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The DIAN Treatment Trials:
       An Update

            Sunday, May 6
          4:00-5:00 PM CDT

      Presented by Randall Bateman, MD
     DIAN Therapeutic Trials Unit Director
           DIAN Clinical Core Leader
Agenda
I. Introductions
II. DIAN Update
III. DIAN Trials update
     a. Expanded Registry
     b. Therapeutic Trials Topics
IV. Q & A
The Dominantly Inherited Alzheimer’s Network DIAN
                                   Coordinating Center Cores
               Admin – JC Morris                               Genetics – AM Goate
             Clinical – RJ Bateman                            Imaging – T Benzinger
            Biomarkers – AM Fagan                            Informatics – D Marcus
             Biostatistics – C Xiong                       Neuropathology – NJ Cairns
                                       Performance Sites
•   United States: Washington Univ (Bateman), MGH/BWH (Sperling), Butler Hosp/Brown
    Univ (Salloway), Columbia Univ (Mayeux), Indiana Univ (Ghetti), UCLA (Ringman), U of
    Pittsburgh (Klunk), Mayo Clinic, Jacksonville (Graff-Radford)
•   Europe: Institute of Neurology, Univ College London (Rossor), Ludwig-Maximilians-
    Universität München (Danek), University of Tübingen (Jucker)
•   Australia: Prince of Wales Medical Research Institutes, Sydney (Schofield), Mental Health
    Health Research Institute, Melbourne (Masters), Edith Cowan Univ , Perth (Martins)

f Pittsburgh (Klunk), Mayo Clinic, Jacksonville (Graff-Radford)
                                     Clinical Trials Committee
         DIAN family participant , Paul Aisen, Randy Bateman, Neil Buckholtz, Nick Fox,
      Alison Goate, Bill Klunk, Ranjit Mani, John Ringman, Laurie Ryan, Stephen Salloway,
                                  Reisa Sperling, Chengjie Xiong
DIAN Clinical Core Enrollment Report

                          Initial Visits   Follow-up Visits   Follow-up Visits
                             Actual           In-Person           Remote

       Year One
   (9/2008-6/2009)            11                  0                  0
       Year Two
   (7/2009-6/2010)            76                  0                  5
      Year Three
   (7/2010-6/2011)           103                 25                 40
       Year Four
(7/2011 through 2/2012)       52                 34                 60

    YTD Totals               242                59                105
DIAN Therapeutic
         Trials Unit (TTU) Update
• October, 2011: DIAN trials grant submitted to NIH.
• December, 2011: DIAN Pharma Consortium
  formed (10 leading pharmaceutical companies)
  and TTU funded
• 14 compounds nominated and reviewed:
   – anti amyloid-beta, passive immunotherapies, secretase
     inhibitors, others
   – 5 proposed for immediate consideration.
• April, 2012: Expanded Registry launched
Pharma Consortium Members
DIAN Expanded Registry
www.dianexpandedregistry.org

 Reaching out to
            Participants,
                        Physicians
                             And families
DIAN Expanded Registry
• Provides an overview of Autosomal Dominant
  Alzheimer’s disease (ADAD), links to other web
  resources (alzforum.org).
• Operational as of Feb 2012, announced in April, ~65
  interested participants have registered.
   – Current DIAN observational study participants, family
     members and those interested in future trials are
     registering on the website
   – Physicians and researchers interested in participating
     as an investigator or referring potential patients from
     their practice are also registering
DIAN Expanded Registry
DIAN Clinical Trials NIA Grant Overview
Title: Dominantly Inherited Alzheimer Network Trials: An Opportunity to Prevent Dementia .
Application submitted October 5, 2011, reviewed March 2, 2011

Summary: The application proposes to initiate DIAN clinical trials with a two-phase study to
delay, prevent, or restore cognitive loss in AD mutation carriers.

The first phase to determine the biological engagement of the drug target and impact on
biomarkers of neurodegeneration.

The second phase to determine if there is a cognitive benefit of treatment.
Grant Review Summary Statement
“There was much enthusiasm for this innovative
application and its efficient linking with DIAN. The overall
goal of prevention for those patients at very high risk of
AD in this cohort is highly significant. The innovative
design, strong investigative team and environment and
the compelling pilot data from the parent DIAN
participants are other big strengths of the proposed
study.”

