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The Effect of Social and Behavioral Determinants
on Immunization Programs
Lessons learned from childhood vaccination programs
AERAS
September 4-5, 2013
Aharona Glatman-Freedman, M.D., M.P.H.
Clin. Associate Professor
Department of Pediatrics
Department of Family and Community Medicine
New York Medical College
Non-biological determinants
of
Immunization Programs
What will happen when a new vaccine for
TB is available ?
•
•
•
•

Introduction
Public acceptance
Finance
Sustainability
Determinants important for the success of
Immunization programs
Biological

Non-biological

• Vaccine efficacy
• Vaccine safety

√

• Epidemiology

√

• Economy/Finance

√

• Politics/Government

• Social environment
• Logistics
Determinants important for the success of
Immunization programs
Biological

Non-biological

• Vaccine efficacy
• Vaccine safety

√

• Epidemiology

√

• Economy/Finance

√

• Politics/Government

• Social environment
• Logistics
Low Income
Countries
•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers

High- and Middle- Income
Countries
• Vaccine safety
• Information/Misinformation
• Internet
• Beliefs (religious, cultural,
personal)
• Immigration
• Urban vs Rural residence
• Complementary and Alternative
Medicine
• Financial Factors
• Ethical issues
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers
• Childhood vaccines
• Basic vaccines
Polio, Diphtheria, Pertussis, Tetanus, Measles, BCG
Role of social environment
Low Income Countries

Availability of immunization services within a
walking distance did not always translate to their
usage
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers

Maternal education
Access to higher
education
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and ethnic groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers

Infrastructure

Surveillance

Clean water
Electricity – cold chain
Transportation
Communication

Immunization rates
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers

http://aidsinafrica1980s.wordpress.com
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers

• Each Kilometer matters
• Population-specific programs
Low Income Countries
Social and behavioral determinants

•
•
•
•
•
•
•
•
•
•

Household living conditions
Parental education
Religious and minority groups
Migration
War and civil unrest
Gender-based inequity
Women’s role and power
Urban vs Rural residence
Program accessibility
Traditional healers
Determinants important for the success of
Immunization programs
Biological

Non-biological

• Vaccine efficacy
• Vaccine safety

√

• Epidemiology

√

• Economy/Finance

√

• Politics/Government

• Social environment
• Logistics
What happens when a new vaccine
is introduced?
Low-income countries
New Vaccines
Low-income countries
Vaccine

Disease to prevent

Hepatitis B

Hepatitis / Liver cancer

Haemophilus influenza
type b

Meningitis
Epiglotitis
Pneumonia

Rotavirus

Diarrhea

Streptococcus
pneumoniae

Pneumonia Meningitus

Neisseria meningitidis A

Meningitis

Human Papilloma Virus

Cervical Cancer
New Vaccines
Low-income countries
Vaccine

Disease to
prevent

Initial Year of
GAVI’s support

Hepatitis B

Hepatitis/Liver
cancer

2000

Haemophilus influenza
type b

Meningitis
Epiglotitis
Pneumonia

2000

Rotavirus

Diarrhea

2007

Streptococcus
pneumoniae

Pneumonia
Meningitus

2007

Neisseria meningitidis A

Meningitis

2011

Human Papilloma Virus

Cervical
Cancer

2014
Models for Introduction of new vaccines
into low-income countries

• Haemophilus type b vaccine
• Hepatitis B vaccine
• The first new vaccines introduced to low
income countries
New Vaccine Introduction
GAVI-eligible African Nations
GAVI phase I (2000-2005)
Group I
Hib and HepB

Group II
HepB

Group III
Neither

Benin

Cameroon

Angola

Burkina Faso

Comoros

Chad

Burundi

Cote D’Ivoire

CAR

Gambia

Eritrea

Congo

Ghana

Lesotho

Congo DR

Kenya

Madagascar

Ethiopia

Malawi

Mauritania

Guinea

Mali

Mozambique

Guinea-Bissau

Rwanda

Nigeria

Liberia

Senegal

Tanzania

Niger

Uganda

Zimbabwe

Sierra-Leone

Zambia

Togo
New Vaccine Introduction
GAVI-eligible African Nations
GAVI phase I (2000-2005)
Determinants evaluated
•
•
•
•
•
•
•

