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Bapuji Academy of Management andResearch
 Name: Rakshith R Bhargav
 REG no: MB202532
Semester:3rd
Submitted to
Dr.Navin Nagaraj
Topic: Ethics in Finance
Meaning of Ethics
Ethics or moral philosophy is a branch
of philosophy that "involves
systematizing, defending, and
recommending concepts of right and
wrong behavior".
Meaning of ethics in Finance
Ethics in finance means the
specification of the general principles
of ethics for the purpose of application
and compliance in the field of finance.
Why Ethics in Finance:
 Ethics in Finance is one of the main things which
everyone has to follow from small, medium and big
level company
 It is considered very important as without financial
Component no business can run for long time.
 Ethics in finance may vary from industry to industry
but everyone is liable to do their work at utmost
good faith.
Importance of Ethics in Finance
 1. Provides a moral code of standard
 2. Ethics in finance channelizes confidence
in business/corporate dealings
 3. Ethics makes business/corporate
behavior and activities harmonious
Code of ethics in Finance
Protecting the financial interest of
clients
Conducting business with high
transparency
Respecting and maintaining
confidentiality of any information
entrusted
Ethical issues in Finance:
 Insider Trading
 Hostile Takeover
 Asset Misappropriation
 Tempering books of accounts
Conclusion
 Ethics are inextricably connected to the
financial world as they form the basis for
trust. Without trust the system is either
dysfunctional or unstable or both, as the
recent experience has shown.
Corporate governance and business ethics Ethics in Finance

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Corporate governance and business ethics Ethics in Finance

  • 1. Bapuji Academy of Management andResearch  Name: Rakshith R Bhargav  REG no: MB202532 Semester:3rd Submitted to Dr.Navin Nagaraj
  • 3. Meaning of Ethics Ethics or moral philosophy is a branch of philosophy that "involves systematizing, defending, and recommending concepts of right and wrong behavior".
  • 4. Meaning of ethics in Finance Ethics in finance means the specification of the general principles of ethics for the purpose of application and compliance in the field of finance.
  • 5. Why Ethics in Finance:  Ethics in Finance is one of the main things which everyone has to follow from small, medium and big level company  It is considered very important as without financial Component no business can run for long time.  Ethics in finance may vary from industry to industry but everyone is liable to do their work at utmost good faith.
  • 6. Importance of Ethics in Finance  1. Provides a moral code of standard  2. Ethics in finance channelizes confidence in business/corporate dealings  3. Ethics makes business/corporate behavior and activities harmonious
  • 7. Code of ethics in Finance Protecting the financial interest of clients Conducting business with high transparency Respecting and maintaining confidentiality of any information entrusted
  • 8. Ethical issues in Finance:  Insider Trading  Hostile Takeover  Asset Misappropriation  Tempering books of accounts
  • 9. Conclusion  Ethics are inextricably connected to the financial world as they form the basis for trust. Without trust the system is either dysfunctional or unstable or both, as the recent experience has shown.