Concern: Ability to recruit sufficient numbers of
participants (only counting numbers enrolled)
Trial Design Outline – Years 1 & 2
• 3 parallel, placebo controlled, double-blinded,
  biomarker outcome trials
• Up to 80 participants enrolled in each trial
   – 40 mutation carriers (30 on active drug treatment, 10 on
     placebo)
   – 10 to 40 non-carriers on placebo to maintain genetic status
     blind
• Drug treatment duration = 2 years
• Placebo participants pooled from the trials to
  provide a common pool of 30 placebo for
  comparison of biomarker (phase IIb) outcomes.
Trial Design Outline Years 3-5
Outcomes:
• If one trial is successful, it will continue while enrolling a total
  of 240 participants
• If none of the three original trials is successful, and three new
  drugs are suitable and available, start 3 new biomarker trials.
A                                                     B                              C
DIAN study
                3:1 active to      Drug A, B, or C             Years                              Years
                  placebo         monthly for 22 mo   0    1   2   3        4    5   0        1   2    3       4   5
  (run-in)
              (pooled placebo)

                                                      A (80)                             A (80)       D (80)
                                                      B (80)           B (240)           B (80)       E (80)
    Biomarker, clinical, and cognitive measures and
                         samples                      C (80)                             C (80)       F (80)


Figure 1. Trial Design and Potential Outcomes. 240 participants are enrolled into a four arm study of drug A,
drug B, drug C, and placebo. Mutation negative participants are assigned placebo, while mutation positive
participants are randomized to drug or placebo in a 3:1 ratio (A). 80 participants will be enrolled in each of
three two-year biomarker trials; 40 mutation carriers and up to 40 non-carriers will be enrolled in each trial.
Biomarker outcomes through week 96 will be assessed before the start of Year 3. In B, one trial is successful
and continues while enrolling a total of 240 participants in the three-year cognitive endpoint trial. In C, none
of the three original trials is successful, and three new two-year biomarker trials are begun.
Clinical Trial Design
• Study visits:
  – Monthly infusions or injections

  – Safety MRI every 3 months

  – Length of commitment is 2 years for first part of
    study, 3 additional years if a treatment is
    successful
Schedule of Events
                VISIT SITE           DIAN      DIAN   Sat   Sat   Sat   Sat   Sat   Sat   Sat   Sat   Sat   Sat   Sat   DIAN
PROCEDURE:      Visit No               V1      V2     V3    V4    V5    V6    V7    V8    V9    V10   V11   V12   V13   V14
                Timing (wks.)        -4 to 0    0      4     8    12    16    20    24    28     32    36    40    44   48
               Informed consent        X
     Medical/Treatment History         X        X     X     X     X     X     X     X     X      X     X     X     X     X
            Clinical Assessment        X                                                                                 X
    Physical/Neurological Exam         X                                                                                 X
                       Vital signs     X        X     X     X     X     X     X     X     X      X     X     X     X     X
                    12- lead ECG       X                                            X                                    X
               Questionnaire(s)        X                          X                 X                  X                 X
Hematology/Chemistry/LFTs/UA           X              X           X                 X                  X                 X
    Pregnancy testing (dipstick)       X        X     X     X     X     X     X     X     X      X     X     X     X     X
  Study Therapy Administration                  X     X     X     X     X     X     X     X      X     X     X     X     X
               Cognitive Testing       X                                            ?                                    X
                          PET-PIB      X                                                                                 X
                        F-18 PET       X                                                                                 X
                      Safety MRI                                  X                 X                  X
                Volumetric MRI         X                                                                                 X
         Lumbar Puncture (CSF)         X                                                                                 X
                        FDG-PET        X                                                                                 X


 DIAN = DIAN observational study site location
 Sat = Satellite site
Inclusion/Exclusion
• -15 before to +10 years after parental age of
  onset
• Possible symptomatic or mild dementia
  eligible
• Greater than 18 years of age
• Non-carriers who know their mutation status
  are not eligible
Genetic Testing
• DIAN can pay for discovery testing for
  appropriate families or DIAN participants.
• DIAN can pay for Genetic Counseling and
  Testing.
• DIAN Coordinators will assist in finding a
  genetic counselor in participant’s own area.
• DIAN Coordinator will arrange payment with
  the associated billing office.
Trial Design Key Points
• Run-in design using DIAN data – Need consistent
  DIAN follow-up visits
• DIAN participants will have the first opportunity to
  enroll in the trials. DIAN participants will be taken
  first as they have baseline data collected
   – Others will be welcomed but may need to do DIAN
     baseline measurements
• 75% chance of receiving active drug (25% chance of
  placebo)
Patient Randomization Chart
Brief review and consenting to hear
more details about the study and
possible drug you may receive