Country population size
Life expectancy - males
life expectancy – females
No. doctors/1,000 people
No. nurses/ 1,000 people
Financial indicators related to healthcare
Country-level Governance Indicators
Determinants evaluated
•
•
•
•
•
•
•

Country population size
No difference
Life expectancy – males
No difference
life expectancy – females
No difference
No. doctors/1,000 people
No difference
No. nurses/ 1,000 people
No difference
Financial indicators related to healthcare
Country-level Governance Indicators
Determinants evaluated
• Healthcare financial indicators
– GHECAP: Government healthcare expenditure per capita
– THECAP: Total healthcare expenditure per capita
– HEGDP: Total healthcare expenditure as % of GDP

• Governance indicators
–
–
–
–
–
–

Political stability
Government effectiveness
Rule of Law
Quality control
Control of corruption
Voice and accountability
Financial healthcare indicators
pre-GAVI and the first phase of GAVI's funding
Figure 1

50

A
Group I (HibHep)
Group II (Hep)

GHECAP

ppp int. $

40

*

Group III (None)

**

**

*

30
20
10
0

5
6
7
8
9
0
1
2
3
4
5
199 199 199 199 199 200 200 200 200 200 200

100

80
ppp int. $

THECAP

B

60

40

20
5
6
7
8
9
0
1
2
3
4
5
199 199 199 199 199 200 200 200 200 200 200

8

C

*

7
6
%

HEGDP

*

5
4
3
5
6
7
8
9
0
1
2
3
4
5
199 199 199 199 199 200 200 200 200 200 200

Year

Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802
Governance Indicators
pre-GAVI and the first phase of GAVI's funding

Figure 2

Group I (HibHep)
Group II (Hep)
Group III (None)

A. Political stability
B. Government
effectiveness

Percentile Rank

A

B

60

60

50

*

* *

40

50

30

30

20

20

10

10

* **

0

6
8
0
2
3
4
5
199 199 200 200 200 200 200

E. Control of
corruption

C

Percentile Rank

D. Quality control

D

60

60

50

** ** ** ** ** ** **

40

50

30

30

20

20

10

10

* * *

* *

0

Percentile Rank

*
* * *

0

6
8
0
2
3
4
5
199 199 200 200 200 200 200

6
8
0
2
3
4
5
199 199 200 200 200 200 200

F

60

60

50

** ** *

40

50
40

30
20

** ** *
** * *

30
20

10
0

* * *

*

6
8
0
2
3
4
5
199 199 200 200 200 200 200

Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802

** ** ** ** ** **

40

E

F. Voice and
accountability

* ** ** ** ** * *

0

6
8
0
2
3
4
5
199 199 200 200 200 200 200

C. Rule of law

* * **
** ** ** **

40

Year

10
0

*
6
8
0
2
3
4
5
199 199 200 200 200 200 200

Year
Figure 3

Combined Governance Indicator Score
pre-GAVI and the first phase of GAVI's funding

60

Group I (HibHep)
Group II (Hep)
Group III (None)

Percentile Rank

50
40

*

**

**

**

**

**

**

**

*

*

*

*

*

2000

2002

2003

2004

2005

30
20
10

*

0

1996

1998

Year

Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802
Healthcare
Financial
Indicators

Governance
Indicators
QCA - Qualitative Comparative Analysis
Pre-GAVI (1995-1999)

Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802
Healthcare
Financial
Indicators

Governance
Indicators

Governance - better predictor than Finance for New vaccine introduction
Non-biological Determinants
Conclusion
• Social and behavioral environment
• Governance
• Finance
Important factors to be considered in the
introduction / implementation of vaccination
program
New vaccine introduction
Non-biological determinants

