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First	
  in	
  a	
  Series	
  
	
  
Making	
  Civic	
  Sense	
  of	
  California-­‐-­‐	
  
Six	
  or	
  Otherwise	
  
By	
  Stephen	
  G.	
  Harding	
  
	
  
“One	
  of	
  the	
  major	
  challenges	
  facing	
  California	
  in	
  the	
  new	
  century	
  is	
  how	
  
to	
  make	
  a	
  whole	
  out	
  of	
  the	
  sum	
  of	
  its	
  parts.”	
  
	
  
Mark	
  Baldassare	
  
President	
  &	
  CEO	
  
Public	
  Policy	
  Institute	
  of	
  California	
  
	
  
	
  
How	
  do	
  Californians	
  make	
  California	
  whole	
  out	
  of	
  the	
  sum	
  of	
  its	
  parts?	
  	
  Yet	
  how	
  do	
  
we	
  define	
  whole?	
  	
  What	
  are	
  the	
  parts?	
  	
  For	
  that	
  matter,	
  what	
  constitutes	
  California	
  
and	
  who	
  actually	
  are	
  Californians?	
  	
  	
  It	
  would	
  seem	
  that	
  the	
  answer	
  to	
  each	
  of	
  these	
  
questions	
  depends	
  upon	
  who	
  is	
  asking,	
  from	
  what	
  venue,	
  which	
  vantage	
  point,	
  and	
  
what	
  place	
  in	
  time.	
  	
  	
  From	
  this	
  we	
  may	
  begin	
  to	
  understand	
  the	
  impetus	
  behind	
  the	
  
citizen	
  initiative	
  designed	
  to	
  split	
  California	
  into	
  six	
  separate	
  states.	
  
	
  
Defined	
  by	
  Numbers	
  
	
  
Kevin	
  Starr,	
  the	
  iconic	
  California	
  historian,	
  has	
  called	
  the	
  country’s	
  31st	
  state	
  a	
  global	
  
commonwealth,	
  a	
  nation-­‐state.	
  	
  Physically	
  it	
  is	
  the	
  3rd	
  	
  largest	
  state	
  among	
  the	
  50	
  
comprising	
  nearly	
  163,700	
  square	
  miles,	
  840	
  miles	
  of	
  coastline,	
  while	
  offering	
  every	
  
type	
  of	
  climatic	
  region	
  other	
  than,	
  ironically,	
  tropical.	
  Demographically,	
  it	
  is	
  home	
  to	
  
more	
   than	
   38.8	
   million	
   people	
   with	
   over	
   12%	
   of	
   the	
   nation	
   living	
   in	
   the	
   Golden	
  
State.	
  	
  One	
  tenth	
  of	
  California’s	
  population	
  lives	
  in	
  the	
  City	
  of	
  Los	
  Angeles	
  alone.	
  	
  It	
  is	
  
one	
  of	
  only	
  two	
  states	
  with	
  more	
  Latinos	
  (39%)	
  than	
  whites	
  (38.8%).	
  	
  It	
  is	
  second	
  
only	
  to	
  Hawaii	
  in	
  the	
  percentage	
  of	
  ethnic	
  Asians.	
  	
  California	
  more	
  than	
  doubles	
  the	
  
national	
   average	
   of	
   foreign-­‐born	
   residents	
   and	
   those	
   that	
   speak	
   a	
   language	
   other	
  
than	
   English	
   at	
   home.	
   	
   Household	
   profiles	
   now	
   include	
   a	
   greater	
   number	
   of	
  
individuals	
   living	
   alone	
   than	
   in	
   a	
   home	
   occupied	
   by	
   two-­‐adults,	
   one	
   and	
   half	
  
children,	
  and	
  a	
  minivan	
  in	
  the	
  driveway.	
  	
  The	
  female	
  head-­‐of-­‐household	
  structure	
  is	
  
growing	
  as	
  are	
  the	
  number	
  of	
  adult	
  children	
  living	
  with	
  their	
  parents.	
  	
  	
  
	
  
California	
   has	
   some	
   of	
   the	
   highest	
   concentrations	
   of	
   per-­‐capita	
   incomes	
   in	
   the	
  
country.	
   It	
   also	
   has	
   the	
   highest	
   percentage	
   of	
   the	
   nation’s	
   population	
   living	
   at	
   or	
  
below	
  the	
  poverty	
  line	
  when	
  considering	
  the	
  cost	
  of	
  housing	
  by	
  geographic	
  location.	
  	
  
Financial	
   capital	
   and	
   individual	
   wealth	
   are	
   primarily	
   located	
   along	
   it’s	
   coastal	
  
metropolitan	
   regions	
   while	
   the	
   highest	
   levels	
   of	
   poverty	
   and	
   unemployment	
   are	
  
mostly	
  evidenced	
  in	
  many	
  of	
  the	
  older	
  inner	
  ring	
  suburbs,	
  newer	
  exurbs,	
  and	
  the	
  
more	
   rural	
   and	
   agricultural	
   reaches	
   of	
   northern,	
   central	
   and	
   the	
   southeastern	
  
portions	
   of	
   the	
   State.	
   	
   Through	
   self-­‐selected	
   or	
   externally	
   induced	
   gentrification,	
  
inner-­‐city	
  residents	
  no	
  longer	
  define	
  concentrated	
  poverty.	
  	
  	
  
California	
   produces	
   a	
   Gross	
   Domestic	
   Product	
   (GDP)	
   of	
   $2.2	
   Trillion.	
   When	
  
compared	
  to	
  sovereign	
  nations,	
  it	
  is	
  the	
  9th	
  largest	
  economy	
  in	
  the	
  world.	
  	
  Its	
  GDP	
  is	
  
roughly	
  the	
  size	
  of	
  Italy’s	
  and	
  greater	
  than	
  that	
  of	
  Russia.	
  The	
  ports	
  of	
  Los	
  Angeles	
  
and	
  Long	
  Beach	
  are	
  the	
  busiest	
  in	
  the	
  United	
  States	
  moving	
  nearly	
  3	
  times	
  more	
  
cargo	
   containers	
   than	
   New	
   York	
   and	
   New	
   Jersey.	
   	