    Full, detailed review of the study
    procedures, office visits, drug therapies
    (sign consent)



         Assigned to drug treatment or placebo
         (blinded to you and the physician).
         Begin 22 months of drug therapy.
DIAN Trials Grant Resubmission
Reviewers’ concern: Ability to recruit
sufficient numbers of participants

Actions to address concerns
• Show proof of participant numbers and interest
  in trials
   – Expanded registry
   – Site Expansion
   – Input from participants (letters of support, survey)
DIAN Trials Participant Status

                                                           242*
    Total Participants Enrolled
                                                  (N=estimated based on %)

    % Mutation Carriers                                 63% (N=152)
    % eligible for trials
                                                       69% (N=105)
    Age-range: 15 years before - 10 years after
                                                      Note: Goal is 120
    the Parental Age at Onset
    CDR = 0                                             46% (N=48)

    CDR = 0.5 (prodromal)                               36% (N=38)

    CDR => 1.0 (dementia)                               18% (N=19)


   Numbers in parentheses are estimated based on percentage enrolled in DIAN
DIAN Trials Next Steps
• DIAN Trials Start-Up: now through end of year
  – Grant resubmission: July 5th , 2012
  – Protocol design (currently underway): statistical analysis;
    participant procedure/assessments selection; final therapy
    selection
  – FDA Meeting (late summer): meet with the FDA for their
    input and approval to proceed with the planned trial
    protocol
  – Site identification (currently underway): identification of
    sites with capabilities, experience, and training in
    performing trials in this patient population (neurologists)
  – Training of all sites (physicians and nurse coordinators) for
    the trial
DIAN Trials Next Steps
• DIAN Trials Start-Up: continued
  – Ethics / IRB approval at each location (several
    months): review board to ensure trial is ethical
    and there are no patient safety issues; review
    informed consent document
  – Participant enrollment into the trial: end of year
    through next year
  – Participants undergo therapy administration and
    procedures to measure the effect of the therapy
Q & A Session
Questions from Participants
1. Will an individual’s stage of disease (mildly
   vs. greatly symptomatic) affect their eligibility
   or response to treatment.
2. Do you know what drugs will be used?
3. Do you know what the possible side effects
   are?
4. How will the study be administered?
Questions continued…
5. How frequent are the study visits?
6. Are we able to have weekend treatments?
7. How long would a person be in a trial?
8. If you know you have the mutation, would
   you be able to tell if the drug is working?
9. When will the trials begin?
Questions continued…
10.Will the participant continue taking their
   current medications (Namenda, Aricept, etc.)
   while on the trial drug?
11.If not, how long before the trial drug is
   administered should the participant stop
   taking their medication?
12.How is it decided which trial drug the
   participant is to receive?
Questions continued…
13.What side effects of the trial drug should we
   (caretakers) be aware of and expect?
14.Due to DIAN site locations vs. participant
   locations, have you been able to work out a
   system to have participant’s doctor
   administer the trial drug?

