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https://doi.org/10.1177/0022146517715671
Journal of Health and Social Behavior
2017, Vol. 58(3) 291 –306
© American Sociological Association 2017
DOI: 10.1177/0022146517715671
jhsb.sagepub.com
Original Article
Health behaviors have clear practical and policy
importance as a topic of study because they contrib-
ute so importantly to health and mortality risk in
the United States. Understanding population health
and personal well-being requires understanding of
health behaviors. Epidemiologic calculations to
translate actual causes of death (e.g., heart disease,
cancer) into behavioral causes illustrate this point.
In 2000, the leading behavioral cause of death was
tobacco use (18.1% of total U.S. deaths), followed
by poor diet and physical activity (16.6%), and alco-
hol consumption (3.5%; Mokdad et al. 2004). These
percentages translate into hundreds of thousands of
deaths every year.
Unhealthy behaviors tend to be most concen-
trated among lower socioeconomic groups. A mas-
sive literature has described the disadvantaged
health and longevity of low-socioeconomic groups.
Similar disadvantages apply to health behaviors:
higher socioeconomic groups have healthier behav-
iors across a number of domains, including not
smoking, more physical activity, better nutrition,
healthier alcohol consumption patterns, and greater
levels of seatbelt use, preventive healthcare, and
use of smoke detectors (Cutler and Lleras-Muney
2010; Pampel, Krueger, and Denney 2010). Given
the strong effect of health behaviors on health,
socioeconomic disparities in health behaviors con-
tribute to socioeconomic disparities in health and
mortality (Brunello et al. 2016; Ho and Fenelon
2015; Mehta, House, and Elliot 2015). Of the com-
ponents of socioeconomic status (SES), education
is particularly important because it has the strongest
715671HSBXXX10.1177/0022146517715671Journal of Health
and Social BehaviorLawrence
research-article2017
1University of North Carolina at Chapel Hill, Chapel
Hill, NC, USA
Corresponding Author:
Elizabeth M. Lawrence, University of North Carolina
at Chapel Hill, 206 W. Franklin Street, Rm. 271 Chapel
Hill, NC 27516, USA.
E-mail: [email protected]
Why Do College Graduates
Behave More Healthfully Than
Those Who Are Less Educated?
Elizabeth M. Lawrence1
Abstract
College graduates live much healthier lives than those with less
education, but research has yet to
document with certainty the sources of this disparity. This study
examines why U.S. young adults who
earn college degrees exhibit healthier behaviors than those with
less education. I use data from the
National Longitudinal Study of Adolescent to Adult Health,
which offers information on education and
health behaviors across adolescence and young adulthood (N =
14,265). Accounting for selection into
college, degree attainment substantially reduces the associations
between college degree attainment and
health behaviors, but college degree attainment demonstrates a
strong causal effect on young adult health.
Financial, occupational, social, cognitive, and psychological
resources explain less than half of the association
between college degree attainment and health behaviors. The
healthier behaviors of college graduates are
the result of sorting into educational attainment, embedding of
human capital, and mechanisms other than
socioeconomic and psychosocial resources.
Keywords
college degree, health behaviors, United States, young adults
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292 Journal of Health and Social Behavior 58(3)
relationship to health and is generally established
earlier in the life course (Mirowsky and Ross 2003).
Despite the importance of health behaviors for
health and longevity and the strong associations
between education, health behaviors, and health,
the field has made little progress in understanding
the sources of disparities in health behaviors.
Indeed, the topic raises key questions about how
educational attainment in general and college
degrees in particular translate into such critically
important health and health behavior advantages. It
is not clear if the effects of education are causal
and, if they are, how they translate into healthy
behavior. This study addresses these important
gaps. First, I test for the causal effects of education
on health behavior. Second, I examine how and
why education confers broad benefits. I seek to
determine whether college graduates behave more
healthfully than individuals who are less educated
because of differences prior to college or whether
they gain new advantages with college degree
attainment, and if the latter, what types of resources
college graduates accrue that can account for
healthier behavior.
BACkgROUND
Prior Research
Educational disparities in health behaviors are well
documented: more educated individuals are less
likely to smoke, more likely to engage in physical
activity, and more likely to have a good diet (Centers
for Disease Control 2013; Cutler and Lleras-Muney
2010; Margerison-Zilko and Cubbin 2013). The
relationship exists across the range of educational
degrees; more education is associated with healthier
behaviors. For example, Pampel and colleagues
(2010) report that, compared to adults with college
degrees, those with some college education, a high
school diploma, or no high school diploma have 2.3,
2.7, and 3.7 higher odds of being a current smoker,
respectively.
Yet, the division between those with and without
college degrees appears particularly wide. College
degrees are qualitatively different from lower levels
of attainment in a number of key ways. As Stevens,
Armstrong, and Arum (2008) note, college sorts and
stratifies individuals, develops social competencies,
legitimizes official knowledge, and connects multiple
institutions, such as the labor market, the family, and
the nation-state. In addition to better health outcomes,
college graduates display an increased likelihood of
marriage, more tolerant social values, improved
income and wealth accumulation, more stable and
rewarding employment, a higher level of happiness,
and greater civic engagement (Hout 2012). Generally,
college degrees confer rewards, prestige, and respect
in social life.
The strong, consistent associations demonstrat-
ing that highly educated individuals behave more
healthfully could, however, emerge because college
graduates are the kind of people who also behave
healthfully. In other words, there could be “selec-
tion bias,” because a select group of individuals
attain higher education. Selection bias could be the
result of important confounding influences, such as
family socioeconomic background or personality
traits. For instance, individuals who come from the
highest quartile of household income are eight
times more likely to attain a college degree than
those in the lowest quartile (Cahalan and Perna
2015), and household income during the early life
course may also shape health behaviors in young
adulthood.
While selection bias offers a competing expla-
nation for the effect of education on health behav-
ior, disagreement persists on the extent to which
preexisting differences account for this association.
Few studies have tested if or how much of educa-
tion’s effects on health behaviors is due to selection,
likely because such tests require special data and
methods. Studies examining this question often use
nonrepresentative samples, such as identical twins
(Webbink, Martin, and Visscher 2010); others sam-
ple from a limited geographic area (Gilman et al.
2008) or use data sets on older cohorts (de Walque
2007). Results from these studies generally con-
clude that education has a causal effect on health
behaviors (Conti and Heckman 2010; de Walque
2007), but those looking at siblings or twins often
find attenuated or nonexistent effects (Gilman et al.
2008; Webbink et al. 2010). Recently, research has
demonstrated that adolescence shapes later health
behavior (Frech 2012) and that smoking emerges
well before college attendance (Andersson and
Maralani 2015; Maralani 2014), suggesting that the
strong association between education and smoking
may be spurious. The need for stronger tests of the
selection hypothesis remains.
If the effects of education are real, then research-
ers also need to establish the mechanisms that
might account for education’s influence. An impor-
tant gap in the research literature remains here as
well. In support of the argument that education
leads to healthier behaviors, scholars have offered a
number of mechanisms as possibilities, including
greater financial resources, healthier occupational
Lawrence 293
characteristics, improved cognitive abilities,
enhanced psychological resources, and increased
social capital (Cutler and Lleras-Muney 2010;
Mirowsky and Ross 2003; Pampel et al. 2010).
Despite the number of likely mechanisms, research
has only begun to understand their respective con-
tributions to the education–health behavior rela-
tionship. Cutler and Lleras-Muney (2010) provide
the best study to date on the subject. They report
that economic resources account for 30% of the
relationship between educational attainment and
health behaviors; knowledge and cognitive abilities
account for 30%; social networks, 10%; and per-
sonality and taste, 0%. Altogether, their measures
account for about 60% to 80% of the education gra-
dient. Yet, the study has a number of limitations.
The authors use multiple data sets (with different
ages and cohorts), limit their sample to white adults,
and do not examine any occupational measures.
Additionally, the personality mechanisms are
drawn from a range of life course stages, complicat-
ing the conclusions of whether they are mecha-
nisms or confounding influences (Conti and
Hansman 2013).
Theoretical Framework
Two opposing perspectives may explain the sources
of education’s strong association with health behav-
iors. One highlights the role of education in repro-
ducing inequality across generations (social
reproductionism), and the other focuses on educa-
tion as the key to upward mobility (transformative
theory).
Social reproductionism emphasizes how educa-
tion allows individuals from high-status families to
maintain their position. The illusion of meritocracy
may justify social inequality, as employers use edu-
cational attainment to exclude individuals because
of their social class, not because attainment reflects
skills critical for employment (Berg 1971; Collins
1979). Teachers, staff, and administrators identify
students from families with higher SES and offer
them enhanced challenges and opportunities
(Bourdieu and Passeron [1970] 1977). In contrast,
students with working-class backgrounds receive
education that prepares them for working-class jobs
(Bowles and Gintis 1976, 2002; Willis 1977). Thus,
individuals of higher social status continue in
school and receive credentials that, rather than
reflecting important skills learned in school, signify
social class membership.
In contrast, transformative theory considers the
positive functions of education in society. Rooted in
a functionalist paradigm, this view uses a merito-
cratic rationale to explain social inequality, arguing
that the social hierarchy results from variations in
individual skills and qualifications (e.g., Davis and
Moore 1945). The abilities, knowledge, and
resources acquired through education allow individ-
uals to enter more prestigious occupations and
achieve higher incomes. This perspective is reflected
in human capital theory, which argues that individu-
als acquire resources through education that yield
higher income (Becker 1964). Human capital there-
fore refers to those skills and abilities that, through
education, become embodied resources. Mirowsky
and Ross (2003) apply human capital theory in
describing how education imparts skills that are par-
ticularly important for health, such as a sense of
mastery and personal control.
A causal effect of education on health behavior
does not necessarily indicate that human capital is
the mechanism through which education shapes
health behaviors. It may be that there are mecha-
nisms unrelated to the skills and abilities taught in
school. For example, higher education may lead
individuals to identify with a higher social position
and want to set themselves apart from others through
the adoption of health behaviors (Cockerham 2005).
In this case, social distinction follows rather than
precedes education (Bourdieu 1984). Just as con-
sumption patterns signal to others one’s social status
(Veblen 1899), health behaviors can also communi-
cate such signals. For instance, listening to classical
music is associated with lower levels of smoking
(Pampel 2006). Social distinction is influenced by
college degrees but is not the result of skills and
abilities learned through education as posited by
human capital theory. Rather, it corresponds with a
version of transformative theory that is broader than
human capital theory.
I test for the explanatory power of different sets
of resources that may provide insight into whether
transformation is due to human capital or other
mechanisms. If college graduates attain a set of
skills and other resources that account for most
or all of the effects of college degrees on health
behavior, then a human capital perspective
receives support. Mechanisms generally (though
not definitively) falling under a human capital
approach are financial, occupational, social, and
cognitive/psychological resources.
Perhaps the most obvious explanation is that
financial resources can support a healthy lifestyle.
Individuals with higher educational attainment, and
college degrees in particular, have higher personal
earnings and total family income (Hout 2012).
294 Journal of Health and Social Behavior 58(3)
College degrees facilitate access to higher-paying
employment. Higher education also improves one’s
likelihood of marrying an individual of higher SES
(Schwartz and Mare 2005) and can enhance one’s
financial literacy and skills. Economic assets can be
used to buy better health behaviors. For example,
gym memberships, smoking cessation aids, and
weight loss programs can be purchased to improve
health behavior. But education also enhances other
economic benefits beyond income that may
improve health behavior (Pampel et al. 2010).
Health insurance benefits can promote healthier
behaviors, such as treatment for tobacco depen-
dency (Manley et al. 2003).
Employment and occupation may also facilitate
healthier behaviors. College graduates are more
likely to be employed and work in professional and
managerial jobs (Hout 2012). Occupational status
may capture norms and “class” in a way that finan-
cial resources cannot. Additionally, different jobs
may confer advantages or disadvantages for health
behaviors. For example, there may be workplace
rules for when and where employees can smoke,
and designated areas for smoking may be far from
an office desk, whereas workers can smoke fre-
quently on construction sites. Jobs also may require
differential demands and effort while offering dif-
ferential control and rewards for workers, which
have important consequences for health behavior
(Krueger and Burgard 2011; Mirowsky and Ross
2003).
Education also increases cognitive resources
that can aid in acquiring health-related knowledge
and in making healthy decisions. Cognitive
resources include awareness of health benefits and
risks and the ability to translate information and
technology to improve health. Knowledge of the
health consequences of different behaviors has his-
torically been an important contributor to educa-
tional disparities in health behaviors. In today’s
society, however, awareness of the consequences of
smoking and obesity are near universal (Link 2008;
Winston et al. 2014), and thus, this type of knowl-
edge appears inadequate to account for educational
differences in these behaviors. Information and
access to technology about ways to maintain health
or become healthy may be more relevant for today’s
health behavior disparities.
Other skills, which can be called noncognitive
traits or psychological resources, are developed
through education and can help individuals practice
healthier behaviors. These qualities include consci-
entiousness, self-efficacy, and other competencies
that help individuals identify and achieve goals. As
Mirowsky and Ross (2003) note, “Education devel-
ops the learned effectiveness that enables self-
direction toward any and all values sought,
including health” (p. 1). Individuals who are more
educated view outcomes as contingent on their
choices and action, which encourages and enables
healthier behaviors.
Social resources, the benefits one gets through
relationships with others in one’s family or commu-
nity, also provide a mechanism for education to
shape health behaviors. First, education can
improve behaviors through social support. Having
social ties can reduce stress, improve mental health,
and increase personal control, all of which may lead
to healthier behaviors (Umberson, Crosnoe, and
Reczek 2010). For instance, married men and
women have healthier habits than those who are
never married, divorced/separated, or widowed
(Waite and Gallagher 2002). Second, behaviors
spread through social networks, and a healthy
social network can have positive effects on one’s
health behaviors (or conversely, an unhealthy net-
work can result in negative effects; Christakis and
Fowler 2007, 2008). College graduates are more
likely to get and stay married, have social ties
through civic life, and connect with other highly
educated individuals (Hout 2012).
Hypotheses
Hypothesis 1: College degree attainment trans-
forms individuals into behaving more health-
fully (transformative theory) than those who are
less educated.
I estimate the causal effects of college degree
attainment on health behavior to evaluate this
hypothesis. A strong, positive average causal effect
of college degree attainment on health behavior
indicates that health behaviors improve because of
education, supporting the transformative perspec-
tive. Conversely, a weak or near-zero average
causal effect demonstrates that observed associa-
tions merely signal prior differences (captured
through adjustments for selection into college
degrees) and are not caused by education, support-
ing social reproductionism.
Hypothesis 2: College graduates have greater
financial, occupational, social, and cognitive/
psychological resources than those with lower
educational attainment, which allows them to
behave more healthfully (human capital
theory).
Lawrence 295
I conduct mediation analysis to test this hypoth-
esis. If resources account for a substantial portion
of the effects of college degrees on health behavior,
a human capital approach to education is supported.
If resources do not account for the effects of college
degree attainment on health behavior, then a trans-
formative theory highlighting nonresource mecha-
nisms is supported.
