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ORAL EPITHELIAL
DYSPLASIA: AN UPDATE
MATT JACKS, DDS, FACS
ORAL EPITHELIAL DYSPLASIA (OED)
• DEFINED: abnormal growth in response to an inciting stimulus and characterized by cellular atypia and
loss of normal maturation and stratification
• Synonyms: Intraepithelial dysplasia, epithelial atypia, premalignant oral lesions, OPMD
• Prevalence world-wide: 5%
• Oral Cancers preceded by OED: 80%
• Most common clinical presentation: Leukoplakia
• Most common associated histologic diagnoses of leukoplakia: hyperplasia, hyperkeratosis, OED, squamous cell
carcinoma
• Prevalence of OED in erythroplakia: >90%
WHAT CAUSES THE CHANGE?
• Chemical (tobacco)
• Biologic (viral, autoimmune)
• Radiation (Actinic Keratosis)
• Associated lesions
• Leukoplakia- hyperplasia, verrucous keratoses, proliferative keratoses
• Erythroplakia
• Submucous fibrosis
• Lichen planus
• inherited genetic syndromes - Fanconi anemia, dyskeratosis congenita, and xeroderma pigmentosa
• Immunosuppression - graft-versus-host disease, HIV, and human papillomavirus (HPV)
• Rule of 3rds
• Loss of polarity of basal cells
• Basaloid appearance in more than one layer of cells
• An increased nuclear-cytoplasmic ratio
• Drop-shaped rete pegs
• Irregular epithelial stratification
• Increased number of mitotic figures
• Mitotic figures in the superficial half of the epithelium
• Cellular polymorphism
• Nuclear hyperchromatism
• Enlarged nucleoli
• Reduction of cellular cohesion
• Keratinization of single cells or cell groups in the prickle cell layer
(Kramer et al., 1978).
MALIGNANT TRANSFORMATION
• Malignant transformation is the singular concern for OED. It is a continuum from epithelial hyperplasia
to squamous cell carcinoma. HOW MANY MORE MUTATIONS TO CROSS-OVER?
• Multiple studies have suggested transformation rates between 1% - 35%: WHY SUCH A RANGE?
Largely due to great variance in:
• Follow-up times
• Tobacco habit/exposure types
• Study Groups
MALIGNANT TRANSFORMATION: RISK FACTORS
• Female gender
• Long duration of leukoplakia (greater than 3 years)
• Non-smokers (idiopathic leukoplakia)
• Tongue and floor of mouth
• Non-homogenous
• Speckled and erosive ( 40-95%)
• Size >200mm2
• Molecular markers exist and a multitude have been identified but have yet to hone predictability
OTHER FACTORS
• QOL MEDICATIONS
• Biologic Modifiers (monoclonal anti-bodies, anti-tumor necrosing factors)
• Humira, Enbrel, Remicade
• Methotrexate
• CellCept, Tacrolimus, Sirolimus
• Glucocorticoids
• Vaping e-cigarettes
CASES
• Hyperplasia/keratosis
• Dysplasia
• Mild
• Medium
• Severe
• Carcinoma
• Frictional Keratosis
• BARK
• Noted parakaretin layer
Female gender
Long duration of leukoplakia (greater than 3 years)
Non-smokers (idiopathic leukoplakia)
Tongue and floor of mouth
Non-homogenous
Speckled and erosive ( 40-95%)
Size >200mm2
VERRUCIFORM XANTHOMA
• Hyperplastic epithelium
• affecting the mouth, skin and
Genitalia
• The cause is unknown
• Whites – males; age 40-70yrs
• Most on the gingiva and alveolar
mucosa; oral site
• Surface epithelium covered by a
thickened layer of parakeratin
• Accumulation of lipid-laden
histiocytes beneath the epithelium -
foamy cells are known as xanthoma
cells
• TX: Conservative excision
Female gender
Long duration of leukoplakia (greater than 3
years)
Non-smokers (idiopathic leukoplakia)
Tongue and floor of mouth
Non-homogenous
Speckled and erosive ( 40-95%)
Size >200mm2
SMOKERS STOMATITIS