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ADAD forum webinar May 2012

  • 1. The DIAN Treatment Trials: An Update Sunday, May 6 4:00-5:00 PM CDT Presented by Randall Bateman, MD DIAN Therapeutic Trials Unit Director DIAN Clinical Core Leader
  • 2. Agenda I. Introductions II. DIAN Update III. DIAN Trials update a. Expanded Registry b. Therapeutic Trials Topics IV. Q & A
  • 3. The Dominantly Inherited Alzheimer’s Network DIAN Coordinating Center Cores Admin – JC Morris Genetics – AM Goate Clinical – RJ Bateman Imaging – T Benzinger Biomarkers – AM Fagan Informatics – D Marcus Biostatistics – C Xiong Neuropathology – NJ Cairns Performance Sites • United States: Washington Univ (Bateman), MGH/BWH (Sperling), Butler Hosp/Brown Univ (Salloway), Columbia Univ (Mayeux), Indiana Univ (Ghetti), UCLA (Ringman), U of Pittsburgh (Klunk), Mayo Clinic, Jacksonville (Graff-Radford) • Europe: Institute of Neurology, Univ College London (Rossor), Ludwig-Maximilians- Universität München (Danek), University of Tübingen (Jucker) • Australia: Prince of Wales Medical Research Institutes, Sydney (Schofield), Mental Health Health Research Institute, Melbourne (Masters), Edith Cowan Univ , Perth (Martins) f Pittsburgh (Klunk), Mayo Clinic, Jacksonville (Graff-Radford) Clinical Trials Committee DIAN family participant , Paul Aisen, Randy Bateman, Neil Buckholtz, Nick Fox, Alison Goate, Bill Klunk, Ranjit Mani, John Ringman, Laurie Ryan, Stephen Salloway, Reisa Sperling, Chengjie Xiong
  • 4. DIAN Clinical Core Enrollment Report Initial Visits Follow-up Visits Follow-up Visits Actual In-Person Remote Year One (9/2008-6/2009) 11 0 0 Year Two (7/2009-6/2010) 76 0 5 Year Three (7/2010-6/2011) 103 25 40 Year Four (7/2011 through 2/2012) 52 34 60 YTD Totals 242 59 105
  • 5. DIAN Therapeutic Trials Unit (TTU) Update • October, 2011: DIAN trials grant submitted to NIH. • December, 2011: DIAN Pharma Consortium formed (10 leading pharmaceutical companies) and TTU funded • 14 compounds nominated and reviewed: – anti amyloid-beta, passive immunotherapies, secretase inhibitors, others – 5 proposed for immediate consideration. • April, 2012: Expanded Registry launched
  • 7. DIAN Expanded Registry www.dianexpandedregistry.org Reaching out to Participants, Physicians And families
  • 8. DIAN Expanded Registry • Provides an overview of Autosomal Dominant Alzheimer’s disease (ADAD), links to other web resources (alzforum.org). • Operational as of Feb 2012, announced in April, ~65 interested participants have registered. – Current DIAN observational study participants, family members and those interested in future trials are registering on the website – Physicians and researchers interested in participating as an investigator or referring potential patients from their practice are also registering
  • 10. DIAN Clinical Trials NIA Grant Overview Title: Dominantly Inherited Alzheimer Network Trials: An Opportunity to Prevent Dementia . Application submitted October 5, 2011, reviewed March 2, 2011 Summary: The application proposes to initiate DIAN clinical trials with a two-phase study to delay, prevent, or restore cognitive loss in AD mutation carriers. The first phase to determine the biological engagement of the drug target and impact on biomarkers of neurodegeneration. The second phase to determine if there is a cognitive benefit of treatment.
  • 11. Grant Review Summary Statement “There was much enthusiasm for this innovative application and its efficient linking with DIAN. The overall goal of prevention for those patients at very high risk of AD in this cohort is highly significant. The innovative design, strong investigative team and environment and the compelling pilot data from the parent DIAN participants are other big strengths of the proposed study.” Concern: Ability to recruit sufficient numbers of participants (only counting numbers enrolled)
  • 12. Trial Design Outline – Years 1 & 2 • 3 parallel, placebo controlled, double-blinded, biomarker outcome trials • Up to 80 participants enrolled in each trial – 40 mutation carriers (30 on active drug treatment, 10 on placebo) – 10 to 40 non-carriers on placebo to maintain genetic status blind • Drug treatment duration = 2 years • Placebo participants pooled from the trials to provide a common pool of 30 placebo for comparison of biomarker (phase IIb) outcomes.
  • 13. Trial Design Outline Years 3-5 Outcomes: • If one trial is successful, it will continue while enrolling a total of 240 participants • If none of the three original trials is successful, and three new drugs are suitable and available, start 3 new biomarker trials. A B C DIAN study 3:1 active to Drug A, B, or C Years Years placebo monthly for 22 mo 0 1 2 3 4 5 0 1 2 3 4 5 (run-in) (pooled placebo) A (80) A (80) D (80) B (80) B (240) B (80) E (80) Biomarker, clinical, and cognitive measures and samples C (80) C (80) F (80) Figure 1. Trial Design and Potential Outcomes. 240 participants are enrolled into a four arm study of drug A, drug B, drug C, and placebo. Mutation negative participants are assigned placebo, while mutation positive participants are randomized to drug or placebo in a 3:1 ratio (A). 80 participants will be enrolled in each of three two-year biomarker trials; 40 mutation carriers and up to 40 non-carriers will be enrolled in each trial. Biomarker outcomes through week 96 will be assessed before the start of Year 3. In B, one trial is successful and continues while enrolling a total of 240 participants in the three-year cognitive endpoint trial. In C, none of the three original trials is successful, and three new two-year biomarker trials are begun.