DATA AND METHODS
Data
I used the National Longitudinal Study of
Adolescent to Adult Health (Add Health). Add
Health first collected data on 20,745 adolescents
ages 11 to 18 in 1994–1995 and then conducted
follow-ups in 1996, 2001, and 2007–2008. This
study used respondent interviews at Waves I and
IV. Of the 15,701 individuals who participated in
Wave IV, 14,796 had a valid non-zero Wave IV
weight and valid data on college degree attainment.
An additional 531 women were omitted because
they were or might have been pregnant at the time
of the Wave IV interview, leaving a sample of
14,265 respondents.1
Add Health is well suited for this study because
it is recent, is nationally representative, and offers
detail on education, health behaviors, and potential
mechanisms. The Add Health cohort is uniquely
positioned to offer insight into current relationships
between education and health behavior. Reaching
18 years of age around the turn of the twenty-first
century, the Add Health participants reflect recent
increases in educational attainment, and college
degree attainment in particular. Importantly,
detailed information collected during adolescence
effectively captures selection into degree attain-
ment. The data set covers the ideal age range, since
it includes adolescent background factors that influ-
ence college degree attainment and health behav-
iors in young adulthood. Additionally, health
behaviors in young adulthood are more consistent
than earlier life course stages.
Measures
Dependent variables. All health behavior measures
were taken from Wave IV. They include measures
of smoking, obesity, physical activity, and nutrition.
I focused on these measures because they contribute
most notably to mortality and morbidity (Mokdad
et al. 2004). There were many other health behav-
iors available in the survey, such as alcohol con-
sumption and the use of sunscreen, seatbelts, and
smoke detectors, but these behaviors have smaller
effects on overall health.
Smoking was operationalized as a dichotomous
measure of having smoked at all (or not) in the past
30 days.2 Obesity was operationalized using a
dichotomous indicator of obesity (≥30 body mass
index [BMI]). Field interviewers measured height
and weight used to calculate BMI (kg/m2).3
Physical activity was operationalized through
the sum total of items reported in response to ques-
tions asking the number of times (from zero to
seven or more times) in the past seven days indi-
viduals participated in seven categories of activi-
ties, such as bicycling, skiing, sports participation,
or walking for exercise. I summed the number of
activities over the week for a continuous measure of
activity with a range of 0 to 49.
Sugar-sweetened beverage and fast-food con-
sumption represented two measures of nutrition.
Sugar-sweetened beverage consumption was the
number of sweetened drinks the respondent reported
drinking in the past seven days. Add Health allowed
respondents to report up to 99 drinks, and I recoded
the measure to top-code at 40 drinks (<5% of the
sample). Fast-food consumption was the number of
times the respondent ate at a fast-food restaurant in
the past seven days. Respondents reported up to 99
times, and I top-coded the measure at 21 times (<1%
of the sample).
Independent variables. College degree attain-
ment was measured with an Add Health–constructed
variable taken from the Wave IV interview question
asking about highest educational attainment. This
dichotomous variable indicated whether or not indi-
viduals earned a four-year college degree. In Wave
IV, individuals were young adults, or ages 24 to 32.
Supplemental analyses examined whether results
were sensitive to the age range of respondents.
A range of parent, school, and respondent infor-
mation collected at Wave I (ages 11 to 18) informed
the likelihood of college degree attainment or selec-
tion. A list of these variables is provided in Table 1.
Except age at Wave IV, all variables were taken
from Wave I.
Potential mechanisms for the relationship between
college degree attainment and health behaviors were
taken from respondent interviews in Wave IV (con-
current with health behavior outcomes) and included
measures of financial resources, occupational charac-
teristics, social relations, cognition, and psychologi-
cal resources. Although measured in the same wave
as the mechanisms, completion of education likely
occurred several years earlier for most of the subjects,
296 Journal of Health and Social Behavior 58(3)
temporally preceding the resource measures. But the
concurrent measurement of mechanisms and health
behavior outcomes leaves open the possibility of
reverse causality, and associations could overstate the
extent to which mechanisms lead to health behaviors.
Cognition was not captured in Wave IV, so I used a
Wave III measure as a proxy. These limitations pre-
vent strong causal conclusions with regard to media-
tion. Nonetheless, estimating the role of these
mechanisms among young adults contributes to our
understanding of the college degree–health behavior
relationship.
Household income-to-needs ratio, personal
earnings, home ownership, debt-to-assets ratio,
number of financial hardships, and health insurance
constituted financial resources. I calculated house-
hold income to needs as the ratio of the reported
total household income to the household size–
specific poverty threshold given in 2007 by the
U.S. Census Bureau. Total household income
included all sources of income from all household
members who contribute to the household budget
and was recoded to the midpoint of each of the cat-
egories, except the top code of $150,000+, which
was recoded to $200,000. Personal earnings was a
continuous measure that included all income that
the respondent earned before taxes. For those who
responded that they did not know how much they
earned, a categorical question captured their best
guess of personal income. Home ownership was a
dichotomous variable representing whether the
respondent or his or her spouse owned or was buy-
ing his or her residence.
A categorical measure indicated whether
respondents would have something left over, break
even, or be in debt (referent) if they sold all major
possessions, cashed in investments and other assets,
and paid off all debts. The number of financial
hardships was a count of six different hardships in
the past 12 months, such as eviction or loss of
Table 1. Covariates Used to Inform Likelihood of College
Degree Attainment.
Female getting along with students scale
Vocabulary score College expectations scale
Disabled Desire for college attendance scale
Household smoker Expectations to live to 35 scale
Parent heavy episodic drinking Expectations killed by 21 scale
Parent receiving public assistance Protective factors scale
Parent educational attainment Depressive symptoms scale
Parent smoker Ever had sex
Wave IV age Self-rated health
Race-ethnicity How often missed school
U.S. born Smoking status
Mom is professional Number of close friends that smoke
Dad is professional Body mass index
Income-to-needs ratio Alcohol consumption
Social control scale Days in past year drunk/high
Parent–child closeness scale Number of close friends that drink
Parent disappointment for child not graduating college Physical
activities in past week
Household size Visited dentist within past year
Ever repeated grade Vegetable consumption
Ever suspended Sweet snack consumption
Ever expelled How often wears seatbelt
Ever truant Usually gets enough sleep
Scale of grades Screen time hours
School integration scale Delinquent behaviors scale
getting along with teachers scale Religious attendance scale
Problem with attention scale Religious importance scale
Problems with homework scale Perceived neighborhood quality
scale
Source: National Longitudinal Study of Adolescent to Adult
Health Waves I and IV.
Note: All covariates are from Wave I, except age at Wave IV.
Lawrence 297
utilities due to nonpayment. Last, a dichotomous
measure captured whether respondents reported no
health insurance (coded 1) or some type of health
insurance coverage (coded 0).
Employment status, job satisfaction, and personal
efficacy at work constituted occupational resources. I
categorized employment status as higher-status
employment, lower-status employment, and unem-
ployed/not in labor force. Unemployed/not in labor
force included those responding that they do not work
for pay for at least 10 hours a week and those who
were incarcerated during the interview.4 Higher-status
employment included working at least 10 hours a
week in jobs such as managers, engineers, or teachers
(prefixes 11 to 29 using the Standard Occupational
Classification System). Lower-status employment
included active-duty military personnel and those
working 10 or more hours per week in jobs such as
orderlies or machinists (prefixes 31 to 55 using the
Standard Occupational Classification System). There
was a small number of individuals (n = 241) who had
never worked 10 hours a week and were missing for
these measures (whose values were later imputed).
Job satisfaction was represented with a five-point
scale of responses to the question, “How satisfied are
you with the job, as a whole?” Personal efficacy at
work was the average of three items asking about
decision making, doing the same thing repeatedly,
and employee supervision.
Social resources included marital status, number
of close friends, religiosity, and volunteerism.
Marital status was a dichotomous indicator of
whether the respondent was married or not.5
Respondents reported the number of close friends
they had, and the categorical responses were
recoded to the midpoint to make a continuous mea-
sure. I created a scale of religiosity through averag-
ing responses on the importance of religious faith to
the respondent and how often the respondent
attended religious services. A dichotomous variable
indicated if the respondent volunteered or did com-
munity service work in the previous 12 months,
with incarcerated individuals coded as not having
volunteered.
Cognition was measured using a Wave III pic-
ture vocabulary test. A percentile rank score from
this test represented individual performance.
Psychological resources included scales for mas-
tery, perceived stress, and depressive symptoms.6
The Add Health–constructed mastery scale opera-
tionalized an individual’s sense of control based on
how much respondents agreed with five statements
about their sense of control. Add Health also cre-
ated a constructed variable for Cohen’s Perceived
Stress Scale that combined responses to four ques-
tions about how individuals felt about how things
were going during the past 30 days. Last, I used the
short form of the Center for Epidemiological
Studies Depression Scale (CES-D) to measure
respondents’ depressive symptoms. This Add
Health–constructed variable combined responses to
five questions, such as how often the respondent
felt sad or could not shake the blues.
Analytic Approach
The analysis used regression models with propen-
sity scores to account for selection into educational
attainment. As mentioned in the introduction, those
attaining college degrees differ from those who do
not in important ways. Whereas standard regression
models account for preexisting differences using
control variables, collinearity prevents adjustment
on many factors. Additionally, standard regression
models using control variables yield average differ-
ences across the sample, which may not apply to
some individuals, such as those who have a zero (or
near-zero) probability of attaining a college degree.
In contrast, propensity score methods allow for
adjustment across a large number of factors and
focuses the analysis on those who are comparable. A
propensity score approach, however, is also limited.
Notably, propensity score methods assume that
there are no unobserved factors shaping selection,
known as the ignorability assumption. But a ran-
domized controlled trial assigning college degrees
is neither practical nor ethical. The data are well
suited for propensity scores, because I included a
very large number of variables collected during ado-
lescence that help shape degree attainment. Thus, a
propensity score approach improved on associa-
tional methods.
I first documented health behavior differences
between college graduates and those with less edu-
cation. I then used propensity scores in inverse
probability–weighted (IPW) regression models to
account for selection into college degree attainment
and estimate causal effects. IPW regression models
weighted individuals according to the inverse prob-
ability of the treatment condition that occurred (col-
lege degree attainment or not).7
To determine which mechanisms accounted for
the college degree–health behavior relationships, I
used the mediation model as outlined in Baron and
Kenny (1986), which identified four mediation cri-
teria. The independent variable of interest (college
degree or not) needs to be a significant predictor of
the outcome (criterion 1) and the mediator
298 Journal of Health and Social Behavior 58(3)
examined (criterion 2). Second, models should
compare the effect of the independent variable of
interest (college degree or not) in two models, one
excluding and one including the mechanism vari-
able. If the effect of college degrees is reduced in
magnitude in the model including the mechanism
(criteria 3) and the mechanism variable is signifi-
cant (criterion 4), then mediation is identified.
The selection model considered selection into
college degrees, not into the different mechanisms.
Thus, one cannot consider the mediators to be
“causal” in this framework because there are likely
confounders shaping both mediators and outcomes
(and that are different than those for college degree
attainment). Because I was concerned with the
mediation more than the effects of these mecha-
nisms on the outcome, however, this was not a criti-
cal limitation.
I conducted the IPW approach in two steps, sep-
arating the propensity score estimation and the
weighted regression. This allowed me to adjust the
regression model for continuous and dichotomous
outcomes, account for missingness with multiple
imputation, and incorporate mechanism variables.8
To retain the full sample, I used multiple impu-
tation with a Markov chain Monte Carlo approach
to create 10 data sets. All dependent and indepen-
dent variables were used to inform the imputation
model, and auxiliary variables (high school earn-
ings and two biological parents at Wave I) were
also incorporated. The percentage of imputed val-
ues ranged from 0% to 20% across the variables,
with an average of 2.1% missing across the
variables.
RESULTS
Table 2 displays the means for each health behavior
for the sample and as a whole, and by college degree
attainment. Overall, those with a college degree
have healthier behaviors than those who do not have
this degree. More than twice as many young adults
without a college degree currently smoke compared
to those with a degree. College graduates are far less
likely to be obese compared to those with less edu-
cation. Degree holders exhibit significantly more
physical activity, drink fewer sugar-sweetened bev-
erages, and eat fast food less often than those with
lower educational attainment.
I now turn to IPW models that use propensity
scores to account for selection into college degree
attainment.9 I retained the nonsignificant variables
because they still contribute to the model and
because overfitting these models improves propen-
sity score results (Lunceford and Davidian 2004).
However, because this model is likely overfitted,
individual coefficients should not be interpreted.
Importantly, this model produces a predicted prob-
ability of college degree attainment for each indi-
vidual, which is his or her propensity score. The
propensity scores appear to capture selection very
well, because the means of the variables predicting
college degree attainment are much more similar
when individuals are matched via their propensity
scores.10 I created probability weights through cal-
culating the inverse probability of the treatment
condition (degree attainment or not) that occurred.
A small number of individuals (<1%) had very high
weights that were top-coded at 14. Of these indi-
viduals, most (n = 133) displayed low propensities
of attaining a college degree but went on to earn
such a degree; fewer (n = 7) had very high propen-
sity scores but did not earn the degree.
Table 3 presents the adjusted effects of college
degree attainment on health behaviors. The table
shows the coefficients from regression models incor-
porating the probability weights and predicting each
of the health behavior outcomes. I compared these
adjusted effects to unadjusted effects created from the
same models that exclude the probability weights and
present the reduction in the difference in the right col -
umn. For all health behaviors, college degree
Table 2. Unadjusted Descriptive Statistics of Health Behavior
Outcomes across College Degree
Attainment (U.S. Young Adults Ages 24–32; N = 14,265).
Variable Range Full Sample College Degree No College Degree
Current smoker 0–1 .36 .19 .44
Obese 0–1 .37 .27 .42
Number of physical activities 0–49 6.40 6.85 6.19
Sugary beverages 0–40 11.10 7.43 12.81
Fast food 0–21 2.39 1.77 2.67
Source: National Longitudinal Study of Adolescent to Adult
Health Wave IV.
Lawrence 299
attainment has a significant effect after accounting for
selection. The effects are largest for smoking (odds
ratio [OR] = .41) and sugar-sweetened beverage con-
sumption (Cohen’s d = –.37) and smaller for fast food
(Cohen’s d = –.20), obesity (OR =.75), and physical
activity (Cohen’s d = .12). Accounting for selection
clearly reduces the effect of college degree attainment
on all outcomes except physical activity. On the other
hand, over one half of the association between col-
lege degree attainment and obesity is accounted for
through selection into college degrees. Fast food, sug-
ary beverages, and smoking demonstrate smaller
reductions. However, most importantly, these causal
estimates display that college degree attainment has
strong effects beyond selection.
Turning to the mediation models, Table 4 shows
descriptive statistics for each of the potential mech-
anisms. Most individuals have more assets than
debt (60%), most have health insurance (79%), and
most are employed (82% in higher- or lower-status
occupations). About two fifths of individuals are
married, and over one third volunteer. Looking at
the means of these mechanisms by degree attain-
ment, those with college degrees have greater
financial, occupational, social, and cognitive/psy-
chological resources compared to those without.