   It	
   is	
   home	
   to	
   the	
   corporate	
  
headquarters	
   of	
   more	
   Fortune	
   500	
   Companies	
   than	
   any	
   state.	
   	
   Agriculturally,	
   it	
  
leads	
   the	
   country	
   in	
   dairy	
   production	
   while	
   more	
   than	
   half	
   of	
   the	
   nation’s	
   fruits,	
  
nuts	
  and	
  vegetables	
  come	
  from	
  its	
  farmlands.	
  	
  For	
  nearly	
  100	
  years	
  it	
  has	
  been	
  able	
  
to	
   partially	
   write	
   its	
   own	
   script	
   by	
   being	
   home	
   to	
   the	
   movie	
   and	
   entertainment	
  
industry	
  and	
  more	
  recently,	
  the	
  center	
  of	
  technology	
  in	
  the	
  Silicon	
  Valley.	
  	
  As	
  such,	
  
the	
   more	
   positive	
   statistics	
   end	
   up	
   on	
   the	
   economic	
   development	
   web	
   pages	
   of	
  
various	
   governmental	
   and	
   business	
   based	
   organizations	
   charged	
   with	
   marketing.	
  	
  
The	
  not	
  so	
  positive	
  statistics	
  are	
  forwarded	
  to	
  the	
  other	
  governmental,	
  non-­‐profit,	
  
and	
  educational	
  institutions	
  charged	
  with	
  social	
  services	
  and	
  public	
  safety.	
  	
  	
  
	
  
	
  
‘Not	
  everything	
  that	
  can	
  be	
  counted	
  counts”	
  
	
  
Albert	
  Einstein	
  
	
  
	
  
Not	
  in	
  the	
  Numbers	
  
	
  
So	
   what	
   is	
   missing	
   from	
   these	
   numerical	
   accounts?	
   Demographic	
   profiles	
   and	
  
measurements	
  alone	
  can	
  be	
  one-­‐dimensional	
  and	
  in	
  this	
  instance,	
  certainly	
  are	
  not	
  
reflective	
  of	
  how	
  California	
  actually	
  works,	
  at	
  least	
  at	
  the	
  political,	
  civic,	
  cultural,	
  and	
  
socio-­‐economic	
  levels.	
  	
  	
  It	
  is	
  not	
  the	
  purpose	
  of	
  this	
  essay	
  to	
  attempt	
  to	
  delve	
  into	
  
the	
   complexities	
   of	
   the	
   interrelationships	
   of	
   individual	
   and	
   community	
   based	
  
characteristics	
  other	
  than	
  to	
  acknowledge	
  these	
  variables	
  exist	
  and	
  have	
  a	
  cause	
  and	
  
effect	
   on	
   human	
   activity	
   regardless	
   of	
   location.	
   	
   Yet	
   noting	
   some	
   of	
   the	
   primary	
  
characteristics	
  of	
  democracy,	
  such	
  as	
  voting,	
  politics,	
  and	
  the	
  relationship	
  between	
  
government	
   and	
   the	
   governed,	
   should	
   shed	
   light	
   on	
   the	
   workings	
   of	
   California	
  
through	
  it’s	
  particular	
  form	
  of	
  civic	
  engagement.	
  
	
  
	
  
“Not	
  everything	
  that	
  counts	
  can	
  be	
  counted”	
  
	
  
Stephen	
  Marche	
  
	
  
	
  
Control	
  Through	
  Direct	
  Democracy	
  	
  
	
  
In	
  their	
  text,	
  Public	
  Administration-­‐Understanding	
  Management,	
  Politics,	
  and	
  the	
  Law	
  
in	
   the	
   Public	
   Sector,	
   David	
   H.	
   Rosenbloom,	
   Robert	
   S.	
   Kravchuk	
   and	
   Richard	
   M.	
  
Clerkin	
  depict	
  how	
  democracy	
  requires	
  a	
  sense	
  of	
  equality,	
  rotation	
  of	
  officials	
  in	
  
public	
   office,	
   the	
   preservation	
   of	
   freedom,	
   a	
   pluralistic	
   approach	
   to	
   governance,	
  
citizen	
  participation,	
  openness,	
  facilitating	
  a	
  sense	
  of	
  community	
  and	
  governmental	
  
legitimacy	
  based	
  on	
  election.	
  On	
  the	
  other	
  hand,	
  the	
  authors	
  state	
  that	
  bureaucracy	
  
favors	
   hierarchy,	
   seniority,	
   command	
   (and	
   control),	
   unity,	
   participation	
   based	
   on	
  
expertise,	
  secrecy,	
  impersonality,	
  and	
  legitimacy	
  based	
  on	
  expertise.	
  	
  So	
  goes	
  what	
  
my	
  colleagues,	
  David	
  Y.	
  Miller	
  and	
  Raymond	
  W.	
  Cox	
  III,	
  refer	
  to	
  as	
  “the	
  unresolved	
  
and	
  necessary	
  tension	
  between	
  the	
  legal	
  nature	
  of	
  our	
  local	
  governments	
  and	
  their	
  
political-­‐cultural	
   nature.”	
   	
   Although	
   their	
   concept	
   of	
   tension	
   is	
   not	
   specific	
   to	
  
California,	
   or	
   even	
   limited	
   to	
   municipalities,	
   it	
   does	
   provide	
   a	
   foundational	
  
understanding	
  as	
  to	
  the	
  historic	
  relationship	
  of	
  citizens	
  and	
  their	
  government.	
  When	
  
the	
   general	
   political-­‐culture	
   of	
   the	
   constituency	
   is	
   uncomfortable	
   a	
   more	
   direct	
  
democratic	
  involvement	
  tends	
  to	
  occur.	
  	
  After	
  all,	
  California	
  is	
  the	
  self-­‐proclaimed	
  
epicenter	
  for	
  the	
  Initiative	
  and	
  Referendum	
  process	
  as	
  evidenced	
  by	
  the	
  landmark	
  
Proposition	
  13	
  that	
  completely	
  changed	
  the	
  financial	
  structure,	
  and	
  the	
  authority,	
  of	
  
State	
   and	
   local	
   government.	
   	