• Hyperkeratosis and acanthosis of epithelium
• Mild, patchy chronic inflammation
• Squamous metaplasia of the excretory ducts
– Epithelial dysplasia rarely seen TX: Discontinue à smoking
– Reversible NOTE:
– Persisting white lesion of palate after 1 month of habit cessation à
true leukoplakia
Female gender
Long duration of leukoplakia (greater than 3 years)
Non-smokers (idiopathic leukoplakia)
Tongue and floor of mouth
Non-homogenous
Speckled and erosive ( 40-95%)
Size >200mm2
Shows variable microscopic appearance
• Early – hyperkeratosis that is indistinguishable from other leukoplakic lesion
• Progression into papillary, exophytic proliferation similar to verrucous
leukoplakia / verrucous hyperplasia
• Later stages, down growth of well-differentiated sq epith with broad, blunt rete
ridges (invasion) – at this stage indistinguishable from verrucous carcinoma
• Final stages, invading epith becomes less differentiated à SCC
Female gender
Long duration of leukoplakia (greater than 3 years)
Non-smokers (idiopathic leukoplakia)
Tongue and floor of mouth
Non-homogenous
Speckled and erosive ( 40-95%)
Size >200mm2
DYSKERATOSIS CONGENITA
• MILD (low grade) DYSPLASIA
• Dyskeratosis congenita (DKC), also known as Zinsser-Engman-Cole syndrome
• progressive bone marrow failure syndrome
• characterized by the triad of reticulated skin hyperpigmentation, nail
dystrophy, and oral leukoplakia.
Female gender
Long duration of leukoplakia (greater than 3 years)
Non-smokers (idiopathic leukoplakia)
Tongue and floor of mouth
Non-homogenous
Speckled and erosive ( 40-95%)
Size >200mm2
MOLECULAR MARKERS
• To what degree to molecular markers offer predictive value?
• Leukoplakia that portends dysplasia or cancer
• Villa looked a patients with leukoplakia (keratosis versus known dysplasia)
• Marker P53, a known tumor suppressor protein that plays a critical role in DNA repair
• Results:
• Over a 5 year f/u, half of enrolled patients developed Oral Cancer.
• Of those who developed cancer, ½ had keratosis, ½ had dysplasia.
• P53 characteristics were identical for BOTH groups
• Only difference: Initial dysplasia patients developed cancer quicker and survived shorter
Alessandro Villa, Oral Keratosis of Unknown Significance (KUS) Shares Genomic Overlap with Oral Dysplasia in Oral Diseases 25(7) · July 2019
MOLECULAR MARKERS
• Are there any benefits for molecular markers in known benign keratotic
lesions?
• Does benign keratosis show P53 expression?
• Asma, et al., looked at P53 expression in BARK
• BARK (benign alveolar ridge keratosis) ”frictional keratosis” caused by
micro trauma that occurs on the retromolar pad of dentate patients and
the edentate alveolar ridge
• Results:
• P53 positive in 20% of cases
• No long term f/u to report any conversion
MOLECULAR MARKERS
• Significance of P16 in HPV associated leukoplakia
• Does P16 portend dysplasia and/or cancer?
• Most pathologists categorize HPV as P16 positive or negative
• Positive P16 is considered high risk for dysplasia and cancer
• Negative P16 can still develop dysplasia but is a lower risk for
cancer
MOLECULAR MARKERS
• Conclusion:
• P16 is Sensitive and Specific
• P53 is sensitive but NOT specific
• Expressed in cancer, most dysplasia, some keratosis
• Doesn’t change treatment algorithm
TREATMENT ALGORITHM
• Incisional biopsy for larger lesions (may consider multiple sites)
• Excisional for smaller lesions
• Path report:
• Hyperkeratosis and Mild Dysplasia – monitor
• Why monitor Mild Dysplasia?
