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A Brief Overview of Aid Transparency at USAID: Present and Future 
2014 Winter Training Conference 
International Consortium on Governmental Financial Management (ICGFM) 
December 2014 
Jeremiah Carew, USAID 1
I. 
Introduction to U.S. foreign assistance and the United States Agency for International Development (USAID) 
II. 
Introduction to aid transparency & current U.S. efforts 
III. 
Overview of efforts to increase aid transparency through improved information management 
Presentation Outline 2
Distribution of US ODA by Agency: CY2012 Net Disbursements 
Introduction: U.S. Foreign Assistance 
Source: USAID Economic Analysis and Data Services (Prepared January 7, 2014) 
Bilateral and Multilateral 
$30,687 3
Country break down of U.S. foreign assistance and top USAID recipients 
Introduction: U.S. Foreign Assistance 
Sources: Heat map: Foreign Assistance Dashboard, FY 2015 Planned USAID Funding: Foreign Assistance Dashboard, FY 2014 disbursements,, including Q4 
Top 10 recipient of USAID-managed funding (FY 14 disbursements): 
1. 
Afghanistan 
2. 
Jordan 
3. 
Pakistan 
4. 
Kenya 
5. 
Ethiopia 
6. 
Nigeria 
7. 
Syria 
8. 
South Africa 
9. 
Tanzania 
10. 
Uganda 4
• 
USAID’s mission: 
• 
We partner to end extreme poverty and to promote resilient, democratic societies while advancing our security and prosperity. 
• 
By far, USAID is world’s largest bilateral donor; nevertheless, USG spends less than 1% of federal budget on foreign assistance 
• 
USAID is the U.S. Government’s primary development agency; began in 1961 with Foreign Assistance Act 
• 
Works across spectrum of humanitarian assistance, development assistance, and countries in transition 
• 
Independent federal government agency that receives overall foreign policy guidance from the Secretary of State 
Introduction: U.S. Foreign Assistance 5
INTRO TO AID TRANSPARENCY & CURRENT U.S. EFFORTS 6
• 
November 2011: U.S. signs International Aid Transparency Initiative (IATI) 
• 
IATI: voluntary, multi-stakeholder initiative (donors, partner countries, civil society): 
• 
Make information about foreign aid spending easier to access, use and understand. 
• 
Major U.S. initiatives supporting IATI and aid transparency in general: 
• 
Foreign Assistance Dashboard: repository and official registry for all USG IATI data 
• 
“Greenbook”: complete historical record of all foreign assistance provided by U.S. 
• 
Open Data: based on Federal government policy, fuel entrepreneurship, innovation, and scientific discovery through access to machine-readable raw data accessible to public 
• 
Reporting to OECD/DAC: same definition used by all for ODA, so comparable data across donors, shows historical trends 
Introduction: Aid Transparency & Current U.S. Efforts 7
Foreign Assistance Dashboard (www.foreignassistance.gov) 
Introduction: Aid Transparency & Current U.S. Efforts 8
Greenbook (https://eads.usaid.gov/gbk/) 
Introduction: Aid Transparency & Current U.S. Efforts 9
Open Data (www.usaid.gov/data) 
• 
Executive Order (May 9, 2013): Making Open and Machine Readable the New Default for Government Information 
• 
Agency policy to implement the EO issued 10/1/14 
Introduction: Aid Transparency & Current U.S. Efforts 10
Reporting to OECD/DAC (https://eads.usaid.gov/usoda/) 
Introduction: Aid Transparency & Current U.S. Efforts 11
EFFORTS TO INCREASE AID TRANSPARENCY THROUGH IMPROVED INFORMATION MANAGEMENT 12
13 
Financial Manage- ment 
Procurement 
Budget Planning 
DevResults 
FTFMS 
FFPMIS 
Wash system 
DevResults 
USAID Info 
PRS 
PRPMS 
Mission system 
DevResults 
DevResults 
Mission system 
Mission system 
Mission system 
Mission system 
Mission system 
Wash system 
Wash system 
The Field 
Enterprise Systems 
Washington 
The Status Quo for Portfolio Management Solutions 
A number of very good systems individually, but: 
• 
Lack of standardized processes 
• 
Limited ability to aggregate data across systems 
• 
Limited ability for systems to transfer data between each other
14 
Financial Manage- ment 
Procurement 
Budget Planning 
Common Mission Portfolio Management Platforms 
Common Washington Operating Unit Portfolio Management Platforms 
The Development Information Solution (DIS) Proposal 
DIS Intended Outcomes: 
• 
Standardized business processes (increasing data quality and policy compliance) 
• 
Cost savings (eliminate uncoordinated IT development) 
• 
Improved IT system security (fewer cuff systems) 
• 
Better aid transparency data
15 
Financial Manage- ment 
Procurement 
Budget Planning 
Common Mission Portfolio Management Platforms 
Common Washington Operating Unit Portfolio Management Platforms 
