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1
Introduction
• Essential oils (EOs) are derived from numerous bioactive chemical
components such as terpenes, terpenoids, and phenolics.
• Excellent antibacterial capacity of plant-derived essential oils against
food-borne pathogens and their contribution to food safety.
• Despite have drawbacks such as hydrophobicity, off-flavor, potential
toxicity at high concentrations, and oxidability limit their application
in food and pharmaceutical industries.
• Nano-encapsulation of essential oils into different delivery systems
is one possible strategy to solve these drawbacks.
• Nanoemulsions, homogeneous dispersion systems with mean
particle size diameters ranging from 1 to 1000 nm, are promising
and feasible approaches to encapsulate EOs.
2
Introduction
• Nanoemulsion are more stable as compared to bulk essential oils
and coarse emulsion, smaller droplet size and lower PDI besides
higher absolute zeta-potential values.
• Moreover, essential oil nanoemulsions exert excellent antimicrobial
activity against different bacterial pathogens which small droplet
size.
• Ultrasonication, broadly utilized to fabricate nanoemulsions with
excellent dispersion characteristics by high efficiency, simplicity,
and lower cost.
• Specific antibacterial mechanism of nanoemulsions with different
emulsifiers has not been thoroughly investigated yet.
3
Objectives
• Cell membrane’s unique functional and structural properties,
including outer membrane permeability and lipopolysaccharide layer,
were behind its resistance to bulk essential oils.
• Therefore, E. coli O157:H7 was selected as our target bacteria to
investigate the antibacterial ability of nanoemulsions.
• Response Surface Methodology (RSM) with Box-Behnken design
(BBD), the effect of emulsifier concentration, sonication time and
power on the dispersion characteristics (droplet size, PDI, zeta-
potential) and antibacterial efficacy [based on MIC and MBC] of
thyme essential oil nanoemulsions (TEON) were investigated.
• Furthermore, the storage stability and antibacterial mechanism of the
optimized nanoemulsions were also determined.
4
Material and Methods
• Thyme essential oil (TEO) (Sigma-Aldrich (St. Louis, MO, USA).
• Tween 80 (T80), sodium dodecyl sulfate (SDS) and
cetylpyridinium chloride (CPC) [Sinopharm Chemical Reagent
(Co., Ltd., Shanghai, China)].
• Escherichia coli O157:H7 ATCC 35150 [Guangdong Culture
Collection Center (Guangzhou, China)} and cultured on eosin
methylene blue (EMB) medium (Base BioTech Co., Hangzhou,
China).
5
Preparation of nanoemulsions
• Thyme essential oil and three emulsifiers (T80, SDS, CPC) were
chosen.
• Nanoemulsions formulation protocol followed a three-step process.
• Coarse oil-in-water (O/W) emulsion was prepared by adding thyme
essential oil and emulsifier into 50 mL deionized water.
• The mixture was then homogenized using a high-speed
homogenizer for 10 min at 10,000 rpm.
• Finally, 30 mL coarse emulsion was sonicated using a 20 kHz
ultrasonic processor with a Φ10 ultrasound probe at different power
(350, 450, 550 W) and time (5, 10, 15 min) combinations.
• After preparation, formed nanoemulsions were stored at 4 ◦C.
• The final concentration of TEO in TEON was obtained as 10
mg/mL.
6
Selection of nano-emulsification conditions
• Sonication time, ultrasound power, and emulsifier concentration
were the main preparation conditions affecting the nanoemulsions’
dispersion characteristics and antibacterial activity.
• Also, different nanoemulsions were prepared using the three
emulsifiers, and their comparative dispersion and antibacterial
properties were determined.
• For emulsifier concentration, considerations were given on each
emulsifier’s antibacterial activity so that the concentration selected
will have a minimal effect on the antibacterial activity of the
TEON.
7
Measurement of droplet size, PDI, and zeta-
potential
• Droplet size, PDI, and zeta-potential of nanoemulsions were
measured by Zetasizer Nano ZS90 (Malvern Instruments Ltd., UK)
at 25 ◦C right after preparation.
• According to the equipment guidebook, corresponding emulsifier
solutions were selected to avoid the influence of pH and ionic
strength on zeta-potential measurement during dilution.
