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]. Soc.Cosmet.
Chem.,25, 99-114(February3, 1972)
ClearZinc Pyrithione
Preparations
TERRY GERSTEIN, M.S.*
Presented
May 24,1971,Seminar,Washington,
D.C.
Synopsis--ZINC PYRITHIONE, also kn,ownas zinc pyridine-2-thiol-l-oxide, has been es-
tablished as an effective ANTISEBORRHEIC AGENT. Because of its limited aqueous
solubilityit is currentlybeingmarketedasa suspension
in hair-cleansing
and hair-grooming
preparations.A methodhasbeendeveloped
in whichclear,aqueous
(aswell asnonaqueous)
productscan be prepared. The method is basedupon the COMPLEXATION of zinc
pyrithione with certain ORGANIC AMINES. It appearsthat zinc pyrithione is highly
solublein manyprimaryaliphaticamines. In othermorecomplexamines,suchasthe poly-
alkylenimines,
a definitestablemolecularcomplexis formed. The ability of suchaminesto
complexand producea solubleform of zinc pyrithioneis discussed
with respectto the
physicaland d•emicalpropertiesof the ensuingsolutions.
Based
onthese
findings,
CLEARHAIR Pi•EPARATIONS
containing
zincpyrithione
can
be preparedfor useasantidandruffcleansers,
rinses,groomingagents,and conditioners. Ex-
amples
areoffered
of productformulations
havinglevels
of zincpyrithione
rangingfrom700
to 20,000
ppm(2%). Analyticaldataconcerning
complex
formationaswell asthe complexes'
toxicologyare presented.
INTRODUCTION
Zinc pyrithione, also known as zinc pyridine-2-thiol-l-oxide
(ZPTO), hasbeenestablished
asan effectiveantiseborrheic
agent(1).
It iscurrentlymarketedin shampoo
and hair dressings
at concentration
levelsof about 0.5% in ,thehair dressing
to about 1•o in the shampoo.
This activeingredientis presentin the form of a dispersed
solid in
these
products
since
itssolubility
isquitelimitedin bothwaterandoil
media. The literature statesthat its solubility in water is 10-20 ppm
at pH 7 andincreases
to 35-50ppmat pH 8 (2). In ethanol,thesolu-
bility is 290ppm; in acetone,
700 ppm; in benzene,
3-5 ppm; and in
diethylether,0 ppm. In other solvents,
the solubilityincreases--for
* RevlonResearch
Center,Inc., 945ZeregaAve.,Bronx,N.Y. 10473.
99
100 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
example,in chloroform,,to0.34% andin dimethylformamide,
to 0.81%.
The solubilityin dimethylsulfoxide
is reportedto be 5.13% (2). Ac-
cordingly,it hasbeen difficult to formulate suitablecosmetic
composi-
tions containing solubilized ZPTO. Although the sodium salt of
pyrithioneis highly solublein water, and like ZPTO hasbeenfound to
havefungicidaland bactericidalproperties,it, unlike ZPTO, hasbeen
found toxic and unacceptablefor use in cosmetics
or dermatological
compositions
for topicalapplication
to theskin(3).
HYPOTHESES
It waspostulatedthat the solubilityof ZPTO would be increased
in solvents
containingaminofunctionalgroups. The reasoning
for this
isbased
uponthe ability of certainheavymetalssuchascadmium,zinc,
copper,
andnickelto formamminecomplexes.Zinchasa coordination
numberof 4 whichmeansthat it canattachitselfspatiallyto 4 ligand
linkagesbesides
maintainingits two primary valencelinkages. In the
molecularstructureof ZPTO (Fig. 1), two of the four availablespatial
positions
arefilledby the oxygen
in theoxidefunctionalgroups
of the
molecule. A chelateisformed. By selecting
the properaminesolvent
it washopedthat thechelatestructure
wouldbe modifiedto allowfor
the accommodation
of a molecular complex containing amino groups
that would utilize the remaining two Werner bonds.
Figure 1. Zinc pyrithione (zincpyridine-2-thiol-l-oxide)(ZPTO)
One of the first materialsto be testedwasreagentgrade28% am-
moniumhydroxide. It wasfoundthat ZPTO wassolublein it to the
orderof 1 or 270. Althoughthisin itselfwasnot considered
significant,
it provedsomewhat
interesting
whena 1% solutionof ZPTO in am-
moniumhydroxide
wasusedto neutralize
aqueous
Carbopol941.* A
cleargelresultedthat hada pH of 8 andcontained100ppmor 0.01%
ZPTO. When the pH of the gelsystem
waslowered,it wasfoundthat
* B. IV.Goodrich & Co., Cleveland, Ohio.
ZINC PYRITHIONE PREPARATIONS 101
the growthof small,finecrystals
had formedthroughout
the media.
Thus,whatin effect
wewereabletodowastoprepare
a near-saturated,
saturated,
or supersaturated
solutionof ZPTO relativelyquicklyand
withoutthepresence
of anequilibrating
solid.
The mechanism
by whichZPTO produces
a therapeutic
effecton
seborrheic
dermatitisis not understood. If one postulates
that the
mechanism
of the actionof ZPTO is throughepidermal
penetration,
thenonemustconcludethat it is not the ZPTO particles
but rather
the molecules
themselves
that penetratethe epidermis. One can then
reason
thattheuseofasaturated
solution
ofZPTO cangivecorrespond-
ing effects
asa suspension
of the solidin contactwith its supernatant
liquor. If a 1% suspension
of ZPTO contains
only0.01% (100ppm)
availablematerialfor epidermalpenetration,
thentheremaining0.99%
dispersed
solidcanbe considered
unavailablefor penetrationinto the
skin. Hence,theoretically,
the clearCarbopolgel that wasprepared
containing
0.01%solubilized
ZPTO canbejustasefficient
a preparation
in relievingseborrheic
dermatitisasan opaquepreparationcontaining
99-foldmore ZPTO assuspended
material. This statementis conjec-
,ture and no attempt hasbeen made to determine its validity either
experimentallyor clinicallyat thistime.
EXPERIMENTAL
The procedurefor determiningsolubilitywasrapid, but only ap-
proximate,sincethe ultimateendof the testingwasnot the elucidation
of solubilitydata,but the formulationof hair products. Thus, 1 g of
ZPTO was dissolved
into 9 g of the amine in questionwith gentle
heating,if necessary.The easewith which the ZPTO wasdissolved
was
notedalongwith the quantityof residualinsolubles
at room tempera-
ture. An estimationof the solubilityof ZPTO in the amine wasthen
made. Besides
ammoniumhydroxide,the following commonlabora-
toryaminesweretestedfor their solventeffecton ZPTO:
triisopropanolamine
triethanolamine
N-methyldiethanolamine
N N-dimethylaminoethanol
N-ethyldiethanolamine
N,N-diethylaminoethanol
Theseamineshaveseveral
characteristics
in common. All aretertiary
amines;they havedifunctionalityin the form of alkanol groupsthat
102 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
lower
theirbasicity
through
aninductance
effect;
theyareallverypoor
solvents
forZPTO. Otheramines
which
proved
,tobepoorsolvents
were
trilaurylamine,
ethoxylated
cocoamine-15
moles
ETO, andmorpholine.
It wasfoundthat the followingcompounds
containing
primary
aminofunctionalgroups
madeexcellentsolvents:
n-dodecylamine
1,3-diaminopropane
N-(3-aminopropyl)
1,3-propanediamine
N- (3-aminopropyl)N-methyl-
1,3-propanediamine
bis(2-aminoethyl)sulfide
All of theseamineswere capableof dissolving
over 10% ZPTO.
