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Pain 106 (2003) 401–409
                                                                                                                           www.elsevier.com/locate/pain




                The placebo needle, is it a valid and convincing placebo
               for use in acupuncture trials? A randomised, single-blind,
                                 cross-over pilot trial
                          Peter Whitea,*, George Lewitha, Val Hopwooda, Phil Prescottb
a
 Complementary Medicine Research Unit, Mail Point OPH, Royal South Hants Hospital, University of Southampton, Brintons Terrace, Southampton, UK
                                  b
                                    Department of Mathematics, University of Southampton, Southampton, UK
                              Received 6 December 2002; received in revised form 1 July 2003; accepted 22 August 2003




Abstract
   The issue of what constitutes an effective and realistic acupuncture placebo control has been a continuing problem for acupuncture
research. In order to provide an effective placebo, the control procedure must be convincing, visible and should mimic, in all respects, apart
from a physiological effect, the real active treatment. The ‘Streitberger’ needle might fulfil these criteria and this paper reports on a validation
study. This was a single-blind, randomised, cross-over pilot study. Patients were drawn from the orthopaedic hip and knee, joint replacement
waiting list. Intervention consisted of either 2 weeks of treatment with real acupuncture followed by 2 weeks on placebo, or vice versa. The
prime outcome was a needle sensation questionnaire and there was a range of secondary outcomes. Thirty-seven patients were randomised
and completed treatment. Groups were well balanced at baseline. No significant differences between groups or needle types were found for
any of the sensations measured. Most patients were unable to discriminate between the needles by penetration; however, nearly 40% were
able to detect a difference in treatment type between needles. No major differences in outcome between real and placebo needling could be
found. The fact that nearly 40% of subjects did not find that the two interventions were similar, however, raises some concerns with regard to
the wholesale adoption of this instrument as a standard acupuncture placebo. Further work on inter-tester reliability and standardisation of
technique is highly recommended before we can be confident about using this needle in further studies.
q 2003 International Association for the Study of Pain. Published by Elsevier B.V. All rights reserved.
Keywords: Acupuncture; Placebo; Placebo needle



1. Background                                                                      In order to provide an effective and credible placebo
                                                                               (defined as a physiologically inert procedure), the control
   Research into the efficacy of acupuncture has raised a                       must be convincing and should mimic, in all respects, apart
number of difficult methodological issues, particularly in                      from a physiological effect, the real active treatment (Ernst
relation to the selection of appropriate controls. Separating                  and White, 1997; Peck and Coleman, 1991). Various control
the specific effects of acupuncture from its non-specific                        options have been utilised in the context of clinical research
effects is extremely difficult because acupuncture is a                         within acupuncture, i.e. insertion of acupuncture needles
physical, invasive, manual procedure involving consider-                       into non-acupuncture points, several forms of dummy
able practitioner time and some ritual. It is however,                         needling and mock TENS, but as yet none have fulfilled
important to be able to quantify the relative effects of these                 all the criterion simultaneously of being either truly inert,
two factors (Hammerschlag and Morris, 1997; de la Torre,                       easily usable and effective at mimicking real pragmatic
1993). Other possible confounding factors might be linked                      acupuncture.
to a patient’s preconceived ideas of efficacy around a                              To be truly credible in this context, a placebo should be
particular treatment regime and this too must be assessed as                   visible to the patient and it should appear as though the skin
part of a non-specific effect.                                                  is being penetrated, the Streitberger needle might fulfil these
                                                                               criteria (Streitberger and Kleinhenz, 1998). As the needle is
 * Corresponding author. Tel.: þ44-23-8082-5584; fax: þ 44-23-8082-            pushed against the skin, it causes a pricking sensation but as
5243.
   E-mail address: pjw1@soton.ac.uk (P. White).
                                                                               increased pressure is applied, the shaft of the needle

0304-3959/$20.00 q 2003 International Association for the Study of Pain. Published by Elsevier B.V. All rights reserved.
doi:10.1016/j.pain.2003.08.013
402                                            P. White et al. / Pain 106 (2003) 401–409

disappears into the handle, mimicking a ‘stage dagger’. This           the Southampton and South West Hants Joint Local
gives the impression that the needle is actually entering the          Research Ethics Committee. All subjects were contacted
skin. The needle is held in position by a small adhesive               by telephone or letter and asked to attend an assessment
plastic ring, which can also be used with the real needles to          interview. Inclusion and exclusion criteria were as follows.
aid consistency and credibility. Streitberger evaluated this              Inclusion criteria:
system on 60 volunteers who were subjected to both real and
placebo needling in a cross-over trial. Streitberger reported          † Aged between 18 and 80 years with chronic/stable pain,
that 90% of subjects in the acupuncture group and 78% in                 predominantly from a single joint (hip or knee) of known
the placebo group felt needle penetration. No patients had               mechanical aetiology (i.e. non-systemic).
suspected that their skin had not been punctured. It has been          † Patients should score an average of 3 or more on the
pointed out, however, that the needles might not be                      visual analogue scale (VAS) in the pre-randomisation
appropriate for use in certain areas such as the scalp, toes             phase of the study and not be on any current active
and fingers, also that there may be some limitation in the                treatment (e.g. physiotherapy, homeopathic).
angle of needle insertion (Kaptchuk, 1998). Despite this the           † Literate in English and able to attend clinic twice a
‘placebo’ needle (thus named by Streitberger) has been used              week for duration of treatment.
in a clinical trial (Kleinhenz et al., 1999) and may offer for
the first time, a usable and believable non-penetrating                    Exclusion criteria:
acupuncture control.
   Before this needle is adopted into general use however,             † Pregnancy, serious comorbidity (including severe back
further validation needs to be undertaken. In particular an              pain), recent (within 6 months for oral and 1 month for
understanding of inter-tester reliability needs to be exam-              injection) or current steroid use and those waiting for
ined, i.e. do different practitioners achieve similar results            hip/knee revision.
with similar treatments?                                               † Needle phobia or allergy to sticking plaster.

                                                                          Patients with previous experience of acupuncture were
2. Method                                                              not excluded for two reasons. Firstly because if a placebo
                                                                       intervention is to have true validity, it must be able to be
2.1. Objectives                                                                          ¨
                                                                       used with both naıve and experienced patients, and secondly
                                                                       because there is as yet no evidence to suggest that this
    The primary objective of this study, therefore, was to                                                              ¨
                                                                       needle should be confined to acupuncture naıve patients
provide independent validation of the credibility of the               only. This was a single-blind cross-over trial, with subjects
Streitberger placebo needle and to compare the needling                randomised to two practitioners and to two treatment
sensations for the two types of needles. Secondary                     sequences, involving real needles and placebo needles. A
objectives were to gain an indication of inter-tester                  flow chart of the trial is shown in Fig. 1.
reliability when using the placebo needle, and to ascertain
if subject’s pre-treatment belief in complementary and                 2.3. Intervention
alternative medicine (CAM) has any influence on outcome.
    A cross-over design was used so that each patient would                All volunteers were assessed and informed consent was
be able to compare both needle types. At the end of each               obtained along with a full medical history of the condition.
treatment period, patients were asked to complete a                    Patients were informed that we were testing two types of
questionnaire to assess the sensations felt on needling.               needles, a conventional acupuncture needle and a new
Patients were also asked if they felt the needles go into the          needle, either of which may be successful in treating their
skin. Designing the trial in this way enabled us to ascertain          pain. They were also told that half of their treatments would
if patients were readily able to detect a difference between           be placebo, but that they would not be told which these
the needles with regard to these parameters. Within-patient            were. Whilst subjects were therefore blind to the type of
comparisons of these assessments were made using non-                  intervention they were receiving, it must be noted that the
parametric procedures.                                                 practitioners were aware of which needle was being used.
                                                                       Patients were then instructed to complete a daily pain diary
2.2. Patient selection                                                 to record average daily pain on a VAS with a 10 cm line
                                                                       ranging from ‘no pain’ to ‘worst pain imaginable’ for seven
   Subjects were recruited from the orthopaedic hip/knee               consecutive days during the baseline period. Subjects were
joint replacement waiting list at Southampton General                  also instructed to carry on taking their normal analgesia and
Hospital. It was felt that this would provide a source of              to record this in their diary. One week later (second visit) the
subjects with a chronic yet fairly stable condition who were           pain diary was examined and if the inclusion criteria (which
not undergoing concomitant treatment apart from                        were unknown to the patient) were satisfied, then randomi-
routine analgesia. Ethical approval was obtained from                  sation to practitioner and treatment sequence occurred and
P. White et al. / Pain 106 (2003) 401–409                                           403

