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Prevention and control of dental
caries and periodontal diseases
at individual and population
level: consensus report of group
3 of joint EFP/ORCA workshop
on the boundaries between
caries and periodontal diseases
Jepsen S, Blanco J, Buchalla W, Carvalho JC, Dietrich T, D€orfer C, Eaton KA,
Figuero E, Frencken JE, Graziani F, Higham SM, Kocher T, Maltz M, Ortiz-
Vigon A, Schmoeckel J, Sculean A, Tenuta LMA, van der Veen MH,
Machiulskiene V. Prevention and control of dental caries and periodontal diseases
at individual and population level: consensus report of group 3 of joint EFP/ORCA
workshop on the boundaries between caries and periodontal diseases. J Clin
Periodontol 2017; 44 (Suppl. 18): S85–S93. doi: 10.1111/jcpe.12687.
Abstract
Background: The non-communicable diseases dental caries and periodontal dis-
eases pose an enormous burden on mankind. The dental biofilm is a major bio-
logical determinant common to the development of both diseases, and they share
common risk factors and social determinants, important for their prevention and
control. The remit of this working group was to review the current state of
knowledge on epidemiology, socio-behavioural aspects as well as plaque control
with regard to dental caries and periodontal diseases.
Methods: Discussions were informed by three systematic reviews on (i) the global
burden of dental caries and periodontitis; (ii) socio-behavioural aspects in the pre-
vention and control of dental caries and periodontal diseases at an individual and
population level; and (iii) mechanical and chemical plaque control in the simulta-
neous management of gingivitis and dental caries. This consensus report is based
on the outcomes of these systematic reviews and on expert opinion of the partici-
pants.
Søren Jepsen1
, Juan Blanco2
,
Wolfgang Buchalla3
, Joana C.
Carvalho4
, Thomas Dietrich5
, Christof
D€orfer6
, Kenneth A. Eaton7
, Elena
Figuero8
, Jo E. Frencken9
, Filippo
Graziani10
, Susan M. Higham11
,
Thomas Kocher12
, Marisa Maltz13
,
Alberto Ortiz-Vigon8
, Julian
Schmoeckel14
, Anton Sculean15
, Livia
M.A. Tenuta16
, Monique H. van der
Veen17,18
and Vita Machiulskiene19
1
Department of Periodontology, Operative &
Preventive Dentistry, University of Bonn,
Bonn, Germany; 2
Department of
Stomatology, University of Santiago de
Compostela, Santiago de Compostela, Spain;
3
Department for Conservative Dentistry and
Periodontology, University Medical Center
Regensburg, Regensburg, Germany; 4
Faculty
of Medicine and Dentistry, Catholic University
of Louvain, Brussels, Belgium; 5
The School
of Dentistry, University of Birmingham,
Birmingham, UK; 6
Clinic for Conservative
Dentistry and Periodontology, Christian-
Albrechts-University Kiel, Kiel, Germany;
7
University of Leeds, University of Kent,
Canterbury, UK; 8
Periodontology, University
Complutense, Madrid, Spain; 9
Radboud
University Medical Center, Nijmegen, The
Netherlands; 10
Department of Surgical,
Medical, Molecular and Critical Area
Pathology, University of Pisa, Pisa, Italy;
11
Department of Health Services Research &
School of Dentistry, University of Liverpool,
Liverpool, UK; 12
Unit of Periodontology,
University Medicine, Ernst-Moritz-Arndt-
University Greifswald, Greifswald, Germany;
13
Department of Preventive and Social
Dentistry, Federal University of Rio Grande
do Sul, Porto Alegre, Brazil; 14
Department of
Preventive & Pediatric Dentistry, University
of Greifswald, Greifswald, Germany;
15
Department of Periodontology, School of
Dental Medicine, University of Bern, Bern,
Switzerland; 16
Piracicaba Dental School,
University of Campinas (UNICAMP),
Piraciaba, Brazil; 17
Department of Preventive
Dentistry, Academic Centre for Dentistry
Amsterdam, University of Amsterdam and VU
Conflict of interest and source of funding statement
Workshop participants filed detailed disclosure of potential conflict of interest relevant to the workshop topics, and these are
kept on file. Declared potential dual commitments included having received research funding, consultant fees and speaker’s
fees from the following: CPGABA, Curasept, Dentsply Sirona Implants, EMS, Geistlich, Generic Implants Ltd., GSK, Kreus-
sler, IBSA, IQWIG, Juice Plus, J & J, Menarina Richerche, P & G, Sch€ulke & Mayr, Straumann, Sunstar, 3M, Unilever.
Funding for this workshop was provided by the European Federation of Periodontology in part through an unrestricted educa-
tional grant from Colgate-Palmolive Europe.
© 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd S85
J Clin Periodontol 2017; 44 (Suppl.18): S85–S93 doi: 10.1111/jcpe.12687
Results: Key findings included the following: (i) prevalence and experience of
dental caries has decreased in many regions in all age groups over the last three
decades; however, not all societal groups have benefitted equally from this
decline; (ii) although some studies have indicated a possible decline in periodonti-
tis prevalence, there is insufficient evidence to conclude that prevalence has chan-
ged over recent decades; (iii) because of global population growth and increased
tooth retention, the number of people affected by dental caries and periodontitis
has grown substantially, increasing the total burden of these diseases globally (by
37% for untreated caries and by 67% for severe periodontitis) as estimated
between 1990 and 2013, with high global economic impact; (iv) there is robust
evidence for an association of low socio-economic status with a higher risk of
having dental caries/caries experience and also with higher prevalence of peri-
odontitis; (v) the most important behavioural factor, affecting both dental caries
and periodontal diseases, is routinely performed oral hygiene with fluoride; (vi)
population-based interventions address behavioural factors to control dental car-
ies and periodontitis through legislation (antismoking, reduced sugar content in
foods and drinks), restrictions (taxes on sugar and tobacco) guidelines and cam-
paigns; however, their efficacy remains to be evaluated; (vii) psychological
approaches aimed at changing behaviour may improve the effectiveness of oral
health education; (viii) different preventive strategies have proven to be effective
during the course of life; (ix) management of both dental caries and gingivitis
relies heavily on efficient self-performed oral hygiene, that is toothbrushing with a
fluoride-containing toothpaste and interdental cleaning; (x) professional tooth
cleaning, oral hygiene instruction and motivation, dietary advice and fluoride
application are effective in managing dental caries and gingivitis.
Conclusion: The prevention and control of dental caries and periodontal diseases
and the prevention of ultimate tooth loss is a lifelong commitment employing
population- and individual-based interventions.
University, Amsterdam, The Netherlands;
18
Oral Hygiene School, Hogeschool
Inholland, Amsterdam, The Netherlands;
19
Clinic of Dental and Oral Pathology,
Lithuanian University of Health Sciences,
Kaunas, Lithuania
Sponsor Representative: Irina Laura
Chivu-Garip (Colgate-Palmolive Europe)
Key words: chemical plaque control; clinical
recommendations; consensus conference;
dental caries; evidence-based medicine;
fluoride; gingivitis; interdental cleaning;
mechanical plaque control; oral hygiene;
periodontitis; prevention; systematic review
Accepted for publication 21 December 2016
Dental caries is an ubiquitous
process defined as the result of a
localized chemical dissolution of the
tooth surface caused by acid produc-
tion by the dental biofilm (dental
plaque) exposed frequently to sugars
(Fejerskov et al. 2015).
Periodontal diseases (gingivitis
and periodontitis) are inflammatory
diseases of microbial origin. The
most important risk factor is
the accumulation of a dental plaque
biofilm at and below the gingival
margin, which is then associated
with an inappropriate and
© 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
S86 Jepsen et al.
destructive inflammatory immune
response (Chapple et al. 2015).
Thus, the dental biofilm is a
major biological determinant com-
mon to the development of both dis-
eases (Sanz et al. 2017).
Periodontal diseases (gingivitis
and periodontitis) are a continuum
of the same inflammatory disease
(Kinane & Attstr€om 2005). Whilst
not all patients with gingivitis will
progress to periodontitis, manage-
ment of gingivitis is both a primary
prevention strategy for periodontitis
and a secondary prevention strategy
for recurrent periodontitis (Chapple
et al. 2015, Sanz et al. 2015).
