1. Investment Reporting, Performance Measurement & Compliance:
 Produce Level 1, Level 2, and Level 3 Performance reports for clients across APAC
region.
 The Performance reports are provided on a Daily, Monthly and Weekly basis to
the Clients with accurate and on time delivery.
 The Performance for the Funds is started after receiving the Signoff from the
Fund Accounting Team.
 The Market value and Cash Flows feeds are extracted from the fund accounting
system by running reports and fund performance is calculated.
 The Fund Performance is calculated using different methodologies for each and
every client based on specifications.
 The Different methodologies include TWRR, Modified Dietz, Income based Return,
Money Weighted return and Stop the Clock.
 The Fund Performance results for different sectors, securities and asset classes
are calculated based on the structure of the client as per their investment
mandate.
 The different details of the benchmarks are been acquired from Vendor sources
such as Bloomberg, Data stream, and UBS website.
 The key task is to set up the new portfolios and Benchmarks in the spreadsheets
and system as and when notified by the Client Implementation team.
 Any Inter portfolio cash or in specie transfers will be accommodated in the
spreadsheets and systems when notified or by checking before starting the
performance reports.
 The key responsibility is also to address the client requirement in any changes to
the reporting patterns or changes to the security or the portfolios, and replic ate
those changes in performance systems.
 The Performance results are been sent across to the Clients via Software Codex,
which can be used only in Apple IMac Platform.
 The Clients can access the performance reports through their Apple I phones and
Tablets, with Pre installed Application.
 To Provide the Value at risk reporting (VAR) for different funds based on Euro
zone.
 The VAR Alerts are monitored on a hourly basis, and each and every alert is
validated and the securities are modeled incase if it gets struck in the Database.
 In addition to the Performance, we do investment compliance for different
Superannuation and Asset management clients across APAC region.
 Taking the Data from Bloomberg and uploading information for the securities for
which compliance has been carried out.
 The Different Information Involves Ratings, Yield to Maturity, Remaining Life, and
Modified duration for fixed Income securities.
 Sector and ASX Code information for the Equity Securities.
 Daily Compliance checks are carried out for the funds which are part of the
compliance mandate
 Different breaches with regards to the Prices, Trades, Positions, Ratings and
Corporate actions are investigated upon by gathering the information from the
respective teams,
 Regularly get in touch with the Investment managers, Clients to make sure all the
fund compliance standards are met.
 The main task is also to set up the securities in the compliance system as and
when there is a new investment or client on boarded.
 Establish and document compliance procedures and processes for new mandates
and Managers
 The key task is to train new employee’s investment compliance process to new
clients and managers.
 Maintain and review the Daily checklist designed for the daily compliance
monitoring.