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How ddoo II hhiirree aann eemmppllooyyeeee wwhhoo 
rreeqquuiirreess aa wwoorrkk vviissaa wwhheenn tthheerree aarree 
nnoo HH--11BBss aavvaaiillaabbllee?? 
Presented by 
Russell C. Ford, Esq. 
Graham Adair 
207.517.2628 
rford@grahamadair.com
AAGGEENNDDAA 
• Nonimmigrant Options 
• Could you just consider a 
green card instead? 
• Questions & Answers
NNOONNIIMMMMIIGGRRAANNTT SSTTAATTUUSS 
• Limited in Duration of Stay 
• Limited in Activities Allowed 
• Limited to Employer/Sponsor
WWHHAATT IISS TTHHEE HH--11BB CCAAPP?? 
• The “cap” refers to any “new” H-1B, e.g., an 
individual that has not previously held H-1B status 
within the last six years and/or is not seeking a new 
6-year period of stay after being outside of the U.S. 
for at least 365 days. 
• H-1B Cap – 65,000 “Regular”/20,000 “Master’s Cap” 
• Institutions of Higher Education (or affiliated 
non-profit entities) are exempt from Cap
F-1 SSTTUUDDEENNTTSS:: DDOO YYOOUU MMAAIINNTTAAIINN AA 
RREELLAATTIIOONNSSHHIIPP WWIITTHH AA CCOOLLLLEEGGEE?? 
• Performed on school premises (this 
includes commercial enterprises 
that provide direct student services 
located on-campus) OR 
• Performed at an off-campus 
location, which is educationally 
affiliated with the school. 
• “Educationally affiliated” is 
defined 
as: “associated with the school’s 
established curriculum or related 
to a contractually funded 
research project 
at the post-graduate level” and 
“an integral part of the student’s 
educational program.” 
• Limited to 20 hours per week 
(exception: 40 hours per week 
during regular school 
breaks/vacations). 
• Cannot displace US Citizen worker.
F-11 SSTTUUDDEENNTTSS:: AARREE YYOOUU PPRROOVVIIDDIINNGG AA 
PPRRAACCTTIICCAALL TTRRAAIINNIINNGG OOPPPPOORRTTUUNNIITTYY?? 
Curricular Practical Training (“CPT”): 
•Must be a full-time F-1 student; 
•Must have completed one academic year of study; 
•Must be directly related to the major area of study; 
•Utilized for alternative work/study, internship, co-op 
program, or “any other type of required internship or 
practicum that is offered by sponsoring employers through 
cooperative agreements with the school.” 
•Students who have utilized 12 months or more 
of CPT or ineligible for Optional Practical 
Training.
FF--11 SSTTUUDDEENNTTSS:: PPOOSSTT--GGRRAADDUUAATTIIOONN 
Optional Practical Training (“OPT”): 
•Must be directly related to the major area of 
study; 
•Student must obtain authorization from 
the International Students Office 
through SEVIS and then apply to the USCIS 
for an Employment Authorization Document 
(“EAD”) – student cannot begin employment 
until the EAD has been issued; 
•Limited to 12 months of total OPT time whether 
used during, after or both (note – part-time OPT 
employment during the school year is deducted 
from the 12 months at only a ½ rate, i.e., 2 days 
of part-time would be deducted from the overall 
period as only 1 day of OPT). 
•If you are an E-Verify registered employer and 
the individual graduated from a STEM degree 
program, this could be extended an additional 
17-month period.