   Proposition	
   13,	
   a	
   cadre	
   of	
   successive	
   revenue	
  
restricting	
   initiatives,	
   and	
   the	
   implementation	
   of	
   term	
   limits	
   for	
   State	
   elected	
  
officials	
  serve	
  as	
  some	
  of	
  the	
  most	
  visible	
  examples	
  of	
  the	
  general	
  public’s	
  interest	
  in	
  
controlling	
   government.	
   	
   The	
   California	
   Republic	
   does	
   not	
   totally	
   function	
   as	
   a	
  
republic.	
  
	
  
A	
  Word	
  About	
  Home	
  Rule	
  in	
  California	
  
	
  
In	
   2012	
   I	
   wrote	
   a	
   commentary	
   in	
   response	
   to	
   an	
   essay	
   pertaining	
   to	
   regional	
  
governance.	
   	
   In	
   that	
   commentary	
   I	
   stated:	
   “…a	
   city’s	
   notion	
   of	
   home	
   rule	
   is	
  
somewhat	
   of	
   a	
   romantic	
   ideal	
   steeped	
   in	
   the	
   Jeffersonian	
   notion	
   of	
   small-­‐town	
  
governance	
  that	
  is	
  apart	
  from	
  the	
  interference	
  of	
  higher	
  levels	
  of	
  government.”	
  	
  My	
  
comment	
  is	
  in	
  direct	
  conflict	
  with	
  the	
  1868	
  dicta	
  of	
  the	
  State	
  of	
  Iowa’s	
  Justice	
  John	
  
Dillon,	
   which	
   opines	
   that	
   local	
   governments	
   “are	
   mere	
   tenants	
   at	
   will	
   of	
   their	
  
respective	
  state	
  legislatures.”	
  	
  They	
  (cities)	
  could	
  be	
  eliminated	
  by	
  the	
  legislature	
  
with	
  a	
  “stroke	
  of	
  the	
  pen.”	
  	
  His	
  opinion	
  certainly	
  materialized	
  in	
  reality	
  in	
  California	
  
when	
  the	
  legislature	
  eliminated	
  local	
  redevelopment	
  agencies.	
  	
  	
  
	
  
Yet	
  the	
  civic	
  need	
  for	
  home	
  rule	
  continues.	
  California	
  law	
  actually	
  provides	
  clarity	
  of	
  
the	
  home	
  rule	
  concept	
  through	
  its	
  definition	
  of	
  Charter	
  and	
  General	
  Law	
  cities.	
  	
  The	
  
League	
  of	
  California	
  Cities	
  outlines	
  the	
  difference:	
  
	
  
“The	
   California	
   Constitution	
   gives	
   cities	
   the	
   power	
   to	
   become	
   charter	
  
cities.	
  	
  The	
  benefit	
  of	
  becoming	
  a	
  charter	
  city	
  is	
  that	
  charter	
  cities	
  have	
  
supreme	
   authority	
   over	
   ‘municipal	
   affairs.’	
   	
   In	
   other	
   words,	
   a	
   charter	
  
city’s	
   law	
   concerning	
   a	
   municipal	
   affair	
   will	
   trump	
   a	
   state	
   law	
  
governing	
  the	
  same	
  topic.”	
  	
  	
  
	
  
“Cities	
  that	
  have	
  not	
  adopted	
  a	
  charter	
  are	
  general	
  law	
  cities.	
  	
  General	
  
law	
   cities	
   are	
   bound	
   by	
   the	
   State’s	
   general	
   law,	
   even	
   with	
   respect	
   to	
  
municipal	
  affairs.”	
  
	
  
“The	
  charter	
  city	
  provision	
  of	
  the	
  State	
  Constitution,	
  commonly	
  referred	
  
to	
  as	
  the	
  “Home	
  Rule”	
  provision,	
  is	
  based	
  on	
  the	
  principle	
  that	
  a	
  city,	
  
rather	
  than	
  the	
  state,	
  is	
  in	
  the	
  best	
  position	
  to	
  know	
  what	
  it	
  needs	
  and	
  to	
  
satisfy	
  those	
  needs.”	
  
	
  
Whether	
   charter	
   or	
   general	
   law,	
   cities	
   are	
   about	
   direct	
   control	
   over	
   municipal	
  
affairs.	
  	
  At	
  the	
  local	
  level	
  California	
  emulates	
  the	
  notion	
  of	
  Home	
  Rule	
  through	
  its	
  58	
  
counties,	
   482	
   cities,	
   (108	
   of	
   them	
   charter	
   cities),	
   1,050	
   school	
   districts	
   and	
  
approximately	
   2,300	
   independent	
   special	
   districts.	
   	
   Dividing	
   California	
   into	
   six	
  
smaller	
  units	
  certainly	
  appears	
  to	
  bolster	
  the	
  constituency’s	
  need	
  for	
  greater	
  control	
  
through	
  the	
  notion	
  of	
  Home	
  Rule.	
  	
  	
  
	
  
	
  
The	
  Six	
  Californias	
  Initiative	
  	
  
	
  
Dividing	
   the	
   State	
   is	
   certainly	
   not	
   a	
   new	
   conversation.	
   	
   The	
   recurring	
   dialog	
  
pertaining	
  to	
  the	
  State	
  of	
  Jefferson	
  is	
  proof	
  enough.	
  	
  But	
  why	
  create	
  six	
  Californias?	
  	
  
Why	
   not	
   two,	
   three,	
   seven	
   or	
   eight?	
   Why	
   split	
   the	
   California	
   body	
   politic	
   at	
   all?	
  
There	
  is	
  nothing	
  new	
  about	
  the	
  differences	
  between	
  the	
  north	
  and	
  south	
  or	
  even	
  the	
  
east	
  and	
  the	
  west.	
  	
  The	
  supporters	
  of	
  the	
  recently	
  failed	
  Six	
  Californias	
  Initiative	
  say	
  
the	
   State	
   is	
   too	
   large	
   and	
   ungovernable.	
   	
   The	
   implication	
   is	
   the	
   State’s	
   existing	
  
political,	
  legal	
  and	
  bureaucratic	
  environment	
  is	
  too	
  cumbersome,	
  too	
  lethargic,	
  and	
  
too	
  removed	
  to	
  adequately	
  address	
  the	
  myriad	
  of	
  issues	
  facing	
  California	
  today.	
  	
