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Power, Public Administration & Poverty:
An Enquiry into Implementation of Rural
Employment Program in India
2nd NAPSIPAG
Conference
CNSA, Beijing
5-7 December
2005
Biswatosh Saha & Ram Kumar Kakani
XLRI Jamshedpur
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
2
This paper is an interpretational journey through the
process of implementation of the food for work wage
employment generation program … known as … SGRY
SGRY is designed and sponsored by the Central
Government in India.
The scheme was designed to provide wage
employment support to the lowest strata of rural society
during the lean agricultural season by taking up a
program of rural public asset and infrastructure
construction.
Lean agriculture season is when demand for wage labour
linked rural economic activities is at its lowest.
Introduction
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
3
The scheme was launched with an ambitious target of
generating 1 billion mandays of employment in rural
areas
In 2002-03, the allocation on SGRY by Government of
India was more than Rs 90 billion ($ 2 bn. approx)
More than half-of the allocation was in the form of
food grains supplied by Food Corporation
Funds and food grains were allocated every year in each
district (county) based on - a) the backwardness of the
district (county); b) submission of reports; and c)
utilization of past allocation of resources
SGRY …
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
4
The design of the program, in terms of
‘rules’ that governed implementation
flowed out of a ‘knowledge claim’
What is ‘Knowledge Claim’ here …
A perception about the rural reality
shared by those who designed the
program at the level of the central
government.
Design of SGRY
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
5
SGRY Process
Ministry of Rural Development
Government of India
DRDA
Zilla Parishad Panchayat Samiti
BDO Office
District Engineer or
other staff Gram Panchayat
Junior Engineer or
other block office staff
Gram Sevak
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
6
District-wise Blocks and Panchayats
selected for study
District Bhojpur EastChamparan Khagaria Katihar
No.ofblocks 14 27 7 16
Blocksselected Jagdishpur,
Charpokhri
Turkaulia,Areraj
Parwatta,
Beldaur
Korha,
Mansahi
Numberof
Panchayatsin
selectedblocks
20and11
respectively
16and14
respectively
22and 16
respectively
23and7
respectively
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
7
A Virtual Classroom?
A brick-lined road
constructed under SGRY in
K tih Di t i t
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
8
The design of the program flowed out
of a perception about the rural reality
at the level of the central government.
The paper took up a few such ‘rules’ as
defined within the structure of the
scheme and looked into how it was
interpreted and often ‘breached’ at the
‘level of implementation’ by agencies
responsible for implementation.
‘Level of Implementation’ here is the
field of ‘action’.
Probing Further …
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
9
The guidelines emphasize that labour intensive works are
to be taken up in the scheme
For works taken up in the scheme, the ‘norms’ specify an
implicit wage:non-wage ratio at 3:1
At least 5 Kg of grains are to be provided per man-day
(through PDS), with the remaining part of the minimum wage
being provided as cash payment
Non adherence to the implicit ratio has costs for the local
government bodies
Low food grain utilization would lead to lower food grain and
fund allocation for the next year
Implementation Guidelines …
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
10
Implementatio
n Issues …
We found most
projects taken up
would involve
around 10-15% of
project expense as
wage payment
The deviation from
the norm is to be
interpreted
The guidelines also
indicate that the
process of selection
of works should be
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
11
Implementa
tion Issues
…
At the local level there was cross-class agreement on
the need for material intensive works, preferably
permanent structures
A honest gram pradhan aptly summed up – “all elected
representatives have to deviate from ‘norms’ of the
scheme, otherwise you cannot carry any development
work So breaking the rule is OKAY – but local villagers
What is a ‘felt
need’ of the
rural
community
then and how
does it find an
expression?
