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Ascertaining cases of invasive breast
cancer in the 45 and Up Study:
a validation study.


Kemp A, Preen DB, Saunders C, Holman CDJ, Bulsara M,
Rogers K, Roughead EE.
Background
• Routinely-collected and self-reported health data are
  increasingly used to identify health status and service use
• State-based cancer registries are considered the ‘gold
  standard’ for identifying breast cancer cases for research
  purposes
   o However researchers conducting survey-based studies or
     working with other datasets (e.g. hospital data) may need to
     identify cases without linkage to a cancer registry
   o ‘Temporary’ access problems with cancer registrations in
     New South Wales (NSW)
Background continued
• Larger program of work examining use of prescription
  hormone therapies for invasive breast cancer in Australian
  practice (e.g. tamoxifen)
• Planned to identify cases of invasive breast cancer through
  the NSW Cancer Registry
   o Power calculations based on cases diagnosed 2003-2009
• We received all the datasets needed for the study except
  Cancer Registry records for 2009
• Can we ascertain 2009 cases of invasive
  breast cancer using information from the
  other available datasets?
Objective

• To determine the accuracy of hospital and outpatient
  services, prescription claims, and self-report for breast
  cancer in identifying cases of invasive breast cancer on the
  NSW Cancer Registry
Data sources
• NSW Cancer Registry (gold standard)
   o date of diagnosis for all invasive breast cancers in NSW
     between 1 July 2004 to 31st December 2008

• 45 and Up Study baseline data
   o self-reported demographic and clinical information
• NSW Admitted Patients Data Collection
   o hospital separations for all public and private hospitals
• Pharmaceutical Benefits Scheme
   o claims for government-subsidised dispensed prescription
     medicines
• Medicare Benefits Schedule
   o claims for government-subsidised outpatient procedures
     and procedures in private hospitals
Breast cancer ‘flags’
• Hospital diagnosis of invasive breast cancer
   o ≤ 6 months of diagnosis
• Breast cancer surgery
   o ≤12 months of diagnosis
   o mastectomy or lumpectomy
• Prescriptions dispensed
   o ≤18 months of diagnosis
   o tamoxifen, toremifene, anastrazole, exemestane, letrozole,
     goserelin, trastubumab, lapatinib
• Breast radiotherapy
   o ≤18 months of diagnosis
• Self-reported diagnosis breast cancer and age at diagnosis
   o within 12 months of date of diagnosis
   o analysis restricted to self-reports before January 2006
Analyses
• Cases of invasive breast cancer recorded on the Cancer
  Registry during the study period were compared with flagged
  (suspected) cases
• Comparison included
   o flags from individual datasets (e.g. hospital diagnosis)
   o clinically meaningful combinations of flags (e.g. hospital
     diagnosis and a dispensed medicine for breast cancer)
• For each flag/s we calculated:
   o positive predictive value (PPV)
   o sensitivity
   o Specificity

• We sought flags with high PPV (>90%)
  and within that, the highest specificity
Results

• Of 143,010 women in the 45 and Up Study, 2661 (1.9%) had
  a recorded invasive breast cancer on the Cancer Registry
  during the study period
   o 681 occurred between 1 July 2004 and 31st December
     2005 (this subgroup was compared against self-reported
     breast cancer)
Results from individual datasets
                                  PPV     Sensitivity   Specificity

45 and Up Study baseline survey

Self-reported diagnosis           40.9%     73.0%         99.5%
(12 month window)




Hospital data
Inpatient primary diagnosis       80.3%     85.2%         99.7%

Lumpectomy                        99.3%     61.3%         99.9%

Mastectomy                        99.2%     35.2%         99.9%
Lumpectomy OR mastectomy          99.2%     86.3%         99.9%
Results from individual datasets
                                  PPV        Sensitivity     Specificity