                                                                                     The specific points for each individual were decided at
                                                                                  each treatment session depending on the distribution of pain
                                                                                  and local palpation (i.e. use of tender points). Point
                                                                                  prescription was changed if there was failure to improve.
                                                                                  Two or three local points and at least one distal point were
                                                                                  used. Even though this was not an efficacy study, this regime
                                                                                  was used because we felt it was important that the treatment
                                                                                  should reflect clinical practice. If the needles are ultimately
                                                                                  accepted as a valid control, then it is likely that they will be
                                                                                                                                ¨
                                                                                  used in this way. Also, as acupuncture naive patients were
                                                                                  not excluded, the treatment experience should be as realistic
                                                                                  and pragmatic as possible. Point location and depth of
                                                                                  insertion was as described in traditional texts (Liangyue
                                                                                  et al., 1990). Placebo needles were applied using the same
                                                                                  point selection as for the real needles. Plastic ‘O’ rings and
                                                                                  adhesive plasters were used for both verum and placebo
                                                                                  interventions, as specified by Streitberger and Kleinhenz
                                                                                  (1998). Therefore, an average of four points were used on
                                                                                  each subject and deqi was obtained on each needle. A timer
                                                                                  was set for 20 min, the duration of each treatment. The
                                                                                  patient was checked three times (every 6 or 7 min) to
                         Fig. 1. Trial protocol.                                  ascertain if deqi was present and to manipulate the needles
                                                                                  by rotating them about their own longitudinal axis. After
treatment was initiated. Patients were then seen twice a                          20 min the needles were removed. Subjects were instructed
week for the first two weeks of treatment with either real                         to continue with their normal analgesia if needed and were
acupuncture needles or with the Streitberger placebo                              not given any other specific form of treatment (exercises,
needles. After 2 weeks, subjects were crossed over to the                         stretches, etc.).
other type of needle and treated for a further 2 weeks.
Although the initial pain assessments were used to decide                         2.5. The practitioners
entry to the study, and further assessments of pain were
recorded on a daily basis during the 4 weeks of treatment,                           The first therapist (PW) (male) was trained in western
these efficacy assessments were not used to compare the                            acupuncture techniques on an Acupuncture Association of
patients’ sensitivity to the different types of needles. As                       Chartered Physiotherapists (AACP) accredited course and
described later, sensitivity to the needles was assessed                          had 7 years’ clinical experience in acupuncture. The second
following each treatment period using a series of questions                       therapist (VH) (female) was trained in the UK and China in
related to the kind of sensations experienced.                                    both Western and Traditional Chinese Techniques and has
                                                                                  had 16 years of clinical experience.
2.4. The needle types: real and placebo acupuncture needles
                                                                                  2.6. Outcomes
   The needles were single-use, sterile, copper-handle, pre-
packed needles without guide tubes. In order to maximise                             A range of outcomes was used in order to ascertain if
matching of needles, both the real (verum) and placebo                            there were any major differences between the two
needles were manufactured and supplied by Asia-Med and                            interventions.
Co., Munich. All needles were 25 mm £ 0.25 mm. Point
selection was based on individualised ‘western’ acupunc-                          2.6.1. Primary outcomes
ture techniques using a pre-defined list of points (see                               The primary outcome was measured by a series of
Table 1).                                                                         questions relating to needle sensation. These questions were
                                                                                  designed by Park (2000) and are intended to clarify and
Table 1                                                                           verify the sensations felt on needling and the similarity
Acupuncture point selection
                                                                                  between treatments. Four aspects of sensation, namely dull/
                 Hip                               Knee                           heavy (pulling, numb), radiating (spreading, pulsing,
                                                                                  throbbing), stinging (pricking, tingling) and electric (rather
Local points     GB 30,31; UB 34; St 31            St 35, 36; Xiyan, GB 34;       like when you bang your elbow), were each measured using
                                                   Sp 9; UB 39, 40                a VAS ranging from ‘not at all’ to ‘extremely severely’.
Distal points    GB 34; UB 60                      St 41; UB 60
                                                                                  Since the start of this study, the questionnaire has been
   GB, gallbladder; UB, bladder; St, stomach.                                     further amended and used in another trial (Park et al., 2002).
404                                              P. White et al. / Pain 106 (2003) 401–409

In the current study, the questionnaire was completed at the             patient randomisation. Envelopes were consecutively num-
end of each 2-week period of treatment. Subjects were also               bered within their respective groups and subjects were
asked to record their impression of the similarity of the                allocated to treatment group using the next available
treatments received by comparing the treatment during the                number.
first 2-week period with the last 2-week period using a VAS
ranging from ‘the same’ to ‘totally different’.
                                                                         2.8. Statistical analysis
2.6.2. Secondary outcomes
2.6.2.1. Pain. This was measured in the form of a self-                     This study was designed as a cross-over trial with each
completed pain diary using a VAS and was measured daily                  patient receiving both the real needles and the placebo
for 1 week prior to and throughout treatment. Within-patient             needles in sequence, each for a period of 2 weeks. At the end
mean scores were computed for the final week of treatment                 of each treatment period, patients were asked to complete
with each type of needle.                                                the questionnaire (Park, 2000) assessing the sensations felt
                                                                         on needling. The four kinds of sensation were assessed
2.6.2.2. Analgesia. Each patient kept a daily record (in the             using a VAS ranging from ‘not at all’ to ‘extremely severe’.
diary) of his or her analgesia intake. It was required that              Within-patient comparisons of these assessments were
patients should stay on current medication and simply                    made using non-parametric ranking procedures. Patients
record tablet intake. Patients were however free to reduce               were also asked if they felt the needles go into the skin.
(or increase if appropriate) the dose of analgesia or non-               McNemar’s test was used to compare these responses.
steroidal anti-inflammatory drugs as their pain dictated.                    Secondary outcome variables relating to pain and
                                                                         analgesia intake were also compared using ranking methods.
2.6.2.3. Nottingham Health Profile (NHP). This is a quality               The NHP scores were compared using a paired t-test.
of life questionnaire and was administered (a) prior to the                 Responses to the question relating to perceived overall
first treatment, (b) after the first two weeks of treatment and            similarity, as measured on the VAS, were summarised using
(c) at the end of the trial.                                             descriptive statistics and compared using a x2 test.

