Arbitration law update, Darren-Chaker, written by leading law firm, citing case law, statute and other legal resources about recent arbitration developments.
This document is a report and recommendation from a magistrate judge regarding a motion to dismiss for lack of personal jurisdiction filed by the defendant, Info Directions, Inc. The plaintiff, Transverse LLC, alleges that Info Directions interfered with its contract and misappropriated its trade secrets related to billing software. The magistrate judge provides background on the parties and claims, summarizes the legal standards for personal jurisdiction, and will make a recommendation to the district court judge on the motion to dismiss.
This motion seeks leave to file an amicus curiae brief in support of the plaintiffs-appellees in an appeal regarding damages for the injury of a pet. The motion argues that a statutory cap on damages for injury to a pet cannot limit the plaintiffs' constitutional right to full compensation for damages. It contends the cap was not intended to apply to actions by government entities and applying it retroactively would deprive the plaintiffs of vested rights. The motion asks the court to affirm the lower court ruling awarding damages exceeding the statutory cap.
1) The strict privity rule generally protects estate planning attorneys from lawsuits brought by disappointed beneficiaries who are not their clients.
2) In this case, two beneficiaries sued the attorneys who drafted their father's estate plan, claiming the plan did not equally distribute assets among the children.
3) The Colorado Supreme Court upheld the strict privity rule, finding the beneficiaries did not have standing to sue since they were not clients of the attorneys. The court opted not to adopt broader exceptions to strict privity utilized in other states.
This document is an objection filed by the United States Trustee to motions filed by Petitioning Creditors and Alleged Debtors to seal certain documents filed with the court. The U.S. Trustee does not oppose sealing documents pending a ruling on whether the bankruptcy cases will proceed, but argues that any sealing should end if the court finds cause to open bankruptcy cases, as the information would then become public. The U.S. Trustee asserts that bankruptcy law favors public disclosure of information relevant to creditors and parties in interest.
The district court's opinion granted summary judgment to the Illinois Department of Transportation (IDOT) in a case brought by Dunnet Bay Construction Company challenging IDOT's implementation of federal Disadvantaged Business Enterprise (DBE) participation goals. The American Road and Transportation Builders Association argues in an amicus brief that the district court's opinion establishes an erroneous standard of review that would effectively eliminate meaningful judicial review of whether DBE goals have been unlawfully converted to quotas. Specifically, the opinion (1) applies a deferential standard of review rather than strict scrutiny; (2) limits review to whether IDOT followed federal regulations rather than considering evidence the goals operated as quotas; and (3) finds no way IDOT could have exceeded
This letter requests a pre-motion conference regarding an anticipated motion to dismiss an amended complaint filed against Digicel Haiti. It summarizes that the amended complaint should be dismissed for failing to meet pleading standards under FRCP 8(a), 9(b), and 12(b)(6), and based on the act-of-state doctrine and forum non conveniens. Specifically, the letter argues that the amended complaint does not provide a short, plain statement of claims, engages in impermissible group pleading, lacks specific allegations of fraud, and requires invalidating acts of the Haitian government.
Top 10 Business Law Cases of the Year (May 11, 2018)Wendy Couture
The document summarizes four notable business law cases from 2017-2018. The first case discusses an oral employment agreement case where the Idaho Supreme Court remanded to determine if multiple parties were jointly liable as principals rather than one party assuming another's debt. The second case examines an oral operating agreement case where the court found the plaintiff would only become an LLC member by signing a written agreement. The third case involves an ambiguous solar project agreement where a court considered actual and apparent authority issues. The fourth case is not summarized.
This newsletter summarizes recent reinsurance case law developments. The first case discusses an 8th Circuit ruling that an endorsement incorporating a jurisdictional clause superseded an alternative dispute resolution clause. The second case discusses a New Jersey ruling staying litigation in favor of arbitration over an alleged breach involving an offset dispute. The third case discusses an Illinois ruling dismissing an assignee's request for pre-answer security and motion to compel arbitration against a sovereign-owned reinsurer.
This document is a report and recommendation from a magistrate judge regarding a motion to dismiss for lack of personal jurisdiction filed by the defendant, Info Directions, Inc. The plaintiff, Transverse LLC, alleges that Info Directions interfered with its contract and misappropriated its trade secrets related to billing software. The magistrate judge provides background on the parties and claims, summarizes the legal standards for personal jurisdiction, and will make a recommendation to the district court judge on the motion to dismiss.
This motion seeks leave to file an amicus curiae brief in support of the plaintiffs-appellees in an appeal regarding damages for the injury of a pet. The motion argues that a statutory cap on damages for injury to a pet cannot limit the plaintiffs' constitutional right to full compensation for damages. It contends the cap was not intended to apply to actions by government entities and applying it retroactively would deprive the plaintiffs of vested rights. The motion asks the court to affirm the lower court ruling awarding damages exceeding the statutory cap.
1) The strict privity rule generally protects estate planning attorneys from lawsuits brought by disappointed beneficiaries who are not their clients.
2) In this case, two beneficiaries sued the attorneys who drafted their father's estate plan, claiming the plan did not equally distribute assets among the children.
3) The Colorado Supreme Court upheld the strict privity rule, finding the beneficiaries did not have standing to sue since they were not clients of the attorneys. The court opted not to adopt broader exceptions to strict privity utilized in other states.
This document is an objection filed by the United States Trustee to motions filed by Petitioning Creditors and Alleged Debtors to seal certain documents filed with the court. The U.S. Trustee does not oppose sealing documents pending a ruling on whether the bankruptcy cases will proceed, but argues that any sealing should end if the court finds cause to open bankruptcy cases, as the information would then become public. The U.S. Trustee asserts that bankruptcy law favors public disclosure of information relevant to creditors and parties in interest.
The district court's opinion granted summary judgment to the Illinois Department of Transportation (IDOT) in a case brought by Dunnet Bay Construction Company challenging IDOT's implementation of federal Disadvantaged Business Enterprise (DBE) participation goals. The American Road and Transportation Builders Association argues in an amicus brief that the district court's opinion establishes an erroneous standard of review that would effectively eliminate meaningful judicial review of whether DBE goals have been unlawfully converted to quotas. Specifically, the opinion (1) applies a deferential standard of review rather than strict scrutiny; (2) limits review to whether IDOT followed federal regulations rather than considering evidence the goals operated as quotas; and (3) finds no way IDOT could have exceeded
This letter requests a pre-motion conference regarding an anticipated motion to dismiss an amended complaint filed against Digicel Haiti. It summarizes that the amended complaint should be dismissed for failing to meet pleading standards under FRCP 8(a), 9(b), and 12(b)(6), and based on the act-of-state doctrine and forum non conveniens. Specifically, the letter argues that the amended complaint does not provide a short, plain statement of claims, engages in impermissible group pleading, lacks specific allegations of fraud, and requires invalidating acts of the Haitian government.
Top 10 Business Law Cases of the Year (May 11, 2018)Wendy Couture
The document summarizes four notable business law cases from 2017-2018. The first case discusses an oral employment agreement case where the Idaho Supreme Court remanded to determine if multiple parties were jointly liable as principals rather than one party assuming another's debt. The second case examines an oral operating agreement case where the court found the plaintiff would only become an LLC member by signing a written agreement. The third case involves an ambiguous solar project agreement where a court considered actual and apparent authority issues. The fourth case is not summarized.
This newsletter summarizes recent reinsurance case law developments. The first case discusses an 8th Circuit ruling that an endorsement incorporating a jurisdictional clause superseded an alternative dispute resolution clause. The second case discusses a New Jersey ruling staying litigation in favor of arbitration over an alleged breach involving an offset dispute. The third case discusses an Illinois ruling dismissing an assignee's request for pre-answer security and motion to compel arbitration against a sovereign-owned reinsurer.
State of wash case mandatory arbitration clause in an insurance contract wa...Umesh Heendeniya
This case involves a dispute over whether arbitration clauses in two insurance policies issued by James River Insurance Company to the Washington State Department of Transportation (WSDOT) are enforceable. The trial court denied James River's motion to compel arbitration, finding the clauses violated state statutes prohibiting agreements that deprive state courts of jurisdiction over actions against insurers. The Supreme Court of Washington affirms, finding that the statutes are intended to protect the right to bring an original action in state court and that binding arbitration deprives courts of jurisdiction to consider the substance of disputes.
The Court of Appeal in Mac-Attack held that the NT Act impliedly prohibits making more than one payment claim for the same contractual obligation or including in a later claim amounts from an earlier unpaid claim. This was a misinterpretation of the Act going to the adjudicator's jurisdiction, invalidating their determination. The court also held that an adjudicator's satisfaction as to criteria in section 33(1)(a), including timeliness, must be reasonable and correctly understand the law. The article analyses and critiques several aspects of the Court of Appeal's decision.
This document is a bench ruling from a bankruptcy judge on a motion to compel arbitration related to a debtor's cash collateral motion. The judge analyzes applicable case law and determines that:
1) Whether a debtor has authority to use cash collateral is fundamentally a bankruptcy issue, not a contractual dispute.
2) The parties did not agree to arbitrate issues relating to a debtor's rights under the Bankruptcy Code, as those rights were created by Congress and differ from pre-bankruptcy contractual rights.
3) Therefore, the motion to compel arbitration of the debtor's cash collateral motion is denied, as use of cash collateral is a core bankruptcy issue not subject to the arbitration agreement.
This document is an objection filed by petitioning creditors BDCM Opportunity Fund II, LP, Black Diamond CLO 2005-1 Ltd., and Spectrum Investment Partners, LP in response to a motion by alleged debtors Allied Systems Holdings, Inc. and Allied Systems, Ltd. (L.P.) to transfer venue of involuntary bankruptcy cases from the U.S. Bankruptcy Court for the District of Delaware to the U.S. Bankruptcy Court for the Northern District of Georgia. The petitioning creditors argue that the motion to transfer venue is procedurally defective and substantively objectionable. They assert the motion is premature until an order for relief is entered, and the alleged debtors have not met their burden to show transfer is in the
This presentation addresses the current status of the integral part exception to section 5 of the FAA. A circuit split has developed over the past fifteen years regarding whether the nonexistence of a previously chosen forum invalidates an agreement to arbitrate. Most recently this issue was raised in a December 2015 cert petition in Golden Living Center v. Wert. This presentation discusses the development of the exception and the ensuing circuit split.
Dixie Holdings filed a derivative lawsuit on behalf of Red Dice Holdings against Medical Marijuana, Inc. claiming breach of the Red Dice Operating Agreement. MJNA filed a petition to compel arbitration based on an arbitration clause in the Operating Agreement. Dixie opposed the petition, arguing the clause did not apply because the suit was derivative. MJNA replied that the suit was essentially between the two members and subject to arbitration under the terms of the agreement. MJNA also provided context regarding the business disputes between the parties preceding the litigation.
This document is a memorandum of decision from a United States bankruptcy court regarding a motion by common stockholders of Eastman Kodak Company seeking the appointment of an official committee of equity security holders. The court denies the motion, finding that an equity committee is not necessary and would be too costly. The court had previously denied a similar motion a year earlier. Key factors in the court's decision include the low likelihood that equity holders would receive any distribution in the bankruptcy, the adequacy of existing representation of stakeholder interests, and the potential for delay of the bankruptcy proceedings. The stockholders failed to provide evidence that Kodak had materially undervalued its business or patent portfolio such that equity holders might recover value.
This document is a memorandum of decision and order from a federal district court case between David Elliot, Chris Gillespie, and Google Incorporated. It provides background on the case, which concerns the registration and alleged genericness of Google's trademarks. It discusses the parties' cross-motions for summary judgment on whether the trademarks have become generic. The court addresses the key legal issues, including that verb usage does not necessarily render a trademark generic, and that the primary test is consumer perception of the mark's primary significance. The court also rules on the admissibility of expert evidence before it will consider whether either party is entitled to summary judgment.
Shifting Tides - The Temporary Nature of Bankruptcy Court JurisdictionChristopher Somma
The document discusses the temporary nature of bankruptcy court jurisdiction. It examines a Rhode Island bankruptcy court case that found jurisdiction is temporal and can shift over time as the underlying Chapter 7 case progresses. When adversary proceedings remain active past the closing of the main bankruptcy case, the court may find it no longer has jurisdiction to retain the proceeding. The document then provides an in-depth overview of the sources and limits of bankruptcy court jurisdiction under the U.S. Constitution and bankruptcy code. It distinguishes between core proceedings, related-to proceedings, and unrelated matters to further explain the shifting scope of a bankruptcy court's authority.
BoyarMiller - Review of Boilerplate Contract Provisions: Say What You Mean an...BoyarMiller
Review of Boilerplate Contract Provisions: Say What You Mean and Mean What You Say
Presented by: Chris James & Jon Goch
to HYLA - Houston Young Lawyers Association on
March 4, 2015
This newsletter summarizes two recent court cases related to reinsurance:
1) The New York Court of Appeals reversed summary judgment in a case involving allocation of an asbestos settlement between a cedent and reinsurers. The court found issues of fact around the reasonableness of the cedent's allocation assumptions.
2) The Second Circuit held that the question of whether a contract clause provides for arbitration is governed by federal common law when the Federal Arbitration Act applies through the New York Convention. The court affirmed that an insurance contract clause allowing medical examinations to determine disability was an arbitration clause.
The debtor, Cordillera Golf Club, LLC, filed an application seeking approval to retain GA Keen Realty Advisors, LLC as its real estate advisor nunc pro tunc to the petition date. GA Keen Realty will assist the debtor by raising debt or equity capital to fund a reorganization plan, refinance properties, or sell properties. GA Keen Realty will receive transaction fees ranging from 2-6% of proceeds depending on the type of transaction closed. The application seeks to waive certain fee application requirements and employ GA Keen Realty under an incentive-based fee structure customary for its commercial real estate advisory services.
This document is an application filed in the United States Bankruptcy Court for the District of Delaware by Cordillera Golf Club, LLC seeking approval to retain GA Keen Realty Advisors, LLC as its real estate advisor. Cordillera Golf Club filed for Chapter 11 bankruptcy protection and requires assistance assessing the highest and best use of its owned real property and obtaining capital for its business. The application requests that GA Keen Realty be approved as Cordillera's real estate advisor nunc pro tunc to the petition date under the terms of a retention agreement between the two parties. GA Keen Realty has experience advising other debtors in bankruptcy cases and working with Cordillera since prior to the bankruptcy filing.
This case involves a dispute about who is entitled to death benefits under a life insurance policy. On one side of the dispute is the insured's wife at the time of his death. On the other side are his children from a prior marriage and co-trustees of the insured's irrevocable life insurance trust. Both sides claimed they are the rightful beneficiary of the policy and thus entitled to the death benefits.