Likewise, there is a continuum
from health to disease in the devel-
opment of coronal caries presenting
initially as non-cavitated enamel
lesions to more advanced cavitated
lesions involving enamel and dentin
(Bj€orndahl & Mj€or 2001). Preventive
strategies have been implemented at
all stages to control the progression
of the caries lesions (Kumar et al.
2016).
Root caries occurs on exposed
root surfaces. It is associated with
the ageing population and will be
dealt with separately (Heasman &
Nyvad 2017, Tonetti et al. 2017).
The remit of this working group
was to review the current state of
knowledge with regard to prevention
and control of dental caries and
periodontal diseases at individual
and population level.
This report represents the consen-
sus views of Working Group 3 of
the joint EFP/ORCA workshop on
the boundaries between caries and
periodontal disease. It is substan-
tially, but not entirely, based on
three systematic reviews of the avail-
able and published evidence from
clinical studies. Data on the global
burden of dental caries and peri-
odontal diseases were retrieved by a
systematic search of the literature,
and the reference documentation is
provided (Frencken et al. 2017). One
systematic review deals with socio-
behavioural aspects in the prevention
and control of dental caries and
periodontal diseases at individual
and population level (S€alzer et al.
2017) and another systematic review
with mechanical and adjunctive
chemical plaque control in the simul-
taneous management of gingivitis
and caries (Figuero et al. 2017).
The Global Burden of Dental Caries
and Periodontitis
The prevalence of dental caries and
periodontitis is high, with untreated
dental caries being the most com-
mon disease affecting humans
worldwide (GBD 2016). According
to recent global estimates, 621 mil-
lion children had untreated cavities
in dentine in primary teeth and 2.4
billion people had untreated cavities
in dentine in permanent teeth
(Kassebaum et al. 2015). Severe
periodontitis affected 743 million
people worldwide (Kassebaum et al.
2014a). The term “burden of dis-
ease” includes several concepts,
including the number of affected
individuals, the impact of the dis-
eases on quality of life as well as
the burden of the diseases on soci-
ety in terms of healthcare cost and
wider economic and social impact.
What are the global trends in the
prevalence and severity of dental caries
and periodontitis?
There is evidence that overall, the
prevalence and experience of dental
caries has decreased in many regions
in all age groups over the last three
decades (Frencken et al. 2017).
However, there are poor or non-
existing data for some regions. Fur-
thermore, there is some evidence that
not all societal groups have benefit-
ted equally from this decline (Patel
2012).
Data on trends over time of
periodontitis prevalence are sparse
and riddled by methodological
inconsistencies. Although some
national and regional studies have
indicated a possible decline in preva-
lence (Holtfreter et al. 2014, Jordan
& Micheelis 2016), overall there is
insufficient evidence to conclude that
the prevalence of periodontitis has
changed over recent decades
(Frencken et al. 2017). There is
robust evidence that the prevalence
of tooth loss and edentulism has
declined over the last three decades
globally (Kassebaum et al. 2014b).
Because of global population
growth (from 5.5 billion in 1990 to
7.4 billion in 2015), ageing societies
(globally, the proportion of people
65 years and older increased from
6.0% in 1990 to 8.2% in 2015) and
increased tooth retention, the
number of people affected by den-
tal caries and periodontitis has
grown substantially, increasing the
total burden of these diseases glob-
ally. It has been estimated that
between 1990 and 2013, the num-
ber of people affected by untreated
cavities in dentine in permanent
teeth increased by 37% and the
number of people affected by sev-
ere periodontitis increased by 67%
(GBD 2015). The global economic
impact of oral disease in 2010 has
been estimated at US$ 442 billion
(Listl et al. 2015).
What are the reasons for tooth loss?
It is recognized that tooth loss is not
only the direct outcome of dental
caries, periodontitis and other fac-
tors such as trauma or orthodontic
indications, but also determined by
a complex set of factors not directly
related to dental diseases, such as
attitudes to health care and prefer-
ences, access to dental care, ability
and willingness to pay. A number of
studies have looked at reasons for
tooth extraction as reported by den-
tists in various countries. In children
and adolescents, dental caries is the
single most important disease caus-
ing tooth loss, due to the extremely
low prevalence of periodontitis. In
adults, both dental caries and peri-
odontitis are major reasons for tooth
loss; however, there is marked varia-
tion in terms of the relative contri-
bution of each disease across
studies.
Is there evidence for an association of
socio-economic status and the prevalence
and experience of periodontitis and dental
caries?
There is robust systematic review
evidence for an association between
low socio-economic status/position,
including components such as educa-
tion, parental education, income and
social position and a higher risk of
having dental caries and caries expe-
rience (Schwendicke et al. 2015). The
association is particularly strong in
developed countries. Similarly, there
is good evidence from systematic
reviews for an association between
low socio-economic status and
higher prevalence of periodontitis
(Klinge & Norlund 2005, Boillot
et al. 2011).
© 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
Prevention of caries and periodontitis S87
Is there a correlation between occurrence
of both dental caries and periodontitis?
There is a surprising paucity of
robust studies analysing the co-
occurrence of dental caries and
periodontitis, with no evidence
from systematic reviews. A recent
report from a national survey in
Finland found a significant positive
association between both diseases
in adults (Mattila et al. 2010), and
data from a recent national survey
in Germany indicated that in
adults, there were significantly
higher attachment loss and probing
depths at sites with caries experi-
ence compared to sites without car-
ies experience (Jordan & Micheelis
2016). However, no attempts were
made to explore to what extent this
association was explained by com-
mon risk factors.
Is there evidence that there are gender
differences in prevalence of dental caries
and of periodontitis?
There is robust evidence from sys-
tematic reviews that the prevalence
of periodontitis is lower in females
compared to males (Shiau & Rey-
nolds 2010). There is little evidence
for a difference in the prevalence of
dental caries between males and
females.
Is there a difference in the peaks of the
incidence of dental caries versus
periodontitis with regard to age?
There is a wealth of data on the inci-
dence of untreated cavitated dentine
carious lesions across age suggesting
that there is a major peak in incidence
in young children, followed by a sec-
ond, lower peak in adolescents and
young adults. There is a nadir at
around 40 years of age, followed by a
gradual increase in incidence in older
age (Kassebaum et al. 2015). Never-
theless, the disease is incident at all
ages. In contrast, there is a dearth of
data on the incidence of periodontitis;
however, the methods employed in
the Global Burden of Disease study
(Kassebaum et al. 2015) allowed esti-
mation of incidence data from preva-
lence data using a number of strong
assumptions. Whilst these estimated
incidence data have to be cautiously
interpreted, the data suggest that
there is a major peak of severe peri-
odontitis between 30 and 50 years of
age. However, it has to be recognized
that the onset of periodontitis likely
precedes the point at which diagnostic
criteria for severe periodontitis are
met by years. Likewise, the onset of
dental caries precedes the clinical
detection of a cavitated lesion.
The prevention of the two most
common dental diseases and the pre-
vention of ultimate tooth loss is
therefore a lifelong commitment.
Socio-behavioural Aspects in the
Prevention and Control of Dental
Caries and Periodontal Diseases at
an Individual and Population Level
Socio-behavioural factors may be
regarded as behaviours finding their
origin in the individual’s social back-
ground. They will be determined by
the individuals’ peer groups, which
will be related to ethnicity, religion,
family traditions, socio-economic
status, education, labour and others
(Bouchard et al. 2016). The social
determinants of health are the condi-
tions in which people are born,
grow, live, work and age (WHO
2016a). Health determinants are also
strongly associated with environmen-
tal factors including all the physical,
chemical and biological factors
external to a person and all the
related factors impacting behaviour
(WHO 2016b).
Recent insights into socio-eco-
nomic inequalities in health show
that the most important aspect is the
effect of social gradient on health
(Marmot 2003). Worldwide, non-
communicable diseases including
dental caries and periodontal dis-
eases remain a major public health
problem. Health-promoting beha-
viours become more difficult to sus-
tain further down the social ladder
(Heilmann et al. 2016).
Although it is essential to know
about the socio-behavioural back-
ground in order to identify risk
groups, there is no evidence how
to address these issues in order to
promote prevention and control of
dental caries and periodontal dis-
eases. To date, therefore, studies
on interventions target primarily
behaviour. However, they have
proved to have had limited success
in reducing health inequalities.
