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Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Chapter 11: Congress
• The Representatives and Senators
• Congressional Elections
• How Congress Is Organized to Make
Policy
• The Congressional Process
• Understanding Congress
• Summary
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Chapter Outline and Learning
Objectives
• The Representatives and Senators
• LO 11.1: Characterize the backgrounds of
members of Congress and assess their
impact on the ability of members of
Congress to represent average Americans.
• Congressional Elections
• LO 11.2: Identify the principal factors
influencing the outcomes in congressional
elections.
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Chapter Outline and Learning
Objectives
• How Congress Is Organized to Make Policy
• LO 11.3: Compare and contrast the House
and Senate and describe the roles of
congressional leaders, committees,
caucuses, and staff.
• The Congressional Process
• LO 11.4: Outline the path of bills to passage
and explain the influences on
congressional decision making.
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Chapter Outline and Learning
Objectives
• Understanding Congress
• LO 11.5: Assess Congress’s role as a
representative body and the impact of
representation on the scope of government.
The Representatives and Senators
LO 11.1: Characterize the backgrounds of
members of Congress and assess their impact
on the ability of members of Congress to
represent average Americans.
• The Members of Congress
• 535 Members – 100 Senators and 435 Reps.
• House members – At least age 25 and U.S.
citizens for 7 years.
• Senators – At least age 30 and U.S. citizens for
9 years.
• All members must reside in state from which
they are elected.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
To Learning Objectives
LO 11.1
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Representatives and Senators
• The Members of Congress (cont.)
• African Americans make up about 10% of
the House members and 13% of the total
population and 1 Senator is African
American.
• Hispanics make up 5.5% of the House
members and 15% of the total population
and 3 Senators are Hispanics.
To Learning Objectives
LO 11.1
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Representatives and Senators
• The Members of Congress (cont.)
• Asian Americans – 4 House members
and 2 senators.
• Native Americans – 1 House member.
• Females make up more than 50% of the
population, but only 17% of the members
of Congress with 72 in the House and 17
senators.
To Learning Objectives
LO 11.1
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Representatives and Senators
• The Members of Congress (cont.)
• Descriptive representation is representing
constituents by mirroring their personal,
politically relevant characteristics.
• Substantive representation is representing
the interests of groups.
To Learning Objectives
LO 11.1
Congressional Elections
LO 11.2: Identify the principal factors
influencing the outcomes in congressional
elections.
• Who Wins Elections?
• The Advantages of Incumbency
• The Role of Party Identification
• Defeating Incumbents
• Open Seats
• Stability and Change
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• Who Wins Elections?
• Incumbents – Those already holding
office.
• In congressional elections, incumbents
usually win.
• House elections – 90% of the incumbents
seeking reelection win and most of them
win with more than 60% of the vote.
To Learning Objectives
LO 11.2
To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• The Advantages of Incumbency
• Advertising – Ads in newspapers and on
television.
• Credit Claiming – Servicing the
constituency through casework and pork
barrel.
• Position Taking – Voting and responding
to constituents’ questions.
To Learning Objectives
LO 11.2
To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• The Advantages of Incumbency
(cont.)
• Weak Opponents – Not well known or well
qualified and lack experience and
organizational and financial backing.
• Campaign Spending – The typical
incumbent outspent the typical challenger
by a ratio of more than 3 to 1 in
Congressional races in 2008.
To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• Role of Party Identification
• Most Congress members represent
constituencies in which their party is in the
clear majority.
• Most people identify with a party, and they
reliably vote for their party’s candidates.
• About 90% of voters who identify with a
party vote for the House candidates of their
party.
To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• Defeating Incumbents
• One tarnished by scandal or corruption
becomes vulnerable to a challenger.
• Redistricting may weaken the incumbency
advantage.
• Major political tidal wave may defeat
incumbents.
To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• Open Seats
• Greater likelihood of competition.
• Most turnover occurs in open seats.
To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congressional Elections
• Stability and Change
• Incumbents provide stability in Congress.
• Change in Congress occurs less frequently
through elections.
To Learning Objectives
LO 11.2
How Congress Is Organized to Make
Policy
LO 11.3: Compare and contrast the House
and Senate, and describe the roles of
congressional leaders, committees,
caucuses, and staff.
• American Bicameralism
• Congressional Leadership
• The Committees and Subcommittees
• Caucuses: The Informal Organization
of Congress
• Congressional Staff
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• American Bicameralism
• Bicameral Legislature – A legislature
divided into two houses.
• The U.S. Congress and all state
legislatures except Nebraska’s are
bicameral.
To Learning Objectives
LO 11.3
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• American Bicameralism (cont.)
• House Rules Committee – The committee
in the House that reviews most bills coming
from a House committee before they go to
the full House.
• Rules Committee is responsive to the
House leadership because the Speaker of
the House appoints the committee’s
members.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• American Bicameralism (cont.)
• Filibuster – A strategy unique to the
Senate whereby opponents of a piece of
legislation use their right to unlimited
debate to prevent the Senate from ever
voting on a bill.
• Sixty members present and voting can halt
a filibuster.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Congressional Leadership
• Speaker of the House – An office
mandated by the Constitution and chosen
by the majority party.
• Majority leader – The principal partisan
ally of the Speaker of the House, or the
party’s manager in the Senate.
To Learning Objectives
LO 11.3
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Congressional Leadership (cont.)
• Whips – Party leaders work with the
majority leader or minority leader to count
votes beforehand and lean on waverers for
votes on bills favored by the party.
• Minority Leader – The principal leader of
the minority party in the House of
Representatives or in the Senate.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Congressional Leadership (cont.)
• President of the Senate – The Vice
President
• Vice presidents can vote to break a tie.
• Modern vice presidents are active in
representing the president’s views to
senators.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Congressional Leadership (cont.)
• Despite their stature and power,
congressional leaders cannot always move
their troops.
• Power in both houses of Congress is
decentralized.
• Leaders are elected by their party
members and must remain responsive to
them.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Committees and Subcommittees
• Standing committees – Subject matter
committees that handle bills in different
policy areas.
• Joint committees – Few subject matter
areas with membership drawn from House
and Senate
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Committees and Subcommittees
(cont.)
• Conference committees – Formed when
the Senate and the House pass a bill in
different forms to iron out the differences
and bring back a single bill.
• Select committees – Created for a
specific purpose, such as the Watergate
investigation.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Committees and Subcommittees
(cont.)
• More than 9,000 bills are submitted by
members in the course of a two-year
period.
• Every bill goes to a committee, which has
virtually the power of life and death over it.
• Legislative oversight – How the
Congress monitors bureaucracy.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Committees and Subcommittees
(cont.)
• Committee assignments help members get
reelected, gain influence, and make policy.
• New members express committee
preferences to party leaders.
• Those who have supported their party’s
leadership are favored in the selection
process as parties try to grant committee
preferences.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Committees and Subcommittees
(cont.)
• Committee Chairs – Dominant role in
scheduling hearings, hiring staff,
appointing subcommittees, and managing
committee bills on the floor.
• Seniority System – Members who have
served on the committee the longest and
whose party is the chamber majority
become chair. To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Caucuses: The Informal Organization
of Congress
• Caucus (congressional) – A group of
members of Congress sharing some
interest or characteristic.
• Caucuses are composed of members from
both parties and from both houses and
their goal is to promote the interests
around which they are formed.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
How Congress Is Organized to Make
Policy
• Congressional Staff
• Personal staff – They provide constituent
service and help with legislation.
• Committee staff – They organize
hearings, and research and write
legislation.
• Staff Agencies – CRS, GAO, and CBO
provide specific information to Congress.