There werealsoa numberof oxyamino
compounds
that showed
very
goodsolventproperties. Thesewere:
ethanolamine
diglycolamine
3-methoxy-n-propyl
amine
3-(2-ethoxyethoxy)-n-propyl
amine
3-[2-(2-e
thoxye
thoxy)e
thoxy]
-n-pro
pylamine
Diglycolamine,*or 2-hydroxy-2'-aminodiethylether,
wassingledout
for its unique solventproperties: it can dissolve42% ZPTO. Of
course, the fact that this amine itself was water soluble was also con-
sideredfavorable. In relationto the ethoxylated
propylamines,
it was
observedthat increasingthe ethoxylationfunction lowerstheir solvent
capacities.Thus, while 3-(2-ethoxyethoxy)-n-propylamine
wasable to
dissolve
over 10% of ZPTO, the solubilitycapacity
of 3-[2-(2-ethoxy-
ethoxy)
ethoxy]-n-propylamine
wasapproximately
8%.
A numberof primaryaminesthatwereexpected
to be goodsolvents
but failed to be were:
N,N-dimethyl-
1,3-propanediam
ine
N-(3-aminopropyl)cyclohexylamine
bis(3-aminopropyl)piperazine
4-(3-aminopropyl)morpholine
ethylenediamine
cyclohexylamine
* JeffersonChemicalCo., Houston,Tex.
ZINC PYRITHIONE PREPARATIONS 103
DISCUSSION AND APPLICATION
The solubilityof ZPTO in organicaminesmaybe lookedupon as
the interaction of a Lewis acid and a Lewis base in which the ZPTO,
actingasa Lewisacid,accepts
a pair of electrons
from an aminogroup
thusforming a covalentbond. Zinc is a class
a metal, that is, it is an
electropositive
metalthat formsits moststablecomplexes
with ligands
in whichthe donoratomisnitrogen,oxygen,or fluorine(4). The sta-
bili•tyof theresulting
metalcomplexis a functionof the natureof the
ligand. With classa metals, the greater the base strength of the
ligandthegreateris the tendency
to form stablecomplexes.However,
thiswasfoundnot to be thecase
in all instances.Accordingto dissocia-
tion constanttables,cyclohexylamine,
with a pK• of 10.64,shouldbe
equalto if nota bettersolvent
for ZPTO thandodecylamine
(pK• 10.62)
(5). It wasshownthatcyclohexylamine
wasa considerably
poorersol-
vent than dodecylamine. Ethanolamine,with a relativelylow pK• of
9.50,wascapableof dissolving
ZPTO to over 30%. The high solvency
of ethanolamine
can be explainedthroughchelation. The formation
of a chelatestructureusuallylends itself to stabilizingthe complex,
and the more extensivethe chelation,the more stablethe system. Fig-
ure 2 showsa possiblethree-dimensional
chelatestructure of ethanol-
amine. Observethe formationof a 5-memberedchelatering and note
that the spatialarrangementof the coordinationbondsallowszinc to
be positionedin the center of a tetrahedralstructure (6). However,
2-amino-2-methylpropanol,
whichcanbe thoughtof asa dimethylderiv-
ative of ethanolamine,NHsC (CHa)sCHsOH, is an extremelypoor sol-
vent. This is not surprisingif the sterichindranceof the two methyl
ETHANOLAMINE
Figure 2. ZPTO-ethanolaminecomplex
104 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
groups
on thecarbonatomalphato theaminofunctionistakeninto ac-
count. Many of the solubilityinconsistencies
in this studycan be ex-
plained by sterichindrance. In general,large bulky ligandsform less
stablemetalcomplexes
thandoanalogous
smallerligands.
Although the moststablemetal chelates
containingsaturatedligands
form 5-memberedchelaterings, saturated6-memberedrings are fre-
quently encountered(7). Figure 3 showsthe 6-rnembered
ring that
1,3-diaminopropane
formswith ZPTO. It isa goodsolvent.
Figure4 shows
the complexformedwhen ZPTO is dissolved
in
N-(3-aminopropyl)-diethanolamine.
Observethat a zincchelatestruc-
ture is formed with the tertiary amino nitrogen atom and an oxygen
Figure 3. ZPTO-1,3-diaminopropane
complex
CH•C
H•0H
ZINC PYRITHIONE PREPARATIONS 105
atom of one of the hydroxylgroups. It was concludedthat the pri-
maryaminonitrogenatomdoesnot participatein formingthe chelate
structure. The experimentalproof for this is that when the analogous
compoundwithout hydroxyl groups,N,N-diethyl-l,3-propanediamine,
wastestedfor its solventcapacityon ZPTO, the solubilityof ZPTO was
reducedfrom well over 10% at 20øGto lessthan 1%.
Diglycolamine
The superiorsolventpower of diglycolaminecould be ascribedto
the formationof a tetradentatechelatestructurewith ZPTO (Fig. 5).
•k•
•.,•
..•......
• DIGLY
Figure 5. ZPTO-diglycolamine complex
Diglycolamine,
whichmaybe thoughtof asa derivativeof diethyl ether,
waschosenasthe solubilizing agent for ZPTO in severalclear formula-
tions (Table I). These formulationsare limited by the low water
concentrations
that are required for clarity. Increasingthe concentra-
tion of the water causes
the disruption of the ZPTO-diglycolamine com-
plex permittingfree ZPTO to be thrown out of solution. The proto-
type hair-settinglotion formulation that wasprepared(Table I) con-
tains0.2% ZPTO and isclear. When water isaddedit becomes
cloudy
due to liberated ZPTO. The pH of a 1:1 mixture with water is 8.8.
The shampoo
preparationshownin Table I hasgoodfoamingproper-
tiesdue partly to the high diethanolamide
content. As expected,the
106 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
Table I
Product FormulationsBasedupon the ZPTO-Diglycolamine Complex
Clear Hair-Setting Lotion
Sequence Ingredient
1 PolyvinylpyrrolidoneK-30
1 Anhydrous ethanol
2 Perfume oil
fZPTO
3 }Diglycolamine
4 3.7% hydrochloricacid
Clear Shampoo
Sequence Ingredient
1 70-30 lauric-myristicdiethanolarnide
1 Isostearic acid
1 Propyleneglycol
fZPTO
2 }Diglycolamine
Hair Gel
Sequence Ingredient
1 Eracol CD-18 a
1 Glycerine
1 Propyleneglycol
1 95% ethanol
J'CarboFol
940
2 •Water
JZeTO
3 }Diglycolamine
Per Cent
2.0
91.7
0.1
0.2
1.8
4.2
Per Cent
23.8
17.0
42.2
1.7
15.3
Per Cent
10 0
10 0
30 0
25 0
0 6075
23 6925
0.07
0.63
Witco Chemical Co., New York, N.Y.
additiono15
waterprecipitates
theZPTO. A 1:1mixtureo15
thisshampoo
with waterhasa pH ot5
9.5.
The hair-groominggel 15ormulation
(Table I), basedupon a poly-
propoxylatedtriol, incorporates
diglycolamineasboth a solubilizer15or
ZPTO and as a neutralizingagent 15or
Carbopolresin. This digly-
colamineneutralizedgelcontains
700 ppm ZPTO and hasa pH of 7.5.