JJ--11 EEXXCCHHAANNGGEE VVIISSIITTOORR EEMMPPLLOOYYMMEENNTT 
• Work-authorized categories 
include professors, research 
scholars, trainee, specialists, 
interns 
• J-1 Trainees 
• Pre- or Post-graduation 
• Up to 18 months 
• J-1 Interns 
• Graduate of foreign degree 
program with less than one year 
of work experience; or 
• 5 years of work experience 
• Dependents may apply for 
work authorization
H H-1B PORTABILITY: HIIRRIINNGG AANN IINNDDIIVVIIDDUUAALL 
AALLRREEAADDYY IINN HH--11BB SSTTAATTUUSS 
• H-1B worker may begin 
employment with new 
employer as soon as the 
H-1B petition is filed 
• Broader vs. stricter 
interpretation of 
portability 
• Pay stub = evidence of 
maintaining status
O-1 EXTRAORDINARY ABILITY 
• Intended only for the top few in 
the field of expertise in the world 
• Must have: 
• Major award or prize (Nobel, 
Fields, etc.); OR 
• Documentation from 3 of 8 
categories specified in the 
Regulations; OR 
• Other “comparable evidence” 
• The job need not require 
extraordinary ability 
• Initial O-1 period is 3 years, annual 
extensions indefinitely thereafter 
in one-year increments (foreign 
national must continue to 
demonstrate extraordinary ability 
and achievements)
TTNN CCLLAASSSSIIFFIICCAATTIIOONN 
• Available only to Mexican and Canadian Citizens 
• Specific list of occupations in NAFTA 
• One year initial admission – extensions can be 
granted in one-year increments 
• Biggest obstacles: Demonstrating nonimmigrant 
intent and “fitting” within defined occupations 
• Processing: 
• For Canadian Citizens: Apply directly at Class A POE/PFI 
• For Mexican Citizens: Apply directly at the US Embassy
EE--33 CCLLAASSSSIIFFIICCAATTIIOONN 
• No CIS petition required; apply for visa 
directly with Consulate but limited to 
Australian citizens 
• All visa issuing US consulates in 
Australia accept applications 
• If in the US in an eligible status, can 
apply to change status to E-3 through 
the USCIS 
• Admitted for two years 
• No maximum stay for E-3s 
• Limited to 10,500 per year 
• Spouse can get authorization 
to work
EE--33 RREEQQUUIIRREEMMEENNTTSS 
• Job offer from US employer (E-3 support letter) 
• Must be filling a position in the US that requires 
attainment of a bachelor’s degree 
• Must have foreign equivalent of a US bachelor’s 
degree related to field of work (experience 
equivalency allowed) 
• Certified Labor Condition Application (LCA) 
• All other normal visa application documents 
Evidence that stay in US will be temporary
OOTTHHEERR CCAATTEEGGOORRIIEESS TTOO CCOONNSSIIDDEERR 
• Singaporeans and Chileans (H-1B1): Nationals of Singapore and Chile have their own H-1B 
quota numbers available under respective treaties between those countries and the U.S. 
The numbers available under those treaties have yet to be exhausted. 
• E-1/E-2: If the potential employer shares the same nationality as the foreign national 
employee, and if that nationality is a country which has a qualifying treaty with the U.S., 
either E-1 treaty trader or E-2 treaty investor is worth exploring. 
• R-1: If the nature of the employment is a religious vocation, the R-1 religious worker visa 
becomes a readily available, non-capped option. 
• P Status: If the nature of the employment is of an artistic or entertainment nature, one 
of the P visa categories may be an option. 
• I Status: The I visa is available for foreign nationals working for a foreign information 
media outlet -- press, radio, film or other -- in the U.S. 
• B-1 in Lieu of H-1B: If a foreign national is coming to work in an H-1B-eligible position in 
the U.S., but the source of the H-1B's salary will be overseas, a B-1 in lieu of H-1B option 
should be explored. This option is most appropriate for foreign nationals who have an 
overseas employer which requires a foreign national to provide professional services for 
the benefit of the overseas employer in the U.S. 
• H-3: Many employers have training programs for new graduates as the first step of their 
H-1B employment. The training program may be formal enough to qualify the foreign 
national for H-3 status.