To Learning Objectives
LO 11.3
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
LO 11.4: Outline the path of bills to
passage and explain the influences on
congressional decision making.
• Bill
• A bill is a proposed law drafted in legal
language.
• Anyone can draft a bill, but only a member
of the Congress can introduce a bill.
• About 9,000 bills are introduced in each
Congress.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
• How a Bill Becomes a Law
• Bill Introduction – By a member.
• Committee Action – Subcommittee
hearings and committee rewrites.
• Floor Action – Votes, debates, and
amendments offered.
• Conference Action – Compromise bill to
iron out differences.
• Presidential Decision – Sign bill into law
or veto bill. To Learning Objectives
LO 11.4
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
• Presidents and Congress: Partners
and Protagonists
• Party, Constituency, and Ideology
• Lobbyists and Interest Groups
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
• Presidents and Congress: Partners
and Protagonists
• Presidents attempt to persuade Congress
that what they want is what Congress
wants.
• Presidents have many resources to
influence Congress.
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
• Party, Constituency, and Ideology
• Party Influence – Party leaders cannot
force party members to vote a particular
way, but many do vote along party lines.
• Polarized Politics – Differences between
Democrats and Republicans in Congress
have grown considerably since 1980.
To Learning Objectives
LO 11.4
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
• Party, Constituency, and Ideology
(cont.)
• Constituency Opinion – On the
controversial issues, members are wise to
vote based on their constituency’s opinion.
• Member Ideology – The dominant
determinant of a member’s vote on most
issues is their ideology.
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
The Congressional Process
• Lobbyists and Interest Groups
• 35,000 registered lobbyists represent
12,000 organizations seeking to influence
Congress.
• The bigger the issue, the more lobbyists
will be working on it to influence legislators’
votes.
• Congress can ignore, reject, and regulate
the lobbyists.
To Learning Objectives
LO 11.4
Understanding Congress
LO 11.5: Assess Congress’s role as a
representative body and the impact of
representation on the scope of
government.
• Congress and Democracy
• Congress and the Scope of
Government
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Understanding Congress
• Congress and Democracy
• Not representative – Leadership and
committee assignments.
• Congress does try to respond to what the
people want, but some argue it could do a
better job.
• The 535 members of Congress are
responsive to the people when they make
clear what they want.
To Learning Objectives
LO 11.5
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Understanding Congress
• Congress and Democracy (cont.)
• The central legislative dilemma for
Congress is combining the faithful
representation of constituents with making
effective public policy.
• Congress tries to be both a representative
and an objective policymaking institution.
To Learning Objectives
LO 11.5
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Understanding Congress
• Congress and the Scope of
Government
• More policies by Congress means more
service to constituencies.
• More programs that get created, the bigger
the government gets.
• Contradictory – Everybody wants
government programs cut, but just not their
programs.
To Learning Objectives
LO 11.5
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.1
Summary
• The Representatives and Senators
• Congress has proportionately more whites and
males than the general population, and
members of Congress are wealthier and better
educated than the average American.
• Although they are not descriptively
representative of Americans, they may engage
in substantive representation.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Descriptive representation is
representing the
A. constituents by mirroring their
personal, politically relevant
characteristics.
B. interests of groups.
C. party platform and ideology.
D. none of the above.
To Learning Objectives
LO 11.1
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Descriptive representation is
representing the
A. constituents by mirroring their
personal, politically relevant
characteristics.
B. interests of groups.
C. party platform and ideology.
D. none of the above.
To Learning Objectives
LO 11.1
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.2
Summary
• Congressional Elections
• Incumbents usually win reelection, because
they usually draw weak opponents, are usually
better known and better funded than their
opponents, typically represent constituencies
where a clear majority share their party
affiliation, and can claim credit for aiding their
constituents.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.2
Summary
• Congressional Elections (cont.)
• However, incumbents can lose if they are
involved in a scandal, if their policy positions
are substantially out of line with their
constituents, or if the boundaries of their
districts are redrawn to reduce the percentage
of their constituents identifying with their party.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
All of following are true of
incumbents in Congress EXCEPT
A. Most incumbents decide to run for
reelection.
B. Most incumbents’ views on policy
are well known to their
constituents.
C. Most incumbents win reelection
with more than 60 percent of the
vote.
D. Most incumbents have more
campaign contributions to spend
than their opponents. To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
All of following are true of
incumbents in Congress EXCEPT
A. Most incumbents decide to run for
reelection.
B. Most incumbents’ views on policy
are well known to their
constituents.
C. Most incumbents win reelection
with more than 60 percent of the
vote.
D. Most incumbents have more
campaign contributions to spend
than their opponents. To Learning Objectives
LO 11.2
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.3
Summary
• How Congress Is Organized to Make
Policy
• House is larger, characterized by greater
centralization of power in the party leadership,
and has more party discipline than the Senate.
• Senators are more equal in power and may
exercise the option of the filibuster to stop a
majority from passing a bill.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.3
Summary
• How Congress Is Organized to Make
Policy (cont.)
• Congressional leaders are elected by their
party members and must remain responsive to
them.
• Congressional leaders cannot always depend
on the votes of the members of their party.
• Committees consider legislation and oversee
administration of policy.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.3
Summary
• How Congress Is Organized to Make
Policy (cont.)
• Committees chairs have the power to set their
committees’ agendas.
• Congressional Caucuses are composed of
members of Congress who have a shared
interest or characteristic.
• Personal, committee, and agency staff provide
policy expertise and constituency service.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
When the House and the Senate pass
different versions of a bill, these
versions are to be reconciled by a
A. Joint Committee.
B. Conference Committee.
C. Select Committee.
D. Reconciliation Committee.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
When the House and the Senate pass
different versions of a bill, these
versions are to be reconciled by a
A. Joint Committee.
B. Conference Committee.
C. Select Committee.
D. Reconciliation Committee.
To Learning Objectives
LO 11.3
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.4
Summary
• The Congressional Process
• The process for considering a bill has many
stages.
• Presidents try to persuade Congress to
support their policies, which usually earn space
on the congressional agenda.
• Parties are more homogeneous and polarized
and provide an important pull on members on
most issues.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.4
Summary
• The Congressional Process (cont.)
• Constituencies have influence on
congressional decision making on a few visible
issues, while members’ own ideologies exert
more influence on less visible issues.
• Interest groups play a key role in informing
Congress and sometimes the threat of their
opposition influences vote outcomes.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Only a member of the can
officially propose a bill.
A. House
B. Senate
C. House or Senate
D. staff
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Only a member of the can
officially propose a bill.
A. House
B. Senate
C. House or Senate
D. staff
To Learning Objectives
LO 11.4
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.5
Summary
• Understanding Congress
• Congress is an elite institution and responsive
to the public when the public makes its wishes
clear.
• Congress is open to influence, which makes it
responsive to many interests but also may
reduce its ability to make good public policy.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
LO 11.5
Summary
• Understanding Congress (cont.)
• Members of Congress often support expanding
government to aid their constituents, generally
in response to public demands for policy, but
many also fight to limit the scope of
government.
To Learning Objectives
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congress tries to be both a
and an objective
policymaking institution.
A. representative
B. disposition
C. direct
D. fragmented
To Learning Objectives
LO 11.5
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Congress tries to be both a
and an objective
policymaking institution.
A. representative
B. disposition
C. direct
D. fragmented
To Learning Objectives
LO 11.5
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Text Credits
• David Samuels and Richard Snyder, “The Value of a Vote:
Malapportionment in Comparative Perspective,” British Journal of
Political Science, v. 31, n. 4, October 2001, p. 662. Copyright ©
2001 Cambridge University Press. Reprinted with the permission of
Cambridge University Press.
