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Presented by
Shanna Wall, Esq.
Compliance Attorney
 Why policies matter
 6 “essential” policies for all employers
 7 “trending” policies for today’s
workforce
Does your company currently have policies
or an employee handbook implemented?
 Employee Expectations
 Set expectations
 Avoid repeated questions
 Ensure all employees are treated equally and fairly
 Legality of Policies
 Maintain compliance both federal and state
 Avoid expensive lawsuits
 Multi-state companies
 Employee expectations for attendance
 Hours of work; start and finish times
 PTO: Paid Time Off
 Vacations, personal days, sick days, etc.
 How it accrues
 Process for requesting time off
 Payday
 Timekeeping
 Breaks
 Overtime approvals
 Improper deductions
 “Safe harbor” policy
 Informs employees of right to be free from workplace
discrimination, harassment and retaliation
 Federal and state-specific protected classes for both EEO
and harassment
 Compliance with federal anti-discrimination laws
What to include in a discrimination/harassment policy:
• Protected classes
• Examples of discrimination/harassment
• Procedure for filing complaint
• Two designated points of contact
• No retaliation
• Zero tolerance
• Disciplinary measures
What to include in an EEO Policy:
• Protected classes
• Examples of prohibited employment-related activities
• Hiring
• Firing
• Promotion, etc.
• Disciplinary measures
 A Rules of Conduct Policy should include:
 Purpose of the policy
 Examples of poor job performance
 Examples of misconduct
 Disciplinary measures that may result from a policy
violation
 ADA – Americans with Disabilities Act
 Compliance with federal laws ADA and ADAAA
 15 or more employees
 Reasonable accommodation
What to include in an ADA Policy:
 Intent to comply with all applicable laws
 ADA definition of “disability”
 Recognition that some individuals may need reasonable
accommodations
 Process for requesting a reasonable accommodation
 What is FMLA
 Family and Medical Leave Act of 1993 is a federal law requiring covered
employers to provide employees job-protected and unpaid leave for
qualified medical and family reasons.
 Employers with 50 or more employees
 Leaves of Absence
 Bereavement leave
 Military leave
 Small necessity
 Check state and local laws
What to include in an FMLA Policy:
 Leave entitlements
 Benefits and protection
 Eligibility requirements
 How to request leave
 Employer responsibilities
 Enforcement
How often do you review and/or
update your policies?
What is currently trending in the
modern workplace?
 Ask yourself:
 What in your business needs to remain confidential?
 What parameters do you want to set?
 What are the consequences for violating this policy?
 Make sure to:
 Give specific examples of confidential material
 List employee’s obligations
 Include any federal or state trade-secret laws that may apply
 Ask yourself:
 Who is eligible for remote work?
 Do you have any limitations on remote work?
 How will you monitor your remote workers?
 Make sure to:
 Comply with any applicable state laws
 Have a specific time & pay policy for remote workers
 Reserve your right to end ability to work remotely
 Ask yourself:
 What personal devices do you allow your employees to use?
 How will you monitor the personal devices?
 What limitations or security features will you require?
 Make sure to:
 Comply with any applicable privacy laws
 Establish procedure for end of employment
 Include risks and liabilities
 Ask yourself:
 Do you need a policy for both business and personal use?
 What guidelines need to be established?
 What about use of social media while at work?
 Make sure to:
 Consider NLRB rules
 List specific confidential information that cannot be shared
 List the disciplinary measures for policy violations
 Ask yourself:
 What types of weather emergencies is your company
susceptible to?
 What procedures do you want in place in case of severe
weather?
 How will you communicate with your employees?
 Make sure to:
 Clearly explain the procedure for employees to follow
 Ask yourself:
• What items will you consider weapons?
• What conduct do you want to prohibit?
• What disciplinary measures do you want in place?
 Make sure to:
• Comply with state and local laws
• Posting requirements
• Privacy laws
• Concealed carry
• List specific examples of prohibited violent conduct
 Ask yourself:
 What substances you want to prohibit?
 What testing procedures you want in place?
 What disciplinary measures you want to take for policy
violations?
 Make sure to:
 Comply with federal, state and local laws
 Consider ADA
 Detail search and testing procedures
How confident are you that your
policies are compliant with both
state and federal laws?
 Be concise
 Use common language
 Avoid absolutes – give your company discretion
 Update frequently
 Check state and local laws
 Include at-will disclaimer* and acknowledgment
 Get attorney approval before implementing
 Essential Workplace Policies
 One-off policies
 Attorney written and approved
 Gradience Handbook Manager
 Handbook Creator
 Attorney-written and-approved policies
 Both federal and state
 Automatic updates
Visit hrdirect.com for more information.
Watch the recording of this webinar here. Connect With Us
@ComplyRight
@ComplyRight
ComplyRight,Inc.
Interested in more FREE webinars?
Check out our webinar topics here.