IIMMMMIIGGRRAANNTT VVIISSAASS 
• Available for hiring an 
employee on a 
“permanent” basis 
• Permanent Residence 
• No limit on period of stay 
• No limit on employment 
• Not US citizens – Cannot 
vote; could lose status for 
extended absence from 
US or committing certain 
offences
““GGRREEEENN CCAARRDDSS”” 
TTHHRROOUUGGHH EEMMPPLLOOYYMMEENNTT 
• First Preference (EB-1) 
• Extraordinary Ability, Outstanding 
Researchers and Professors, and 
Managerial or Executive 
Transferees 
• No Labor Certification requirement 
• Second Preference (EB-2) 
• Exceptional ability, National 
Interest Waiver (NIW), and 
advanced degree professionals 
• No Labor Certification for NIW & 
Exceptional ability 
• Third Preference (EB-3) 
• Professional, skilled, and 
unskilled workers 
• Why do the Preference 
categories matter?
HHIIRRIINNGG AANN IINNDDIIVVIIDDUUAALL WWIITTHH AA PPEENNDDIINNGG 
GGRREEEENN CCAARRDD AAPPPPLLIICCAATTIIOONN –– PPOOSSSSIIBBLLEE?? 
• Where is the individual in the “green card” 
process? 
• If the individual has a pending I-485 
application with an EAD card, then there is a 
good possibility that you could employ that 
individual immediately and without 
disrupting his application. 
• If the individual is in the first phase of the 
process, Labor Certification, or the second 
phase of the process, I-140 Petition, with no 
pending I-485, he may be “hirable” under H- 
1B portability, but you would have to re-start 
the green card process down the road.
CCAANN TTHHEE IINNDDIIVVIIDDUUAALL VVOOLLUUNNTTEEEERR 
AATT OOUURR CCOOMMPPAANNYY?? 
• If the position is normally filled by a paid 
employee, whether FT or PT, the DoL has 
taken the position that this is not a 
“volunteer” and it could run afoul of both 
immigration and wage and hour provisions. 
• There are many visa options, which we have 
discussed today, so, if there are questions 
as to whether it would qualify as a 
“volunteer,” then you are probably better 
off exploring proper visa options so as to 
avoid such penalties.
THANK YOU. 
For additional information please go to: 
www.immigrationsquared.com 
or 
www.grahamadair.com 
Presented by 
207.517.2628 
rford@grahamadair.com

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Maine Local Tour Presentation

  • 1. How ddoo II hhiirree aann eemmppllooyyeeee wwhhoo rreeqquuiirreess aa wwoorrkk vviissaa wwhheenn tthheerree aarree nnoo HH--11BBss aavvaaiillaabbllee?? Presented by Russell C. Ford, Esq. Graham Adair 207.517.2628 rford@grahamadair.com
  • 2. AAGGEENNDDAA • Nonimmigrant Options • Could you just consider a green card instead? • Questions & Answers
  • 3. NNOONNIIMMMMIIGGRRAANNTT SSTTAATTUUSS • Limited in Duration of Stay • Limited in Activities Allowed • Limited to Employer/Sponsor
  • 4. WWHHAATT IISS TTHHEE HH--11BB CCAAPP?? • The “cap” refers to any “new” H-1B, e.g., an individual that has not previously held H-1B status within the last six years and/or is not seeking a new 6-year period of stay after being outside of the U.S. for at least 365 days. • H-1B Cap – 65,000 “Regular”/20,000 “Master’s Cap” • Institutions of Higher Education (or affiliated non-profit entities) are exempt from Cap
  • 5. F-1 SSTTUUDDEENNTTSS:: DDOO YYOOUU MMAAIINNTTAAIINN AA RREELLAATTIIOONNSSHHIIPP WWIITTHH AA CCOOLLLLEEGGEE?? • Performed on school premises (this includes commercial enterprises that provide direct student services located on-campus) OR • Performed at an off-campus location, which is educationally affiliated with the school. • “Educationally affiliated” is defined as: “associated with the school’s established curriculum or related to a contractually funded research project at the post-graduate level” and “an integral part of the student’s educational program.” • Limited to 20 hours per week (exception: 40 hours per week during regular school breaks/vacations). • Cannot displace US Citizen worker.
