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1
GRAPHITE POWERS
OUR FUTURE
NYSE American: GRFX
HKEX: 6128
June 2023
2
Why Graphite?
CONFIDENTIAL
▪ The Future is Electrified
▪ Electrification = Batteries
▪ Batteries = Graphite
3
• Coated spherical graphite is used by battery makers
to form the graphite electrode (anode) of a Li-Ion
battery cell
• Regardless of the Cathode configuration – e.g. LFP,
NMC, etc. – the anode is 95-99% graphite, usually a
combination of natural and synthetic.
• There is no practical substitute for graphite as the
anode material in EV batteries currently, nor for the
foreseeable future.
• Graphite comprises up to 28% of the volume in an EV
battery
Source: Learn Engineering; note Cathode is a NCA material made from Lithium
Nickel Cobalt Aluminum Oxides; separator is PVC or Polymer film; 85KW battery
has 7,104 cells
Typical EV Li-Ion Battery Cell
Why Graphite?
CONFIDENTIAL
4
Why Graphite?
CONFIDENTIAL
▪ Up to 15X More Graphite than Lithium
▪ Sustained High Demand for Decades
▪ Stable, Natural, High-performing, Non-toxic
▪ Cathode Agnostic
▪ Universal to ANY Electrification Mode
▪ No Substitute
Stable, Increasing Demand Through 2040 and Beyond
CONFIDENTIAL
5
Natural Graphite Content in EV Batteries INCREASES Over Time
6
NA Gigafactories: 560 GW / year = ~500,000 Tons of Demand
CONFIDENTIAL
Current Commercial-scale Production = ZERO
7
Value
Increase
Spherical Graphite
Mining Flotation Purification Coating
Shaping
EV Battery
Production
EV
Downstream
Upstream
-100 Mesh Flake Graphite
Grinding
BAM
Blending
Midstream
Coated Spherical Graphite
Why Graphex? 10X - 15X Value Added in Mid-Stream
CONFIDENTIAL
7
1X 4-5X 10-15X
8
▪ Top 10 Graphite Processor Globally – not a start-up
▪ Revenues and Positive EBITDA – 10,000 MT/annum
▪ High Barrier to Entry – Art & Science
▪ Proprietary technology and methods
▪ 20 Patents, Tribal Knowledge
▪ Foundational Player Globally
▪ Solving an Industry-level Problem
Why Graphex?
CONFIDENTIAL
9
GALLOIS S.A
Partnership/Supply Agreement Opportunities
CONFIDENTIAL
Solving the Problem – Part I
CONFIDENTIAL
10
Secure Multiple Sources of Raw Material ex-China
11
Solving the Problem – Part II
CONFIDENTIAL
Deliver End-to-End (Mine-to-Battery) Supply at Scale to Customers
▪ Phase I: 20,000 MT Q3 2023
▪ Phase II: 55,000 MT Q4 2024
▪ Increase Revenues 2X - 5X
Jixi Expansion – Mashan Industrial Park
CONFIDENTIAL
▪ Contract w/ Mashan Graphite Park
▪ Phase I Design Completed
▪ Contractors Selected
12
▪ One of the first battery anode material facilities in North America
▪ 15,000 MT Q1 2024
▪ 100+ new jobs to disadvantaged area
▪ Siteworks Completed, Utilities Upgraded, Construction Waiver
▪ Structures Rehabbed, Ready to Plug and Play
▪ Grants and Incentives – City, County, State
Pitch Coating Plant – Warren, MI
CONFIDENTIAL
13
▪ 100% Renewable Power
▪ Up to 1000+ New Jobs to Region
▪ Up to 100 MT + Q1 2026
Site Negotiations – Baie Comeau, Manicouagan, Quebec
CONFIDENTIAL
▪ International Deep-sea Shipping Port
▪ International Rail Network Access
▪ Local, Regional, National Incentives
14
15
CONFIDENTIAL
Flexfactory flow
16
Market Cap vs Annual Revenues
CONFIDENTIAL
Substantial Revenues vs Peer group
Attractive Price/Sales Ratio
Recently Listed NYSE American
Dan Nye, CFA
Chief Strategy Officer
❖ 20 years of experience investing into and building technology businesses
❖ US Naval Officer; fast attack submarine USS Springfield (SSN 761)
❖ Led manufacturing operations for Asyst Technologies, growing revenues from $80 to $300 million
❖ Harvard Business School MBA; Boston University, BSc Manufacturing Engineering
❖ Bain & Company strategy consultant, focused on energy/industrials
Frank Li
Chief Technology Officer
❖ Physics and a Masters Degree from the Chinese Academy of Sciences.