Figure6 isa photograph
that compares
thisgelwith a simpleCarbopol
gel neutralizedwith a system
containing1% ZPTO dissolved
in 28%
ammonium hydroxide. This particular ammonium hydroxide-neu-
tralizedgelcontains
200ppmZPTO and iscloudyat pH 7.6. Actually,
the diglycolamine-neutralized
gel wasinitially clear but a15ter
several
days,small,well-defined
ZPTO crystals
were observed
dispersed
within
it. It appearsthat the re15ractive
index o15
thesecrystals
is closerto the
re15ractive
index o15
the surroundingmedia than the re15ractive
indices
ZINC PYRITHIONE PREPARATIONS 107
".•.....•. - ße.!:
... :•dl..::
:.•..
• .• .• .,
•::;';'."' 2-'-
• .•:• :_:.:•::•.':
......... ............
....,.j:;
... . . ..; .:•:-..:-.
:•,:.
......•.-••,..•:•- .... ..
.:Z
:•. "',. '•;•
..... ....•..:
.;• :•:,... •. }.
Ăź
.:• ,i.' '.• . • ...... :'
' "'•' ' ..•
._. •- .• .&
.--.,-,•?.....::....
:::-;.
::.;.
--:.:.
-....:.:
..:-:;:---.?..:':-:;:..
• •. .'1
.... .. ......
.;;•.•'.•
:. '.,¾i,..:.:.;.;:..•,
,;% ........ :-;• -.•:
.......
•,....
Figure 6. The an:monium hydroxide-Carbopolgel (left) contains200 ppm ZPTO and is
cloudy. The diglycolaminc-Carbopolgel (right) contains700 ppm ZPTO and appearsclear,
due to an optical effect
of thecrystals
andmediain theammoniumhydroxide-Carbopolprepara-
tion, thusmakingthesecrystals
moredifficultto observe. Thesecrystals
will growin sizebut the preparationwill continueto appearclear. By
altering the refractive index of the media the crystalswill be more
visually pronouncedand may give an unusual sparkling effect to the
product. Neither the efficacynor the toxicologicalpropertiesof the
for•nulations outlined in Table I have been determined.
Polyethylenimine
As the searchfor other amino solventsprogressed,
we becamein-
volvedwith a group of aminesthat were decidedlydifferent in their
properties: the polyalkyleniminesand particularly the polyethylen-
imines. This group wasespeciallyattractive in that their higher mo-
lecularweight and bulky molecularstructuremade them relatively in-
vulnerable to subcutaneous
absorption,a particular liability of many
smallerorganicamines(8). Polyethylenimineis madeby the acid-cata-
lyzedpolymerizationof aziridine(Fig. 7). The resultingcationicpoly-
mer, dependingupon polymerizationconditions,can have a molecular
weightashigh as100,000and haveasa composition
a constant
ratio of
25% primaryamineto 50% secondary
amineto 25% tertiaryamine(9).
108 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
AZIRID•NE H
POLYETHYLENIMINE
(PEI)
œigure7. Acid-catalyzedpolymerizationoœaziridine to form polyethyleneimine
What made this material unusual as comparedto other amineswhich
had beentestedwasthe factthat wateror alcoholwasactuallyrequired
in order to dissolve ZPTO. In effect, we were now able to make clear
preparationsof ZPTO that containedlarge quantitiesof water. Ini-
tially, it wasfound that 1 part ZPTO canbe conveniently
dissolved
in
water using2 parts polyethylenimineof molecularweight 600 (PEI).
The resultingsolution,basedupon a 20% ZPTO concentration,had a
pH of 10.6andcouldbe dilutedto infinitywith waterwithoutcausing
theprecipitation
of ZPTO. It waslaterdeterminedthat 1 part ZPTO
canbe so]ubilizedwith aslittle as 1.35partsPEI. When the pH of an
aqueoussolutioncontaining270 ZPTO and 470 PEI wasloweredby
the slowadditionof 3.7•o hydrochloricacid,a precipitateoccurredbe-
low a pH of 8.8. The precipitate
wasidentifiedasZPTO by infrared
spectroscopy
and wasshownto have the samespectraas the crystals
growingin thediglycolamine-Carbopol
hair dressing.
In a studyof the structureof the complexit wasshownthat the
ultravioletabsorption
spectrum
of a diluteaqueous
solutionof ZPTO
shiftsto onesimilar to sodiumpyrithionewhen aqueous
PEI is added
(10). Since
sodium
pyrithione
is an ionicsaltandhasno coordinate
covalent
metallinkages,
theindicationis,thatthechelate
bonds
within
the ZPTO molecule are broken. From this inference, the solubilization
of ZPTO by aqueous
PEI canbe accounted
for by eitherof two ex-
ZINC PYRITHIONE PREPARATIONS 109
Figure 8. Possiblestructuresof solubilizc{ ZPTO in aqueousPEI
planarions. The first (Fig. 8,A) is that a complexis formed with PEI
that is analogousto the tetraammoniazinc complexes. For this to
happen the two coordinationlinkagesthat form the internal chelate
structureof ZPTO would have to open and allow the total of four co-
ordinationlinkagesof zinc to form with PEI. The second
explanation
(Fig. 8,B)is that of a decomposition
of ZPTO into a pyrithionesaltof
PEI and zinc which would be complexedin alkaline PEI media. It•
this is the case,then a solutionof ZPTO in aqueousPEI may exhibit
toxic pharmacologicalproperties similar to sodium pyrithione and
thereforerenderits usein cosmetic
compositions
unacceptable.
To determine the nature of the PEI-solubilized ZPTO, a series of
chromatographic
techniques
wasemployedin whichgel filtration studies
were prominent. Gel filtration, a form of column chromatography,
separates
substances
by molecularweight. The higher the molecular
weight, the more rapidly the substance
is eluted from the column.
ZPTO hasa molecularweightof 318 comparedto approximately600
for the PEI which we used. If the two are not complexedthey should
separate
onthecolumninto twopeaks. It wasfoundthat PEI, zinc,and
pyrithionemigrateasonepeak. This phenomenon
indicates
that the
zinc and the pyrithioneexist in chemicalcombinationin the PEI sys-
tem. This conclusion was also sustained from data obtained from thin-
layerchromatography
studies.
110 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
Extensive toxicologicalstudiesconfirm the existenceof an intact
ZPTO molecule. A subacute
percutaneous
toxicitystudyon the intact
skinofwhitealbinorabbitswasperformed
with a 2% solubilized
ZPTO
solution,pH 8.8. This 90-daystudyshowed
that ,therewereno demon-
strablesystemic
effects
produced
by therepeated
applicationof theprod-
uct on skin at greatlyexaggerated
levelsof intendedhuman use (11).
Corresponding
tests
with equivalentlevelsof sodiumpyrithionedid pro-
ducesystemic
toxicity.
One of the first formulations prepared containing the ZPTO-PEI
complexwasa clearliquid hair dressing
with a ZPTO concentrationof
0.5% (Table II). This formulation was basedupon an alkoxylated
liquid having hydrophylic-hydrophobic
groupings. Included in the
formulation were natural and syntheticesters,ethoxylatedglycerine,
and other ingredientsthat we thoughtwould contribute to a balanced
hair dressing. The total nonvolatile solidscontent was 20%. It was
decidedtodetermineclinicallyif theZPTO-PEI complexin thisproduct
basewasan effectivetreatmentfor seborrheicdermatitis. Beforedoing
this, the preparationwassubmittedto a seriesof pharmacological
and
toxicologicalteststo which new productsare subjectedin order to
maintain maximum consumersafety. After the safetyof the prepara-
tion had been establishedit was then offered for clinical testing in
Europe. Testswereconducted
concurrently
by dermatologists
in Great
Britain, France,and Italy. The resultsof all thesetestsindicatedthat
the preparationwasdefinitelyeffectivein alleviatingdandruffand, in
manyinstances,
in controlling
eventhemost
severe
cases
(12).
