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Anticipation and
Revocation of Patents
Gurpal Singh
IN/PA - 2732
Relevant Sections (Anticipation)
S. No. Section Description
1 13 Search for anticipation by previous publication
and prior claim.
2 18 Powers of Controller in cases of anticipation.
3 29 Anticipation by previous publication.
4 30 Anticipation by previous communication to
Government.
5 31 Anticipation by public display.
6 32 Anticipation by public working
7 33 Anticipation by use and publication after
provisional specification.
8 34 Anticipation by use and publication after
provisional specification.
Relevant Rules (Anticipation)
S. No. Rule Description
1 28 Procedure in case of anticipation by prior
publication.
2 29 Procedure in case of anticipation by prior
claiming.
3 30 Amendment of complete specification in case of
anticipation.
Drawings as prior art
• Measuring dimensions in a diagrammatic representation do
not constitute a prior art [T 0204/83]
• “A prior art drawing may be taken into consideration as a prior
art disclosure if it discloses the essential features of the
impugned claim in a sufficiently and clearly understandable
manner to a skilled person and also if the drawing is such that
it provides an enabling disclosure either explicitly or
implicitly.”- Graf & CIE AG and Maschinenfabrik Rieter Ag v.
Nitto Shoji Limited (App. No. 422/Cal/2000)
Drawings as prior art
Publication No.:
EP0030192B1
Patent No.:
US3110626A
• European Case Law: T 0204/83
SynthonBV (Appellants)v. SmithklineBeecham
plc (Respondents)
• TIMELINE
Synthon
PCT Filing
(10th Jun.
1997)
SB Priority
filing (6th
Oct. 1998)
Synthon
App.
Published
(17th Dec.
1998)
SB UK Filing
(23rd Apr.
1999)
SB UK
Patent
2336364
Pub. (10th
May 200)
Synthon
commences
revocation
proceedings
(7th Mar.
2001)
• INVENTION
Synthon BV Smithkline Beecham Plc
Broad class of sulfonic acid salts
including PMS. (PMS synthesis in
crystalline form was described as
Example 1 in specification)
PMS in crystalline form with particular
IR and XRD characteristics.
SynthonBV (Appellants)v. SmithklineBeecham
plc (Respondents)
S.
No.
Relevant Questions Judge’s Take Learning
1. Was the invention already
disclosed ?
Yes, since the methods for
producing PMS were
substantially similar and
yielded identical crystals of
PMS in both the cases.
Anticipation requires prior
disclosure of subject-matter
which, when
performed, must necessarily
infringe the patented
invention.
2. Was the prior disclosure
enabling ?
The solvent used in Synthon
method (Ethanol) inhibited
crystal formation, but POTA
with reasonable trial and
error would have used
another solvent and
produced crystals. So yes.
For anticipation prior art
should be enabling. For
enablement, the person
skilled in the art is
assumed to be willing to
make trial and error
experiments to get it to work
Relevant Sections and Rules
(Revocation)
S. No. Section Description
1 64 Revocation of patents.
2 65 Revocation of patent or amendment of complete
specification on directions from Government in
cases relating to atomic energy.
3 66 Revocation of patent in public interest.
4 85 Revocation of patents by the Controller for non-
working.
S. No. Rule Description
1 96 Application for compulsory licence etc.
2 99 Manner of publication of revocation order.
AJAY INDUSTRIAL CORPORATION Vs.
SHIRO KANAO OF IBARAKI CITY
• INVENTIONS (Shiro Kanao (Respondent))
S. No. Patent Description
1 124526 Method or apparatus for continuously
producing a spiralled tube of plastic resin.
Granted 19/12/1969
2 114519 Flexible plastic hose. Granted 6/12/1967
• PROCEEDINGS
• Ajay Industrial Corporation (Appellant) is a registered firm
manufacturing and selling reinforced plastic hose pipes.
• Shiro Kanao files infringement suit against Ajay Industrial Corp w.r.t
11419 in Ahmedabad Court.
• Ajay Industrial Corp files for revocation of patents 124526 and
114519 in Delhi High court claiming that inventions claimed in both
the patents have already been known and cannot be called
inventions.
AJAY INDUSTRIAL CORPORATION Vs.
SHIRO KANAO OF IBARAKI CITY
S. No. Relevant Questions Judge’s Take
1 Does the case fall in jurisdiction
of Delhi High Court ?
Even though Section 104 provides
provision of Counter-claim in
infringement suit, this case can also
regarded as an independent appeal for
revocation u/s 64 (even when an
infringement suit is pending) and can be
filed in any jurisdiction where the
appellant has or might have a
commercial interest.
2 Does the appellant qualify as
“person interested” for process
patent ?
Person interested is a person who has
direct, present and tangible commercial
interest or public interest which is
injured or affected by continuance of
patent register.
Revocation of Agracerus’s
Patent (Section 66)
• INVENTION
S. No. Patent Description
1 168950 A method of producing transformed
Cotton Cells by tissue culture.
• No pre-grant opposition was filed by any party hence the patent was
granted.
• Opposition came from cotton farmers stating that the patent would
impact the farming of cotton crop.
• Indian Government revoked the patent in October 1994 stating that
it would adversely affect India’s cotton economy.