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
12
SGRY Process
Ministry of Rural Development
Government of India
DRDA
Zilla Parishad Panchayat Samiti
BDO Office
District Engineer or
other staff Gram Panchayat
Junior Engineer or
other block office staff
Gram Sevak
Local Government in
Rural India continues
to be viewed as arms
or agencies of higher
tiers of Government
and has lacked
autonomy and powers
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
13
SGRY Process
The ‘modern’ state and its representatives – the
local administration become powerful in the name
of protecting the interests of the lowest sections
of rural society from exploitation by the ‘local elite’
So, local bodies are mere implementation
agencies of rural development programs of
‘national’ or ‘provincial’ governments
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
14
AGENCIES INVOLVED IN SGRY AND THEIR RELATIONS
Ministry of Rural Development
Government of India
DRDA
Zilla Parishad Panchayat Samiti
BDO Office
District Engineer or
other staff
Contractor
Gram Panchayat
Junior Engineer or
other block office staff
Contractor Gram Sevak
Contractor
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
15
‘Rules’ define actionability of the conceptual
knowledge claims
For the one weighed by powerlessness in
being governed, knowledge claims often get
generated only in action – since an
autonomous discourse is lacking
Deviation from the ‘rule’ is therefore ‘the
norm’ in action
The documents (or records) will not provide
relevant information to judge i.e., the
documented information looks at all
deviation from rules in the same light – the
‘honest’ and the ‘dishonest’
SGRY Gaps …
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
16
How is this data fudging allowed?
The need to tamper with the data arises
partly from the diverging interests of the
implementers (the local political class)
whose revealed ‘felt needs’ are biased
towards material intensive projects while the
norms of the project as determined by the
central government are different.
There is local level exchange between the
administration and the local political class.
Extra legal rents are generated to facilitate
this exchange
SGRY Gaps …
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
17
It is common to explain such phenomenon as cases of
‘implementation failure’
… to be tackled through tightening of systems.
We argue that there is nothing called an
‘implementation failure’.
Central to this argument is the claim that ‘context’ and
the ‘life world’ of actors and agencies placed at
different tiers of the system differ
Analysis of Failure
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
18
The planners in Ministry of Rural Development, the
‘local’ administration in the blocks and districts, the
‘local’ political class (including the elected
representatives of village (Panchayat) bodies) that
implement the projects, local elite class, and the wage
laborer (or the rural commoner) dwell in different
‘worlds’.
Their strategic imperatives differ.
Failure Analysis (continued)
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
19
The multiple ‘contexts’ and the agents
implicated therein, must therefore,
negotiate - particularly, at the
interface of contexts.
In the actionable domain this
negotiation occurs, but the negotiation
is organized around ‘deviation’ from
the norms.
The norm fails to hold in
implementation – in the ‘folk world’.
Discussion
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
20
The norm and its deviation continue to exist
in simultaneity. The knowledge claim of this
‘other’ can exist only as a stealthy
subversion.
The knowledge claim derived from the ‘folk
world’ of action fails to negotiate and
redefine the dominant conceptual claim,
because the folk-world lacks the power.
This lack of power has two senses
a lack of power over the material domain
an inability to create and nurture an
Discussion …
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
21
The strategist and the associated
knowledge claim needs to seek to
unravel and understand the ‘other’
over whom governance is sought –
since, the ‘other’ is important to
strategy.
But, this process is neither smooth nor
does it necessarily occur.
The multiple actors in multiple contexts
most often are located asymmetrically
Conclusion
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
22
What would a redefined knowledge claim, an alternative
structure of such interventions as SGRY, look like?
One possibility could be ...
It needs a reassertion of power of the ‘folk-world’ and new
possibilities of ‘action’ imagined. We are arguing for
empowerment, ‘capacity building’ to facilitate an
entrepreneurial role of local government.
Since … poverty reduction involves skill building and
developing markets for local skills, which requires a
strategy space for local actors
In that creative flight of fancy, the local discourse that will
lend voice must be nurtured.
Conclusion
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
23
Very few restrictions on projects (at the local level) .. in
terms of type of project, project design, procurement
practices
Open access (maybe internet based) on projects (and
project related expenditure)
Role of Public Administration would be to promote a
system of peer monitoring and spatial competition
between, say different districts (counties)/
panchayats
Capacity building required for PA cadre, including
international collaboration
Example ...
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
24
We do not provide a ‘data-rich’, ‘technically
correct’ account
In fact, we reject much of the structured data
…
We depend on anecdotes, pieces of evidence
(often mined from data), snippets of
conversation, and pieces of dialogue
Reasons …
The process of information generation and
processing is itself enmeshed in power
conflicts
Limitations
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
25
A Virtual
Classroom?