2.6.2.4. The Holistic Health Questionnaire (HHQ). This was
administered at baseline only. A similar questionnaire was
first developed by Finnigan (1991) and measured attitude to               3. Results
CAM. This was then further developed and validated
(Lewith et al., 2000, 2002) and now measures attitudes and
health beliefs. The HHQ is a self-completed questionnaire,               3.1. Participant flow
which produces a single score with higher scores indicating
a more positive attitude towards CAM.                                       Between June 2001 and June 2002, 156 subjects were
                                                                         referred and interviewed over the telephone to assess
2.6.2.5. The credibility rating (Borkovec and Nau, 1972).                eligibility for inclusion in the study. Thirty-seven patients
This was completed prior to and after the first and last                  met the initial inclusion criteria and were randomised to
treatment of both placebo and real acupuncture groups in                 practitioner. The main reasons for non-inclusion were
order to gain an appreciation of relative credibility of the             inability to attend for treatment (transport problems),
two interventions.                                                       impending operation, pain in multiple sites, unwilling to
                                                                         be part of a trial, ongoing other treatment, e.g. physio-
2.7. Randomisation                                                       therapy. There was no drop-out once randomisation
                                                                         occurred and no adverse reactions were noted. A chart of
    A computer program RANDOMLOGUE produced by the                       patient flow through the trial is shown in Fig. 2.
University of Southampton, Department of Social Statistics,
was used to generate randomisation lists. Three lists were
generated, firstly for randomisation to practitioner and then             3.2. Baseline data
two separate lists (one for each practitioner) to randomise to
treatment group, with group A receiving real needles                        Groups were well balanced at baseline for all measured
followed by placebo needles and group B receiving placebo                parameters (Table 2) and there were no statistical
needles followed by real needles. Patients were stratified by             differences in the distribution of scores between groups on
gender and affected joint (knee or hip) to be treated. These             the credibility rating at any of the time points measured
lists were typed onto individual cards by a typist not                   (Fishers exact test). There were four patients in each group
involved in the trial and were placed in individual sealed,              who had previous experience of acupuncture. Table 3 shows
opaque envelopes by the typist for use in the study. At no               the division of male and female patients as randomised to
point did the assessor view either the list or the cards prior to        the two practitioners.
P. White et al. / Pain 106 (2003) 401–409                                                          405

                                                                             Table 3
                                                                             Results of randomisation

                                                                                                        Group A (n ¼ 18;             Group B (n ¼ 19;
                                                                                                        real needles/placebo         placebo needles/real
                                                                                                        needles)                     needles)

                                                                                                        Male         Female          Male         Female
                                                                                                        patients     patients        patients     patients

                                                                             Male practitioner          5             5              2             7
                                                                             Female practitioner        3             5              4             6
                                                                             Total                      8            10              6            13




                                                                                A similar picture emerges for the radiating sensation as
                                                                             shown in Fig. 3b, except that rather more subjects (61%)
                                                                             score higher on the real needles than on the placebo needles
                                                                             (31%). However, this difference is not significant. Again,
                                                                             there is evidence that the scores are generally lower for
                                                                             those patients treated by the female practitioner. Stinging
                       Fig. 2. Consort diagram.                              sensations were highly variable for patients treated by either
                                                                             practitioner with many patients scoring quite high values
3.3. Outcomes                                                                with both types of needles. Finally, electric sensations were
                                                                             hardly evident at all with the female practitioner, but about
3.3.1. Needle sensation                                                      half the patients treated by the male practitioner recorded
   The four needle sensation variables were assessed after                   relatively high scores for one or both needle types.
each treatment using a VAS with low values corresponding
to little sensation and high values corresponding to severe                  3.3.2. Needle penetration
sensations. Fig. 3 shows a plot of the scores for the real                      Patients were asked to say whether they felt needle
needles and the placebo needles for each subject, with solid                 penetration during the treatment with real and placebo
and open circles corresponding to the female and male                        needles. Table 5 shows the responses to this question for the
practitioners, respectively.                                                 37 patients.
   It is evident that the scores for dull sensation are very                    Of the 37 patients, 25 (67.6%) felt the real needles had
variable, between and within subjects. Although 18 (50%)                     penetrated, but 22 (59.5%) felt that the placebo needles had
of the subjects felt a greater dull sensation with the real                  penetrated. Previous experience (prior to this trial) of
needles than with the placebo needles, 15 (42%) patients                     acupuncture did not appear to influence how this question
scored the needles the other way for this sensation. The most                was answered (P ¼ 0:255; ANCOVA). Nearly half of the
noticeable feature of Fig. 3a is the relatively lower scores                 patients, 18 (48.6%) felt penetration with both needles,
achieved by the female practitioner with either type of                      while 7 (18.9%) felt no penetration with either type of
needle. Few of the subjects treated by the female                            needle. Seven patients correctly distinguished the real
practitioner scored more than 10 with either needle for                      needles from the placebo needles, but two felt penetration
this dull sensation. A comparison of the VAS scores using                    with the placebo needles but not with the real needles. Most
the sign test and Wilcoxon’s signed rank test is shown in                    patients, 25 (67.6%), were unable to discriminate between
Table 4.                                                                     the needles by means of the sensation of needle penetration

Table 2
Comparison of baseline values

                    Group A (n ¼ 18; real needles/placebo needles)                       Group B (n ¼ 19; placebo needles/real needles)

                    Mean            Median           SD              Range               Mean               Median              SD              Range

Pain scores         53.3            52.0             22.4             7.9–50.3           50.3               49.9                19.1             6.4–79.3
Analgesia            3.8             2.5              3.4               0–2.8             2.8                2.0                 2.7               0–8
Age                 65.8            67                8.3              51–64.4           64.4               66                  12.7              37–79
HHQ                 51.2            53                6.9              34–53.9           53.9               53                   5.9              43–65
NHP                  0.62            0.58             0.24           0.16–0.57            0.57               0.61                0.20           0.18–0.97
406                                                        P. White et al. / Pain 106 (2003) 401–409




Fig. 3. (a and b) Plots of visual analogue scores for dull sensation and radiating sensation for real and placebo needles. (c and d) Plots of visual analogue scores
for stinging sensation and electric sensation for real and placebo needles.



of the skin. McNemar’s test gave a x2 -value of 2.78, which                          shown in Table 6. A large proportion of subjects were
is not significant ðP ¼ 0:095Þ:                                                       unable to detect a difference between the two types of
                                                                                     needles. Once again, previous experience of acupuncture
3.4. Similarity of treatments                                                        treatment did not have any significant effect on how subjects
                                                                                     responded to this question (P ¼ 0:292; ANCOVA). Four-
   All but one of the patients (36) responded to the question                        teen subjects (39%) recorded that the needles felt different
concerning similarity of treatments. The responses are                               (probably different and definitely different). Of these, seven
                                                                                     were convinced that the needles were definitely different,
                                                                                     this was compared to 15 who felt they were definitely the
Table 4                                                                              same [there was no significant difference between groups,
Comparison of VAS scores for needle sensations for real and placebo
                                                                                     i.e. order of treatment (P ¼ 0:821; x2 )].
needles using the sign test and Wilcoxon’s signed rank test
                                                                                         More subjects treated by the female practitioner felt that
Sensations    Number of subjects ðn ¼ 36Þ                                            the two types of needles were similar to each other
                                                                                     compared to those treated by the male practitioner. A x2
              Positive       Negative       P-value for     P-value for
              difference     difference     sign test       Wilcoxon signed          test comparing those who scored less than 50 with those
                                                            rank test                who scored greater than 50 for the two practitioners gave
                                                                                     x2 ¼ 7:48; which is significant with a P-value of 0.003.
Dull          18 (50.0%)     15   (41.7%)   0.73            0.42
Radiating     22 (61.0%)     11   (30.6%)   0.08            0.27
Stinging      19 (52.8%)     14   (38.9%)   0.49            0.15                     Table 6
Electric      15 (41.7%)     16   (44.4%)   1.00            0.54                     Similarity of the two treatments by practitioner

                                                                                     Perceived similarity    Male           Female       Number      Percentage
Table 5                                                                              on VAS                  practitioner   practitioner of patients
Responses of patients to penetration question for the two types of needles
                                                                                     Definitely the            2             13            15             41.7
Placebo needles     Real needles                                                     same 0–25
                                                                                     Probably the             5              2              7            19.4
                    Yes            No              No response     Total             same 26–50
                                                                                     Probably different       5              2              7            19.4
Yes                 18              2              2               22 (59.5%)        51 –75
No                   7              7              –               14 (37.8%)        Definitely different      6              1              7            19.4
No response         –               1              –                1                76 –100
Total               25 (67.6%)     10 (27.0%)      2               37                Total                   18             18            36            100
P. White et al. / Pain 106 (2003) 401–409                                                      407

Table 7
Similarity of the two treatments by treatment sequence

Perceived similarity          Group A Group B Number      Percentage
on VAS                                        of patients