45 and Up Study baseline survey

Self-reported diagnosis           40.9%         73.0%            99.5%
(12 month window)
Self-reported diagnosis           72% of the ‘false positives’ had a record
                                  on the Cancer Registry for an earlier
                                  period

Hospital data
Inpatient primary diagnosis       80.3%         85.2%            99.7%

Lumpectomy                        99.3%         61.3%            99.9%

Mastectomy                        99.2%         35.2%            99.9%
Lumpectomy OR mastectomy          99.2%         86.3%            99.9%
Results from individual datasets
                                  PPV        Sensitivity     Specificity

45 and Up Study baseline survey

Self-reported diagnosis           40.9%         73.0%            99.5%
(12 month window)
Self-reported diagnosis           72% of the ‘false positives’ had a record
                                  on the Cancer Registry for an earlier
                                  period

Hospital data
Inpatient primary diagnosis       80.3%         85.2%            99.7%

Lumpectomy                        99.3%         61.3%            99.9%

Mastectomy                        99.2%         35.2%            99.9%
Lumpectomy OR mastectomy          99.2%         86.3%            99.9%
Results from individual datasets

                                 PPV     Sensitivity   Specificity

Pharmaceutical Benefits Scheme

Any dispensed medicine           88.5%     68.5%         99.9%



Medicare Benefits Schedule

Breast radiotherapy              95.8%     57.9%         99.9%
Results from 45 and Up Study,
 MBS and PBS data package
                                        PPV     Sensitivity   Specificity

Breast radiotherapy AND dispensed       95.8%     41.1%         99.9%
medicine
Breast radiotherapy OR dispensed        89.9%     85.3%         99.9%
medicine
Breast radiotherapy AND self-reported   70.2%     28.3%         99.9%
diagnosis
Breast radiotherapy AND dispensed       68.4%     19.4%         99.9%
medicine AND self-reported diagnosis
(Breast radiotherapy OR dispensed     67.8%       56.8%         99.9%
medicine) AND self-reported diagnosis
Breast radiotherapy OR dispensed        24.9%     94.1%         98.6%
medicine OR self-reported diagnosis
Results from 45 and Up Study,
 MBS and PBS data package
                                        PPV     Sensitivity   Specificity

Breast radiotherapy AND dispensed       95.8%     41.1%         99.9%
medicine
Breast radiotherapy OR dispensed        89.9%     85.3%         99.9%
medicine
Breast radiotherapy AND self-reported   70.2%     28.3%         99.9%
diagnosis
Breast radiotherapy AND dispensed       68.4%     19.4%         99.9%
medicine AND self-reported diagnosis
(Breast radiotherapy OR dispensed     67.8%       56.8%         99.9%
medicine) AND self-reported diagnosis
Breast radiotherapy OR dispensed        24.9%     94.1%         98.6%
medicine OR self-reported diagnosis
Results from hospital, 45 and
 Up Study, MBS and PBS
 datasets
                                       PPV     Sensitivity   Specificity

(Lumpectomy or mastectomy) AND         99.4%     56.7%         99.9%
diagnosis of invasive breast cancer
AND dispensed medicine
(Lumpectomy or mastectomy) AND         96.8%     91.6%         99.9%
(diagnosis of invasive breast cancer
OR breast radiotherapy)
(Lumpectomy or mastectomy) AND         91.2%     93.7%         99.9%
(diagnosis of invasive breast cancer
OR dispensed medicine)
(Lumpectomy or mastectomy) AND         90.8%     96.8%         99.9%
(diagnosis of invasive breast cancer
OR breast radiotherapy OR dispensed
medicine)
Results from hospital, 45 and
 Up Study, MBS and PBS
 datasets
                                       PPV     Sensitivity   Specificity