• “Incumbency Factor in Congressional Elections” adapted from
Harold W. Stanley and Richard G. Neimi, Vital Statistics on
American Politics, 2007-2008, CQ Press, 2008. Used with
permission.
• “Incumbency Factor in Congressional Elections” adapted from
VITAL STATISTICS ON CONGRESS by Norman J. Ornstein,
Thomas E. Mann, and Michael J. Malbin. Copyright 1998 by
AMERICAN ENTERPRISE INST FOR PUBLIC POLICY RES.
Reproduced with permission of AMERICAN ENTERPRISE INST
FOR PUBLIC POLICY RES in the format Other book via Copyright
Clearance Center.
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Photo Credits
• 347: Jewel Sanad/Getty Images
• 360: David Horsey
• 361L: AP Photos
• 361C: Brendon Hoffman/Getty Images
• 361R: Alex Wong/Getty Images
• 367: Getty Images
• 369: AP Photos

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Chapter 11

  • 1. Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 2. Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 3. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Chapter 11: Congress • The Representatives and Senators • Congressional Elections • How Congress Is Organized to Make Policy • The Congressional Process • Understanding Congress • Summary
  • 4. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Chapter Outline and Learning Objectives • The Representatives and Senators • LO 11.1: Characterize the backgrounds of members of Congress and assess their impact on the ability of members of Congress to represent average Americans. • Congressional Elections • LO 11.2: Identify the principal factors influencing the outcomes in congressional elections.
  • 5. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Chapter Outline and Learning Objectives • How Congress Is Organized to Make Policy • LO 11.3: Compare and contrast the House and Senate and describe the roles of congressional leaders, committees, caucuses, and staff. • The Congressional Process • LO 11.4: Outline the path of bills to passage and explain the influences on congressional decision making.
  • 6. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Chapter Outline and Learning Objectives • Understanding Congress • LO 11.5: Assess Congress’s role as a representative body and the impact of representation on the scope of government.
  • 7. The Representatives and Senators LO 11.1: Characterize the backgrounds of members of Congress and assess their impact on the ability of members of Congress to represent average Americans. • The Members of Congress • 535 Members – 100 Senators and 435 Reps. • House members – At least age 25 and U.S. citizens for 7 years. • Senators – At least age 30 and U.S. citizens for 9 years. • All members must reside in state from which they are elected. To Learning Objectives Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 8. To Learning Objectives LO 11.1 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 9. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Representatives and Senators • The Members of Congress (cont.) • African Americans make up about 10% of the House members and 13% of the total population and 1 Senator is African American. • Hispanics make up 5.5% of the House members and 15% of the total population and 3 Senators are Hispanics. To Learning Objectives LO 11.1
  • 10. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Representatives and Senators • The Members of Congress (cont.) • Asian Americans – 4 House members and 2 senators. • Native Americans – 1 House member. • Females make up more than 50% of the population, but only 17% of the members of Congress with 72 in the House and 17 senators. To Learning Objectives LO 11.1
  • 11. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Representatives and Senators • The Members of Congress (cont.) • Descriptive representation is representing constituents by mirroring their personal, politically relevant characteristics. • Substantive representation is representing the interests of groups. To Learning Objectives LO 11.1
  • 12. Congressional Elections LO 11.2: Identify the principal factors influencing the outcomes in congressional elections. • Who Wins Elections? • The Advantages of Incumbency • The Role of Party Identification • Defeating Incumbents • Open Seats • Stability and Change To Learning Objectives Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 13. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • Who Wins Elections? • Incumbents – Those already holding office. • In congressional elections, incumbents usually win. • House elections – 90% of the incumbents seeking reelection win and most of them win with more than 60% of the vote. To Learning Objectives LO 11.2
  • 14. To Learning Objectives LO 11.2 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 15. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • The Advantages of Incumbency • Advertising – Ads in newspapers and on television. • Credit Claiming – Servicing the constituency through casework and pork barrel. • Position Taking – Voting and responding to constituents’ questions. To Learning Objectives LO 11.2
  • 16. To Learning Objectives LO 11.2 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 17. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • The Advantages of Incumbency (cont.) • Weak Opponents – Not well known or well qualified and lack experience and organizational and financial backing. • Campaign Spending – The typical incumbent outspent the typical challenger by a ratio of more than 3 to 1 in Congressional races in 2008. To Learning Objectives LO 11.2
  • 18. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • Role of Party Identification • Most Congress members represent constituencies in which their party is in the clear majority. • Most people identify with a party, and they reliably vote for their party’s candidates. • About 90% of voters who identify with a party vote for the House candidates of their party. To Learning Objectives LO 11.2
  • 19. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • Defeating Incumbents • One tarnished by scandal or corruption becomes vulnerable to a challenger. • Redistricting may weaken the incumbency advantage. • Major political tidal wave may defeat incumbents. To Learning Objectives LO 11.2
  • 20. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • Open Seats • Greater likelihood of competition. • Most turnover occurs in open seats. To Learning Objectives LO 11.2
  • 21. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congressional Elections • Stability and Change • Incumbents provide stability in Congress. • Change in Congress occurs less frequently through elections. To Learning Objectives LO 11.2
  • 22. How Congress Is Organized to Make Policy LO 11.3: Compare and contrast the House and Senate, and describe the roles of congressional leaders, committees, caucuses, and staff. • American Bicameralism • Congressional Leadership • The Committees and Subcommittees • Caucuses: The Informal Organization of Congress • Congressional Staff To Learning Objectives Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 23. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • American Bicameralism • Bicameral Legislature – A legislature divided into two houses. • The U.S. Congress and all state legislatures except Nebraska’s are bicameral. To Learning Objectives LO 11.3
  • 24. To Learning Objectives LO 11.3 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 25. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • American Bicameralism (cont.) • House Rules Committee – The committee in the House that reviews most bills coming from a House committee before they go to the full House. • Rules Committee is responsive to the House leadership because the Speaker of the House appoints the committee’s members. To Learning Objectives LO 11.3
  • 26. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • American Bicameralism (cont.) • Filibuster – A strategy unique to the Senate whereby opponents of a piece of legislation use their right to unlimited debate to prevent the Senate from ever voting on a bill. • Sixty members present and voting can halt a filibuster. To Learning Objectives LO 11.3
  • 27. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Congressional Leadership • Speaker of the House – An office mandated by the Constitution and chosen by the majority party. • Majority leader – The principal partisan ally of the Speaker of the House, or the party’s manager in the Senate. To Learning Objectives LO 11.3
  • 28. To Learning Objectives LO 11.3 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 29. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Congressional Leadership (cont.) • Whips – Party leaders work with the majority leader or minority leader to count votes beforehand and lean on waverers for votes on bills favored by the party. • Minority Leader – The principal leader of the minority party in the House of Representatives or in the Senate. To Learning Objectives LO 11.3
  • 30. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Congressional Leadership (cont.) • President of the Senate – The Vice President • Vice presidents can vote to break a tie. • Modern vice presidents are active in representing the president’s views to senators. To Learning Objectives LO 11.3
  • 31. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Congressional Leadership (cont.) • Despite their stature and power, congressional leaders cannot always move their troops. • Power in both houses of Congress is decentralized. • Leaders are elected by their party members and must remain responsive to them. To Learning Objectives LO 11.3
  • 32. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Committees and Subcommittees • Standing committees – Subject matter committees that handle bills in different policy areas. • Joint committees – Few subject matter areas with membership drawn from House and Senate To Learning Objectives LO 11.3