Definitely the same 0–25     6             9        15            41.7
Probably the same 26–50     4             3         7            19.4
Probably different 51–75    4             3         7            19.4
Definitely different 76–100 3              4         7            19.4
Total                      17            19        36           100




There is clear evidence that more patients considered that
the two needle types were similar with the female                                 Fig. 5. Plot of mean weekly analgesia use for the real and placebo needles.
practitioner than with the male practitioner. Table 7 shows
the same data but for treatment sequence. Group A (real
needles followed by placebo) had three fewer patients who                         these means, but no clear difference between the two
felt that the treatments were quite similar than group B                          needles for either practitioner. The sign test and Wilcoxon
(placebo followed by real) but this difference was not
                                                                                  signed rank test indicate that there is no difference between
significant in the context of this trial, indicating that the
                                                                                  these two sets of scores ðP ¼ 0:5Þ: Similarly analgesia use is
order of treatment did not influence the assessment of
                                                                                  compared in Fig. 5 with the same conclusion. The amount of
similarity.
                                                                                  analgesia taken changed very little for patients treated by
    An ordinal log-linear model analysis applied to the
                                                                                  either practitioner. The average difference between the
similarity codes, treated as an ordered categorical variable
                                                                                  scores for NHP was 2 0.1 (95% CI 2 0.05 to 0.02). This was
with values 1 –4, showed that practitioner was the primary
                                                                                  not significant using a paired t-test ðP ¼ 0:41Þ:
predictor of similarity. Treatment group, patient’s age and
HHQ at baseline were not significant, but there was some
evidence that the amount of analgesia taken at baseline had
a limited effect. Those patients taking the highest amount of                     4. Discussion
analgesia tended to say that the treatments were dissimilar.
                                                                                     The prime aim of this trial was to provide independent
3.5. Improvements in pain, analgesia and NHP                                      validation for the Streitberger placebo needle. The number
                                                                                  of subjects recruited, however, was very low and therefore
   The assessments of pain, analgesia use and NHP were                            underpowered, which clearly impacts on the generalisability
also measured during each treatment period, with the results                      of the results of our study. The results as they are, however,
shown in Figs. 4 and 5.                                                           do suggest that sensations normally associated with real
   Fig. 4 shows the within-patient mean VAS scores for the                        acupuncture are similarly felt with the placebo needle and
final week of treatment for both the real and placebo                              that the order in which these treatments were received does
needles. It is clear that there is quite a large variation in                     not appear to be a confounding factor. This is an important
                                                                                  point for the validity of the Streitberger needle in the context
                                                                                  of this trial as clearly it could be argued that patients
                                                                                  receiving placebo first would notice a sudden change when
                                                                                  the real needle (and therefore real penetration) was used.
                                                                                  Similarly, the absence of penetration would be noticed if
                                                                                  the real needle had been used first; this was however, not the
                                                                                  case in terms of the sensations and penetration noted at the
                                                                                  end of each treatment sequence. Indeed, only seven subjects
                                                                                  (19%) were able to correctly answer the questions relating
                                                                                  to skin penetration. This was partly in line with Streit-
                                                                                  berger’s findings (1998) who questioned his subjects on the
                                                                                  presence of ‘deqi’, pain on needling and whether they felt
                                                                                  penetration or not. He found that the majority had felt
                                                                                  penetration and similar pain from real and placebo needles.
                                                                                  He also found that more subjects had experienced deqi with
Fig. 4. Plot of mean visual analogue scores for pain for the real and placebo     real acupuncture than with the placebo. Our credibility data
needles.                                                                          also suggest that there was no difference in credibility
408                                             P. White et al. / Pain 106 (2003) 401–409

between the two interventions thus adding weight to the                 it might not be completely inactive. Therefore, if this
validity of the Streitberger needle. The question asking                needle is to be used as a placebo in future efficacy studies,
‘How similar did you find this needle to the acupuncture                 more research should be undertaken to ensure that it is
needle that you had before?’ yielded some interesting                   indeed truly inert.
results; unfortunately there was no corresponding question                 We can be confident that pre-existing attitude to CAM
in the Streitberger trial. Clearly the largest single group             was not a confounding factor in the context of this trial as
(15 subjects) felt that the two periods of treatment were the           confirmed by others (Lewith et al., 2002; White, 2002).
same and a further seven subjects were reasonably                       Finally, we must stress that this trial used small numbers of
convinced that this was so. Fourteen subjects, however,                 patients from an elderly population, results must therefore
felt that there was some doubt and seven of these felt that the         be used with caution.
treatments were not similar at all. This represents a sizeable
proportion of the sample tested in this trial. It must be
pointed out that asking if treatments are similar, is not the
                                                                        5. Conclusion
same as asking if the subject believed the treatment was real
or even if it were the same treatment and in hindsight these
extra questions would have yielded important information.                  No major differences in outcome between real and
Our data does imply, however, that there is still some doubt            placebo needling could be found as both groups performed
about this issue.                                                       equally well. No patient gender bias was encountered and
   If a prerequisite of a placebo is that it is indistinguish-          pre-existing attitudes to CAM had no effect on outcome.
able from the real treatment, then the fact that nearly 40%             This was a very small sample, however, and results should
of subjects did not find that the two interventions were                 be interpreted with caution. We feel that the Streitberger
similar, however, raises some concerns with regard to the               needle is a convincing control for the majority of people
wholesale adoption of this instrument as a standard                     although this may be heavily dependent on how the
acupuncture placebo procedure. Perhaps we should ask                    treatment (both verum and placebo) is delivered.
ourselves the question, if this were a drug trial, would we                This needle may, however, represent the best current
be happy if 40% did not find the interventions to be similar,            option for a convincing ‘acupuncture like’ control but
or if 19% were able to correctly distinguish between                    further work on ascertaining its true physiological effect,
treatments? This is a very important question to ask in                 inter-tester reliability and standardisation of technique is
terms of acupuncture research and debate on this issue                  highly recommended before we can be completely confident
would be welcomed.                                                      about using this needle as a placebo in further studies.
   Although the trial by Streitberger (Streitberger and
Kleinhenz, 1998) used two practitioners, there was no
report on inter-tester reliability. Our trial also involved two         References
practitioners and we found that there was a substantial
difference between the two, in terms of how similar                     Borkovec T, Nau S. Credibility of analogue therapy rationales. J Behav
subjects felt the interventions to be. Fifteen of the 18                   Ther Exp Psychiatry 1972;3:257– 60.
subjects seen by the female practitioner (VH) were at least             Ernst E, White AR. A review of problems in clinical acupuncture research.
                                                                           Am J Chin Med 1997;25:3–11.
reasonably sure that the treatments were the same, this was
                                                                        Finnigan M. Complementary medicine: attitudes and expectations, a scale
compared with only seven treated by the male practitioner                  for evaluation. Comp Med Res 1991;5:79–82.
(PW). This discrepancy could occur for several reasons. It              Hammerschlag R, Morris MM. Clinical trials comparing acupuncture with
may simply be due to the low number of subjects used thus                  biomedical standard care: a criteria-based evaluation of research design
showing random variation. It might also be due to a                        and reporting (corrected) [published erratum appears in Complement
                                                                           Ther Med 1997 Dec; 5(4):253]. Complement Ther Med 1997;5:
difference in the way practitioners apply their real
                                                                           133 –40.
treatment. For example if a practitioner tends to have a                Kaptchuk TJ. Placebo needle for acupuncture (letter). Lancet 1998;352:
more aggressive approach to obtaining deqi, this would                     992.
tend to provide more of a contrast to the placebo needle as             Kleinhenz J, Streitberger K, Windeler J, Gussbacher A, Mavridis G, Martin
compared with a more gentle approach. This might also be                   E. Randomised clinical trial comparing the effects of acupuncture and a
                                                                           newly designed placebo needle in rotator cuff tendonitis. Pain 1999;83:
reflected in the greater improvement in pain noted by
                                                                           235 –41.
patients treated by one of the practitioners (PW). Similarly,           Lewith G, Watkins A, Hyland M, Shaw S, Broomfield J, Dolan G,
the observed difference between practitioners may be due                   Holgate S. A double blind, randomised controlled clinical trial of
to a difference in the application of the placebo needle or a              ultramolecular potencies of dust mite in asthmatic patients; 2000.
difference in their relative persuasive abilities. Whatever                Unpublished work.
                                                                        Lewith G, Hyland M, Shaw S. Do attitudes and beliefs about
the cause, it does raise some interesting points that would
                                                                           complementary medicine affect treatment outcome? Am J Public
need to be clarified before this technique can be adopted as                Health 2002;92:1604 –6.
a true acupuncture placebo. It could also be argued that                Liangyue D, Yijun G, Shuhui H, Xiaoping J, Yang L, Rufen W,
because the Streitberger needle causes a pricking sensation,               Wenjing W, Xuetai W, Hengze X, Xiuling X, Juiling Y. Chinese
P. White et al. / Pain 106 (2003) 401–409                                                        409