They fail to address social determi-
nants for changing people’s beha-
viours, including attendance to oral
health care. The alternative requires
changing their environment (Shei-
ham et al. 2011). Strategies target-
ing social change need political
action.
What are the most important socio-
behavioural factors that have an impact
on both dental caries and periodontal
diseases?
In general, social background is
strongly associated with risk for den-
tal caries and periodontitis. Further-
more, social background heavily
influences the behaviour of individu-
als. The most important behavioural
factor, affecting both dental caries
and periodontal diseases, is routinely
performed oral hygiene with fluoride
toothpaste either by the individuals
themselves or by caregivers.
There is clear evidence of diet hav-
ing a strong influence on caries, and
there is some evidence that it affects
periodontal diseases (Hujoel &
Lingstr€om 2017). However, to date,
the size of this effect on periodontal
diseases has not been clarified. There
is clear evidence that smoking influ-
ences periodontal diseases (S€alzer
et al. 2017) and some indication that
exposure to smoke is associated with
caries (Chapple et al. 2017).
An individual’s perception of
control (locus of control) is regarded
as an important socio-behavioural
factor in general. There is some evi-
dence that having a strong internal
perception of control contributes to
the prevention and control of dental
caries and periodontal diseases
(Acharya et al. 2015).
Which population-based interventions
address behavioural factors to control
dental caries and periodontitis?
Existing population-based interven-
tions in some countries mainly
address prominent risk factors for
both dental caries and periodontitis.
They include legislation (antismok-
ing legislation, legislation to reduce
the sugar content in processed foods
and drinks; free dental care for chil-
dren up to the age of 18), restric-
tions (taxes on sugar and tobacco),
guidelines (e.g. rinsing with water
after every meal in senior homes by
caregivers) and public campaigns
(antismoking and antiobesity cam-
paigns, promotion of fluoride use).
These interventions are designed
© 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
S88 Jepsen et al.
using underlying evidence. However,
the efficacy of these interventions on
oral health remains to be confirmed.
Promoting periodic comprehen-
sive oral health assessments to allow
early detection and preventive man-
agement of dental caries and peri-
odontal diseases is important.
Individualized risk-based recalls
should then be initiated (Tonetti
et al. 2015).
There is evidence from cohort
efficiency studies that group prophy-
laxis (e.g. supervised brushing with
fluoride toothpaste) is beneficial in
reducing the incidence of dental car-
ies (S€alzer et al. 2017) and one RCT
has shown benefits of group prophy-
laxis on plaque and gingivitis (Hugo-
son et al. 2007), whereas an effect
on periodontitis has not been
demonstrated yet (S€alzer et al. 2017).
There is evidence that a combined
population- and individual-based
prevention programme is effective in
early childhood caries (S€alzer et al.
2017).
Which individual-based interventions
address behavioural factors to control
dental caries and periodontitis?
There is evidence from systematic
reviews indicating that psychologi-
cal approaches aimed at changing
behaviour may improve the effec-
tiveness of oral health education
(Newton & Asimakopoulou 2015,
Werner et al. 2016). These
approaches include the health belief
model, the theory of planned beha-
viour, the self-regulatory model and
social learning theory. Evidence
from one systematic review sup-
ports the benefit of computer-aided
learning interventions (Ab Malik
et al. 2017).
Specific professional support
based on, for example caries risk
assessments, supportive periodontal
therapy and patient counselling are
shown to be effective in the preven-
tion and control of dental caries and
periodontal diseases, and they may
promote beneficial behaviour (Axels-
son et al. 2004).
The use of interactive devices to
aid oral hygiene such as electronic
support systems for power tooth-
brushes and timers is currently pro-
moted, but evidence of long-term
successful change in behaviour is not
yet available.
How should the preventive strategies
change during the course of life?
Early childhood
In early childhood, strategies address-
ing behavioural factors to control
dental caries and periodontal diseases
are mostly population-based cam-
paigns targeting parents starting
already during pregnancy (S€alzer
et al. 2017). These should be comple-
mented by regular preventive medical
and dental check-ups for early identi-
fication of children at risk and paren-
tal counselling on drinking habits,
diet, brushing the child’s teeth and
use of fluoridated toothpaste. These
actions should be integrated into the
healthcare programme of the Mother
and Child Health Clinic.
Schoolchildren
For children and adolescents, a high
profile of community, in office and
individual preventive measures, has
been implemented in many devel-
oped countries for many decades
(Splieth et al. 2016). In order to suc-
cessfully reach the less privileged
children, school-based prevention
programmes have proven to be effec-
tive (Anopa et al. 2015. In this age
group, parents are responsible to
ensure toothbrushing with a fluori-
dated toothpaste twice a day, yet
parents should check and complete
brushing their children’s teeth. Regu-
lar dental check-ups for identifica-
tion of children at risk and detection
of early signs of disease as well as
parental and child counselling to
promote healthy dietary and oral
hygiene habits are recommended.
Adolescence/young adults
From the age of adolescence, the
focus of public health campaigns lies
on antismoking, promoting healthy
lifestyle through, for example sports
programmes and diet programmes
and campaigns to improve health
awareness in general. In the main,
oral hygiene and dietary habits in
the individual have become estab-
lished. Individuals at risk of devel-
oping caries or periodontal diseases
should be targeted to improve their
existing behaviour. This requires an
individual approach. Improvements
of behavioural habits may include
interdental cleaning in addition
to efficacy and frequency of tooth-
brushing with fluoride toothpaste.
Individuals undergoing orthodontic
treatment with fixed appliances are
at higher risk for developing dental
caries (Sundaraj et al. 2015) and
gingivitis (Liu et al. 2011, van der
Kaaij et al. 2015) and require extra
attention for oral hygiene and diet
and additional use of fluoride when
carious lesions are present (Benson
et al. 2013, van der Kaaij et al.
2015).
Adults/young seniors
In adults (young seniors), preventive
strategies aimed at promoting
healthy dietary and oral hygiene
habits mainly target the individual
needs. The use of interdental brushes
is recommended. Caution should be
exercised in recommending interden-
tal brushes at healthy sites where
attachment loss is not evident and
trauma may result. The use of dental
floss may only play a role in this sit-
uation (Chapple et al. 2015). High-
risk subgroups should be addressed
through guidelines increasing aware-
ness of oral health.
Mechanical and Chemical Plaque
Control in the Simultaneous
Management of Gingivitis and Dental
Caries
A systematic review analysed the
effect of mechanical or chemical pla-
que control procedures in the man-
agement of gingivitis and dental
caries. The main strength of this
study relies on being the first system-
atic review addressing simultane-
ously both diseases.
Given the particularities in con-
cepts and definitions used by the lit-
erature in the specific areas of
cariology and periodontology, the
following terms are defined:
• Self-performed oral hygiene –
toothbrushing with fluoridated
toothpaste and interdental clean-
ing.
• Professional tooth cleaning
(PTC) – removal of supragingival
plaque with or without calculus
removal.
• Structured prophylaxis pro-
gramme – PTC plus oral hygiene
instruction, motivation, dietary
advice, fluoride application, etc.
• Motivational programme – infor-
mation and motivation about
oral health and disease, oral
© 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
Prevention of caries and periodontitis S89
hygiene instruction and super-
vised oral hygiene procedures, all
given on a regular basis.
Also, given the distinct use of fluo-
ride compounds for caries manage-
ment and for plaque control, the
group felt it was important to stress
that the fluoride ion per se does not
reduce plaque accumulation. How-
ever, it is extremely effective in the
management of dental caries when
available in the oral fluids (i.e. saliva,
plaque fluid), by shifting the deminer-
alization–remineralization process
towards remineralization (Cury &
Tenuta 2008).
What is the role of self-performed
mechanical plaque control in the
simultaneous management of gingivitis
and dental caries?
There was consensus in the group
that self-performed oral hygiene is of
uttermost importance. Whilst there
is a wealth of evidence on manage-
ment of gingivitis and dental caries
in isolation (Chapple et al. 2015,
Kumar et al. 2016), the information
on simultaneous effects on both dis-
eases is limited. There are indeed
methodological differences (i.e. study
design, follow-up intervals, sample
sizes) that make development of evi-
dence difficult. Nevertheless, man-
agement of both diseases relies
heavily on efficient self-performed
oral hygiene, that is toothbrushing
and interdental cleaning.