This order grants a motion for assignment of rights and restrains judgment debtors from certain financial activities. It assigns the judgment debtors' rights to payments (now and in the future) from various accounts, properties, lawsuits, trusts, individuals and entities to the judgment creditors until an outstanding judgment is paid in full. It also requires the judgment debtors to post an undertaking to stay enforcement of the order.
The document summarizes California's new Licensed Professional Clinical Counselor (LPCC) license. It discusses the requirements for counselors to be grandparented in under the new license, including education, supervision, and exam requirements. It also compares the grandparenting process to other pathways like reciprocity and regular licensure. The regulating agency is the Board of Behavioral Sciences.
The document discusses Rotary Foundation changes under Future Vision including:
- New district and global grant models replacing previous foundation programs
- Global grants over $30,000 addressing six areas of focus and requiring sustainability/community support
- District grants under $30,000 decided locally but still addressing focus areas
- Emphasis on community needs assessment, sustainability, and measurability of projects
- Preparation steps for districts and clubs to understand and implement the changes
This document is a promotional flyer for Trane Supply that highlights various products and services. It encourages readers to sign up for Trane Rewards to earn savings on promotions from July through August. It showcases refrigerant recovery units, thermostats, motors, compressors, and other HVAC/R parts. It also advertises services like refrigerant reclamation and provides contact information for the rewards program.
This document outlines the official rules for the Bass Pro Shops Holiday Toyota Sweepstakes. It states that no purchase is necessary to enter and outlines two methods of entry: in-store or online between November 26-30, 2014. A random drawing will be held on January 15, 2015 to award a 2015 Toyota Tundra truck valued at approximately $44,975, including taxes. Entrants must be 21+, residents of the contiguous US, and Toyota is not responsible for any damages.
State of wash case mandatory arbitration clause in an insurance contract wa...Umesh Heendeniya
This case involves a dispute over whether arbitration clauses in two insurance policies issued by James River Insurance Company to the Washington State Department of Transportation (WSDOT) are enforceable. The trial court denied James River's motion to compel arbitration, finding the clauses violated state statutes prohibiting agreements that deprive state courts of jurisdiction over actions against insurers. The Supreme Court of Washington affirms, finding that the statutes are intended to protect the right to bring an original action in state court and that binding arbitration deprives courts of jurisdiction to consider the substance of disputes.
The Court of Appeal in Mac-Attack held that the NT Act impliedly prohibits making more than one payment claim for the same contractual obligation or including in a later claim amounts from an earlier unpaid claim. This was a misinterpretation of the Act going to the adjudicator's jurisdiction, invalidating their determination. The court also held that an adjudicator's satisfaction as to criteria in section 33(1)(a), including timeliness, must be reasonable and correctly understand the law. The article analyses and critiques several aspects of the Court of Appeal's decision.
This document is a bench ruling from a bankruptcy judge on a motion to compel arbitration related to a debtor's cash collateral motion. The judge analyzes applicable case law and determines that:
1) Whether a debtor has authority to use cash collateral is fundamentally a bankruptcy issue, not a contractual dispute.
2) The parties did not agree to arbitrate issues relating to a debtor's rights under the Bankruptcy Code, as those rights were created by Congress and differ from pre-bankruptcy contractual rights.
3) Therefore, the motion to compel arbitration of the debtor's cash collateral motion is denied, as use of cash collateral is a core bankruptcy issue not subject to the arbitration agreement.
This document is an objection filed by petitioning creditors BDCM Opportunity Fund II, LP, Black Diamond CLO 2005-1 Ltd., and Spectrum Investment Partners, LP in response to a motion by alleged debtors Allied Systems Holdings, Inc. and Allied Systems, Ltd. (L.P.) to transfer venue of involuntary bankruptcy cases from the U.S. Bankruptcy Court for the District of Delaware to the U.S. Bankruptcy Court for the Northern District of Georgia. The petitioning creditors argue that the motion to transfer venue is procedurally defective and substantively objectionable. They assert the motion is premature until an order for relief is entered, and the alleged debtors have not met their burden to show transfer is in the
This presentation addresses the current status of the integral part exception to section 5 of the FAA. A circuit split has developed over the past fifteen years regarding whether the nonexistence of a previously chosen forum invalidates an agreement to arbitrate. Most recently this issue was raised in a December 2015 cert petition in Golden Living Center v. Wert. This presentation discusses the development of the exception and the ensuing circuit split.
Dixie Holdings filed a derivative lawsuit on behalf of Red Dice Holdings against Medical Marijuana, Inc. claiming breach of the Red Dice Operating Agreement. MJNA filed a petition to compel arbitration based on an arbitration clause in the Operating Agreement. Dixie opposed the petition, arguing the clause did not apply because the suit was derivative. MJNA replied that the suit was essentially between the two members and subject to arbitration under the terms of the agreement. MJNA also provided context regarding the business disputes between the parties preceding the litigation.
This document is a memorandum of decision from a United States bankruptcy court regarding a motion by common stockholders of Eastman Kodak Company seeking the appointment of an official committee of equity security holders. The court denies the motion, finding that an equity committee is not necessary and would be too costly. The court had previously denied a similar motion a year earlier. Key factors in the court's decision include the low likelihood that equity holders would receive any distribution in the bankruptcy, the adequacy of existing representation of stakeholder interests, and the potential for delay of the bankruptcy proceedings. The stockholders failed to provide evidence that Kodak had materially undervalued its business or patent portfolio such that equity holders might recover value.
This document is a memorandum of decision and order from a federal district court case between David Elliot, Chris Gillespie, and Google Incorporated. It provides background on the case, which concerns the registration and alleged genericness of Google's trademarks. It discusses the parties' cross-motions for summary judgment on whether the trademarks have become generic. The court addresses the key legal issues, including that verb usage does not necessarily render a trademark generic, and that the primary test is consumer perception of the mark's primary significance. The court also rules on the admissibility of expert evidence before it will consider whether either party is entitled to summary judgment.
Shifting Tides - The Temporary Nature of Bankruptcy Court JurisdictionChristopher Somma
The document discusses the temporary nature of bankruptcy court jurisdiction. It examines a Rhode Island bankruptcy court case that found jurisdiction is temporal and can shift over time as the underlying Chapter 7 case progresses. When adversary proceedings remain active past the closing of the main bankruptcy case, the court may find it no longer has jurisdiction to retain the proceeding. The document then provides an in-depth overview of the sources and limits of bankruptcy court jurisdiction under the U.S. Constitution and bankruptcy code. It distinguishes between core proceedings, related-to proceedings, and unrelated matters to further explain the shifting scope of a bankruptcy court's authority.
BoyarMiller - Review of Boilerplate Contract Provisions: Say What You Mean an...BoyarMiller
Review of Boilerplate Contract Provisions: Say What You Mean and Mean What You Say
Presented by: Chris James & Jon Goch
to HYLA - Houston Young Lawyers Association on
March 4, 2015
This newsletter summarizes two recent court cases related to reinsurance:
1) The New York Court of Appeals reversed summary judgment in a case involving allocation of an asbestos settlement between a cedent and reinsurers. The court found issues of fact around the reasonableness of the cedent's allocation assumptions.
2) The Second Circuit held that the question of whether a contract clause provides for arbitration is governed by federal common law when the Federal Arbitration Act applies through the New York Convention. The court affirmed that an insurance contract clause allowing medical examinations to determine disability was an arbitration clause.
The debtor, Cordillera Golf Club, LLC, filed an application seeking approval to retain GA Keen Realty Advisors, LLC as its real estate advisor nunc pro tunc to the petition date. GA Keen Realty will assist the debtor by raising debt or equity capital to fund a reorganization plan, refinance properties, or sell properties. GA Keen Realty will receive transaction fees ranging from 2-6% of proceeds depending on the type of transaction closed. The application seeks to waive certain fee application requirements and employ GA Keen Realty under an incentive-based fee structure customary for its commercial real estate advisory services.
This document is an application filed in the United States Bankruptcy Court for the District of Delaware by Cordillera Golf Club, LLC seeking approval to retain GA Keen Realty Advisors, LLC as its real estate advisor. Cordillera Golf Club filed for Chapter 11 bankruptcy protection and requires assistance assessing the highest and best use of its owned real property and obtaining capital for its business. The application requests that GA Keen Realty be approved as Cordillera's real estate advisor nunc pro tunc to the petition date under the terms of a retention agreement between the two parties. GA Keen Realty has experience advising other debtors in bankruptcy cases and working with Cordillera since prior to the bankruptcy filing.
This case involves a dispute about who is entitled to death benefits under a life insurance policy. On one side of the dispute is the insured's wife at the time of his death. On the other side are his children from a prior marriage and co-trustees of the insured's irrevocable life insurance trust. Both sides claimed they are the rightful beneficiary of the policy and thus entitled to the death benefits.
This order grants a motion for assignment of rights and restrains judgment debtors from certain financial activities. It assigns the judgment debtors' rights to payments (now and in the future) from various accounts, properties, lawsuits, trusts, individuals and entities to the judgment creditors until an outstanding judgment is paid in full. It also requires the judgment debtors to post an undertaking to stay enforcement of the order.
The document summarizes California's new Licensed Professional Clinical Counselor (LPCC) license. It discusses the requirements for counselors to be grandparented in under the new license, including education, supervision, and exam requirements. It also compares the grandparenting process to other pathways like reciprocity and regular licensure. The regulating agency is the Board of Behavioral Sciences.
The document discusses Rotary Foundation changes under Future Vision including:
- New district and global grant models replacing previous foundation programs
- Global grants over $30,000 addressing six areas of focus and requiring sustainability/community support
- District grants under $30,000 decided locally but still addressing focus areas
- Emphasis on community needs assessment, sustainability, and measurability of projects
- Preparation steps for districts and clubs to understand and implement the changes
This document is a promotional flyer for Trane Supply that highlights various products and services. It encourages readers to sign up for Trane Rewards to earn savings on promotions from July through August. It showcases refrigerant recovery units, thermostats, motors, compressors, and other HVAC/R parts. It also advertises services like refrigerant reclamation and provides contact information for the rewards program.
This document outlines the official rules for the Bass Pro Shops Holiday Toyota Sweepstakes. It states that no purchase is necessary to enter and outlines two methods of entry: in-store or online between November 26-30, 2014. A random drawing will be held on January 15, 2015 to award a 2015 Toyota Tundra truck valued at approximately $44,975, including taxes. Entrants must be 21+, residents of the contiguous US, and Toyota is not responsible for any damages.
The document is a presentation on why duct cleanings are unnecessary and a waste of money. It outlines that a brief story about a family who had their ducts cleaned which made their child's asthma worse. It then states that the main idea is that duct cleanings are a scam. The presentation previews that it will discuss how duct cleanings are unnecessary, can be harmful, and that there are better alternatives such as regularly changing air filters. It provides evidence from EPA studies that duct cleanings may increase air pollutants and that companies prey on vulnerable people. The presentation recommends simpler options like changing air filters and inspecting AC coils.
The Birkman Career Management Report provides a comprehensive personality and career assessment to help individuals understand themselves and identify careers that may provide good fit and satisfaction. The report includes sections on usual style, motivational needs, stress behaviors, preferred activities, ideal work environment, and top job matches. It uses color coding and descriptions to communicate complex personality and career information in a simplified way to help people apply the insights to career management.
The document is a flyer for Trane rewards program that promotes savings on HVAC equipment and parts from July through August. It encourages signing up for the rewards program online or in-store to earn rewards and discounts. It provides information on various HVAC products like air conditioners, compressors, thermostats, and accessories available for purchase with special pricing during the promotion period.
This document outlines the official rules for Bass Pro Shops' "Countdown to Christmas 2014" sweepstakes. Eligible entrants can enter in-store or online between December 13-24, 2014 for chances to win prizes including Microsoft XBOX ONE systems (first prizes) or a 2015 Toyota Camry (grand prizes). The rules describe eligibility requirements, entry periods and methods, prize details, drawings processes and odds of winning, prize restrictions, and general legal disclaimers.
The document is a flyer from Trane Supply promoting various products and services. It encourages signing up for rewards through their website or in-store. It highlights special pricing and promotions on items like air conditioners, thermostats, compressors, and refrigerants through the end of August. It provides product images, descriptions, and pricing for items like air conditioning units, thermostats, motors, and HVAC tools.
Research shows that high-performing cultures consistently deliver extraordinary results and outperform their peers. Culture determines how things are done, how people behave, and how value is created. As former IBM CEO Lou Gerstner states, “Culture isn't just one aspect of the game, it is the game.” Yet a high- performing culture is made up of employees that are healthy, self- governing, and high-performing themselves. Without leaders and employees that possess these qualities, there is little hope of positively transforming our organizations. This is why we believe that establishing a PLE culture is foundational to creating a long- term, sustainable, high-performing organizational culture.
This document does not contain any substantive information to summarize in 3 sentences or less. It only lists date, place and time headers but provides no context or details.
The document is a promotional flyer from Trane that promotes various sales and products. It encourages signing up for rewards through their website or in-store. It showcases various HVAC equipment, tools, parts and accessories available for purchase. Special pricing and promotions are advertised through the end of August. Contact information is provided for the Trane Supply store in Shreveport, LA.
The document provides examples of public-private partnership (PPP) infrastructure projects promoted by Spanish public agencies, including: (1) PPPs for the construction and operation of 8 new hospitals in Madrid, such as the New Puerta de Hierro Hospital; (2) PPPs for the construction and operation of new underground systems in various cities in Andalusia, such as the Seville Underground; and (3) PPPs for the construction and operation of high-speed railways, such as the high-speed railway connecting Figueras and Perpignan between Spain and France.
The district court's opinion granted summary judgment to the Illinois Department of Transportation (IDOT) in a case brought by Dunnet Bay Construction Company challenging IDOT's implementation of federal Disadvantaged Business Enterprise (DBE) participation goals. The American Road and Transportation Builders Association argues in an amicus brief that the district court's opinion establishes an erroneous standard of review that would effectively eliminate meaningful judicial review of whether state agencies have converted federal DBE participation goals into unlawful quotas. Specifically, the opinion (1) applied a deferential standard of review rather than strict scrutiny; (2) limited review to whether IDOT followed federal regulations rather than considering evidence the goals operated as quotas; and (3) found IDOT could not have
white paper - proposed fla arbitration codeJon Polenberg
This document provides an analysis of proposed revisions to Florida's arbitration code based on the Revised Uniform Arbitration Act (RUAA). It summarizes key changes including expanding arbitrator authority, addressing consolidation and disclosure, allowing limited discovery, clarifying availability of punitive damages, and establishing standards for notice. It also discusses recent relevant court cases and provides a section-by-section analysis of the proposed revisions.
