1. GRC SERVICES:
GOVERNANCE, RISK & COMPLIANCE
BROSETA is a reference in the legal sector characterised by its commitment to quality, innovation,
excellence in service and proximity to the client. BROSETA offers legal advice in the main areas of the
Law (Administrative, Commercial, Employment, Litigation and Tax) to local, national and multinational
companies and to all entities and bodies of the Public Administration. BROSETA has a clear international
vocationsupportedthroughitsheadquartersinSwitzerlandandChile,theleadershipoftheIbero-American
Legal Network (an alliance of firms with a presence in Colombia, Ecuador, Mexico, Paraguay, Peru and
Spain,) and the extensive network of firms in the first line with which it collaborates in the rest of Latin
America.
BROSETA also operates in different fields of business through three other companies comprising the
BROSETA Group: Business Initiatives Consulting, specialising in advice on Subsidies and State Aid;
Lexer, dedicated to the management of debt in large organisations; and BROSETA Compliance, offering
business solutions to strengthen the systems of Corporate Governance, Internal Control and Compliance
in organisations.
GOVERNANCE, RISK & COMPLIANCE (GRC) TEAM
Luis Trigo
Partner
ltrigo@broseta.com
Juan Luis Escribano
Manager
jlescribano@broseta.com
Carlos Diéguez
Partner
cdieguez@broseta.com
Silvia de Andrés
Senior Lawyer
sdeandres@broseta.com
Luis Rodríguez Soler
Partner. Head of GRC Services
lrodriguez@broseta.com
Vianella Agudo
Manager
vagudo@broseta.com
SPAIN
Madrid. Goya, 29. 28001
Tel.: +34 91 432 31 44
Valencia. Pascual y Genís, 5. 46002.
Tel.: +34 96 392 10 06
SWITZERLAND
Zúrich. Schützengasse, 4. 8001
Tel.: + 41 445 208 103
CHILE
Santiago de Chile. Apoquindo, 3600. Las Condes
Tel.: +56 227 162 587
IBERO-AMERICAN LEGAL NETWORK
Colombia, Ecuador, Mexico,
Paraguay, Peru and Spain
info@broseta.com | www.broseta.com

2. GOVERNANCE, RISK & COMPLIANCE, A DIFFERENTIAL APPROACH
The need for corporate governance advisory firms has increased in a very relevant way for years as a result, among other things, the reform of the Penal
Code, internationalization and regulatory pressure.
In response to this need, BROSETA now offers companies an advisory service that offers, through legal services and consulting, an integration of
business solutions targeted to strengthening systems of corporate governance, internal control and compliance organizations.
The Governance, Risk & Compliance Department combines the strengths already existing in different business lines of BROSETA with the specialization
of expert consultants on risk, supported by cutting-edge technology and thus offering a differentiated and competitive service that does not currently
exist in the market.
GOVERNANCE, RISK & COMPLIANCE, WHAT WE OFFER
· The only comprehensive solution that strengthens the systems of corporate governance, internal control and compliance of organizations, with a guarantee
of professionalism and independence.
· Multidisciplinary teams of lawyers and expert consultants on risk that combine their experience and strengths in the prevention, detection and investigation
of compliance systems.
· Legal protection and operational efficiency for the development of the business, with the guarantee of evidencing compliance with applicable laws and
standards
· Management of uncertainties, not only risks, both in the real world but also in the digital, avoiding stereotypes: compliance protocols adapted to the reality
of the company.
COMPLIANCE: REGULATED RISK
MANAGEMENT, SANCTIONS AND PENALTIES
· Compliance Management (integrated models, GAP analysis,
Compliance Monitoring Programs, UNE, ISO 19600).
· Compliance systems for sectors (ISO 31000, ISO 27000).
· Prevention of money laundering and financing of terrorism
(expert reviews, KYC models, due diligence, management
of suspicious transactions and risk profiles, training).
· Internal rules of behaviour and the stock market.
· Ongoing Compliance assistance: CAAS (Compliance as a
Service).
A MULTIDISCIPLINAR SERVICE
FOR ALL SECTORS
· Banking and Finance
· Construction
· Distribution
· Energy and Utilities
· Food and Beverages
· Industry
· Infrastructures
· Insurance
· Leisure
· Manufacturing
· Public Sector
· Real Estate
· Services
· Technology,
Media and
Telecommunications
GOVERNANCE SERVICES
· Ethical codes of conduct.
· Criminal Code (Corporate Defense).
· Systems of internal control of financial reporting (SCIIF).
· Good governance codes.
· Manuals of good business practices.
· Training to councils, committees, Compliance Officers, control units and
professionals in general on ethical issues and compliance.
RISK MANAGEMENT AND INTELLIGENCE
· Management of risks of all kinds (integrated models, matrices and procedures,
approach to risk).
· Internal control systems (COSO III, SOX, Solvencia, Basilea) for all industry
and business lines.
· Anti-corruptionmodels:FCPA(ForeignCorruptPracticesAct)andUKBA(Bribery
Act).
· Integrated models of fraud management (internal, external, global, operational,
counterparty).
· Integrated models of intelligence (Corporate Intelligence).
· Crisis Management.
· Brand Protection.
· Outsourcing and internal audit co-externalizacion.
· Cyberintelligence and cybersecurity, in association with the best technology
partners.
· Solutions adapted to detecting fraud and cybercrime.