For example, 9% of college graduates have no
health insurance, while 27% of those less educated
are without coverage. A notable exception is marital
status, as similar proportions of graduates and non-
graduates are married. The far-right column of
Table 4 displays the results of ordinary least squares
and logistic regression models accounting for selec-
tion through IPW. Each row shows the relationship
between college degrees with that independent
variable. Similar to the patterns in the descriptive
statistics, college degrees significantly predict most
of the mediators except for marital status. Because
one of the mediation criteria is whether college
degree attainment is significantly related to each
mediator, I no longer consider marital status as a
potential mediator.
Table 5 presents coefficients and significance
levels for the effects of college degree attainment
on health behavior before and after including differ-
ent groups of mechanisms.11 All models account for
selection through IPW, so the coefficients for col-
lege degree attainment in the base model indicate
the health behavior advantage for graduates net of
preexisting differences. I then compared this coef-
ficient to the college degree coefficients in the sub-
sequent models, each of which include a different
group of mechanisms. I used Wald tests to evaluate
whether each group of mechanisms was significant,
though all but one (occupational mechanisms pre-
dicting obesity) were significant. The final model
includes all mechanisms.
For smoking, college degree attainment has a
coefficient of –.90 in the base model and –.61 in the
model including all mechanisms, resulting in a
reduction of the effect of college degrees by 32%.
Of the groups of mechanisms, financial resources
reduces the college degree effect the most (18%
reduction), followed by occupational variables
(13%). Social and cognitive/psychological mecha-
nisms have minimal effects. After considering
selection into college degrees and all mechanisms,
the effect of college degree attainment on smoking
remains surprisingly strong (OR = .54).
For obesity, financial resources also displays the
strongest mediation (24% reduction), followed by
occupation and cognitive/psychological resources.
Table 3. Coefficients Representing the Effects of College
Degree Attainment on Health Behavior
Outcomes in Young Adulthood (N = 14,265).
Variable Unadjusted Effect IPW Adjusted Effect Reduction in
Effect
Logistic regression coefficients
Smoking −1.18*** −.90*** 23.7%
Obesity −.63*** −.29*** 54.0%
OLS regression coefficients
Number of physical activities .66*** .71*** −7.6%
Sugary beverages −5.38*** −3.98*** 26.0%
Fast food −.90*** −.55*** 38.9%
Source: National Longitudinal Study of Adolescent to Adult
Health Waves I and IV.
Note: Each effect is from a separate model predicting the health
behavior. IPW adjusted effects use inverse probability
weighting to account for selection. IPW = inverse probability–
weighted; OLS = ordinary least squares.
***p < .001 (two tailed).
300 Journal of Health and Social Behavior 58(3)
Surprisingly, the effect of college degrees increases
when social resources and diet/exercise are
included. Including all of the mechanisms results in
a modest reduction (24%) in the effect of college
degree attainment on obesity.
Number of physical activities displays an inter-
esting pattern, as over half of the effect of college
degree attainment on this outcome is accounted for
by social resources. The full results of this model
show fairly strong effects for number of friends
Table 4. Unadjusted Means of Resources and College Degree
Attainment Effects on Resources (N =
14,265).
Means Coefficients and
Significance of
College Degree
(vs. Not) Predicting
Each ResourceVariable Full Sample
College
Degree
No College
Degree
Financial
Household income-to-needs (0–19) 3.82 5.38 3.09 1.52***
Personal earnings (0–1,000,000) 35,168 47,554 29,407
13,856***
Home ownership .40 .47 .37 .28***
Debt–assets
Some left over .61 .65 .58 referent
Even .18 .13 .21 −.31***
Left with debt .21 .22 .21 .15**
Number of financial hardships (0–6) .51 .17 .66 −.37***
No health insurance .21 .09 .27 −.93***
Occupational
Employment
Higher status .33 .63 .19 −1.22***
Lower status .49 .25 .60 −.55***
Unemployed/not in labor force .18 .12 .21 referent
Job satisfaction (1–6) 2.15 2.07 2.19 −.08**
Personal efficacy at work (–2.1–1.3) .00 −.20 .09 −.21***
Social
Married .42 .42 .41 −.00
Number of close friends (0–10) 4.44 5.24 4.06 .72***
Religiosity (–1.6–1.6) −.01 .05 −.04 .10***
Volunteers .36 .53 .28 .73***
Cognitive/psychological
Vocabulary score (0–100) 50.18 65.08 43.24 8.97***
Mastery scale (5–25) 19.47 20.30 19.08 .84***
Perceived stress (0–16) 4.84 4.17 5.16 −.75***
CES-D (0–15) 2.61 2.09 2.85 −.55***
Diet/activity
Number of activities (0–49) 6.39 6.85 6.19 .71***
Sugary beverages (0–40) 11.10 7.43 12.81 −3.98***
Fast food (0–21) 2.39 1.77 2.67 −.55***
Source: National Longitudinal Study of Adolescent to Adult
Health Waves I, III, and IV.
Note: Ranges for continuous variables given in parentheses.
College degree effects are from ordinary least squares,
logistic, and multinomial regression models controlling for
selection with inverse probability weighting. CES-D =
Center for Epidemiological Studies Depression Scale.
**p < .01, ***p < .001 (two tailed).
Lawrence 301
(b = .20) and volunteerism (b = 1.48).12 It may be
that these variables capture an overall active life-
style that includes both social and physical activi-
ties. Cognitive/psychological, financial, and
occupational mechanisms each reduce the effect of
college degrees on physical activity. When all vari-
ables are considered together, however, the college
degree effect is stronger than in the model including
social resources, suggesting that there is consider-
able overlap among these mechanisms.
The mediation patterns for the effect of college
degree attainment on sugary beverage consumption
show similar patterns as smoking. Financial variables
explain the most (22%), followed by occupation
(15%), cognitive/psychological (10%), and social
(9%) resources. Together, these variables explain just
under 40% of the effect of college degrees. In con-
trast, the effect of college degree attainment on fast-
food consumption is most strongly mediated by
cognitive/psychological resources (31% reduction),
followed by financial, occupational, and social
resources. Together, these mechanisms explain 46%
of the effect of college degree attainment on fast food
consumption, net of selection.
The results reveal different patterns in the types
of mechanisms accounting for college degree
effects on the different outcomes, but financial
resources accounted for the largest portion of the
relationship across outcomes. Importantly, the
effects of college degree attainment remain signifi-
cant for all health behaviors even after controlling
for all of the mechanisms and accounting for selec-
tion. Although the effects have been reduced sub-
stantially from the observed associations, there is
much left unexplained.
Sensitivity Analyses
Results from similar models that do not employ mul-
tiple imputation and that use propensity score match-
ing rather than IPW are remarkably similar, suggesting
the findings are robust to specifications.13 To deter-
mine the sensitivity of the results to the recoding of
those individuals with exceptionally high inverse
probability weights, I conducted additional analyses
omitting these individuals. The results of these analy-
ses show similar patterns, but the adjusted effects of
college degree attainment are slightly larger without
these individuals. If instead of omitting those with
high weights, I restrict the sample to those within the
range of “common support” (i.e., have propensities
not less than the minimum and not greater than the
maximum of the opposite treatment condition), the
results are nearly identical to those presented here.
Further analysis determined whether findings
are sensitive to the threshold of education. Health
behaviors generally have a linear relationship with
educational attainment such that the more educa-
tion one attains, the healthier one behaves.
However, the largest discrepancies in behaviors are
observed at the college degree threshold; using
some college experience rather than a four-year
degree generally results in similar patterns but
smaller effects. I also assessed whether findings are
sensitive to respondents who had not achieved a
college degree but were in school at Wave IV.
Excluding these individuals (approximately 1,600)
produced results with nearly identical patterns to
those presented here, though the overall effects of
college degree attainment are smaller. Models
examining only older individuals (ages 26 to 32 or
28 to 32) also produced very similar patterns but
Table 5. Effects of College Degree Attainment on Health
Behaviors, Accounting for Selection through
Inverse Probability Weighting (N = 14,265).
Base
Base +
Financial
Base +
Occupation
Base +
Social
Base +
Cognitive/
Psychological
Base + Diet/
Exercise
Base +
All
Logistic regression
Smoking −.90*** −.74*** −.78** −.85*** −.85*** −.61*
Obesity −.29*** −.22*** −.25*** −.31*** −.25*** −.30***
−.22**
OLS regression
Number of physical
activities
.71*** .56** .63*** .32* .55** .37*
Sugary beverages −3.98*** −3.12*** −3.38*** −3.62***
−3.60*** −2.42***
Fast food −.55*** −.44*** −.48*** −.50*** −.38 −.30***
Source: National Longitudinal Study of Adolescent to Adult
Health Waves I, III, and IV. OLS = ordinary least squares.
*p < .05, **p < .01, ***p < .001 (two tailed).
302 Journal of Health and Social Behavior 58(3)
with effect sizes slightly larger to those presented
here. Last, I determined the extent to which those
individuals who do not graduate high school affect
the findings. Models omitting these 1,112 individu-
als produced similar patterns. Effect sizes were
slightly smaller, and mechanisms generally
explained slightly smaller proportions. Overall,
these extensive sensitivity analyses support the sub-
stantive conclusions presented here.
DISCUSSION
This analysis shows that college degree attainment
has a causal influence on improving the health behav-
iors of U.S. young adults. That is, college degree
attainment captures more than simply selection of
those who are already prone to healthy behavior.
Accounting for selection into college degrees substan-
tially reduced the observed associations, however,
suggesting that degrees also reflect important prior
differences. For each health behavior except physical
activity, the college degree effect was smaller after
controlling for likelihood to attain a college degree.
The average percentage reduction across outcomes
was 27%, with the largest reduction observed for obe-
sity (54%). For other outcomes, the effects of college
completion appear dominant. The discrepancy in rela-
tive contributions of selection to the college degree
advantage across obesity and smoking is particularly
interesting. Given that problems of obesity have
emerged more recently than smoking, the longer and
richer history on smoking disparities may have dis-
proportionately shaped our understanding of health
behaviors. Further research comparing life course
processes in the education gap for these two outcomes
may shed light on how selection and causation
together produce health behavior disparities.
These results confirm prior research demonstrat-
ing both the importance of educational attainment
and prior characteristics that shape both education
and health behaviors. Other studies have shown the
importance of earlier health behaviors for both educa-
tional attainment and later health behaviors (i.e.,
Andersson and Maralani 2015; Maralani 2014;
Pudrovska, Logan, and Richman 2014). Although I
do not interpret the model predicting college degree
attainment from adolescent characteristics, the results
demonstrate that earlier health behaviors are posi-
tively associated with college graduation.14 These
associations support the approach of this study that
accounts for health behavior and other early life
course differences that differentially shape likelihood
of college completion. More generally, the results
demonstrate that there are important processes
linking college degrees and health behaviors both
before and after college graduation.
The study’s findings related to the mechanisms
underlying the college degree–health behavior rela-
tionships were somewhat surprising. As a whole,
the mediators explained less than half of the effects
of college degrees on any outcome. The mediators
did a particularly poor job in accounting for mecha-
nisms related to obesity, as the full model reduced
the coefficient for college degrees by less than one
quarter. While financial resources was the strongest
mediator for smoking, obesity, and fast-food con-
sumption, it explained less than 25% of the effect of
college degrees for all outcomes. Cognitive and
psychological resources had surprisingly small
mediation effects, especially for smoking, as it
reduced the effect of college degree attainment only
by less than 6%.
Resource mechanisms are limited to the avail-
able measures, and more complete measurement
could produce greater mediation effects. Variables
operationalizing social resources, cognitive/psy-
chological resources, and diet/activity may be par-
ticularly limited. Available social resource variables
do not offer detailed information on emotional sup-
port, which could be an important social resource
that college graduates employ. Additionally, stress
may be an important social and biological pathway
for education’s effect (Thoits 2010). A measure of
perceived stress is included as a psychological
resource, but a more thorough analysis of stressors
could yield additional insights. The scale for per-
sonal mastery and the abbreviated CES-D scale are
likely limited in their representations of efficacy
and depressive symptoms more broadly. Diet and
exercise did nothing to account for education’s
effects on obesity, but these measures were unable
to get at duration and intensity of physical activity
or detailed nutritional indicators. These measure-
ment issues suggest that the results may be inter-
preted as a lower bound of mediation effects.
However, measurement error of independent and
dependent variables are not unique to this study, but
the mediational effects are still smaller than those
presented in other social science research.
The mechanism results diverge from prior
research and from Cutler and Lleras-Muney (2010)
in particular. In contrast to the results reported here,
Cutler and Lleras-Muney find that similar mecha-
nisms explain a higher proportion of the education–
health behavior relationship (60% to 80%),
knowledge and cognitive ability explain approxi-
mately 30% of the relationship, and social networks
account for 10%. Compared to their analysis, this
Lawrence 303
study examines college degree attainment (rather
than the full educational gradient), focuses on a
more recent cohort in young adulthood, includes a
more limited list of health behaviors, and explicitly
accounts for selection through propensity scores.
Yet, the results here point to occupational measures
as important mechanisms; Cutler and Lleras-Muney
did not include any occupational measures. Recent
research highlights the ability of occupation to cap-
ture inequality and “life conditions” better than
financial variables (Weeden and Grusky 2012).
Future research examining occupation and health
behaviors in detail could provide further insight
into mechanisms for education’s effects.
Both selection and transformation theories were
supported, as prior characteristics explained some
but not all of the health behavior advantages of col -
lege graduates. The transformative power of col-
lege degrees appears to be due somewhat to human
capital but also to mechanisms other than resources.
The education–health behavior relationship thus
appears to be complex, going beyond any one theo-
retical approach. As such, college degree attain-
ment may be characterized as a metamechanism in
that it produces multiple mechanisms that, in turn,
shape health (and health behaviors; Freese and
Lutfey 2011).
Because of this multiplicity of mechanisms, pol-
icies and programs intended to reduce health behav-
ior disparities targeting a particular mechanism (or
group of mechanisms) will likely achieve little suc-
cess (Phelan, Link, and Tehranifar 2010). Health
behavior disparities may be better addressed
through changing upstream influences that promote
educational attainment and social equality more
generally (Hummer and Hernandez 2013).
Additionally, since a substantial portion of the col -
lege degree–health behavior relationship is evident
in adolescence, policy makers seeking to reduce
disparities have incentive to focus earlier in the life
course, starting during or before adolescence.
This study has a number of conclusions that can
help shape future research efforts studying educa-
tional disparities in health behaviors. First, future
data collection and analysis should consider how to
identify the contributions of nonresource mecha-
nisms to education’s effects on health behaviors
(Freese and Lutfey 2011). Social skills and distinc-
tion may be a way to understand how education
shapes preferences that in turn influence behaviors.
College graduates report that social skills are one of
the most important things they learn in college
(Chambliss and Takacs 2014). How to comport
oneself and navigate social situations (particularly
among other college-educated persons) is a way in
which individuals express their social class, and
such skills are connected to health behaviors. Yet, it
is difficult to measure social skills or conceptualize
distinction. Researchers can also incorporate struc-
tural factors more explicitly through considering
the physical and institutional environments of indi-
viduals. A growing body of research is demonstrat-
ing the importance of residential location and other
settings for health behaviors (e.g., Blok et al. 2013),
but to my knowledge no study has developed a
comprehensive analysis of the role of physical
environment in mediating the effect of education
(or SES more broadly) on health behavior. Research
highlighting the agentic, dynamic role of institu-
tions in the production of health disparities can fur-
ther contextualize individual behavior (Freese and
Lutfey 2011).