  • 33. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Committees and Subcommittees (cont.) • Conference committees – Formed when the Senate and the House pass a bill in different forms to iron out the differences and bring back a single bill. • Select committees – Created for a specific purpose, such as the Watergate investigation. To Learning Objectives LO 11.3
  • 34. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Committees and Subcommittees (cont.) • More than 9,000 bills are submitted by members in the course of a two-year period. • Every bill goes to a committee, which has virtually the power of life and death over it. • Legislative oversight – How the Congress monitors bureaucracy. To Learning Objectives LO 11.3
  • 35. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Committees and Subcommittees (cont.) • Committee assignments help members get reelected, gain influence, and make policy. • New members express committee preferences to party leaders. • Those who have supported their party’s leadership are favored in the selection process as parties try to grant committee preferences. To Learning Objectives LO 11.3
  • 36. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Committees and Subcommittees (cont.) • Committee Chairs – Dominant role in scheduling hearings, hiring staff, appointing subcommittees, and managing committee bills on the floor. • Seniority System – Members who have served on the committee the longest and whose party is the chamber majority become chair. To Learning Objectives LO 11.3
  • 37. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Caucuses: The Informal Organization of Congress • Caucus (congressional) – A group of members of Congress sharing some interest or characteristic. • Caucuses are composed of members from both parties and from both houses and their goal is to promote the interests around which they are formed. To Learning Objectives LO 11.3
  • 38. Copyright © 2011 Pearson Education, Inc. Publishing as Longman How Congress Is Organized to Make Policy • Congressional Staff • Personal staff – They provide constituent service and help with legislation. • Committee staff – They organize hearings, and research and write legislation. • Staff Agencies – CRS, GAO, and CBO provide specific information to Congress. To Learning Objectives LO 11.3
  • 39. To Learning Objectives LO 11.3 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 40. The Congressional Process LO 11.4: Outline the path of bills to passage and explain the influences on congressional decision making. • Bill • A bill is a proposed law drafted in legal language. • Anyone can draft a bill, but only a member of the Congress can introduce a bill. • About 9,000 bills are introduced in each Congress. To Learning Objectives Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 41. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Congressional Process • How a Bill Becomes a Law • Bill Introduction – By a member. • Committee Action – Subcommittee hearings and committee rewrites. • Floor Action – Votes, debates, and amendments offered. • Conference Action – Compromise bill to iron out differences. • Presidential Decision – Sign bill into law or veto bill. To Learning Objectives LO 11.4
  • 42. To Learning Objectives LO 11.4 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 43. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Congressional Process • Presidents and Congress: Partners and Protagonists • Party, Constituency, and Ideology • Lobbyists and Interest Groups To Learning Objectives LO 11.4
  • 44. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Congressional Process • Presidents and Congress: Partners and Protagonists • Presidents attempt to persuade Congress that what they want is what Congress wants. • Presidents have many resources to influence Congress. To Learning Objectives LO 11.4
  • 45. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Congressional Process • Party, Constituency, and Ideology • Party Influence – Party leaders cannot force party members to vote a particular way, but many do vote along party lines. • Polarized Politics – Differences between Democrats and Republicans in Congress have grown considerably since 1980. To Learning Objectives LO 11.4
  • 46. To Learning Objectives LO 11.4 Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 47. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Congressional Process • Party, Constituency, and Ideology (cont.) • Constituency Opinion – On the controversial issues, members are wise to vote based on their constituency’s opinion. • Member Ideology – The dominant determinant of a member’s vote on most issues is their ideology. To Learning Objectives LO 11.4
  • 48. Copyright © 2011 Pearson Education, Inc. Publishing as Longman The Congressional Process • Lobbyists and Interest Groups • 35,000 registered lobbyists represent 12,000 organizations seeking to influence Congress. • The bigger the issue, the more lobbyists will be working on it to influence legislators’ votes. • Congress can ignore, reject, and regulate the lobbyists. To Learning Objectives LO 11.4
  • 49. Understanding Congress LO 11.5: Assess Congress’s role as a representative body and the impact of representation on the scope of government. • Congress and Democracy • Congress and the Scope of Government To Learning Objectives Copyright © 2011 Pearson Education, Inc. Publishing as Longman
  • 50. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Understanding Congress • Congress and Democracy • Not representative – Leadership and committee assignments. • Congress does try to respond to what the people want, but some argue it could do a better job. • The 535 members of Congress are responsive to the people when they make clear what they want. To Learning Objectives LO 11.5
  • 51. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Understanding Congress • Congress and Democracy (cont.) • The central legislative dilemma for Congress is combining the faithful representation of constituents with making effective public policy. • Congress tries to be both a representative and an objective policymaking institution. To Learning Objectives LO 11.5
  • 52. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Understanding Congress • Congress and the Scope of Government • More policies by Congress means more service to constituencies. • More programs that get created, the bigger the government gets. • Contradictory – Everybody wants government programs cut, but just not their programs. To Learning Objectives LO 11.5
  • 53. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.1 Summary • The Representatives and Senators • Congress has proportionately more whites and males than the general population, and members of Congress are wealthier and better educated than the average American. • Although they are not descriptively representative of Americans, they may engage in substantive representation. To Learning Objectives
  • 54. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Descriptive representation is representing the A. constituents by mirroring their personal, politically relevant characteristics. B. interests of groups. C. party platform and ideology. D. none of the above. To Learning Objectives LO 11.1
  • 55. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Descriptive representation is representing the A. constituents by mirroring their personal, politically relevant characteristics. B. interests of groups. C. party platform and ideology. D. none of the above. To Learning Objectives LO 11.1
  • 56. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.2 Summary • Congressional Elections • Incumbents usually win reelection, because they usually draw weak opponents, are usually better known and better funded than their opponents, typically represent constituencies where a clear majority share their party affiliation, and can claim credit for aiding their constituents. To Learning Objectives
  • 57. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.2 Summary • Congressional Elections (cont.) • However, incumbents can lose if they are involved in a scandal, if their policy positions are substantially out of line with their constituents, or if the boundaries of their districts are redrawn to reduce the percentage of their constituents identifying with their party. To Learning Objectives
  • 58. Copyright © 2011 Pearson Education, Inc. Publishing as Longman All of following are true of incumbents in Congress EXCEPT A. Most incumbents decide to run for reelection. B. Most incumbents’ views on policy are well known to their constituents. C. Most incumbents win reelection with more than 60 percent of the vote. D. Most incumbents have more campaign contributions to spend than their opponents. To Learning Objectives LO 11.2
  • 59. Copyright © 2011 Pearson Education, Inc. Publishing as Longman All of following are true of incumbents in Congress EXCEPT A. Most incumbents decide to run for reelection. B. Most incumbents’ views on policy are well known to their constituents. C. Most incumbents win reelection with more than 60 percent of the vote. D. Most incumbents have more campaign contributions to spend than their opponents. To Learning Objectives LO 11.2
  • 60. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.3 Summary • How Congress Is Organized to Make Policy • House is larger, characterized by greater centralization of power in the party leadership, and has more party discipline than the Senate. • Senators are more equal in power and may exercise the option of the filibuster to stop a majority from passing a bill. To Learning Objectives
  • 61. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.3 Summary • How Congress Is Organized to Make Policy (cont.) • Congressional leaders are elected by their party members and must remain responsive to them. • Congressional leaders cannot always depend on the votes of the members of their party. • Committees consider legislation and oversee administration of policy. To Learning Objectives