  The	
  
Six	
  Californias	
  message—smaller	
  multiple	
  independent	
  state	
  governments	
  would	
  be	
  
more	
  representative,	
  more	
  responsive,	
  and	
  more	
  accountable.	
  	
  	
  
	
  
These	
  assertions	
  maybe	
  true	
  predicated	
  on	
  the	
  notion	
  of	
  greater	
  accessibility.	
  	
  They	
  
may	
  not	
  be	
  true	
  absent	
  adequate	
  public,	
  and	
  private,	
  resources.	
  	
  At	
  least	
  for	
  now,	
  the	
  
suppositions	
  of	
  the	
  Six	
  Californias	
  won’t	
  be	
  evaluated	
  at	
  the	
  ballot	
  box,	
  in	
  the	
  courts,	
  
or	
  on	
  the	
  legislative	
  floors	
  of	
  Sacramento	
  and	
  Washington	
  D.C.	
  	
  	
  The	
  Initiative	
  fell	
  
short	
   of	
   the	
   required	
   number	
   of	
   signatures	
   needed	
   to	
   make	
   it	
   onto	
   the	
   next	
  
statewide	
  ballot.	
  	
  Yet	
  this	
  effort	
  is	
  reflective	
  yet	
  again	
  of	
  a	
  strained,	
  if	
  not	
  estranged,	
  
relationship	
  between	
  government	
  and	
  the	
  governed.	
  	
  	
  
	
  
So	
  what	
  are	
  the	
  reasons	
  behind	
  the	
  reasons,	
  for	
  Six	
  Californias?	
  Is	
  the	
  immensity	
  of	
  
the	
   California	
   Republic	
   itself	
   just	
   too	
   overwhelming	
   thus	
   underscoring	
   how	
   little	
  
control	
  each	
  of	
  us	
  has	
  in	
  determining	
  its	
  direction?	
  	
  Is	
  there	
  an	
  emerging	
  reality	
  that	
  
California	
  is	
  not	
  living	
  up	
  to	
  its	
  larger	
  than	
  life	
  representation	
  as	
  the	
  land	
  of	
  equal	
  
opportunity?	
  	
  Is	
  it	
  the	
  struggle	
  to	
  balance	
  the	
  established	
  form	
  of	
  a	
  representative	
  
government	
   with	
   society’s	
   need	
   for	
   direct	
   democracy?	
   	
   Is	
   ideological,	
   cultural,	
  
ethnic,	
  and	
  socio-­‐economic	
  diversity	
  just	
  to	
  complicated	
  to	
  even	
  establish	
  a	
  list	
  of	
  
common	
  priorities	
  or	
  to	
  even	
  plot	
  a	
  course?	
  Is	
  it	
  to	
  taxed?	
  Is	
  it	
  too	
  susceptible	
  to	
  the	
  
wide	
   swings	
   in	
   the	
   economy?	
   	
   Is	
   its	
   penal,	
   educational	
   and	
   financial	
   systems	
   too	
  
handcuffed	
  by	
  poorly	
  written	
  initiatives?	
  	
  To	
  one	
  extent	
  or	
  another,	
  I	
  would	
  suspect	
  
that	
  the	
  impetus	
  for	
  change	
  is	
  proportionally	
  predicated	
  on	
  each,	
  and	
  many	
  more,	
  of	
  
these	
  causations.	
  
	
  	
  	
  
Yet	
  of	
  the	
  proposed	
  six	
  states,	
  one	
  would	
  have	
  had	
  the	
  highest	
  per	
  capita	
  income	
  of	
  
any	
  state	
  in	
  the	
  nation	
  while	
  another	
  would	
  have	
  had	
  the	
  lowest.	
  	
  	
  How	
  could	
  this	
  
be?	
   	
   Why	
   would	
   it	
   even	
   be	
   suggested	
   knowing	
   it	
   would	
   exasperate	
   the	
   already	
  
highly	
  sensitive	
  issue	
  regarding	
  inequality	
  in	
  America?	
  
	
  
“The	
  six	
  states	
  emerged	
  as	
  natural	
  regions	
  during	
  the	
  extensive	
  research	
  
process	
   before	
   writing	
   the	
   initiative.	
   It's	
   true	
   that	
   the	
   new	
   states	
   will	
  
neither	
  be	
  the	
  same	
  size	
  nor	
  have	
  the	
  same	
  population,	
  but	
  that's	
  also	
  
true	
   for	
   the	
   50	
   states	
   that	
   already	
   exist.	
   The	
   populations	
   of	
   the	
   new	
  
states	
  will	
  fluctuate,	
  but	
  the	
  lines	
  were	
  drawn	
  based	
  on	
  various	
  statistics	
  
including	
   population,	
   demographics,	
   value	
   systems,	
   prominent	
  
industries,	
   income	
   levels,	
   water	
   issues,	
   geography,	
   and	
   other	
  
considerations.”	
  
The	
  Six	
  Californias	
  
	
  
One	
  could	
  speculate	
  that	
  if	
  the	
  Initiative	
  had	
  followed	
  the	
  fiscal	
  feasibility	
  process	
  
similar	
  to	
  the	
  one	
  required	
  for	
  municipal	
  incorporations	
  it	
  might	
  have	
  had	
  a	
  more	
  
discernable	
   and	
   plausible	
   explanation	
   as	
   to	
   the	
   reasoning	
   behind	
   the	
   proposed	
  
boundaries	
  of	
  the	
  six.	
  	
  	
  
	
  
It	
  doesn’t	
  really	
  seem	
  it	
  was	
  about	
  the	
  data.	
  	
  I	
  would	
  posit	
  that	
  it	
  was	
  the	
  primacy	
  of	
  
local	
  control,	
  fiscal	
  control	
  in	
  particular,	
  that	
  served	
  as	
  the	
  impetus	
  behind	
  the	
  Six	
  
California	
  Initiative.	
  
	
  
Lessons	
  Learned	
  	
  
	
  
For	
  both	
  educational	
  and	
  entertainment	
  purposes,	
  we	
  should	
  consider	
  watching	
  the	
  
syndicated	
   reruns	
   of	
   “Park	
   and	
   Recreation.”	
   	