In schoolchildren, daily super-
vised flossing in addition to tooth-
brushing reduced gingivitis,
compared to no self-performed oral
hygiene at school. Although caries
increment was lower in the former,
it did not reach significance by the
end of a 3-year trial (Suomi et al.
1980).
In adults, systematic reviews of
interdental brushing/flossing for the
management of periodontal diseases
and dental caries have shown some
evidence that interdental flossing/
brushing in addition to toothbrush-
ing reduces gingivitis compared to
toothbrushing alone. None of the
studies included in these reviews
reported interproximal caries as an
outcome, and therefore, it was not
possible to demonstrate the effective-
ness of interdental flossing/brushing
plus toothbrushing for dental caries
management (Sambunjak et al. 2011,
Poklepovic et al. 2013).
What is the evidence of professional
tooth cleaning in the simultaneous
management of gingivitis and dental
caries?
Professional tooth cleaning as part
of a structured prophylaxis pro-
gramme including oral hygiene
instruction and motivation, dietary
advice and fluoride application is
effective in managing dental caries
and gingivitis. As there is limited evi-
dence to determine the most appro-
priate intervals between recall
appointments (Figuero et al. 2017),
an individualized risk-based pro-
gramme is recommended.
What is the evidence of motivational
programmes in the simultaneous
management of dental caries and
gingivitis?
The evidence suggests that motiva-
tional programmes alone without
PTC tested in studies assessing
simultaneously gingivitis and dental
caries showed no significant benefits
for dental caries and gingivitis (Fig-
uero et al. 2017). Oral hygiene
instruction and motivation may lead
to a small but significant reduction
in plaque and gingivitis after
6 months (Chapple et al. 2015).
What is the role of fluoride in the
simultaneous management of gingivitis
and dental caries?
In studies assessing the simultaneous
management of both diseases, it has
been found that fluoride (sodium flu-
oride or sodium monofluorophos-
phate in toothpastes or rinses) is only
effective in the management of dental
caries. No significant effect of fluoride
on plaque and gingivitis was noted.
Other fluoride compounds, such as
stannous fluoride or the combination
of amine and stannous fluoride, have
demonstrated a relevant impact on
plaque and/or gingivitis (Serrano
et al. 2015). Although this systematic
review did not assess dental caries,
fluoride has a widely recognized effect
on dental caries management (Mar-
inho et al. 2003, 2013, 2015, 2016).
Therefore, products containing such
fluoride compounds are likely to be
effective in the simultaneous control
of both diseases.
What is the role of adjunctive chemical
plaque control in the simultaneous
management of gingivitis and dental
caries?
There are only limited data on the
role of chlorhexidine in the simulta-
neous management of gingivitis and
caries (Figuero et al. 2017), that
showed that chlorhexidine rinses are
only effective in managing gingivitis,
whilst no effect on caries increment
was observed (Lang et al. 1982). It is
possible that 6-month trials to assess
the effect of chlorhexidine on both
gingivitis and dental caries are insuf-
ficient to determine the effect on den-
tal caries increment. Nevertheless,
the studies assessing the effect of
chlorhexidine on gingivitis and dental
caries separately have demonstrated
a significant effect on dental plaque
and gingivitis control (Chapple et al.
2015, Serrano et al. 2015), but no
effect of chlorhexidine rinses on den-
tal caries control (Twetman 2004). In
another systematic review, inconclu-
sive evidence for the effect of
chlorhexidine varnishes and gels on
dental caries was reported (Walsh
et al. 2015). Other adjunctive chemi-
cal plaque control agents, for exam-
ple triclosan/copolymer, have
demonstrated a consistent effect in
dental plaque and gingivitis control
(Riley & Lamont 2013, Serrano et al.
2015), but their effect on dental car-
ies increments is either very small or
yet to be determined (Twetman 2004,
Riley & Lamont 2013).
Thus, the use of adjunctive che-
mical plaque control agents proven
effective in controlling gingivitis
should be recommended based on
the individual patient needs, in addi-
tion to daily self-performed mechani-
cal plaque removal for dental caries
control, either in the same formula-
tion (e.g. toothpastes with fluoride
and plaque control agents) or sepa-
rately (e.g. fluoride toothpaste plus
chlorhexidine mouth rinses or gels).
Clinical Recommendations
• Both dental caries and periodon-
tal diseases are preventable. Den-
tal practitioners are encouraged
to educate and motivate patients
to reduce intake of free sugars
and to practice proper dental pla-
que control.
© 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
S90 Jepsen et al.
• Individualized effective oral
hygiene practices should be
encouraged, taught and supported.
• Oral hygiene instructions should
be enriched by motivational
approaches.
• Smoking cessation advice should
be part of the management of
gingivitis and periodontitis.
• Professionals should recommend
toothpastes containing fluoride
agents for the control of dental
caries.
• Professional fluoride application
should be used in individuals
with a high caries risk.
• In the management of gingivitis
for the primary prevention of
periodontitis, fluoride can be sup-
plemented by adjunctive chemical
plaque control agents.
• Oral care providers should be
informed on nutrition and be
able to provide dietary modifica-
tion advice and counselling.
• Professional tooth cleaning needs
to be incorporated in a thorough
structured prophylaxis pro-
gramme including oral hygiene
instruction, motivation, dietary
advice and fluoride application
in order to be effective in
managing gingivitis and dental
caries.
• A regular individualized risk-based
prevention programme should be
designed for each patient.
Research Recommendations
• Methodological development and
consensus on suitable and robust
epidemiologic measures are
needed for:
○ several aspects of disease burden
○ disease surveillance over time
within and across national and
geographical boundaries
○ etiologic research
• Existing epidemiological data sets
should be analysed to determine
whether dental caries and peri-
odontitis co-occur due to the
effect of common risk factors.
• There is a need to have more
trend studies in periodontitis to
understand whether there is a
decline in periodontitis or not,
and if so what drives the
potential decrease of periodonti-
tis in different populations.
• There is a gap of knowledge on
gingivitis in children that should
be addressed.
• Robust studies on the incidence
of chronic periodontitis and
increment of dental caries are
highly desirable for a better
understanding of risk factors for
periodontitis and dental caries in
adults.
• Efforts should be undertaken to
link existing registries (education,
socio-economic conditions, gen-
eral health) with dental registries
(caries and periodontitis) to eval-
uate the effect of risk factors on
dental caries and periodontitis or
vice versa the effect of dental car-
ies and periodontitis on general
health to circumvent the problem
of decreasing response rate in epi-
demiological studies.
• The dental scientific community
should harmonize epidemiologi-
cal data sets across cohorts to
allow common analysis for an
improved understanding of the
prevalence as well incidence of
periodontitis and dental caries or
the influence of risk factors on
these diseases.
• Tailored multifacetted and com-
prehensive preventive pro-
grammes for dental caries and
periodontal diseases should be
implemented and evaluated on
the efficiency level. Such
approaches have already been
proven to be efficacious and effi-
cient in early childhood caries.
• There is a need for the evaluation
of the effect of legislation, restric-
tions, guidelines and public cam-
paigns on the change in
behaviour and improved parame-
ters of oral health on the effi-
ciency level.
• Comparative superiority studies
with different types of psychologi-
cal approaches in different groups
both on the efficacy and the effi-
ciency level are recommended.
• Evidence is needed on the use of
interactive devices to aid oral
hygiene such as electronic sup-
port systems for power tooth-
brushes and timers which are
currently promoted. At present,
evidence for a long-term success-
ful change in behaviour is not
available.
• RCTs on the inactivation and
monitoring of active caries
lesions are needed.
• There is a need for authoritative
evidence whether interdental
cleaning aids help to prevent
periodontitis and tooth loss.
• There is a need for properly
designed RCTs addressing the
simultaneous management of gin-
givitis and dental caries on the
efficacy of:
○ Self-performed oral hygiene
including toothbrushing consider-
ing fluoridated toothpaste and
interdental cleaning
○ Different intervals between recall
appointments in structured pre-
vention programmes
○ The adjunctive use of chemical
plaque control agents including
toothbrushing with fluoridated
toothpaste as the control
Public health recommendations
The following strategies are recom-
mended:
• Tackling inequalities in oral
health to prevent and control
dental caries and periodontal dis-
eases requires strategies tailored
to the determinants and needs of
each group according to socio-
economic status.