Second, understanding health behavior dispari-
ties will require further research to determine the
sensitivity of the results to historical context. Using
a recent cohort allows for examination of current
patterns and processes, but comparing magnitudes
of causal, selection, and mediation effects across
historical periods may elucidate the structural con-
ditions associated with health behavior disparities.
Third, researchers should identify potential het-
erogeneity. Examination of differences across race-
ethnicity, gender, and nativity status is beyond the
scope of this analysis, but there may be important
heterogeneity in selection into educational attain-
ment or in returns to degrees. Testing for differ-
ences can shed light on how SES intersects with
other identities to produce inequality.
Limitations
The conclusions of this study should be interpreted
in light of its limitations. First, as described above,
mechanisms may be omitted or have measurement
error. Second, the study does not use an experimen-
tal design. Randomized controlled trials for this
topic are impossible, and I must therefore rely on
methods designed to estimate causal relationships
from observational data. Though propensity score
methods are not without weakness, this study
improves on prior associational methods through
this approach. Third, this study did not consider
genetic predispositions to educational attainment.
Recent advancements show that individual risk
scores for educational attainment developed from
genomewide data are in part socially patterned
(Domingue et al. 2015). Future research bringing
together social and genetic information to
304 Journal of Health and Social Behavior 58(3)
understand the production of educational and social
inequalities is promising.
CONCLUSION
The results presented here demonstrate that college
degrees both signal prior differences and transform
the health behaviors of graduates. Health behavior
disparities are therefore the product of social repro-
duction and positive returns to higher educational
attainment. These positive returns are somewhat
due to greater resources, such as income, but per-
haps to a smaller extent than previous research has
postulated. Overall, the healthier behaviors exhib-
ited by college graduates appear to be the result of
diverse and complex processes characterized by
sorting into educational attainment, embedding of
human capital, and mechanisms other than socio-
economic and psychosocial resources.
SUPPLEMENTAL MATERIAL
The appendices are available in the online version of the
article.
ACkNOWLEDgMENTS
The author is grateful for comments and feedback from
Bob Hummer, Fred Pampel, Stef Mollborn, Rick Rogers,
Liam Downey, Fernando Riosmena, Ryan Masters, and
three anonymous reviewers. She is also grateful for sup-
port and feedback from the Colorado Population and
Health workshop group. This research uses data from Add
Health, a program project directed by Kathleen Mullan
Harris and designed by J. Richard Udry, Peter S. Bearman,
and Kathleen Mullan Harris at The University of North
Carolina at Chapel Hill, and funded by grant P01-HD31921
from the Eunice Kennedy Shriver National Institute of
Child Health and Human Development, with cooperative
funding from 23 other federal agencies and foundations.
No direct support was received from grant P01-HD31921
for this analysis. Special acknowledgment is due Ronald
R. Rindfuss and Barbara Entwisle for assistance in the
original design. Information on how to obtain the Add
Health data files is available on the Add Health website
(http://www.cpc.unc.edu/addhealth).
FUNDINg
The author disclosed receipt of the following financial
support for the research, authorship, and/or publication of
this article: This research received funding and support
from the National Science Foundation Doctoral
Dissertation Research Improvement Grant (award no.
1435316), the Center to Advance Research and Teaching
in the Social Sciences (CARTSS), the University of
Colorado Sociology Department, and the Population
Research Training grant (T32 HD007168) and the
Population Research Infrastructure Program (P2C
HD050924) awarded to the Carolina Population Center at
The University of North Carolina at Chapel Hill.
NOTES
1. As illustrated in online Appendix A, those who
were included in the study sample are signifi-
cantly more likely to be white (compared to black,
Hispanic, or other race-ethnicity), female, and U.S.
born compared to those who were omitted due to
attrition or other criteria. Those who were omitted
had lower vocabulary scores and higher depressive
symptoms but also lower body mass index (BMI).
Smoking rates did not differ. The analytic approach
in this study carefully controls for many sociode-
mographic and health characteristics that may differ
across sample inclusion. Although differential attri -
tion is a concern in any longitudinal health study,
the approach mitigates this issue.
2. Analyses using daily smoking (smoking 30 out of the
past 30 days) rather than current smoking produced
similar results that did not differ substantively.
3. Results examining continuous BMI rather than obe-
sity produced similar results.
4. A small number of individuals in the sample were
incarcerated at the time of the Wave IV interview
(n = 65). The prison environment likely structures
both educational opportunities and health behaviors
but cannot be included in the model without know-
ing when and how long the individual entered prison.
Rather than exclude the experiences and contexts of
these individuals, I retained them in the sample.
5. I also examined cohabitation but excluded it because
it did not differ across college degree attainment.
6. I acknowledge that psychological resources is an
imprecise term. Others use different terminology
to refer to these characteristics, such as “noncog-
nitive” (e.g., Farkas 2003) or “soft skills” (e.g.,
Heckman and Kautz 2012), but these terms are also
imprecise.
7. The result of inverse probability–weighted (IPW)
regression models should be the same as matching,
assuming that there are no propensity scores equiva-
lent to 0 or 1 (and that the ignorability assumption is
met as in matching). Studies find that IPW regression
models produce unbiased results (Busso, Dinardo, and
McCrary 2009; Lunceford and Davidian 2004). I use
IPW rather than matching because the former allows
for a flexible regression approach that can easily add
in new variables (i.e., mechanisms), whereas the latter
does not easily provide a framework for mediation.
8. The Stata package t-effects conducts the IPW
approach in one step, combining the propen-
sity score estimation and weighted regression
(StataCorp 2013). Coefficients are identical for the
two processes, but standard errors are slightly larger
when the propensity score estimation and weighted
regression are separated.
Lawrence 305
9. Online Appendix B provides results from the logistic
regression model predicting college degree attainment.
10. See online Appendix C.
11. Full results of the models are available in online
Appendices D through H.
12. See online Appendix F.
13. See online Appendix I.
14. See online Appendix B.
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AUTHOR BIOgRAPHY
Elizabeth M. Lawrence is a postdoctoral fellow in the
Carolina Population Center at the University of North
Carolina at Chapel Hill. Her research examines social
inequality and health, with a focus on how individuals’ edu-
cational and health trajectories develop together over the life
course. Her work has appeared in journals such as Journal of
Health and Social Behavior, Social Science & Medicine,
Demography, Social Science Research, and Advances in Li fe
Course Research.
https://doi.org/10.1177/0022146518802439
Journal of Health and Social Behavior
2018, Vol. 59(4) 501 –519
© American Sociological Association 2018
DOI: 10.1177/0022146518802439
jhsb.sagepub.com
Original Article
Overweight and obesity are significant health con-
cerns in the United States. These statuses are linked
to cardiovascular disease, which remains the lead-
ing cause of death in the United States, as well as
several psychiatric disorders, poor health condi-
tions, and premature mortality (Hruby et al. 2016;
Petry et al. 2008). Research also documents stark
racial disparities in overweight/obesity and body
mass index (BMI), with African Americans experi-
encing higher BMIs at almost every stage of life
compared to their white counterparts (Ailshire and
House 2011; Hargrove 2018). Studies have gener-
ally been unable to completely explain these dis-
parities in BMI, even when accounting for social
factors such as socioeconomic status (SES) or
stressors.
The nature and persistence of BMI disadvantages
among African Americans may be a result, in part, of
the tendency of prior research to rely on self-identifi-
cation variables as the sole measure of race (Cobb
et al. 2016). This stands in contrast to a long tradition
of scholarship indicating that race is a multifaceted,
evolving social concept comprised of different indi -
cators (Roth 2016). An important status characteris-
tic that may intersect with other indicators of race to
shape health is skin color. It is well documented that
African Americans with lighter skin experience
802439HSBXXX10.1177/0022146518802439Journal of Health
and Social BehaviorHargrove
research-article2018
1The University of North Carolina-Chapel Hill, Chapel
Hill, NC, USA
Corresponding Author:
Taylor W. Hargrove, Department of Sociology,
The University of North Carolina-Chapel Hill, 155
Hamilton Hall, CB #3210, Chapel Hill, NC 27599–3210,
USA.
E-mail: [email protected]
BMI Trajectories in
Adulthood: The Intersection
of Skin Color, Gender, and
Age among African Americans
Taylor W. Hargrove1
Abstract
This study addresses three research questions critical to
understanding if and how skin color shapes
health among African Americans: (1) Does skin color predict
trajectories of body mass index (BMI) among
African Americans across ages 32 to 55? (2) To what extent is
this relationship contingent on gender?
(3) Do sociodemographic, psychosocial, and behavioral factors
explain the skin color–BMI relationship?
Using data from the Coronary Artery Risk Development in
Young Adults Study and growth curve models,
results indicate that dark-skinned women have the highest BMI
across adulthood compared to all other
skin color–gender groups. BMI differences between dark- and
lighter-skinned women remain stable from
ages 32 to 55. Among men, a BMI disadvantage emerges and
widens between light- and dark-skinned
men and their medium-skinned counterparts. Observed
sociodemographic characteristics, stressors, and
health behaviors do not explain these associations. Overall,
findings suggest that skin color– and gender-
specific experiences likely play an important role in generating
BMI inequality.
Keywords
African Americans, intersectionality, life course, skin color
inequality
https://jhsb.sagepub.com
http://crossmark.crossref.org/dialog/?doi=10.1177%2F00221465
18802439&domain=pdf&date_stamp=2018-10-10
502 Journal of Health and Social Behavior 59(4)
social and economic advantages compared to their
darker-skinned counterparts given their closer physi-
cal resemblance to Europeans and Eurocentric stan-
dards of beauty, intelligence, and morality (Dixon
and Telles 2017; Monk 2014). Research on this topic
also suggests that the consequences of skin color are
gendered, with skin color being more salient in the
lives of black women compared to black men
(Hunter 2007).
While the body of research on skin color and
health is growing, several limitations characterize
the current literature. First, this research is com-
prised of older studies that focused on a specific
health outcome (e.g., blood pressure) and a handful
of more recent studies that produce mixed findings
(Borrell et al. 2006; Monk 2015). Second, the extent
to which the relationship between skin color and
physical health varies by gender is unclear. Prior
research has generally treated the consequences of
social statuses as additive in nature, precluding
opportunities to examine how unique positions in
the social hierarchy (e.g., occupying dominant posi-
tions in the gender hierarchy yet subordinate posi-
tions in the racial hierarchy) may differentially
shape health. Intersectionality perspectives posit
that dimensions of inequality such as race, color,
and gender are experienced simultaneously and are
interdependent—that is, they mutually construct the
meanings and experience of one another (Collins
2015; López and Gadsden 2016). Social statuses
may therefore combine in ways that differentiate the
social realities and health-relevant contexts of indi-
viduals belonging to broadly defined social groups.
Third, whether and how the health conse-
quences of skin color and gender unfold with age is
unknown. No studies have examined how skin
color and gender combine to shape age trajectories
of BMI across adulthood. Relatedly, the potential
mechanisms underlying these relationships among
skin color, gender, and BMI remain unclear. Our
understanding of the dynamic and complex nature
of BMI inequality among African Americans there-
fore remains limited.
The present study seeks to fill gaps of prior
research by investigating the extent to which skin
color shapes BMI trajectories between early adult-
hood and midlife. Three central research questions
frame this study:
Research Question 1: Does skin color predict
age trajectories of BMI among African
American adults?
Research Question 2: Is the relationship between
skin color and BMI contingent on gender?
Research Question 3: Do sociodemographic,
psychosocial, and behavioral factors explain
the skin color–BMI relationship?
To address these questions, I examine skin color
differences in BMI among African Americans
across ages 32 to 55 using panel data from the
Coronary Artery Risk Development in Young
Adults (CARDIA) Study.
BACkgROUND
Skin Color and Health: An Overview
Skin tone is a significant determinant of life chances
and lived experiences among African Americans.
Colorism, or the systematic privileging of light skin,
represents a structural and ideological system of
inequality that affords minorities with lighter skin
complexions advantages over their darker-skinned
counterparts (Dixon and Telles 2017). Historically,
the phenotypic resemblance and assumed similarity
to Eurocentric standards of beauty, morality, and
intellect granted light-skinned blacks greater access
to resources and opportunities, including education,
property, and jobs (Keith and Herring 1991; Monk
2014). Intergenerational transfers of these social
and economic privileges situated light-skinned
African Americans in privileged positions in the
social hierarchy relative to their darker-skinned
counterparts (Adams, Kurtz-Costes, and Hoffman
2016; Hill 2002b).
While the social and economic consequences of
skin color have been well documented, consider-
ably less is known about the extent to which skin
color shapes physical health among African
Americans. Older studies on this topic focused on
blood pressure and found that dark-skinned African
Americans had increased risks for high blood pres-
sure/hypertension compared to their lighter-
skinned counterparts (Boyle 1970; Harburg et al.
1978; Klag et al. 1991). Recent studies of skin
color have given more attention to its broader
health consequences, relying on stress process per-
spectives to explicate how positions in the social
structure influence health. Stress process models
posit that risk (e.g., stress exposure) and protective
factors (e.g., the availability of socioeconomic and
coping resources) arise out of one’s social context
(Pearlin et al. 1981). Studies utilizing a stress pro-
cess framework would predict that dark-skinned
African Americans have the worst health because
of their placement in the social hierarchy—which
would confer more exposure to chronic and dis-
crimination-related stressors and barriers to
Hargrove 503
socioeconomic achievement relative to their
lighter-skinned counterparts. Yet, while studies
generally document worse physical health among
darker-skinned African Americans, findings are
mixed, and disparities are not explained by
measures of SES or stressors.
For example, of two studies using data from the
CARDIA Study, one finds no significant associa-
tion between skin tone and self-ratings of health
(Borrell et al. 2006). The other study, however, doc-
uments significantly higher blood pressure among
dark-skinned African Americans, even when
accounting for sociodemographic characteristics,
health behaviors, and medication use (Sweet et al.
2007). A more recent study using the National
Survey of American Life finds that African
Americans who self-report having darker skin have
higher odds of hypertension than their light-skinned
counterparts (Monk 2015). This relationship is not
explained by sociodemographic factors or experi-
ences of racial and skin color discrimination.
Similarly, Cobb and colleagues (2016) report a skin
color gradient in allostatic load, a measure of physi-
ological functioning, that is not accounted for by
SES among African American adults living in
Nashville, Tennessee.
While these studies provide critical insights into
the association between skin color and health, sev-
eral limitations remain. First, the relationship
between skin color and BMI is less clear. That is, no
studies have investigated how the intersections of
skin color, gender, and age may uniquely shape
trends in BMI. Documenting the nature of BMI
inequality is critical for tracing future disease and
health risks. Indeed, BMI is an indicator of poor or
worsening health even before disease is manifest in
young and middle-aged adults, for whom clinical
diagnoses may be premature (Hruby et al. 2016).