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
26
Purnea-Saharsa National Hi
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
27
State Highway in Khagaria D
Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur,
India. 2005
28
Thank You
An Annual Affair Due to Floods in
River Bagmati

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2005 issues in a poverty alleviation program

  • 1. Power, Public Administration & Poverty: An Enquiry into Implementation of Rural Employment Program in India 2nd NAPSIPAG Conference CNSA, Beijing 5-7 December 2005 Biswatosh Saha & Ram Kumar Kakani XLRI Jamshedpur
  • 2. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 2 This paper is an interpretational journey through the process of implementation of the food for work wage employment generation program … known as … SGRY SGRY is designed and sponsored by the Central Government in India. The scheme was designed to provide wage employment support to the lowest strata of rural society during the lean agricultural season by taking up a program of rural public asset and infrastructure construction. Lean agriculture season is when demand for wage labour linked rural economic activities is at its lowest. Introduction
  • 3. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 3 The scheme was launched with an ambitious target of generating 1 billion mandays of employment in rural areas In 2002-03, the allocation on SGRY by Government of India was more than Rs 90 billion ($ 2 bn. approx) More than half-of the allocation was in the form of food grains supplied by Food Corporation Funds and food grains were allocated every year in each district (county) based on - a) the backwardness of the district (county); b) submission of reports; and c) utilization of past allocation of resources SGRY …
  • 4. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 4 The design of the program, in terms of ‘rules’ that governed implementation flowed out of a ‘knowledge claim’ What is ‘Knowledge Claim’ here … A perception about the rural reality shared by those who designed the program at the level of the central government. Design of SGRY
  • 5. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 5 SGRY Process Ministry of Rural Development Government of India DRDA Zilla Parishad Panchayat Samiti BDO Office District Engineer or other staff Gram Panchayat Junior Engineer or other block office staff Gram Sevak
  • 6. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 6 District-wise Blocks and Panchayats selected for study District Bhojpur EastChamparan Khagaria Katihar No.ofblocks 14 27 7 16 Blocksselected Jagdishpur, Charpokhri Turkaulia,Areraj Parwatta, Beldaur Korha, Mansahi Numberof Panchayatsin selectedblocks 20and11 respectively 16and14 respectively 22and 16 respectively 23and7 respectively
  • 7. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 7 A Virtual Classroom? A brick-lined road constructed under SGRY in K tih Di t i t
  • 8. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 8 The design of the program flowed out of a perception about the rural reality at the level of the central government. The paper took up a few such ‘rules’ as defined within the structure of the scheme and looked into how it was interpreted and often ‘breached’ at the ‘level of implementation’ by agencies responsible for implementation. ‘Level of Implementation’ here is the field of ‘action’. Probing Further …
  • 9. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 9 The guidelines emphasize that labour intensive works are to be taken up in the scheme For works taken up in the scheme, the ‘norms’ specify an implicit wage:non-wage ratio at 3:1 At least 5 Kg of grains are to be provided per man-day (through PDS), with the remaining part of the minimum wage being provided as cash payment Non adherence to the implicit ratio has costs for the local government bodies Low food grain utilization would lead to lower food grain and fund allocation for the next year Implementation Guidelines …
  • 10. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 10 Implementatio n Issues … We found most projects taken up would involve around 10-15% of project expense as wage payment The deviation from the norm is to be interpreted The guidelines also indicate that the process of selection of works should be
  • 11. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 11 Implementa tion Issues … At the local level there was cross-class agreement on the need for material intensive works, preferably permanent structures A honest gram pradhan aptly summed up – “all elected representatives have to deviate from ‘norms’ of the scheme, otherwise you cannot carry any development work So breaking the rule is OKAY – but local villagers What is a ‘felt need’ of the rural community then and how does it find an expression?
