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Clinical Trials:
How to do them?
Basil S. Lewis, MD, FRCP, FACC, FESC
Professor of Medicine
Haifa, Israel
Chairman-Elect, ESC WG on Cardiovascular
Pharmacotherapy
Lady Davis Carmel Cardiovascular Center
Trials that Changed Medicine: CHF
1987
CURE
Months of Follow-up
Cumulative
Hazard
Rates
0.0
0.02
0.04
0.06
0.08
0.10
0.12
0.14
0 3 6 9 12
ACS: Cumulative Hazard
Rates for CV Death/MI/Stroke
p <0.001
Clopidogrel
Placebo
Cumulative
Hazard
Rates
Months of Follow-up
0 3 6 9 12
6303
6259
5780
5866
4664
4779
3600
3644
2388
2418
Plac
Clop
No of Pts
RRR=20%
ACC, Mar 2001
AF: Stroke or Systemic Embolism
0.50 0.75 1.00 1.25 1.50
Dabigatran 110 vs. Warfarin
Dabigatran 150 vs. Warfarin
Non-inferiority
p-value
<0.001
<0.001
Superiority
p-value
0.34
<0.001
Margin = 1.46
HR (95% CI)
Warfarin better
Dabigatran better
ESC, 2009
• Objectives should be relevant and important
• Objectives should be clear and well defined
• Do ACE-inhibitors improve survival in HF patients?
• Is DAPT superior to aspirin alone?
• Is dabigatran non-inferior to warfarin?
• Is dabigatran superior to warfarin?
Your Clinical Trial: Trial Objectives
Methodology and Trial Design -
Questions
• Randomized controlled trial (RCT)?
• Single or double blinding?
• Subgroup stratification?
• Choice of primary outcome?
• Predefined secondary outcomes?
Trial Endpoints
• Clear endpoints
• Primary endpoint
• Secondary endpoints
• Clinical endpoints vs surrogate endpoints/mechanistic
endpoints
• Example
• Do new lipid lowering drugs reduce LDL? (surrogate)
• Comparison with old Rx
• What components do they alter? (mechanistic)
• Do the changes translate into meaningful clinical benefit? (the real
issue)
• What are the side effects, safety issues, price to pay?
Primary Endpoint
• Primary endpoint
• Choose carefully
• Composite endpoints capture the effect of a new treatment on
disease burden
• ACS trials: Death, non-fatal MI, non-fatal stroke
• Heart failure: Death, hospitalization for heart failure
• AF trials (SPAF): stroke, systemic embolism
• Wider composite end-point may increase power but could dilute
the effect and lose the study! (TRACER-ACS example)
• Co-primary endpoint may be a useful solution
Secondary Endpoints
• Secondary endpoints
• Examine in more detail components of the primary and other
expected or exploratory findings
• Must be predefined
• How many?
• Not valid if primary end-point is not met?
• The CURRENT-OASIS 8 study example
(A) Survival curves for traditional composite.
Jeffrey A. Bakal et al. Eur Heart J 2015;36:385-392
Published on behalf of the European Society of Cardiology. All rights reserved. © The Author
2014. For permissions please email: journals.permissions@oup.com
Factorial Designs? Added Value
• Opportunity to study extra question
• Little extra cost
• Examples
• ISIS-4 studied ACE-I in acute MI + role of Mg
• ORIGIN studied lantus insulin in diabetes + role of Omega 3
• HOPE 3 is looking at LDL cholesterol lowering + BP control
Rosuvastatin +
Candesartan/HCT
HOPE-3: 2 x 2 Factorial Design
N = 14,000 people at intermediate risk for CVD
Rosuvastatin (10mg)
Candesartan/HCT
(Atacand plus 16/12.5mg)
Placebo
Rosuvastatin +
Placebo
Placebo
Candesartan/HCT+
Placebo
Placebo +
Placebo
Follow-up for an average of 6 years
The Site – Patients and Staff
• Site should have access to appropriate patients
• Inpatient study (eg ACS, Acute HF)
• Outpatient study
• Referral base
• Properly trained staff
• PI, SI’s
• Research co-ordinator(s) – according to study needs
• Nurse
• Biotechnician
• Secretarial
• Other
• All personnel need to be trained in GCP
The Site – Adequate Facilities
• Site facilities
• Working space
• Team and monitors
• Storage space
• Drug (IP), trial files, patient files
• Storage facilities
• Store IP – Pharmacy? Research unit?
• Refrigeration for IP
• Refrigeration for biologic samples - -20? -80?