   We	
   could	
   come	
   away	
   with	
   a	
   much	
  
clearer	
   understanding	
   of	
   the	
   California	
   psyche	
   than	
   just	
   gleaning	
   through	
   the	
  
myriad	
   of	
   statistics	
   and	
   the	
   anecdotal	
   analyses	
   of	
   governmental	
   experts,	
   local	
  
gadflies,	
  and	
  partisan	
  political	
  pundits.	
  However,	
  I	
  must	
  confess,	
  I	
  am	
  a	
  fan	
  of	
  Jon	
  
Stewart’s	
   Daily	
   Show.	
   	
   In	
   deference	
   to	
   these	
   parities’	
   contemporary	
   view	
   of	
  
government,	
  we	
  should	
  not	
  forget	
  how	
  we	
  got	
  here.	
  	
  	
  
	
  
History	
  is	
  important.	
  The	
  transition	
  from	
  the	
  sovereign	
  association	
  with	
  Spain,	
  to	
  
Mexico,	
  to	
  America	
  is	
  significant.	
  	
  The	
  accumulated	
  vestiges	
  of	
  these	
  arrangements	
  
along	
   with	
   the	
   continuing	
   patterns	
   of	
   domestic	
   migration	
   and	
   international	
  
immigration	
  are	
  in	
  California’s	
  DNA.	
  	
  	
  Yet	
  this	
  is	
  not	
  the	
  same	
  place	
  Hiram	
  Johnson	
  
governed	
  during	
  the	
  turn	
  of	
  the	
  20th	
  century	
  while	
  ushering	
  in	
  the	
  Progressive	
  Era	
  
and	
  the	
  Initiative	
  process.	
  	
  It	
  is	
  not	
  the	
  same	
  place	
  that	
  Earl	
  Warren,	
  Goodwin	
  Knight	
  
and	
  Edmund	
  “Pat”	
  Brown	
  governed	
  during	
  the	
  “let’s	
  negotiate	
  and	
  get	
  things	
  done”	
  
era	
  of	
  the	
  40’s,	
  50’s	
  and	
  60’s.	
  	
  This	
  was	
  the	
  unprecedented	
  period	
  of	
  constructing	
  
California’s	
  physical	
  infrastructure	
  and	
  the	
  adoption	
  of	
  California’s	
  Master	
  Plan	
  for	
  
Higher	
  Education.	
  	
  	
  Not	
  to	
  short	
  shrift	
  and	
  other	
  period,	
  history	
  is	
  just	
  that,	
  history	
  
along	
  with	
  all	
  of	
  its	
  cumulative	
  causes	
  and	
  effects.	
  The	
  effort	
  to	
  subdivide	
  the	
  State	
  
into	
  six	
  smaller	
  pieces	
  is	
  just	
  one	
  of	
  the	
  latest	
  in	
  a	
  series	
  of	
  engagements	
  that	
  help	
  all	
  
of	
   us	
   understand	
   the	
   historic	
   and	
   contemporary	
   concept	
   called	
   California,	
   even	
  
through	
  its	
  on-­‐going	
  cycles	
  of	
  droughts,	
  fires	
  and	
  water	
  wars.	
  	
  	
  In	
  some	
  ways	
  its	
  non-­‐
physical	
  self	
  mirrors	
  its	
  own	
  topography.	
  	
  At	
  times,	
  it	
  is	
  at	
  the	
  highest	
  point	
  in	
  the	
  
continental	
  lower	
  40	
  emulated	
  by	
  Mount	
  Whitney.	
  	
  At	
  other	
  times,	
  it	
  can	
  feel	
  like	
  
282	
  feet	
  below	
  sea	
  level	
  on	
  the	
  floor	
  of	
  Death	
  Valley.	
  	
  Fortunately,	
  it	
  usually	
  hovers	
  
somewhere	
  in	
  between.	
  	
  	
  
	
  
A	
  Closer	
  Look	
  at	
  the	
  Six	
  
	
  
In	
  the	
  following	
  weeks,	
  six	
  authors	
  will	
  undertake	
  the	
  process	
  of	
  further	
  defining	
  
California	
  within	
  the	
  context	
  of	
  the	
  Initiative’s	
  proposed	
  six	
  sovereign	
  regions.	
  	
  	
  I	
  
would	
  suppose	
  that	
  each	
  will	
  depict	
  the	
  unique	
  characteristics	
  of	
  their	
  respective	
  
geographic	
  locations	
  but	
  will	
  also	
  underline	
  their	
  individual	
  nuances	
  and	
  challenges	
  
of	
   civic	
   engagement,	
   governance	
   and	
   local	
   government	
   management.	
   	
   How	
  
governance	
  in	
  general	
  is	
  conducted	
  constantly	
  changes,	
  especially	
  when	
  geographic,	
  
economic,	
  and	
  demographic	
  differences	
  can	
  be	
  so	
  pronounced.	
  	
  	
  The	
  same	
  may	
  even	
  
hold	
  true	
  between	
  jurisdictions	
  sharing	
  common	
  borders.	
  	
  In	
  any	
  event,	
  we	
  are	
  all	
  in	
  
this	
  together,	
  whether	
  in	
  California	
  or	
  elsewhere.	
  	
  Just	
  remember	
  Don	
  Henley’s	
  and	
  
Glenn	
  Frey’s	
  lyrics	
  from	
  Hotel	
  California:	
  
	
  
Last	
  thing	
  I	
  remember,	
  I	
  was	
  running	
  for	
  the	
  door,	
  I	
  had	
  to	
  find	
  the	
  
passage	
  back	
  to	
  the	
  place	
  I	
  was	
  before,	
  "Relax,	
  "	
  said	
  the	
  night	
  man,	
  "We	
  
are	
  programmed	
  to	
  receive.	
  
You	
  can	
  check	
  out	
  any	
  time	
  you	
  like,	
  but	
  you	
  can	
  never	
  leave!	
  "	
  
	
  
	
  
	
  
	
  
Stephen	
   G.	
   Harding	
  is	
  an	
  Adjunct	
  Professor	
  at	
  Northwestern	
  University	
  and	
  the	
  University	
  of	
  La	
  
Verne.	
  	