  • 62. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.3 Summary • How Congress Is Organized to Make Policy (cont.) • Committees chairs have the power to set their committees’ agendas. • Congressional Caucuses are composed of members of Congress who have a shared interest or characteristic. • Personal, committee, and agency staff provide policy expertise and constituency service. To Learning Objectives
  • 63. Copyright © 2011 Pearson Education, Inc. Publishing as Longman When the House and the Senate pass different versions of a bill, these versions are to be reconciled by a A. Joint Committee. B. Conference Committee. C. Select Committee. D. Reconciliation Committee. To Learning Objectives LO 11.3
  • 64. Copyright © 2011 Pearson Education, Inc. Publishing as Longman When the House and the Senate pass different versions of a bill, these versions are to be reconciled by a A. Joint Committee. B. Conference Committee. C. Select Committee. D. Reconciliation Committee. To Learning Objectives LO 11.3
  • 65. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.4 Summary • The Congressional Process • The process for considering a bill has many stages. • Presidents try to persuade Congress to support their policies, which usually earn space on the congressional agenda. • Parties are more homogeneous and polarized and provide an important pull on members on most issues. To Learning Objectives
  • 66. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.4 Summary • The Congressional Process (cont.) • Constituencies have influence on congressional decision making on a few visible issues, while members’ own ideologies exert more influence on less visible issues. • Interest groups play a key role in informing Congress and sometimes the threat of their opposition influences vote outcomes. To Learning Objectives
  • 67. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Only a member of the can officially propose a bill. A. House B. Senate C. House or Senate D. staff To Learning Objectives LO 11.4
  • 68. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Only a member of the can officially propose a bill. A. House B. Senate C. House or Senate D. staff To Learning Objectives LO 11.4
  • 69. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.5 Summary • Understanding Congress • Congress is an elite institution and responsive to the public when the public makes its wishes clear. • Congress is open to influence, which makes it responsive to many interests but also may reduce its ability to make good public policy. To Learning Objectives
  • 70. Copyright © 2011 Pearson Education, Inc. Publishing as Longman LO 11.5 Summary • Understanding Congress (cont.) • Members of Congress often support expanding government to aid their constituents, generally in response to public demands for policy, but many also fight to limit the scope of government. To Learning Objectives
  • 71. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congress tries to be both a and an objective policymaking institution. A. representative B. disposition C. direct D. fragmented To Learning Objectives LO 11.5
  • 72. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Congress tries to be both a and an objective policymaking institution. A. representative B. disposition C. direct D. fragmented To Learning Objectives LO 11.5
  • 73. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Text Credits • David Samuels and Richard Snyder, “The Value of a Vote: Malapportionment in Comparative Perspective,” British Journal of Political Science, v. 31, n. 4, October 2001, p. 662. Copyright © 2001 Cambridge University Press. Reprinted with the permission of Cambridge University Press. • “Incumbency Factor in Congressional Elections” adapted from Harold W. Stanley and Richard G. Neimi, Vital Statistics on American Politics, 2007-2008, CQ Press, 2008. Used with permission. • “Incumbency Factor in Congressional Elections” adapted from VITAL STATISTICS ON CONGRESS by Norman J. Ornstein, Thomas E. Mann, and Michael J. Malbin. Copyright 1998 by AMERICAN ENTERPRISE INST FOR PUBLIC POLICY RES. Reproduced with permission of AMERICAN ENTERPRISE INST FOR PUBLIC POLICY RES in the format Other book via Copyright Clearance Center.
  • 74. Copyright © 2011 Pearson Education, Inc. Publishing as Longman Photo Credits • 347: Jewel Sanad/Getty Images • 360: David Horsey • 361L: AP Photos • 361C: Brendon Hoffman/Getty Images • 361R: Alex Wong/Getty Images • 367: Getty Images • 369: AP Photos

Editor's Notes

  1. Chapter 11: Congress
  2. Brief Contents of Chapter 11: Congress
  3. Lecture Tips and Suggestions for In-Class Activities Members of Congress can obviously not claim descriptive representation since they come primarily from occupations with high status and usually have substantial incomes. Moreover, women and minorities are underrepresented. Ask your class to consider whether the personal characteristics of members of Congress are important. Can members of Congress effectively represent the concerns of their constituents when they do not share their constituents’ economic and social backgrounds? Surveys consistently show a high level of dissatisfaction with Congress, yet voters continue to reelect members by extraordinary percentages (especially for the House of Representatives). Ask your class to consider possible reasons for what seems to be a contradiction. Is it simply the advantage of incumbency? Is the American public more satisfied with its own representatives than with Congress as an institution?
  4. Lecture Tips and Suggestions for In-Class Activities Tape some televised coverage of House proceedings off C-SPAN. Then ask a representative (or one of his/her staff) to visit the class to discuss the proceedings. This will provide for an interactive yet un-intimidating discussion of House politics, as well as give students insights into the legislative structure. Ask your students to debate the relative merits of various roles of legislators—the legislator as trustee, as instructed delegate, or as politico. Does the particular issue under consideration have any effect on their views? How do they perceive the performance of their own representative?
  5. Lecture Tips and Suggestions for In-Class Activities Tell students that the Senate is apportioned to represent states, not population, a distribution of power that accords citizens in less populated states a greater say in key decisions. Ask students how content are you with the malapportionment of power in the Senate.
  6. Lecture Outline The Representatives and Senators Despite public perceptions to the contrary, hard work is perhaps the most prominent characteristic of a member of Congress’ job. The typical representative is a member of about six committees and subcommittees; a senator is a member of about ten. There are also attractions to the job. The most important is power. Members of Congress make key decisions about important matters of public policy. Members of Congress receive substantial salary and perquisites (“perks”). There are 535 members of Congress—100 in the Senate (two from each state) and 435 in the House of Representatives. The Constitution specifies only that members of the House must be at least 25 years old, American citizens for seven years, and must be residents of the states from which they are elected. Senators must be at least 30 years old, American citizens for nine years, and must be residents of the states from which they are elected. Members come mostly from occupations with high status and usually have substantial incomes. Law and business are the dominant prior occupations, with other elite occupations also well represented.
  7. Table 11.1 A Portrait of the 112th Congress: Some Statistics
  8. Lecture Outline The Representatives and Senators Less than 10 percent of voting members of the House are African American (compared with about 13 percent of the total population), and most of them are elected from overwhelmingly Black constituencies. There are 24 Hispanics in the House and three in the Senate.
  9. Lecture Outline The Representatives and Senators Asian and Native Americans are also underrepresented. However, women may be the most underrepresented group; females account for more than half the population but for only 17 percent of members of each chamber in Congress—72 voting representatives (as well as the nonvoting representative from Washington, D.C.) and 17 senators.
  10. Lecture Outline The Representatives and Senators Although members of Congress obviously cannot claim descriptive representation (representing their constituents by mirroring their personal, politically relevant characteristics), they may engage in substantive representation (representing the interests of groups).
  11. Lecture Outline It is so very important to identify the principal factors influencing the outcomes in congressional elections.
  12. Lecture Outline Who Wins Elections? Incumbents are those already holding office. The most important fact about congressional elections is that incumbents usually win. Even in a year of great political upheaval such as 1994, in which the Republicans gained eight seats in the Senate and 53 seats in the House, 92 percent of incumbent representatives won their bids for reelection. National issues came to fore similarly in 2006, allowing Democrats to regain the majority of both houses, but few incumbents lost their seats. House of Representatives. Not only do more than 90 percent of the incumbents seeking reelection to the House of Representatives win, but most of them win with more than 60 percent of the vote. Even when challengers’ positions on the issues are closer to the voters’ positions, incumbents still tend to win. Thus, the most important resource to ensure an opponent’s defeat is simply to be the incumbent. Senate. Even though senators have a better-than-equal chance of reelection, senators typically win by narrower margins than House members. (cont.)