   acupuncture and moxibustion. Beijing: Foreign Languages Press;             Streitberger K, Kleinhenz J. Introducing a placebo needle into acupuncture
   1990.                                                                          research. Lancet 1998;352:364–5.
Park J. Acupuncture needle validation. Personal communication; 2000.          de la Torre CS. The choice of control groups in invasive clinical trials such
Park H, Park J, Lee H, Lee H. Does deqi (needle sensation) exist? Am J            as acupuncture. Front Perspect 1993;3:33–7.
   Chin Med 2002;30:45–50.                                                    White P. A study for the efficacy of a western acupuncture protocol for the
Peck C, Coleman G. Implications of placebo theory for clinical research           treatment of chronic mechanical neck pain. Thesis/Dissertation,
   and practice in pain management. Theor Med 1991;12:247–70.                     University of Southampton; 2002.

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Artigo (acupuntura) - Efeito placebo da acupuntura

  • 1. Pain 106 (2003) 401–409 www.elsevier.com/locate/pain The placebo needle, is it a valid and convincing placebo for use in acupuncture trials? A randomised, single-blind, cross-over pilot trial Peter Whitea,*, George Lewitha, Val Hopwooda, Phil Prescottb a Complementary Medicine Research Unit, Mail Point OPH, Royal South Hants Hospital, University of Southampton, Brintons Terrace, Southampton, UK b Department of Mathematics, University of Southampton, Southampton, UK Received 6 December 2002; received in revised form 1 July 2003; accepted 22 August 2003 Abstract The issue of what constitutes an effective and realistic acupuncture placebo control has been a continuing problem for acupuncture research. In order to provide an effective placebo, the control procedure must be convincing, visible and should mimic, in all respects, apart from a physiological effect, the real active treatment. The ‘Streitberger’ needle might fulfil these criteria and this paper reports on a validation study. This was a single-blind, randomised, cross-over pilot study. Patients were drawn from the orthopaedic hip and knee, joint replacement waiting list. Intervention consisted of either 2 weeks of treatment with real acupuncture followed by 2 weeks on placebo, or vice versa. The prime outcome was a needle sensation questionnaire and there was a range of secondary outcomes. Thirty-seven patients were randomised and completed treatment. Groups were well balanced at baseline. No significant differences between groups or needle types were found for any of the sensations measured. Most patients were unable to discriminate between the needles by penetration; however, nearly 40% were able to detect a difference in treatment type between needles. No major differences in outcome between real and placebo needling could be found. The fact that nearly 40% of subjects did not find that the two interventions were similar, however, raises some concerns with regard to the wholesale adoption of this instrument as a standard acupuncture placebo. Further work on inter-tester reliability and standardisation of technique is highly recommended before we can be confident about using this needle in further studies. q 2003 International Association for the Study of Pain. Published by Elsevier B.V. All rights reserved. Keywords: Acupuncture; Placebo; Placebo needle 1. Background In order to provide an effective and credible placebo (defined as a physiologically inert procedure), the control Research into the efficacy of acupuncture has raised a must be convincing and should mimic, in all respects, apart number of difficult methodological issues, particularly in from a physiological effect, the real active treatment (Ernst relation to the selection of appropriate controls. Separating and White, 1997; Peck and Coleman, 1991). Various control the specific effects of acupuncture from its non-specific options have been utilised in the context of clinical research effects is extremely difficult because acupuncture is a within acupuncture, i.e. insertion of acupuncture needles physical, invasive, manual procedure involving consider- into non-acupuncture points, several forms of dummy able practitioner time and some ritual. It is however, needling and mock TENS, but as yet none have fulfilled important to be able to quantify the relative effects of these all the criterion simultaneously of being either truly inert, two factors (Hammerschlag and Morris, 1997; de la Torre, easily usable and effective at mimicking real pragmatic 1993). Other possible confounding factors might be linked acupuncture. to a patient’s preconceived ideas of efficacy around a To be truly credible in this context, a placebo should be particular treatment regime and this too must be assessed as visible to the patient and it should appear as though the skin part of a non-specific effect. is being penetrated, the Streitberger needle might fulfil these criteria (Streitberger and Kleinhenz, 1998). As the needle is * Corresponding author. Tel.: þ44-23-8082-5584; fax: þ 44-23-8082- pushed against the skin, it causes a pricking sensation but as 5243. E-mail address: pjw1@soton.ac.uk (P. White). increased pressure is applied, the shaft of the needle 0304-3959/$20.00 q 2003 International Association for the Study of Pain. Published by Elsevier B.V. All rights reserved. doi:10.1016/j.pain.2003.08.013
  • 2. 402 P. White et al. / Pain 106 (2003) 401–409 disappears into the handle, mimicking a ‘stage dagger’. This the Southampton and South West Hants Joint Local gives the impression that the needle is actually entering the Research Ethics Committee. All subjects were contacted skin. The needle is held in position by a small adhesive by telephone or letter and asked to attend an assessment plastic ring, which can also be used with the real needles to interview. Inclusion and exclusion criteria were as follows. aid consistency and credibility. Streitberger evaluated this Inclusion criteria: system on 60 volunteers who were subjected to both real and placebo needling in a cross-over trial. Streitberger reported † Aged between 18 and 80 years with chronic/stable pain, that 90% of subjects in the acupuncture group and 78% in predominantly from a single joint (hip or knee) of known the placebo group felt needle penetration. No patients had mechanical aetiology (i.e. non-systemic). suspected that their skin had not been punctured. It has been † Patients should score an average of 3 or more on the pointed out, however, that the needles might not be visual analogue scale (VAS) in the pre-randomisation appropriate for use in certain areas such as the scalp, toes phase of the study and not be on any current active and fingers, also that there may be some limitation in the treatment (e.g. physiotherapy, homeopathic). angle of needle insertion (Kaptchuk, 1998). Despite this the † Literate in English and able to attend clinic twice a ‘placebo’ needle (thus named by Streitberger) has been used week for duration of treatment. in a clinical trial (Kleinhenz et al., 1999) and may offer for the first time, a usable and believable non-penetrating Exclusion criteria: acupuncture control. Before this needle is adopted into general use however, † Pregnancy, serious comorbidity (including severe back further validation needs to be undertaken. In particular an pain), recent (within 6 months for oral and 1 month for understanding of inter-tester reliability needs to be exam- injection) or current steroid use and those waiting for ined, i.e. do different practitioners achieve similar results hip/knee revision. with similar treatments? † Needle phobia or allergy to sticking plaster. Patients with previous experience of acupuncture were 2. Method not excluded for two reasons. Firstly because if a placebo intervention is to have true validity, it must be able to be 2.1. Objectives ¨ used with both naıve and experienced patients, and secondly because there is as yet no evidence to suggest that this The primary objective of this study, therefore, was to ¨ needle should be confined to acupuncture naıve patients provide independent validation of the credibility of the only. This was a single-blind cross-over trial, with subjects Streitberger placebo needle and to compare the needling randomised to two practitioners and to two treatment sensations for the two types of needles. Secondary sequences, involving real needles and placebo needles. A objectives were to gain an indication of inter-tester flow chart of the trial is shown in Fig. 1. reliability when using the placebo needle, and to ascertain if subject’s pre-treatment belief in complementary and 2.3. Intervention alternative medicine (CAM) has any influence on outcome. A cross-over design was used so that each patient would All volunteers were assessed and informed consent was be able to compare both needle types. At the end of each obtained along with a full medical history of the condition. treatment period, patients were asked to complete a Patients were informed that we were testing two types of questionnaire