  • 14. Clinical Trial Design • Study visits: – Monthly infusions or injections – Safety MRI every 3 months – Length of commitment is 2 years for first part of study, 3 additional years if a treatment is successful
  • 15. Schedule of Events VISIT SITE DIAN DIAN Sat Sat Sat Sat Sat Sat Sat Sat Sat Sat Sat DIAN PROCEDURE: Visit No V1 V2 V3 V4 V5 V6 V7 V8 V9 V10 V11 V12 V13 V14 Timing (wks.) -4 to 0 0 4 8 12 16 20 24 28 32 36 40 44 48 Informed consent X Medical/Treatment History X X X X X X X X X X X X X X Clinical Assessment X X Physical/Neurological Exam X X Vital signs X X X X X X X X X X X X X X 12- lead ECG X X X Questionnaire(s) X X X X X Hematology/Chemistry/LFTs/UA X X X X X X Pregnancy testing (dipstick) X X X X X X X X X X X X X X Study Therapy Administration X X X X X X X X X X X X X Cognitive Testing X ? X PET-PIB X X F-18 PET X X Safety MRI X X X Volumetric MRI X X Lumbar Puncture (CSF) X X FDG-PET X X DIAN = DIAN observational study site location Sat = Satellite site
  • 16. Inclusion/Exclusion • -15 before to +10 years after parental age of onset • Possible symptomatic or mild dementia eligible • Greater than 18 years of age • Non-carriers who know their mutation status are not eligible
  • 17. Genetic Testing • DIAN can pay for discovery testing for appropriate families or DIAN participants. • DIAN can pay for Genetic Counseling and Testing. • DIAN Coordinators will assist in finding a genetic counselor in participant’s own area. • DIAN Coordinator will arrange payment with the associated billing office.
  • 18. Trial Design Key Points • Run-in design using DIAN data – Need consistent DIAN follow-up visits • DIAN participants will have the first opportunity to enroll in the trials. DIAN participants will be taken first as they have baseline data collected – Others will be welcomed but may need to do DIAN baseline measurements • 75% chance of receiving active drug (25% chance of placebo)
  • 19. Patient Randomization Chart Brief review and consenting to hear more details about the study and possible drug you may receive Full, detailed review of the study procedures, office visits, drug therapies (sign consent) Assigned to drug treatment or placebo (blinded to you and the physician). Begin 22 months of drug therapy.
  • 20. DIAN Trials Grant Resubmission Reviewers’ concern: Ability to recruit sufficient numbers of participants Actions to address concerns • Show proof of participant numbers and interest in trials – Expanded registry – Site Expansion – Input from participants (letters of support, survey)
  • 21. DIAN Trials Participant Status 242* Total Participants Enrolled (N=estimated based on %) % Mutation Carriers 63% (N=152) % eligible for trials 69% (N=105) Age-range: 15 years before - 10 years after Note: Goal is 120 the Parental Age at Onset CDR = 0 46% (N=48) CDR = 0.5 (prodromal) 36% (N=38) CDR => 1.0 (dementia) 18% (N=19)  Numbers in parentheses are estimated based on percentage enrolled in DIAN
  • 22. DIAN Trials Next Steps • DIAN Trials Start-Up: now through end of year – Grant resubmission: July 5th , 2012 – Protocol design (currently underway): statistical analysis; participant procedure/assessments selection; final therapy selection – FDA Meeting (late summer): meet with the FDA for their input and approval to proceed with the planned trial protocol – Site identification (currently underway): identification of sites with capabilities, experience, and training in performing trials in this patient population (neurologists) – Training of all sites (physicians and nurse coordinators) for the trial
  • 23. DIAN Trials Next Steps • DIAN Trials Start-Up: continued – Ethics / IRB approval at each location (several months): review board to ensure trial is ethical and there are no patient safety issues; review informed consent document – Participant enrollment into the trial: end of year through next year – Participants undergo therapy administration and procedures to measure the effect of the therapy
  • 24. Q & A Session
  • 25. Questions from Participants 1. Will an individual’s stage of disease (mildly vs. greatly symptomatic) affect their eligibility or response to treatment. 2. Do you know what drugs will be used? 3. Do you know what the possible side effects are? 4. How will the study be administered?
  • 26. Questions continued… 5. How frequent are the study visits? 6. Are we able to have weekend treatments? 7. How long would a person be in a trial? 8. If you know you have the mutation, would you be able to tell if the drug is working? 9. When will the trials begin?
  • 27. Questions continued… 10.Will the participant continue taking their current medications (Namenda, Aricept, etc.) while on the trial drug? 11.If not, how long before the trial drug is administered should the participant stop taking their medication? 12.How is it decided which trial drug the participant is to receive?
  • 28. Questions continued… 13.What side effects of the trial drug should we (caretakers) be aware of and expect? 14.Due to DIAN site locations vs. participant locations, have you been able to work out a system to have participant’s doctor administer the trial drug?