This document summarizes key issues in removing bad faith litigation from state to federal court, including improper joinder and establishing the amount in controversy. It also discusses procedural issues like concurrent litigation, choice of law analyses, and enforcing or ignoring choice of law clauses in insurance contracts. The document is from a national forum on bad faith claims and litigation, and provides an overview of removal procedures and the tests used to determine improper joinder or the applicability of state versus federal law.
Federal Court Denying Motion by Satish Vuppalapati, Madhavi Vuppalapati and A...mh37o
Federal court denied the motion by Satish Vuppalapati, Madhavi Vuppalapati and Anandhan Jayaraman. Court confirmed that PISL India and PISl PA are one and the same companies.
Mandamus actions in immigration avoiding dismissal and proving the caseUmesh Heendeniya
This document provides guidance on filing mandamus actions in federal court to compel government agencies to act on immigration matters. It discusses the three required elements for a successful mandamus case: (1) the plaintiff has a clear right to the requested relief based on statutory rights created by the Immigration and Nationality Act (INA); (2) the defendant agency has a mandatory duty to take the requested action, such as adjudicating an application; and (3) no other remedy is available. The document provides examples from case law and analyzes how courts have approached determining whether these elements are met in different immigration contexts, such as application adjudication delays and failure to initiate removal proceedings.
The document summarizes several recent changes to Colorado law:
1) New rules for calculating filing deadlines take effect in 2012 and practitioners should check for updates. 2) The Jurisdiction and Venue Clarification Act of 2011 changes federal removal and venue rules. 3) The Colorado Supreme Court adopted a new public domain citation format for its opinions to make them more accessible.
Arbitration Class Action Waivers Presentation 9 13Dommermuth
This document summarizes the legal history of arbitration and class action waivers in the United States. It discusses key Supreme Court cases like AT&T Mobility v. Concepcion that have established the Federal Arbitration Act preempts state laws restricting class waivers in arbitration agreements. It also analyzes different court responses to these rulings and potential challenges to the enforcement of class waivers going forward, such as proposed legislation.
This document discusses various issues relating to statutes of limitations (SOLs) and notice provisions in insurance and reinsurance contracts. It provides an overview of SOL rules and accrual dates for direct insurance policies and reinsurance contracts. It also discusses how SOL defenses are addressed in reinsurance arbitrations and ways SOLs may be avoided, such as through tolling agreements. The document further examines issues around exhaustion of underlying limits for excess policies and notice requirements in reinsurance contracts.
Stephen ware arbitration agreements in bankruptcy 2018 marchStephen Ware
This document summarizes arbitration agreements in bankruptcy. It discusses how the Federal Arbitration Act generally requires enforcement of pre-dispute arbitration agreements, even for federal statutory claims like those arising in bankruptcy. However, courts have discretion to not enforce agreements to arbitrate "core" bankruptcy proceedings if doing so would conflict with the purposes of the Bankruptcy Code. The document outlines cases where courts have and have not enforced arbitration of core bankruptcy matters, which remains an unsettled area of law that depends on the specific claims and facts of each case. It also discusses how rejection of an executory contract does not invalidate its arbitration clause.
The decision by the U.S. District Court for the Southern District of Ohio. EQT had leased land from Alex Cooper, et al with an initial five-year term. The lease provided for a five-year extension. It also required EQT to drill at least one well on/under the property during the first five-year lease. EQT failed to drill a well in the first term but instead elected to extend the lease for an additional five years. The federal judge found that EQT has the right to extend the lease even if they didn't drill a well during the first term.
The document discusses the differences between mediation confidentiality and privilege. While most states have strong mediation privilege laws, federal courts take differing approaches. Some federal district courts recognize a mediation privilege based on local rules, while circuit courts have declined to adopt a uniform federal privilege. This can lead to situations where materials protected by state privilege laws may be disclosed in federal court or vice versa. The lack of uniformity creates uncertainty around mediation confidentiality when cases involve both state and federal issues or proceedings.
This document summarizes several recent developments in employment law across various areas:
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2) It also summarizes recent cases related to burden of proof standards for FMLA interference claims, the scope of bankruptcy anti-discrimination statutes, and whether a new EEOC charge is required for retaliation occurring after an initial filing.
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Oneok v. Learjet- SCOTUS Decision 04-21-15Ryan Billings
This document is a Supreme Court syllabus for the case ONEOK, Inc. v. Learjet, Inc. It provides a summary of the key details of the case in 3 paragraphs:
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Federal court, excluding police report, Darren Chaker, provides law on keeping a police report away from the jury in a criminal case, which is important since are usually hearsay and unreliable.
Letter brief, Darren Chaker, concerning prior restraint, First Amendment, by Reporters Committee, in pending court case, in front of court of appeal in California.
Dance Moms star, bby Lee Miller, indicted for bankruptcy fraud. Provided by Darren-Chaker, http://darrenchaker.us/ Bankruptcy fraud has been on the rise by the elite.
This document is an amicus brief filed in support of Darren Chaker in an appeal of conditions imposed on his supervised release. It argues that several conditions are overly broad and violate the First Amendment by restricting protected speech, including criticism of public officials. Specifically, it argues that conditions prohibiting "defamatory" or "disparaging" speech are vague and chill speech, and that a condition against anonymous emails violates the right to anonymous political speech. It also argues the district court failed to apply the proper standard for proving defamation of a public official.
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Darren Chaker, https://plus.google.com/+DarrenChaker/ provides this lawsuit seeking an injunction against NSA spying due to constitutional limitations. Of course, the brief is authored by some of the leading attorneys in the industry. It cites cutting edge constitutional law from multiple courts and Supreme Court decisions dating back decades. Very useful law is cited and can referenced to where an expectation of privacy and electronic communications are encountered.
Fourth Amendment privacy, Darren Chaker, uploads this brief concerning GPS tracking, expectation of privacy, and relevant law cited by Electronic Frontier Foundation. The legal challenges continue to be decided in the courts about the new technology that is readily available. Constitutional law and specifically the Fourth Amendment relate to GPS technology are defined here and the brief is a great primer on such. Not only police, but private people and companies also use such technology to monitor employees, cargo, loved ones, and children.
Darren Chaker provides this ACLU handout to promote police accountability and increase awareness of the public's rights. Your right to videotape and photograph police in public are significant rights. If you witness police misconduct, photograph it, make a complaint, and post it online! See http://darrenchaker.us/ for additional information concerning Fifth Amendment and Encryption.
Unclean hands doctrine, Darren-Chaker, provides this legal article with a focus on perjury by plaintiffs. Great resource and provides several appellate cases.
Provided by Darren Chaker, this is an excellent publication concerning obtaining police records. Booking photographs to police report for all 50 states.
San Diego - federal indictment for human trafficking alleging pimping by a street gang, that spanned nationwide. Underage girls and adults females were branded, beat, and used as sex slaves to turn a profit for a street gang that will not be on the street anytime soon.
Darren Chaker, confidential informant guide for law enforcement, attorneys, in California, but also cites numerous federal and Supreme Court cases. Privilege is examined, how to keep confidential informants, and numerous court opinions.
Darren Chaker provides the search warrant for Crystal Palace, which was a major federal investigation into methamphetamine trafficking in San Diego. The search warrant provides details and connects the dots in support of issuance of the warrant.
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Restraining order preventing police enforcing California Penal Code sections
290.014(b) and 290.015(a)(4)-(6) that would require sex offenders to disclose all user names for social media accounts. Darren Chaker obtained the order and provides it for your use.
Evidence Code 1101b allows conduct of uncharged acts to be admitted as evidence. This article provides case law and how California Court of Appeal decisions address what requirements must be met to allow the admission of uncharged conduct to be admitted. Courtesy of Darren Chaker
What should have been filed under seal, was filed unsealed. Darren Chaker notes the great detail the agent used while drafting the affidavit for the smart phone. Search warrants are common for smart phones like the iPhone and Android phones often due to the storage capacity and ability to do everything on a home computer can be done on a smart phone. The upside is the availability of counter-forensic technology to keep what you want private, private. Encrypted phone conversations, to encrypting files, and wiping slack space are all important to those who want to keep sensitive information from prying eyes and is commonly used for high net worth individuals to corporate executives.
Restraining order against sex offender provided by Darren Chaker. Policing sex offenders is important, but if the scope of defining who is a sex offender expands, the police/parole budget does not. As explained on www.darrenchaker.org, sex offenses cannot be typically expunged, in Nevada, even if arrested for a sex offense is later dismissed, it cannot be sealed, however California allows for record sealing if lack of probable cause exists under PC851.8.
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"Lifting the Corporate Veil" is a legal concept that refers to the judicial act of disregarding the separate legal personality of a corporation or limited liability company (LLC). Normally, a corporation is considered a legal entity separate from its shareholders or members, meaning that the personal assets of shareholders or members are protected from the liabilities of the corporation. However, there are certain situations where courts may decide to "pierce" or "lift" the corporate veil, holding shareholders or members personally liable for the debts or actions of the corporation.
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Arbitration-Law-Darren-Chaker
1. STROOCK
ARBITRATION DECISIONS UPDATE AND OVERVIEW
A P R I L 2 0 1 3
S T R O O C K & S T R O O C K & L A V A N L L P
C l a s s A c t i o n / F i n a n c i a l S e r v i c e s L i t i g a t i o n G r o u p
2029 Century Park East
Los Angeles, CA 90067
Tel: 310-556-5800
180 Maiden Lane
New York, NY 10038
Tel: 212-806-5400
200 South Biscayne Blvd.
Miami, FL 33131
Tel: 305-358-9900
2. Arbitration Decisions Update And Overview
OVERVIEW
In AT&T Mobility v. Concepcion, 563 U.S. __,
131 S. Ct. 1740 (2011), the United States Supreme
Court held that the FAA preempts state
unconscionability law, which in that case invalidated
on policy grounds certain arbitration agreements
containing class action waiver clauses. Specifically,
the Supreme Court held that “[r]equiring the
availability of classwide arbitration interferes with
fundamental attributes of arbitration and thus creates a
scheme inconsistent with the FAA.” Id. at 1748. In
so holding, the Supreme Court made clear that a state
law doctrine “normally thought to be generally
applicable,” such as duress or unconscionability, that
is “applied in a fashion that disfavors arbitration” or
has “a disproportionate impact on arbitration
agreements,” is preempted by the FAA. Id. at 1747.
Thus, while the FAA’s “saving clause,” set forth in 9
U.S.C. § 2, “preserves generally applicable contract
defenses, nothing in it suggests an intent to preserve
state-rules that stand as an obstacle to the
accomplishment of the FAA’s objectives.” Id. at
1748. The premise of the Supreme Court’s holding
was that “[t]he overarching purpose of the FAA . . . is
to ensure the enforcement of arbitration agreements
according to their terms so as to facilitate streamlined
proceedings.” Id.
The Supreme Court’s ruling in AT&T Mobility
came exactly one year after its decision in Stolt-
Nielsen S.A. v. AnimalFeeds Int’l Corp., 559 U.S.
__, 130 S Ct. 1758 (2010), in which the Supreme
Court held that, under the FAA, parties are
“generally free to structure their arbitration
agreements as they see fit,” and to “specify with whom
they chose to arbitrate their disputes.” Id. at 1774.
Thus, the Supreme Court held that because “class-
action arbitration changes the nature of the arbitration
to such a degree that it cannot be presumed the
parties consented to it by simply agreeing to submit
their disputes to an arbitrator,” id. at 1775, “a party
may not be compelled under the FAA to submit to
class arbitration unless there is a contractual basis for
concluding that the party agreed to do so.” Id. The
Supreme Court also noted that the FAA, and not
“public policy” considerations, must govern the
enforcement of arbitration agreements. Id. at 1768.
Since AT&T Mobility and Stolt-Nielsen were
decided, the Supreme Court has consistently reversed
lower court decisions declining to enforce arbitration
agreements according to their express terms. See
3. Marmet Health Care Ctr., Inc. v. Brown, 565 U.S.
__, 132 S. Ct. 1201, 1203 (2012) (vacating state court
ruling that contractual arbitration of claims by nursing
home residents was unenforceable as against state
public policy and holding that the FAA “requires
courts to enforce the bargain of the parties to
arbitrate.”); CompuCredit Corp. v. Greenwood, 565
U.S. __, 132 S. Ct. 665 (2012) (reversing denial of
motion to compel arbitration of consumer claims for
violation of the Credit Repair Organizations Act, 15
U.S.C. § 1679b (“CROA”) because CROA does
not expressly provide that such claims may only
proceed in a judicial forum, and reaffirming that the
FAA “requires courts to enforce agreements to
arbitrate according to their terms.”); KPMG LLP v.
Cocchi, 565 U.S. __, 132 S. Ct. 23, 25 (2011)
(reversing lower court’s refusal to compel arbitration
of arbitrable claims on grounds that nonarbitrable
claims also existed, and holding that the FAA
“requires courts to enforce the bargain of the parties
to arbitrate.”).
Plaintiffs continue to search for ways to circumvent
AT&T Mobility and the bedrock principle that
agreements to arbitrate must be enforced as written
absent limited circumstances, to wit, proof of
“generally applicable contract defenses” so long as
those defenses are not “applied in a fashion that
disfavors arbitration.” AT&T Mobility, 131 S. Ct. at
1747. Plaintiffs’ challenges have had limited success.
To the extent successful, the arguments have been:
(1) there is no agreement at all, or no enforceable
agreement, between the parties; (2) an individual
plaintiff will not be able to “vindicate” his or her
alleged statutory “rights” in the absence of class
procedures, for which plaintiffs cite to In re American
Express Merchants’ Litig., 667 F.3d 204 (2d Cir.
2012), en banc review denied, 681 F.3d 139 (2012),
cert. granted, 133 S. Ct. 594 (Nov. 9, 2012) (No. 12-
133) (oral argument before the U.S. Supreme Court
took place on February 27, 2013); (3) claims for
public injunctive relief (primarily under California’s
consumer protection statutes) are not affected by
AT&T Mobility and thus may proceed despite the
terms of the arbitration agreement; and (3) certain
employment (non-consumer) claims are not affected
by AT&T Mobility. While some courts have
allowed arbitration-related discovery prior to ruling
on a motion to compel arbitration, instances of
allowing discovery appear to be declining.
This Update and Overview summarizes selected
post-AT&T Mobility decisions from courts
throughout the country and touches upon each of
the foregoing categories of decisions. The decisions
are summarized chronologically by court and then by
state. As always, if you have any questions or
comments, please do not hesitate to contact us.
____________________________
HJulia B. StricklandH
310.556.5806
Hjstrickland@stroock.com
Lisa M. SimonettiH
310.556.5819
Hlsimonetti@stroock.com
HStephen J. NewmanH
310.556.5982
Hsnewman@stroock.com
James L. BernardH
212.806.5684
Hjbernard@stroock.com
HJoseph E. StraussH
212.806.5497
Hjstrauss@stroock.com
4. CASE UPDATE
U.S. Supreme Court Decisions
Nitro-Lift Techs., L.L.C. v. Howard, 133 S. Ct.