  • 12. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 12 SGRY Process Ministry of Rural Development Government of India DRDA Zilla Parishad Panchayat Samiti BDO Office District Engineer or other staff Gram Panchayat Junior Engineer or other block office staff Gram Sevak Local Government in Rural India continues to be viewed as arms or agencies of higher tiers of Government and has lacked autonomy and powers
  • 13. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 13 SGRY Process The ‘modern’ state and its representatives – the local administration become powerful in the name of protecting the interests of the lowest sections of rural society from exploitation by the ‘local elite’ So, local bodies are mere implementation agencies of rural development programs of ‘national’ or ‘provincial’ governments
  • 14. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 14 AGENCIES INVOLVED IN SGRY AND THEIR RELATIONS Ministry of Rural Development Government of India DRDA Zilla Parishad Panchayat Samiti BDO Office District Engineer or other staff Contractor Gram Panchayat Junior Engineer or other block office staff Contractor Gram Sevak Contractor
  • 15. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 15 ‘Rules’ define actionability of the conceptual knowledge claims For the one weighed by powerlessness in being governed, knowledge claims often get generated only in action – since an autonomous discourse is lacking Deviation from the ‘rule’ is therefore ‘the norm’ in action The documents (or records) will not provide relevant information to judge i.e., the documented information looks at all deviation from rules in the same light – the ‘honest’ and the ‘dishonest’ SGRY Gaps …
  • 16. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 16 How is this data fudging allowed? The need to tamper with the data arises partly from the diverging interests of the implementers (the local political class) whose revealed ‘felt needs’ are biased towards material intensive projects while the norms of the project as determined by the central government are different. There is local level exchange between the administration and the local political class. Extra legal rents are generated to facilitate this exchange SGRY Gaps …
  • 17. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 17 It is common to explain such phenomenon as cases of ‘implementation failure’ … to be tackled through tightening of systems. We argue that there is nothing called an ‘implementation failure’. Central to this argument is the claim that ‘context’ and the ‘life world’ of actors and agencies placed at different tiers of the system differ Analysis of Failure
  • 18. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 18 The planners in Ministry of Rural Development, the ‘local’ administration in the blocks and districts, the ‘local’ political class (including the elected representatives of village (Panchayat) bodies) that implement the projects, local elite class, and the wage laborer (or the rural commoner) dwell in different ‘worlds’. Their strategic imperatives differ. Failure Analysis (continued)
  • 19. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 19 The multiple ‘contexts’ and the agents implicated therein, must therefore, negotiate - particularly, at the interface of contexts. In the actionable domain this negotiation occurs, but the negotiation is organized around ‘deviation’ from the norms. The norm fails to hold in implementation – in the ‘folk world’. Discussion
  • 20. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 20 The norm and its deviation continue to exist in simultaneity. The knowledge claim of this ‘other’ can exist only as a stealthy subversion. The knowledge claim derived from the ‘folk world’ of action fails to negotiate and redefine the dominant conceptual claim, because the folk-world lacks the power. This lack of power has two senses a lack of power over the material domain an inability to create and nurture an Discussion …
  • 21. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 21 The strategist and the associated knowledge claim needs to seek to unravel and understand the ‘other’ over whom governance is sought – since, the ‘other’ is important to strategy. But, this process is neither smooth nor does it necessarily occur. The multiple actors in multiple contexts most often are located asymmetrically Conclusion
  • 22. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 22 What would a redefined knowledge claim, an alternative structure of such interventions as SGRY, look like? One possibility could be ... It needs a reassertion of power of the ‘folk-world’ and new possibilities of ‘action’ imagined. We are arguing for empowerment, ‘capacity building’ to facilitate an entrepreneurial role of local government. Since … poverty reduction involves skill building and developing markets for local skills, which requires a strategy space for local actors In that creative flight of fancy, the local discourse that will lend voice must be nurtured. Conclusion
  • 23. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 23 Very few restrictions on projects (at the local level) .. in terms of type of project, project design, procurement practices Open access (maybe internet based) on projects (and project related expenditure) Role of Public Administration would be to promote a system of peer monitoring and spatial competition between, say different districts (counties)/ panchayats Capacity building required for PA cadre, including international collaboration Example ...
  • 24. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 24 We do not provide a ‘data-rich’, ‘technically correct’ account In fact, we reject much of the structured data … We depend on anecdotes, pieces of evidence (often mined from data), snippets of conversation, and pieces of dialogue Reasons … The process of information generation and processing is itself enmeshed in power conflicts Limitations
  • 25. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 25 A Virtual Classroom?
  • 26. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 26 Purnea-Saharsa National Hi
  • 27. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 27 State Highway in Khagaria D
  • 28. Biswatosh Saha & Ram Kumar Kakani, XLRI Jamshedpur, India. 2005 28 Thank You An Annual Affair Due to Floods in River Bagmati