Second, the use of stress process models to explain
associations between skin color and health has been
limited. These models, for example, do not explicitly
account for the possibility that the relationship between
skin color and health may be contingent on other social
characteristics (e.g., gender). Additionally, they
give insufficient attention to the life course pattern-
ing of health inequalities. These issues are dis-
cussed in more detail below.
Skin Color and Gender: An
Intersectionality Approach
The extent to which skin color and gender combine
to shape BMI among African Americans is unclear.
Prior research has tended to overlook how the nature
of health inequalities may be conditional on specific
social statuses. To address this limitation, scholars
have increasingly used an intersectionality frame-
work to understand health disparities (Ailshire and
House 2011; Brown et al. 2016; Hargrove 2018).
Intersectionality posits that systems of inequality
are interlocking, with social statuses mutually con-
structing the meanings and consequences of each
other (Collins 2015). The simultaneity and interde-
pendence of social statuses may produce unique
social contexts in which both power and disadvan-
tage are experienced (Lòpez and Gadsden 2016).
Thus, an individual’s location in the racial, color,
and gender hierarchies may produce forms of gen-
dered racism or colorism that shape opportunities
for healthy living (Gilbert et al. 2016; Hall 2017).
Indeed, scholars posit that given its intersection
with sexism, forms and consequences of colorism
vary by gender (Hall 2017; Hill 2002b). Skin color
is argued to be more consequential in the lives of
African American women compared to men
because the significance and consequences of
beauty are gendered. Physical appearance and
attractiveness play a role in determining socioeco-
nomic success and other life chances for women
living in patriarchal societies in ways they do not
for men (Anderson et al. 2010; Hamermesh 2011).
Beauty, defined by fairer skin and other European
features, can therefore act as a form of capital
women use to accumulate socioeconomic resources
and lessen exposure to risks (Dixon and Telles
2017; Hunter 2007; Keith and Herring 1991).
Darker-skinned African American women and, to
some degree men, may lack access to this type of
capital. Few studies, however, have explicitly con-
sidered whether and how health varies by the joint
statuses of skin color and gender. It is possible that
the intersections of skin color and gender unequally
distribute health risk and protective factors relevant
for weight gain among African Americans.
Incorporating Age: A Life Course
Perspective
Insufficient attention has also been given to how the
relationships among skin color, gender, and BMI
might vary with age. Life course theory posits that
social factors collectively and cumulatively com-
bine throughout one’s life span to shape health. The
salience of social factors or statuses (e.g., skin color)
depends on an individual’s experiences, roles, and
stage in life (Ferraro 2016). It is therefore likely that
risks and resources relevant for health accumulate
or dissipate over the life course, affecting the nature
504 Journal of Health and Social Behavior 59(4)
of health inequality across age (Ferraro, Schafer,
and Wilkinson 2016).
Three hypotheses describe patterns of intracohort
inequality over time. First, the aging as leveler
hypothesis posits that the negative consequences of
aging disproportionately affect the socially advan-
taged because these individuals have been able to
delay the onset of poor health to later ages.
Furthermore, the socially disadvantaged who survive
to older ages may represent a selective, robust group
(Brown et al. 2016; House, Lantz, and Herd 2005).
This hypothesis therefore predicts that BMI differ-
ences will diminish with age. Second, the persistent
inequality hypothesis asserts that health (dis)advan-
tages hold over time, with age doing little to either
ameliorate or exacerbate the inequality (Ferraro and
Farmer 1996). Consequently, persistent inequality
predicts that disparities in BMI are stable with age.
Third, the cumulative disadvantage hypothesis
posits that individuals with advantages early in life
accumulate more resources and opportunities over
time that can be used to avoid or allay health risks
(Ferraro 2016; Shuey and Willson 2008).
Conversely, those who are initially disadvantaged
acquire more disadvantages and risks as they age,
resulting in a widening of health inequalities with
age. While there is no available empirical research
to infer whether and how disparities in BMI by skin
color change with age, prior research indicates that
racial inequalities in health tend to widen through-
out early and midlife given cumulative and differ-
ential exposure to risks and resources (Brown,
O’Rand, and Adkins 2012; Hargrove 2018; Shuey
and Willson 2008). Similar processes may operate
for skin color inequalities in health with age.
Mechanisms Linking Skin Color to
Health
A final limitation of prior research is the insufficient
attention given to a diverse set of mechanisms that
may link skin color to health (for an exception, see
Monk 2015). Sociodemographic characteristics are
one likely mechanism. Research has documented a
robust relationship among education, income, marital
status, and health (Adler and Stewart 2010; Robards et
al. 2012). These factors embody intrinsic and tangible
resources that grant access to health-promoting tech-
nologies, behaviors, and knowledge, and limit expo-
sure to health risks (Phelan and Link 2015).
Additionally, the distribution of sociodemographic
characteristics varies by skin color among African
Americans. Lighter-skinned individuals tend to have
higher levels of education and income, and higher
rates of marriage compared to their darker-skinned
counterparts (Hamilton, Goldsmith, and Darity 2009;
Monk 2014). These advantages stem from increased
access to prestigious educational environments and
rewarding labor markets for those of lighter skin com-
pared to those of darker skin, as well as their greater
desirability in marriage pools (Dixon and Telles 2017;
Goldsmith, Hamilton, and Darity 2007; Hamilton et
al. 2009; Wade, Romano, and Blue 2004).
Chronic and discrimination-related stressors are
another potential mechanism underlying relation-
ships between skin color and BMI. Social stressors
affect health through several pathways, including
the structuring of opportunities and resources, resi-
dence in impoverished neighborhoods, unhealthy
coping behaviors, and advanced bodily deteriora-
tion (Gee and Ford 2011; Williams and Mohammed
2013). It is likely that exposure to stressors among
African Americans varies by skin color for several
reasons. First, as a marker of status, skin color sig-
nificantly influences the allocation of social, eco-
nomic, and political resources. Darker-skinned
individuals, particularly women, tend to have fewer
of these resources, creating more obstacles to suc-
cessfully navigate life relative to their light-skinned
counterparts (Keith and Herring 1991; Monk 2014).
Second, within racialized societies such as the
United States, skin tone is a phenotypic feature that
signals other presumed personal characteristics,
including race, attractiveness, and competency
(Adams et al. 2016; Bonilla-Silva 2017). Given that
individuals rely on such characteristics to navigate
social interactions (Fishbein and Ajzen 2011), it is
likely that darker-skinned African Americans expe-
rience greater exposure to discrimination than their
light-skinned counterparts. However, modest evi-
dence provides support for this hypothesis (Keith
et al. 2017; Monk 2015). One possible explanation
is that the meanings and consequences of skin color
are not static—they are dependent on social con-
texts (Celious and Oyserman 2001; Uzogara and
Jackson 2016). For example, while individuals with
light skin may experience more favorable treatment
from whites compared to their darker-skinned
counterparts, they may also experience consider-
able unfair treatment from other African Americans
because they are less readily perceived as members
of the black community (Hall 2017; Monk 2015;
Uzogara and Jackson 2016). In turn, social cues and
treatments by ingroup members that do not confirm
personal identities and act to exclude individuals
from the groups with which they identify can
induce stress and unhealthy behaviors (Campbell
and Troyer 2007; Hall 2017).
Hargrove 505
Moreover, African Americans with medium
skin tones may be less stigmatized in majority black
contexts or interactions with other African
Americans, as these individuals represent the “pro-
totypic” black phenotype (Maddox 2004; Uzogara
and Jackson 2016). Medium brown skin tones have
not generally been associated with the negative
characteristics assigned to light and dark brown
skin within the African American community
(Adams et al. 2016; Celious and Oyserman 2001).
This argument would predict that those with
medium brown skin complexions enjoy more
favorable interactions in intraracial settings com-
pared to their light- and dark-skinned counterparts,
reducing exposure to adverse, unhealthy experi-
ences. While there are competing hypotheses for
which skin tones may be disadvantaged in terms of
health, there is broad agreement that skin color is
used by society to evaluate and position others in
the social hierarchy (Dixon and Telles 2017; Monk
2014). Such judgments influence the nature of
social interactions with ingroup and outgroup mem-
bers and subsequently, exposures to chronic and
discrimination-related stressors.
Lastly, health behaviors may undergird the rela-
tionship between skin color and BMI. Expectations
and roles stemming from hegemonic notions of
masculinity and femininity have led to the unequal
distribution of unhealthy behaviors by gender. For
example, men are more likely than women to
engage in behaviors linked to both unhealthy weight
(e.g., alcohol use, cigarette smoking, limited atten-
tion to diet) and healthy weight (e.g., physical activ-
ity) because fulfilling expectations of hegemonic
masculinity requires displays of risky behaviors and
physical strength (Courtenay 2000; Gilbert et al.
2016). Women, conversely, tend to engage in health-
ier behaviors because social constructions of beauty
place harsher social and economic penalties on
women who do not fit ideal body types or beauty
standards (Fikkan and Rothblum 2012; Hamermesh
2011). One exception is physical activity, of which
women are less likely to engage because constraints
surrounding work and family roles disproportion-
ately restrict women’s leisure time (Bird and Rieker
2008). Prior scholarship supports the possibility that
perceptions of masculinity/femininity and therefore
expected roles and behaviors vary by skin color.
Men and women of darker brown skin, for example,
are coded as more masculine compared to their
light-skinned counterparts. Conversely, those with
lighter brown skin are considered more feminine
(Dixon and Telles 2017; Hall 1995). The intersec-
tions of skin color and gender may therefore create
different social contexts within which healthy
behaviors vary.
Present Study
The extent to which skin color intersects with gen-
der to shape age trajectories of BMI among African
American adults remains unknown. Also unclear is
whether sociodemographic, psychosocial, and
behavioral factors account for these relationships.
The present study aims to fill these crucial gaps by
investigating skin color–gender variations in the age
patterning of BMI among African Americans aged
32 to 55. Informed by health disparities research and
colorism, intersectionality, and life course perspec-
tives, the following hypotheses are proposed:
Hypothesis 1: Skin color will significantly pre-
dict BMI among African Americans such
that those with darker skin will exhibit higher
BMIs than their light-skinned counterparts.
Hypothesis 2: The skin color–BMI relationship
will be contingent on gender and age.
Hypothesis 2a: Dark-skinned women will
experience the highest BMIs compared to
all other skin color–gender groups, and
the magnitude of skin color disparities in
BMI will be larger among women.
Hypothesis 2b: BMI disparities by skin color
will widen with age, consistent with the
cumulative disadvantage hypothesis.
Hypothesis 3: Sociodemographic characteristics,
stressors, and health behaviors will account
for skin color–gender differences in BMI.
DATA AND METHODS
Data
This study used four waves of panel data from the
CARDIA Study, a representative sample of black
and white young adults living in four US cities:
Birmingham, AL; Minneapolis, MN; Chicago, IL;
and Oakland, CA. In Birmingham, Chicago, and
Minneapolis, participants were recruited by random-
digit dialing from total communities or specific cen-
sus tracts. In Oakland, participants were randomly
selected from a membership roster of a healthcare
plan. Participants were selected from each site so
there would be approximately equal numbers of
individuals in each gender (men/women), age (<25
and ≥25), race (white/black), and education (≤high
school education and >high school education) sub-
group. Baseline interviews were conducted between
506 Journal of Health and Social Behavior 59(4)
1985 and 1986 when respondents were 18 to 30
years old (N = 5,115). Follow-up interviews were
conducted at seven additional timepoints across a
25-year span. Response rates ranged from 72% to
90% across the eight waves of data. For further
information about the design of the CARDIA Study,
see Friedman et al. (1988).
Given the variables of interest, all analyses were
restricted to information from Years 15 (2000–
2001), 20 (2005–2006), and 25 (2010–2011) except
skin color, which was measured once in Year 7 of
the study (1992–1993). The analytic sample con-
sisted of participants who self-identified as African
American or black and were not missing on the skin
color measure (N = 1,592). While response rates for
African Americans in Year 15 were lower compared
to prior years (about 65%), supplemental analyses
(available on request) indicated that African
American respondents who left the study prior to
Year 15 did not differ significantly from those who
remained in terms of objective measures of health
and physician-diagnosed chronic conditions. Those
who attrited, however, were less likely than those
who remained in the study to have a college degree
and had slightly lower average incomes. Overall, the
sociodemographic and health profile of the analytic
sample was similar to that of the original CARDIA
sample. It is also important to note that nativity sta-
tus was unknown, as there was no available infor-
mation on respondents’ birthplace in the CARDIA
Study. While studies have documented lower levels
of obesity among black immigrants compared to
their US-born counterparts (Goel et al. 2004), for-
eign-born blacks made up less than 5% of the US
black population from 1980 to 1990 (Anderson
2015), reducing potential biases attributable to
immigration processes.
Dependent Variable
httpsdoi.org10.11770022146517715671Journal of Health
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httpsdoi.org10.11770022146517715671Journal of Health

  • 1. https://doi.org/10.1177/0022146517715671 Journal of Health and Social Behavior 2017, Vol. 58(3) 291 –306 © American Sociological Association 2017 DOI: 10.1177/0022146517715671 jhsb.sagepub.com Original Article Health behaviors have clear practical and policy importance as a topic of study because they contrib- ute so importantly to health and mortality risk in the United States. Understanding population health and personal well-being requires understanding of health behaviors. Epidemiologic calculations to translate actual causes of death (e.g., heart disease, cancer) into behavioral causes illustrate this point. In 2000, the leading behavioral cause of death was tobacco use (18.1% of total U.S. deaths), followed by poor diet and physical activity (16.6%), and alco- hol consumption (3.5%; Mokdad et al. 2004). These percentages translate into hundreds of thousands of deaths every year. Unhealthy behaviors tend to be most concen- trated among lower socioeconomic groups. A mas- sive literature has described the disadvantaged health and longevity of low-socioeconomic groups. Similar disadvantages apply to health behaviors: higher socioeconomic groups have healthier behav- iors across a number of domains, including not
  • 2. smoking, more physical activity, better nutrition, healthier alcohol consumption patterns, and greater levels of seatbelt use, preventive healthcare, and use of smoke detectors (Cutler and Lleras-Muney 2010; Pampel, Krueger, and Denney 2010). Given the strong effect of health behaviors on health, socioeconomic disparities in health behaviors con- tribute to socioeconomic disparities in health and mortality (Brunello et al. 2016; Ho and Fenelon 2015; Mehta, House, and Elliot 2015). Of the com- ponents of socioeconomic status (SES), education is particularly important because it has the strongest 715671HSBXXX10.1177/0022146517715671Journal of Health and Social BehaviorLawrence research-article2017 1University of North Carolina at Chapel Hill, Chapel Hill, NC, USA Corresponding Author: Elizabeth M. Lawrence, University of North Carolina at Chapel Hill, 206 W. Franklin Street, Rm. 271 Chapel Hill, NC 27516, USA. E-mail: [email protected] Why Do College Graduates Behave More Healthfully Than Those Who Are Less Educated? Elizabeth M. Lawrence1 Abstract College graduates live much healthier lives than those with less education, but research has yet to document with certainty the sources of this disparity. This study
  • 3. examines why U.S. young adults who earn college degrees exhibit healthier behaviors than those with less education. I use data from the National Longitudinal Study of Adolescent to Adult Health, which offers information on education and health behaviors across adolescence and young adulthood (N = 14,265). Accounting for selection into college, degree attainment substantially reduces the associations between college degree attainment and health behaviors, but college degree attainment demonstrates a strong causal effect on young adult health. Financial, occupational, social, cognitive, and psychological resources explain less than half of the association between college degree attainment and health behaviors. The healthier behaviors of college graduates are the result of sorting into educational attainment, embedding of human capital, and mechanisms other than socioeconomic and psychosocial resources. Keywords college degree, health behaviors, United States, young adults https://jhsb.sagepub.com http://crossmark.crossref.org/dialog/?doi=10.1177%2F00221465 17715671&domain=pdf&date_stamp=2017-06-28 292 Journal of Health and Social Behavior 58(3) relationship to health and is generally established earlier in the life course (Mirowsky and Ross 2003). Despite the importance of health behaviors for health and longevity and the strong associations between education, health behaviors, and health, the field has made little progress in understanding
  • 4. the sources of disparities in health behaviors. Indeed, the topic raises key questions about how educational attainment in general and college degrees in particular translate into such critically important health and health behavior advantages. It is not clear if the effects of education are causal and, if they are, how they translate into healthy behavior. This study addresses these important gaps. First, I test for the causal effects of education on health behavior. Second, I examine how and why education confers broad benefits. I seek to determine whether college graduates behave more healthfully than individuals who are less educated because of differences prior to college or whether they gain new advantages with college degree attainment, and if the latter, what types of resources college graduates accrue that can account for healthier behavior. BACkgROUND Prior Research Educational disparities in health behaviors are well documented: more educated individuals are less likely to smoke, more likely to engage in physical activity, and more likely to have a good diet (Centers for Disease Control 2013; Cutler and Lleras-Muney 2010; Margerison-Zilko and Cubbin 2013). The relationship exists across the range of educational degrees; more education is associated with healthier behaviors. For example, Pampel and colleagues (2010) report that, compared to adults with college degrees, those with some college education, a high school diploma, or no high school diploma have 2.3, 2.7, and 3.7 higher odds of being a current smoker, respectively.