500 (Nov. 26, 2012) (reversing decision of Oklahoma
Supreme Court and holding that, under the FAA,
employees’ challenge to validity of noncompetition
clause contained in agreement containing binding
arbitration clause must be determined by the
arbitrator and not by the court and that the FAA
preempted state law addressing the validity of
covenants not to compete).
Marmet Health Care Center, Inc. v. Brown, 565
U.S. __, 132 S. Ct. 1201, 1203 (Feb. 21, 2012)
(vacating and remanding decision of the West
Virginia Supreme Court, which held unenforceable
all pre-dispute arbitration agreements that apply to
claims alleging personal injury or wrongful death
against nursing homes; the U.S. Supreme Court held
that the “West Virginia court’s interpretation of the
FAA was both incorrect and inconsistent with clear
instruction in the precedents of this Court” pursuant
to the principle reaffirmed in AT&T Mobility, that
“[w]hen a state law prohibits outright the arbitration
of a particular type of claim, the analysis is
straightforward: The conflicting rule is displaced by
the FAA.”).
CompuCredit Corp. v. Greenwood, 565 U.S. __,
132 S. Ct. 665 (Jan. 10, 2012) (resolving split
between the Third and Ninth Circuits, and holding
that claims under the Credit Repair Organizations
Act, 15 U.S.C. § 1679b (“CROA”), must be
arbitrated where the parties’ agreement includes an
arbitration agreement because CROA is silent on the
issue and the FAA requires arbitration agreements to
be enforced according to their terms).
Branch Bank & Trust v. Gordon, 132 S. Ct. 577
(Nov. 14, 2011) (vacating judgment and remanding
for further consideration in light of AT&T Mobility;
in underlying decision, Eleventh Circuit held class
action waiver unconscionable under Georgia law).
KPMG LLP v. Cocchi, 565 U.S. __, 132 S. Ct.
23, 25 (Nov. 7, 2011) (vacating and remanding
decision by Florida District Court of Appeal denying
motion to compel arbitration holding that two of
four claims were not arbitrable but failing to address
whether remaining claims were non-arbitrable; the
U.S. Supreme Court held that by failing to address
arbitrability of remaining claims, court “failed to give
effect to the plain meaning of the [FAA] and to the
holding of [Dean Witter Reynolds Inc. v. Boyd, 470
U.S. 213 (1985)].”).
Sonic-Calabasas A, Inc. v. Moreno, 132 S. Ct. 496
(Oct. 31, 2011) (vacating judgment and remanding
for further consideration in light of AT&T Mobility;
in underlying decision, California Supreme Court
held that employment agreements requiring
employees with claims for unpaid wages to waive
right under California’s Labor Code to seek informal
hearing before the California Labor Commissioner
are unconscionable, contrary to California public
policy and not preempted by the FAA).
Affiliated Computer Servs. v. Fensterstock, 131 S.
Ct. 2989 (June 13, 2011) (vacating judgment in
Fensterstock v. Educ. Fin. Partners, 611 F.3d 124 (2d
Cir. 2010), and remanding for further consideration
in light of AT&T Mobility; in underlying action,
Second Circuit affirmed denial of motion to compel
arbitration based on Discover Bank v. Super. Ct., 36
Cal. 4th 148 (2005) (“Discover Bank”), and its
progeny).
Mo. Title Loans, Inc. v. Brewer, 131 S. Ct. 2875
(May 2, 2011) (vacating and remanding for further
consideration in light of AT&T Mobility; in
underlying decision, Missouri Supreme Court in
Brewer v. Mo. Title Loans, Inc., 323 S.W.3d 18
(2010), held that class action waiver rendered
arbitration agreement unconscionable and
unenforceable under Missouri law).
5. Sonic Auto., Inc. v. Watts, 131 S. Ct. 2872 (May
2, 2011) (vacating and remanding for further
consideration in light of AT&T Mobility; in
underlying action, South Carolina Supreme Court in
Herron v. Century BMW, 693 S.E.2d 394 (S.C.
2010), denied motion to compel arbitration based on
presence of class action waiver because the
“[l]egislature [of South Carolina] has made clear that
the public policy of [South Carolina] is to provide
consumers with a non-waivable right to bring class
action suits for violations of the [South Carolina
Regulation of Manufacturers, Distributors, and
Dealers Act, S.C. Code Ann. § 56–15–10 et seq.
(2005)] and that any contract prohibiting a class
action suit violates our State’s public policy and is
void and unenforceable.”).
Federal Circuit Decisions
First Circuit
Awuah v. Coverall N. Am., Inc., 703 F.3d 36 (1st
Cir. 2012) (reversing district court’s denial of motion
to compel arbitration on grounds that plaintiffs lacked
adequate notice of arbitration clauses contained in
franchise agreements, and holding, among other
things, that the FAA preempts the “heightened”
requirement for notice imposed by district court).
Second Circuit
Parisi v. Goldman, Sachs & Co., No. 11-5229-cv,
2013 WL 1149751 (2d Cir. Mar. 21, 2013) (reversing
denial of motion to compel arbitration and rejecting
plaintiff’s argument that she could not vindicate her
Title VII claims in an individual arbitration since she
had no right to bring a substantive “pattern-or-
practice” claim under Title VII).
Schnabel v. Trilegiant Corp., 697 F.3d 110 (2d
Cir. 2012) (rejecting defendant’s argument that an
agreement to arbitrate was formed where the
arbitration clause was presented to plaintiffs in an e-
mail delivered after they had already enrolled in the
program and plaintiffs did not affirmatively opt out,
and holding that defendant “effectively obscured the
details of the terms and conditions and the passive
manner in which they could be accepted.”).
In re Am. Express Merchants’ Litig., 681 F.3d 139
(2d Cir. 2012), cert. granted, 133 S. Ct. 594 (Nov. 9,
2012) (No. 12-133) (granting certiorari to decide the
following question: “Whether the Federal
Arbitration Act permits courts, invoking the ‘federal
substantive law of arbitrability,’ to invalidate
arbitration agreements on the ground that they do
not permit class arbitration of a federal-law claim.”).
In its latest decision, the Second Circuit denied en
banc review of its prior decision in In re Am. Express
Merchants’ Litig., 667 F.3d 204 (2d Cir. 2012)
(holding that, notwithstanding AT&T Mobility, the
arbitration clause at issue was unenforceable because it
prevented plaintiffs from vindicating their federal
statutory rights under the antitrust laws based
principally upon the costs associated with expert
testimony). Judge Pooler’s concurring opinion
distinguished AT&T Mobility as not addressing
“whether the FAA always trumps rights created by a
competing federal statute, as opposed to rights
existing under a common law of unconscionability.”
681 F.3d at 140. The dissenting opinion by Chief
Judge Jacobs (joined by Judges Cabranes and
Livingston) argued, among other things, that the
Second Circuit’s decision was “incompatible with the
longstanding principle of federal law, embodied in
the FAA and numerous Supreme Court precedents,
favoring the validity and enforceability of arbitration
agreements.” Id. at 146. On February 27, 2013, the
U.S. Supreme Court heard oral arguments in this
case.
Fensterstock v. Educ. Fin. Partners, 426 Fed.
App’x 14 (2d Cir. June 30, 2011) (remanding for
further consideration in light of AT&T Mobility; in
underlying action, district court denied defendants’
motion to compel arbitration holding that arbitration
clause in promissory note at issue was unconscionable
under Discover Bank). On remand, Fensterstock v.
6. Educ. Fin. Partners, No. 08 Civ. 3622 (TPG), 2012
WL 3930647 (S.D.N.Y. Aug. 30, 2012) (granting
motion to compel arbitration and rejecting plaintiff’s
argument that the arbitration agreement was
substantively unconscionable under California law
because it bars class actions).
Third Circuit
Homa v. American Express Co., No. 11-3600,
2012 WL 3594231 (3d Cir. Aug. 22, 2012) (affirming
district court’s order dismissing cardholders’ putative
class action and compelling arbitration on an
individual basis based on AT&T Mobility).
Sutter v. Oxford Health Plans LLC, 675 F.3d 215
(3d Cir.), cert. granted, 133 S. Ct. 786 (2012)
(holding that Stolt-Nielsen did not require vacatur of
arbitrator’s award authorizing class arbitration where
arbitration agreement, although “silent” as to whether
class arbitration is permitted, was sufficiently broad to
include class actions and therefore authorized and
required class arbitration).
Antkowiak v. Taxmasters, 455 Fed. App’x 156 (3d
Cir. Dec. 22, 2011) (vacating in light of AT&T
Mobility and Litman v. Cellco P’ship, 655 F.3d 225
(3d Cir. 2011), district court’s order denying motion
to compel arbitration “to ensure that the disposition
of this case is consistent with [AT&T Mobility],” and
remanding for further factual development to
determine the projected costs plaintiff would bear in
arbitration and his ability to pay in order to address
“vindication of statutory rights” argument).
Litman v. Cellco P’ship, 655 F.3d 225 (3d Cir.
Aug. 24, 2011) (holding that AT&T Mobility
abrogates Homa v. Am. Express Co., 558 F.3d 225
(3d Cir. 2009) (in which the Third Circuit held that
the FAA did not preempt New Jersey law as
established in Muhammad v. Cnty Bank of
Rehoboth Beach, 912 A.2d 88 (N.J. 2006)
(“Muhammad”)), and, in light of AT&T Mobility,
the FAA preempts New Jersey law: “We understand
the holding of [AT&T Mobility] to be both broad
and clear: a state law that seeks to impose class
arbitration despite a contractual agreement for
individualized arbitration is inconsistent with, and
therefore preempted by, the FAA, irrespective of
whether class arbitration ‘is desirable for unrelated
reasons.’”), cert. denied, ___ S. Ct. ___, 2012 WL
33362 (U.S. Jan. 9, 2012).
Fourth Circuit
Muriithi v. Gadson, No 11-1445, slip op. (4th Cir.
Apr. 1, 2013) (reversing district court’s denial of
motion to compel arbitration and holding that
AT&T Mobility precludes “application of the general
contract defense of unconscionability to invalidate an
otherwise valid arbitration agreement” based on the
existence of a class action waiver clause, and further
holding that plaintiff failed to demonstrate
“prohibitive costs” under Green Tree).
Noohi v. Toll Bros., Inc., 708 F.3d 599 (4th Cir.
2013) (affirming denial of motion to compel
arbitration on grounds that, under Maryland law,
arbitration agreement was not supported by
consideration independent of the contract because it
was binding only on the customer).
Fifth Circuit
Reed v. Fl. Metro. Univ., Inc., 681 F.3d 630 (5th
Cir. 2012) (holding that district court erroneously
confirmed arbitration award because the arbitrator
exceeded his authority by ordering class arbitration
where the parties did not discuss whether class
arbitration was authorized at the time of contracting
and the language of the arbitration agreement, which
was silent with regard to class arbitration, referred
only to “any dispute” and “any remedy,” which
terms are insufficient to demonstrate that the parties
intended to authorize class arbitration).
Seventh Circuit
Gore v. Alltel Communications, LLC, 666 F.3d
1027 (7th Cir. 2012) (enforcing arbitration agreement
in wireless service contract and compelling arbitration
7. of class claims under the Illinois Consumer Fraud and
Deceptive Practices Act and Uniform Deceptive
Trade Practices Act).
Eighth Circuit
Owen v. Bristol Care, Inc., 702 F.3d 1050 (8th
Cir. 2013) (reversing district court’s denial of motion
to compel arbitration on an individual basis and
holding that nothing in either the text or legislative
history of the FLSA indicates a congressional intent to
bar employees from agreeing to arbitrate FLSA claims
individually).
Green v. SuperShuttle Int’l, Inc., 653 F.3d 766
(8th Cir. 2011) (holding that Minnesota-state-law-
based challenge to the enforceability of class action
waivers “suffers from the same flaw as the state-law-
based challenge in [AT&T Mobility] – it is
preempted by the FAA.”).
Ninth Circuit
Gutierrez v. Wells Fargo Bank, NA, 704 F.3d 712
(9th Cir. 2012) (declining to vacate and remand case
to district court to compel arbitration following
district court judgment after two-week bench trial,
and rejecting defendant’s argument that it did not
waive its right to arbitration by not asserting it prior
to Concepcion).
Cherny v. AT&T Mobility LLC, No. 09-56964,
473 Fed. App’x 793 (9th Cir. 2012) (reversing and
remanding district court’s denial of motion to compel
arbitration for further proceedings consistent with
Coneff v. AT&T Corp., 673 F.3d 1155, 1159 (9th
Cir. 2012) (described below) where district court
based its decision on Laster v. AT&T Mobility LLC,
584 F.3d 849 (9th Cir. 2009), which was reversed by
the Supreme Court in AT&T Mobility, and
“expressly declined to address Plaintiffs’ other
arguments as to why the arbitration clause might be
unenforceable – that AT&T’s modification to the
arbitration clause in 2009 was improper because
Plaintiff lacked adequate notice of the change, and
that the arbitration clause is unconscionable even after
Concepcion.”).
Coneff v. AT&T Corp., 673 F.3d 1155, 1159 (9th
Cir. 2012) (rejecting substantive unconscionability
argument based on “vindication of statutory rights”
defense to arbitration as a “policy rationale for class
actions” that “cannot undermine the FAA” under
AT&T Mobility, but remanding to the district court
to consider plaintiff’s procedural unconscionability
arguments and whether both substantive and
procedural unconscionability need be shown under
applicable state law).
Kilgore v. Keybank, Nat’l Ass’n, 673 F.3d 947,
962-63 (9th Cir.), reh’g granted, 697 F.3d 1191
(2012) (reversing denial of motion to compel
arbitration and holding that state rule that prohibited
arbitration of claims for public injunctive relief was
preempted by the FAA because it is not a defense that
“exists at law or in equity for the revocation of any
contract” under the FAA’s “saving clause” and is
therefore preempted by the FAA, and further holding
that an arbitration agreement that provided plaintiffs
with “clear, easy-to-follow instructions as to how
Plaintiffs could have opted out of the arbitration
agreement had they chosen to do so” was not
procedurally unconscionable, holding that “[w]e will
not relieve Plaintiffs of their contractual obligation to
arbitrate by manufacturing unconscionability where
there is none.”).
Laster v. T-Mobile USA, Inc., 466 Fed. App’x 613
(9th Cir. 2012) (vacating and remanding order
granting summary judgment for reconsideration in
light of AT&T Mobility).
Smith v. Americredit Fin. Servs., Inc., 461 Fed.
App’x 585 (9th Cir. 2011) (vacating and remanding
order compelling arbitration for reconsideration in
light of AT&T Mobility and Sanchez v. Valencia
Holding Co., LLC, 200 Cal. App. 4th 11 (Oct. 24,
2011)).