• To encourage future oral health
research, practice and policy
towards a “social determinants”
model, a closer collaboration and
integration of dental and general
health research is needed using a
common risk factor approach
• For health policymakers, preva-
lence data have to be translated
into disease burden data to plan
and allocate resources for the
dental workforce.
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(2015) Chlorhexidine treatment for the preven-
tion of dental caries in children and adoles-
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Available at: http://www.who.int/social_determi
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WHO (2016b) Environmental health. Available
at: http://www.who.int/topics/environmental_
health/en/..
Address:
Søren Jepsen
Department of Periodontology
Operative and Preventive Dentistry
University of Bonn
Welschnonnenstrasse 17
53111 Bonn Germany
E-mail: jepsen@uni-bonn.de
Clinical Relevance
Scientific rationale for the study:
Prevention and control of the highly
prevalent dental caries and peri-
odontal diseases continue to pose an
enormous challenge for the dental
profession and public health bodies.
Principal findings: Persistence of a
high global burden of disease
necessitates renewed and enhanced
professional efforts towards preven-
tion at individual and population
level. Despite socio-behavioural
inequalities within/between popula-
tions, control of dental biofilm activ-
ity is the key factor to prevent
progression of dental caries and peri-
odontal diseases.
Practical implications: The consen-
sus has developed a series of rec-
ommendations for practitioners,
researchers and public health bod-
ies to improve prevention and con-
trol of dental caries and
periodontal diseases.
© 2017 John Wiley  Sons A/S. Published by John Wiley  Sons Ltd
Prevention of caries and periodontitis S93

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Prevencion of caries and periodontitis

  • 1. Prevention and control of dental caries and periodontal diseases at individual and population level: consensus report of group 3 of joint EFP/ORCA workshop on the boundaries between caries and periodontal diseases Jepsen S, Blanco J, Buchalla W, Carvalho JC, Dietrich T, D€orfer C, Eaton KA, Figuero E, Frencken JE, Graziani F, Higham SM, Kocher T, Maltz M, Ortiz- Vigon A, Schmoeckel J, Sculean A, Tenuta LMA, van der Veen MH, Machiulskiene V. Prevention and control of dental caries and periodontal diseases at individual and population level: consensus report of group 3 of joint EFP/ORCA workshop on the boundaries between caries and periodontal diseases. J Clin Periodontol 2017; 44 (Suppl. 18): S85–S93. doi: 10.1111/jcpe.12687. Abstract Background: The non-communicable diseases dental caries and periodontal dis- eases pose an enormous burden on mankind. The dental biofilm is a major bio- logical determinant common to the development of both diseases, and they share common risk factors and social determinants, important for their prevention and control. The remit of this working group was to review the current state of knowledge on epidemiology, socio-behavioural aspects as well as plaque control with regard to dental caries and periodontal diseases. Methods: Discussions were informed by three systematic reviews on (i) the global burden of dental caries and periodontitis; (ii) socio-behavioural aspects in the pre- vention and control of dental caries and periodontal diseases at an individual and population level; and (iii) mechanical and chemical plaque control in the simulta- neous management of gingivitis and dental caries. This consensus report is based on the outcomes of these systematic reviews and on expert opinion of the partici- pants. Søren Jepsen1 , Juan Blanco2 , Wolfgang Buchalla3 , Joana C. Carvalho4 , Thomas Dietrich5 , Christof D€orfer6 , Kenneth A. Eaton7 , Elena Figuero8 , Jo E. Frencken9 , Filippo Graziani10 , Susan M. Higham11 , Thomas Kocher12 , Marisa Maltz13 , Alberto Ortiz-Vigon8 , Julian Schmoeckel14 , Anton Sculean15 , Livia M.A. Tenuta16 , Monique H. van der Veen17,18 and Vita Machiulskiene19 1 Department of Periodontology, Operative & Preventive Dentistry, University of Bonn, Bonn, Germany; 2 Department of Stomatology, University of Santiago de Compostela, Santiago de Compostela, Spain; 3 Department for Conservative Dentistry and Periodontology, University Medical Center Regensburg, Regensburg, Germany; 4 Faculty of Medicine and Dentistry, Catholic University of Louvain, Brussels, Belgium; 5 The School of Dentistry, University of Birmingham, Birmingham, UK; 6 Clinic for Conservative Dentistry and Periodontology, Christian- Albrechts-University Kiel, Kiel, Germany; 7 University of Leeds, University of Kent, Canterbury, UK; 8 Periodontology, University Complutense, Madrid, Spain; 9 Radboud University Medical Center, Nijmegen, The Netherlands; 10 Department of Surgical, Medical, Molecular and Critical Area Pathology, University of Pisa, Pisa, Italy; 11 Department of Health Services Research & School of Dentistry, University of Liverpool, Liverpool, UK; 12 Unit of Periodontology, University Medicine, Ernst-Moritz-Arndt- University Greifswald, Greifswald, Germany; 13 Department of Preventive and Social Dentistry, Federal University of Rio Grande do Sul, Porto Alegre, Brazil; 14 Department of Preventive & Pediatric Dentistry, University of Greifswald, Greifswald, Germany; 15 Department of Periodontology, School of Dental Medicine, University of Bern, Bern, Switzerland; 16 Piracicaba Dental School, University of Campinas (UNICAMP), Piraciaba, Brazil; 17 Department of Preventive Dentistry, Academic Centre for Dentistry Amsterdam, University of Amsterdam and VU Conflict of interest and source of funding statement Workshop participants filed detailed disclosure of potential conflict of interest relevant to the workshop topics, and these are kept on file. Declared potential dual commitments included having received research funding, consultant fees and speaker’s fees from the following: CPGABA, Curasept, Dentsply Sirona Implants, EMS, Geistlich, Generic Implants Ltd., GSK, Kreus- sler, IBSA, IQWIG, Juice Plus, J & J, Menarina Richerche, P & G, Sch€ulke & Mayr, Straumann, Sunstar, 3M, Unilever. Funding for this workshop was provided by the European Federation of Periodontology in part through an unrestricted educa- tional grant from Colgate-Palmolive Europe. © 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd S85 J Clin Periodontol 2017; 44 (Suppl.18): S85–S93 doi: 10.1111/jcpe.12687
  • 2. Results: Key findings included the following: (i) prevalence and experience of dental caries has decreased in many regions in all age groups over the last three decades; however, not all societal groups have benefitted equally from this decline; (ii) although some studies have indicated a possible decline in periodonti- tis prevalence, there is insufficient evidence to conclude that prevalence has chan- ged over recent decades; (iii) because of global population growth and increased tooth retention, the number of people affected by dental caries and periodontitis has grown substantially, increasing the total burden of these diseases globally (by 37% for untreated caries and by 67% for severe periodontitis) as estimated between 1990 and 2013, with high global economic impact; (iv) there is robust evidence for an association of low socio-economic status with a higher risk of having dental caries/caries experience and also with higher prevalence of peri- odontitis; (v) the most important behavioural factor, affecting both dental caries and periodontal diseases, is routinely performed oral hygiene with fluoride; (vi) population-based interventions address behavioural factors to control dental car- ies and periodontitis through legislation (antismoking, reduced sugar content in foods and drinks), restrictions (taxes on sugar and tobacco) guidelines and cam- paigns; however, their efficacy remains to be evaluated; (vii) psychological approaches aimed at changing behaviour may improve the effectiveness of oral health education; (viii) different preventive strategies have proven to be effective during the course of life; (ix) management of both dental caries and gingivitis relies heavily on efficient self-performed oral hygiene, that is toothbrushing with a fluoride-containing toothpaste and interdental cleaning; (x) professional tooth cleaning, oral hygiene instruction and motivation, dietary advice and fluoride application are effective in managing dental caries and gingivitis. Conclusion: The prevention and control of dental caries and periodontal diseases and the prevention of ultimate tooth loss is a lifelong commitment employing population- and individual-based interventions. University, Amsterdam, The Netherlands; 18 Oral Hygiene School, Hogeschool Inholland, Amsterdam, The Netherlands; 19 Clinic of Dental and Oral Pathology, Lithuanian University of Health Sciences, Kaunas, Lithuania Sponsor Representative: Irina Laura Chivu-Garip (Colgate-Palmolive Europe) Key words: chemical plaque control; clinical recommendations; consensus conference; dental caries; evidence-based medicine; fluoride; gingivitis; interdental cleaning; mechanical plaque control; oral hygiene; periodontitis; prevention; systematic review Accepted for publication 21 December 2016 Dental caries is an ubiquitous process defined as the result of a localized chemical dissolution of the tooth surface caused by acid produc- tion by the dental biofilm (dental plaque) exposed frequently to sugars (Fejerskov et al. 2015). Periodontal diseases (gingivitis and periodontitis) are inflammatory diseases of microbial origin. The most important risk factor is the accumulation of a dental plaque biofilm at and below the gingival margin, which is then associated with an inappropriate and © 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd S86 Jepsen et al.