  13. One reason for the greater competition in the Senate is that an entire state is almost always more diverse than a congressional district and thus provides more of a base for opposition to an incumbent. Senators have less personal contact with their constituents and receive more coverage in the media than representatives do (and are therefore more likely to be held accountable on controversial issues). Senators tend to draw more visible challengers who are already known to voters and who have substantial financial backing. Despite their success at reelection, incumbents have a strong feeling of vulnerability; thus, they have been raising and spending more campaign funds, sending more mail to their constituents, traveling more to their states and districts, and staffing more local offices than ever before. --- Figure 11.1 The Incumbency Factor in Congressional Elections
  14. Lecture Outline The Advantages of Incumbency Voters are not very aware of how their senators and representatives actually vote. Stories of presidential coattails (the theory that other candidates could ride into office by clinging to presidential coattails) do not seem to hold up in practice. Members of Congress do not gain or lose very much from the fluctuations of the economy. Members of Congress engage in three primary activities that increase the probability of their reelections: advertising, credit claiming, and position taking. Most congressional advertising takes place between elections and takes the form of contact with constituents: members concentrate on staying visible, and trips to the home district (or state) are frequent. New technologies are supplementing traditional contacts with sophisticated database management, e-mails, automated phone calls, etc. Credit claiming involves personal and district service. There are two ways members of Congress can service the constituency: casework and the pork barrel. Casework is helping constituents as individuals, such as cutting through bureaucratic red tape. (cont.)
  15. The pork barrel refers to expenditures on federal projects, grants, and contracts for cities, businesses, colleges, and institutions. Because credit claiming is so important to reelection, members of Congress rarely pass up the opportunity to increase federal spending in their state or district. In recent years, more funds have been “earmarked,” or dedicated to a specific district (about 15,000 earmarks in 2005, amounting to $53 billion). Members of Congress must also engage in position taking on matters of public policy when they vote on issues and when they respond to constituents’ questions about where they stand on issues. The positions they take may make a difference in the outcome of an election, especially if the issues are on matters salient to voters and their stands are out of line with those of a majority of their constituents (especially in the Senate, where issues are likely to play a greater role than in House elections). --- LO 11.2 Image: A notorious earmark was a $223 million down payment for the “Bridge to Nowhere,” from Ketchikan, Alaska (population, 9,000), to Gravina Island (population, 50).
  16. Lecture Outline The Advantages of Incumbency Incumbents are likely to face weak opponents. Seeing the advantages of incumbency, potentially effective opponents often do not want to risk challenging members of the House. Challengers have to raise large sums if they hope to defeat an incumbent, and the more they spend, the more votes they receive. Money buys them name recognition and a chance to be heard. In both the Senate and House races in 2008, the typical incumbent outspent the typical challenger by a ratio of more than 3 to 1.
  17. Lecture Outline The Role of Party Identification Although party loyalty at the voting booth is not as strong as it was a generation ago, it is still a good predictor of voting behavior. Most members of Congress represent constituencies in which their party is in the majority.
  18. Lecture Outline Defeating Incumbents An incumbent tarnished by scandal or corruption becomes vulnerable. Voters do take out their anger at the polls. Congressional membership is reapportioned after each federal census, and incumbents may be redistricted out of their familiar base of support. The majority party in the state legislature is more likely to move two of the opposition party’s representatives into the same district than two of its own.
  19. Lecture Outline Open Seats When an incumbent is not running for reelection and the seat is open, there is greater likelihood of competition. Most of the turnover of the membership of Congress is the result of vacated seats, particularly in the House. In open seats, the candidate who spends the most usually wins.
  20. Lecture Outline Stability and Change As a result of incumbents usually winning reelection, there is some stability in the membership of Congress. This provides the opportunity for representatives and senators to gain some expertise in dealing with complex questions of public policy. It also insulates them from political change and makes it more difficult for citizens to “send a message to Washington” with their votes. Some reformers have proposed term limitations laws for senators and representatives.
  21. Lecture Outline Making policy is the toughest of all the legislative roles. Congress is a collection of generalists trying to make policy on specialized topics. The complexity of today’s issues requires more specialization. Congress tries to cope with these demands through its elaborate committee system.
  22. Lecture Outline American Bicameralism A bicameral legislature is one divided into two houses. The U.S. Congress and every American state legislature except Nebraska’s are bicameral. Each state is guaranteed two senators in the U.S. Congress, with representation in the House of Representatives based on population. The framers of the Constitution thought the Senate would protect elite interests. They gave the House (which they expected to be closest to the masses) the power of initiating all revenue bills and of impeaching officials; they gave the Senate the responsibility for ratifying all treaties, for confirming important presidential nominations, and for trying impeached officials. The House and Senate each set their own agenda. Both use committees to narrow down the thousands of bills introduced.
  23. Table 11.2 House Versus Senate: Some Key Differences
  24. Lecture Outline American Bicameralism The House The House is much larger and more institutionalized than the Senate. Party loyalty to leadership and party-line voting are more common than in the Senate. Debate can be ended by a simple majority vote. One institution unique to the House is the House Rules Committee, which reviews most bills coming from a House committee before they go to the full House. Each bill is given a “rule,” which schedules the bill on the calendar, allots time for debate, and sometimes even specifies what kind of amendments may be offered. Members are appointed by the Speaker of the House.
  25. Lecture Outline American Bicameralism The Senate The Senate is less disciplined and less centralized than the House. Today’s senators are more equal in power than representatives are. Party leaders do for Senate scheduling what the Rules Committee does in the House. The filibuster permits unlimited debate on a bill. In practice, this sometimes means that opponents of a bill may try to “talk it to death.” At the present time, 60 members present and voting can halt a filibuster by invoking cloture (closure) on debate.
  26. Lecture Outline Congressional Leadership Much of the leadership in Congress is really party leadership. Those who have the real power in the congressional hierarchy are those whose party put them there. Power is no longer in the hands of a few key members of Congress who are insulated from the public. Instead, power is widely dispersed, requiring leaders to appeal broadly for support. The House The Speaker of the House is second (after the vice president) in the line to succeed a president who resigns, dies in office, or is impeached. At one time, the Speaker had almost autocratic powers. Many of the powers were removed from the Speaker’s control in 1910 and given to committees; some of the powers were later restored. Formal powers of the Speaker today include: presides over the House when it is in session; plays a major role in making committee assignments; appoints or plays a key role in appointing the party’s legislative leaders and the party leadership staff; exercises substantial control over which bills get assigned to which committees. The Speaker also has a great deal of informal power both inside and outside Congress. (cont.)
  27. The Speaker’s principal partisan ally is the majority leader. The majority leader is responsible for rounding up votes on party legislation and for scheduling bills in the House. --- LO 11.3 Image: Speaker of the House Nancy Pelosi of California, Senate Majority Leader Harry Reid of Nevada, and Senate Minority Leaders Mitch McConnell of Kentucky.
  28. Lecture Outline Congressional Leadership Party whips work with the majority leader to round up votes and to report the views and complaints of the party rank-and-file back to the leadership. The minority party is also organized (with a minority leader and whips), and is prepared to take over the key posts if it should win a majority in the House.
  29. Lecture Outline Congressional Leadership The Senate The Constitution names the vice president as president of the Senate. Vice presidents typically have little power or influence in the Senate, except in the rare case when their vote can break a tie. The Senate majority leader—aided by the majority whips—is the position of real power and authority in the Senate. He rounds up votes, schedules the floor action, and influences committee assignments.
  30. Lecture Outline Congressional Leadership Congressional Leadership in Perspective The structure of Congress is so complex that it seems remarkable that legislation gets passed at all. Its bicameral division means that bills have two sets of committee hurdles to clear. Recent reforms have decentralized power, and so the job of leading Congress is more difficult than ever. Congressional leaders are not in the strong positions they occupied in the past. Leaders are elected by their fellow party members and must remain responsive to them. Party leadership—at least in the House—has been more effective in recent years. Following the Republican takeover in 1995, Speaker Newt Gingrich began centralizing power and exercising vigorous legislative leadership.