(Lumpectomy or mastectomy) AND         99.4%     56.7%         99.9%
diagnosis of invasive breast cancer
AND dispensed medicine
(Lumpectomy or mastectomy) AND         96.8%     91.6%         99.9%
(diagnosis of invasive breast cancer
OR breast radiotherapy)
(Lumpectomy or mastectomy) AND         91.2%     93.7%         99.9%
(diagnosis of invasive breast cancer
OR dispensed medicine)
(Lumpectomy or mastectomy) AND         90.8%     96.8%         99.9%
(diagnosis of invasive breast cancer
OR breast radiotherapy OR dispensed
medicine)
Strengths and weaknesses

• Strengths
   o Large, heterogeneous sample of women
   o Complete capture for all public and private inpatient
     diagnoses and surgeries, subsidised outpatient
     procedures and medicines
• Weaknesses
   o We could not identify how many false positives were DCIS
     vs. not breast cancer at all
   o The flags we have identified may not predict invasive
     breast cancer as well in younger women
   o Validity of the flags examined here may change over time
     with shifts in health service use
Conclusions
• Invasive breast cancer can be accurately ascertained
  through administrative datasets other than the Cancer
  Registry
• The most useful flags will depend on the research question
  and available datasets
• Self report with date restriction had moderate sensitivity and
  low PPV, however specificity was very high
   o Suitable for excluding cases of breast
     cancer from a study sample
Conclusions
• We had access to 45 and Up Study baseline survey,
  hospital, MBS, and PBS data and needed to identify a
  sample
• The most useful flag or this purpose:
   o (Lumpectomy or mastectomy) AND (primary diagnosis of
     invasive breast cancer or breast radiotherapy)
   o 97% of those identified are true positives
   o 92% of cases on the Cancer Registry
     are identified
Acknowledgements
• Participants of the 45 and Up Study
• The 45 and Up Study is managed by the Sax Institute in
  collaboration with:
   • Cancer Council New South Wales (major partner)
   • National Heart Foundation of Australia (NSW Division)
   • NSW Ministry of Health
   • beyondblue: the national depression initiative
   • Ageing, Disability and Home Care NSW Family and
     Community Services
   • Australian Red Cross Blood Service
   • UnitingCare Ageing
Acknowledgements

• Staff at the Centre for Health Record Linkage
• Other data custodians:
   o NSW Ministry of Health
   o Commonwealth Department of Human Services
   o NSW Cancer Institute
• The project was funded by:
   o Cancer Australia
   o National Breast Cancer Foundation
Questions

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Anna Kemp | Ascertaining cases of invasive breast cancer in the 45 and Up Study: a validation study.