to assess the sensations felt on needling. needles, a conventional acupuncture needle and a new Patients were also asked if they felt the needles go into the needle, either of which may be successful in treating their skin. Designing the trial in this way enabled us to ascertain pain. They were also told that half of their treatments would if patients were readily able to detect a difference between be placebo, but that they would not be told which these the needles with regard to these parameters. Within-patient were. Whilst subjects were therefore blind to the type of comparisons of these assessments were made using non- intervention they were receiving, it must be noted that the parametric procedures. practitioners were aware of which needle was being used. Patients were then instructed to complete a daily pain diary 2.2. Patient selection to record average daily pain on a VAS with a 10 cm line ranging from ‘no pain’ to ‘worst pain imaginable’ for seven Subjects were recruited from the orthopaedic hip/knee consecutive days during the baseline period. Subjects were joint replacement waiting list at Southampton General also instructed to carry on taking their normal analgesia and Hospital. It was felt that this would provide a source of to record this in their diary. One week later (second visit) the subjects with a chronic yet fairly stable condition who were pain diary was examined and if the inclusion criteria (which not undergoing concomitant treatment apart from were unknown to the patient) were satisfied, then randomi- routine analgesia. Ethical approval was obtained from sation to practitioner and treatment sequence occurred and
  • 3. P. White et al. / Pain 106 (2003) 401–409 403 The specific points for each individual were decided at each treatment session depending on the distribution of pain and local palpation (i.e. use of tender points). Point prescription was changed if there was failure to improve. Two or three local points and at least one distal point were used. Even though this was not an efficacy study, this regime was used because we felt it was important that the treatment should reflect clinical practice. If the needles are ultimately accepted as a valid control, then it is likely that they will be ¨ used in this way. Also, as acupuncture naive patients were not excluded, the treatment experience should be as realistic and pragmatic as possible. Point location and depth of insertion was as described in traditional texts (Liangyue et al., 1990). Placebo needles were applied using the same point selection as for the real needles. Plastic ‘O’ rings and adhesive plasters were used for both verum and placebo interventions, as specified by Streitberger and Kleinhenz (1998). Therefore, an average of four points were used on each subject and deqi was obtained on each needle. A timer was set for 20 min, the duration of each treatment. The patient was checked three times (every 6 or 7 min) to Fig. 1. Trial protocol. ascertain if deqi was present and to manipulate the needles by rotating them about their own longitudinal axis. After treatment was initiated. Patients were then seen twice a 20 min the needles were removed. Subjects were instructed week for the first two weeks of treatment with either real to continue with their normal analgesia if needed and were acupuncture needles or with the Streitberger placebo not given any other specific form of treatment (exercises, needles. After 2 weeks, subjects were crossed over to the stretches, etc.). other type of needle and treated for a further 2 weeks. Although the initial pain assessments were used to decide 2.5. The practitioners entry to the study, and further assessments of pain were recorded on a daily basis during the 4 weeks of treatment, The first therapist (PW) (male) was trained in western these efficacy assessments were not used to compare the acupuncture techniques on an Acupuncture Association of patients’ sensitivity to the different types of needles. As Chartered Physiotherapists (AACP) accredited course and described later, sensitivity to the needles was assessed had 7 years’ clinical experience in acupuncture. The second following each treatment period using a series of questions therapist (VH) (female) was trained in the UK and China in related to the kind of sensations experienced. both Western and Traditional Chinese Techniques and has had 16 years of clinical experience. 2.4. The needle types: real and placebo acupuncture needles 2.6. Outcomes The needles were single-use, sterile, copper-handle, pre- packed needles without guide tubes. In order to maximise A range of outcomes was used in order to ascertain if matching of needles, both the real (verum) and placebo there were any major differences between the two needles were manufactured and supplied by Asia-Med and interventions. Co., Munich. All needles were 25 mm £ 0.25 mm. Point selection was based on individualised ‘western’ acupunc- 2.6.1. Primary outcomes ture techniques using a pre-defined list of points (see The primary outcome was measured by a series of Table 1). questions relating to needle sensation. These questions were designed by Park (2000) and are intended to clarify and Table 1 verify the sensations felt on needling and the similarity Acupuncture point selection between treatments. Four aspects of sensation, namely dull/ Hip Knee heavy (pulling, numb), radiating (spreading, pulsing, throbbing), stinging (pricking, tingling) and electric (rather Local points GB 30,31; UB 34; St 31 St 35, 36; Xiyan, GB 34; like when you bang your elbow), were each measured using Sp 9; UB 39, 40 a VAS ranging from ‘not at all’ to ‘extremely severely’. Distal points GB 34; UB 60 St 41; UB 60 Since the start of this study, the questionnaire has been GB, gallbladder; UB, bladder; St, stomach. further amended and used in another trial (Park et al., 2002).
  • 4. 404 P. White et al. / Pain 106 (2003) 401–409 In the current study, the questionnaire was completed at the patient randomisation. Envelopes were consecutively num- end of each 2-week period of treatment. Subjects were also bered within their respective groups and subjects were asked to record their impression of the similarity of the allocated to treatment group using the next available treatments received by comparing the treatment during the number. first 2-week period with the last 2-week period using a VAS ranging from ‘the same’ to ‘totally different’. 2.8. Statistical analysis 2.6.2. Secondary outcomes 2.6.2.1. Pain. This was measured in the form of a self- This study was designed as a cross-over trial with each completed pain diary using a VAS and was measured daily patient receiving both the real needles and the placebo for 1 week prior to and throughout treatment. Within-patient needles in sequence, each for a period of 2 weeks. At the end mean scores were computed for the final week of treatment of each treatment period, patients were asked to complete with each type of needle. the questionnaire (Park, 2000) assessing the sensations felt on needling. The four kinds of sensation were assessed 2.6.2.2. Analgesia. Each patient kept a daily record (in the using a VAS ranging from ‘not at all’ to ‘extremely severe’. diary) of his or her analgesia intake. It was required that Within-patient comparisons of these assessments were patients should stay on current medication and simply made using non-parametric ranking procedures. Patients record tablet intake. Patients were however free to reduce were also asked if they felt the needles go into the skin. (or increase if appropriate) the dose of analgesia or non- McNemar’s test was used to compare these responses. steroidal anti-inflammatory drugs as their pain dictated. Secondary outcome variables relating to pain and analgesia intake were also compared using ranking methods. 