  • 5. Yet, the division between those with and without college degrees appears particularly wide. College degrees are qualitatively different from lower levels of attainment in a number of key ways. As Stevens, Armstrong, and Arum (2008) note, college sorts and stratifies individuals, develops social competencies, legitimizes official knowledge, and connects multiple institutions, such as the labor market, the family, and the nation-state. In addition to better health outcomes, college graduates display an increased likelihood of marriage, more tolerant social values, improved income and wealth accumulation, more stable and rewarding employment, a higher level of happiness, and greater civic engagement (Hout 2012). Generally, college degrees confer rewards, prestige, and respect in social life. The strong, consistent associations demonstrat- ing that highly educated individuals behave more healthfully could, however, emerge because college graduates are the kind of people who also behave healthfully. In other words, there could be “selec- tion bias,” because a select group of individuals attain higher education. Selection bias could be the result of important confounding influences, such as family socioeconomic background or personality traits. For instance, individuals who come from the highest quartile of household income are eight times more likely to attain a college degree than those in the lowest quartile (Cahalan and Perna 2015), and household income during the early life course may also shape health behaviors in young adulthood. While selection bias offers a competing expla-
  • 6. nation for the effect of education on health behav- ior, disagreement persists on the extent to which preexisting differences account for this association. Few studies have tested if or how much of educa- tion’s effects on health behaviors is due to selection, likely because such tests require special data and methods. Studies examining this question often use nonrepresentative samples, such as identical twins (Webbink, Martin, and Visscher 2010); others sam- ple from a limited geographic area (Gilman et al. 2008) or use data sets on older cohorts (de Walque 2007). Results from these studies generally con- clude that education has a causal effect on health behaviors (Conti and Heckman 2010; de Walque 2007), but those looking at siblings or twins often find attenuated or nonexistent effects (Gilman et al. 2008; Webbink et al. 2010). Recently, research has demonstrated that adolescence shapes later health behavior (Frech 2012) and that smoking emerges well before college attendance (Andersson and Maralani 2015; Maralani 2014), suggesting that the strong association between education and smoking may be spurious. The need for stronger tests of the selection hypothesis remains. If the effects of education are real, then research- ers also need to establish the mechanisms that might account for education’s influence. An impor- tant gap in the research literature remains here as well. In support of the argument that education leads to healthier behaviors, scholars have offered a number of mechanisms as possibilities, including greater financial resources, healthier occupational
  • 7. Lawrence 293 characteristics, improved cognitive abilities, enhanced psychological resources, and increased social capital (Cutler and Lleras-Muney 2010; Mirowsky and Ross 2003; Pampel et al. 2010). Despite the number of likely mechanisms, research has only begun to understand their respective con- tributions to the education–health behavior rela- tionship. Cutler and Lleras-Muney (2010) provide the best study to date on the subject. They report that economic resources account for 30% of the relationship between educational attainment and health behaviors; knowledge and cognitive abilities account for 30%; social networks, 10%; and per- sonality and taste, 0%. Altogether, their measures account for about 60% to 80% of the education gra- dient. Yet, the study has a number of limitations. The authors use multiple data sets (with different ages and cohorts), limit their sample to white adults, and do not examine any occupational measures. Additionally, the personality mechanisms are drawn from a range of life course stages, complicat- ing the conclusions of whether they are mecha- nisms or confounding influences (Conti and Hansman 2013). Theoretical Framework Two opposing perspectives may explain the sources of education’s strong association with health behav- iors. One highlights the role of education in repro- ducing inequality across generations (social reproductionism), and the other focuses on educa- tion as the key to upward mobility (transformative theory).
  • 8. Social reproductionism emphasizes how educa- tion allows individuals from high-status families to maintain their position. The illusion of meritocracy may justify social inequality, as employers use edu- cational attainment to exclude individuals because of their social class, not because attainment reflects skills critical for employment (Berg 1971; Collins 1979). Teachers, staff, and administrators identify students from families with higher SES and offer them enhanced challenges and opportunities (Bourdieu and Passeron [1970] 1977). In contrast, students with working-class backgrounds receive education that prepares them for working-class jobs (Bowles and Gintis 1976, 2002; Willis 1977). Thus, individuals of higher social status continue in school and receive credentials that, rather than reflecting important skills learned in school, signify social class membership. In contrast, transformative theory considers the positive functions of education in society. Rooted in a functionalist paradigm, this view uses a merito- cratic rationale to explain social inequality, arguing that the social hierarchy results from variations in individual skills and qualifications (e.g., Davis and Moore 1945). The abilities, knowledge, and resources acquired through education allow individ- uals to enter more prestigious occupations and achieve higher incomes. This perspective is reflected in human capital theory, which argues that individu- als acquire resources through education that yield higher income (Becker 1964). Human capital there- fore refers to those skills and abilities that, through education, become embodied resources. Mirowsky and Ross (2003) apply human capital theory in
  • 9. describing how education imparts skills that are par- ticularly important for health, such as a sense of mastery and personal control. A causal effect of education on health behavior does not necessarily indicate that human capital is the mechanism through which education shapes health behaviors. It may be that there are mecha- nisms unrelated to the skills and abilities taught in school. For example, higher education may lead individuals to identify with a higher social position and want to set themselves apart from others through the adoption of health behaviors (Cockerham 2005). In this case, social distinction follows rather than precedes education (Bourdieu 1984). Just as con- sumption patterns signal to others one’s social status (Veblen 1899), health behaviors can also communi- cate such signals. For instance, listening to classical music is associated with lower levels of smoking (Pampel 2006). Social distinction is influenced by college degrees but is not the result of skills and abilities learned through education as posited by human capital theory. Rather, it corresponds with a version of transformative theory that is broader than human capital theory. I test for the explanatory power of different sets of resources that may provide insight into whether transformation is due to human capital or other mechanisms. If college graduates attain a set of skills and other resources that account for most or all of the effects of college degrees on health behavior, then a human capital perspective receives support. Mechanisms generally (though not definitively) falling under a human capital approach are financial, occupational, social, and
  • 10. cognitive/psychological resources. Perhaps the most obvious explanation is that financial resources can support a healthy lifestyle. Individuals with higher educational attainment, and college degrees in particular, have higher personal earnings and total family income (Hout 2012). 294 Journal of Health and Social Behavior 58(3) College degrees facilitate access to higher-paying employment. Higher education also improves one’s likelihood of marrying an individual of higher SES (Schwartz and Mare 2005) and can enhance one’s financial literacy and skills. Economic assets can be used to buy better health behaviors. For example, gym memberships, smoking cessation aids, and weight loss programs can be purchased to improve health behavior. But education also enhances other economic benefits beyond income that may improve health behavior (Pampel et al. 2010). Health insurance benefits can promote healthier behaviors, such as treatment for tobacco depen- dency (Manley et al. 2003). Employment and occupation may also facilitate healthier behaviors. College graduates are more likely to be employed and work in professional and managerial jobs (Hout 2012). Occupational status may capture norms and “class” in a way that finan- cial resources cannot. Additionally, different jobs may confer advantages or disadvantages for health behaviors. For example, there may be workplace rules for when and where employees can smoke,
  • 11. and designated areas for smoking may be far from an office desk, whereas workers can smoke fre- quently on construction sites. Jobs also may require differential demands and effort while offering dif- ferential control and rewards for workers, which have important consequences for health behavior (Krueger and Burgard 2011; Mirowsky and Ross 2003). Education also increases cognitive resources that can aid in acquiring health-related knowledge and in making healthy decisions. Cognitive resources include awareness of health benefits and risks and the ability to translate information and technology to improve health. Knowledge of the health consequences of different behaviors has his- torically been an important contributor to educa- tional disparities in health behaviors. In today’s society, however, awareness of the consequences of smoking and obesity are near universal (Link 2008; Winston et al. 2014), and thus, this type of knowl- edge appears inadequate to account for educational differences in these behaviors. Information and access to technology about ways to maintain health or become healthy may be more relevant for today’s health behavior disparities. Other skills, which can be called noncognitive traits or psychological resources, are developed through education and can help individuals practice healthier behaviors. These qualities include consci- entiousness, self-efficacy, and other competencies that help individuals identify and achieve goals. As Mirowsky and Ross (2003) note, “Education devel- ops the learned effectiveness that enables self-
  • 12. direction toward any and all values sought, including health” (p. 1). Individuals who are more educated view outcomes as contingent on their choices and action, which encourages and enables healthier behaviors. Social resources, the benefits one gets through relationships with others in one’s family or commu- nity, also provide a mechanism for education to shape health behaviors. First, education can improve behaviors through social support. Having social ties can reduce stress, improve mental health, and increase personal control, all of which may lead to healthier behaviors (Umberson, Crosnoe, and Reczek 2010). For instance, married men and women have healthier habits than those who are never married, divorced/separated, or widowed (Waite and Gallagher 2002). Second, behaviors spread through social networks, and a healthy social network can have positive effects on one’s health behaviors (or conversely, an unhealthy net- work can result in negative effects; Christakis and Fowler 2007, 2008). College graduates are more likely to get and stay married, have social ties through civic life, and connect with other highly educated individuals (Hout 2012). Hypotheses Hypothesis 1: College degree attainment trans- forms individuals into behaving more health- fully (transformative theory) than those who are less educated. I estimate the causal effects of college degree attainment on health behavior to evaluate this hypothesis. A strong, positive average causal effect
  • 13. of college degree attainment on health behavior indicates that health behaviors improve because of education, supporting the transformative perspec- tive. Conversely, a weak or near-zero average causal effect demonstrates that observed associa- tions merely signal prior differences (captured through adjustments for selection into college degrees) and are not caused by education, support- ing social reproductionism. Hypothesis 2: College graduates have greater financial, occupational, social, and cognitive/ psychological resources than those with lower educational attainment, which allows them to behave more healthfully (human capital theory). Lawrence 295 I conduct mediation analysis to test this hypoth- esis. If resources account for a substantial portion of the effects of college degrees on health behavior, a human capital approach to education is supported. If resources do not account for the effects of college degree attainment on health behavior, then a trans- formative theory highlighting nonresource mecha- nisms is supported. DATA AND METHODS Data I used the National Longitudinal Study of Adolescent to Adult Health (Add Health). Add Health first collected data on 20,745 adolescents ages 11 to 18 in 1994–1995 and then conducted
  • 14. follow-ups in 1996, 2001, and 2007–2008. This study used respondent interviews at Waves I and IV. Of the 15,701 individuals who participated in Wave IV, 14,796 had a valid non-zero Wave IV weight and valid data on college degree attainment. An additional 531 women were omitted because they were or might have been pregnant at the time of the Wave IV interview, leaving a sample of 14,265 respondents.1 Add Health is well suited for this study because it is recent, is nationally representative, and offers detail on education, health behaviors, and potential mechanisms. The Add Health cohort is uniquely positioned to offer insight into current relationships between education and health behavior. Reaching 18 years of age around the turn of the twenty-first century, the Add Health participants reflect recent increases in educational attainment, and college degree attainment in particular. Importantly, detailed information collected during adolescence effectively captures selection into degree attain- ment. The data set covers the ideal age range, since it includes adolescent background factors that influ- ence college degree attainment and health behav- iors in young adulthood. Additionally, health behaviors in young adulthood are more consistent than earlier life course stages. Measures Dependent variables. All health behavior measures were taken from Wave IV. They include measures of smoking, obesity, physical activity, and nutrition. I focused on these measures because they contribute most notably to mortality and morbidity (Mokdad et al. 2004). There were many other health behav-
  • 15. iors available in the survey, such as alcohol con- sumption and the use of sunscreen, seatbelts, and smoke detectors, but these behaviors have smaller effects on overall health. Smoking was operationalized as a dichotomous measure of having smoked at all (or not) in the past 30 days.2 Obesity was operationalized using a dichotomous indicator of obesity (≥30 body mass index [BMI]). Field interviewers measured height and weight used to calculate BMI (kg/m2).3 Physical activity was operationalized through the sum total of items reported in response to ques- tions asking the number of times (from zero to seven or more times) in the past seven days indi- viduals participated in seven categories of activi- ties, such as bicycling, skiing, sports participation, or walking for exercise. I summed the number of activities over the week for a continuous measure of activity with a range of 0 to 49. Sugar-sweetened beverage and fast-food con- sumption represented two measures of nutrition. Sugar-sweetened beverage consumption was the number of sweetened drinks the respondent reported drinking in the past seven days. Add Health allowed respondents to report up to 99 drinks, and I recoded the measure to top-code at 40 drinks (<5% of the sample). Fast-food consumption was the number of times the respondent ate at a fast-food restaurant in the past seven days. Respondents reported up to 99 times, and I top-coded the measure at 21 times (<1% of the sample).