Table II
Clear Liquid Hair Dressing
Sequence Ingredient Per Cent
95% ethanol 71. 697
Ucon fluid mixture a 13.5
Castor oil 2.0
Diisopropyl adipate 0.5
Liponic EG-I• 2.0
UV light absorber 0.05
Perfume oil 0. 313
Water 7.0
'ZPTO 0.5
PEI 1.0
(Water 1.0
3.7% hydrochloric
acid 0.44 (q.s.--pH 8.9)
Union Carbide Chemical Co., New York, N.Y.
Lipo ChemicalsInc., New York, N.Y.
ZINC PYRITHIONE PREPARATIONS
Table III
ProductFormulationsBasedupon the ZPTO-PEI Complex
111
Sequence
1
1
1
Sequence
1
1
Sequence
1
1
Clear Shampoo
Ingredient
Sandopan DTC Acid•
Lauric alkanolamide
Water
ZPTO
PEI
Water
Clear Protein Hair Conditioner
Ingredient
Water-soluble protein
Water
ZPTO
PEI
Water
Perfume-hydrotrope
3.7% hydrochloric
acid
Hair-Thickening Lotion
Ingredient
PolyvinylpyrrolidoneK-30
Water
'ZPTO
PEI
Water
'Methocel
resin
b
•Water
3.7% hydrochloric
acid
Per Cent
20.0
3.0
67.0
2.0
4.0
4.0
Per Cent
1.0
97.9
0.2
0.4
0.4
0.1
q.s.--pH 8.8
Per Cent
7.0
40.5
0.5
1.0
1.0
1.0
49.0
q.s.--pH 8.8
SandozChemicalIndustries,Hanover, N.J.
Dow Chemical Co., Midland, Mich.
A series
of prototype
formulations
of otherhair products
waspre-
pared(TableIII). In manycases
theconcentration
levelsof ZPTO are
unrealistically
highin orderto demonstrate
theease
of incorporating
a
largequantityof thecomplex.The clearshampoo
formulation
shown
in Table III contains
Sandopan
DTC Acid whichis an ethoxylated
fattyalcohol
materialhaving,in addition,a carboxylic
acidfunction.
This acid surfactant is used to neutralize some of the excess PEI that
is available
whentheZPTO-PEI complex
is formed. The pH of the
shampoo
maybeaslowas8.8withoutaffecting
clarity. This shampoo
exhibitsgoodfoamingproperties.
In placeof theSandopan
DTC Acidotheracidicsurfactants
maybe
used,
suchasthephosphoric
acidesters
of ethoxylated
fattyalcohols
or
112 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
the succinicacid half-esters
of fatty amides. The use of ingredients
containingsodiumion shouldbe avoidedbecause
of the possibilityof
hydrolizingthe ZPTO at high pH's and formingthe sodiumpyrithione
in situ.
Other prototypehair preparations
made(Table III) werea collagen-
derivedprotein conditionercontaining0.2% solubilizedZPTO and a
clear hair-thickening lotion basedupon polyvinylpyrollidonethat con-
tained0.5% solubilized
ZPTO. Both of thesepreparations
hada pH of
8.8.
Related Amines Tested
Besidesthe polyethylenimine,
molecularweight 600, usedin the
previousformulations,it wasfound that polyethylenimines
of higher
molecularweightsare alsosuitable. Polyethylenimines,
for example,of
molecular weightsof 1,200, 1,800, and 60,000 were able to solubilize
ZPTO in water. When the polyethylenimine
functionisethoxylated
or
propoxylated,
thusreducingthe primaryaminecontent,the solubilizing
effecton ZPTO is reduced. If a modificationof the polyethylenimine
molecularstructureis madesoasto yield a linear polymericmolecule
composed
of onlysecondary
aminefunctions,
it hasno solubilizing
effect
on ZPTO.
It was found that when the molecular weight of polyethylenimine
is reducedto g00, ZPTO is readily dissolved
without the presence
of
water. Water can still be added to this solution without causingthe
precipitation
of ZPTO. This wastrueof amines
of evenlowermolecu-
lar weightthat may be considered
to be derivedfrom sections
of the
polyethylenimine
molecule. Thus, tris(2-aminoethyl)amine
and tetra-
ethylenepentamine (Fig. 9) showedsimilar behaviorto polyethylen-
TRIS(2-AMINOETHYL)AMINE
TETRAETHYLENE PENTAMINE
Figure9. Formulas
for tris(2-aminoethyl)amine
andtetraethylene
pentamine
ZINC PYRITHIONE PREPARATIONS 113
imine of molecularweight300. It isinterestingthat the building block
of these
•nolecules,
ethylenediamine
itself,doesnot dissolve
ZPTO either
with or without water. This is not unusual when one realizes that
ethylenedia•nineis considered
the weakestbaseamongthe polymethyl-
enedia•nines,
NH2(CH2)•NH2, due to its high inductiveeffect,its elec-
trostaticrepulsion effect, and intra•nolecularhydrogenbonding that
shouldgive the ethylenedia•nine
•noleculea •noststable54ne•nbered
cyclicstructure(13).
CONCLUSION
It wasshownthat clearhair preparations
containingZPTO canbe
prepared
by firstcomplexing
theZPTO in a varietyof organicamines.
Its solvation•naybe lookeduponasan acid-base
reactionin which the
solubilityof the ZPTO isa functionof the aminecmnplexant. Among
the factorsthat affectthissolubilityare the basestrengthof the amine,
its sterichindrance,the formation of chelaterings, and its inductance
and electrostaticeffects,all of which contribute to the stability or in-
stabilityof thecomplex. It isshownthat if the properprecautions
are
taken,safeand effectiveclear preparations
can be prepared. What
should be determined is the minionurn concentration of complexed
soluble
ZPTO in suchdear preparations
thatwouldbe effective
against
dandruff.
ACKNOWLEDGMENT
The author would like to acknowledge
and thank the following
individualswhohavecontributedto the findings: Dr. Earle W. Brauer,
Mr. ClydeM. Burnett,Mr. Bernard
L. Kabacoff,
andMr. Radhakrishna
B. Kasat.
(Received
May28, 1971)
REFERENCES
(1) Brauer,
E. W., Opdyke,
D. L., and Burnett,C. M., Antiseborrheic
qualities
of zinc
pyrithione
in a cream
vehicle,
J. Invest.
Dermatol.,
47,174(1966).
(2)ZincandSodium
Compounds
ofOmadine,
Tech.Bull.,OlinChemicals,
NewYork,N.Y.
(g)Opdyke,
D. L., andBurnett,
C. M., Privatecommunication,
RevlonResearch
Center,
Aug. 25, 1965.
(4)Baslo,
F.,andJohnson,
R., Coordination
Chemistry,
W. A. Benjamin,
Inc.,NewYork,
1964,p. 126.
(5)Yukawa,
Y., Handboob
of Organic
Structural
Analysis,
W. A. Benjamin,
Inc.,New
York, 1965,p. 584.
114 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS
(6) Martell, A. E., and Calvin, M., Chemistryo[ the Metal ChelateCompounds,
Prentice-
Hall, Inc.,Englewood
Cliffs,N.J., 1959,p. 254.