2.6.2.3. Nottingham Health Profile (NHP). This is a quality The NHP scores were compared using a paired t-test. of life questionnaire and was administered (a) prior to the Responses to the question relating to perceived overall first treatment, (b) after the first two weeks of treatment and similarity, as measured on the VAS, were summarised using (c) at the end of the trial. descriptive statistics and compared using a x2 test. 2.6.2.4. The Holistic Health Questionnaire (HHQ). This was administered at baseline only. A similar questionnaire was first developed by Finnigan (1991) and measured attitude to 3. Results CAM. This was then further developed and validated (Lewith et al., 2000, 2002) and now measures attitudes and health beliefs. The HHQ is a self-completed questionnaire, 3.1. Participant flow which produces a single score with higher scores indicating a more positive attitude towards CAM. Between June 2001 and June 2002, 156 subjects were referred and interviewed over the telephone to assess 2.6.2.5. The credibility rating (Borkovec and Nau, 1972). eligibility for inclusion in the study. Thirty-seven patients This was completed prior to and after the first and last met the initial inclusion criteria and were randomised to treatment of both placebo and real acupuncture groups in practitioner. The main reasons for non-inclusion were order to gain an appreciation of relative credibility of the inability to attend for treatment (transport problems), two interventions. impending operation, pain in multiple sites, unwilling to be part of a trial, ongoing other treatment, e.g. physio- 2.7. Randomisation therapy. There was no drop-out once randomisation occurred and no adverse reactions were noted. A chart of A computer program RANDOMLOGUE produced by the patient flow through the trial is shown in Fig. 2. University of Southampton, Department of Social Statistics, was used to generate randomisation lists. Three lists were generated, firstly for randomisation to practitioner and then 3.2. Baseline data two separate lists (one for each practitioner) to randomise to treatment group, with group A receiving real needles Groups were well balanced at baseline for all measured followed by placebo needles and group B receiving placebo parameters (Table 2) and there were no statistical needles followed by real needles. Patients were stratified by differences in the distribution of scores between groups on gender and affected joint (knee or hip) to be treated. These the credibility rating at any of the time points measured lists were typed onto individual cards by a typist not (Fishers exact test). There were four patients in each group involved in the trial and were placed in individual sealed, who had previous experience of acupuncture. Table 3 shows opaque envelopes by the typist for use in the study. At no the division of male and female patients as randomised to point did the assessor view either the list or the cards prior to the two practitioners.
  • 5. P. White et al. / Pain 106 (2003) 401–409 405 Table 3 Results of randomisation Group A (n ¼ 18; Group B (n ¼ 19; real needles/placebo placebo needles/real needles) needles) Male Female Male Female patients patients patients patients Male practitioner 5 5 2 7 Female practitioner 3 5 4 6 Total 8 10 6 13 A similar picture emerges for the radiating sensation as shown in Fig. 3b, except that rather more subjects (61%) score higher on the real needles than on the placebo needles (31%). However, this difference is not significant. Again, there is evidence that the scores are generally lower for those patients treated by the female practitioner. Stinging Fig. 2. Consort diagram. sensations were highly variable for patients treated by either practitioner with many patients scoring quite high values 3.3. Outcomes with both types of needles. Finally, electric sensations were hardly evident at all with the female practitioner, but about 3.3.1. Needle sensation half the patients treated by the male practitioner recorded The four needle sensation variables were assessed after relatively high scores for one or both needle types. each treatment using a VAS with low values corresponding to little sensation and high values corresponding to severe 3.3.2. Needle penetration sensations. Fig. 3 shows a plot of the scores for the real Patients were asked to say whether they felt needle needles and the placebo needles for each subject, with solid penetration during the treatment with real and placebo and open circles corresponding to the female and male needles. Table 5 shows the responses to this question for the practitioners, respectively. 37 patients. It is evident that the scores for dull sensation are very Of the 37 patients, 25 (67.6%) felt the real needles had variable, between and within subjects. Although 18 (50%) penetrated, but 22 (59.5%) felt that the placebo needles had of the subjects felt a greater dull sensation with the real penetrated. Previous experience (prior to this trial) of needles than with the placebo needles, 15 (42%) patients acupuncture did not appear to influence how this question scored the needles the other way for this sensation. The most was answered (P ¼ 0:255; ANCOVA). Nearly half of the noticeable feature of Fig. 3a is the relatively lower scores patients, 18 (48.6%) felt penetration with both needles, achieved by the female practitioner with either type of while 7 (18.9%) felt no penetration with either type of needle. Few of the subjects treated by the female needle. Seven patients correctly distinguished the real practitioner scored more than 10 with either needle for needles from the placebo needles, but two felt penetration this dull sensation. A comparison of the VAS scores using with the placebo needles but not with the real needles. Most the sign test and Wilcoxon’s signed rank test is shown in patients, 25 (67.6%), were unable to discriminate between Table 4. the needles by means of the sensation of needle penetration Table 2 Comparison of baseline values Group A (n ¼ 18; real needles/placebo needles) Group B (n ¼ 19; placebo needles/real needles) Mean Median SD Range Mean Median SD Range Pain scores 53.3 52.0 22.4 7.9–50.3 50.3 49.9 19.1 6.4–79.3 Analgesia 3.8 2.5 3.4 0–2.8 2.8 2.0 2.7 0–8 Age 65.8 67 8.3 51–64.4 64.4 66 12.7 37–79 HHQ 51.2 53 6.9 34–53.9 53.9 53 5.9 43–65 NHP 0.62 0.58 0.24 0.16–0.57 0.57 0.61 0.20 0.18–0.97
  • 6. 406 P. White et al. / Pain 106 (2003) 401–409 Fig. 3. (a and b) Plots of visual analogue scores for dull sensation and radiating sensation for real and placebo needles. (c and d) Plots of visual analogue scores for stinging sensation and electric sensation for real and placebo needles. of the skin. McNemar’s test gave a x2 -value of 2.78, which shown in Table 6. A large proportion of subjects were is not significant ðP ¼ 0:095Þ: unable to detect a difference between the two types of needles. Once again, previous experience of acupuncture 3.4. Similarity of treatments treatment did not have any significant effect on how subjects responded to this question (P ¼ 0:292; ANCOVA). Four- All but one of the patients (36) responded to the question teen subjects (39%) recorded that the needles felt different concerning similarity of treatments. The responses are (probably different and definitely different). Of these, seven were convinced that the needles were definitely different, this was compared to 15 who felt they were definitely the Table 4 same [there was no significant difference between groups, Comparison of VAS scores for needle sensations for real and placebo i.e. order of treatment (P ¼ 0:821; x2 )]. needles using the sign test and Wilcoxon’s signed rank test More subjects treated by the female practitioner felt that Sensations Number of subjects ðn ¼ 36Þ the two types of needles were similar to each other compared to those treated by the male practitioner. A x2 Positive Negative P-value for P-value for difference difference sign test Wilcoxon signed test comparing those who scored less than 50 with those rank test who scored greater than 50 for the two practitioners gave x2 ¼ 7:48; which is significant with a P-value of 0.003. Dull 18 (50.0%) 15 (41.7%) 0.73 0.42 Radiating 22 (61.0%) 11 (30.6%) 0.08 0.27 Stinging 19 (52.8%) 14 (38.9%) 0.49 0.15 Table 6 Electric 15 (41.7%) 16 (44.4%) 1.00 0.54 Similarity of the two treatments by practitioner Perceived similarity Male Female Number Percentage Table 5 on VAS practitioner practitioner of patients Responses of patients to penetration question for the two types of needles Definitely the 2 13 15 41.7 Placebo needles Real needles same 0–25 Probably the 5 2 7 19.4 Yes No No response Total same 26–50 Probably different 5 2 7 19.4 Yes 18 2 2 22 (59.5%) 51 –75 No 7 7 – 14 (37.8%) Definitely different 6 1 7 19.4 No response – 1 – 1 76 –100 Total 25 (67.6%) 10 (27.0%) 2 37 Total 18 18 36 100
  • 7. P. White et al. / Pain 106 (2003) 401–409 407 Table 7 Similarity of the two treatments by treatment sequence Perceived similarity Group A Group B Number Percentage on VAS of patients Definitely the same 0–25 6 9 15 41.7 Probably the same 26–50 4 3 7 19.4 Probably different 51–75 4 3 7 19.4 Definitely different 76–100 3 4 7 19.4 Total 17 19 36 100 There is clear evidence that more patients considered that the two needle types were similar with the female Fig. 5. Plot of mean weekly analgesia use for the real and placebo needles. practitioner than with the male practitioner. Table 7 shows the same data but for treatment sequence. Group A (real needles followed by placebo) had three fewer patients who these means, but no clear difference between the two felt that the treatments were quite similar than group B needles for either practitioner. The sign test and Wilcoxon (placebo followed by real) but this difference was not signed rank test indicate that there is no difference between significant in the context of this trial, indicating that the these two sets of scores ðP ¼ 0:5Þ: Similarly analgesia use is order of treatment did not influence the assessment of compared in Fig. 5 with the same conclusion. The amount of similarity. analgesia taken changed very little for patients treated by An ordinal log-linear model analysis applied to the either practitioner. The average difference between the similarity codes, treated as an ordered categorical variable scores for NHP was 2 0.1 (95% CI 2 0.05 to 0.02). This was with values 1 –4, showed that