8. Eleventh Circuit
Pendergast v. Sprint Nextel Corp., 691 F.3d 1224
(11th Cir. 2012) (affirming district court’s order
compelling arbitration and dismissing the case, and
holding that plaintiff’s argument that “the class action
waiver precludes him and other Sprint customers
from obtaining meaningful relief because their claims
cannot, as a practical matter, be pursued individually”
was precluded by AT&T Mobility).
In re: Checking Account Overdraft Litig.,
(Buffington v. Suntrust Banks, Inc.), 459 Fed. App’x
855 (11th Cir. 2012) (reversing district court’s denial
of renewed motion to compel arbitration following
remand after AT&T Mobility, and holding that the
arbitration agreement was neither substantively nor
procedurally unconscionable and must therefore be
enforced according to its terms under the FAA).
Gordon v. Branch Banking & Trust, 453 Fed.
App’x 949 (11th Cir. 2012) (vacating and remanding
order denying motion to compel arbitration for
reconsideration in light of AT&T Mobility and Cruz
v. Cingular Wireless, LLC, 648 F.3d 1205 (11th Cir.
2011)).
Kardonick v. Citigroup Inc., 449 Fed. App’x 878
(11th Cir. 2011) (vacating and remanding order
denying motion to compel arbitration for
reconsideration in light of AT&T Mobility and Cruz
v. Cingular Wireless, LLC, 648 F.3d 1205 (11th Cir.
2011)).
Jones v. DirecTV, Inc., 448 Fed. App’x 29 (11th
Cir. 2011) (affirming district court’s judgment/order
granting renewed motion to compel arbitration based
upon AT&T Mobility and Cappuccitti v. DirecTV,
623 F.3d 1118 (11th Cir. 2010)).
Larsen v. J.P. Morgan Chase Bank, N.A., 438 Fed.
App’x 894 (11th Cir. 2011) (vacating and remanding,
in light of AT&T Mobility, order denying motion to
compel arbitration and directing that discovery on
remand “is to be limited to issues bearing significantly
on the arbitrability of this dispute until the question
of arbitrability has been decided.”).
Cruz v. Cingular Wireless, LLC, 648 F.3d 1205
(11th Cir. 2011) (holding that, “in light of [AT&T
Mobility], state rules mandating the availability of
class arbitration based on generalizable characteristics
of consumer protection claims – including that the
claims ‘predictably involve small amounts of
damages,’ [citation], that the company’s deceptive
practices may be replicated across ‘large numbers of
consumers,’ [citation], and that many potential claims
may go unprosecuted unless they may be brought as a
class [citation] – are preempted by the FAA, even if
they may be ‘desirable.’”).
In re Checking Account Overdraft Litig., 425 Fed.
App’x 857 (11th Cir. 2011) (vacating and remanding,
in light of AT&T Mobility, order denying motion to
compel arbitration); In re Checking Account
Overdraft Litig., 425 Fed. App’x 856 (11th Cir.
2011) (same); In re Checking Account Overdraft
Litig., 425 Fed. App’x 830 (11th Cir. 2011) (same);
In re Checking Account Overdraft Litig., 425 Fed.
App’x 827 (11th Cir. 2011) (same); In re Checking
Account Overdraft Litig., 425 Fed. App’x 826 (11th
Cir. 2011) (same).
Selected Federal District Court Decisions
Alabama
Hornsby v. Macon Cnty. Greyhound Park, Inc.,
No. 3:10cv680-MHT, 2012 WL 2135470 (M.D.
Ala. June 13, 2012) (compelling arbitration of
plaintiffs’ employment claims under the Employee
Retirement Income Security Act (“ERISA”), and
holding that plaintiffs’ unconscionability argument
was “really a policy argument: it would be more
efficient for them to litigate this case as a class action
than to proceed as individuals,” and thus barred
under AT&T Mobility).
Palmer v. Infosys Technologies Ltd. Inc., 832 F.
Supp. 2d 1341 (M.D. Ala. 2011) (denying motion to
9. compel arbitration and finding AT&T Mobility
“does not control” because arbitration provision in
employment agreement was unconscionable due to
“lack of mutuality” as to the availability of arbitration
and the types of claims that could be arbitrated;
finding a “lack of mutuality” because the claims that
must be arbitrated under the arbitration provision,
which all rely on “antidiscrimination or labor statutes
protecting employee rights,” are the types “most
commonly brought by an employee” but the claims
most likely to be filed by an employer, including
claims relating to intellectual property or trade secrets,
may be filed in court).
Arkansas
Delock v. Securitas Services USA, Inc., 883 F.
Supp. 2d 784 (E.D. Ark. 2012) (refusing to apply the
NLRA’s decision in In re D.R. Horton, Inc., 357
N.L.R.B. No. 184 (Jan. 3, 2012) to invalidate an
arbitration agreement requiring individual arbitration
of FLSA claims because under AT&T Mobility and
Stolt-Nielsen, “[c]ollective arbitration can no more
be manufactured by the Board than it can by the
California Supreme Court.”).
California
Selby v. Deutsche Bank Trust Co. Americas, No.
12cv01562 AJB (BGS), slip op. (S.D. Cal. Mar. 28,
2013) (granting motion to compel arbitration and
holding that nonsignatories had standing to enforce
arbitration agreement against signatory under broad
language of agreement allowing “any involved third
party” to elect binding arbitration, and that the
arbitration agreement was not unenforceable due to
the NAF’s unavailability).
Miguel v. JPMorgan Chase Bank, N.A., No. CV
12-3308 PSG (PLAx), 2013 WL 452418 (C.D. Cal.
Feb. 5, 2013) (granting motion to compel arbitration
on an individual basis and holding that plaintiff’s
argument that the arbitration agreement is
unenforceable because he will be unable to vindicate
his statutory rights under state employment statutes is
preempted by the FAA).
Botoroff v. Amerco, No. 2:12-cv-01286-MCE-
EFB, 2012 WL 6628952 (E.D. Cal. Dec. 19, 2012)
(granting motion to compel arbitration and holding
that the fact that plaintiff had not been provided with
the arbitration agreement prior to signing the contract
had no bearing on the enforceability of the arbitration
agreement under California law since the agreement
was available to plaintiff upon request).
McNamara v. Royal Bank of Scotland Group,
PLC, No. 11-cv-2137-L (WVG), 2012 WL 5392181
(S.D. Cal. Nov. 5, 2012) (compelling arbitration of
Telephone Consumer Protection Act (“TCPA”)
claims and holding that plaintiff’s claims were within
scope of arbitration agreement encompassing any
claim under or related to plaintiff’s bank account and
rejecting plaintiff’s unconscionability arguments under
Connecticut law).
Safadi v. Citibank, N.A., No. 12-1356 PSG, 2012
WL 4717875 (N.D. Cal. Oct. 2, 2012) (granting
motion to compel arbitration and holding that: (1)
issues of arbitrability would be referred to the
arbitrator pursuant to the terms of the arbitration
agreement; and (2) a valid arbitration agreement was
formed despite plaintiff’s allegation that he did not
receive the deposit agreement at the time he opened
his account, because plaintiff signed a signature card
agreeing to be bound by the terms of the agreement).
Luchini v. Carmax, Inc., No. CV F 12-0417 LJO
DLB, 2012 WL 2995483 (E.D. Cal. July 23, 2012)
(compelling arbitration on an individual basis of
federal and state law employment-related claims and
rejecting plaintiff’s arguments that: (1) the FLSA and
ERISA claims were not subject to arbitration on an
individual basis; (2) the arbitration agreement was
procedurally unconscionable because she either had
to sign the agreement or forego employment; and (3)
plaintiff’s PAGA claims were subject to arbitration on
an individual basis).
10. Lucas v. Hertz Corp., 875 F. Supp. 2d 991 (N.D.
Cal. 2012) (granting motion to compel arbitration
and holding that (1) although the arbitration
agreement was procedurally unconscionable on other
grounds, “[t]he clear import of Concepcion . . . pushes
against finding that an adhesive contract, without
more, is per se procedurally unconscionable”); and (2)
the arbitration agreement was not substantively
unconscionable because after AT&T Mobility,
“limitations on arbitral discovery no longer support a
finding of substantive unconscionability.”).
Knutson v. Sirius XM Radio Inc., Civil No.
12cv418 AJB (NLS), 2012 WL 1965337 (S.D. Cal.
May 31, 2012) (granting motion to compel
arbitration and holding that (1) plaintiff’s claim that
he could not “vindicate” his statutory rights under
the TCPA in an individual arbitration is barred by
AT&T Mobility and Coneff; (2) plaintiff’s claim for
public injunctive relief on behalf of the putative class
is barred by AT&T Mobility and Kilgore; (3) the fact
that the agreement was presented on a “take it or
leave it” basis does not render the agreement
procedurally unconscionable under AT&T Mobility;
(4) the failure to provide the arbitration rules of the
AAA “adds” to procedural unconscionability; and (5)
the agreement was not substantively unconscionable
because it provides for “neutral arbitration” in that
the parties can receive the same damages that would
otherwise be available in court, and other than an
initial filing fee, which would be reimbursed if
plaintiff prevails, plaintiff would not have to pay any
arbitrator’s fees for claims less than $10,000).
Balasanyan v. Nordstrom, Inc., Nos. 11-cv-2609-
JM-WMC, 2012 WL 1944609 (S.D. Cal. May 30,
2012) (denying motion to stay action pending appeal
from denial of motion to compel arbitration on
grounds that defendant engaged in improper class
communications. The Court rejected defendant’s
argument that the denial of the motion to compel
through its Rule 23 power was improper under the
FAA’s “saving clause” because it is not a generally
applicable contract defense since “[s]trictly limiting
the grounds by which arbitration agreements (but not
typical contracts) can be invalidated would run
directly contrary to the law.”).
Laster v. T-Mobile USA, Inc., Nos. 06cv675
DMS (NLS), 05cv1167 DMS (WVG), 2012 WL
1681762 (S.D. Cal. May 9, 2012) (granting motion
to compel arbitration and holding that the adhesive
nature of the arbitration agreement placed it “on the
low end of the spectrum of procedural
unconscionability” and that agreement was not
“substantively unconscionable as grossly one-sided
because ATTM would never itself bring a class
proceeding against its customers,” since any such
argument is now foreclosed by AT&T Mobility).
Simpson v. Pulte Home Corp., No. C 11-5376
SBA, 2012 WL 1604840 (N.D. Cal. May 7, 2012)
(granting motion to compel arbitration on an
individual basis and holding that arbitration
agreement containing class action waiver, although
procedurally unconscionable because class action
waiver was not prominently disclosed, was not
substantively unconscionable under AT&T Mobility
and Coneff).
Beard v. Santander Consumer USA, Inc., No.
1:11-cv-11-1815 LJO-BAM, 2012 WL 1292576
(E.D. Cal. April 16, 2012) (granting motion to
compel arbitration and holding that arbitration
agreement was not substantively unconscionable
because “[t]he absence of an exact parallel between
the parties’ obligations under an arbitration agreement
does not require the Court to find the agreement to
be unconscionable,” and that, in light of AT&T
Mobility, plaintiff’s claim that the agreement was
adhesive did not favor procedural unconscionability).
Captain Bounce, Inc. v. Business Fin. Servs., Inc.,
No. 11-CV-858 JLS (WMC), 2012 WL 928412
(S.D. Cal. Mar. 19, 2012) (granting motion to
compel arbitration of claims brought by merchant for
excessive interest rates and other unfair business
11. practices and violations of California’s usury laws and
holding that (1) the arbitration agreement was not
procedurally unconscionable because plaintiffs failed
to demonstrate that they had no “meaningful choice”
in entering into the contract for financing and the
agreement was not hidden in the contract; (2) the
arbitration agreement’s forum selection clause
providing for arbitration in Charlotte, North Carolina
was not substantively unconscionable; (3) the
agreement did not limit the relief available; (4) the
agreement’s “loser pays” fee-shifting provision was
not substantively unconscionable; and (5) the
unilateral right to self-help remedies did not render
the agreement substantively unconscionable).
In re Jiffy Lube Int’l, Inc., Text Spam Litig., 847 F.
Supp. 2d 1253 (S.D. Cal. 2012) (holding that TCPA
claims were not subject to arbitration because the
arbitration agreement between plaintiff and service
station (which was contained in a contract pertaining
to service on plaintiff’s automobile) did not
encompass claims under the TCPA).
In re Apple & AT&TM Antitrust Litig., No. C
07-05152 JW, 2012 WL 293703 (N.D. Cal. Feb. 1,
2012) (denying reconsideration of motion compelling
arbitration but certifying for immediate appeal issue
of whether Apple is able to assert doctrine of
equitable estoppel against plaintiffs to compel
arbitration based on arbitration agreement even
though Apple is a non-signatory to the arbitration
agreement).
Estrella v. Freedom Fin. Network, LLC, No. CV
09-03156 SI, 2012 WL 214856 (N.D. Cal. Jan. 24,
2012) (granting motion to compel arbitration of
CROA claims on an individual basis under the
Supreme Court’s decision in CompuCredit and
decertifying the class).
Blau v. AT&T Mobility, No. C 11-00541 CRB,
2012 WL 10546 (N.D. Cal. Jan. 3, 2012) (enforcing
ATTM arbitration agreement based on AT&T
Mobility; rejecting arguments that (1) “fraud in the
inducement claim” should be decided in the first
instance by the court, not the arbitrator, (2) claims for
public injunctive relief under California’s Consumer
Legal Remedies Act (“CLRA”) and Unfair
Competition Law (“UCL”) are not arbitrable, and (3)
the costs of arbitration are prohibitive).
Alvarez v. T-Mobile USA, Inc., No. Civ. 2:10-
2373 WBS GGH, 2011 WL 6702424 (E.D. Cal.
Dec. 21, 2011) (ordering an evidentiary hearing
solely on the issue of the existence of the arbitration
agreement, but holding that plaintiff’s substantive
unconscionability arguments that “prohibitions on
public injunctive and declaratory relief and on
punitive damages are unconscionable because they
undermine pro-consumer policies . . . are not viable
post-Concepcion. . . .”).
In re Apple & AT&TM Antitrust Litig., 826 F.
Supp. 2d. 1168 (N.D. Cal. 2011) (enforcing
arbitration agreement and compelling arbitration of
plaintiffs’ statutory Sherman Act claims based on
AT&T Mobility because the Supreme Court already
determined that the “very arbitration agreement at
issue” is enforceable “on the grounds that the
agreement ‘essentially guarantee[d]’ that ‘aggrieved
customers who filed claims’ would ‘be made
whole.’”).
Bailey v. Household Fin. Corp., No. 10cv857
WQH (RBB), 2011 WL 5118723 (S.D. Cal. Oct.