  • 3. destructive inflammatory immune response (Chapple et al. 2015). Thus, the dental biofilm is a major biological determinant com- mon to the development of both dis- eases (Sanz et al. 2017). Periodontal diseases (gingivitis and periodontitis) are a continuum of the same inflammatory disease (Kinane & Attstr€om 2005). Whilst not all patients with gingivitis will progress to periodontitis, manage- ment of gingivitis is both a primary prevention strategy for periodontitis and a secondary prevention strategy for recurrent periodontitis (Chapple et al. 2015, Sanz et al. 2015). Likewise, there is a continuum from health to disease in the devel- opment of coronal caries presenting initially as non-cavitated enamel lesions to more advanced cavitated lesions involving enamel and dentin (Bj€orndahl & Mj€or 2001). Preventive strategies have been implemented at all stages to control the progression of the caries lesions (Kumar et al. 2016). Root caries occurs on exposed root surfaces. It is associated with the ageing population and will be dealt with separately (Heasman & Nyvad 2017, Tonetti et al. 2017). The remit of this working group was to review the current state of knowledge with regard to prevention and control of dental caries and periodontal diseases at individual and population level. This report represents the consen- sus views of Working Group 3 of the joint EFP/ORCA workshop on the boundaries between caries and periodontal disease. It is substan- tially, but not entirely, based on three systematic reviews of the avail- able and published evidence from clinical studies. Data on the global burden of dental caries and peri- odontal diseases were retrieved by a systematic search of the literature, and the reference documentation is provided (Frencken et al. 2017). One systematic review deals with socio- behavioural aspects in the prevention and control of dental caries and periodontal diseases at individual and population level (S€alzer et al. 2017) and another systematic review with mechanical and adjunctive chemical plaque control in the simul- taneous management of gingivitis and caries (Figuero et al. 2017). The Global Burden of Dental Caries and Periodontitis The prevalence of dental caries and periodontitis is high, with untreated dental caries being the most com- mon disease affecting humans worldwide (GBD 2016). According to recent global estimates, 621 mil- lion children had untreated cavities in dentine in primary teeth and 2.4 billion people had untreated cavities in dentine in permanent teeth (Kassebaum et al. 2015). Severe periodontitis affected 743 million people worldwide (Kassebaum et al. 2014a). The term “burden of dis- ease” includes several concepts, including the number of affected individuals, the impact of the dis- eases on quality of life as well as the burden of the diseases on soci- ety in terms of healthcare cost and wider economic and social impact. What are the global trends in the prevalence and severity of dental caries and periodontitis? There is evidence that overall, the prevalence and experience of dental caries has decreased in many regions in all age groups over the last three decades (Frencken et al. 2017). However, there are poor or non- existing data for some regions. Fur- thermore, there is some evidence that not all societal groups have benefit- ted equally from this decline (Patel 2012). Data on trends over time of periodontitis prevalence are sparse and riddled by methodological inconsistencies. Although some national and regional studies have indicated a possible decline in preva- lence (Holtfreter et al. 2014, Jordan & Micheelis 2016), overall there is insufficient evidence to conclude that the prevalence of periodontitis has changed over recent decades (Frencken et al. 2017). There is robust evidence that the prevalence of tooth loss and edentulism has declined over the last three decades globally (Kassebaum et al. 2014b). Because of global population growth (from 5.5 billion in 1990 to 7.4 billion in 2015), ageing societies (globally, the proportion of people 65 years and older increased from 6.0% in 1990 to 8.2% in 2015) and increased tooth retention, the number of people affected by den- tal caries and periodontitis has grown substantially, increasing the total burden of these diseases glob- ally. It has been estimated that between 1990 and 2013, the num- ber of people affected by untreated cavities in dentine in permanent teeth increased by 37% and the number of people affected by sev- ere periodontitis increased by 67% (GBD 2015). The global economic impact of oral disease in 2010 has been estimated at US$ 442 billion (Listl et al. 2015). What are the reasons for tooth loss? It is recognized that tooth loss is not only the direct outcome of dental caries, periodontitis and other fac- tors such as trauma or orthodontic indications, but also determined by a complex set of factors not directly related to dental diseases, such as attitudes to health care and prefer- ences, access to dental care, ability and willingness to pay. A number of studies have looked at reasons for tooth extraction as reported by den- tists in various countries. In children and adolescents, dental caries is the single most important disease caus- ing tooth loss, due to the extremely low prevalence of periodontitis. In adults, both dental caries and peri- odontitis are major reasons for tooth loss; however, there is marked varia- tion in terms of the relative contri- bution of each disease across studies. Is there evidence for an association of socio-economic status and the prevalence and experience of periodontitis and dental caries? There is robust systematic review evidence for an association between low socio-economic status/position, including components such as educa- tion, parental education, income and social position and a higher risk of having dental caries and caries expe- rience (Schwendicke et al. 2015). The association is particularly strong in developed countries. Similarly, there is good evidence from systematic reviews for an association between low socio-economic status and higher prevalence of periodontitis (Klinge & Norlund 2005, Boillot et al. 2011). © 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd Prevention of caries and periodontitis S87
  • 4. Is there a correlation between occurrence of both dental caries and periodontitis? There is a surprising paucity of robust studies analysing the co- occurrence of dental caries and periodontitis, with no evidence from systematic reviews. A recent report from a national survey in Finland found a significant positive association between both diseases in adults (Mattila et al. 2010), and data from a recent national survey in Germany indicated that in adults, there were significantly higher attachment loss and probing depths at sites with caries experi- ence compared to sites without car- ies experience (Jordan & Micheelis 2016). However, no attempts were made to explore to what extent this association was explained by com- mon risk factors. Is there evidence that there are gender differences in prevalence of dental caries and of periodontitis? There is robust evidence from sys- tematic reviews that the prevalence of periodontitis is lower in females compared to males (Shiau & Rey- nolds 2010). There is little evidence for a difference in the prevalence of dental caries between males and females. Is there a difference in the peaks of the incidence of dental caries versus periodontitis with regard to age? There is a wealth of data on the inci- dence of untreated cavitated dentine carious lesions across age suggesting that there is a major peak in incidence in young children, followed by a sec- ond, lower peak in adolescents and young adults. There is a nadir at around 40 years of age, followed by a gradual increase in incidence in older age (Kassebaum et al. 2015). Never- theless, the disease is incident at all ages. In contrast, there is a dearth of data on the incidence of periodontitis; however, the methods employed in the Global Burden of Disease study (Kassebaum et al. 2015) allowed esti- mation of incidence data from preva- lence data using a number of strong assumptions. Whilst these estimated incidence data have to be cautiously interpreted, the data suggest that there is a major peak of severe peri- odontitis between 30 and 50 years of age. However, it has to be recognized that the onset of periodontitis likely precedes the point at which diagnostic criteria for severe periodontitis are met by years. Likewise, the onset of dental caries precedes the clinical detection of a cavitated lesion. The prevention of the two most common dental diseases and the pre- vention of ultimate tooth loss is therefore a lifelong commitment. Socio-behavioural Aspects in the Prevention and Control of Dental Caries and Periodontal Diseases at an Individual and Population Level Socio-behavioural factors may be regarded as behaviours finding their origin in the individual’s social back- ground. They will be determined by the individuals’ peer groups, which will be related to ethnicity, religion, family traditions, socio-economic status, education, labour and others (Bouchard et al. 2016). The social determinants of health are the condi- tions in which people are born, grow, live, work and age (WHO 2016a). Health determinants are also strongly associated with environmen- tal factors including all the physical, chemical and biological factors external to a person and all the related factors impacting behaviour (WHO 2016b). Recent insights into socio-eco- nomic inequalities in health show that the most important aspect is the effect of social gradient on health (Marmot 2003). Worldwide, non- communicable diseases including dental caries and periodontal dis- eases remain a major public health problem. Health-promoting beha- viours become more difficult to sus- tain further down the social ladder (Heilmann et al. 