  31. Lecture Outline The Committees and Subcommittees Most of the real work of Congress goes on in committees. Committees dominate congressional policymaking. They regularly hold hearings to investigate problems and possible wrongdoing, and to investigate the executive branch. They control the congressional agenda and guide legislation from its introduction to its send-off for the president’s signature. Committees can be grouped into four types: standing committees (by far the most important), joint committees, conference committees, and select committees. Standing committees are permanent subject-matter committees, formed to handle bills in different policy areas. Each chamber has its own committees and subcommittees. Joint committees are study committees that exist in a few policy areas, with membership drawn from both the Senate and the House.
  32. Lecture Outline The Committees and Subcommittees Committees can be grouped into four types: standing committees (by far the most important), joint committees, conference committees, and select committees. Conference committees are formed to work out the differences when different versions of a bill are passed by the two houses. Membership is drawn from both houses. Select committees are temporary committees appointed for a specific (“select”) purpose, such as the Senate select committee that looked into Watergate.
  33. Lecture Outline The Committees and Subcommittees More than 9,000 bills are submitted by members every two years, which must be sifted through and narrowed down by the committee process. Every bill goes to a standing committee; usually only bills receiving a favorable committee report are considered by the whole House or Senate. New bills sent to a committee typically go directly to subcommittee, which can hold hearings on the bill. The most important output of committees and subcommittees is the “marked-up” (revised and rewritten) bill, submitted to the full House or Senate for consideration. Members of the committee will usually serve as “floor managers” of the bill when the bill leaves committee, helping party leaders secure votes for the legislation. They will also be cue-givers to whom other members turn for advice. When the two chambers pass different versions of the same bill, some committee members will be appointed to the conference committee. Legislative oversight—the process of monitoring the bureaucracy and its administration of policy—is one of the checks Congress can exercise on the executive branch. Oversight is handled primarily through hearings. Members of committees constantly monitor how a bill is implemented. (cont.)
  34. Lecture Outline The process enables Congress to exert pressure on executive agencies, or even to cut their budgets in order to secure compliance with congressional wishes. Typically, the majority party will determine whether or not to hold hearings, since it controls the majority of committee seats and the majority of votes on the floor. Congressional oversight occasionally captures public attention, such as congressional investigations into the Watergate scandal and the 1987 Iran-Contra affair. Congress keeps tabs on more routine activities of the executive branch through its committee staff members, who have specialized expertise in the fields and agencies that their committees oversee (and who maintain an extensive network of formal and informal contacts with the bureaucracy). --- The Committees and Subcommittees Getting on a Committee Just after election, new members write to the party’s congressional leaders and members of their state delegation, indicating their committee preferences. Each party in each house has a slightly different way of picking its committee members, but party leaders almost always play a key role. (cont.)
  35. Lecture Outline Members seek committee assignments that will help them achieve three goals: reelection, influence in Congress, and the opportunity to make policy in areas they think are important. Although every committee includes members from both parties, a majority of each committee’s members—as well as its chair—come from the majority party. --- The Committees and Subcommittees Committee Chairs and the Seniority System Committee chairs are the most important influencers of the committee agenda. They play dominant—though no longer monopolistic—roles in scheduling hearings, hiring staff, appointing subcommittees, and managing committee bills when they are brought before the full House. Until the 1970s, committee chairs were always selected through the seniority system—the member of the majority party with the longest tenure on the committee would automatically be selected. Chairs were so powerful that they could single-handedly “bottle up” legislation in committee. (cont.)
  36. Lecture Outline The system also gave a decisive edge to members from “safe” districts, where members were seldom challenged for reelection. In the 1970s, Congress faced a revolt of its younger members. Both parties in both houses permitted members to vote on committee chairs. Today, seniority remains the general rule for selecting chairs, but there have been notable exceptions. These and other reforms have somewhat reduced the clout of the chairs. --- Caucuses: The Informal Organization of Congress The explosion of informal groups in Congress has made the representation of interests in Congress a more direct process (cutting out the middleman, the lobbyist). In recent years, a growing number of caucuses have dominated these traditional informal groups. A caucus is a grouping of members of Congress sharing some interest or characteristic, such as the Black Caucus, the Hispanic Caucus, the Congresswomen’s Caucus, and the Sunbelt Caucus. Caucuses include regional groupings, ideological groupings, and economic groupings. (cont.)
  37. Lecture Outline The proliferation of congressional caucuses (currently more than 300 of them) gives members of Congress an informal, yet powerful, means of shaping the policy agenda. Composed of legislative insiders who share similar concerns, the caucuses exert a much greater influence on policymaking than most citizen based interest groups can. --- Congressional Staff Most staff members work in the personal offices of individual members. In total, about 12,000 individuals serve on the personal staffs of members of Congress. Nearly one-half of these House staffers and nearly one-third of the Senate personal staff work in members’ offices in their constituencies, not in Washington. This makes it easier for people to make contact with the staff. The committees of the House and Senate employ another 2,000 staff members. These staff members organize hearings, research legislative options, draft committee reports on bills, write legislation, and keep tabs on the activities of the executive branch. (cont.)
  38. Congress has three important staff agencies that aid it in its work. The first is the Congressional Research Service (CRS), administered by the Library of Congress. The CRS uses researchers, many with advanced degrees and highly developed expertise, to respond to more than 250,000 requests yearly for information. The General Accounting Office (GAO), with more than 3,200 employees, helps Congress perform its oversight functions by reviewing the activities of the executive branch to see if it is following the congressional intent of laws and by investigating the efficiency and effectiveness of policy implementation. The Congressional Budget Office (CBO) analyzes the president’s budget and makes economic projections about the performance of the economy, the costs of proposed policies, and the economic effects of taxing and spending alternatives. --- LO 11.3 Image: Members of Congress depend heavily on their staffs for everything from information and advice to scheduling and negotiating with other members of Congress.
  39. Lecture Outline The Congressional Process Approximately 9,000 bills are introduced each Congress. A bill is a proposed law, drafted in precise, legal language. Anyone can draft a bill, but only a member of the Congress can introduce a bill. Only members of the House or Senate can formally submit a bill for consideration. The White House and interest groups are common sources of bills. Most bills are quietly killed off early in the legislative process.
  40. Lecture Outline The Congressional Process Bill Introduction Bill is introduced by a member and assigned to a committee, which usually refers it to a subcommittee. Committee Action Subcommittee performs studies, holds hearings, and makes revisions. If approved, the bill goes to the full committee. Full committee may amend or rewrite the bill, before deciding whether to send it to the House floor, to recommend its approval, or to kill it. If approved, the bill is reported to the full House and placed on the calendar. House Rules Committee issues a rule governing debate on the House floor and sends the bill to the full House. Senate leaders of both parties schedule Senate debate on the bill. Floor Action Bill is debated by full House, amendments are offered, and a vote is taken. If the bill passes in both house but in different versions it is sent to a conference committee. (cont.)
  41. Conference Action Conference committee composed of members of both House and Senate meet to iron out differences between the bills. The compromise bill is returned to both the House and Senate for a vote. Full House and Full Senate vote on conference committee version. If it passes, the bill is sent to the president. Presidential Decision President signs or vetoes the bill. Congress may override a veto by a two-thirds vote in both the House and Senate. --- Figure 11.2 How a Bill Becomes a Law
  42. Lecture Outline It is so important to outline the path of bills to passage and explain the influences on congressional decision making.