  • 6. F-11 SSTTUUDDEENNTTSS:: AARREE YYOOUU PPRROOVVIIDDIINNGG AA PPRRAACCTTIICCAALL TTRRAAIINNIINNGG OOPPPPOORRTTUUNNIITTYY?? Curricular Practical Training (“CPT”): •Must be a full-time F-1 student; •Must have completed one academic year of study; •Must be directly related to the major area of study; •Utilized for alternative work/study, internship, co-op program, or “any other type of required internship or practicum that is offered by sponsoring employers through cooperative agreements with the school.” •Students who have utilized 12 months or more of CPT or ineligible for Optional Practical Training.
  • 7. FF--11 SSTTUUDDEENNTTSS:: PPOOSSTT--GGRRAADDUUAATTIIOONN Optional Practical Training (“OPT”): •Must be directly related to the major area of study; •Student must obtain authorization from the International Students Office through SEVIS and then apply to the USCIS for an Employment Authorization Document (“EAD”) – student cannot begin employment until the EAD has been issued; •Limited to 12 months of total OPT time whether used during, after or both (note – part-time OPT employment during the school year is deducted from the 12 months at only a ½ rate, i.e., 2 days of part-time would be deducted from the overall period as only 1 day of OPT). •If you are an E-Verify registered employer and the individual graduated from a STEM degree program, this could be extended an additional 17-month period.
  • 8. JJ--11 EEXXCCHHAANNGGEE VVIISSIITTOORR EEMMPPLLOOYYMMEENNTT • Work-authorized categories include professors, research scholars, trainee, specialists, interns • J-1 Trainees • Pre- or Post-graduation • Up to 18 months • J-1 Interns • Graduate of foreign degree program with less than one year of work experience; or • 5 years of work experience • Dependents may apply for work authorization
  • 9. H H-1B PORTABILITY: HIIRRIINNGG AANN IINNDDIIVVIIDDUUAALL AALLRREEAADDYY IINN HH--11BB SSTTAATTUUSS • H-1B worker may begin employment with new employer as soon as the H-1B petition is filed • Broader vs. stricter interpretation of portability • Pay stub = evidence of maintaining status
  • 10. O-1 EXTRAORDINARY ABILITY • Intended only for the top few in the field of expertise in the world • Must have: • Major award or prize (Nobel, Fields, etc.); OR • Documentation from 3 of 8 categories specified in the Regulations; OR • Other “comparable evidence” • The job need not require extraordinary ability • Initial O-1 period is 3 years, annual extensions indefinitely thereafter in one-year increments (foreign national must continue to demonstrate extraordinary ability and achievements)
  • 11. TTNN CCLLAASSSSIIFFIICCAATTIIOONN • Available only to Mexican and Canadian Citizens • Specific list of occupations in NAFTA • One year initial admission – extensions can be granted in one-year increments • Biggest obstacles: Demonstrating nonimmigrant intent and “fitting” within defined occupations • Processing: • For Canadian Citizens: Apply directly at Class A POE/PFI • For Mexican Citizens: Apply directly at the US Embassy
  • 12. EE--33 CCLLAASSSSIIFFIICCAATTIIOONN • No CIS petition required; apply for visa directly with Consulate but limited to Australian citizens • All visa issuing US consulates in Australia accept applications • If in the US in an eligible status, can apply to change status to E-3 through the USCIS • Admitted for two years • No maximum stay for E-3s • Limited to 10,500 per year • Spouse can get authorization to work
  • 13. EE--33 RREEQQUUIIRREEMMEENNTTSS • Job offer from US employer (E-3 support letter) • Must be filling a position in the US that requires attainment of a bachelor’s degree • Must have foreign equivalent of a US bachelor’s degree related to field of work (experience equivalency allowed) • Certified Labor Condition Application (LCA) • All other normal visa application documents Evidence that stay in US will be temporary