(7) Irving, H., Williams, R. J. P., Ferrett, D. J., and Williams, A. E., The influenceof ring
sizeupon the stabilityof metal chelates,
J. Chem.Soc.,1954,p. 3494.
(8) Patty, F. A., Irish, D., and Fasset,D. W., Industrial Hygiene and Toxicology,Vol. II,
Interscience
Publishers,New York, 1963,p. 2037.
(9) PEI--The VersatilePolymer,Tech. Bull., The Dow ChemicalCo.,Midland, Mich.
(10) Kabacoff,B. L., Intern. Rept., Revlon ResearchCenter.
(11) Burnett, C. M., Intern. Rept., Revlon ResearchCenter.
(12) Brauer,E. W., Intern. Rept., Revlon Research
Center.
(13) Gero, A., Inductive effect and hydrogenbonding as factorsin the basestrengthof
polymethylenediamines,
J. Amer.Chem.Soc.,
76,5159(1954).

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zinc parathion solubility

  • 1. ]. Soc.Cosmet. Chem.,25, 99-114(February3, 1972) ClearZinc Pyrithione Preparations TERRY GERSTEIN, M.S.* Presented May 24,1971,Seminar,Washington, D.C. Synopsis--ZINC PYRITHIONE, also kn,ownas zinc pyridine-2-thiol-l-oxide, has been es- tablished as an effective ANTISEBORRHEIC AGENT. Because of its limited aqueous solubilityit is currentlybeingmarketedasa suspension in hair-cleansing and hair-grooming preparations.A methodhasbeendeveloped in whichclear,aqueous (aswell asnonaqueous) productscan be prepared. The method is basedupon the COMPLEXATION of zinc pyrithione with certain ORGANIC AMINES. It appearsthat zinc pyrithione is highly solublein manyprimaryaliphaticamines. In othermorecomplexamines,suchasthe poly- alkylenimines, a definitestablemolecularcomplexis formed. The ability of suchaminesto complexand producea solubleform of zinc pyrithioneis discussed with respectto the physicaland d•emicalpropertiesof the ensuingsolutions. Based onthese findings, CLEARHAIR Pi•EPARATIONS containing zincpyrithione can be preparedfor useasantidandruffcleansers, rinses,groomingagents,and conditioners. Ex- amples areoffered of productformulations havinglevels of zincpyrithione rangingfrom700 to 20,000 ppm(2%). Analyticaldataconcerning complex formationaswell asthe complexes' toxicologyare presented. INTRODUCTION Zinc pyrithione, also known as zinc pyridine-2-thiol-l-oxide (ZPTO), hasbeenestablished asan effectiveantiseborrheic agent(1). It iscurrentlymarketedin shampoo and hair dressings at concentration levelsof about 0.5% in ,thehair dressing to about 1•o in the shampoo. This activeingredientis presentin the form of a dispersed solid in these products since itssolubility isquitelimitedin bothwaterandoil media. The literature statesthat its solubility in water is 10-20 ppm at pH 7 andincreases to 35-50ppmat pH 8 (2). In ethanol,thesolu- bility is 290ppm; in acetone, 700 ppm; in benzene, 3-5 ppm; and in diethylether,0 ppm. In other solvents, the solubilityincreases--for * RevlonResearch Center,Inc., 945ZeregaAve.,Bronx,N.Y. 10473. 99
  • 2. 100 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS example,in chloroform,,to0.34% andin dimethylformamide, to 0.81%. The solubilityin dimethylsulfoxide is reportedto be 5.13% (2). Ac- cordingly,it hasbeen difficult to formulate suitablecosmetic composi- tions containing solubilized ZPTO. Although the sodium salt of pyrithioneis highly solublein water, and like ZPTO hasbeenfound to havefungicidaland bactericidalproperties,it, unlike ZPTO, hasbeen found toxic and unacceptablefor use in cosmetics or dermatological compositions for topicalapplication to theskin(3). HYPOTHESES It waspostulatedthat the solubilityof ZPTO would be increased in solvents containingaminofunctionalgroups. The reasoning for this isbased uponthe ability of certainheavymetalssuchascadmium,zinc, copper, andnickelto formamminecomplexes.Zinchasa coordination numberof 4 whichmeansthat it canattachitselfspatiallyto 4 ligand linkagesbesides maintainingits two primary valencelinkages. In the molecularstructureof ZPTO (Fig. 1), two of the four availablespatial positions arefilledby the oxygen in theoxidefunctionalgroups of the molecule. A chelateisformed. By selecting the properaminesolvent it washopedthat thechelatestructure wouldbe modifiedto allowfor the accommodation of a molecular complex containing amino groups that would utilize the remaining two Werner bonds. Figure 1. Zinc pyrithione (zincpyridine-2-thiol-l-oxide)(ZPTO) One of the first materialsto be testedwasreagentgrade28% am- moniumhydroxide. It wasfoundthat ZPTO wassolublein it to the orderof 1 or 270. Althoughthisin itselfwasnot considered significant, it provedsomewhat interesting whena 1% solutionof ZPTO in am- moniumhydroxide wasusedto neutralize aqueous Carbopol941.* A cleargelresultedthat hada pH of 8 andcontained100ppmor 0.01% ZPTO. When the pH of the gelsystem waslowered,it wasfoundthat * B. IV.Goodrich & Co., Cleveland, Ohio.
  • 3. ZINC PYRITHIONE PREPARATIONS 101 the growthof small,finecrystals had formedthroughout the media. Thus,whatin effect wewereabletodowastoprepare a near-saturated, saturated, or supersaturated solutionof ZPTO relativelyquicklyand withoutthepresence of anequilibrating solid. The mechanism by whichZPTO produces a therapeutic effecton seborrheic dermatitisis not understood. If one postulates that the mechanism of the actionof ZPTO is throughepidermal penetration, thenonemustconcludethat it is not the ZPTO particles but rather the molecules themselves that penetratethe epidermis. One can then reason thattheuseofasaturated solution ofZPTO cangivecorrespond- ing effects asa suspension of the solidin contactwith its supernatant liquor. If a 1% suspension of ZPTO contains only0.01% (100ppm) availablematerialfor epidermalpenetration, thentheremaining0.99% dispersed solidcanbe considered unavailablefor penetrationinto the skin. Hence,theoretically, the clearCarbopolgel that wasprepared containing 0.01%solubilized ZPTO canbejustasefficient a preparation in relievingseborrheic dermatitisasan opaquepreparationcontaining 99-foldmore ZPTO assuspended material. This statementis conjec- ,ture and no attempt hasbeen made to determine its validity either experimentallyor clinicallyat thistime. EXPERIMENTAL The procedurefor determiningsolubilitywasrapid, but only ap- proximate,sincethe ultimateendof the testingwasnot the elucidation of solubilitydata,but the formulationof hair products. Thus, 1 g of ZPTO was dissolved into 9 g of the amine in questionwith gentle heating,if necessary.The easewith which the ZPTO wasdissolved was notedalongwith the quantityof residualinsolubles at room tempera- ture. An estimationof the solubilityof ZPTO in the amine wasthen made. Besides ammoniumhydroxide,the following commonlabora- toryaminesweretestedfor their solventeffecton ZPTO: triisopropanolamine triethanolamine N-methyldiethanolamine N N-dimethylaminoethanol N-ethyldiethanolamine N,N-diethylaminoethanol Theseamineshaveseveral characteristics in common. All aretertiary amines;they havedifunctionalityin the form of alkanol groupsthat
  • 4. 102 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS lower theirbasicity through aninductance effect; theyareallverypoor solvents forZPTO. Otheramines which proved ,tobepoorsolvents were trilaurylamine, ethoxylated cocoamine-15 moles ETO, andmorpholine. It wasfoundthat the followingcompounds containing primary aminofunctionalgroups madeexcellentsolvents: n-dodecylamine 1,3-diaminopropane N-(3-aminopropyl) 1,3-propanediamine N- (3-aminopropyl)N-methyl- 1,3-propanediamine bis(2-aminoethyl)sulfide All of theseamineswere capableof dissolving over 10% ZPTO. There werealsoa numberof oxyamino compounds that showed very goodsolventproperties. Thesewere: ethanolamine diglycolamine 3-methoxy-n-propyl amine 3-(2-ethoxyethoxy)-n-propyl amine 3-[2-(2-e thoxye thoxy)e thoxy] -n-pro pylamine Diglycolamine,*or 2-hydroxy-2'-aminodiethylether, wassingledout for its unique solventproperties: it can dissolve42% ZPTO. Of course, the fact that this amine itself was water soluble was also con- sideredfavorable. In relationto the ethoxylated propylamines, it was observedthat increasingthe ethoxylationfunction lowerstheir solvent capacities.Thus, while 3-(2-ethoxyethoxy)-n-propylamine wasable to dissolve over 10% of ZPTO, the solubilitycapacity of 3-[2-(2-ethoxy- ethoxy) ethoxy]-n-propylamine wasapproximately 8%. A numberof primaryaminesthatwereexpected to be goodsolvents but failed to be were: N,N-dimethyl- 1,3-propanediam ine N-(3-aminopropyl)cyclohexylamine bis(3-aminopropyl)piperazine 4-(3-aminopropyl)morpholine ethylenediamine cyclohexylamine * JeffersonChemicalCo., Houston,Tex.