8
Preparation of E. coli suspension
• A single colony of E. coli was transferred from the EMB medium
into a 10 mL Nutrient Broth (NB) medium (Base BioTech Co.,
Hangzhou, China) and incubated for 17 h (37 ◦C, 180 rpm).
• After that, the culture was centrifuged at 5000 rpm for 10 min at 4
◦C.
• Then, the precipitate was resuspended twice with 0.85% normal
saline.
• Finally, the E. coli suspension was adjusted to a concentration of
approximately 5 log CFU/ mL through a serial dilution method
using 0.85% normal saline before inoculating in a 96-well
microtiter plate.
9
Determination of MIC and MBC
• Nanoemulsions were diluted to 4 mg/mL with the addition of NB.
• 100 μL adjusted E. coli suspension was inoculated into each well
and the plate was placed at 37 ◦C for 24 h.
• The lowest concentration in the well with OD600 nm less than 0.1
was regarded as MIC.
• Each group set positive (no nanoemulsion) and negative control
(normal saline ) group instead of E. coli suspension.
• A stock solution method was conducted for accurate MIC values.
• The MBC lowest conc. could kill 99.999% of treated cells of E.
coli. Approximately 100 μL, spread on Plate Count Agar (PCA) and
then incubated at 37 ◦C for 24 h.
• The lowest nanoemulsions concentration when no colony was
observed in the culture medium was regarded as MBC.
10
Antibacterial mechanism - Integrity of cell membrane
• Cell membrane integrity was determined by measuring the release of
proteins and nucleic acids.
• E. coli suspension cultured overnight was centrifuged, rinsed twice, and
adjusted to OD600 nm at 0.5 using PBS (0.01 M, pH = 7.0).
• Optimized nanoemulsions were set at MIC and MBC, whereas
nanoemulsions (containing emulsifier only) at MIC was set as the control.
• The concentrations of nucleic acids and protein released were measured at
260 nm and 280 nm, respectively, using a spectrophotometer.
• The concentration of nucleic acids was represented by the absorbance at
260 nm, whereas for the protein release concentration, a standard curve of
bovine serum albumin was used for the calculations.
• Results were presented as mg BSA equivalent per mL.
11
Analysis of the bacterial and nanoemulsion
interaction
• The interaction effect was characterized by detecting changes in the
particle size and zeta-potential of E. coli and nanoemulsions after
their contact.
• This was carried out using Zetasizer Nano ZS90. E. coli suspension
was diluted to 5 log CFU/mL, and the contact time was set at 10
min while the nanoemulsions concentration was maintained at the
MIC.
12
• The morphological changes of E. coli cells under different
treatments were observed by SEM.
• Briefly, cell suspension after treatment was fixed with 2.5%
glutaraldehyde, post-fixed with 1% OsO4 in phosphate buffer
and dehydrated in different ethanol concentrations (30, 50, 70,
80, 90, 95 and 100%, v/v).
• Samples were finally observed at 12.0 k magnification using
SEM (Hitachi Model SU-8010).
Scanning electron microscopy (SEM)
13
Results and Discussion
14
Table 1
Droplet size, PDI, Zeta-Potential, MIC and MBC
15
Storage Stability
Fig. 1. The dispersion characteristics of the optimized thyme essential oil nanoemulsions with different emulsifiers
(TEON-T80, TEON-SDS, TEON-CPC) stored at 4 ◦C for 14 days. (a) droplet size; (b) polydispersity index and (c)
zeta-potential.
16
Morphological changes of E. coli
Fig. 2. SEM images of E. coli treated with different nanoemulsions under different treatments. (a–c) ES, MIC,
and MBC treatment with TEON-T80. (d–f) ES, MIC, and MBC treatment with TEON-SDS. (g–i) ES, MIC, and
MBC treatment with TEON-CPC. 17
Fig 3. Interaction effect between E. coli and nanoemulsions measured by particle size (nm) and zeta-
potential (mV). A for particle size and B for zeta-potential.
Interaction analysis between E. coli and nanoemulsions
18
Fig. 4. Proposed interaction mechanism between E. coli and three nanoemulsions.
Mechanism between E. coli and three
nanoemulsions
19
• With optimal ultrasonication and three TEON enhanced dispersion
characteristics and antibacterial activity were obtained by response
surface methodology.
• Further storage stability and antibacterial mechanism were conducted
using optimized TEON.