28, 2011) (enforcing arbitration agreement under
AT&T Mobility and compelling putative class claims
for violation of the federal Telephone Consumer
Protection Act to arbitration on individual basis).
Hendricks v. AT&T Mobility, LLC, 823 F. Supp.
2d 1015 (N.D. Cal. 2011) (enforcing arbitration
agreement and, based on AT&T Mobility, rejecting
argument that agreement is substantively
unconscionable because (1) costs of pursuing claim on
individual basis in arbitration as compared to class
basis are excessive or prohibitive, and (2) claims for
12. public injunctive relief under the CLRA and UCL
are not arbitrable).
Khan v. Orkin Exterminating Co., Inc., No. C
10-02156 SBA, 2011 WL 4853365 (N.D. Cal. Oct.
13, 2011) (holding that the FAA preempts the
prohibition against class action waivers contained in
the CLRA and carve out in arbitration provision (i.e.,
“[n]othing in this Agreement shall be construed as
depriving the Customer of remedies available under
applicable state consumer protection laws”) could not
be interpreted as a bar to the enforcement of the
arbitration agreement; court also denied belated
request for discovery regarding cost of pursuing
consumer protection claims on an individual basis as
opposed to a class basis, in light of AT&T Mobility).
Newton v. Clearwire Corp., No. 2:11-CV-
00783-WBS-DAD, 2011 WL 4458971 (E.D. Cal.
Sept. 23, 2011) (granting motion to compel further
discovery responses relating to the number of
instances and outcomes of arbitration proceedings
involving the same arbitration provision plaintiff
challenged, as discovery is pertinent to whether
results obtained in arbitration are overly harsh or
unjustifiably one-sided).
Meyer v. T-Mobile USA, Inc., 836 F. Supp. 2d
994 (N.D. 2011) (holding that FAA requires claims
for “public injunctive relief” pursuant to the UCL
and CLRA to be arbitrated; holding that decisions by
the California Supreme Court in Broughton v. Cigna
Healthplans, 21 Cal. 4th 1066 (1999) (“Broughton”),
and Cruz v. PacifiCare Health Sys., Inc., 30 Cal. 4th
303 (2003) (“Cruz”), that claims for injunctive relief
when pursued as a “private attorney general” under
the CLRA and UCL are not arbitrable, reflect “state
court application of public policy to prohibit an
entire category of claims” and “such a prohibition
does not survive [AT&T Mobility].”).
In re Toyota Motor Corp. Hybrid Brake Mktg.,
Sales, Practices & Prods. Liab. Litig., 828 F. Supp. 2d
1150 (C.D. Cal. 2011) (holding that non-signatory
defendants, Toyota Motor Corporation and Toyota
Motor Sales, USA, Inc. (collectively, “Toyota”),
could not enforce arbitration agreement between
plaintiffs and car dealers because, among other things,
plaintiffs’ claims against Toyota, which were based on
marketing materials concerning the purported safety
of Toyota’s braking system, were “not intertwined”
with the contractual obligations contained in the
underlying purchase agreement, which concern
plaintiffs’ financing and insurance obligations; also
holding that Toyota waived its right to compel
arbitration based on pre- and post-AT&T Mobility
conduct; the court also suggested in dicta that the
Discover Bank rule (i.e., that class action waivers in
contracts of adhesion involving disputes over small
amounts of money are unconscionable under
California law) might still be viable because plaintiffs
asserted claims involving “thousands of dollars” and
not “small sums of money” like plaintiffs in Discover
Bank, making it “uncertain” whether AT&T
Mobility, which specifically overturned Discover
Bank, would render the class action waiver at issue
unenforceable).
Kaltwasser v. AT&T Mobility LLC, 812 F. Supp.
2d 1042 (N.D. Cal. 2011) (holding that under the
FAA “public injunctive” relief claims under the
CLRA and UCL must be arbitrated because “Cruz
and Broughton, even more patently than Discover
Bank, apply public policy contract principles to
disfavor and indeed prohibit arbitration of entire
categories of claims.”).
Nelson v. AT&T Mobility LLC, No. C10-4802
TEH, 2011 WL 3651153 (N.D. Cal. Aug. 18, 2011)
(enforcing AT&T’s arbitration agreement pursuant to
AT&T Mobility and holding that the FAA preempts
the holdings of Broughton/Cruz because they
amount to “state law[s] prohibit[ing] outright the
arbitration of a particular type of claim.”).
In re Gateway Computer Prods. Litig., No. SACV
10–1563–JST (JEMx), 2011 WL 3099862 (C.D. Cal.
July 21, 2011) (holding that claims for injunctive
13. relief under the CLRA and UCL are arbitrable under
California law).
In re Apple & AT&T iPad Unlimited Data Plan
Litig., No. C-10-02553 RMW, 2011 WL 2886407
(N.D. Cal. July 19, 2011) (applying AT&T Mobility
under California, New York, Washington and
Massachusetts law; holding that class action waiver
did not render agreement unconscionable and that
arbitration-related discovery is unnecessary because
the “argument that plaintiffs seek to support through
arbitration related discovery [that the agreement is
conscionable as an exculpatory clause] has already
been addressed and rejected” in AT&T Mobility).
Hamby v. Power Toyota Irvine, 798 F. Supp. 2d
1163 (S.D. Cal. July 18, 2011) (deferring ruling on
motion to compel arbitration and permitting pre-
arbitration discovery under California law (i.e., Cal.
Civ. Code § 1670.5(b))).
Estrella v. Freedom Fin., No. C 09-03156-SI,
2011 WL 2633643 (N.D. Cal. July 5, 2011)
(compelling arbitration and rejecting argument that
defendant waived right to compel arbitration by
waiting to move to compel until after AT&T
Mobility was decided, which was two years after suit
began; ruling that waiver did not apply because a
motion to compel would have been futile before
AT&T Mobility given that the class action waiver
would have rendered the arbitration clause
unconscionable).
In re Cal. Title Ins. Antitrust Litig., No. 08-01341
JSW, 2011 WL 2566449 (N.D. Cal. June 27, 2011)
(holding that after AT&T Mobility “courts must
compel arbitration even in the absence of the
opportunity for plaintiffs to bring their claims” as a
class action; rejecting waiver argument because prior
to AT&T Mobility, in the absence of a class-wide
arbitration provision, class arbitration would not have
been available and it would have been futile for
defendants to have moved to compel arbitration).
In Re DirecTV Early Cancellation Fee Mktg. &
Sales Practices Litig., 810 F. Supp. 2d 1060 (C.D.
Cal. 2011) (holding that defendant did not waive
right to compel arbitration by waiting to move to
compel arbitration until after AT&T Mobility
because motion would have been futile pre-AT&T
Mobility; holding that arbitration agreement is not
unconscionable under California, Washington,
Oregon and New Jersey law but that claims for
“public injunctive” relief under the CLRA and UCL
are not arbitrable because the “holdings of Cruz and
Broughton are not inconsistent with [AT&T
Mobility], and they protect important public rights
and remedies.”).
Colorado
General Steel Domestic Sales, LLC v. Rising Sun
Missionary Baptist Church, No. 11-cv-001332-
DME-CBS, 2012 WL 1801955 (D. Colo. May 17,
2012) (compelling arbitration and holding that
arbitration agreement in contract between church
and seller of pre-engineered steel building was not
unconscionable under Colorado law since (1) even
though the arbitration agreement was standardized
that alone is not dispositive and there was no “gross”
inequality of bargaining positions; (2) church had a
reasonable opportunity to review the agreement’s
arbitration clause; (3) the arbitration clause was fully
disclosed; (4) arbitration provision in sales contract is
generally commercially reasonable; (5) requirement
that arbitration take place in Colorado was not
substantively unfair; (6) provision prohibiting
punitive, consequential or other non-compensatory
damages was not substantively unfair; (7) clause
requiring party initiating arbitration to advance the
costs of arbitration was not unconscionable; (8) costs
of arbitration were not unconscionable especially
since the church did not attempt to compare the costs
of arbitration with litigation; and (9) clause requiring
the church to pay plaintiff all legal and other expenses
incurred by plaintiff in collecting any amounts due or
14. incurred in any other dispute relating to the
agreement could be substantially unfair but was not
dispositive because the arbitrator could interpret the
clause narrowly).
Daugherty v. Encana Oil & Gas (USA), Inc., No.
10-cv-02272-WJM-KLM, 2011 WL 2791338 (D.
Colo. July 15, 2011) (holding that, after AT&T
Mobility, because an arbitration agreement is in an
adhesion contract does not render it unenforceable;
compelling arbitration after severing provisions that
would thwart plaintiff’s ability to vindicate her
statutory Fair Labor Standards Act (“FLSA”) claims in
arbitration).
Bernal v. Burnett, 793 F. Supp. 2d 1280 (D. Colo.
June 6, 2011) (compelling arbitration and enforcing
arbitration agreement containing class action waiver
under Colorado law; ruling that court had no choice
but to be bound by AT&T Mobility and could not
be persuaded that ordering arbitration might
otherwise impact plaintiffs’ ability to recover).
Connecticut
D’Antuono v. Serv. Rd. Corp., No. 3:11CV33
(MRK), 2011 WL 2222313 (D. Conn. June 7, 2011)
(granting motion for interlocutory appeal to the
Second Circuit to address whether In re American
Express remains good law in light of AT&T
Mobility, whether under federal common law of
arbitrability districts are permitted to inquire into
general public policy concerns in determining an
arbitration agreement’s enforceability and whether an
arbitration agreement containing a class action waiver
and cost/fee-waiver provisions is enforceable when
the party waives enforcement of the cost/fee-waiver
provisions but not the class action waiver).
D’Antuono v. Serv. Rd. Corp., 798 F. Supp. 2d
308 (D. Conn. May 25, 2011) (enforcing arbitration
provision that contained class action waiver after
finding arbitration provision not unconscionable
under Connecticut law; concluding that based on
Connecticut’s policy favoring arbitration, which is
embodied in a statute that tracks the FAA, arbitration
agreement was not substantively unconscionable).
District of Columbia
Aneke v. American Express Travel Related
Services, Inc., 841 F. Supp. 2d 368 (D.D.C. Jan. 31,
2012) (enforcing arbitration clause and choice of law
provision and holding that plaintiff failed to point to
any language in the federal Right to Privacy Act
(“RFPA”), 12 U.S.C. § 3401 et seq., its legislative
history, or case law “suggesting that class-wide
injunctive relief is mandated or necessary to carry out
RFPA’s purpose” and rejecting plaintiff’s “policy”
arguments as inconsistent with the FAA).
Florida
Kardonick v. Citigroup, Inc., No. 10-23023-CIV-
KING, slip op. (S.D. Fla. Mar. 25, 2013) (granting
motion to compel arbitration following limited
discovery and holding that the “vindication of rights
doctrine” is preempted by the FAA).
In re Checking Account Overdraft Litig., No.
1:09-MD-02036-JLK, 2013 WL 151179 (S.D. Fla.
Jan. 11, 2013) (denying motion to compel arbitration
and holding that new deposit agreement between
successor bank and customers superseded prior
agreement that contained an arbitration agreement).
Day v. Persels & Assoc., LLC, No. 8:10-CV-
2463-T-33-TGW, 2011 WL 1770300 (M.D. Fla.
May 9, 2011) (compelling arbitration and rejecting
argument that class action waiver rendered contract
substantively unconscionable under Florida law; after
noting that issue had been certified to the Florida
Supreme Court, court still concluded that answer
from Florida Supreme Court would not change the
outcome of this case because, “even if [the Florida
Supreme Court] says that class action waivers are
invalid, that answer would be pre-empted by the
FAA under [AT&T Mobility].”).
15. Georgia
Barkwell v. Sprint Commc’ns Co., L.P., No. 4:09-
CV-56 (CDL), 2012 WL 112545 (M.D. Ga. Jan. 12,
2012) (holding that Sprint waived its right to compel
arbitration and that moving to compel arbitration
before AT&T Mobility would not have been futile
under preexisting 11th Circuit precedent because of
split in authority regarding enforceability of class
action waivers).
Hopkins v. World Acceptance Corp., 798 F.
Supp. 2d 1339 (N.D. Ga. June 29, 2011) (compelling
arbitration and holding class action waiver not
substantively unconscionable in light of AT&T
Mobility and, even if AT&T Mobility did not
require enforcement, the class action waiver is still
valid under preexisting Eleventh Circuit law that class
action waivers are enforceable when at least some of
plaintiff’s claims provide for recovery of attorneys’
fees and/or expert costs should plaintiff prevail).
Illinois
Valentine v. Wideopen West Finance, LLC, No.
09 C 07653, 2012 WL 1021809 (N.D. Ill. Mar. 26,
2012) (compelling arbitration but stating that AT&T
Mobility does not stand for the proposition that all
arguments that the costs of an individual arbitration
are prohibitive when compared to the value of the
claim are foreclosed).
Sherman v. AT&T Inc., No. 11 C 5857, 2012
WL 1021823 (N.D. Ill. Mar. 26, 2012) (compelling
arbitration and rejecting plaintiff’s argument that an
issue of material fact existed as to the making of the
arbitration agreement where plaintiff could not have
proceeded with activation process online had he not
manifested his assent to the agreement).
Tory v. First Premier Bank, No. 10 C 7326, 2011
WL 4478437 (N.D. Ill. Sept. 26, 2011) (holding that
AT&T Mobility “moots any argument on the cost
benefits to the plaintiff of a class action versus an
individual arbitration.”).
In re AT&T Mobility Wireless Data Servs. Sales
Tax Litig., 789 F. Supp. 2d 935 (N.D. Ill. June 2,
2011) (approving class action settlement and
explaining that, under AT&T Mobility, a mandatory
arbitration agreement with a class waiver is not
unconscionable; finding settlement fair because
ATTM had potentially meritorious defense after
AT&T Mobility in ability to compel class claims).
Maryland
AT&T Mobility LLC v. Fisher, No. Civ. A. DKC
11-2245, 2011 WL 5169349 (D. Md. Oct. 28, 2011)
(granting preliminary injunction in favor of ATTM
enjoining defendant’s arbitration filed to enjoin
ATTM’s proposed merger with T-Mobile; holding,
under AT&T Mobility, ATTM made “substantial
showing” of succeeding on the proposition that
defendant’s arbitration demand falls outside the scope
of ATTM’s arbitration agreement).
Missouri
Davis v. Sprint Nextel Corp., No. 12-01023-CV-
W-DW, 2012 WL 5904327 (W.D. Mo. Nov. 26,
2012) (granting motion to compel arbitration and
holding that: (1) arbitration agreement containing
class action waiver was not unconscionable under
AT&T Mobility; (2) fact that contract was presented
to plaintiff “in a standardized, non-negotiable form
and that Sprint wields greater bargaining power” did
not establish unconscionability under Missouri law;
(3) arbitration clause was not hidden in that it was
titled in bold and was the same text size as other
contract provisions; and (4) fact that arbitration clause
designated NAF as arbitral forum did not render
agreement unenforceable because the NAF was not
designated as the exclusive arbitral forum).