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13 Must-Have Policies for Today’s Workplace (with Tips for Keeping Them Legal)

  • 1. Presented by Shanna Wall, Esq. Compliance Attorney
  • 2.  Why policies matter  6 “essential” policies for all employers  7 “trending” policies for today’s workforce
  • 3. Does your company currently have policies or an employee handbook implemented?
  • 4.  Employee Expectations  Set expectations  Avoid repeated questions  Ensure all employees are treated equally and fairly
  • 5.  Legality of Policies  Maintain compliance both federal and state  Avoid expensive lawsuits  Multi-state companies
  • 6.  Employee expectations for attendance  Hours of work; start and finish times  PTO: Paid Time Off  Vacations, personal days, sick days, etc.  How it accrues  Process for requesting time off
  • 7.  Payday  Timekeeping  Breaks  Overtime approvals  Improper deductions  “Safe harbor” policy
  • 8.  Informs employees of right to be free from workplace discrimination, harassment and retaliation  Federal and state-specific protected classes for both EEO and harassment  Compliance with federal anti-discrimination laws
  • 9. What to include in a discrimination/harassment policy: • Protected classes • Examples of discrimination/harassment • Procedure for filing complaint • Two designated points of contact • No retaliation • Zero tolerance • Disciplinary measures
  • 10. What to include in an EEO Policy: • Protected classes • Examples of prohibited employment-related activities • Hiring • Firing • Promotion, etc. • Disciplinary measures
  • 11.  A Rules of Conduct Policy should include:  Purpose of the policy  Examples of poor job performance  Examples of misconduct  Disciplinary measures that may result from a policy violation
  • 12.  ADA – Americans with Disabilities Act  Compliance with federal laws ADA and ADAAA  15 or more employees  Reasonable accommodation
  • 13. What to include in an ADA Policy:  Intent to comply with all applicable laws  ADA definition of “disability”  Recognition that some individuals may need reasonable accommodations  Process for requesting a reasonable accommodation
  • 14.  What is FMLA  Family and Medical Leave Act of 1993 is a federal law requiring covered employers to provide employees job-protected and unpaid leave for qualified medical and family reasons.  Employers with 50 or more employees  Leaves of Absence  Bereavement leave  Military leave  Small necessity  Check state and local laws
  • 15. What to include in an FMLA Policy:  Leave entitlements  Benefits and protection  Eligibility requirements  How to request leave  Employer responsibilities  Enforcement
  • 16. How often do you review and/or update your policies?
  • 17. What is currently trending in the modern workplace?
  • 18.  Ask yourself:  What in your business needs to remain confidential?  What parameters do you want to set?  What are the consequences for violating this policy?  Make sure to:  Give specific examples of confidential material  List employee’s obligations  Include any federal or state trade-secret laws that may apply
  • 19.  Ask yourself:  Who is eligible for remote work?  Do you have any limitations on remote work?  How will you monitor your remote workers?  Make sure to:  Comply with any applicable state laws  Have a specific time & pay policy for remote workers  Reserve your right to end ability to work remotely
  • 20.  Ask yourself:  What personal devices do you allow your employees to use?  How will you monitor the personal devices?  What limitations or security features will you require?  Make sure to:  Comply with any applicable privacy laws  Establish procedure for end of employment  Include risks and liabilities
  • 21.  Ask yourself:  Do you need a policy for both business and personal use?  What guidelines need to be established?  What about use of social media while at work?  Make sure to:  Consider NLRB rules  List specific confidential information that cannot be shared  List the disciplinary measures for policy violations
  • 22.  Ask yourself:  What types of weather emergencies is your company susceptible to?  What procedures do you want in place in case of severe weather?  How will you communicate with your employees?  Make sure to:  Clearly explain the procedure for employees to follow
  • 23.  Ask yourself: • What items will you consider weapons? • What conduct do you want to prohibit? • What disciplinary measures do you want in place?  Make sure to: • Comply with state and local laws • Posting requirements • Privacy laws • Concealed carry • List specific examples of prohibited violent conduct
  • 24.  Ask yourself:  What substances you want to prohibit?  What testing procedures you want in place?  What disciplinary measures you want to take for policy violations?  Make sure to:  Comply with federal, state and local laws  Consider ADA  Detail search and testing procedures
  • 25. How confident are you that your policies are compliant with both state and federal laws?
  • 26.  Be concise  Use common language  Avoid absolutes – give your company discretion  Update frequently  Check state and local laws  Include at-will disclaimer* and acknowledgment  Get attorney approval before implementing
  • 27.  Essential Workplace Policies  One-off policies  Attorney written and approved  Gradience Handbook Manager  Handbook Creator  Attorney-written and-approved policies  Both federal and state  Automatic updates Visit hrdirect.com for more information.
  • 28. Watch the recording of this webinar here. Connect With Us @ComplyRight @ComplyRight ComplyRight,Inc. Interested in more FREE webinars? Check out our webinar topics here.

Editor's Notes

  1. During this next hour, I’m going to share with you: Why policies matter The six essential policies that all employers should have implemented in their companies And finally, the seven most trending policies for today’s workforce With that said, before we get started, let’s do a quick poll…..
  2. Does your company currently have policies or an employee handbook implemented? [ ] Yes [ ] No
  3. Set expectations – attendance, time-off (holidays, PTO, breaks, etc.) smoking, drugs and alcohol, privacy, conduct, etc. Ensure all employees are treated equally and fairly – consistent discipline, dress codes, breaks, time-off requests, etc.
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  15. Now before we continue let’s take a moment to do another quick poll… How often do you review and/or update your policies? [ ] Periodically [ ] Annually [ ] Whenever there are required changes [ ] Never Wow, the poll is showing…
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  24. Now before we wrap up today’s presentation let’s take a moment to do one last quick poll… How confident are you that your policies are compliant with both federal and state laws? [ ] Completely confident [ ] Somewhat confident [ ] Not confident at all Wow, the poll is showing…
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