• Healthy, immunocompetent patient
• Strong likelihood the incisional biopsy will invoke inflammatory
response, heal the wound and eradicate residual dysplasia
TREATMENT ALGORITHM
• Path report:
• Mild dysplasia in an unhealthy or immunosuppressed
• Moderate Dysplasia
• Inter-epithelial excision of entire lesion
• Severe Dysplasia
• Full thickness excision
• Or inter-epithelial excision with CO2 laser
ablation of sub-basal tissues
ALTERNATIVE TREATMENTS
• OED can be very persistent for some patients with multiple rounds of surgical treatment
• Are there less invasive alternatives?
• Chemoprevention
• Preventing, delaying, or reversing the progression of premalignant lesions to invasive cancer
• Natural, synthetic, or biologic agents
• Topical, systemic
• Population based studies - possible reduction in the rate of developing H&N cancers with the ingestion of
certain nutrients or medications
CHEMOPREVENTION
• Antimutagens
• N-acetyl-L-cysteine
• Topical Bleomycin
• Bowman-Birk Inhibitor
• Polyphenols
• Green Tea Extract
• Antiproliferatives
• Retinoids
• Carotinoids
N-ACETYL-L-CYSTEINE
• Nutritional supplement, Allium plants,
Asparagus, Red pepper
• Provided cysteine for the synthesis of
glutathione – major intracellular antioxidant
• Suppress EGFR phosphorylation
• Overexpression of EGFR
• 80%+ of head and neck SCCa
• High recurrence and low survival rates
• 1,200 mg BID or lower – well tolerated
• N, V, D, flushing, epigastric pain, constipation
• Large doses for acetaminophen overdose
• Caution – can cause hypotension
• Potentiates nitroglycerin and related medications
• OTC – 500-1000mg capsules
• $12-15/month
TOPICAL BLEOMYCIN
• Antibiotic that inhibits DNA ligase – by oxidative
damage
• Common chemotherapy for lymphoma
• Topical for skin cancer, Kaposi’s
• Side effect - mucocutaneous toxicity
• 1% solution had a very good response
• 50% return of lesions after 3 months of cessation
BOWMAN-BIRK INHIBITOR
• Serine Protease Inhibitor
• Soybeans
• Trypsin and chymotrypsin inhibitory activity
• Premalignant human tissues may have elevated
levels of proteolytic activity
• Success in phase I trial - oral troche for oral
leukoplakia
• Single study Armstrong, 2013
• 132 subjects, randomized, placebo controlled
• Effective: 28% (BBI) vs 30% (Placebo)
• No statistical differences
POLYPHENOLS
• Green Tea extract
• Arrests cells in the G0/G1 phase
• Between synthesis (dividing) and maturation
• Regulates apoptosis
• Block angiogenesis via phosphorylation of
(VEGFR) and inhibition of VEGF secretion in
tumor cells
• Complete resolution or oral lesions in higher
doses (1000mg PO QD)
• At doses 750 -1000mg
• Insomnia, diarrhea, oral/neck pain, nervousness
• 41% return of lesions upon cessation
RETINOIDS
• Natural and synthetic derivatives of vitamin A
• Modulators of epithelial-cell differentiation
• Suppress carcinogenesis
• 50mg/daily maintenance
• 0.2% isotretinoin rinse BID. 1-minute duration
• Skin dryness, cheilitis, hypertriglyceridemia,
conjunctivitis, dizziness, headaches
• Complete resolution with 25% recurrence upon
cessation
CAROTINOIDS
• Converts to vitamin A and retinoids
• Scavengers free-radical species
• Positive influence on the activity of carcinogen
detoxification enzymes
• Humans can ONLY OBTAIN from diet
• Absorbed better from heat-processed food
sources and lipid-rich diets than from raw food
• Benefits reported in observational diet studies -
10 mg/day
• Good resolution of lesions
• 54% recurrence upon cessation
• Carotenodermia
SUMMARY
• What we do know
• Leukoplakia still represents the
prevailing form of dysplasia
• Oral epithelial dysplasia is a continuum
that has a significant likelihood to
convert to cancer based on:
• Insult/exposure
• Time
• Immunocompetence
• High risk factors
• P16 HPV is predictable
• Treatability
• What we don’t know
• What causes idiopathic OED
• How long it takes to develop
• (we suspect > 2-5 years)
• Efficacy of P53 and other markers
• Efficacy of non-invasive treatment
• Predictability

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Jax DDS

  • 1. ORAL EPITHELIAL DYSPLASIA: AN UPDATE MATT JACKS, DDS, FACS
  • 2. ORAL EPITHELIAL DYSPLASIA (OED) • DEFINED: abnormal growth in response to an inciting stimulus and characterized by cellular atypia and loss of normal maturation and stratification • Synonyms: Intraepithelial dysplasia, epithelial atypia, premalignant oral lesions, OPMD • Prevalence world-wide: 5% • Oral Cancers preceded by OED: 80% • Most common clinical presentation: Leukoplakia • Most common associated histologic diagnoses of leukoplakia: hyperplasia, hyperkeratosis, OED, squamous cell carcinoma • Prevalence of OED in erythroplakia: >90%
  • 3.