  43. Lecture Outline Presidents and Congress: Partners and Protagonists Presidents are partners with Congress in the legislative process, but all presidents are also Congress’ adversaries in the struggle to control legislative outcomes. Presidents have their own legislative agenda, based in part on their party’s platform and their electoral coalition. Political scientists sometimes call the president the chief legislator; the president’s task is to persuade Congress that his agenda should also be Congress’ agenda. Presidents have many resources with which to influence Congress. They may try to influence members directly, but more often will leave White House lobbying to the congressional liaison office and work primarily through regular meetings with the party’s leaders in the House and Senate. Rather than creating the conditions for important shifts in public policy, an effective president is a facilitator, who works at the margins of coalition building to recognize and exploit opportunities presented by a favorable configuration of political forces. Presidential success rates for influencing congressional votes vary widely among presidents and within a president’s tenure in office. Presidents are usually most successful early in their tenures and when their party has a majority in one or both houses of Congress. Regardless, in almost any year, the president will lose on many issues.
  44. Lecture Outline Party, Constituency, and Ideology Party Influence Parties are most cohesive when Congress is electing its official leaders. A vote for the Speaker of the House is a straight party-line vote. On other issues, the party coalition may not stick together. Votes on issues like civil rights have shown deep divisions within each party. Differences between the parties are sharpest on questions of social welfare and economic policy. Polarized Politics Congress has become more ideologically polarized and more likely to vote according to the two party lines. There are fewer conservative Democrats (often in the South) who often sided with Republicans, and fewer moderate Republicans (often in the Northeast) who would occasionally side with Democrats. However, compared to multiparty parliamentary systems such as the Israeli Knesset, the majority party has the ability to lead in a stable and consistent fashion—until, at least, the next election. Party leaders in Congress are limited in their powers to obtain support from party members. (cont.)
  45. They cannot remove a recalcitrant member from the party, although they do have some influence (such as committee assignments). Recently, the parties—especially the Republicans—have been a growing source of money for congressional campaigns. --- LO 11.4 Image: Polarization in Congress
  46. Lecture Outline Party, Constituency, and Ideology Constituency Opinion Versus Member Ideology There are a variety of views concerning how members of Congress should fulfill their function of representation. The eighteenth-century English legislator Sir Edmund Burke favored the concept of legislators as trustees, using their best judgment to make policy in the interests of the people. The concept of representatives as instructed delegates calls for representatives to mirror the preferences of their constituents. Members of Congress are actually politicos, combining the trustee and instructed delegate roles as they attempt to be both representatives and policymakers. Winners of congressional elections tend to vote on roll calls pretty much as they said they would. The most effective way for constituents to influence congressional voting is to elect candidates who match their policy positions. On some controversial issues, it is perilous for a legislator to ignore constituent opinion. (cont.)
  47. Lecture Outline Representatives and senators have recently been concerned about the many new single-issue groups that will vote exclusively on a candidate’s position on a single issue (such as gun control), and not on the member’s total record. Members of Congress do pay attention to voters, especially on visible issues, but most issues do not interest voters. However, it is difficult for legislators to know what the people want. On less visible issues, other factors (such as lobbyists and the member’s individual ideologies) influence policy decisions. --- Lobbyists and Interest Groups Lobbyists—some of them former members of Congress—represent the interests of their organization. They also can provide legislators with crucial information, and often can give assurances of financial aid in the next campaign. There are more than 35,000 individuals in Washington representing 12,000 organizations. The bigger the issue, the more lobbyists are involved in it. (cont.)
  48. Lecture Outline Paid lobbyists whose principal purpose is to influence or defeat legislation must register and file reports with the secretary of the Senate and the clerk of the House. A 1995 lobbyist regulation law requires anyone hired to lobby members of Congress, congressional staff members, White House officials, and federal agencies to report what issues they were seeking to influence, how much they were spending on the effort, and the identities of their clients. In theory, the disclosure requirements would prevent shady deals and curb the influence of special interests. --- It is so very important to assess Congress’s role as a representative body and the impact of representation on the scope of government.
  49. Lecture Outline Congress and Democracy In a large democracy, the success of democratic government depends on the quality of representation. Congress clearly has some undemocratic and unrepresentative features: its members are an American elite; its leadership is chosen by its own members; voters have little direct influence over the people who chair key committees or lead congressional parties. There is also evidence to support the view that Congress is representative: Congress does try to listen to the American people; the election does make a difference in how votes turn out; which party is in power affects policies; linkage institutions do link voters to policymakers. Members of Congress are responsive to the people, if the people make clear what they want. Reformers have tried to promote a more open, democratic Congress. To a large degree, they have succeeded. In the 1950s, the real power was at the top. Committee chairs were automatically selected by seniority, and their power on the committee was unquestioned.
  50. Lecture Outline Congress and Democracy Representativeness Versus Effectiveness The central legislative dilemma for Congress is combining the faithful representation of constituents with the making of effective public policy. Supporters see Congress as a forum in which many interests compete for a spot on the policy agenda and over the form of a particular policy (as the founders intended). Critics wonder if Congress is so responsive to so many interests that policy is too uncoordinated, fragmented, and decentralized. Some observers feel that Congress is so representative that it is incapable of taking decisive action to deal with difficult problems.
  51. Lecture Outline Congress and the Scope of Government Americans have contradictory preferences regarding public policy. They want to balance the budget and pay low taxes, but they also support most government programs. These contradictory preferences may help explain the pervasive ticket splitting in national elections, which has frequently led to divided government. Big government helps members of Congress get reelected and even gives them good reason to support making it bigger. However, Congress does not impose programs on a reluctant public; instead, it responds to the public’s demands for them.
  52. LO 11.1: Characterize the backgrounds of members of Congress and assess their impact on the ability of members of Congress to represent average Americans.
  53. Descriptive representation is representing the ____. A. constituents by mirroring their personal, politically relevant characteristics. (LO 11.1)
  54. Descriptive representation is representing the ____. A. constituents by mirroring their personal, politically relevant characteristics. (LO 11.1)
  55. LO 11.2: Identify the principal factors influencing the outcomes in congressional elections.
  56. LO 11.2: Identify the principal factors influencing the outcomes in congressional elections.
  57. All of following are true of incumbents in Congress EXCEPT B. most incumbents’ views on policy are well known to their constituents. (LO 11.2)
  58. All of following are true of incumbents in Congress EXCEPT B. most incumbents’ views on policy are well known to their constituents. (LO 11.2)
  59. LO 11.3: Compare and contrast the House and Senate, and describe the roles of congressional leaders, committees, caucuses, and staff.
  60. LO 11.3: Compare and contrast the House and Senate, and describe the roles of congressional leaders, committees, caucuses, and staff.
  61. LO 11.3: Compare and contrast the House and Senate, and describe the roles of congressional leaders, committees, caucuses, and staff.
  62. When the House and the Senate pass different versions of a bill, these versions are to be reconciled by a ____. B. Conference Committee. (LO 11.3)
  63. When the House and the Senate pass different versions of a bill, these versions are to be reconciled by a ____. B. Conference Committee. (LO 11.3)
  64. LO 11.4: Outline the path of bills to passage and explain the influences on congressional decision making.
  65. LO 11.4: Outline the path of bills to passage and explain the influences on congressional decision making.
  66. Only a member of the can officially propose a bill. House or Senate (LO 11.4)
  67. Only a member of the can officially propose a bill. House or Senate (LO 11.4)
  68. LO 11.5: Assess Congress’s role as a representative body and the impact of representation on the scope of government.
  69. LO 11.5: Assess Congress’s role as a representative body and the impact of representation on the scope of government.
  70. Congress tries to be both a and an objective policymaking institution. representative (LO 11.5)
  71. Congress tries to be both a and an objective policymaking institution. representative (LO 11.5)