Governance
Finance

Social and behavioral
environment
Acknowledgments
•
•
•
•
•
•
•

Katherine A. Nichols
David W. Britt
Victor G. Rodwin
Mary-Louise Cohen
Robert F. Porges
Ivy Rayos Saludes
Kevin Steffens

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Aharona glatman freedman social determinants sept 4-5 2013 -

  • 1. The Effect of Social and Behavioral Determinants on Immunization Programs Lessons learned from childhood vaccination programs AERAS September 4-5, 2013 Aharona Glatman-Freedman, M.D., M.P.H. Clin. Associate Professor Department of Pediatrics Department of Family and Community Medicine New York Medical College
  • 3. What will happen when a new vaccine for TB is available ? • • • • Introduction Public acceptance Finance Sustainability
  • 4. Determinants important for the success of Immunization programs Biological Non-biological • Vaccine efficacy • Vaccine safety √ • Epidemiology √ • Economy/Finance √ • Politics/Government • Social environment • Logistics
  • 5. Determinants important for the success of Immunization programs Biological Non-biological • Vaccine efficacy • Vaccine safety √ • Epidemiology √ • Economy/Finance √ • Politics/Government • Social environment • Logistics
  • 6.
  • 7. Low Income Countries • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers High- and Middle- Income Countries • Vaccine safety • Information/Misinformation • Internet • Beliefs (religious, cultural, personal) • Immigration • Urban vs Rural residence • Complementary and Alternative Medicine • Financial Factors • Ethical issues
  • 8. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers
  • 9. • Childhood vaccines • Basic vaccines Polio, Diphtheria, Pertussis, Tetanus, Measles, BCG
  • 10. Role of social environment Low Income Countries Availability of immunization services within a walking distance did not always translate to their usage
  • 11. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers
  • 12. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers Maternal education Access to higher education
  • 13. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and ethnic groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers
  • 14. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers Infrastructure Surveillance Clean water Electricity – cold chain Transportation Communication Immunization rates
  • 15. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers http://aidsinafrica1980s.wordpress.com
  • 16. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers • Each Kilometer matters • Population-specific programs
  • 17. Low Income Countries Social and behavioral determinants • • • • • • • • • • Household living conditions Parental education Religious and minority groups Migration War and civil unrest Gender-based inequity Women’s role and power Urban vs Rural residence Program accessibility Traditional healers
  • 18. Determinants important for the success of Immunization programs Biological Non-biological • Vaccine efficacy • Vaccine safety √ • Epidemiology √ • Economy/Finance √ • Politics/Government • Social environment • Logistics
  • 19. What happens when a new vaccine is introduced? Low-income countries
  • 20. New Vaccines Low-income countries Vaccine Disease to prevent Hepatitis B Hepatitis / Liver cancer Haemophilus influenza type b Meningitis Epiglotitis Pneumonia Rotavirus Diarrhea Streptococcus pneumoniae Pneumonia Meningitus Neisseria meningitidis A Meningitis Human Papilloma Virus Cervical Cancer
  • 21. New Vaccines Low-income countries Vaccine Disease to prevent Initial Year of GAVI’s support Hepatitis B Hepatitis/Liver cancer 2000 Haemophilus influenza type b Meningitis Epiglotitis Pneumonia 2000 Rotavirus Diarrhea 2007 Streptococcus pneumoniae Pneumonia Meningitus 2007 Neisseria meningitidis A Meningitis 2011 Human Papilloma Virus Cervical Cancer 2014
  • 22.
  • 23. Models for Introduction of new vaccines into low-income countries • Haemophilus type b vaccine • Hepatitis B vaccine • The first new vaccines introduced to low income countries