  He	
  has	
  served	
  as	
  the	
  City	
  Manager	
  of	
  the	
  Cities	
  of	
  Murrieta	
  and	
  Jurupa	
  Valley,	
  President	
  of	
  the	
  
City	
  of	
  San	
  Diego’s	
  Southeastern	
  Development	
  Corporation,	
  Deputy	
  City	
  Manager	
  of	
  the	
  City	
  of	
  Santa	
  
Ana,	
  and	
  Executive	
  Director	
  of	
  the	
  City	
  of	
  Santa	
  Ana’s	
  Redevelopment	
  Agency	
  and	
  Housing	
  Authority.	
  
His	
  private	
  sector	
  experience	
  includes	
  vice	
  presidencies	
  in	
  the	
  real	
  estate	
  development,	
  municipal	
  
management	
  and	
  financial	
  advisory	
  services	
  industry.	
  	
  	
  
	
  
E-­‐mail:	
  stephen.harding@northwestern.edu	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  sharding@laverne.edu	
  
	
  

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Making civic sense of california 7

  • 1. First  in  a  Series     Making  Civic  Sense  of  California-­‐-­‐   Six  or  Otherwise   By  Stephen  G.  Harding     “One  of  the  major  challenges  facing  California  in  the  new  century  is  how   to  make  a  whole  out  of  the  sum  of  its  parts.”     Mark  Baldassare   President  &  CEO   Public  Policy  Institute  of  California       How  do  Californians  make  California  whole  out  of  the  sum  of  its  parts?    Yet  how  do   we  define  whole?    What  are  the  parts?    For  that  matter,  what  constitutes  California   and  who  actually  are  Californians?      It  would  seem  that  the  answer  to  each  of  these   questions  depends  upon  who  is  asking,  from  what  venue,  which  vantage  point,  and   what  place  in  time.      From  this  we  may  begin  to  understand  the  impetus  behind  the   citizen  initiative  designed  to  split  California  into  six  separate  states.     Defined  by  Numbers     Kevin  Starr,  the  iconic  California  historian,  has  called  the  country’s  31st  state  a  global   commonwealth,  a  nation-­‐state.    Physically  it  is  the  3rd    largest  state  among  the  50   comprising  nearly  163,700  square  miles,  840  miles  of  coastline,  while  offering  every   type  of  climatic  region  other  than,  ironically,  tropical.  Demographically,  it  is  home  to   more   than   38.8   million   people   with   over   12%   of   the   nation   living   in   the   Golden   State.    One  tenth  of  California’s  population  lives  in  the  City  of  Los  Angeles  alone.    It  is   one  of  only  two  states  with  more  Latinos  (39%)  than  whites  (38.8%).    It  is  second   only  to  Hawaii  in  the  percentage  of  ethnic  Asians.    California  more  than  doubles  the   national   average   of   foreign-­‐born   residents   and   those   that   speak   a   language   other   than   English   at   home.     Household   profiles   now   include   a   greater   number   of   individuals   living   alone   than   in   a   home   occupied   by   two-­‐adults,   one   and   half   children,  and  a  minivan  in  the  driveway.    The  female  head-­‐of-­‐household  structure  is   growing  as  are  the  number  of  adult  children  living  with  their  parents.         California   has   some   of   the   highest   concentrations   of   per-­‐capita   incomes   in   the   country.   It   also   has   the   highest   percentage   of   the   nation’s   population   living   at   or   below  the  poverty  line  when  considering  the  cost  of  housing  by  geographic  location.     Financial   capital   and   individual   wealth   are   primarily   located   along   it’s   coastal   metropolitan   regions   while   the   highest   levels   of   poverty   and   unemployment   are   mostly  evidenced  in  many  of  the  older  inner  ring  suburbs,  newer  exurbs,  and  the   more   rural   and   agricultural   reaches   of   northern,   central   and   the   southeastern   portions   of   the   State.     Through   self-­‐selected   or   externally   induced   gentrification,   inner-­‐city  residents  no  longer  define  concentrated  poverty.      
  • 2. California   produces   a   Gross   Domestic   Product   (GDP)   of   $2.2   Trillion.   When   compared  to  sovereign  nations,  it  is  the  9th  largest  economy  in  the  world.    Its  GDP  is   roughly  the  size  of  Italy’s  and  greater  than  that  of  Russia.  The  ports  of  Los  Angeles   and  Long  Beach  are  the  busiest  in  the  United  States  moving  nearly  3  times  more   cargo   containers   than   New   York   and   New   Jersey.     It   is   home   to   the   corporate   headquarters   of   more   Fortune   500   Companies   than   any   state.     Agriculturally,   it   leads   the   country   in   dairy   production   while   more   than   half   of   the   nation’s   fruits,   nuts  and  vegetables  come  from  its  farmlands.    For  nearly  100  years  it  has  been  able   to   partially   write   its   own   script   by   being   home   to   the   movie   and   entertainment   industry  and  more  recently,  the  center  of  technology  in  the  Silicon  Valley.    As  such,   the   more   positive   statistics   end   up   on   the   economic   development   web   pages   of   various   governmental   and   business   based   organizations   charged   with   marketing.     The  not  so  positive  statistics  are  forwarded  to  the  other  governmental,  non-­‐profit,   and  educational  institutions  charged  with  social  services  and  public  safety.           ‘Not  everything  that  can  be  counted  counts”     Albert  Einstein       Not  in  the  Numbers     So   what   is   missing   from   these   numerical   accounts?   Demographic   profiles   and   measurements  alone  can  be  one-­‐dimensional  and  in  this  instance,  certainly  are  not   reflective  of  how  California  actually  works,  at  least  at  the  political,  civic,  cultural,  and   socio-­‐economic  levels.      It  is  not  the  purpose  of  this  essay  to  attempt  to  delve  into   the   complexities   of   the   interrelationships   of   individual   and   community   based   characteristics  other  than  to  acknowledge  these  variables  exist  and  have  a  cause  and   effect   on   human   activity   regardless   of   location.     Yet   noting   some   of   the   primary   characteristics  of  democracy,  such  as  voting,  politics,  and  the  relationship  between   government   and   the   governed,   should   shed   light   on   the   workings   of   California   through  it’s  particular  form  of  civic  engagement.       “Not  everything  that  counts  can  be  counted”     Stephen  Marche       Control  Through  Direct  Democracy       In  their  text,  Public  Administration-­‐Understanding  Management,  Politics,  and  the  Law   in   the   Public   Sector,   David   H.   Rosenbloom,   Robert   S.   Kravchuk   and   Richard   M.   Clerkin  depict  how  democracy  requires  a  sense  of  equality,  rotation  of  officials  in   public   office,   the   preservation   of   freedom,   a   pluralistic   approach   to   governance,   citizen  participation,  openness,  facilitating  a  sense  of  community  and  governmental   legitimacy  based  on  election.  On  the  other  hand,  the  authors  state  that  bureaucracy  