• TEON-T80 possessed good storage stability but poor antibacterial
activity attributed to its controlled in vitro release, whereas TEON-
CPC exhibited excellent antibacterial activity due to its electrostatic
interaction effect of cationic emulsifier.
• In addition, although TEON-SDS had poor antibacterial activity, even
though it showed a good bactericidal effect based on antibacterial
mechanism experiments.
Conclusion
20
• TEON-CPC was suggested as the most optimal nanoemulsions
considering its superior antibacterial efficacy despite the need to
optimize further when expanding its application in the food industry.
• In sum, this study provides a reference for future efforts to optimize
essential oil nanoemulsions and study their antibacterial mechanism.
• Still, the antibacterial mechanism studies to further reveal the
specific bactericidal effect of the TEON and their antibacterial effect
against a wide range of microorganisms, particularly Gram-negative
bacteria, remain to be further explored.
Conclusion
21
Thanks for listening me.!!
22
DI Water
Tween80
Citral oil
Span80 High-speed shear
13,000 rpm,
10 min
Citral oil
nanoemulsion
0
50
100
150
200
250
8 9 10 11 12 13 14 15
182.6
172.4 171.1
156.4 155.9 153.5
147.8
98.6
Particle
size
(nm)
HLB value
HLB value
(a)
HLB value
0
100
200
300
400
500
A B C D
Treatments
0 day
9 months
Particle
size
(nm)
0
100
200
300
400
500
A B C D
Treatments
0 day
9 months
(f)
Stability
1
100
10
4
10
6
10
8
0 200 400 600 800 1000 1200 1400
10
5
CFU/mL
10
6
CFU/mL
10
7
CFU/mL
10
8
CFU/mL
Time (min)
Amount
of
bacteria
(log)
y = 10^((-8.2*(1-exp(-0.0045...
Error
Value
NA
1.115e+16
Chisq
NA
0.708
R
2
y = 10^((-7.0*(1-exp(-0.0110...
Error
Value
NA
7.252e+8
Chisq
NA
0.9818
R
2
y = 10^((-6.1*(1-exp(-0.0136...
Error
Value
NA
1.042e+12
Chisq
NA
0.5266
R
2
y = 10^((-7.0*(1-exp(-0.0165...
Error
Value
NA
1.945e+13
Chisq
NA
0.8253
R
2
y = 10^((-8.2*(1-exp(-0.0045...
Error
Value
NA
1.115e+16
Chisq
NA
0.708
R
2
(e)
(E. coli)
1
100
10
4
10
6
10
8
0 200 400 600 800 1000 1200 1400
10
5
CFU/mL
10
6
CFU/mL
10
7
CFU/mL
10
8
CFU/mL
Time (min)
Amount
of
bacteria
(log)
y = 10^((-7.4*(1-exp(-0.0060...
Error
Value
NA
5.489e+15
Chisq
NA
0.8724
R
2
y = 10^((-5.4*(1-exp(-0.0170...
Error
Value
NA
1.141e+8
Chisq
NA
0.9969
R
2
y = 10^((-6.0*(1-exp(-0.0100...
Error
Value
NA
4.701e+11
Chisq
NA
0.8698
R
2
y = 10^((-7.2*(1-exp(-0.0090...
Error
Value
NA
8.136e+13
Chisq
NA
0.8043
R
2
y = 10^((-7.4*(1-exp(-0.0060...