3. GOVERNANCE, RISK & COMPLIANCE, A DIFFERENTIAL APPROACH
The need for corporate governance advisory firms has increased in a very relevant way for years as a result, among other things, the reform of the Penal
Code, internationalization and regulatory pressure.
In response to this need, BROSETA now offers companies an advisory service that offers, through legal services and consulting, an integration of
business solutions targeted to strengthening systems of corporate governance, internal control and compliance organizations.
The Governance, Risk & Compliance Department combines the strengths already existing in different business lines of BROSETA with the specialization
of expert consultants on risk, supported by cutting-edge technology and thus offering a differentiated and competitive service that does not currently
exist in the market.
GOVERNANCE, RISK & COMPLIANCE, WHAT WE OFFER
· The only comprehensive solution that strengthens the systems of corporate governance, internal control and compliance of organizations, with a guarantee
of professionalism and independence.
· Multidisciplinary teams of lawyers and expert consultants on risk that combine their experience and strengths in the prevention, detection and investigation
of compliance systems.
· Legal protection and operational efficiency for the development of the business, with the guarantee of evidencing compliance with applicable laws and
standards
· Management of uncertainties, not only risks, both in the real world but also in the digital, avoiding stereotypes: compliance protocols adapted to the reality
of the company.
COMPLIANCE: REGULATED RISK
MANAGEMENT, SANCTIONS AND PENALTIES
· Compliance Management (integrated models, GAP analysis,
Compliance Monitoring Programs, UNE, ISO 19600).
· Compliance systems for sectors (ISO 31000, ISO 27000).
· Prevention of money laundering and financing of terrorism
(expert reviews, KYC models, due diligence, management
of suspicious transactions and risk profiles, training).
· Internal rules of behaviour and the stock market.
· Ongoing Compliance assistance: CAAS (Compliance as a
Service).
A MULTIDISCIPLINAR SERVICE
FOR ALL SECTORS
· Banking and Finance
· Construction
· Distribution
· Energy and Utilities
· Food and Beverages
· Industry
· Infrastructures
· Insurance
· Leisure
· Manufacturing
· Public Sector
· Real Estate
· Services
· Technology,
Media and
Telecommunications
GOVERNANCE SERVICES
· Ethical codes of conduct.
· Criminal Code (Corporate Defense).
· Systems of internal control of financial reporting (SCIIF).
· Good governance codes.
· Manuals of good business practices.
· Training to councils, committees, Compliance Officers, control units and
professionals in general on ethical issues and compliance.
RISK MANAGEMENT AND INTELLIGENCE
· Management of risks of all kinds (integrated models, matrices and procedures,
approach to risk).
· Internal control systems (COSO III, SOX, Solvencia, Basilea) for all industry
and business lines.
· Anti-corruptionmodels:FCPA(ForeignCorruptPracticesAct)andUKBA(Bribery
Act).
· Integrated models of fraud management (internal, external, global, operational,
counterparty).
· Integrated models of intelligence (Corporate Intelligence).
· Crisis Management.
· Brand Protection.
· Outsourcing and internal audit co-externalizacion.
· Cyberintelligence and cybersecurity, in association with the best technology
partners.
· Solutions adapted to detecting fraud and cybercrime.

4. GRC SERVICES:
GOVERNANCE, RISK & COMPLIANCE
BROSETA is a reference in the legal sector characterised by its commitment to quality, innovation,
excellence in service and proximity to the client. BROSETA offers legal advice in the main areas of the
Law (Administrative, Commercial, Employment, Litigation and Tax) to local, national and multinational
companies and to all entities and bodies of the Public Administration. BROSETA has a clear international
vocationsupportedthroughitsheadquartersinSwitzerlandandChile,theleadershipoftheIbero-American
Legal Network (an alliance of firms with a presence in Colombia, Ecuador, Mexico, Paraguay, Peru and
Spain,) and the extensive network of firms in the first line with which it collaborates in the rest of Latin
America.
BROSETA also operates in different fields of business through three other companies comprising the
BROSETA Group: Business Initiatives Consulting, specialising in advice on Subsidies and State Aid;
Lexer, dedicated to the management of debt in large organisations; and BROSETA Compliance, offering
business solutions to strengthen the systems of Corporate Governance, Internal Control and Compliance
in organisations.
GOVERNANCE, RISK & COMPLIANCE (GRC) TEAM
Luis Trigo
Partner
ltrigo@broseta.com
Juan Luis Escribano
Manager
jlescribano@broseta.com
Carlos Diéguez
Partner
cdieguez@broseta.com
Silvia de Andrés
Senior Lawyer
sdeandres@broseta.com
Luis Rodríguez Soler
Partner. Head of GRC Services
lrodriguez@broseta.com
Vianella Agudo
Manager
vagudo@broseta.com
SPAIN
Madrid. Goya, 29. 28001
Tel.: +34 91 432 31 44
Valencia. Pascual y Genís, 5. 46002.
Tel.: +34 96 392 10 06
SWITZERLAND
Zúrich. Schützengasse, 4. 8001
Tel.: + 41 445 208 103
CHILE
Santiago de Chile. Apoquindo, 3600. Las Condes
Tel.: +56 227 162 587
IBERO-AMERICAN LEGAL NETWORK
Colombia, Ecuador, Mexico,
Paraguay, Peru and Spain
info@broseta.com | www.broseta.com