• Equipment
• Routine equipment available - EKG, BP, scales, tapes, other
• Local labs may be required
The Site – Administrative and
communication
• Electronic communication essential for most trials
• Email, fax, scanners
• Web communication
• CRF and data transfer usually depends on Electronic data
capture (EDC)
• Connection availability and speed (institutional firewalls can be
challenging)
• Site training
• All personnel need to be trained in communication with discreet user IDs
• Paper based research trials for smaller/local trials
Clinical Trials: Site Enrollment
• Enrollment expectations and commitment
• Realistic commitment
• Competition for patients and resources must be taken into
account
• Track record
• Financial viability
Clinical Trials: Financing
• Non- funded
• Institutional, health system funding
• Research grant
• Contract research with a sponsor
• University sponsored
• Commercial entity or industry sponsored
Ethics Committee
• The ethics committee (EC; IRB; “Helsinki” committee)
is responsible for ensuring patient safety
• Composition of IRB
• Scientists and researchers
• Experts in the field
• Public representative(s)
• Institutional administrators
• Legal opinion
Role of the Ethics Committee
• The ethics committee is responsible for ensuring
patient safety
• Ethics of the protocol
• Competence of the investigators and staff
• Informed consent language and process
• Ensure that there is an updated investigator brochure with
proper information for investigators
• Reviewing trial progress
• Number of patients in trial
• Adverse and serious adverse events
• Input from DSMB
• Protocol violations
• Approval is usually renewable on an annual basis after
review of trial progress
Role of a Research Organization
• For most large-scale trials, a professional research
organization is mandated by the sponsor to manage
the trial
• Site selection and feasibility
• Contracts
• Submissions to IRBs
• Initiation visits
• Monitoring
• Ensure data authenticity by checking source data
• Ensure data completeness
• Problem solving
Contract Research Organization (CRO) vs
Academic Research Organization (ARO)
• CRO
• Very professional
• Independent
• Dedicated
• Attention to
everything
• Business oriented
• Expensive
• ARO
• Scientific and
professional
• Independent
• Lesser dedication and
assistance to sites
• Cheaper
Join the ESC Working
Group on Cardiovascular
Pharmacotherapy
Membership is FREE!
www.escardio.org/pharmacology

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03.Lewis_how-to.ppt

  • 1. Clinical Trials: How to do them? Basil S. Lewis, MD, FRCP, FACC, FESC Professor of Medicine Haifa, Israel Chairman-Elect, ESC WG on Cardiovascular Pharmacotherapy
  • 2. Lady Davis Carmel Cardiovascular Center Trials that Changed Medicine: CHF 1987
  • 3. CURE Months of Follow-up Cumulative Hazard Rates 0.0 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0 3 6 9 12 ACS: Cumulative Hazard Rates for CV Death/MI/Stroke p <0.001 Clopidogrel Placebo Cumulative Hazard Rates Months of Follow-up 0 3 6 9 12 6303 6259 5780 5866 4664 4779 3600 3644 2388 2418 Plac Clop No of Pts RRR=20% ACC, Mar 2001
  • 4. AF: Stroke or Systemic Embolism 0.50 0.75 1.00 1.25 1.50 Dabigatran 110 vs. Warfarin Dabigatran 150 vs. Warfarin Non-inferiority p-value <0.001 <0.001 Superiority p-value 0.34 <0.001 Margin = 1.46 HR (95% CI) Warfarin better Dabigatran better ESC, 2009
  • 5. • Objectives should be relevant and important • Objectives should be clear and well defined • Do ACE-inhibitors improve survival in HF patients? • Is DAPT superior to aspirin alone? • Is dabigatran non-inferior to warfarin? • Is dabigatran superior to warfarin? Your Clinical Trial: Trial Objectives
  • 6. Methodology and Trial Design - Questions • Randomized controlled trial (RCT)? • Single or double blinding? • Subgroup stratification? • Choice of primary outcome? • Predefined secondary outcomes?
  • 7. Trial Endpoints • Clear endpoints • Primary endpoint • Secondary endpoints • Clinical endpoints vs surrogate endpoints/mechanistic endpoints • Example • Do new lipid lowering drugs reduce LDL? (surrogate) • Comparison with old Rx • What components do they alter? (mechanistic) • Do the changes translate into meaningful clinical benefit? (the real issue) • What are the side effects, safety issues, price to pay?