Agency Portfolio Viewer to aggregate across OUs’ platforms 
The Development Information Solution (DIS) Proposal
16 
Financial Manage- ment 
Procurement 
Budget Planning 
Common Washington Operating Unit Portfolio Management Platforms 
Results, geo info, budget, and procurement functionality 
Results, geo info, budget, and procurement functionality 
80% similarity in design 
The Development Information Solution (DIS) Proposal
17 
Financial Manage- ment 
Procurement 
Budget Planning 
Common Washington Operating Unit Portfolio Management Platforms 
Functionality of: AidTracker Plus, OPSmaster, A&A Plan 
Functionality of: AidTracker Plus, OPSmaster, A&A Plan 
80% similarity in design 
Field Standardization Project: 
• 
6 standardized MOs 
• 
Business requirements developed 
• 
75% adoption rate of MOs 
The Development Information Solution (DIS) Proposal
18 
Financial Manage- ment 
Procurement 
Budget Planning 
Common Washington Operating Unit Portfolio Management Platforms 
Functionality of: AidTracker Plus, OPSmaster, A&A Plan 
Functionality of: AidTracker Plus, OPSmaster, A&A Plan 
80% similarity in design 
Field Standardization Project: 
• 
6 standardized Mission Orders 
• 
Business requirements developed 
• 
75% adoption rate of Mission Orders 
Washington Standardization Project: 
• 
Focus on E3 and GH 
• 
3 standardized Bureau Orders 
• 
Business requirements developed 
The Development Information Solution (DIS) Proposal
• 
Limitations of current aid transparency data: 
• 
Accurate and detailed financial data, but… 
• 
Limited links to results (but “Dollars to Results” website growing) 
• 
Geographic location data limited (i.e. subnational data); (maps.usaid.gov repository for current data) 
• 
No project docs, detailed description of project purpose, context (but dec.usaid.gov has 500k+ docs and mobile app) 
• 
Our “To Be” vision will organize vast amounts of detailed data in similar formats to allow aggregation and sharing with the broader world. 
• 
Until we arrive at the “To Be” vision, efforts to increase our aid transparency data will be ad hoc and rely on manual collection and aggregation processes 
• 
The “To Be” vision is a multi-year effort, but substantial corporate interest and alignment to support aid transparency as well as other corporate objectives (use of evidence, intra-Agency coordination/transparency, etc.) 
Conclusion 19

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Aid transparency jeremiahcarew_en

  • 1. A Brief Overview of Aid Transparency at USAID: Present and Future 2014 Winter Training Conference International Consortium on Governmental Financial Management (ICGFM) December 2014 Jeremiah Carew, USAID 1
  • 2. I. Introduction to U.S. foreign assistance and the United States Agency for International Development (USAID) II. Introduction to aid transparency & current U.S. efforts III. Overview of efforts to increase aid transparency through improved information management Presentation Outline 2
  • 3. Distribution of US ODA by Agency: CY2012 Net Disbursements Introduction: U.S. Foreign Assistance Source: USAID Economic Analysis and Data Services (Prepared January 7, 2014) Bilateral and Multilateral $30,687 3
  • 4. Country break down of U.S. foreign assistance and top USAID recipients Introduction: U.S. Foreign Assistance Sources: Heat map: Foreign Assistance Dashboard, FY 2015 Planned USAID Funding: Foreign Assistance Dashboard, FY 2014 disbursements,, including Q4 Top 10 recipient of USAID-managed funding (FY 14 disbursements): 1. Afghanistan 2. Jordan 3. Pakistan 4. Kenya 5. Ethiopia 6. Nigeria 7. Syria 8. South Africa 9. Tanzania 10. Uganda 4
  • 5. • USAID’s mission: • We partner to end extreme poverty and to promote resilient, democratic societies while advancing our security and prosperity. • By far, USAID is world’s largest bilateral donor; nevertheless, USG spends less than 1% of federal budget on foreign assistance • USAID is the U.S. Government’s primary development agency; began in 1961 with Foreign Assistance Act • Works across spectrum of humanitarian assistance, development assistance, and countries in transition • Independent federal government agency that receives overall foreign policy guidance from the Secretary of State Introduction: U.S. Foreign Assistance 5
  • 6. INTRO TO AID TRANSPARENCY & CURRENT U.S. EFFORTS 6