  • 3. favors   hierarchy,   seniority,   command   (and   control),   unity,   participation   based   on   expertise,  secrecy,  impersonality,  and  legitimacy  based  on  expertise.    So  goes  what   my  colleagues,  David  Y.  Miller  and  Raymond  W.  Cox  III,  refer  to  as  “the  unresolved   and  necessary  tension  between  the  legal  nature  of  our  local  governments  and  their   political-­‐cultural   nature.”     Although   their   concept   of   tension   is   not   specific   to   California,   or   even   limited   to   municipalities,   it   does   provide   a   foundational   understanding  as  to  the  historic  relationship  of  citizens  and  their  government.  When   the   general   political-­‐culture   of   the   constituency   is   uncomfortable   a   more   direct   democratic  involvement  tends  to  occur.    After  all,  California  is  the  self-­‐proclaimed   epicenter  for  the  Initiative  and  Referendum  process  as  evidenced  by  the  landmark   Proposition  13  that  completely  changed  the  financial  structure,  and  the  authority,  of   State   and   local   government.     Proposition   13,   a   cadre   of   successive   revenue   restricting   initiatives,   and   the   implementation   of   term   limits   for   State   elected   officials  serve  as  some  of  the  most  visible  examples  of  the  general  public’s  interest  in   controlling   government.     The   California   Republic   does   not   totally   function   as   a   republic.     A  Word  About  Home  Rule  in  California     In   2012   I   wrote   a   commentary   in   response   to   an   essay   pertaining   to   regional   governance.     In   that   commentary   I   stated:   “…a   city’s   notion   of   home   rule   is   somewhat   of   a   romantic   ideal   steeped   in   the   Jeffersonian   notion   of   small-­‐town   governance  that  is  apart  from  the  interference  of  higher  levels  of  government.”    My   comment  is  in  direct  conflict  with  the  1868  dicta  of  the  State  of  Iowa’s  Justice  John   Dillon,   which   opines   that   local   governments   “are   mere   tenants   at   will   of   their   respective  state  legislatures.”    They  (cities)  could  be  eliminated  by  the  legislature   with  a  “stroke  of  the  pen.”    His  opinion  certainly  materialized  in  reality  in  California   when  the  legislature  eliminated  local  redevelopment  agencies.         Yet  the  civic  need  for  home  rule  continues.  California  law  actually  provides  clarity  of   the  home  rule  concept  through  its  definition  of  Charter  and  General  Law  cities.    The   League  of  California  Cities  outlines  the  difference:     “The   California   Constitution   gives   cities   the   power   to   become   charter   cities.    The  benefit  of  becoming  a  charter  city  is  that  charter  cities  have   supreme   authority   over   ‘municipal   affairs.’     In   other   words,   a   charter   city’s   law   concerning   a   municipal   affair   will   trump   a   state   law   governing  the  same  topic.”         “Cities  that  have  not  adopted  a  charter  are  general  law  cities.    General   law   cities   are   bound   by   the   State’s   general   law,   even   with   respect   to   municipal  affairs.”     “The  charter  city  provision  of  the  State  Constitution,  commonly  referred   to  as  the  “Home  Rule”  provision,  is  based  on  the  principle  that  a  city,   rather  than  the  state,  is  in  the  best  position  to  know  what  it  needs  and  to   satisfy  those  needs.”    
  • 4. Whether   charter   or   general   law,   cities   are   about   direct   control   over   municipal   affairs.    At  the  local  level  California  emulates  the  notion  of  Home  Rule  through  its  58   counties,   482   cities,   (108   of   them   charter   cities),   1,050   school   districts   and   approximately   2,300   independent   special   districts.     Dividing   California   into   six   smaller  units  certainly  appears  to  bolster  the  constituency’s  need  for  greater  control   through  the  notion  of  Home  Rule.           The  Six  Californias  Initiative       Dividing   the   State   is   certainly   not   a   new   conversation.     The   recurring   dialog   pertaining  to  the  State  of  Jefferson  is  proof  enough.    But  why  create  six  Californias?     Why   not   two,   three,   seven   or   eight?   Why   split   the   California   body   politic   at   all?   There  is  nothing  new  about  the  differences  between  the  north  and  south  or  even  the   east  and  the  west.    The  supporters  of  the  recently  failed  Six  Californias  Initiative  say   the   State   is   too   large   and   ungovernable.     The   implication   is   the   State’s   existing   political,  legal  and  bureaucratic  environment  is  too  cumbersome,  too  lethargic,  and   too  removed  to  adequately  address  the  myriad  of  issues  facing  California  today.    The   Six  Californias  message—smaller  multiple  independent  state  governments  would  be   more  representative,  more  responsive,  and  more  accountable.         These  assertions  maybe  true  predicated  on  the  notion  of  greater  accessibility.    They   may  not  be  true  absent  adequate  public,  and  private,  resources.    At  least  for  now,  the   suppositions  of  the  Six  Californias  won’t  be  evaluated  at  the  ballot  box,  in  the  courts,   or  on  the  legislative  floors  of  Sacramento  and  Washington  D.C.      The  Initiative  fell   short   of   the   required   number   of   signatures   needed   to   make   it   onto   the   next   statewide  ballot.    Yet  this  effort  is  reflective  yet  again  of  a  strained,  if  not  estranged,   relationship  between  government  and  the  governed.         So  what  are  the  reasons  behind  the  reasons,  for  Six  Californias?  Is  the  immensity  of   the   California   Republic   itself   just   too   overwhelming   thus   underscoring   how   little   control  each  of  us  has  in  determining  its  direction?    Is  there  an  emerging  reality  that   California  is  not  living  up  to  its  larger  than  life  representation  as  the  land  of  equal   opportunity?    