  • 4. WHAT CAUSES THE CHANGE? • Chemical (tobacco) • Biologic (viral, autoimmune) • Radiation (Actinic Keratosis) • Associated lesions • Leukoplakia- hyperplasia, verrucous keratoses, proliferative keratoses • Erythroplakia • Submucous fibrosis • Lichen planus • inherited genetic syndromes - Fanconi anemia, dyskeratosis congenita, and xeroderma pigmentosa • Immunosuppression - graft-versus-host disease, HIV, and human papillomavirus (HPV)
  • 5. • Rule of 3rds • Loss of polarity of basal cells • Basaloid appearance in more than one layer of cells • An increased nuclear-cytoplasmic ratio • Drop-shaped rete pegs • Irregular epithelial stratification • Increased number of mitotic figures • Mitotic figures in the superficial half of the epithelium • Cellular polymorphism • Nuclear hyperchromatism • Enlarged nucleoli • Reduction of cellular cohesion • Keratinization of single cells or cell groups in the prickle cell layer (Kramer et al., 1978).
  • 6.
  • 7. MALIGNANT TRANSFORMATION • Malignant transformation is the singular concern for OED. It is a continuum from epithelial hyperplasia to squamous cell carcinoma. HOW MANY MORE MUTATIONS TO CROSS-OVER? • Multiple studies have suggested transformation rates between 1% - 35%: WHY SUCH A RANGE? Largely due to great variance in: • Follow-up times • Tobacco habit/exposure types • Study Groups
  • 8. MALIGNANT TRANSFORMATION: RISK FACTORS • Female gender • Long duration of leukoplakia (greater than 3 years) • Non-smokers (idiopathic leukoplakia) • Tongue and floor of mouth • Non-homogenous • Speckled and erosive ( 40-95%) • Size >200mm2 • Molecular markers exist and a multitude have been identified but have yet to hone predictability
  • 9. OTHER FACTORS • QOL MEDICATIONS • Biologic Modifiers (monoclonal anti-bodies, anti-tumor necrosing factors) • Humira, Enbrel, Remicade • Methotrexate • CellCept, Tacrolimus, Sirolimus • Glucocorticoids • Vaping e-cigarettes
  • 10. CASES • Hyperplasia/keratosis • Dysplasia • Mild • Medium • Severe • Carcinoma
  • 11.
  • 12. • Frictional Keratosis • BARK • Noted parakaretin layer
  • 13. Female gender Long duration of leukoplakia (greater than 3 years) Non-smokers (idiopathic leukoplakia) Tongue and floor of mouth Non-homogenous Speckled and erosive ( 40-95%) Size >200mm2
  • 14.
  • 15. VERRUCIFORM XANTHOMA • Hyperplastic epithelium • affecting the mouth, skin and Genitalia • The cause is unknown • Whites – males; age 40-70yrs • Most on the gingiva and alveolar mucosa; oral site • Surface epithelium covered by a thickened layer of parakeratin • Accumulation of lipid-laden histiocytes beneath the epithelium - foamy cells are known as xanthoma cells • TX: Conservative excision
  • 16. Female gender Long duration of leukoplakia (greater than 3 years) Non-smokers (idiopathic leukoplakia) Tongue and floor of mouth Non-homogenous Speckled and erosive ( 40-95%) Size >200mm2
  • 17.