Sakalowski v. Metron Servs., Inc., No.
4:10CV02052 AGF, 2011 WL 4007982 (E.D. Mo.
Sept. 8, 2011) (holding that motion to compel
arbitration “was not untimely, in light of the change
in law” after AT&T Mobility).
16. Minnesota
Stublaski v. American Express Centurion Bank,
No. 11-1266 (DSD/FLN) (D. Minn. Sept. 14, 2011)
(granting motion to compel arbitration on an
individual basis and finding plaintiffs’
unconscionability challenge barred by AT&T
Mobility).
Nevada
Giles v. GE Money Bank, No. 2:11-CV-434 JCM
(CWH), 2011 WL 4501099 (D. Nev. Sept. 27,
2011) (denying request for arbitration-related
discovery and enforcing Utah choice of law
provision; holding that attempt to limit AT&T
Mobility to “its particular facts are unpersuasive” and
“[s]everal courts have recognized that the holding in
AT&T Mobility is broadly applicable to state rules
limiting the effect of class action waivers, and not
limited to the California rule it was abrogating.”).
In re Zappos.com, Inc., Customer Data Security
Breach Litig., No. 2:12-cv-00325-RCJ-VPC (D.
Nev. Sept. 27, 2012) (denying motion to compel
arbitration on the grounds that no agreement was
formed because there was no evidence that users
viewed or agreed to the agreement while on the
Zappos website, and that the agreement was
“illusory” because Zappos had the unilateral right to
change its terms).
New Jersey
Chassen v. Fidelity Nat’l Fin., Inc., No. 09-291
(PGS), 2012 WL 71744 (D.N.J. Jan. 10, 2012)
(holding that argument that “any contractual duty to
arbitrate individually would be unconscionable under
New Jersey law” is untenable as AT&T Mobility and
Litman have overruled Muhammad).
Guidotti v. Legal Helpers Debt Resolution,
L.L.C., 866 F. Supp. 2d 315, 330 (D.N.J. 2011)
(finding that “New Jersey requirement of greater
clarity and obviousness for arbitration clauses . . .
survives AT&T Mobility, which explicitly recognized
that ‘states remain free to take steps addressing
concerns that attend contracts of adhesion – for
example, requiring class-action-waiver provisions in
adhesive arbitration agreements to be highlighted.’”).
Wolf v. Nissan Motor Acceptance Corp., No. 10-
cv-3338 NLH KMW, 2011 WL 2490939 (D.N.J.
June 22, 2011) (granting motion to compel
arbitration and rejecting argument that arbitration
agreement containing class action waiver was
unconscionable and unenforceable under
Muhammad; holding that based on the “Supreme
Court’s holding and reasoning in AT&T Mobility,
the Court cannot find that any public interest
articulated in this case, either in connection with the
[Servicemembers Civil Relief Act, 50 U.S.C. App.
§§ 501 et seq.] or New Jersey law, overrides the clear,
unambiguous, and binding class action waiver
included in the parties’ arbitration agreement. New
Jersey precedent notwithstanding, the Court is bound
by the controlling authority of the United States
Supreme Court.”).
New York
Ryan v. JPMorgan Chase & Co., No. 12-cv-
04844, 2013 WL 646388 (S.D.N.Y. Feb. 21, 2013)
(granting motion to compel arbitration on an
individual basis and holding that employees’ rights to
collective actions under the FLSA could be waived
under Concepcion, and concluding that “[a]t bottom,
the Court finds that class waiver is fair, permits
plaintiff to vindicate her statutory rights under the
FLSA, does not hinder her ability to recover
attorney’s fees or costs, and comports with public
policy favoring arbitration and honoring private
contracts.”).
Crewe v. Rich Dad Educ., LLC, 884 F. Supp. 2d
60 (S.D.N.Y. 2012) (enforcing arbitration agreement
relating to plaintiffs’ participation in a “stock success
training program” conducted by defendants and
holding, inter alia, that the Second Circuit’s
“vindication of statutory rights analysis” in In re Am.
17. Express Merchants’ Litig. “is limited to analyzing
whether plaintiffs’ rights under federal statutes are
effectively incapable of vindication given the
limitations imposed by the arbitral format and rules,”
and rejecting plaintiffs’ unconscionability arguments
under Florida law).
Emilio v. Sprint Spectrum L.P., No. 11 Civ. 3041
(BSJ), 2012 WL 917535, at *3-4 (S.D.N.Y. Mar. 16,
2012) (reversing arbitrator’s ruling that class waiver in
arbitration agreement was unenforceable because it
violates anti-waiver provisions of Kansas consumer
statute because to the extent that the statute “creates a
non-waivable right to bring a class action in certain
consumer contexts, AT&T Mobility dictates that the
KCPA is preempted by the FAA.”).
Sutherland v. Ernst & Young LLP, 847 F. Supp.
2d 528 (S.D.N.Y. 2012) (denying motion for
reconsideration of order denying motion to compel
arbitration, holding AT&T Mobility “inapplicable”
under the facts and endorsing continued viability of
the Second Circuit’s In re Am. Express Merchants’
Litig. analysis after AT&T Mobility). Magistrate
Judge subsequently granted in part defendant’s
motion to stay proceedings pending appeal to the
Second Circuit. See 856 F. Supp. 2d 638 (S.D.N.Y.
2012).
Lavoice v. UBS Fin. Servs., Inc., No. 11 Civ.
2308 (BSJ) (JLC), 2012 WL 124590 (S.D.N.Y. Jan.
13, 2012) (refusing to “reach the question of whether
the Second Circuit’s [In re Am. Express Merchants’
Litig.] holding has been overturned by [AT&T
Mobility]” because the court found that plaintiff’s
claims were arbitrable under both decisions; rejecting
argument that right to collective action of FLSA
claims cannot be lawfully waived because the
argument “assumes that a collective action
requirement can be consistent with the FAA” and
that argument is precluded in light of AT&T
Mobility; noting that AT&T Mobility must be read
as “standing against any argument that an absolute
right to collective action is consistent with the FAA’s
‘overarching purpose’ of ‘ensur[ing] the enforcement
of arbitration agreements according to their terms so
as to facilitate streamlined proceedings.’”).
Khanna v. American Express Company, No. 11
Civ. 6245 (JSR), 2011 WL 6382603 (S.D.N.Y. Dec.
14, 2011) (enforcing arbitration agreement and
rejecting arguments that plaintiffs will be unable to
vindicate their claims under RICO in arbitration and
that costs of arbitration outweigh potential recovery
on “small claims”).
Sanders v. Forex Capital Mkts., LLC, No. 11 Civ.
0864 (CM), 2011 WL 5980202 (S.D.N.Y. Nov. 29,
2011) (granting motion to compel arbitration and
holding that “unavailability of class arbitration under
the original agreement is not a ground for a finding of
substantive unconscionability” after AT&T Mobility;
rejecting request for discovery regarding the number
of customers who opted-out of arbitration or
received an arbitration award based on allegations of
similar misconduct as “irrelevant” to the “only
question” before the court which was whether a valid
agreement exists between the parties).
Raniere v. Citigroup Inc., 827 F. Supp. 2d 294
(S.D.N.Y. 2011) (holding that AT&T Mobility does
not affect the “vindication of rights” analysis set forth
in In re American Express and subsequent decisions
because AT&T Mobility addressed “only whether a
state law rule holding class action waivers
unconscionable was preempted by the FAA” while
the American Express line of cases is based on
“federal arbitral law”; court also held that the right to
bring collective actions under the FLSA cannot be
waived as a matter of federal law).
Chen-Oster v. Goldman, Sachs & Co., No. 10
Civ. 6950, 2011 WL 2671813 (S.D.N.Y. July 7,
2011) (denying motion for reconsideration of order
denying motion to compel arbitration; court ruled
that AT&T Mobility did not apply because, under
American Express, the federal common law of
arbitrability precludes enforcement of an arbitration
18. clause when doing so would interfere with a
substantive federal statutory right, i.e., the substantive
right under Title VII of the Civil Rights Act of 1964,
42 U.S.C. § 2000e, et seq., to be free from a “pattern
or practice” of discrimination; thus, the court held
that “the right at the center of this case is not the
right to proceed on a class basis but rather the right to
vindicate a claim that an employer has engaged in a
pattern or practice of discrimination” and “[u]nder
the law as it currently stands, the plaintiff may not do
so individually.”).
Guida v. Home Sav. of Am., 793 F. Supp. 2d 611
(E.D.N.Y. June 28, 2011) (granting motion to
compel arbitration and holding that determination of
whether or not arbitration should proceed on a class
basis is for arbitrator to decide, where arbitration
agreement did not explicitly mention class arbitration;
court explained that AT&T Mobility stands for
proposition that “arbitration on a class basis is not a
preferred method to proceed and should not be
inferred lightly from a contract” but that “nowhere
did the Supreme Court suggest that it was for the
courts to decide whether the parties agreed to
arbitrate on a class basis”).
Ohio
Webster v. Freedom Debt Relief, LLC, No. 1:10-
cv-1587, 2011 U.S. Dist. LEXIS 85843 (N.D. Ohio
July 13, 2011) (holding that in the “wake of [AT&T
Mobility], any public policy in favor of class action
for consumers in the [Ohio Consumer Sales Practices
Act] is clearly superseded by the FAA as it is an
obstacle to the accomplishment of the purposes and
objectives of Congress.”).
Oklahoma
U.S. ex rel. Alamo Envtl., Inc. v. Cape Envtl.
Mgmt., Inc., No. CIV-11-482-D, 2012 WL
6726571 (W.D. Ok. 2012) (granting motion to
compel arbitration and holding that fact that
defendant retained the right to decide whether a
dispute would be arbitrated did not render the
agreement void for lack of mutuality or otherwise
unenforceable under Oklahoma law).
Oregon
Willis v. Debt Care, USA, Inc., Nationwide Debt
Settlement Group, LLC, Global Client Solutions,
LLC, No. 3:11-cv-430-ST, 2011 WL 7121456, 2011
WL 7121288 (D. Or. Oct. 24, 2011) (in separate
decisions, court granted one defendant’s motion to
compel arbitration, and denied another’s motion; in
enforcing one arbitration clause, the court found no
evidence of duress or surprise to support procedural
unconscionability, noting that the clause was not
hidden or disguised in the materials provided to
plaintiffs before signing application, and found no
substantive unconscionability based on class waiver in
light of AT&T Mobility and holding that while
AT&T Mobility did not address cost-prohibitive
analysis of Green Tree Fin. Corp. v. Randolph, 531
U.S. 79 (2000), it “rejected” the public policy
argument that “small-value” claims will go
unprosecuted without class procedures; in the second
decision, the court denied the second defendant’s
motion to compel arbitration, finding arbitration
clause in debt negotiation/reduction services
agreement unenforceable because it was not provided
until after plaintiffs signed the defendant’s application,
which did not refer to arbitration clause, did not
provide that Global could unilaterally add to or
amend contract or specify that additional terms would
be deemed accepted by conduct).
Pennsylvania
Gedid v. Huntington Nat’l Bank, No. 11-1000,
2012 WL 691637 (Feb. 10, 2012) (compelling
arbitration of claims pursuant to agreement governing
plaintiff’s bank account and holding that: (1)
“blanket denials of the existence of an agreement to
arbitrate” are insufficient; (2) plaintiff’s failure to read
the agreement is not a valid defense; and (3)
defendant’s proof that the agreement was mailed to
plaintiff pursuant to its standard office practices
19. created a presumption that the agreement was
received).
Tractenberg v. Citigroup Inc., No. CIV.A. 10-
3092, 2011 WL 6747429 (E.D. Pa. Dec. 22, 2011)
(denying plaintiff’s motion for reconsideration and
application for certification for interlocutory appeal
pursuant to 28 U.S.C. § 1292(b) of the court’s order
granting motion to compel arbitration; in the
underlying order, the court compelled plaintiff’s
putative class claims to arbitration on an individual
basis and rejected the argument that arbitration
agreement should not be enforced because its terms
differed from terms contained in the agreement at
issue in AT&T Mobility).
Brown v. Trueblue, Inc., No. 1:10-CV-0514,
2011 WL 5869773 (M.D. Pa. Nov. 22, 2011)
(enforcing arbitration agreement in employment
agreement and holding that Pennsylvania’s
unconscionability doctrine (similar to the California
Discover Bank rule abrogated in AT&T Mobility) is
no longer good law after AT&T Mobility).
King v. Advance Am., Nos. CIV.A. 07-237,
CIV.A. 07-3142, 2011 WL 3861898 (E.D. Pa. Aug.
31, 2011) (adopting AT&T Mobility and holding
that FAA preempts Pennsylvania law regarding the
enforceability of class action waivers).
Black v. JP Morgan Chase & Co., No. 10-848,
2011 WL 3940236 (W.D. Pa. Aug. 25, 2011)
(“[G]iven the apparent broad sweep of the Supreme
Court’s holding in [AT&T Mobility], as
acknowledged in Litman, the Court finds that to the
extent Pennsylvania law holds that class action
waivers in arbitration agreements are unconscionable
and therefore unenforceable, the FAA preempts
Pennsylvania law.”).
Alfeche v. Cash Am. Int’l, Inc., No. CIV.A. 09-
0953, 2011 WL 3565078 (E.D. Pa. Aug. 12, 2011)
(holding that, even if Pennsylvania law applied, “the
Supreme Court’s analysis [in AT&T Mobility] of
California’s unconscionability law applies with equal
force to Pennsylvania’s unconscionability law” and,
therefore, the “FAA preempts Pennsylvania’s
unconscionability law with regard to class action
waivers in arbitration agreements.”).
Williams v. Securitas Sec. Servs. USA, Inc., No.
CIV.A. 10-7181, 2011 WL 2713741 (E.D. Pa. July
13, 2011) (granting plaintiffs’ motion for protective
order and corrective mailing to address defendant’s
improper communications with absent class members
after defendant distributed to all its employees an
employment-arbitration agreement that purported to
require all FLSA claims to be arbitrated; court
distinguished AT&T Mobility on the grounds that
plaintiffs’ motions did not rely on state-law grounds
to invalidate the agreement and, instead, the court
cited its authority under the FLSA to ensure that
potential FLSA plaintiffs receive clear and non-
misleading communications regarding pending
actions).
Tennessee
Dean v. Draughons Junior College, Inc., No.
3:12-cv-0157, 2013 WL 173249 (M.D. Tenn. Jan.