  • 5. ZINC PYRITHIONE PREPARATIONS 103 DISCUSSION AND APPLICATION The solubilityof ZPTO in organicaminesmaybe lookedupon as the interaction of a Lewis acid and a Lewis base in which the ZPTO, actingasa Lewisacid,accepts a pair of electrons from an aminogroup thusforming a covalentbond. Zinc is a class a metal, that is, it is an electropositive metalthat formsits moststablecomplexes with ligands in whichthe donoratomisnitrogen,oxygen,or fluorine(4). The sta- bili•tyof theresulting metalcomplexis a functionof the natureof the ligand. With classa metals, the greater the base strength of the ligandthegreateris the tendency to form stablecomplexes.However, thiswasfoundnot to be thecase in all instances.Accordingto dissocia- tion constanttables,cyclohexylamine, with a pK• of 10.64,shouldbe equalto if nota bettersolvent for ZPTO thandodecylamine (pK• 10.62) (5). It wasshownthatcyclohexylamine wasa considerably poorersol- vent than dodecylamine. Ethanolamine,with a relativelylow pK• of 9.50,wascapableof dissolving ZPTO to over 30%. The high solvency of ethanolamine can be explainedthroughchelation. The formation of a chelatestructureusuallylends itself to stabilizingthe complex, and the more extensivethe chelation,the more stablethe system. Fig- ure 2 showsa possiblethree-dimensional chelatestructure of ethanol- amine. Observethe formationof a 5-memberedchelatering and note that the spatialarrangementof the coordinationbondsallowszinc to be positionedin the center of a tetrahedralstructure (6). However, 2-amino-2-methylpropanol, whichcanbe thoughtof asa dimethylderiv- ative of ethanolamine,NHsC (CHa)sCHsOH, is an extremelypoor sol- vent. This is not surprisingif the sterichindranceof the two methyl ETHANOLAMINE Figure 2. ZPTO-ethanolaminecomplex
  • 6. 104 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS groups on thecarbonatomalphato theaminofunctionistakeninto ac- count. Many of the solubilityinconsistencies in this studycan be ex- plained by sterichindrance. In general,large bulky ligandsform less stablemetalcomplexes thandoanalogous smallerligands. Although the moststablemetal chelates containingsaturatedligands form 5-memberedchelaterings, saturated6-memberedrings are fre- quently encountered(7). Figure 3 showsthe 6-rnembered ring that 1,3-diaminopropane formswith ZPTO. It isa goodsolvent. Figure4 shows the complexformedwhen ZPTO is dissolved in N-(3-aminopropyl)-diethanolamine. Observethat a zincchelatestruc- ture is formed with the tertiary amino nitrogen atom and an oxygen Figure 3. ZPTO-1,3-diaminopropane complex CH•C H•0H
  • 7. ZINC PYRITHIONE PREPARATIONS 105 atom of one of the hydroxylgroups. It was concludedthat the pri- maryaminonitrogenatomdoesnot participatein formingthe chelate structure. The experimentalproof for this is that when the analogous compoundwithout hydroxyl groups,N,N-diethyl-l,3-propanediamine, wastestedfor its solventcapacityon ZPTO, the solubilityof ZPTO was reducedfrom well over 10% at 20øGto lessthan 1%. Diglycolamine The superiorsolventpower of diglycolaminecould be ascribedto the formationof a tetradentatechelatestructurewith ZPTO (Fig. 5). •k• •.,• ..•...... • DIGLY Figure 5. ZPTO-diglycolamine complex Diglycolamine, whichmaybe thoughtof asa derivativeof diethyl ether, waschosenasthe solubilizing agent for ZPTO in severalclear formula- tions (Table I). These formulationsare limited by the low water concentrations that are required for clarity. Increasingthe concentra- tion of the water causes the disruption of the ZPTO-diglycolamine com- plex permittingfree ZPTO to be thrown out of solution. The proto- type hair-settinglotion formulation that wasprepared(Table I) con- tains0.2% ZPTO and isclear. When water isaddedit becomes cloudy due to liberated ZPTO. The pH of a 1:1 mixture with water is 8.8. The shampoo preparationshownin Table I hasgoodfoamingproper- tiesdue partly to the high diethanolamide content. As expected,the
  • 8. 106 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS Table I Product FormulationsBasedupon the ZPTO-Diglycolamine Complex Clear Hair-Setting Lotion Sequence Ingredient 1 PolyvinylpyrrolidoneK-30 1 Anhydrous ethanol 2 Perfume oil fZPTO 3 }Diglycolamine 4 3.7% hydrochloricacid Clear Shampoo Sequence Ingredient 1 70-30 lauric-myristicdiethanolarnide 1 Isostearic acid 1 Propyleneglycol fZPTO 2 }Diglycolamine Hair Gel Sequence Ingredient 1 Eracol CD-18 a 1 Glycerine 1 Propyleneglycol 1 95% ethanol J'CarboFol 940 2 •Water JZeTO 3 }Diglycolamine Per Cent 2.0 91.7 0.1 0.2 1.8 4.2 Per Cent 23.8 17.0 42.2 1.7 15.3 Per Cent 10 0 10 0 30 0 25 0 0 6075 23 6925 0.07 0.63 Witco Chemical Co., New York, N.Y. additiono15 waterprecipitates theZPTO. A 1:1mixtureo15 thisshampoo with waterhasa pH ot5 9.5. The hair-groominggel 15ormulation (Table I), basedupon a poly- propoxylatedtriol, incorporates diglycolamineasboth a solubilizer15or ZPTO and as a neutralizingagent 15or Carbopolresin. This digly- colamineneutralizedgelcontains 700 ppm ZPTO and hasa pH of 7.5. Figure6 isa photograph that compares thisgelwith a simpleCarbopol gel neutralizedwith a system containing1% ZPTO dissolved in 28% ammonium hydroxide. This particular ammonium hydroxide-neu- tralizedgelcontains 200ppmZPTO and iscloudyat pH 7.6. Actually, the diglycolamine-neutralized gel wasinitially clear but a15ter several days,small,well-defined ZPTO crystals were observed dispersed within it. It appearsthat the re15ractive index o15 thesecrystals is closerto the re15ractive index o15 the surroundingmedia than the re15ractive indices