❖ Prior experience in R&D for Shanghai Shanshan Technology and as the Chief Engineer and Deputy GM for
Qitaihe Wanlitai Electrical materials
❖ Previously the R&D Director of oil series needle coke and anode materials for Shandong Yiwei New Materials
Prof. Liqun Luo
Head of Research
❖ PhD in Engineering and Mineral Processing from Wuhan University in 2003
❖ Currently a Professor and Senior Engineer at Wuhan University of Technology
❖ An expert in mineral processing, he is a visiting scholar to the University of Queensland, Australia
❖ 35 years in executive leadership and operational management in the energy and infrastructure sectors
❖ Responsibilities include formulating corporate and business strategies and making major corporate and
operational decisions to support the expansion of the graphite business into the U.S.
❖ Previously President, CEO, and Board Member of JouleSmart Solutions, GM of Siemens Smart
Infrastructure, Vice President of MWH Global, VP of SPG Solar, COO of Thompson Solar Technologies
John DeMaio
CEO, Graphex Technologies
President, Graphex Group
17
Key Executive Team
CONFIDENTIAL
Governance
Environmental
❖ All new workers at the processing plant are required to receive and pass the three-tier safety training program
❖ Plant has established safety prevention mechanisms at all levels
❖ Treating all stakeholders and partners with dignity and respect through transparent and effective engagement
❖ Prioritizing the sustainable socio-economic development of local and indigenous communities through local
sourcing and employment
❖ The protection and respect of human rights of our employees and local communities
Social
❖ Stakeholder engagement through regular meetings, emails, shareholder meeting, public consultations,
internship programmes, industry conferences and community events to build relationships with both internal
and external stakeholders
❖ As part of our Code of Conduct, the group strictly prohibits any bribery or corruption
❖ Protecting customer privacy and data
❖ Protecting personal data of its employees
❖ Protecting intellectual property rights, through non-disclosure agreements
❖ ISO 9001:2008
❖ Utilizing practices and technologies that minimize water and carbon footprints
❖ Accepting full responsibility for, and providing effective leadership on, sustainability issues
❖ Managing and minimizing the environmental impact of our operations by following best international practices
and standards
18
Commitment to ESG
CONFIDENTIAL
19
Summary
▪ Demand > Supply “Forever”
▪ No Practical Substitute
▪ Experienced High-volume Producer
▪ Diversified Upstream and Downstream
▪ Solving Industry Problem
CONFIDENTIAL
20
Summary
▪ Electrification = Batteries
▪ Batteries = Graphite
▪ Graphite =
CONFIDENTIAL
www.graphexgroup.com
Tel: +1 313. 217. 3300
info@graphexgroup.com
Thank You !
NYSE American: GRFX
HKSE: 6128

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GRFX Presentation

  • 1. 1 GRAPHITE POWERS OUR FUTURE NYSE American: GRFX HKEX: 6128 June 2023
  • 2. 2 Why Graphite? CONFIDENTIAL ▪ The Future is Electrified ▪ Electrification = Batteries ▪ Batteries = Graphite
  • 3. 3 • Coated spherical graphite is used by battery makers to form the graphite electrode (anode) of a Li-Ion battery cell • Regardless of the Cathode configuration – e.g. LFP, NMC, etc. – the anode is 95-99% graphite, usually a combination of natural and synthetic. • There is no practical substitute for graphite as the anode material in EV batteries currently, nor for the foreseeable future. • Graphite comprises up to 28% of the volume in an EV battery Source: Learn Engineering; note Cathode is a NCA material made from Lithium Nickel Cobalt Aluminum Oxides; separator is PVC or Polymer film; 85KW battery has 7,104 cells Typical EV Li-Ion Battery Cell Why Graphite? CONFIDENTIAL
  • 4. 4 Why Graphite? CONFIDENTIAL ▪ Up to 15X More Graphite than Lithium ▪ Sustained High Demand for Decades ▪ Stable, Natural, High-performing, Non-toxic ▪ Cathode Agnostic ▪ Universal to ANY Electrification Mode ▪ No Substitute
  • 5. Stable, Increasing Demand Through 2040 and Beyond CONFIDENTIAL 5 Natural Graphite Content in EV Batteries INCREASES Over Time
  • 6. 6 NA Gigafactories: 560 GW / year = ~500,000 Tons of Demand CONFIDENTIAL Current Commercial-scale Production = ZERO
  • 7. 7 Value Increase Spherical Graphite Mining Flotation Purification Coating Shaping EV Battery Production EV Downstream Upstream -100 Mesh Flake Graphite Grinding BAM Blending Midstream Coated Spherical Graphite Why Graphex? 10X - 15X Value Added in Mid-Stream CONFIDENTIAL 7 1X 4-5X 10-15X
  • 8. 8 ▪ Top 10 Graphite Processor Globally – not a start-up ▪ Revenues and Positive EBITDA – 10,000 MT/annum ▪ High Barrier to Entry – Art & Science ▪ Proprietary technology and methods ▪ 20 Patents, Tribal Knowledge ▪ Foundational Player Globally ▪ Solving an Industry-level Problem Why Graphex? CONFIDENTIAL