Is  it  the  struggle  to  balance  the  established  form  of  a  representative   government   with   society’s   need   for   direct   democracy?     Is   ideological,   cultural,   ethnic,  and  socio-­‐economic  diversity  just  to  complicated  to  even  establish  a  list  of   common  priorities  or  to  even  plot  a  course?  Is  it  to  taxed?  Is  it  too  susceptible  to  the   wide   swings   in   the   economy?     Is   its   penal,   educational   and   financial   systems   too   handcuffed  by  poorly  written  initiatives?    To  one  extent  or  another,  I  would  suspect   that  the  impetus  for  change  is  proportionally  predicated  on  each,  and  many  more,  of   these  causations.         Yet  of  the  proposed  six  states,  one  would  have  had  the  highest  per  capita  income  of   any  state  in  the  nation  while  another  would  have  had  the  lowest.      How  could  this   be?     Why   would   it   even   be   suggested   knowing   it   would   exasperate   the   already   highly  sensitive  issue  regarding  inequality  in  America?    
  • 5. “The  six  states  emerged  as  natural  regions  during  the  extensive  research   process   before   writing   the   initiative.   It's   true   that   the   new   states   will   neither  be  the  same  size  nor  have  the  same  population,  but  that's  also   true   for   the   50   states   that   already   exist.   The   populations   of   the   new   states  will  fluctuate,  but  the  lines  were  drawn  based  on  various  statistics   including   population,   demographics,   value   systems,   prominent   industries,   income   levels,   water   issues,   geography,   and   other   considerations.”   The  Six  Californias     One  could  speculate  that  if  the  Initiative  had  followed  the  fiscal  feasibility  process   similar  to  the  one  required  for  municipal  incorporations  it  might  have  had  a  more   discernable   and   plausible   explanation   as   to   the   reasoning   behind   the   proposed   boundaries  of  the  six.         It  doesn’t  really  seem  it  was  about  the  data.    I  would  posit  that  it  was  the  primacy  of   local  control,  fiscal  control  in  particular,  that  served  as  the  impetus  behind  the  Six   California  Initiative.     Lessons  Learned       For  both  educational  and  entertainment  purposes,  we  should  consider  watching  the   syndicated   reruns   of   “Park   and   Recreation.”     We   could   come   away   with   a   much   clearer   understanding   of   the   California   psyche   than   just   gleaning   through   the   myriad   of   statistics   and   the   anecdotal   analyses   of   governmental   experts,   local   gadflies,  and  partisan  political  pundits.  However,  I  must  confess,  I  am  a  fan  of  Jon   Stewart’s   Daily   Show.     In   deference   to   these   parities’   contemporary   view   of   government,  we  should  not  forget  how  we  got  here.         History  is  important.  The  transition  from  the  sovereign  association  with  Spain,  to   Mexico,  to  America  is  significant.    The  accumulated  vestiges  of  these  arrangements   along   with   the   continuing   patterns   of   domestic   migration   and   international   immigration  are  in  California’s  DNA.      Yet  this  is  not  the  same  place  Hiram  Johnson   governed  during  the  turn  of  the  20th  century  while  ushering  in  the  Progressive  Era   and  the  Initiative  process.    It  is  not  the  same  place  that  Earl  Warren,  Goodwin  Knight   and  Edmund  “Pat”  Brown  governed  during  the  “let’s  negotiate  and  get  things  done”   era  of  the  40’s,  50’s  and  60’s.    This  was  the  unprecedented  period  of  constructing   California’s  physical  infrastructure  and  the  adoption  of  California’s  Master  Plan  for   Higher  Education.      Not  to  short  shrift  and  other  period,  history  is  just  that,  history   along  with  all  of  its  cumulative  causes  and  effects.  The  effort  to  subdivide  the  State   into  six  smaller  pieces  is  just  one  of  the  latest  in  a  series  of  engagements  that  help  all   of   us   understand   the   historic   and   contemporary   concept   called   California,   even   through  its  on-­‐going  cycles  of  droughts,  fires  and  water  wars.      In  some  ways  its  non-­‐ physical  self  mirrors  its  own  topography.    At  times,  it  is  at  the  highest  point  in  the   continental  lower  40  emulated  by  Mount  Whitney.    At  other  times,  it  can  feel  like   282  feet  below  sea  level  on  the  floor  of  Death  Valley.    Fortunately,  it  usually  hovers   somewhere  in  between.        
  • 6. A  Closer  Look  at  the  Six     In  the  following  weeks,  six  authors  will  undertake  the  process  of  further  defining   California  within  the  context  of  the  Initiative’s  proposed  six  sovereign  regions.      I   would  suppose  that  each  will  depict  the  unique  characteristics  of  their  respective   geographic  locations  but  will  also  underline  their  individual  nuances  and  challenges   of   civic   engagement,   governance   and   local   government   management.     How   governance  in  general  is  conducted  constantly  changes,  especially  when  geographic,   economic,  and  demographic  differences  can  be  so  pronounced.      The  same  may  even   hold  true  between  jurisdictions  sharing  common  borders.    In  any  event,  we  are  all  in   this  together,  whether  in  California  or  elsewhere.    Just  remember  Don  Henley’s  and   Glenn  Frey’s  lyrics  from  Hotel  California:     Last  thing  I  remember,  I  was  running  for  the  door,  I  had  to  find  the   passage  back  to  the  place  I  was  before,  "Relax,  "  said  the  night  man,  "We   are  programmed  to  receive.   You  can  check  out  any  time  you  like,  but  you  can  never  leave!  "           Stephen   G.   Harding  is  an  Adjunct  Professor  at  Northwestern  University  and  the  University  of  La   Verne.    He  has  served  as  the  City  Manager  of  the  Cities  of  Murrieta  and  Jurupa  Valley,  President  of  the   City  of  San  Diego’s  Southeastern  Development  Corporation,  Deputy  City  Manager  of  the  City  of  Santa   Ana,  and  Executive  Director  of  the  City  of  Santa  Ana’s  Redevelopment  Agency  and  Housing  Authority.   His  private  sector  experience  includes  vice  presidencies  in  the  real  estate  development,  municipal   management  and  financial  advisory  services  industry.         E-­‐mail:  stephen.harding@northwestern.edu                                sharding@laverne.edu