Error
Value
NA
5.489e+15
Chisq
NA
0.8724
R
2
(f)
(S. aureus)
1
10
100
10
3
10
4
10
5
10
6
0 200 400 600 800 1000 1200 1400
E. coli
S. aureus
Time (min)
Amount
of
bacteria
(log)
(g)
Initial bacterial concentration Bacterial Strains
0
20
40
60
80
100
100 200 300 400
CK
1000 ppm
1500 ppm
2000 ppm
2500 ppm
Germination
rate
(%)
Particle size (nm)
a a
a
ba
b
a
b
cb
b
c
a
cd
cb
d
b
b
a
cbcb
c
(a)
0
20
40
60
80
100
1000 1500 2000 2500
ck
100 nm
200 nm
300 nm
400 nm
Germination
rate
(%)
Emulsion conc. (ppm)
a ba
bc
c c
a
c
a a
b
b
a
b
a
b
b
b
b
b
b
(b)
Germination rate of
Neoscytalidium dimidiatum
Characterization
Anti-bacterial
Anti-fungal
activity 23

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Essential Oil Nanoemulsions Antibacterial Efficacy Mechanism

  • 1. 1
  • 2. Introduction • Essential oils (EOs) are derived from numerous bioactive chemical components such as terpenes, terpenoids, and phenolics. • Excellent antibacterial capacity of plant-derived essential oils against food-borne pathogens and their contribution to food safety. • Despite have drawbacks such as hydrophobicity, off-flavor, potential toxicity at high concentrations, and oxidability limit their application in food and pharmaceutical industries. • Nano-encapsulation of essential oils into different delivery systems is one possible strategy to solve these drawbacks. • Nanoemulsions, homogeneous dispersion systems with mean particle size diameters ranging from 1 to 1000 nm, are promising and feasible approaches to encapsulate EOs. 2
  • 3. Introduction • Nanoemulsion are more stable as compared to bulk essential oils and coarse emulsion, smaller droplet size and lower PDI besides higher absolute zeta-potential values. • Moreover, essential oil nanoemulsions exert excellent antimicrobial activity against different bacterial pathogens which small droplet size. • Ultrasonication, broadly utilized to fabricate nanoemulsions with excellent dispersion characteristics by high efficiency, simplicity, and lower cost. • Specific antibacterial mechanism of nanoemulsions with different emulsifiers has not been thoroughly investigated yet. 3
  • 4. Objectives • Cell membrane’s unique functional and structural properties, including outer membrane permeability and lipopolysaccharide layer, were behind its resistance to bulk essential oils. • Therefore, E. coli O157:H7 was selected as our target bacteria to investigate the antibacterial ability of nanoemulsions. • Response Surface Methodology (RSM) with Box-Behnken design (BBD), the effect of emulsifier concentration, sonication time and power on the dispersion characteristics (droplet size, PDI, zeta- potential) and antibacterial efficacy [based on MIC and MBC] of thyme essential oil nanoemulsions (TEON) were investigated. • Furthermore, the storage stability and antibacterial mechanism of the optimized nanoemulsions were also determined. 4
  • 5. Material and Methods • Thyme essential oil (TEO) (Sigma-Aldrich (St. Louis, MO, USA). • Tween 80 (T80), sodium dodecyl sulfate (SDS) and cetylpyridinium chloride (CPC) [Sinopharm Chemical Reagent (Co., Ltd., Shanghai, China)]. • Escherichia coli O157:H7 ATCC 35150 [Guangdong Culture Collection Center (Guangzhou, China)} and cultured on eosin methylene blue (EMB) medium (Base BioTech Co., Hangzhou, China). 5
  • 6. Preparation of nanoemulsions • Thyme essential oil and three emulsifiers (T80, SDS, CPC) were chosen. • Nanoemulsions formulation protocol followed a three-step process. • Coarse oil-in-water (O/W) emulsion was prepared by adding thyme essential oil and emulsifier into 50 mL deionized water. • The mixture was then homogenized using a high-speed homogenizer for 10 min at 10,000 rpm. • Finally, 30 mL coarse emulsion was sonicated using a 20 kHz ultrasonic processor with a Φ10 ultrasound probe at different power (350, 450, 550 W) and time (5, 10, 15 min) combinations. • After preparation, formed nanoemulsions were stored at 4 ◦C. • The final concentration of TEO in TEON was obtained as 10 mg/mL. 6