  • 1. Ascertaining cases of invasive breast cancer in the 45 and Up Study: a validation study. Kemp A, Preen DB, Saunders C, Holman CDJ, Bulsara M, Rogers K, Roughead EE.
  • 2. Background • Routinely-collected and self-reported health data are increasingly used to identify health status and service use • State-based cancer registries are considered the ‘gold standard’ for identifying breast cancer cases for research purposes o However researchers conducting survey-based studies or working with other datasets (e.g. hospital data) may need to identify cases without linkage to a cancer registry o ‘Temporary’ access problems with cancer registrations in New South Wales (NSW)
  • 3. Background continued • Larger program of work examining use of prescription hormone therapies for invasive breast cancer in Australian practice (e.g. tamoxifen) • Planned to identify cases of invasive breast cancer through the NSW Cancer Registry o Power calculations based on cases diagnosed 2003-2009 • We received all the datasets needed for the study except Cancer Registry records for 2009 • Can we ascertain 2009 cases of invasive breast cancer using information from the other available datasets?
  • 4. Objective • To determine the accuracy of hospital and outpatient services, prescription claims, and self-report for breast cancer in identifying cases of invasive breast cancer on the NSW Cancer Registry
  • 5. Data sources • NSW Cancer Registry (gold standard) o date of diagnosis for all invasive breast cancers in NSW between 1 July 2004 to 31st December 2008 • 45 and Up Study baseline data o self-reported demographic and clinical information • NSW Admitted Patients Data Collection o hospital separations for all public and private hospitals • Pharmaceutical Benefits Scheme o claims for government-subsidised dispensed prescription medicines • Medicare Benefits Schedule o claims for government-subsidised outpatient procedures and procedures in private hospitals
  • 6. Breast cancer ‘flags’ • Hospital diagnosis of invasive breast cancer o ≤ 6 months of diagnosis • Breast cancer surgery o ≤12 months of diagnosis o mastectomy or lumpectomy • Prescriptions dispensed o ≤18 months of diagnosis o tamoxifen, toremifene, anastrazole, exemestane, letrozole, goserelin, trastubumab, lapatinib • Breast radiotherapy o ≤18 months of diagnosis • Self-reported diagnosis breast cancer and age at diagnosis o within 12 months of date of diagnosis o analysis restricted to self-reports before January 2006
  • 7. Analyses • Cases of invasive breast cancer recorded on the Cancer Registry during the study period were compared with flagged (suspected) cases • Comparison included o flags from individual datasets (e.g. hospital diagnosis) o clinically meaningful combinations of flags (e.g. hospital diagnosis and a dispensed medicine for breast cancer) • For each flag/s we calculated: o positive predictive value (PPV) o sensitivity o Specificity • We sought flags with high PPV (>90%) and within that, the highest specificity
  • 8. Results • Of 143,010 women in the 45 and Up Study, 2661 (1.9%) had a recorded invasive breast cancer on the Cancer Registry during the study period o 681 occurred between 1 July 2004 and 31st December 2005 (this subgroup was compared against self-reported breast cancer)
  • 9. Results from individual datasets PPV Sensitivity Specificity 45 and Up Study baseline survey Self-reported diagnosis 40.9% 73.0% 99.5% (12 month window) Hospital data Inpatient primary diagnosis 80.3% 85.2% 99.7% Lumpectomy 99.3% 61.3% 99.9% Mastectomy 99.2% 35.2% 99.9% Lumpectomy OR mastectomy 99.2% 86.3% 99.9%
  • 10. Results from individual datasets PPV Sensitivity Specificity 45 and Up Study baseline survey Self-reported diagnosis 40.9% 73.0% 99.5% (12 month window) Self-reported diagnosis 72% of the ‘false positives’ had a record on the Cancer Registry for an earlier period Hospital data Inpatient primary diagnosis 80.3% 85.2% 99.7% Lumpectomy 99.3% 61.3% 99.9% Mastectomy 99.2% 35.2% 99.9% Lumpectomy OR mastectomy 99.2% 86.3% 99.9%
  • 11. Results from individual datasets PPV Sensitivity Specificity 45 and Up Study baseline survey Self-reported diagnosis 40.9% 73.0% 99.5% (12 month window) Self-reported diagnosis 72% of the ‘false positives’ had a record on the Cancer Registry for an earlier period Hospital data Inpatient primary diagnosis 80.3% 85.2% 99.7% Lumpectomy 99.3% 61.3% 99.9% Mastectomy 99.2% 35.2% 99.9% Lumpectomy OR mastectomy 99.2% 86.3% 99.9%