16, 2013) (on motion for reconsideration, the court
held that a state-law “cost-prohibitiveness” defense is
preempted by the FAA under Concepcion and thus the
court committed clear error in previously holding
that the delegation clause in the arbitration agreement
referring issues of arbitrability to the arbitrator was
not subject to a cost-prohibitiveness defense and
ordering arbitration).
Reeners v. Verizon Commc’n, Inc., No. 3-11-
0573, 2011 WL 2791262 (M.D. Tenn. July 14,
2011) (denying request for pre-arbitration related
discovery because plaintiff failed to show that
discovery is necessary to respond to motion to
compel arbitration and that any disputed issue of fact
existed regarding validity of the arbitration
agreement).
20. Texas
James v. Conceptus, Inc., 855 F. Supp. 2d 1020
(S.D. Tex. 2012) (compelling arbitration of
employee’s whistleblower-retaliation claims under
False Claims Act and holding that, under California
law, the arbitration agreement was enforceable but
cost-splitting provision would have to be severed
because plaintiff demonstrated that he would be
unable to afford half the costs of arbitration).
Wilson v. Cash Am. Int’l, Inc., No. 4:11-CV-421-
A, 2012 WL 310936 (N.D. Tex. Feb. 1, 2012)
(enforcing arbitration agreement in credit
repair/services agreement; holding that (1) non-
signatory may compel arbitration where signatory and
non-signatory allegedly engaged in interdependent
and concerted conduct, (2) under CompuCredit
Corp. v. Greenwood, CROA claims must be
arbitrated, and (3) federal and state debt collection
statutory claims are within scope of arbitration
agreement).
Virginia
King v. Capital One Bank (USA), N.A., No.
3:11-cv-00068, 2012 WL 5570624 (W.D. Va. Nov.
15, 2012) (in putative class action alleging violation of
federal statutes (CROA and FDCPA) as well as state
law claims, the court granted defendant’s motion to
strike plaintiff’s class allegations prior to trial on
whether arbitration agreement was formed, holding
that: (1) even if the class action waiver rendered the
agreement unconscionable under Florida law, it
would be preempted under the FAA; and (2)
plaintiff’s argument that the right to proceed on a
class basis is non-waivable under the CROA does not
survive the Supreme Court’s decision in
CompuCredit).
Washington
Coppock v. Citigroup, Inc., No. C1101984-JCC,
slip op. (W.D. Wash. March 22, 2013) (granting
motion to compel arbitration and holding that
plaintiff assented to terms of arbitration agreement by
continuing to use her credit card following
amendments to card agreement and rejecting
plaintiff’s argument that the arbitration agreement
prevented her from vindicating her statutory rights
based on the differences between her agreement and
the agreement at issue in AT&T Mobility).
Hicks v. Citigroup Inc., No. C11-1984-JCC,
2012 WL 254254 (W.D. Wash. Jan. 26, 2012)
(permitting limited discovery related to formation of
arbitration agreement).
Hesse v. Sprint Spectrum, L.P., No. C06-0592
JLR, 2012 WL 37399 (W.D. Wash. Jan. 9, 2012)
(ordering limited pre-arbitration discovery on issue of
whether costs of arbitration would limit plaintiffs’
ability to vindicate statutory rights and denying
discovery as to formation of the arbitration
agreement).
Kwan v. Clearwire Corp., No. C09-1392JLR,
2012 WL 32380 (W.D. Wash. Jan. 3, 2012) (denying
motion to compel and ordering evidentiary hearing
under Section 4 of the FAA as to formation of
arbitration agreement included in internet-based
“click-wrap”/“browse-wrap” software agreement).
Adams v. AT&T Mobility, LLC, 816 F. Supp. 2d
1077 (W.D. Wash. 2011) (stating that AT&T
Mobility is, “at a minimum, the death knell for any
application of state law that declares arbitration
agreements unenforceable because they bar class
actions and class arbitrations” and, after noting that
viability of “vindication-of-statutory-rights” defense
enunciated in In re American Express is questionable
after AT&T Mobility, holding that plaintiffs failed to
demonstrate that enforcing arbitration agreement
would deprive them of the opportunity to vindicate
their statutory claims under Federal Communications
Act).
21. Wisconsin
Clemins v. GE Money Bank, No. 11-CV-00210,
2012 WL 5868659 (E.D. Wis. Nov. 20, 2012) (in
putative class action, granting motion to compel the
arbitration of plaintiffs’ statutory and common claims,
relating to debt cancellation program in credit card
agreements, on an individual basis, and holding that:
(1) a valid arbitration agreement was formed where
defendant mailed plaintiffs copies of their
cardmember agreements and plaintiffs activated and
used their cards; (2) plaintiffs’ claims related to their
relationship with defendant and their credit cards and
were thus within the scope of the arbitration
agreement; and (3) class action waiver did not render
arbitration agreement unconscionable under Utah or
Wisconsin law and rejecting plaintiffs’ argument that
they could not “vindicate” their rights in individual
arbitrations).
Selected State Court Decisions
California
Flores v. West Covina Auto Group, 212 Cal. App.
4th 895 (Jan. 11, 2013) (affirming trial court’s order
compelling arbitration and holding that, under
Concepcion, the FAA preempts the CLRA to the
extent that a waiver of the right to bring a class action
would be contrary to public policy and unenforceable
under the CLRA, and further holding that: (1) the
arbitration agreement was at the “low end” of
procedural unconscionability under California law
because “arbitration is a common means of dispute
resolution in this day and age and cannot fairly be said
to defeat the reasonable expectations of consumers”
and was clear and conspicuous; and (2) the arbitration
agreement was not substantively unconscionable even
though the clause allowing a new arbitration where
injunctive relief is awarded against a party was more
likely to benefit the defendant, since “mere benefit to
one side over the other is insufficient.”).
Pinnacle Museum Tower Ass’n, 55 Cal. 4th 223
(2012) (holding that arbitration agreement was not
unconscionable despite the fact that the plaintiff
allegedly “had no opportunity to participate” in
drafting the agreement).
Nelsen v. Legacy Partners Residential, Inc., 207
Cal. Rptr. 3d 198, 207 Cal. App. 4th 115 (2012)
(holding that arbitration agreement containing
language contemplating a two-party arbitration did
not permit class arbitration and that plaintiff’s
injunctive relief claims for alleged violations of the
UCL were required to be arbitrated under Kilgore).
Bickel v. Sunrise Assisted Living, 206 Cal. App.
4th 1 (May 21, 2012, as modified, June 18, 2012)
(affirming trial court’s holding that arbitration clause
in nursing home agreement was enforceable as to
claims under California’s Elder Abuse Act but
severing clause that specified that each party would
bear their own attorneys’ fees and costs as contrary to
public policy).
Samaniego v. Empire Today LLC, 205 Cal. App.
4th 1138 (2012) (affirming trial court’s holding that
arbitration provision in employment agreement was
procedurally and substantively unconscionable where
(1) plaintiffs, who have limited or no literacy in
English, were told that they could not continue
employment if they did not sign the agreement; (2)
plaintiffs were not provided with a copy of the
arbitration rules; (3) the arbitration provision was in
fine print and was the “penultimate of 37 sections
which . . . were neither flagged by individual
headings nor required to be initialed”; (4) the
arbitration provision undermined statutory provisions
by limiting the statute of limitations, requiring
plaintiffs to pay attorneys’ fees incurred by employer
but imposing no reciprocal obligation; and (5)
exempts from arbitration claims typically brought by
employers).
Sanchez v. Valencia Holding Co., LLC, 201 Cal.
App. 4th 74 (2011) (affirming denial of motion to
compel arbitration and finding that AT&T Mobility
“is inapplicable where, as here, we are not concerned
22. with a class action waiver or a judicially imposed
procedure that conflicts with the arbitration provision
and the purposes” of the FAA; holding that
arbitration agreement, which required car buyer to
pursue injunctive relief claims in arbitration while
exempting repossession claims by the car dealer, is
substantively unconscionable and inconsistent with
the Broughton/Cruz rule).
Brown v. Ralphs Grocery Co., 197 Cal. App. 4th
489 (2011) (affirming denial of motion to compel
arbitration of class/representative PAGA claims
because PAGA-plaintiff must be permitted to pursue
claims in litigation as pseudo-private attorney general;
AT&T Mobility “does not purport to deal with the
FAA’s possible preemption of contractual efforts to
eliminate representative private attorney general
actions to enforce the Labor Code” and “does not
provide that a public right, such as that created under
the PAGA, can be waived if such a waiver is contrary
to state law.”).
Massachusetts
Feeney v. Dell Inc., No. MICV 2003 01158, 28
Mass. L. Rptr. 652, 2011 WL 5127806 (Mass. Super.
Oct. 4, 2011) (refusing to enforce arbitration
agreement because agreement did not have the same
“consumer-friendly” provisions as the agreement in
AT&T Mobility and, based on the facts of the case,
arbitration was “infeasible” and class procedures were
necessary to vindicate plaintiffs’ claims; court noted
that, unlike AT&T’s arbitration agreement, in which
the Supreme Court determined that consumers
would be “better off” by pursuing arbitration rather
than litigation, Dell’s agreement did not have “pro-
consumer incentives” for pursuing arbitration, and
the dollar amounts at issue ($13.65 and $215.55) were
“smaller by more than one order of magnitude than
the $4000 claim discussed in [AT&T Mobility]”;
court also distinguished AT&T Mobility from pre-
existing Massachusetts precedent on the grounds that
Massachusetts precedent “dealt with the situation
where class procedures are necessary to vindicate the
plaintiffs’ claims,” whereas the question certified in
AT&T Mobility is “‘[w]hether the Federal
Arbitration Act preempts States from conditioning
the enforcement of an arbitration agreement on the
availability of particular procedures – here, class-wide
arbitration – when those procedures are not necessary
to ensure that the parties to the arbitration agreement
are able to vindicate their claims.’” (emphasis in
original)).
Missouri
Robinson v. Title Lenders, Inc., 364 S.W.3d (Mo.
2012) (holding that arbitration agreement was not
unenforceable due to class action waiver and
remanding to trial court to determine plaintiff’s other
unconscionability claims and “assess the evidence in
this case and determine if the underlying arbitration
agreement is enforceable in light of Concepcion’s
instructions.”).
New Jersey
NAACP of Camden County E. v. Foulke Mgmt.
Corp., 24 A.3d 777 (N.J. Super. Ct. App. Div. Aug.
2, 2011) (holding that, as a matter of law, an
arbitration agreement is not unconscionable under
New Jersey law based on the presence of a class
action waiver, and rejecting argument that AT&T
Mobility does not apply because arbitration
agreement in AT&T Mobility included provisions
more generous to consumers than the provisions at
issue, finding that AT&T Mobility’s analysis “turned
on general doctrinal principles rather than the specific
wording of the cellular contracts”; court, however,
did ultimately hold that agreement was unenforceable
because many of its provisions were too convoluted
and inconsistent to be enforced).
New York
Gomez v. Brill Securities, Inc., 95 A.D.2d 32
(Mar. 15, 2012) (affirming denial of motion to dismiss
or compel arbitration in putative class action because
arbitration agreement provided that it would be
23. governed by FINRA rules, which expressly prohibit
arbitration of class action claims, and thus arbitration
could not be compelled).
Ohio
Gustavus, LLC v. Eagle Investments, No. 24899,
2012 WL 1079888 (Ohio App. Mar. 30, 2012)
(rejecting public policy defense to enforcement of
arbitration clause in real estate contract and holding
that the agreement did not prohibit or limit any
statutory remedies under Ohio’s Corrupt Activities
Act).
Wallace v. Ganley Auto. Corp., No. 95081, 2011
WL 2434093 (Ohio Ct. App. June 16, 2011)
(affirming order granting motion to stay pending
arbitration and rejecting request to rule that, at least
with respect to claims under Ohio’s Consumer Sales
Protection Act (“CSPA”), any arbitration agreement
that bans class action is unenforceable; holding that
AT&T Mobility “makes clear that enforcement of
arbitration clauses cannot be conditioned upon the
availability of class wide arbitration” and, because
“courts may not apply judicial rules, in a way that
frustrates the purpose of the FAA, which favors the
enforcement of arbitration agreements according to
their terms,” even if the CSPA contained a policy
favoring class action (an issue the court did not
decide), the court could not apply that policy in a
way that disfavored arbitration).
South Carolina
Herron v. Century BMW, 719 S.E.2d 640 (S.C.
2011) (after remand by the U.S. Supreme Court (see
Sonic Auto., Inc., supra, 131 S. Ct. 2895, South
Carolina Supreme Court held that appellant failed to
preserve the issue of FAA preemption of state law for
appellate review and “further consideration in light of
[AT&T Mobility] is unwarranted.”).
Washington
Gandee v. LDL Freedom Enterprises, Inc., 293 P.
3d 1197 (Wash. Feb. 7, 2013) (affirming trial court’s
holding that arbitration agreement contained in debt
adjustment contract was unconscionable on the
grounds that plaintiff demonstrated that she could not
vindicate her rights in arbitration, and that the
arbitration agreement’s “loser pays” and statute of
limitation provisions were unenforceable).
West Virginia
Richmond Am. Homes of W.V., Inc. v. Sanders,
717 S.E.2d 909 (W.Va. Nov. 21, 2011) (denying
petition for writ of prohibition to compel arbitration
of an agreement containing a class action waiver;
noting that trial court erred in finding that the class
action waiver alone rendered the arbitration
agreement unconscionable, but holding that the
court’s “other findings still firmly establish an overall
imbalance and unfairness of the arbitration process
. . . such that the arbitration provision is
unconscionable and unenforceable”; among the
“other findings,” the court found procedural
unconscionability on the grounds that (1) the
arbitration provision “was a non-negotiable term in
an adhesion contract, and the plaintiffs were not
permitted to ‘opt-out’ or alter the provision,” and (2)
plaintiffs did not have the same level of sophistication
and understanding about the arbitration provision as
defendant, a “national corporation” with “full-time
legal counsel”; court also found that arbitration
provision “established an arbitration process that
lacked any modicum of bilaterality or mutuality”
because it “exculpated” defendant from its
misconduct and “substantially impaired the plaintiffs’
right to pursue remedies for their losses” by
exculpating defendants from damages for property
and/or personal injury or other economic loss
resulting from radon gas and eliminating “various
statutory and common law rights, including plaintiffs’
warranties under the Magnuson-Moss Act”).
Wisconsin
Cottonwood Fin., LTD v. Estes, 339 Wis. 2d 472,
810 N.W.2d 852 (Wis. App. 2012) (holding that
24. “[AT&T Mobility]’s holding is clear: the FAA
preempts any state law that classifies an arbitration
agreement as unconscionable, and therefore
unenforceable, simply because the agreement
prohibits an individual from proceeding as a member
of a class”; affirming order compelling arbitration and
holding that class action waiver does not render
arbitration agreement substantively unconscionable).