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Mental Capacity Act and DOLS update 
•Life after Cheshire… 
•Article 5 in European Court of Human Rights – Austin 
•Deprivation of Liberty by Police – ZH 
•DOLS case – EM 
•Medical treatment – re E (anorexia) 
•Inherent jurisdiction - DL 
•News and resources
•concern about the ‘Cheshire’ test in practice 
•best to avoid “purpose / motive / intentions / reasons” 
•focus on the concrete situation 
•err on side of caution
lawful 
DOL 
no DOL 
necessary 
“purpose” 
no 
DOL
“everyone has the right to liberty and security of 
person. No one shall be deprived of his liberty save 
in the following cases and in accordance with a 
procedure prescribed by law” 
Article 5 ECHR 
•lawful arrest to bring to court 
•lawful detention of … persons of unsound mind
lawful 
DOL 
no 
DOL 
necessary 
“purpose” 
no 
DOL
•European Court of Human Rights 
15 March 2012 
•rejected appeal – No DOL 
•purpose / motive cannot be relevant to whether there is a DOL 
•“specific context and circumstances” should be considered … (para 58-59)
•no common law “necessity” defence survives if MCA s5-6 applies and is not met
•“purpose” and “intention” relevant, but 40 minutes restraint was held a DOL, as “hasty, ill informed and damaging”
•need to collaborate between police and carers 
•breach of Art 5 and Art 3 
•compensation awarded
92 year old man – cognitive impairment 
standard authorisation in a care home 
EM wants to go home – 
saying son will care for him 
son, apparently, will not 
capacity in dispute
Insert image
BMI: 11 – death imminent 
does not seek death, but above 
all does not want to eat or be fed” 
OS sought declaration she lacked capacity and for force feeding 
commit to force feed to BMI > 17 – over 1-2 years 
32yo woman – anorexia, PD & alcohol abuse
•previously (but not now) detained under MHA
•dealt with under MCA – held lacks capacity
•previously purported ADs to refuse feeding – declared invalid due to lack of capacity when made
•best interests? 
–Autonomy vs Sanctity of Life
living with DL - adult son - in Mr L’s property 
they all have capacity to make 
decisions 
LA concerned that DL is aggressive and bullying 
“inherent jurisdiction” to make orders to protect Mr & Mrs L 
Mr L (85yo) 
Mrs L (90yo) - physically disabled
•DL argued – MCA is definitive 
•LA said could be a new “Bournewood Gap” 
•MacFarlane LJ – inherent jurisdiction not explicitly abolished by MCA
•inherent jurisdiction not explicitly abolished by MCA, and “continues to be available to act as ‘the great safety net’…” 
•when and how?
Draft Care and Support Bill 
- 11 July 2012 
•consultation until 19 October 2012 
•duty on LAs to investigate suspected abuse / neglect (cl 34) 
•establish SABs (cls 35-36) 
•repeal s47 NAA 1948 
•but
separate consultation on new 
“safeguarding power” 
•open until 12 October 2012
DOLS statistics – 
March 2012 
•nil applications 
•inconsistency
CQC report on DOLS – 
March 2012
“there continue to be cases where people who lack 
capacity are deprived of their liberty without regard to 
their human rights… the safeguards are no longer new and 
both providers and supervisory bodies have had ample 
time to train staff and develop policies” 
CQC report on DOLS
Mental Health Alliance – 
May 2012 
•“implementation of DOLS has been extremely uneven…” 
•recommends “major review”
www.bjlegaltraining.com http://thesmallplaces.blogspot.co.uk/ http://autonomy.essex.ac.uk/ http://www.mentalhealthlaw.co.uk/Main_Page
Ben Troke | 0115 976 6263 | ben.troke@brownejacobson.com

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Mental capacity act and DoLS case law update - Ben Troke - July 2012

  • 1. Mental Capacity Act and DOLS update •Life after Cheshire… •Article 5 in European Court of Human Rights – Austin •Deprivation of Liberty by Police – ZH •DOLS case – EM •Medical treatment – re E (anorexia) •Inherent jurisdiction - DL •News and resources
  • 2. •concern about the ‘Cheshire’ test in practice •best to avoid “purpose / motive / intentions / reasons” •focus on the concrete situation •err on side of caution
  • 3.
  • 4. lawful DOL no DOL necessary “purpose” no DOL
  • 5. “everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law” Article 5 ECHR •lawful arrest to bring to court •lawful detention of … persons of unsound mind
  • 6. lawful DOL no DOL necessary “purpose” no DOL
  • 7. •European Court of Human Rights 15 March 2012 •rejected appeal – No DOL •purpose / motive cannot be relevant to whether there is a DOL •“specific context and circumstances” should be considered … (para 58-59)
  • 8. •no common law “necessity” defence survives if MCA s5-6 applies and is not met
  • 9. •“purpose” and “intention” relevant, but 40 minutes restraint was held a DOL, as “hasty, ill informed and damaging”
  • 10. •need to collaborate between police and carers •breach of Art 5 and Art 3 •compensation awarded
  • 11.
  • 12. 92 year old man – cognitive impairment standard authorisation in a care home EM wants to go home – saying son will care for him son, apparently, will not capacity in dispute
  • 14. BMI: 11 – death imminent does not seek death, but above all does not want to eat or be fed” OS sought declaration she lacked capacity and for force feeding commit to force feed to BMI > 17 – over 1-2 years 32yo woman – anorexia, PD & alcohol abuse
  • 15. •previously (but not now) detained under MHA
  • 16. •dealt with under MCA – held lacks capacity
  • 17. •previously purported ADs to refuse feeding – declared invalid due to lack of capacity when made
  • 18. •best interests? –Autonomy vs Sanctity of Life
  • 19.
  • 20. living with DL - adult son - in Mr L’s property they all have capacity to make decisions LA concerned that DL is aggressive and bullying “inherent jurisdiction” to make orders to protect Mr & Mrs L Mr L (85yo) Mrs L (90yo) - physically disabled
  • 21. •DL argued – MCA is definitive •LA said could be a new “Bournewood Gap” •MacFarlane LJ – inherent jurisdiction not explicitly abolished by MCA
  • 22. •inherent jurisdiction not explicitly abolished by MCA, and “continues to be available to act as ‘the great safety net’…” •when and how?
  • 23. Draft Care and Support Bill - 11 July 2012 •consultation until 19 October 2012 •duty on LAs to investigate suspected abuse / neglect (cl 34) •establish SABs (cls 35-36) •repeal s47 NAA 1948 •but
  • 24. separate consultation on new “safeguarding power” •open until 12 October 2012
  • 25. DOLS statistics – March 2012 •nil applications •inconsistency
  • 26. CQC report on DOLS – March 2012
  • 27. “there continue to be cases where people who lack capacity are deprived of their liberty without regard to their human rights… the safeguards are no longer new and both providers and supervisory bodies have had ample time to train staff and develop policies” CQC report on DOLS
  • 28. Mental Health Alliance – May 2012 •“implementation of DOLS has been extremely uneven…” •recommends “major review”
  • 30. Ben Troke | 0115 976 6263 | ben.troke@brownejacobson.com