  • 18. SMOKERS STOMATITIS • Hyperkeratosis and acanthosis of epithelium • Mild, patchy chronic inflammation • Squamous metaplasia of the excretory ducts – Epithelial dysplasia rarely seen TX: Discontinue à smoking – Reversible NOTE: – Persisting white lesion of palate after 1 month of habit cessation à true leukoplakia
  • 19. Female gender Long duration of leukoplakia (greater than 3 years) Non-smokers (idiopathic leukoplakia) Tongue and floor of mouth Non-homogenous Speckled and erosive ( 40-95%) Size >200mm2
  • 20. Shows variable microscopic appearance • Early – hyperkeratosis that is indistinguishable from other leukoplakic lesion • Progression into papillary, exophytic proliferation similar to verrucous leukoplakia / verrucous hyperplasia • Later stages, down growth of well-differentiated sq epith with broad, blunt rete ridges (invasion) – at this stage indistinguishable from verrucous carcinoma • Final stages, invading epith becomes less differentiated à SCC
  • 21. Female gender Long duration of leukoplakia (greater than 3 years) Non-smokers (idiopathic leukoplakia) Tongue and floor of mouth Non-homogenous Speckled and erosive ( 40-95%) Size >200mm2
  • 22.
  • 23. DYSKERATOSIS CONGENITA • MILD (low grade) DYSPLASIA • Dyskeratosis congenita (DKC), also known as Zinsser-Engman-Cole syndrome • progressive bone marrow failure syndrome • characterized by the triad of reticulated skin hyperpigmentation, nail dystrophy, and oral leukoplakia.
  • 24. Female gender Long duration of leukoplakia (greater than 3 years) Non-smokers (idiopathic leukoplakia) Tongue and floor of mouth Non-homogenous Speckled and erosive ( 40-95%) Size >200mm2
  • 25.
  • 26. MOLECULAR MARKERS • To what degree to molecular markers offer predictive value? • Leukoplakia that portends dysplasia or cancer • Villa looked a patients with leukoplakia (keratosis versus known dysplasia) • Marker P53, a known tumor suppressor protein that plays a critical role in DNA repair • Results: • Over a 5 year f/u, half of enrolled patients developed Oral Cancer. • Of those who developed cancer, ½ had keratosis, ½ had dysplasia. • P53 characteristics were identical for BOTH groups • Only difference: Initial dysplasia patients developed cancer quicker and survived shorter Alessandro Villa, Oral Keratosis of Unknown Significance (KUS) Shares Genomic Overlap with Oral Dysplasia in Oral Diseases 25(7) · July 2019
  • 27. MOLECULAR MARKERS • Are there any benefits for molecular markers in known benign keratotic lesions? • Does benign keratosis show P53 expression? • Asma, et al., looked at P53 expression in BARK • BARK (benign alveolar ridge keratosis) ”frictional keratosis” caused by micro trauma that occurs on the retromolar pad of dentate patients and the edentate alveolar ridge • Results: • P53 positive in 20% of cases • No long term f/u to report any conversion
  • 28. MOLECULAR MARKERS • Significance of P16 in HPV associated leukoplakia • Does P16 portend dysplasia and/or cancer? • Most pathologists categorize HPV as P16 positive or negative • Positive P16 is considered high risk for dysplasia and cancer • Negative P16 can still develop dysplasia but is a lower risk for cancer
  • 29. MOLECULAR MARKERS • Conclusion: • P16 is Sensitive and Specific • P53 is sensitive but NOT specific • Expressed in cancer, most dysplasia, some keratosis • Doesn’t change treatment algorithm
  • 30. TREATMENT ALGORITHM • Incisional biopsy for larger lesions (may consider multiple sites) • Excisional for smaller lesions • Path report: • Hyperkeratosis and Mild Dysplasia – monitor • Why monitor Mild Dysplasia? • Healthy, immunocompetent patient • Strong likelihood the incisional biopsy will invoke inflammatory response, heal the wound and eradicate residual dysplasia