  • 14. OOTTHHEERR CCAATTEEGGOORRIIEESS TTOO CCOONNSSIIDDEERR • Singaporeans and Chileans (H-1B1): Nationals of Singapore and Chile have their own H-1B quota numbers available under respective treaties between those countries and the U.S. The numbers available under those treaties have yet to be exhausted. • E-1/E-2: If the potential employer shares the same nationality as the foreign national employee, and if that nationality is a country which has a qualifying treaty with the U.S., either E-1 treaty trader or E-2 treaty investor is worth exploring. • R-1: If the nature of the employment is a religious vocation, the R-1 religious worker visa becomes a readily available, non-capped option. • P Status: If the nature of the employment is of an artistic or entertainment nature, one of the P visa categories may be an option. • I Status: The I visa is available for foreign nationals working for a foreign information media outlet -- press, radio, film or other -- in the U.S. • B-1 in Lieu of H-1B: If a foreign national is coming to work in an H-1B-eligible position in the U.S., but the source of the H-1B's salary will be overseas, a B-1 in lieu of H-1B option should be explored. This option is most appropriate for foreign nationals who have an overseas employer which requires a foreign national to provide professional services for the benefit of the overseas employer in the U.S. • H-3: Many employers have training programs for new graduates as the first step of their H-1B employment. The training program may be formal enough to qualify the foreign national for H-3 status.
  • 15. IIMMMMIIGGRRAANNTT VVIISSAASS • Available for hiring an employee on a “permanent” basis • Permanent Residence • No limit on period of stay • No limit on employment • Not US citizens – Cannot vote; could lose status for extended absence from US or committing certain offences
  • 16. ““GGRREEEENN CCAARRDDSS”” TTHHRROOUUGGHH EEMMPPLLOOYYMMEENNTT • First Preference (EB-1) • Extraordinary Ability, Outstanding Researchers and Professors, and Managerial or Executive Transferees • No Labor Certification requirement • Second Preference (EB-2) • Exceptional ability, National Interest Waiver (NIW), and advanced degree professionals • No Labor Certification for NIW & Exceptional ability • Third Preference (EB-3) • Professional, skilled, and unskilled workers • Why do the Preference categories matter?
  • 17. HHIIRRIINNGG AANN IINNDDIIVVIIDDUUAALL WWIITTHH AA PPEENNDDIINNGG GGRREEEENN CCAARRDD AAPPPPLLIICCAATTIIOONN –– PPOOSSSSIIBBLLEE?? • Where is the individual in the “green card” process? • If the individual has a pending I-485 application with an EAD card, then there is a good possibility that you could employ that individual immediately and without disrupting his application. • If the individual is in the first phase of the process, Labor Certification, or the second phase of the process, I-140 Petition, with no pending I-485, he may be “hirable” under H- 1B portability, but you would have to re-start the green card process down the road.
  • 18. CCAANN TTHHEE IINNDDIIVVIIDDUUAALL VVOOLLUUNNTTEEEERR AATT OOUURR CCOOMMPPAANNYY?? • If the position is normally filled by a paid employee, whether FT or PT, the DoL has taken the position that this is not a “volunteer” and it could run afoul of both immigration and wage and hour provisions. • There are many visa options, which we have discussed today, so, if there are questions as to whether it would qualify as a “volunteer,” then you are probably better off exploring proper visa options so as to avoid such penalties.
  • 19. THANK YOU. For additional information please go to: www.immigrationsquared.com or www.grahamadair.com Presented by 207.517.2628 rford@grahamadair.com

Editor's Notes

  1. Any position that serves the student body: researchers, instructors, cafeteria, outside employers that have facilities on campus to serve the students (e.g., taco bell), but not a construction contractor that’s building a library; Extended campus – Emory affiliation with museum in Atlanta – work for the museum O.K.