labour Relations
 Health and Safety
 Workers’ Compensation
 Termination
                           2
Employment Agreements
  Risk
    Without agreement – common law entitlement on 
      termination applies in Ontario
    With agreement – will it be enforced? 
        Employee vs Independent Contractor
        Confidentiality of information and  Intellectual Property
        Non-solicitation / Non- competition clause
        Termination clause
  Tips
    Reasonableness of terms
    Ensure ESA minimum
    Consideration 
                                                                     3
Workplace Policies
  Risk
    Missed opportunities to control the workplace / save 
      money
         Code of Conduct/Discipline Policy
         Attendance policy
         Overtime policy
         Vacation scheduling / Carry-over
         Computer usage/privacy
         Temporary Layoff 
    Regulatory non-compliance - OHSA, AODA
  Tips
    Document, distribute and require signed acknowledgment 
    Implement and enforce policies 
                                                               4
Performance Management
  Risk
    Missed opportunities to enhance productivity
    Not having legal grounds for termination of employment 
      for cause 
    claims for wrongful dismissal/constructive dismissal
  Tips
    Establish & implement performance management plan 
    Investigate breach of policy/misconduct
    Written warning of consequences
    Follow through with consequences


                                                           5
Human Rights
  Risk
    Complaints  / litigation
    Interview process
    Failure to accommodate 
    Accessibility for Ontarians with Disabilities Act (AODA)
  Tips
      Conduct accommodation analysis
      Actively manage medical information received
      Document discussions
      Comply with the AODA Customer Service and 
       Integrated Standards 

                                                            6
Labour Relations

  Risk
    Unionization:  20% devaluation of share value and 20% 
      in increased costs
    Grievances
    Strikes and lockouts

  Tips
    Positive employee relations
    Know your collective agreement
    Smart collective bargaining / contingency planning

                                                              7
Occupational Health and Safety
  Risk
    Inspections
    Workplace violence/harassment & criminal negligence – 
      new obligations
    Investigations, orders and charges
  Tips
    Due diligence
         Written policies and procedures
         Training 
         Proper record keeping
         Active risk management
    Comply with accident reporting requirements 

                                                          8
Workers’ Compensation

  Risk
    Uncontrolled costs

  Tips
    Active file management/appeal
    Early return to work  vs. labour market re-entry 
      (Ontario)
    Frustration of employment
    Ensure registration in the correct rate group



                                                         9
Termination of Employment
  Risk
      Layoff / Termination
      Wrongful dismissal claims 
      Cause vs. no cause
      LTD benefits during common law notice period 
      Costs (legal / opportunity / time)
  Tips
    Use probation period
    Progressive discipline
    Enforceable notice / termination provisions in employment 
     agreements
    Letters of employment/reference
    Outplacement services

                                                                  10
Questions




            11
Sherrard Kuzz LLP                    RetirementHomes.com
   250 Yonge Street, Suite 3300      Robert Walker
Toronto, Ontario, Canada M5B 2L7     robert@retirementhomes.com
                                     1-888-544-9124 x 243 Phone
   416.603.0700 Phone
   416.420.0738 24 Hour
   416.603.6035 Fax
     www.sherrardkuzz.com




                                   Visit RetirementHomes.com for details




                                                                       12
 The information contained in this presentation is provided for general 
  information purposes only and does not constitute legal or other 
  professional advice.  

 Reading this presentation does not create a lawyer-client relationship 
  with Sherrard Kuzz LLP. 

 Readers are advised to seek specific legal advice from members of 
  Sherrard Kuzz LLP (or alternate legal counsel) in relation to any 
  decision or course of action contemplated.




                                                                            13

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Protecting the bottom line: 8 ways to minimize employment and labour risk

  • 1. Protecting the Bottom Line! 8 Ways to Minimize Employment and Labour Risk   Retirementhomes.com Webinar  Lisa M. Bolton Shana French August 16, 2012
  • 2. Agenda  Employment Agreements  Workplace Policies  Performance Management  Human Rights  Labour Relations  Health and Safety  Workers’ Compensation  Termination 2
  • 3. Employment Agreements  Risk  Without agreement – common law entitlement on  termination applies in Ontario  With agreement – will it be enforced?   Employee vs Independent Contractor  Confidentiality of information and  Intellectual Property  Non-solicitation / Non- competition clause  Termination clause  Tips  Reasonableness of terms  Ensure ESA minimum  Consideration  3
  • 4. Workplace Policies  Risk  Missed opportunities to control the workplace / save  money  Code of Conduct/Discipline Policy  Attendance policy  Overtime policy  Vacation scheduling / Carry-over  Computer usage/privacy  Temporary Layoff   Regulatory non-compliance - OHSA, AODA  Tips  Document, distribute and require signed acknowledgment   Implement and enforce policies  4
  • 5. Performance Management  Risk  Missed opportunities to enhance productivity  Not having legal grounds for termination of employment  for cause   claims for wrongful dismissal/constructive dismissal  Tips  Establish & implement performance management plan   Investigate breach of policy/misconduct  Written warning of consequences  Follow through with consequences 5
  • 6. Human Rights  Risk  Complaints  / litigation  Interview process  Failure to accommodate   Accessibility for Ontarians with Disabilities Act (AODA)  Tips  Conduct accommodation analysis  Actively manage medical information received  Document discussions  Comply with the AODA Customer Service and  Integrated Standards  6
  • 7. Labour Relations  Risk  Unionization:  20% devaluation of share value and 20%  in increased costs  Grievances  Strikes and lockouts  Tips  Positive employee relations  Know your collective agreement  Smart collective bargaining / contingency planning 7
  • 8. Occupational Health and Safety  Risk  Inspections  Workplace violence/harassment & criminal negligence –  new obligations  Investigations, orders and charges  Tips  Due diligence  Written policies and procedures  Training   Proper record keeping  Active risk management  Comply with accident reporting requirements  8
  • 9. Workers’ Compensation  Risk  Uncontrolled costs  Tips  Active file management/appeal  Early return to work  vs. labour market re-entry  (Ontario)  Frustration of employment  Ensure registration in the correct rate group 9
  • 10. Termination of Employment  Risk  Layoff / Termination  Wrongful dismissal claims   Cause vs. no cause  LTD benefits during common law notice period   Costs (legal / opportunity / time)  Tips  Use probation period  Progressive discipline  Enforceable notice / termination provisions in employment  agreements  Letters of employment/reference  Outplacement services 10
  • 11. Questions 11
  • 12. Sherrard Kuzz LLP RetirementHomes.com 250 Yonge Street, Suite 3300 Robert Walker Toronto, Ontario, Canada M5B 2L7 robert@retirementhomes.com 1-888-544-9124 x 243 Phone 416.603.0700 Phone 416.420.0738 24 Hour 416.603.6035 Fax www.sherrardkuzz.com Visit RetirementHomes.com for details 12
  • 13.  The information contained in this presentation is provided for general  information purposes only and does not constitute legal or other  professional advice.    Reading this presentation does not create a lawyer-client relationship  with Sherrard Kuzz LLP.   Readers are advised to seek specific legal advice from members of  Sherrard Kuzz LLP (or alternate legal counsel) in relation to any  decision or course of action contemplated. 13

Editor's Notes

  1. Discuss progressive discipline
  2. An employee’s been away and allI have is a one liner medical note – « I will re-evaluation in 3 months »)
  3. Can you termination someone’s employment without cause? A layoff can result in a termination -