  • 12. Results from individual datasets PPV Sensitivity Specificity Pharmaceutical Benefits Scheme Any dispensed medicine 88.5% 68.5% 99.9% Medicare Benefits Schedule Breast radiotherapy 95.8% 57.9% 99.9%
  • 13. Results from 45 and Up Study, MBS and PBS data package PPV Sensitivity Specificity Breast radiotherapy AND dispensed 95.8% 41.1% 99.9% medicine Breast radiotherapy OR dispensed 89.9% 85.3% 99.9% medicine Breast radiotherapy AND self-reported 70.2% 28.3% 99.9% diagnosis Breast radiotherapy AND dispensed 68.4% 19.4% 99.9% medicine AND self-reported diagnosis (Breast radiotherapy OR dispensed 67.8% 56.8% 99.9% medicine) AND self-reported diagnosis Breast radiotherapy OR dispensed 24.9% 94.1% 98.6% medicine OR self-reported diagnosis
  • 14. Results from 45 and Up Study, MBS and PBS data package PPV Sensitivity Specificity Breast radiotherapy AND dispensed 95.8% 41.1% 99.9% medicine Breast radiotherapy OR dispensed 89.9% 85.3% 99.9% medicine Breast radiotherapy AND self-reported 70.2% 28.3% 99.9% diagnosis Breast radiotherapy AND dispensed 68.4% 19.4% 99.9% medicine AND self-reported diagnosis (Breast radiotherapy OR dispensed 67.8% 56.8% 99.9% medicine) AND self-reported diagnosis Breast radiotherapy OR dispensed 24.9% 94.1% 98.6% medicine OR self-reported diagnosis
  • 15. Results from hospital, 45 and Up Study, MBS and PBS datasets PPV Sensitivity Specificity (Lumpectomy or mastectomy) AND 99.4% 56.7% 99.9% diagnosis of invasive breast cancer AND dispensed medicine (Lumpectomy or mastectomy) AND 96.8% 91.6% 99.9% (diagnosis of invasive breast cancer OR breast radiotherapy) (Lumpectomy or mastectomy) AND 91.2% 93.7% 99.9% (diagnosis of invasive breast cancer OR dispensed medicine) (Lumpectomy or mastectomy) AND 90.8% 96.8% 99.9% (diagnosis of invasive breast cancer OR breast radiotherapy OR dispensed medicine)
  • 16. Results from hospital, 45 and Up Study, MBS and PBS datasets PPV Sensitivity Specificity (Lumpectomy or mastectomy) AND 99.4% 56.7% 99.9% diagnosis of invasive breast cancer AND dispensed medicine (Lumpectomy or mastectomy) AND 96.8% 91.6% 99.9% (diagnosis of invasive breast cancer OR breast radiotherapy) (Lumpectomy or mastectomy) AND 91.2% 93.7% 99.9% (diagnosis of invasive breast cancer OR dispensed medicine) (Lumpectomy or mastectomy) AND 90.8% 96.8% 99.9% (diagnosis of invasive breast cancer OR breast radiotherapy OR dispensed medicine)
  • 17. Strengths and weaknesses • Strengths o Large, heterogeneous sample of women o Complete capture for all public and private inpatient diagnoses and surgeries, subsidised outpatient procedures and medicines • Weaknesses o We could not identify how many false positives were DCIS vs. not breast cancer at all o The flags we have identified may not predict invasive breast cancer as well in younger women o Validity of the flags examined here may change over time with shifts in health service use
  • 18. Conclusions • Invasive breast cancer can be accurately ascertained through administrative datasets other than the Cancer Registry • The most useful flags will depend on the research question and available datasets • Self report with date restriction had moderate sensitivity and low PPV, however specificity was very high o Suitable for excluding cases of breast cancer from a study sample
  • 19. Conclusions • We had access to 45 and Up Study baseline survey, hospital, MBS, and PBS data and needed to identify a sample • The most useful flag or this purpose: o (Lumpectomy or mastectomy) AND (primary diagnosis of invasive breast cancer or breast radiotherapy) o 97% of those identified are true positives o 92% of cases on the Cancer Registry are identified
  • 20. Acknowledgements • Participants of the 45 and Up Study • The 45 and Up Study is managed by the Sax Institute in collaboration with: • Cancer Council New South Wales (major partner) • National Heart Foundation of Australia (NSW Division) • NSW Ministry of Health • beyondblue: the national depression initiative • Ageing, Disability and Home Care NSW Family and Community Services • Australian Red Cross Blood Service • UnitingCare Ageing
  • 21. Acknowledgements • Staff at the Centre for Health Record Linkage • Other data custodians: o NSW Ministry of Health o Commonwealth Department of Human Services o NSW Cancer Institute • The project was funded by: o Cancer Australia o National Breast Cancer Foundation