  • 31. TREATMENT ALGORITHM • Path report: • Mild dysplasia in an unhealthy or immunosuppressed • Moderate Dysplasia • Inter-epithelial excision of entire lesion • Severe Dysplasia • Full thickness excision • Or inter-epithelial excision with CO2 laser ablation of sub-basal tissues
  • 32. ALTERNATIVE TREATMENTS • OED can be very persistent for some patients with multiple rounds of surgical treatment • Are there less invasive alternatives? • Chemoprevention • Preventing, delaying, or reversing the progression of premalignant lesions to invasive cancer • Natural, synthetic, or biologic agents • Topical, systemic • Population based studies - possible reduction in the rate of developing H&N cancers with the ingestion of certain nutrients or medications
  • 33. CHEMOPREVENTION • Antimutagens • N-acetyl-L-cysteine • Topical Bleomycin • Bowman-Birk Inhibitor • Polyphenols • Green Tea Extract • Antiproliferatives • Retinoids • Carotinoids
  • 34. N-ACETYL-L-CYSTEINE • Nutritional supplement, Allium plants, Asparagus, Red pepper • Provided cysteine for the synthesis of glutathione – major intracellular antioxidant • Suppress EGFR phosphorylation • Overexpression of EGFR • 80%+ of head and neck SCCa • High recurrence and low survival rates • 1,200 mg BID or lower – well tolerated • N, V, D, flushing, epigastric pain, constipation • Large doses for acetaminophen overdose • Caution – can cause hypotension • Potentiates nitroglycerin and related medications • OTC – 500-1000mg capsules • $12-15/month
  • 35. TOPICAL BLEOMYCIN • Antibiotic that inhibits DNA ligase – by oxidative damage • Common chemotherapy for lymphoma • Topical for skin cancer, Kaposi’s • Side effect - mucocutaneous toxicity • 1% solution had a very good response • 50% return of lesions after 3 months of cessation
  • 36. BOWMAN-BIRK INHIBITOR • Serine Protease Inhibitor • Soybeans • Trypsin and chymotrypsin inhibitory activity • Premalignant human tissues may have elevated levels of proteolytic activity • Success in phase I trial - oral troche for oral leukoplakia • Single study Armstrong, 2013 • 132 subjects, randomized, placebo controlled • Effective: 28% (BBI) vs 30% (Placebo) • No statistical differences
  • 37. POLYPHENOLS • Green Tea extract • Arrests cells in the G0/G1 phase • Between synthesis (dividing) and maturation • Regulates apoptosis • Block angiogenesis via phosphorylation of (VEGFR) and inhibition of VEGF secretion in tumor cells • Complete resolution or oral lesions in higher doses (1000mg PO QD) • At doses 750 -1000mg • Insomnia, diarrhea, oral/neck pain, nervousness • 41% return of lesions upon cessation
  • 38. RETINOIDS • Natural and synthetic derivatives of vitamin A • Modulators of epithelial-cell differentiation • Suppress carcinogenesis • 50mg/daily maintenance • 0.2% isotretinoin rinse BID. 1-minute duration • Skin dryness, cheilitis, hypertriglyceridemia, conjunctivitis, dizziness, headaches • Complete resolution with 25% recurrence upon cessation
  • 39. CAROTINOIDS • Converts to vitamin A and retinoids • Scavengers free-radical species • Positive influence on the activity of carcinogen detoxification enzymes • Humans can ONLY OBTAIN from diet • Absorbed better from heat-processed food sources and lipid-rich diets than from raw food • Benefits reported in observational diet studies - 10 mg/day • Good resolution of lesions • 54% recurrence upon cessation • Carotenodermia
  • 40. SUMMARY • What we do know • Leukoplakia still represents the prevailing form of dysplasia • Oral epithelial dysplasia is a continuum that has a significant likelihood to convert to cancer based on: • Insult/exposure • Time • Immunocompetence • High risk factors • P16 HPV is predictable • Treatability • What we don’t know • What causes idiopathic OED • How long it takes to develop • (we suspect > 2-5 years) • Efficacy of P53 and other markers • Efficacy of non-invasive treatment • Predictability