2016). Although it is essential to know about the socio-behavioural back- ground in order to identify risk groups, there is no evidence how to address these issues in order to promote prevention and control of dental caries and periodontal dis- eases. To date, therefore, studies on interventions target primarily behaviour. However, they have proved to have had limited success in reducing health inequalities. They fail to address social determi- nants for changing people’s beha- viours, including attendance to oral health care. The alternative requires changing their environment (Shei- ham et al. 2011). Strategies target- ing social change need political action. What are the most important socio- behavioural factors that have an impact on both dental caries and periodontal diseases? In general, social background is strongly associated with risk for den- tal caries and periodontitis. Further- more, social background heavily influences the behaviour of individu- als. The most important behavioural factor, affecting both dental caries and periodontal diseases, is routinely performed oral hygiene with fluoride toothpaste either by the individuals themselves or by caregivers. There is clear evidence of diet hav- ing a strong influence on caries, and there is some evidence that it affects periodontal diseases (Hujoel & Lingstr€om 2017). However, to date, the size of this effect on periodontal diseases has not been clarified. There is clear evidence that smoking influ- ences periodontal diseases (S€alzer et al. 2017) and some indication that exposure to smoke is associated with caries (Chapple et al. 2017). An individual’s perception of control (locus of control) is regarded as an important socio-behavioural factor in general. There is some evi- dence that having a strong internal perception of control contributes to the prevention and control of dental caries and periodontal diseases (Acharya et al. 2015). Which population-based interventions address behavioural factors to control dental caries and periodontitis? Existing population-based interven- tions in some countries mainly address prominent risk factors for both dental caries and periodontitis. They include legislation (antismok- ing legislation, legislation to reduce the sugar content in processed foods and drinks; free dental care for chil- dren up to the age of 18), restric- tions (taxes on sugar and tobacco), guidelines (e.g. rinsing with water after every meal in senior homes by caregivers) and public campaigns (antismoking and antiobesity cam- paigns, promotion of fluoride use). These interventions are designed © 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd S88 Jepsen et al.
  • 5. using underlying evidence. However, the efficacy of these interventions on oral health remains to be confirmed. Promoting periodic comprehen- sive oral health assessments to allow early detection and preventive man- agement of dental caries and peri- odontal diseases is important. Individualized risk-based recalls should then be initiated (Tonetti et al. 2015). There is evidence from cohort efficiency studies that group prophy- laxis (e.g. supervised brushing with fluoride toothpaste) is beneficial in reducing the incidence of dental car- ies (S€alzer et al. 2017) and one RCT has shown benefits of group prophy- laxis on plaque and gingivitis (Hugo- son et al. 2007), whereas an effect on periodontitis has not been demonstrated yet (S€alzer et al. 2017). There is evidence that a combined population- and individual-based prevention programme is effective in early childhood caries (S€alzer et al. 2017). Which individual-based interventions address behavioural factors to control dental caries and periodontitis? There is evidence from systematic reviews indicating that psychologi- cal approaches aimed at changing behaviour may improve the effec- tiveness of oral health education (Newton & Asimakopoulou 2015, Werner et al. 2016). These approaches include the health belief model, the theory of planned beha- viour, the self-regulatory model and social learning theory. Evidence from one systematic review sup- ports the benefit of computer-aided learning interventions (Ab Malik et al. 2017). Specific professional support based on, for example caries risk assessments, supportive periodontal therapy and patient counselling are shown to be effective in the preven- tion and control of dental caries and periodontal diseases, and they may promote beneficial behaviour (Axels- son et al. 2004). The use of interactive devices to aid oral hygiene such as electronic support systems for power tooth- brushes and timers is currently pro- moted, but evidence of long-term successful change in behaviour is not yet available. How should the preventive strategies change during the course of life? Early childhood In early childhood, strategies address- ing behavioural factors to control dental caries and periodontal diseases are mostly population-based cam- paigns targeting parents starting already during pregnancy (S€alzer et al. 2017). These should be comple- mented by regular preventive medical and dental check-ups for early identi- fication of children at risk and paren- tal counselling on drinking habits, diet, brushing the child’s teeth and use of fluoridated toothpaste. These actions should be integrated into the healthcare programme of the Mother and Child Health Clinic. Schoolchildren For children and adolescents, a high profile of community, in office and individual preventive measures, has been implemented in many devel- oped countries for many decades (Splieth et al. 2016). In order to suc- cessfully reach the less privileged children, school-based prevention programmes have proven to be effec- tive (Anopa et al. 2015. In this age group, parents are responsible to ensure toothbrushing with a fluori- dated toothpaste twice a day, yet parents should check and complete brushing their children’s teeth. Regu- lar dental check-ups for identifica- tion of children at risk and detection of early signs of disease as well as parental and child counselling to promote healthy dietary and oral hygiene habits are recommended. Adolescence/young adults From the age of adolescence, the focus of public health campaigns lies on antismoking, promoting healthy lifestyle through, for example sports programmes and diet programmes and campaigns to improve health awareness in general. In the main, oral hygiene and dietary habits in the individual have become estab- lished. Individuals at risk of devel- oping caries or periodontal diseases should be targeted to improve their existing behaviour. This requires an individual approach. Improvements of behavioural habits may include interdental cleaning in addition to efficacy and frequency of tooth- brushing with fluoride toothpaste. Individuals undergoing orthodontic treatment with fixed appliances are at higher risk for developing dental caries (Sundaraj et al. 2015) and gingivitis (Liu et al. 2011, van der Kaaij et al. 2015) and require extra attention for oral hygiene and diet and additional use of fluoride when carious lesions are present (Benson et al. 2013, van der Kaaij et al. 2015). Adults/young seniors In adults (young seniors), preventive strategies aimed at promoting healthy dietary and oral hygiene habits mainly target the individual needs. The use of interdental brushes is recommended. Caution should be exercised in recommending interden- tal brushes at healthy sites where attachment loss is not evident and trauma may result. The use of dental floss may only play a role in this sit- uation (Chapple et al. 2015). High- risk subgroups should be addressed through guidelines increasing aware- ness of oral health. Mechanical and Chemical Plaque Control in the Simultaneous Management of Gingivitis and Dental Caries A systematic review analysed the effect of mechanical or chemical pla- que control procedures in the man- agement of gingivitis and dental caries. The main strength of this study relies on being the first system- atic review addressing simultane- ously both diseases. Given the particularities in con- cepts and definitions used by the lit- erature in the specific areas of cariology and periodontology, the following terms are defined: • Self-performed oral hygiene – toothbrushing with fluoridated toothpaste and interdental clean- ing. • Professional tooth cleaning (PTC) – removal of supragingival plaque with or without calculus removal. • Structured prophylaxis pro- gramme – PTC plus oral hygiene instruction, motivation, dietary advice, fluoride application, etc. • Motivational programme – infor- mation and motivation about oral health and disease, oral © 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd Prevention of caries and periodontitis S89