practitioner was the primary not significant using a paired t-test ðP ¼ 0:41Þ: predictor of similarity. Treatment group, patient’s age and HHQ at baseline were not significant, but there was some evidence that the amount of analgesia taken at baseline had a limited effect. Those patients taking the highest amount of 4. Discussion analgesia tended to say that the treatments were dissimilar. The prime aim of this trial was to provide independent 3.5. Improvements in pain, analgesia and NHP validation for the Streitberger placebo needle. The number of subjects recruited, however, was very low and therefore The assessments of pain, analgesia use and NHP were underpowered, which clearly impacts on the generalisability also measured during each treatment period, with the results of the results of our study. The results as they are, however, shown in Figs. 4 and 5. do suggest that sensations normally associated with real Fig. 4 shows the within-patient mean VAS scores for the acupuncture are similarly felt with the placebo needle and final week of treatment for both the real and placebo that the order in which these treatments were received does needles. It is clear that there is quite a large variation in not appear to be a confounding factor. This is an important point for the validity of the Streitberger needle in the context of this trial as clearly it could be argued that patients receiving placebo first would notice a sudden change when the real needle (and therefore real penetration) was used. Similarly, the absence of penetration would be noticed if the real needle had been used first; this was however, not the case in terms of the sensations and penetration noted at the end of each treatment sequence. Indeed, only seven subjects (19%) were able to correctly answer the questions relating to skin penetration. This was partly in line with Streit- berger’s findings (1998) who questioned his subjects on the presence of ‘deqi’, pain on needling and whether they felt penetration or not. He found that the majority had felt penetration and similar pain from real and placebo needles. He also found that more subjects had experienced deqi with Fig. 4. Plot of mean visual analogue scores for pain for the real and placebo real acupuncture than with the placebo. Our credibility data needles. also suggest that there was no difference in credibility
  • 8. 408 P. White et al. / Pain 106 (2003) 401–409 between the two interventions thus adding weight to the it might not be completely inactive. Therefore, if this validity of the Streitberger needle. The question asking needle is to be used as a placebo in future efficacy studies, ‘How similar did you find this needle to the acupuncture more research should be undertaken to ensure that it is needle that you had before?’ yielded some interesting indeed truly inert. results; unfortunately there was no corresponding question We can be confident that pre-existing attitude to CAM in the Streitberger trial. Clearly the largest single group was not a confounding factor in the context of this trial as (15 subjects) felt that the two periods of treatment were the confirmed by others (Lewith et al., 2002; White, 2002). same and a further seven subjects were reasonably Finally, we must stress that this trial used small numbers of convinced that this was so. Fourteen subjects, however, patients from an elderly population, results must therefore felt that there was some doubt and seven of these felt that the be used with caution. treatments were not similar at all. This represents a sizeable proportion of the sample tested in this trial. It must be pointed out that asking if treatments are similar, is not the 5. Conclusion same as asking if the subject believed the treatment was real or even if it were the same treatment and in hindsight these extra questions would have yielded important information. No major differences in outcome between real and Our data does imply, however, that there is still some doubt placebo needling could be found as both groups performed about this issue. equally well. No patient gender bias was encountered and If a prerequisite of a placebo is that it is indistinguish- pre-existing attitudes to CAM had no effect on outcome. able from the real treatment, then the fact that nearly 40% This was a very small sample, however, and results should of subjects did not find that the two interventions were be interpreted with caution. We feel that the Streitberger similar, however, raises some concerns with regard to the needle is a convincing control for the majority of people wholesale adoption of this instrument as a standard although this may be heavily dependent on how the acupuncture placebo procedure. Perhaps we should ask treatment (both verum and placebo) is delivered. ourselves the question, if this were a drug trial, would we This needle may, however, represent the best current be happy if 40% did not find the interventions to be similar, option for a convincing ‘acupuncture like’ control but or if 19% were able to correctly distinguish between further work on ascertaining its true physiological effect, treatments? This is a very important question to ask in inter-tester reliability and standardisation of technique is terms of acupuncture research and debate on this issue highly recommended before we can be completely confident would be welcomed. about using this needle as a placebo in further studies. Although the trial by Streitberger (Streitberger and Kleinhenz, 1998) used two practitioners, there was no report on inter-tester reliability. Our trial also involved two References practitioners and we found that there was a substantial difference between the two, in terms of how similar Borkovec T, Nau S. Credibility of analogue therapy rationales. J Behav subjects felt the interventions to be. Fifteen of the 18 Ther Exp Psychiatry 1972;3:257– 60. subjects seen by the female practitioner (VH) were at least Ernst E, White AR. A review of problems in clinical acupuncture research. Am J Chin Med 1997;25:3–11. reasonably sure that the treatments were the same, this was Finnigan M. Complementary medicine: attitudes and expectations, a scale compared with only seven treated by the male practitioner for evaluation. Comp Med Res 1991;5:79–82. (PW). This discrepancy could occur for several reasons. It Hammerschlag R, Morris MM. Clinical trials comparing acupuncture with may simply be due to the low number of subjects used thus biomedical standard care: a criteria-based evaluation of research design showing random variation. It might also be due to a and reporting (corrected) [published erratum appears in Complement Ther Med 1997 Dec; 5(4):253]. Complement Ther Med 1997;5: difference in the way practitioners apply their real 133 –40. treatment. For example if a practitioner tends to have a Kaptchuk TJ. Placebo needle for acupuncture (letter). Lancet 1998;352: more aggressive approach to obtaining deqi, this would 992. tend to provide more of a contrast to the placebo needle as Kleinhenz J, Streitberger K, Windeler J, Gussbacher A, Mavridis G, Martin compared with a more gentle approach. This might also be E. Randomised clinical trial comparing the effects of acupuncture and a newly designed placebo needle in rotator cuff tendonitis. Pain 1999;83: reflected in the greater improvement in pain noted by 235 –41. patients treated by one of the practitioners (PW). Similarly, Lewith G, Watkins A, Hyland M, Shaw S, Broomfield J, Dolan G, the observed difference between practitioners may be due Holgate S. A double blind, randomised controlled clinical trial of to a difference in the application of the placebo needle or a ultramolecular potencies of dust mite in asthmatic patients; 2000. difference in their relative persuasive abilities. Whatever Unpublished work. Lewith G, Hyland M, Shaw S. Do attitudes and beliefs about the cause, it does raise some interesting points that would complementary medicine affect treatment outcome? Am J Public need to be clarified before this technique can be adopted as Health 2002;92:1604 –6. a true acupuncture placebo. It could also be argued that Liangyue D, Yijun G, Shuhui H, Xiaoping J, Yang L, Rufen W, because the Streitberger needle causes a pricking sensation, Wenjing W, Xuetai W, Hengze X, Xiuling X, Juiling Y. Chinese
  • 9. P. White et al. / Pain 106 (2003) 401–409 409 acupuncture and moxibustion. Beijing: Foreign Languages Press; Streitberger K, Kleinhenz J. Introducing a placebo needle into acupuncture 1990. research. Lancet 1998;352:364–5. Park J. Acupuncture needle validation. Personal communication; 2000. de la Torre CS. The choice of control groups in invasive clinical trials such Park H, Park J, Lee H, Lee H. Does deqi (needle sensation) exist? Am J as acupuncture. Front Perspect 1993;3:33–7. Chin Med 2002;30:45–50. White P. A study for the efficacy of a western acupuncture protocol for the Peck C, Coleman G. Implications of placebo theory for clinical research treatment of chronic mechanical neck pain. Thesis/Dissertation, and practice in pain management. Theor Med 1991;12:247–70. University of Southampton; 2002.