  • 9. ZINC PYRITHIONE PREPARATIONS 107 ".•.....•. - Ăźe.!: ... :•dl..:: :.•.. • .• .• ., •::;';'."' 2-'- • .•:• :_:.:•::•.': ......... ............ ....,.j:; ... . . ..; .:•:-..:-. :•,:. ......•.-••,..•:•- .... .. .:Z :•. "',. '•;• ..... ....•..: .;• :•:,... •. }. Ăź .:• ,i.' '.• . • ...... :' ' "'•' ' ..• ._. •- .• .& .--.,-,•?.....::.... :::-;. ::.;. --:.:. -....:.: ..:-:;:---.?..:':-:;:.. • •. .'1 .... .. ...... .;;•.•'.• :. '.,Âľi,..:.:.;.;:..•, ,;% ........ :-;• -.•: ....... •,.... Figure 6. The an:monium hydroxide-Carbopolgel (left) contains200 ppm ZPTO and is cloudy. The diglycolaminc-Carbopolgel (right) contains700 ppm ZPTO and appearsclear, due to an optical effect of thecrystals andmediain theammoniumhydroxide-Carbopolprepara- tion, thusmakingthesecrystals moredifficultto observe. Thesecrystals will growin sizebut the preparationwill continueto appearclear. By altering the refractive index of the media the crystalswill be more visually pronouncedand may give an unusual sparkling effect to the product. Neither the efficacynor the toxicologicalpropertiesof the for•nulations outlined in Table I have been determined. Polyethylenimine As the searchfor other amino solventsprogressed, we becamein- volvedwith a group of aminesthat were decidedlydifferent in their properties: the polyalkyleniminesand particularly the polyethylen- imines. This group wasespeciallyattractive in that their higher mo- lecularweight and bulky molecularstructuremade them relatively in- vulnerable to subcutaneous absorption,a particular liability of many smallerorganicamines(8). Polyethylenimineis madeby the acid-cata- lyzedpolymerizationof aziridine(Fig. 7). The resultingcationicpoly- mer, dependingupon polymerizationconditions,can have a molecular weightashigh as100,000and haveasa composition a constant ratio of 25% primaryamineto 50% secondary amineto 25% tertiaryamine(9).
  • 10. 108 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS AZIRID•NE H POLYETHYLENIMINE (PEI) Ĺ“igure7. Acid-catalyzedpolymerizationoĹ“aziridine to form polyethyleneimine What made this material unusual as comparedto other amineswhich had beentestedwasthe factthat wateror alcoholwasactuallyrequired in order to dissolve ZPTO. In effect, we were now able to make clear preparationsof ZPTO that containedlarge quantitiesof water. Ini- tially, it wasfound that 1 part ZPTO canbe conveniently dissolved in water using2 parts polyethylenimineof molecularweight 600 (PEI). The resultingsolution,basedupon a 20% ZPTO concentration,had a pH of 10.6andcouldbe dilutedto infinitywith waterwithoutcausing theprecipitation of ZPTO. It waslaterdeterminedthat 1 part ZPTO canbe so]ubilizedwith aslittle as 1.35partsPEI. When the pH of an aqueoussolutioncontaining270 ZPTO and 470 PEI wasloweredby the slowadditionof 3.7•o hydrochloricacid,a precipitateoccurredbe- low a pH of 8.8. The precipitate wasidentifiedasZPTO by infrared spectroscopy and wasshownto have the samespectraas the crystals growingin thediglycolamine-Carbopol hair dressing. In a studyof the structureof the complexit wasshownthat the ultravioletabsorption spectrum of a diluteaqueous solutionof ZPTO shiftsto onesimilar to sodiumpyrithionewhen aqueous PEI is added (10). Since sodium pyrithione is an ionicsaltandhasno coordinate covalent metallinkages, theindicationis,thatthechelate bonds within the ZPTO molecule are broken. From this inference, the solubilization of ZPTO by aqueous PEI canbe accounted for by eitherof two ex-
  • 11. ZINC PYRITHIONE PREPARATIONS 109 Figure 8. Possiblestructuresof solubilizc{ ZPTO in aqueousPEI planarions. The first (Fig. 8,A) is that a complexis formed with PEI that is analogousto the tetraammoniazinc complexes. For this to happen the two coordinationlinkagesthat form the internal chelate structureof ZPTO would have to open and allow the total of four co- ordinationlinkagesof zinc to form with PEI. The second explanation (Fig. 8,B)is that of a decomposition of ZPTO into a pyrithionesaltof PEI and zinc which would be complexedin alkaline PEI media. It• this is the case,then a solutionof ZPTO in aqueousPEI may exhibit toxic pharmacologicalproperties similar to sodium pyrithione and thereforerenderits usein cosmetic compositions unacceptable. To determine the nature of the PEI-solubilized ZPTO, a series of chromatographic techniques wasemployedin whichgel filtration studies were prominent. Gel filtration, a form of column chromatography, separates substances by molecularweight. The higher the molecular weight, the more rapidly the substance is eluted from the column. ZPTO hasa molecularweightof 318 comparedto approximately600 for the PEI which we used. If the two are not complexedthey should separate onthecolumninto twopeaks. It wasfoundthat PEI, zinc,and pyrithionemigrateasonepeak. This phenomenon indicates that the zinc and the pyrithioneexist in chemicalcombinationin the PEI sys- tem. This conclusion was also sustained from data obtained from thin- layerchromatography studies.
  • 12. 110 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS Extensive toxicologicalstudiesconfirm the existenceof an intact ZPTO molecule. A subacute percutaneous toxicitystudyon the intact skinofwhitealbinorabbitswasperformed with a 2% solubilized ZPTO solution,pH 8.8. This 90-daystudyshowed that ,therewereno demon- strablesystemic effects produced by therepeated applicationof theprod- uct on skin at greatlyexaggerated levelsof intendedhuman use (11). Corresponding tests with equivalentlevelsof sodiumpyrithionedid pro- ducesystemic toxicity. One of the first formulations prepared containing the ZPTO-PEI complexwasa clearliquid hair dressing with a ZPTO concentrationof 0.5% (Table II). This formulation was basedupon an alkoxylated liquid having hydrophylic-hydrophobic groupings. Included in the formulation were natural and syntheticesters,ethoxylatedglycerine, and other ingredientsthat we thoughtwould contribute to a balanced hair dressing. The total nonvolatile solidscontent was 20%. It was decidedtodetermineclinicallyif theZPTO-PEI complexin thisproduct basewasan effectivetreatmentfor seborrheicdermatitis. Beforedoing this, the preparationwassubmittedto a seriesof pharmacological and toxicologicalteststo which new productsare subjectedin order to maintain maximum consumersafety. After the safetyof the prepara- tion had been establishedit was then offered for clinical testing in Europe. Testswereconducted concurrently by dermatologists in Great Britain, France,and Italy. The resultsof all thesetestsindicatedthat the preparationwasdefinitelyeffectivein alleviatingdandruffand, in manyinstances, in controlling eventhemost severe cases (12). Table II Clear Liquid Hair Dressing Sequence Ingredient Per Cent 95% ethanol 71. 697 Ucon fluid mixture a 13.5 Castor oil 2.0 Diisopropyl adipate 0.5 Liponic EG-I• 2.0 UV light absorber 0.05 Perfume oil 0. 313 Water 7.0 'ZPTO 0.5 PEI 1.0 (Water 1.0 3.7% hydrochloric acid 0.44 (q.s.--pH 8.9) Union Carbide Chemical Co., New York, N.Y. Lipo ChemicalsInc., New York, N.Y.