• The suit was followed by United States which too revoked
Agracerus’s Patent.
Thank You

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Anticipation and Revocation of Patents.pptx

  • 1. Anticipation and Revocation of Patents Gurpal Singh IN/PA - 2732
  • 2. Relevant Sections (Anticipation) S. No. Section Description 1 13 Search for anticipation by previous publication and prior claim. 2 18 Powers of Controller in cases of anticipation. 3 29 Anticipation by previous publication. 4 30 Anticipation by previous communication to Government. 5 31 Anticipation by public display. 6 32 Anticipation by public working 7 33 Anticipation by use and publication after provisional specification. 8 34 Anticipation by use and publication after provisional specification.
  • 3. Relevant Rules (Anticipation) S. No. Rule Description 1 28 Procedure in case of anticipation by prior publication. 2 29 Procedure in case of anticipation by prior claiming. 3 30 Amendment of complete specification in case of anticipation.
  • 4. Drawings as prior art • Measuring dimensions in a diagrammatic representation do not constitute a prior art [T 0204/83] • “A prior art drawing may be taken into consideration as a prior art disclosure if it discloses the essential features of the impugned claim in a sufficiently and clearly understandable manner to a skilled person and also if the drawing is such that it provides an enabling disclosure either explicitly or implicitly.”- Graf & CIE AG and Maschinenfabrik Rieter Ag v. Nitto Shoji Limited (App. No. 422/Cal/2000)
  • 5. Drawings as prior art Publication No.: EP0030192B1 Patent No.: US3110626A • European Case Law: T 0204/83
  • 6. SynthonBV (Appellants)v. SmithklineBeecham plc (Respondents) • TIMELINE Synthon PCT Filing (10th Jun. 1997) SB Priority filing (6th Oct. 1998) Synthon App. Published (17th Dec. 1998) SB UK Filing (23rd Apr. 1999) SB UK Patent 2336364 Pub. (10th May 200) Synthon commences revocation proceedings (7th Mar. 2001) • INVENTION Synthon BV Smithkline Beecham Plc Broad class of sulfonic acid salts including PMS. (PMS synthesis in crystalline form was described as Example 1 in specification) PMS in crystalline form with particular IR and XRD characteristics.
  • 7. SynthonBV (Appellants)v. SmithklineBeecham plc (Respondents) S. No. Relevant Questions Judge’s Take Learning 1. Was the invention already disclosed ? Yes, since the methods for producing PMS were substantially similar and yielded identical crystals of PMS in both the cases. Anticipation requires prior disclosure of subject-matter which, when performed, must necessarily infringe the patented invention. 2. Was the prior disclosure enabling ? The solvent used in Synthon method (Ethanol) inhibited crystal formation, but POTA with reasonable trial and error would have used another solvent and produced crystals. So yes. For anticipation prior art should be enabling. For enablement, the person skilled in the art is assumed to be willing to make trial and error experiments to get it to work
  • 8. Relevant Sections and Rules (Revocation) S. No. Section Description 1 64 Revocation of patents. 2 65 Revocation of patent or amendment of complete specification on directions from Government in cases relating to atomic energy. 3 66 Revocation of patent in public interest. 4 85 Revocation of patents by the Controller for non- working. S. No. Rule Description 1 96 Application for compulsory licence etc. 2 99 Manner of publication of revocation order.
  • 9. AJAY INDUSTRIAL CORPORATION Vs. SHIRO KANAO OF IBARAKI CITY • INVENTIONS (Shiro Kanao (Respondent)) S. No. Patent Description 1 124526 Method or apparatus for continuously producing a spiralled tube of plastic resin. Granted 19/12/1969 2 114519 Flexible plastic hose. Granted 6/12/1967 • PROCEEDINGS • Ajay Industrial Corporation (Appellant) is a registered firm manufacturing and selling reinforced plastic hose pipes. • Shiro Kanao files infringement suit against Ajay Industrial Corp w.r.t 11419 in Ahmedabad Court. • Ajay Industrial Corp files for revocation of patents 124526 and 114519 in Delhi High court claiming that inventions claimed in both the patents have already been known and cannot be called inventions.
  • 10. AJAY INDUSTRIAL CORPORATION Vs. SHIRO KANAO OF IBARAKI CITY S. No. Relevant Questions Judge’s Take 1 Does the case fall in jurisdiction of Delhi High Court ? Even though Section 104 provides provision of Counter-claim in infringement suit, this case can also regarded as an independent appeal for revocation u/s 64 (even when an infringement suit is pending) and can be filed in any jurisdiction where the appellant has or might have a commercial interest. 2 Does the appellant qualify as “person interested” for process patent ? Person interested is a person who has direct, present and tangible commercial interest or public interest which is injured or affected by continuance of patent register.
  • 11. Revocation of Agracerus’s Patent (Section 66) • INVENTION S. No. Patent Description 1 168950 A method of producing transformed Cotton Cells by tissue culture. • No pre-grant opposition was filed by any party hence the patent was granted. • Opposition came from cotton farmers stating that the patent would impact the farming of cotton crop. • Indian Government revoked the patent in October 1994 stating that it would adversely affect India’s cotton economy. • The suit was followed by United States which too revoked Agracerus’s Patent.