  • 8. Primary Endpoint • Primary endpoint • Choose carefully • Composite endpoints capture the effect of a new treatment on disease burden • ACS trials: Death, non-fatal MI, non-fatal stroke • Heart failure: Death, hospitalization for heart failure • AF trials (SPAF): stroke, systemic embolism • Wider composite end-point may increase power but could dilute the effect and lose the study! (TRACER-ACS example) • Co-primary endpoint may be a useful solution
  • 9. Secondary Endpoints • Secondary endpoints • Examine in more detail components of the primary and other expected or exploratory findings • Must be predefined • How many? • Not valid if primary end-point is not met? • The CURRENT-OASIS 8 study example
  • 10. (A) Survival curves for traditional composite. Jeffrey A. Bakal et al. Eur Heart J 2015;36:385-392 Published on behalf of the European Society of Cardiology. All rights reserved. © The Author 2014. For permissions please email: journals.permissions@oup.com
  • 11. Factorial Designs? Added Value • Opportunity to study extra question • Little extra cost • Examples • ISIS-4 studied ACE-I in acute MI + role of Mg • ORIGIN studied lantus insulin in diabetes + role of Omega 3 • HOPE 3 is looking at LDL cholesterol lowering + BP control
  • 12. Rosuvastatin + Candesartan/HCT HOPE-3: 2 x 2 Factorial Design N = 14,000 people at intermediate risk for CVD Rosuvastatin (10mg) Candesartan/HCT (Atacand plus 16/12.5mg) Placebo Rosuvastatin + Placebo Placebo Candesartan/HCT+ Placebo Placebo + Placebo Follow-up for an average of 6 years
  • 13. The Site – Patients and Staff • Site should have access to appropriate patients • Inpatient study (eg ACS, Acute HF) • Outpatient study • Referral base • Properly trained staff • PI, SI’s • Research co-ordinator(s) – according to study needs • Nurse • Biotechnician • Secretarial • Other • All personnel need to be trained in GCP
  • 14. The Site – Adequate Facilities • Site facilities • Working space • Team and monitors • Storage space • Drug (IP), trial files, patient files • Storage facilities • Store IP – Pharmacy? Research unit? • Refrigeration for IP • Refrigeration for biologic samples - -20? -80? • Equipment • Routine equipment available - EKG, BP, scales, tapes, other • Local labs may be required
  • 15. The Site – Administrative and communication • Electronic communication essential for most trials • Email, fax, scanners • Web communication • CRF and data transfer usually depends on Electronic data capture (EDC) • Connection availability and speed (institutional firewalls can be challenging) • Site training • All personnel need to be trained in communication with discreet user IDs • Paper based research trials for smaller/local trials
  • 16. Clinical Trials: Site Enrollment • Enrollment expectations and commitment • Realistic commitment • Competition for patients and resources must be taken into account • Track record • Financial viability
  • 17. Clinical Trials: Financing • Non- funded • Institutional, health system funding • Research grant • Contract research with a sponsor • University sponsored • Commercial entity or industry sponsored
  • 18. Ethics Committee • The ethics committee (EC; IRB; “Helsinki” committee) is responsible for ensuring patient safety • Composition of IRB • Scientists and researchers • Experts in the field • Public representative(s) • Institutional administrators • Legal opinion
  • 19. Role of the Ethics Committee • The ethics committee is responsible for ensuring patient safety • Ethics of the protocol • Competence of the investigators and staff • Informed consent language and process • Ensure that there is an updated investigator brochure with proper information for investigators • Reviewing trial progress • Number of patients in trial • Adverse and serious adverse events • Input from DSMB • Protocol violations • Approval is usually renewable on an annual basis after review of trial progress
  • 20. Role of a Research Organization • For most large-scale trials, a professional research organization is mandated by the sponsor to manage the trial • Site selection and feasibility • Contracts • Submissions to IRBs • Initiation visits • Monitoring • Ensure data authenticity by checking source data • Ensure data completeness • Problem solving
  • 21. Contract Research Organization (CRO) vs Academic Research Organization (ARO) • CRO • Very professional • Independent • Dedicated • Attention to everything • Business oriented • Expensive • ARO • Scientific and professional • Independent • Lesser dedication and assistance to sites • Cheaper
  • 22. Join the ESC Working Group on Cardiovascular Pharmacotherapy Membership is FREE! www.escardio.org/pharmacology

Editor's Notes

  1. (A) Survival curves for traditional composite. (B) Weighted composite endpoint modified-survival curves. (C) Weighted composite endpoint severity-modified severity curves. Pts, patients.
  2. Modified Kaplan–Meier curves for traditional time-to-first-event, weighted composite endpoint, and severity-modified weighted composite endpoint by treatment arm. Pts, patients.
  3. (A) Percentage use of events and types and relative importance of each event type by treatment. (B) Effective number and types of events used per 1000 patients enrolled by treatment expressed as percentage use. (C) Weighted non-fatal event type (%) by treatment arm for severity-modified weighted composite endpoint. AG, Andersen–Gill; MI, myocardial infarction; mod, moderate; WCE, weighted composite endpoint.
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