  • 7. Selection of nano-emulsification conditions • Sonication time, ultrasound power, and emulsifier concentration were the main preparation conditions affecting the nanoemulsions’ dispersion characteristics and antibacterial activity. • Also, different nanoemulsions were prepared using the three emulsifiers, and their comparative dispersion and antibacterial properties were determined. • For emulsifier concentration, considerations were given on each emulsifier’s antibacterial activity so that the concentration selected will have a minimal effect on the antibacterial activity of the TEON. 7
  • 8. Measurement of droplet size, PDI, and zeta- potential • Droplet size, PDI, and zeta-potential of nanoemulsions were measured by Zetasizer Nano ZS90 (Malvern Instruments Ltd., UK) at 25 ◦C right after preparation. • According to the equipment guidebook, corresponding emulsifier solutions were selected to avoid the influence of pH and ionic strength on zeta-potential measurement during dilution. 8
  • 9. Preparation of E. coli suspension • A single colony of E. coli was transferred from the EMB medium into a 10 mL Nutrient Broth (NB) medium (Base BioTech Co., Hangzhou, China) and incubated for 17 h (37 ◦C, 180 rpm). • After that, the culture was centrifuged at 5000 rpm for 10 min at 4 ◦C. • Then, the precipitate was resuspended twice with 0.85% normal saline. • Finally, the E. coli suspension was adjusted to a concentration of approximately 5 log CFU/ mL through a serial dilution method using 0.85% normal saline before inoculating in a 96-well microtiter plate. 9
  • 10. Determination of MIC and MBC • Nanoemulsions were diluted to 4 mg/mL with the addition of NB. • 100 μL adjusted E. coli suspension was inoculated into each well and the plate was placed at 37 ◦C for 24 h. • The lowest concentration in the well with OD600 nm less than 0.1 was regarded as MIC. • Each group set positive (no nanoemulsion) and negative control (normal saline ) group instead of E. coli suspension. • A stock solution method was conducted for accurate MIC values. • The MBC lowest conc. could kill 99.999% of treated cells of E. coli. Approximately 100 μL, spread on Plate Count Agar (PCA) and then incubated at 37 ◦C for 24 h. • The lowest nanoemulsions concentration when no colony was observed in the culture medium was regarded as MBC. 10
  • 11. Antibacterial mechanism - Integrity of cell membrane • Cell membrane integrity was determined by measuring the release of proteins and nucleic acids. • E. coli suspension cultured overnight was centrifuged, rinsed twice, and adjusted to OD600 nm at 0.5 using PBS (0.01 M, pH = 7.0). • Optimized nanoemulsions were set at MIC and MBC, whereas nanoemulsions (containing emulsifier only) at MIC was set as the control. • The concentrations of nucleic acids and protein released were measured at 260 nm and 280 nm, respectively, using a spectrophotometer. • The concentration of nucleic acids was represented by the absorbance at 260 nm, whereas for the protein release concentration, a standard curve of bovine serum albumin was used for the calculations. • Results were presented as mg BSA equivalent per mL. 11
  • 12. Analysis of the bacterial and nanoemulsion interaction • The interaction effect was characterized by detecting changes in the particle size and zeta-potential of E. coli and nanoemulsions after their contact. • This was carried out using Zetasizer Nano ZS90. E. coli suspension was diluted to 5 log CFU/mL, and the contact time was set at 10 min while the nanoemulsions concentration was maintained at the MIC. 12
  • 13. • The morphological changes of E. coli cells under different treatments were observed by SEM. • Briefly, cell suspension after treatment was fixed with 2.5% glutaraldehyde, post-fixed with 1% OsO4 in phosphate buffer and dehydrated in different ethanol concentrations (30, 50, 70, 80, 90, 95 and 100%, v/v). • Samples were finally observed at 12.0 k magnification using SEM (Hitachi Model SU-8010). Scanning electron microscopy (SEM) 13
  • 15. Table 1 Droplet size, PDI, Zeta-Potential, MIC and MBC 15
  • 16. Storage Stability Fig. 1. The dispersion characteristics of the optimized thyme essential oil nanoemulsions with different emulsifiers (TEON-T80, TEON-SDS, TEON-CPC) stored at 4 ◦C for 14 days. (a) droplet size; (b) polydispersity index and (c) zeta-potential. 16