  • 6. hygiene instruction and super- vised oral hygiene procedures, all given on a regular basis. Also, given the distinct use of fluo- ride compounds for caries manage- ment and for plaque control, the group felt it was important to stress that the fluoride ion per se does not reduce plaque accumulation. How- ever, it is extremely effective in the management of dental caries when available in the oral fluids (i.e. saliva, plaque fluid), by shifting the deminer- alization–remineralization process towards remineralization (Cury & Tenuta 2008). What is the role of self-performed mechanical plaque control in the simultaneous management of gingivitis and dental caries? There was consensus in the group that self-performed oral hygiene is of uttermost importance. Whilst there is a wealth of evidence on manage- ment of gingivitis and dental caries in isolation (Chapple et al. 2015, Kumar et al. 2016), the information on simultaneous effects on both dis- eases is limited. There are indeed methodological differences (i.e. study design, follow-up intervals, sample sizes) that make development of evi- dence difficult. Nevertheless, man- agement of both diseases relies heavily on efficient self-performed oral hygiene, that is toothbrushing and interdental cleaning. In schoolchildren, daily super- vised flossing in addition to tooth- brushing reduced gingivitis, compared to no self-performed oral hygiene at school. Although caries increment was lower in the former, it did not reach significance by the end of a 3-year trial (Suomi et al. 1980). In adults, systematic reviews of interdental brushing/flossing for the management of periodontal diseases and dental caries have shown some evidence that interdental flossing/ brushing in addition to toothbrush- ing reduces gingivitis compared to toothbrushing alone. None of the studies included in these reviews reported interproximal caries as an outcome, and therefore, it was not possible to demonstrate the effective- ness of interdental flossing/brushing plus toothbrushing for dental caries management (Sambunjak et al. 2011, Poklepovic et al. 2013). What is the evidence of professional tooth cleaning in the simultaneous management of gingivitis and dental caries? Professional tooth cleaning as part of a structured prophylaxis pro- gramme including oral hygiene instruction and motivation, dietary advice and fluoride application is effective in managing dental caries and gingivitis. As there is limited evi- dence to determine the most appro- priate intervals between recall appointments (Figuero et al. 2017), an individualized risk-based pro- gramme is recommended. What is the evidence of motivational programmes in the simultaneous management of dental caries and gingivitis? The evidence suggests that motiva- tional programmes alone without PTC tested in studies assessing simultaneously gingivitis and dental caries showed no significant benefits for dental caries and gingivitis (Fig- uero et al. 2017). Oral hygiene instruction and motivation may lead to a small but significant reduction in plaque and gingivitis after 6 months (Chapple et al. 2015). What is the role of fluoride in the simultaneous management of gingivitis and dental caries? In studies assessing the simultaneous management of both diseases, it has been found that fluoride (sodium flu- oride or sodium monofluorophos- phate in toothpastes or rinses) is only effective in the management of dental caries. No significant effect of fluoride on plaque and gingivitis was noted. Other fluoride compounds, such as stannous fluoride or the combination of amine and stannous fluoride, have demonstrated a relevant impact on plaque and/or gingivitis (Serrano et al. 2015). Although this systematic review did not assess dental caries, fluoride has a widely recognized effect on dental caries management (Mar- inho et al. 2003, 2013, 2015, 2016). Therefore, products containing such fluoride compounds are likely to be effective in the simultaneous control of both diseases. What is the role of adjunctive chemical plaque control in the simultaneous management of gingivitis and dental caries? There are only limited data on the role of chlorhexidine in the simulta- neous management of gingivitis and caries (Figuero et al. 2017), that showed that chlorhexidine rinses are only effective in managing gingivitis, whilst no effect on caries increment was observed (Lang et al. 1982). It is possible that 6-month trials to assess the effect of chlorhexidine on both gingivitis and dental caries are insuf- ficient to determine the effect on den- tal caries increment. Nevertheless, the studies assessing the effect of chlorhexidine on gingivitis and dental caries separately have demonstrated a significant effect on dental plaque and gingivitis control (Chapple et al. 2015, Serrano et al. 2015), but no effect of chlorhexidine rinses on den- tal caries control (Twetman 2004). In another systematic review, inconclu- sive evidence for the effect of chlorhexidine varnishes and gels on dental caries was reported (Walsh et al. 2015). Other adjunctive chemi- cal plaque control agents, for exam- ple triclosan/copolymer, have demonstrated a consistent effect in dental plaque and gingivitis control (Riley & Lamont 2013, Serrano et al. 2015), but their effect on dental car- ies increments is either very small or yet to be determined (Twetman 2004, Riley & Lamont 2013). Thus, the use of adjunctive che- mical plaque control agents proven effective in controlling gingivitis should be recommended based on the individual patient needs, in addi- tion to daily self-performed mechani- cal plaque removal for dental caries control, either in the same formula- tion (e.g. toothpastes with fluoride and plaque control agents) or sepa- rately (e.g. fluoride toothpaste plus chlorhexidine mouth rinses or gels). Clinical Recommendations • Both dental caries and periodon- tal diseases are preventable. Den- tal practitioners are encouraged to educate and motivate patients to reduce intake of free sugars and to practice proper dental pla- que control. © 2017 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd S90 Jepsen et al.
  • 7. • Individualized effective oral hygiene practices should be encouraged, taught and supported. • Oral hygiene instructions should be enriched by motivational approaches. • Smoking cessation advice should be part of the management of gingivitis and periodontitis. • Professionals should recommend toothpastes containing fluoride agents for the control of dental caries. • Professional fluoride application should be used in individuals with a high caries risk. • In the management of gingivitis for the primary prevention of periodontitis, fluoride can be sup- plemented by adjunctive chemical plaque control agents. • Oral care providers should be informed on nutrition and be able to provide dietary modifica- tion advice and counselling. • Professional tooth cleaning needs to be incorporated in a thorough structured prophylaxis pro- gramme including oral hygiene instruction, motivation, dietary advice and fluoride application in order to be effective in managing gingivitis and dental caries. • A regular individualized risk-based prevention programme should be designed for each patient. Research Recommendations • Methodological development and consensus on suitable and robust epidemiologic measures are needed for: ○ several aspects of disease burden ○ disease surveillance over time within and across national and geographical boundaries ○ etiologic research • Existing epidemiological data sets should be analysed to determine whether dental caries and peri- odontitis co-occur due to the effect of common risk factors. • There is a need to have more trend studies in periodontitis to understand whether there is a decline in periodontitis or not, and if so what drives the potential decrease of periodonti- tis in different populations. • There is a gap of knowledge on gingivitis in children that should be addressed. • Robust studies on the incidence of chronic periodontitis and increment of dental caries are highly desirable for a better understanding of risk factors for periodontitis and dental caries in adults. • Efforts should be undertaken to link existing registries (education, socio-economic conditions, gen- eral health) with dental registries (caries and periodontitis) to eval- uate the effect of risk factors on dental caries and periodontitis or vice versa the effect of dental car- ies and periodontitis on general health to circumvent the problem of decreasing response rate in epi- demiological studies. • The dental scientific community should harmonize epidemiologi- cal data sets across cohorts to allow common analysis for an improved understanding of the prevalence as well incidence of periodontitis and dental caries or the influence of risk factors on these diseases. • Tailored multifacetted and com- prehensive preventive pro- grammes for dental caries and periodontal diseases should be implemented and evaluated on the efficiency level. Such approaches have already been proven to be efficacious and effi- cient in early childhood caries. • There is a need for the evaluation of the effect of legislation, restric- tions, guidelines and public cam- paigns on the change in behaviour and improved parame- ters of oral health on the effi- ciency level. • Comparative superiority studies with different types of psychologi- cal approaches in different groups both on the efficacy and the effi- ciency level are recommended. • Evidence is needed on the use of interactive devices to aid oral hygiene such as electronic sup- port systems for power tooth- brushes and timers which are currently promoted. At present, evidence for a long-term success- ful change in behaviour is not available. • RCTs on the inactivation and monitoring of active caries lesions are needed. • There is a need for authoritative evidence whether interdental cleaning aids help to prevent periodontitis and tooth loss. • There is a need for properly designed RCTs addressing the simultaneous management of gin- givitis and dental caries on the efficacy of: ○ Self-performed oral hygiene including toothbrushing consider- ing fluoridated toothpaste and interdental cleaning ○ Different intervals between recall appointments in structured pre- vention programmes ○ The adjunctive use of chemical plaque control agents including toothbrushing with fluoridated toothpaste as the control Public health recommendations The following strategies are recom- mended: • Tackling inequalities in oral health to prevent and control dental caries and periodontal dis- eases requires strategies tailored to the determinants and needs of each group according to socio- economic status. • To encourage future oral health research, practice and policy towards a “social determinants” model, a closer collaboration and integration of dental and general health research is needed using a common risk factor approach • For health policymakers, preva- lence data have to be translated into disease burden data to plan and allocate resources for the dental workforce. 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