  • 13. ZINC PYRITHIONE PREPARATIONS Table III ProductFormulationsBasedupon the ZPTO-PEI Complex 111 Sequence 1 1 1 Sequence 1 1 Sequence 1 1 Clear Shampoo Ingredient Sandopan DTC Acid• Lauric alkanolamide Water ZPTO PEI Water Clear Protein Hair Conditioner Ingredient Water-soluble protein Water ZPTO PEI Water Perfume-hydrotrope 3.7% hydrochloric acid Hair-Thickening Lotion Ingredient PolyvinylpyrrolidoneK-30 Water 'ZPTO PEI Water 'Methocel resin b •Water 3.7% hydrochloric acid Per Cent 20.0 3.0 67.0 2.0 4.0 4.0 Per Cent 1.0 97.9 0.2 0.4 0.4 0.1 q.s.--pH 8.8 Per Cent 7.0 40.5 0.5 1.0 1.0 1.0 49.0 q.s.--pH 8.8 SandozChemicalIndustries,Hanover, N.J. Dow Chemical Co., Midland, Mich. A series of prototype formulations of otherhair products waspre- pared(TableIII). In manycases theconcentration levelsof ZPTO are unrealistically highin orderto demonstrate theease of incorporating a largequantityof thecomplex.The clearshampoo formulation shown in Table III contains Sandopan DTC Acid whichis an ethoxylated fattyalcohol materialhaving,in addition,a carboxylic acidfunction. This acid surfactant is used to neutralize some of the excess PEI that is available whentheZPTO-PEI complex is formed. The pH of the shampoo maybeaslowas8.8withoutaffecting clarity. This shampoo exhibitsgoodfoamingproperties. In placeof theSandopan DTC Acidotheracidicsurfactants maybe used, suchasthephosphoric acidesters of ethoxylated fattyalcohols or
  • 14. 112 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS the succinicacid half-esters of fatty amides. The use of ingredients containingsodiumion shouldbe avoidedbecause of the possibilityof hydrolizingthe ZPTO at high pH's and formingthe sodiumpyrithione in situ. Other prototypehair preparations made(Table III) werea collagen- derivedprotein conditionercontaining0.2% solubilizedZPTO and a clear hair-thickening lotion basedupon polyvinylpyrollidonethat con- tained0.5% solubilized ZPTO. Both of thesepreparations hada pH of 8.8. Related Amines Tested Besidesthe polyethylenimine, molecularweight 600, usedin the previousformulations,it wasfound that polyethylenimines of higher molecularweightsare alsosuitable. Polyethylenimines, for example,of molecular weightsof 1,200, 1,800, and 60,000 were able to solubilize ZPTO in water. When the polyethylenimine functionisethoxylated or propoxylated, thusreducingthe primaryaminecontent,the solubilizing effecton ZPTO is reduced. If a modificationof the polyethylenimine molecularstructureis madesoasto yield a linear polymericmolecule composed of onlysecondary aminefunctions, it hasno solubilizing effect on ZPTO. It was found that when the molecular weight of polyethylenimine is reducedto g00, ZPTO is readily dissolved without the presence of water. Water can still be added to this solution without causingthe precipitation of ZPTO. This wastrueof amines of evenlowermolecu- lar weightthat may be considered to be derivedfrom sections of the polyethylenimine molecule. Thus, tris(2-aminoethyl)amine and tetra- ethylenepentamine (Fig. 9) showedsimilar behaviorto polyethylen- TRIS(2-AMINOETHYL)AMINE TETRAETHYLENE PENTAMINE Figure9. Formulas for tris(2-aminoethyl)amine andtetraethylene pentamine
  • 15. ZINC PYRITHIONE PREPARATIONS 113 imine of molecularweight300. It isinterestingthat the building block of these •nolecules, ethylenediamine itself,doesnot dissolve ZPTO either with or without water. This is not unusual when one realizes that ethylenedia•nineis considered the weakestbaseamongthe polymethyl- enedia•nines, NH2(CH2)•NH2, due to its high inductiveeffect,its elec- trostaticrepulsion effect, and intra•nolecularhydrogenbonding that shouldgive the ethylenedia•nine •noleculea •noststable54ne•nbered cyclicstructure(13). CONCLUSION It wasshownthat clearhair preparations containingZPTO canbe prepared by firstcomplexing theZPTO in a varietyof organicamines. Its solvation•naybe lookeduponasan acid-base reactionin which the solubilityof the ZPTO isa functionof the aminecmnplexant. Among the factorsthat affectthissolubilityare the basestrengthof the amine, its sterichindrance,the formation of chelaterings, and its inductance and electrostaticeffects,all of which contribute to the stability or in- stabilityof thecomplex. It isshownthat if the properprecautions are taken,safeand effectiveclear preparations can be prepared. What should be determined is the minionurn concentration of complexed soluble ZPTO in suchdear preparations thatwouldbe effective against dandruff. ACKNOWLEDGMENT The author would like to acknowledge and thank the following individualswhohavecontributedto the findings: Dr. Earle W. Brauer, Mr. ClydeM. Burnett,Mr. Bernard L. Kabacoff, andMr. Radhakrishna B. Kasat. (Received May28, 1971) REFERENCES (1) Brauer, E. W., Opdyke, D. L., and Burnett,C. M., Antiseborrheic qualities of zinc pyrithione in a cream vehicle, J. Invest. Dermatol., 47,174(1966). (2)ZincandSodium Compounds ofOmadine, Tech.Bull.,OlinChemicals, NewYork,N.Y. (g)Opdyke, D. L., andBurnett, C. M., Privatecommunication, RevlonResearch Center, Aug. 25, 1965. (4)Baslo, F.,andJohnson, R., Coordination Chemistry, W. A. Benjamin, Inc.,NewYork, 1964,p. 126. (5)Yukawa, Y., Handboob of Organic Structural Analysis, W. A. Benjamin, Inc.,New York, 1965,p. 584.
  • 16. 114 JOURNAL OF THE SOCIETY OF COSMETIC CHEMISTS (6) Martell, A. E., and Calvin, M., Chemistryo[ the Metal ChelateCompounds, Prentice- Hall, Inc.,Englewood Cliffs,N.J., 1959,p. 254. (7) Irving, H., Williams, R. J. P., Ferrett, D. J., and Williams, A. E., The influenceof ring sizeupon the stabilityof metal chelates, J. Chem.Soc.,1954,p. 3494. (8) Patty, F. A., Irish, D., and Fasset,D. W., Industrial Hygiene and Toxicology,Vol. II, Interscience Publishers,New York, 1963,p. 2037. (9) PEI--The VersatilePolymer,Tech. Bull., The Dow ChemicalCo.,Midland, Mich. (10) Kabacoff,B. L., Intern. Rept., Revlon ResearchCenter. (11) Burnett, C. M., Intern. Rept., Revlon ResearchCenter. (12) Brauer,E. W., Intern. Rept., Revlon Research Center. (13) Gero, A., Inductive effect and hydrogenbonding as factorsin the basestrengthof polymethylenediamines, J. Amer.Chem.Soc., 76,5159(1954).