  • 17. Morphological changes of E. coli Fig. 2. SEM images of E. coli treated with different nanoemulsions under different treatments. (a–c) ES, MIC, and MBC treatment with TEON-T80. (d–f) ES, MIC, and MBC treatment with TEON-SDS. (g–i) ES, MIC, and MBC treatment with TEON-CPC. 17
  • 18. Fig 3. Interaction effect between E. coli and nanoemulsions measured by particle size (nm) and zeta- potential (mV). A for particle size and B for zeta-potential. Interaction analysis between E. coli and nanoemulsions 18
  • 19. Fig. 4. Proposed interaction mechanism between E. coli and three nanoemulsions. Mechanism between E. coli and three nanoemulsions 19
  • 20. • With optimal ultrasonication and three TEON enhanced dispersion characteristics and antibacterial activity were obtained by response surface methodology. • Further storage stability and antibacterial mechanism were conducted using optimized TEON. • TEON-T80 possessed good storage stability but poor antibacterial activity attributed to its controlled in vitro release, whereas TEON- CPC exhibited excellent antibacterial activity due to its electrostatic interaction effect of cationic emulsifier. • In addition, although TEON-SDS had poor antibacterial activity, even though it showed a good bactericidal effect based on antibacterial mechanism experiments. Conclusion 20
  • 21. • TEON-CPC was suggested as the most optimal nanoemulsions considering its superior antibacterial efficacy despite the need to optimize further when expanding its application in the food industry. • In sum, this study provides a reference for future efforts to optimize essential oil nanoemulsions and study their antibacterial mechanism. • Still, the antibacterial mechanism studies to further reveal the specific bactericidal effect of the TEON and their antibacterial effect against a wide range of microorganisms, particularly Gram-negative bacteria, remain to be further explored. Conclusion 21
  • 23. DI Water Tween80 Citral oil Span80 High-speed shear 13,000 rpm, 10 min Citral oil nanoemulsion 0 50 100 150 200 250 8 9 10 11 12 13 14 15 182.6 172.4 171.1 156.4 155.9 153.5 147.8 98.6 Particle size (nm) HLB value HLB value (a) HLB value 0 100 200 300 400 500 A B C D Treatments 0 day 9 months Particle size (nm) 0 100 200 300 400 500 A B C D Treatments 0 day 9 months (f) Stability 1 100 10 4 10 6 10 8 0 200 400 600 800 1000 1200 1400 10 5 CFU/mL 10 6 CFU/mL 10 7 CFU/mL 10 8 CFU/mL Time (min) Amount of bacteria (log) y = 10^((-8.2*(1-exp(-0.0045... Error Value NA 1.115e+16 Chisq NA 0.708 R 2 y = 10^((-7.0*(1-exp(-0.0110... Error Value NA 7.252e+8 Chisq NA 0.9818 R 2 y = 10^((-6.1*(1-exp(-0.0136... Error Value NA 1.042e+12 Chisq NA 0.5266 R 2 y = 10^((-7.0*(1-exp(-0.0165... Error Value NA 1.945e+13 Chisq NA 0.8253 R 2 y = 10^((-8.2*(1-exp(-0.0045... Error Value NA 1.115e+16 Chisq NA 0.708 R 2 (e) (E. coli) 1 100 10 4 10 6 10 8 0 200 400 600 800 1000 1200 1400 10 5 CFU/mL 10 6 CFU/mL 10 7 CFU/mL 10 8 CFU/mL Time (min) Amount of bacteria (log) y = 10^((-7.4*(1-exp(-0.0060... Error Value NA 5.489e+15 Chisq NA 0.8724 R 2 y = 10^((-5.4*(1-exp(-0.0170... Error Value NA 1.141e+8 Chisq NA 0.9969 R 2 y = 10^((-6.0*(1-exp(-0.0100... Error Value NA 4.701e+11 Chisq NA 0.8698 R 2 y = 10^((-7.2*(1-exp(-0.0090... Error Value NA 8.136e+13 Chisq NA 0.8043 R 2 y = 10^((-7.4*(1-exp(-0.0060... Error Value NA 5.489e+15 Chisq NA 0.8724 R 2 (f) (S. aureus) 1 10 100 10 3 10 4 10 5 10 6 0 200 400 600 800 1000 1200 1400 E. coli S. aureus Time (min) Amount of bacteria (log) (g) Initial bacterial concentration Bacterial Strains 0 20 40 60 80 100 100 200 300 400 CK 1000 ppm 1500 ppm 2000 ppm 2500 ppm Germination rate (%) Particle size (nm) a a a ba b a b cb b c a cd cb d b b a cbcb c (a) 0 20 40 60 80 100 1000 1500 2000 2500 ck 100 nm 200 nm 300 nm 400 nm Germination rate (%) Emulsion conc. (ppm) a ba bc c c a c a a b b a b a b b b b b b (b) Germination rate of Neoscytalidium dimidiatum Characterization Anti-bacterial Anti-fungal activity 23