  • 16. Independent variables. College degree attain- ment was measured with an Add Health–constructed variable taken from the Wave IV interview question asking about highest educational attainment. This dichotomous variable indicated whether or not indi- viduals earned a four-year college degree. In Wave IV, individuals were young adults, or ages 24 to 32. Supplemental analyses examined whether results were sensitive to the age range of respondents. A range of parent, school, and respondent infor- mation collected at Wave I (ages 11 to 18) informed the likelihood of college degree attainment or selec- tion. A list of these variables is provided in Table 1. Except age at Wave IV, all variables were taken from Wave I. Potential mechanisms for the relationship between college degree attainment and health behaviors were taken from respondent interviews in Wave IV (con- current with health behavior outcomes) and included measures of financial resources, occupational charac- teristics, social relations, cognition, and psychologi- cal resources. Although measured in the same wave as the mechanisms, completion of education likely occurred several years earlier for most of the subjects, 296 Journal of Health and Social Behavior 58(3) temporally preceding the resource measures. But the concurrent measurement of mechanisms and health behavior outcomes leaves open the possibility of reverse causality, and associations could overstate the extent to which mechanisms lead to health behaviors.
  • 17. Cognition was not captured in Wave IV, so I used a Wave III measure as a proxy. These limitations pre- vent strong causal conclusions with regard to media- tion. Nonetheless, estimating the role of these mechanisms among young adults contributes to our understanding of the college degree–health behavior relationship. Household income-to-needs ratio, personal earnings, home ownership, debt-to-assets ratio, number of financial hardships, and health insurance constituted financial resources. I calculated house- hold income to needs as the ratio of the reported total household income to the household size– specific poverty threshold given in 2007 by the U.S. Census Bureau. Total household income included all sources of income from all household members who contribute to the household budget and was recoded to the midpoint of each of the cat- egories, except the top code of $150,000+, which was recoded to $200,000. Personal earnings was a continuous measure that included all income that the respondent earned before taxes. For those who responded that they did not know how much they earned, a categorical question captured their best guess of personal income. Home ownership was a dichotomous variable representing whether the respondent or his or her spouse owned or was buy- ing his or her residence. A categorical measure indicated whether respondents would have something left over, break even, or be in debt (referent) if they sold all major possessions, cashed in investments and other assets, and paid off all debts. The number of financial
  • 18. hardships was a count of six different hardships in the past 12 months, such as eviction or loss of Table 1. Covariates Used to Inform Likelihood of College Degree Attainment. Female getting along with students scale Vocabulary score College expectations scale Disabled Desire for college attendance scale Household smoker Expectations to live to 35 scale Parent heavy episodic drinking Expectations killed by 21 scale Parent receiving public assistance Protective factors scale Parent educational attainment Depressive symptoms scale Parent smoker Ever had sex Wave IV age Self-rated health Race-ethnicity How often missed school U.S. born Smoking status Mom is professional Number of close friends that smoke Dad is professional Body mass index Income-to-needs ratio Alcohol consumption Social control scale Days in past year drunk/high Parent–child closeness scale Number of close friends that drink Parent disappointment for child not graduating college Physical activities in past week Household size Visited dentist within past year Ever repeated grade Vegetable consumption Ever suspended Sweet snack consumption Ever expelled How often wears seatbelt Ever truant Usually gets enough sleep Scale of grades Screen time hours School integration scale Delinquent behaviors scale getting along with teachers scale Religious attendance scale Problem with attention scale Religious importance scale Problems with homework scale Perceived neighborhood quality scale
  • 19. Source: National Longitudinal Study of Adolescent to Adult Health Waves I and IV. Note: All covariates are from Wave I, except age at Wave IV. Lawrence 297 utilities due to nonpayment. Last, a dichotomous measure captured whether respondents reported no health insurance (coded 1) or some type of health insurance coverage (coded 0). Employment status, job satisfaction, and personal efficacy at work constituted occupational resources. I categorized employment status as higher-status employment, lower-status employment, and unem- ployed/not in labor force. Unemployed/not in labor force included those responding that they do not work for pay for at least 10 hours a week and those who were incarcerated during the interview.4 Higher-status employment included working at least 10 hours a week in jobs such as managers, engineers, or teachers (prefixes 11 to 29 using the Standard Occupational Classification System). Lower-status employment included active-duty military personnel and those working 10 or more hours per week in jobs such as orderlies or machinists (prefixes 31 to 55 using the Standard Occupational Classification System). There was a small number of individuals (n = 241) who had never worked 10 hours a week and were missing for these measures (whose values were later imputed). Job satisfaction was represented with a five-point scale of responses to the question, “How satisfied are you with the job, as a whole?” Personal efficacy at work was the average of three items asking about
  • 20. decision making, doing the same thing repeatedly, and employee supervision. Social resources included marital status, number of close friends, religiosity, and volunteerism. Marital status was a dichotomous indicator of whether the respondent was married or not.5 Respondents reported the number of close friends they had, and the categorical responses were recoded to the midpoint to make a continuous mea- sure. I created a scale of religiosity through averag- ing responses on the importance of religious faith to the respondent and how often the respondent attended religious services. A dichotomous variable indicated if the respondent volunteered or did com- munity service work in the previous 12 months, with incarcerated individuals coded as not having volunteered. Cognition was measured using a Wave III pic- ture vocabulary test. A percentile rank score from this test represented individual performance. Psychological resources included scales for mas- tery, perceived stress, and depressive symptoms.6 The Add Health–constructed mastery scale opera- tionalized an individual’s sense of control based on how much respondents agreed with five statements about their sense of control. Add Health also cre- ated a constructed variable for Cohen’s Perceived Stress Scale that combined responses to four ques- tions about how individuals felt about how things were going during the past 30 days. Last, I used the short form of the Center for Epidemiological Studies Depression Scale (CES-D) to measure respondents’ depressive symptoms. This Add
  • 21. Health–constructed variable combined responses to five questions, such as how often the respondent felt sad or could not shake the blues. Analytic Approach The analysis used regression models with propen- sity scores to account for selection into educational attainment. As mentioned in the introduction, those attaining college degrees differ from those who do not in important ways. Whereas standard regression models account for preexisting differences using control variables, collinearity prevents adjustment on many factors. Additionally, standard regression models using control variables yield average differ- ences across the sample, which may not apply to some individuals, such as those who have a zero (or near-zero) probability of attaining a college degree. In contrast, propensity score methods allow for adjustment across a large number of factors and focuses the analysis on those who are comparable. A propensity score approach, however, is also limited. Notably, propensity score methods assume that there are no unobserved factors shaping selection, known as the ignorability assumption. But a ran- domized controlled trial assigning college degrees is neither practical nor ethical. The data are well suited for propensity scores, because I included a very large number of variables collected during ado- lescence that help shape degree attainment. Thus, a propensity score approach improved on associa- tional methods. I first documented health behavior differences between college graduates and those with less edu- cation. I then used propensity scores in inverse probability–weighted (IPW) regression models to
  • 22. account for selection into college degree attainment and estimate causal effects. IPW regression models weighted individuals according to the inverse prob- ability of the treatment condition that occurred (col- lege degree attainment or not).7 To determine which mechanisms accounted for the college degree–health behavior relationships, I used the mediation model as outlined in Baron and Kenny (1986), which identified four mediation cri- teria. The independent variable of interest (college degree or not) needs to be a significant predictor of the outcome (criterion 1) and the mediator 298 Journal of Health and Social Behavior 58(3) examined (criterion 2). Second, models should compare the effect of the independent variable of interest (college degree or not) in two models, one excluding and one including the mechanism vari- able. If the effect of college degrees is reduced in magnitude in the model including the mechanism (criteria 3) and the mechanism variable is signifi- cant (criterion 4), then mediation is identified. The selection model considered selection into college degrees, not into the different mechanisms. Thus, one cannot consider the mediators to be “causal” in this framework because there are likely confounders shaping both mediators and outcomes (and that are different than those for college degree attainment). Because I was concerned with the mediation more than the effects of these mecha- nisms on the outcome, however, this was not a criti-
  • 23. cal limitation. I conducted the IPW approach in two steps, sep- arating the propensity score estimation and the weighted regression. This allowed me to adjust the regression model for continuous and dichotomous outcomes, account for missingness with multiple imputation, and incorporate mechanism variables.8 To retain the full sample, I used multiple impu- tation with a Markov chain Monte Carlo approach to create 10 data sets. All dependent and indepen- dent variables were used to inform the imputation model, and auxiliary variables (high school earn- ings and two biological parents at Wave I) were also incorporated. The percentage of imputed val- ues ranged from 0% to 20% across the variables, with an average of 2.1% missing across the variables. RESULTS Table 2 displays the means for each health behavior for the sample and as a whole, and by college degree attainment. Overall, those with a college degree have healthier behaviors than those who do not have this degree. More than twice as many young adults without a college degree currently smoke compared to those with a degree. College graduates are far less likely to be obese compared to those with less edu- cation. Degree holders exhibit significantly more physical activity, drink fewer sugar-sweetened bev- erages, and eat fast food less often than those with lower educational attainment. I now turn to IPW models that use propensity
  • 24. scores to account for selection into college degree attainment.9 I retained the nonsignificant variables because they still contribute to the model and because overfitting these models improves propen- sity score results (Lunceford and Davidian 2004). However, because this model is likely overfitted, individual coefficients should not be interpreted. Importantly, this model produces a predicted prob- ability of college degree attainment for each indi- vidual, which is his or her propensity score. The propensity scores appear to capture selection very well, because the means of the variables predicting college degree attainment are much more similar when individuals are matched via their propensity scores.10 I created probability weights through cal- culating the inverse probability of the treatment condition (degree attainment or not) that occurred. A small number of individuals (<1%) had very high weights that were top-coded at 14. Of these indi- viduals, most (n = 133) displayed low propensities of attaining a college degree but went on to earn such a degree; fewer (n = 7) had very high propen- sity scores but did not earn the degree. Table 3 presents the adjusted effects of college degree attainment on health behaviors. The table shows the coefficients from regression models incor- porating the probability weights and predicting each of the health behavior outcomes. I compared these adjusted effects to unadjusted effects created from the same models that exclude the probability weights and present the reduction in the difference in the right col - umn. For all health behaviors, college degree Table 2. Unadjusted Descriptive Statistics of Health Behavior Outcomes across College Degree
  • 25. Attainment (U.S. Young Adults Ages 24–32; N = 14,265). Variable Range Full Sample College Degree No College Degree Current smoker 0–1 .36 .19 .44 Obese 0–1 .37 .27 .42 Number of physical activities 0–49 6.40 6.85 6.19 Sugary beverages 0–40 11.10 7.43 12.81 Fast food 0–21 2.39 1.77 2.67 Source: National Longitudinal Study of Adolescent to Adult Health Wave IV. Lawrence 299 attainment has a significant effect after accounting for selection. The effects are largest for smoking (odds ratio [OR] = .41) and sugar-sweetened beverage con- sumption (Cohen’s d = –.37) and smaller for fast food (Cohen’s d = –.20), obesity (OR =.75), and physical activity (Cohen’s d = .12). Accounting for selection clearly reduces the effect of college degree attainment on all outcomes except physical activity. On the other hand, over one half of the association between col- lege degree attainment and obesity is accounted for through selection into college degrees. Fast food, sug- ary beverages, and smoking demonstrate smaller reductions. However, most importantly, these causal estimates display that college degree attainment has strong effects beyond selection. Turning to the mediation models, Table 4 shows descriptive statistics for each of the potential mech- anisms. Most individuals have more assets than
  • 26. debt (60%), most have health insurance (79%), and most are employed (82% in higher- or lower-status occupations). About two fifths of individuals are married, and over one third volunteer. Looking at the means of these mechanisms by degree attain- ment, those with college degrees have greater financial, occupational, social, and cognitive/psy- chological resources compared to those without. For example, 9% of college graduates have no health insurance, while 27% of those less educated are without coverage. A notable exception is marital status, as similar proportions of graduates and non- graduates are married. The far-right column of Table 4 displays the results of ordinary least squares and logistic regression models accounting for selec- tion through IPW. Each row shows the relationship between college degrees with that independent variable. Similar to the patterns in the descriptive statistics, college degrees significantly predict most of the mediators except for marital status. Because one of the mediation criteria is whether college degree attainment is significantly related to each mediator, I no longer consider marital status as a potential mediator. Table 5 presents coefficients and significance levels for the effects of college degree attainment on health behavior before and after including differ- ent groups of mechanisms.11 All models account for selection through IPW, so the coefficients for col- lege degree attainment in the base model indicate the health behavior advantage for graduates net of preexisting differences. I then compared this coef- ficient to the college degree coefficients in the sub- sequent models, each of which include a different
  • 27. group of mechanisms. I used Wald tests to evaluate whether each group of mechanisms was significant, though all but one (occupational mechanisms pre- dicting obesity) were significant. The final model includes all mechanisms. For smoking, college degree attainment has a coefficient of –.90 in the base model and –.61 in the model including all mechanisms, resulting in a reduction of the effect of college degrees by 32%. Of the groups of mechanisms, financial resources reduces the college degree effect the most (18% reduction), followed by occupational variables (13%). Social and cognitive/psychological mecha- nisms have minimal effects. After considering selection into college degrees and all mechanisms, the effect of college degree attainment on smoking remains surprisingly strong (OR = .54). For obesity, financial resources also displays the strongest mediation (24% reduction), followed by occupation and cognitive/psychological resources. Table 3. Coefficients Representing the Effects of College Degree Attainment on Health Behavior Outcomes in Young Adulthood (N = 14,265). Variable Unadjusted Effect IPW Adjusted Effect Reduction in Effect Logistic regression coefficients Smoking −1.18*** −.90*** 23.7% Obesity −.63*** −.29*** 54.0% OLS regression coefficients Number of physical activities .66*** .71*** −7.6% Sugary beverages −5.38*** −3.98*** 26.0%
  • 28. Fast food −.90*** −.55*** 38.9% Source: National Longitudinal Study of Adolescent to Adult Health Waves I and IV. Note: Each effect is from a separate model predicting the health behavior. IPW adjusted effects use inverse probability weighting to account for selection. IPW = inverse probability– weighted; OLS = ordinary least squares. ***p < .001 (two tailed). 300 Journal of Health and Social Behavior 58(3) Surprisingly, the effect of college degrees increases when social resources and diet/exercise are included. Including all of the mechanisms results in a modest reduction (24%) in the effect of college degree attainment on obesity. Number of physical activities displays an inter- esting pattern, as over half of the effect of college degree attainment on this outcome is accounted for by social resources. The full results of this model show fairly strong effects for number of friends Table 4. Unadjusted Means of Resources and College Degree Attainment Effects on Resources (N = 14,265). Means Coefficients and Significance of College Degree (vs. Not) Predicting
  • 29. Each ResourceVariable Full Sample College Degree No College Degree Financial Household income-to-needs (0–19) 3.82 5.38 3.09 1.52*** Personal earnings (0–1,000,000) 35,168 47,554 29,407 13,856*** Home ownership .40 .47 .37 .28*** Debt–assets Some left over .61 .65 .58 referent Even .18 .13 .21 −.31*** Left with debt .21 .22 .21 .15** Number of financial hardships (0–6) .51 .17 .66 −.37*** No health insurance .21 .09 .27 −.93*** Occupational Employment Higher status .33 .63 .19 −1.22*** Lower status .49 .25 .60 −.55*** Unemployed/not in labor force .18 .12 .21 referent Job satisfaction (1–6) 2.15 2.07 2.19 −.08** Personal efficacy at work (–2.1–1.3) .00 −.20 .09 −.21*** Social Married .42 .42 .41 −.00 Number of close friends (0–10) 4.44 5.24 4.06 .72*** Religiosity (–1.6–1.6) −.01 .05 −.04 .10*** Volunteers .36 .53 .28 .73*** Cognitive/psychological Vocabulary score (0–100) 50.18 65.08 43.24 8.97*** Mastery scale (5–25) 19.47 20.30 19.08 .84*** Perceived stress (0–16) 4.84 4.17 5.16 −.75*** CES-D (0–15) 2.61 2.09 2.85 −.55*** Diet/activity
  • 30. Number of activities (0–49) 6.39 6.85 6.19 .71*** Sugary beverages (0–40) 11.10 7.43 12.81 −3.98*** Fast food (0–21) 2.39 1.77 2.67 −.55*** Source: National Longitudinal Study of Adolescent to Adult Health Waves I, III, and IV. Note: Ranges for continuous variables given in parentheses. College degree effects are from ordinary least squares, logistic, and multinomial regression models controlling for selection with inverse probability weighting. CES-D = Center for Epidemiological Studies Depression Scale. **p < .01, ***p < .001 (two tailed). Lawrence 301 (b = .20) and volunteerism (b = 1.48).12 It may be that these variables capture an overall active life- style that includes both social and physical activi- ties. Cognitive/psychological, financial, and occupational mechanisms each reduce the effect of college degrees on physical activity. When all vari- ables are considered together, however, the college degree effect is stronger than in the model including social resources, suggesting that there is consider- able overlap among these mechanisms. The mediation patterns for the effect of college degree attainment on sugary beverage consumption show similar patterns as smoking. Financial variables explain the most (22%), followed by occupation (15%), cognitive/psychological (10%), and social (9%) resources. Together, these variables explain just under 40% of the effect of college degrees. In con- trast, the effect of college degree attainment on fast-
  • 31. food consumption is most strongly mediated by cognitive/psychological resources (31% reduction), followed by financial, occupational, and social resources. Together, these mechanisms explain 46% of the effect of college degree attainment on fast food consumption, net of selection. The results reveal different patterns in the types of mechanisms accounting for college degree effects on the different outcomes, but financial resources accounted for the largest portion of the relationship across outcomes. Importantly, the effects of college degree attainment remain signifi- cant for all health behaviors even after controlling for all of the mechanisms and accounting for selec- tion. Although the effects have been reduced sub- stantially from the observed associations, there is much left unexplained. Sensitivity Analyses Results from similar models that do not employ mul- tiple imputation and that use propensity score match- ing rather than IPW are remarkably similar, suggesting the findings are robust to specifications.13 To deter- mine the sensitivity of the results to the recoding of those individuals with exceptionally high inverse probability weights, I conducted additional analyses omitting these individuals. The results of these analy- ses show similar patterns, but the adjusted effects of college degree attainment are slightly larger without these individuals. If instead of omitting those with high weights, I restrict the sample to those within the range of “common support” (i.e., have propensities not less than the minimum and not greater than the maximum of the opposite treatment condition), the results are nearly identical to those presented here.