  • 9. 9 GALLOIS S.A Partnership/Supply Agreement Opportunities CONFIDENTIAL
  • 10. Solving the Problem – Part I CONFIDENTIAL 10 Secure Multiple Sources of Raw Material ex-China
  • 11. 11 Solving the Problem – Part II CONFIDENTIAL Deliver End-to-End (Mine-to-Battery) Supply at Scale to Customers
  • 12. ▪ Phase I: 20,000 MT Q3 2023 ▪ Phase II: 55,000 MT Q4 2024 ▪ Increase Revenues 2X - 5X Jixi Expansion – Mashan Industrial Park CONFIDENTIAL ▪ Contract w/ Mashan Graphite Park ▪ Phase I Design Completed ▪ Contractors Selected 12
  • 13. ▪ One of the first battery anode material facilities in North America ▪ 15,000 MT Q1 2024 ▪ 100+ new jobs to disadvantaged area ▪ Siteworks Completed, Utilities Upgraded, Construction Waiver ▪ Structures Rehabbed, Ready to Plug and Play ▪ Grants and Incentives – City, County, State Pitch Coating Plant – Warren, MI CONFIDENTIAL 13
  • 14. ▪ 100% Renewable Power ▪ Up to 1000+ New Jobs to Region ▪ Up to 100 MT + Q1 2026 Site Negotiations – Baie Comeau, Manicouagan, Quebec CONFIDENTIAL ▪ International Deep-sea Shipping Port ▪ International Rail Network Access ▪ Local, Regional, National Incentives 14
  • 16. 16 Market Cap vs Annual Revenues CONFIDENTIAL Substantial Revenues vs Peer group Attractive Price/Sales Ratio Recently Listed NYSE American
  • 17. Dan Nye, CFA Chief Strategy Officer ❖ 20 years of experience investing into and building technology businesses ❖ US Naval Officer; fast attack submarine USS Springfield (SSN 761) ❖ Led manufacturing operations for Asyst Technologies, growing revenues from $80 to $300 million ❖ Harvard Business School MBA; Boston University, BSc Manufacturing Engineering ❖ Bain & Company strategy consultant, focused on energy/industrials Frank Li Chief Technology Officer ❖ Physics and a Masters Degree from the Chinese Academy of Sciences. ❖ Prior experience in R&D for Shanghai Shanshan Technology and as the Chief Engineer and Deputy GM for Qitaihe Wanlitai Electrical materials ❖ Previously the R&D Director of oil series needle coke and anode materials for Shandong Yiwei New Materials Prof. Liqun Luo Head of Research ❖ PhD in Engineering and Mineral Processing from Wuhan University in 2003 ❖ Currently a Professor and Senior Engineer at Wuhan University of Technology ❖ An expert in mineral processing, he is a visiting scholar to the University of Queensland, Australia ❖ 35 years in executive leadership and operational management in the energy and infrastructure sectors ❖ Responsibilities include formulating corporate and business strategies and making major corporate and operational decisions to support the expansion of the graphite business into the U.S. ❖ Previously President, CEO, and Board Member of JouleSmart Solutions, GM of Siemens Smart Infrastructure, Vice President of MWH Global, VP of SPG Solar, COO of Thompson Solar Technologies John DeMaio CEO, Graphex Technologies President, Graphex Group 17 Key Executive Team CONFIDENTIAL
  • 18. Governance Environmental ❖ All new workers at the processing plant are required to receive and pass the three-tier safety training program ❖ Plant has established safety prevention mechanisms at all levels ❖ Treating all stakeholders and partners with dignity and respect through transparent and effective engagement ❖ Prioritizing the sustainable socio-economic development of local and indigenous communities through local sourcing and employment ❖ The protection and respect of human rights of our employees and local communities Social ❖ Stakeholder engagement through regular meetings, emails, shareholder meeting, public consultations, internship programmes, industry conferences and community events to build relationships with both internal and external stakeholders ❖ As part of our Code of Conduct, the group strictly prohibits any bribery or corruption ❖ Protecting customer privacy and data ❖ Protecting personal data of its employees ❖ Protecting intellectual property rights, through non-disclosure agreements ❖ ISO 9001:2008 ❖ Utilizing practices and technologies that minimize water and carbon footprints ❖ Accepting full responsibility for, and providing effective leadership on, sustainability issues ❖ Managing and minimizing the environmental impact of our operations by following best international practices and standards 18 Commitment to ESG CONFIDENTIAL
  • 19. 19 Summary ▪ Demand > Supply “Forever” ▪ No Practical Substitute ▪ Experienced High-volume Producer ▪ Diversified Upstream and Downstream ▪ Solving Industry Problem CONFIDENTIAL
  • 20. 20 Summary ▪ Electrification = Batteries ▪ Batteries = Graphite ▪ Graphite = CONFIDENTIAL
  • 21. www.graphexgroup.com Tel: +1 313. 217. 3300 info@graphexgroup.com Thank You ! NYSE American: GRFX HKSE: 6128