  • 24. New Vaccine Introduction GAVI-eligible African Nations GAVI phase I (2000-2005) Group I Hib and HepB Group II HepB Group III Neither Benin Cameroon Angola Burkina Faso Comoros Chad Burundi Cote D’Ivoire CAR Gambia Eritrea Congo Ghana Lesotho Congo DR Kenya Madagascar Ethiopia Malawi Mauritania Guinea Mali Mozambique Guinea-Bissau Rwanda Nigeria Liberia Senegal Tanzania Niger Uganda Zimbabwe Sierra-Leone Zambia Togo
  • 25. New Vaccine Introduction GAVI-eligible African Nations GAVI phase I (2000-2005)
  • 26. Determinants evaluated • • • • • • • Country population size Life expectancy - males life expectancy – females No. doctors/1,000 people No. nurses/ 1,000 people Financial indicators related to healthcare Country-level Governance Indicators
  • 27. Determinants evaluated • • • • • • • Country population size No difference Life expectancy – males No difference life expectancy – females No difference No. doctors/1,000 people No difference No. nurses/ 1,000 people No difference Financial indicators related to healthcare Country-level Governance Indicators
  • 28. Determinants evaluated • Healthcare financial indicators – GHECAP: Government healthcare expenditure per capita – THECAP: Total healthcare expenditure per capita – HEGDP: Total healthcare expenditure as % of GDP • Governance indicators – – – – – – Political stability Government effectiveness Rule of Law Quality control Control of corruption Voice and accountability
  • 29. Financial healthcare indicators pre-GAVI and the first phase of GAVI's funding Figure 1 50 A Group I (HibHep) Group II (Hep) GHECAP ppp int. $ 40 * Group III (None) ** ** * 30 20 10 0 5 6 7 8 9 0 1 2 3 4 5 199 199 199 199 199 200 200 200 200 200 200 100 80 ppp int. $ THECAP B 60 40 20 5 6 7 8 9 0 1 2 3 4 5 199 199 199 199 199 200 200 200 200 200 200 8 C * 7 6 % HEGDP * 5 4 3 5 6 7 8 9 0 1 2 3 4 5 199 199 199 199 199 200 200 200 200 200 200 Year Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802
  • 30. Governance Indicators pre-GAVI and the first phase of GAVI's funding Figure 2 Group I (HibHep) Group II (Hep) Group III (None) A. Political stability B. Government effectiveness Percentile Rank A B 60 60 50 * * * 40 50 30 30 20 20 10 10 * ** 0 6 8 0 2 3 4 5 199 199 200 200 200 200 200 E. Control of corruption C Percentile Rank D. Quality control D 60 60 50 ** ** ** ** ** ** ** 40 50 30 30 20 20 10 10 * * * * * 0 Percentile Rank * * * * 0 6 8 0 2 3 4 5 199 199 200 200 200 200 200 6 8 0 2 3 4 5 199 199 200 200 200 200 200 F 60 60 50 ** ** * 40 50 40 30 20 ** ** * ** * * 30 20 10 0 * * * * 6 8 0 2 3 4 5 199 199 200 200 200 200 200 Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802 ** ** ** ** ** ** 40 E F. Voice and accountability * ** ** ** ** * * 0 6 8 0 2 3 4 5 199 199 200 200 200 200 200 C. Rule of law * * ** ** ** ** ** 40 Year 10 0 * 6 8 0 2 3 4 5 199 199 200 200 200 200 200 Year
  • 31. Figure 3 Combined Governance Indicator Score pre-GAVI and the first phase of GAVI's funding 60 Group I (HibHep) Group II (Hep) Group III (None) Percentile Rank 50 40 * ** ** ** ** ** ** ** * * * * * 2000 2002 2003 2004 2005 30 20 10 * 0 1996 1998 Year Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802
  • 33. QCA - Qualitative Comparative Analysis Pre-GAVI (1995-1999) Glatman-Freedman A. et al. PLoS One 2010, 5 (11) e13802
  • 34. Healthcare Financial Indicators Governance Indicators Governance - better predictor than Finance for New vaccine introduction
  • 35. Non-biological Determinants Conclusion • Social and behavioral environment • Governance • Finance Important factors to be considered in the introduction / implementation of vaccination program
  • 36. New vaccine introduction Non-biological determinants Governance Finance Social and behavioral environment
  • 37. Acknowledgments • • • • • • • Katherine A. Nichols David W. Britt Victor G. Rodwin Mary-Louise Cohen Robert F. Porges Ivy Rayos Saludes Kevin Steffens