  • 7. • November 2011: U.S. signs International Aid Transparency Initiative (IATI) • IATI: voluntary, multi-stakeholder initiative (donors, partner countries, civil society): • Make information about foreign aid spending easier to access, use and understand. • Major U.S. initiatives supporting IATI and aid transparency in general: • Foreign Assistance Dashboard: repository and official registry for all USG IATI data • “Greenbook”: complete historical record of all foreign assistance provided by U.S. • Open Data: based on Federal government policy, fuel entrepreneurship, innovation, and scientific discovery through access to machine-readable raw data accessible to public • Reporting to OECD/DAC: same definition used by all for ODA, so comparable data across donors, shows historical trends Introduction: Aid Transparency & Current U.S. Efforts 7
  • 8. Foreign Assistance Dashboard (www.foreignassistance.gov) Introduction: Aid Transparency & Current U.S. Efforts 8
  • 9. Greenbook (https://eads.usaid.gov/gbk/) Introduction: Aid Transparency & Current U.S. Efforts 9
  • 10. Open Data (www.usaid.gov/data) • Executive Order (May 9, 2013): Making Open and Machine Readable the New Default for Government Information • Agency policy to implement the EO issued 10/1/14 Introduction: Aid Transparency & Current U.S. Efforts 10
  • 11. Reporting to OECD/DAC (https://eads.usaid.gov/usoda/) Introduction: Aid Transparency & Current U.S. Efforts 11
  • 12. EFFORTS TO INCREASE AID TRANSPARENCY THROUGH IMPROVED INFORMATION MANAGEMENT 12
  • 13. 13 Financial Manage- ment Procurement Budget Planning DevResults FTFMS FFPMIS Wash system DevResults USAID Info PRS PRPMS Mission system DevResults DevResults Mission system Mission system Mission system Mission system Mission system Wash system Wash system The Field Enterprise Systems Washington The Status Quo for Portfolio Management Solutions A number of very good systems individually, but: • Lack of standardized processes • Limited ability to aggregate data across systems • Limited ability for systems to transfer data between each other
  • 14. 14 Financial Manage- ment Procurement Budget Planning Common Mission Portfolio Management Platforms Common Washington Operating Unit Portfolio Management Platforms The Development Information Solution (DIS) Proposal DIS Intended Outcomes: • Standardized business processes (increasing data quality and policy compliance) • Cost savings (eliminate uncoordinated IT development) • Improved IT system security (fewer cuff systems) • Better aid transparency data
  • 15. 15 Financial Manage- ment Procurement Budget Planning Common Mission Portfolio Management Platforms Common Washington Operating Unit Portfolio Management Platforms Agency Portfolio Viewer to aggregate across OUs’ platforms The Development Information Solution (DIS) Proposal
  • 16. 16 Financial Manage- ment Procurement Budget Planning Common Washington Operating Unit Portfolio Management Platforms Results, geo info, budget, and procurement functionality Results, geo info, budget, and procurement functionality 80% similarity in design The Development Information Solution (DIS) Proposal
  • 17. 17 Financial Manage- ment Procurement Budget Planning Common Washington Operating Unit Portfolio Management Platforms Functionality of: AidTracker Plus, OPSmaster, A&A Plan Functionality of: AidTracker Plus, OPSmaster, A&A Plan 80% similarity in design Field Standardization Project: • 6 standardized MOs • Business requirements developed • 75% adoption rate of MOs The Development Information Solution (DIS) Proposal
  • 18. 18 Financial Manage- ment Procurement Budget Planning Common Washington Operating Unit Portfolio Management Platforms Functionality of: AidTracker Plus, OPSmaster, A&A Plan Functionality of: AidTracker Plus, OPSmaster, A&A Plan 80% similarity in design Field Standardization Project: • 6 standardized Mission Orders • Business requirements developed • 75% adoption rate of Mission Orders Washington Standardization Project: • Focus on E3 and GH • 3 standardized Bureau Orders • Business requirements developed The Development Information Solution (DIS) Proposal
  • 19. • Limitations of current aid transparency data: • Accurate and detailed financial data, but… • Limited links to results (but “Dollars to Results” website growing) • Geographic location data limited (i.e. subnational data); (maps.usaid.gov repository for current data) • No project docs, detailed description of project purpose, context (but dec.usaid.gov has 500k+ docs and mobile app) • Our “To Be” vision will organize vast amounts of detailed data in similar formats to allow aggregation and sharing with the broader world. • Until we arrive at the “To Be” vision, efforts to increase our aid transparency data will be ad hoc and rely on manual collection and aggregation processes • The “To Be” vision is a multi-year effort, but substantial corporate interest and alignment to support aid transparency as well as other corporate objectives (use of evidence, intra-Agency coordination/transparency, etc.) Conclusion 19