  • 32. Further analysis determined whether findings are sensitive to the threshold of education. Health behaviors generally have a linear relationship with educational attainment such that the more educa- tion one attains, the healthier one behaves. However, the largest discrepancies in behaviors are observed at the college degree threshold; using some college experience rather than a four-year degree generally results in similar patterns but smaller effects. I also assessed whether findings are sensitive to respondents who had not achieved a college degree but were in school at Wave IV. Excluding these individuals (approximately 1,600) produced results with nearly identical patterns to those presented here, though the overall effects of college degree attainment are smaller. Models examining only older individuals (ages 26 to 32 or 28 to 32) also produced very similar patterns but Table 5. Effects of College Degree Attainment on Health Behaviors, Accounting for Selection through Inverse Probability Weighting (N = 14,265). Base Base + Financial Base + Occupation Base + Social Base + Cognitive/
  • 33. Psychological Base + Diet/ Exercise Base + All Logistic regression Smoking −.90*** −.74*** −.78** −.85*** −.85*** −.61* Obesity −.29*** −.22*** −.25*** −.31*** −.25*** −.30*** −.22** OLS regression Number of physical activities .71*** .56** .63*** .32* .55** .37* Sugary beverages −3.98*** −3.12*** −3.38*** −3.62*** −3.60*** −2.42*** Fast food −.55*** −.44*** −.48*** −.50*** −.38 −.30*** Source: National Longitudinal Study of Adolescent to Adult Health Waves I, III, and IV. OLS = ordinary least squares. *p < .05, **p < .01, ***p < .001 (two tailed). 302 Journal of Health and Social Behavior 58(3) with effect sizes slightly larger to those presented here. Last, I determined the extent to which those individuals who do not graduate high school affect the findings. Models omitting these 1,112 individu- als produced similar patterns. Effect sizes were
  • 34. slightly smaller, and mechanisms generally explained slightly smaller proportions. Overall, these extensive sensitivity analyses support the sub- stantive conclusions presented here. DISCUSSION This analysis shows that college degree attainment has a causal influence on improving the health behav- iors of U.S. young adults. That is, college degree attainment captures more than simply selection of those who are already prone to healthy behavior. Accounting for selection into college degrees substan- tially reduced the observed associations, however, suggesting that degrees also reflect important prior differences. For each health behavior except physical activity, the college degree effect was smaller after controlling for likelihood to attain a college degree. The average percentage reduction across outcomes was 27%, with the largest reduction observed for obe- sity (54%). For other outcomes, the effects of college completion appear dominant. The discrepancy in rela- tive contributions of selection to the college degree advantage across obesity and smoking is particularly interesting. Given that problems of obesity have emerged more recently than smoking, the longer and richer history on smoking disparities may have dis- proportionately shaped our understanding of health behaviors. Further research comparing life course processes in the education gap for these two outcomes may shed light on how selection and causation together produce health behavior disparities. These results confirm prior research demonstrat- ing both the importance of educational attainment and prior characteristics that shape both education and health behaviors. Other studies have shown the
  • 35. importance of earlier health behaviors for both educa- tional attainment and later health behaviors (i.e., Andersson and Maralani 2015; Maralani 2014; Pudrovska, Logan, and Richman 2014). Although I do not interpret the model predicting college degree attainment from adolescent characteristics, the results demonstrate that earlier health behaviors are posi- tively associated with college graduation.14 These associations support the approach of this study that accounts for health behavior and other early life course differences that differentially shape likelihood of college completion. More generally, the results demonstrate that there are important processes linking college degrees and health behaviors both before and after college graduation. The study’s findings related to the mechanisms underlying the college degree–health behavior rela- tionships were somewhat surprising. As a whole, the mediators explained less than half of the effects of college degrees on any outcome. The mediators did a particularly poor job in accounting for mecha- nisms related to obesity, as the full model reduced the coefficient for college degrees by less than one quarter. While financial resources was the strongest mediator for smoking, obesity, and fast-food con- sumption, it explained less than 25% of the effect of college degrees for all outcomes. Cognitive and psychological resources had surprisingly small mediation effects, especially for smoking, as it reduced the effect of college degree attainment only by less than 6%. Resource mechanisms are limited to the avail- able measures, and more complete measurement
  • 36. could produce greater mediation effects. Variables operationalizing social resources, cognitive/psy- chological resources, and diet/activity may be par- ticularly limited. Available social resource variables do not offer detailed information on emotional sup- port, which could be an important social resource that college graduates employ. Additionally, stress may be an important social and biological pathway for education’s effect (Thoits 2010). A measure of perceived stress is included as a psychological resource, but a more thorough analysis of stressors could yield additional insights. The scale for per- sonal mastery and the abbreviated CES-D scale are likely limited in their representations of efficacy and depressive symptoms more broadly. Diet and exercise did nothing to account for education’s effects on obesity, but these measures were unable to get at duration and intensity of physical activity or detailed nutritional indicators. These measure- ment issues suggest that the results may be inter- preted as a lower bound of mediation effects. However, measurement error of independent and dependent variables are not unique to this study, but the mediational effects are still smaller than those presented in other social science research. The mechanism results diverge from prior research and from Cutler and Lleras-Muney (2010) in particular. In contrast to the results reported here, Cutler and Lleras-Muney find that similar mecha- nisms explain a higher proportion of the education– health behavior relationship (60% to 80%), knowledge and cognitive ability explain approxi- mately 30% of the relationship, and social networks account for 10%. Compared to their analysis, this
  • 37. Lawrence 303 study examines college degree attainment (rather than the full educational gradient), focuses on a more recent cohort in young adulthood, includes a more limited list of health behaviors, and explicitly accounts for selection through propensity scores. Yet, the results here point to occupational measures as important mechanisms; Cutler and Lleras-Muney did not include any occupational measures. Recent research highlights the ability of occupation to cap- ture inequality and “life conditions” better than financial variables (Weeden and Grusky 2012). Future research examining occupation and health behaviors in detail could provide further insight into mechanisms for education’s effects. Both selection and transformation theories were supported, as prior characteristics explained some but not all of the health behavior advantages of col - lege graduates. The transformative power of col- lege degrees appears to be due somewhat to human capital but also to mechanisms other than resources. The education–health behavior relationship thus appears to be complex, going beyond any one theo- retical approach. As such, college degree attain- ment may be characterized as a metamechanism in that it produces multiple mechanisms that, in turn, shape health (and health behaviors; Freese and Lutfey 2011). Because of this multiplicity of mechanisms, pol- icies and programs intended to reduce health behav- ior disparities targeting a particular mechanism (or
  • 38. group of mechanisms) will likely achieve little suc- cess (Phelan, Link, and Tehranifar 2010). Health behavior disparities may be better addressed through changing upstream influences that promote educational attainment and social equality more generally (Hummer and Hernandez 2013). Additionally, since a substantial portion of the col - lege degree–health behavior relationship is evident in adolescence, policy makers seeking to reduce disparities have incentive to focus earlier in the life course, starting during or before adolescence. This study has a number of conclusions that can help shape future research efforts studying educa- tional disparities in health behaviors. First, future data collection and analysis should consider how to identify the contributions of nonresource mecha- nisms to education’s effects on health behaviors (Freese and Lutfey 2011). Social skills and distinc- tion may be a way to understand how education shapes preferences that in turn influence behaviors. College graduates report that social skills are one of the most important things they learn in college (Chambliss and Takacs 2014). How to comport oneself and navigate social situations (particularly among other college-educated persons) is a way in which individuals express their social class, and such skills are connected to health behaviors. Yet, it is difficult to measure social skills or conceptualize distinction. Researchers can also incorporate struc- tural factors more explicitly through considering the physical and institutional environments of indi- viduals. A growing body of research is demonstrat- ing the importance of residential location and other settings for health behaviors (e.g., Blok et al. 2013),
  • 39. but to my knowledge no study has developed a comprehensive analysis of the role of physical environment in mediating the effect of education (or SES more broadly) on health behavior. Research highlighting the agentic, dynamic role of institu- tions in the production of health disparities can fur- ther contextualize individual behavior (Freese and Lutfey 2011). Second, understanding health behavior dispari- ties will require further research to determine the sensitivity of the results to historical context. Using a recent cohort allows for examination of current patterns and processes, but comparing magnitudes of causal, selection, and mediation effects across historical periods may elucidate the structural con- ditions associated with health behavior disparities. Third, researchers should identify potential het- erogeneity. Examination of differences across race- ethnicity, gender, and nativity status is beyond the scope of this analysis, but there may be important heterogeneity in selection into educational attain- ment or in returns to degrees. Testing for differ- ences can shed light on how SES intersects with other identities to produce inequality. Limitations The conclusions of this study should be interpreted in light of its limitations. First, as described above, mechanisms may be omitted or have measurement error. Second, the study does not use an experimen- tal design. Randomized controlled trials for this topic are impossible, and I must therefore rely on methods designed to estimate causal relationships from observational data. Though propensity score
  • 40. methods are not without weakness, this study improves on prior associational methods through this approach. Third, this study did not consider genetic predispositions to educational attainment. Recent advancements show that individual risk scores for educational attainment developed from genomewide data are in part socially patterned (Domingue et al. 2015). Future research bringing together social and genetic information to 304 Journal of Health and Social Behavior 58(3) understand the production of educational and social inequalities is promising. CONCLUSION The results presented here demonstrate that college degrees both signal prior differences and transform the health behaviors of graduates. Health behavior disparities are therefore the product of social repro- duction and positive returns to higher educational attainment. These positive returns are somewhat due to greater resources, such as income, but per- haps to a smaller extent than previous research has postulated. Overall, the healthier behaviors exhib- ited by college graduates appear to be the result of diverse and complex processes characterized by sorting into educational attainment, embedding of human capital, and mechanisms other than socio- economic and psychosocial resources. SUPPLEMENTAL MATERIAL The appendices are available in the online version of the article.
  • 41. ACkNOWLEDgMENTS The author is grateful for comments and feedback from Bob Hummer, Fred Pampel, Stef Mollborn, Rick Rogers, Liam Downey, Fernando Riosmena, Ryan Masters, and three anonymous reviewers. She is also grateful for sup- port and feedback from the Colorado Population and Health workshop group. This research uses data from Add Health, a program project directed by Kathleen Mullan Harris and designed by J. Richard Udry, Peter S. Bearman, and Kathleen Mullan Harris at The University of North Carolina at Chapel Hill, and funded by grant P01-HD31921 from the Eunice Kennedy Shriver National Institute of Child Health and Human Development, with cooperative funding from 23 other federal agencies and foundations. No direct support was received from grant P01-HD31921 for this analysis. Special acknowledgment is due Ronald R. Rindfuss and Barbara Entwisle for assistance in the original design. Information on how to obtain the Add Health data files is available on the Add Health website (http://www.cpc.unc.edu/addhealth). FUNDINg The author disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research received funding and support from the National Science Foundation Doctoral Dissertation Research Improvement Grant (award no. 1435316), the Center to Advance Research and Teaching in the Social Sciences (CARTSS), the University of Colorado Sociology Department, and the Population Research Training grant (T32 HD007168) and the Population Research Infrastructure Program (P2C HD050924) awarded to the Carolina Population Center at The University of North Carolina at Chapel Hill.
  • 42. NOTES 1. As illustrated in online Appendix A, those who were included in the study sample are signifi- cantly more likely to be white (compared to black, Hispanic, or other race-ethnicity), female, and U.S. born compared to those who were omitted due to attrition or other criteria. Those who were omitted had lower vocabulary scores and higher depressive symptoms but also lower body mass index (BMI). Smoking rates did not differ. The analytic approach in this study carefully controls for many sociode- mographic and health characteristics that may differ across sample inclusion. Although differential attri - tion is a concern in any longitudinal health study, the approach mitigates this issue. 2. Analyses using daily smoking (smoking 30 out of the past 30 days) rather than current smoking produced similar results that did not differ substantively. 3. Results examining continuous BMI rather than obe- sity produced similar results. 4. A small number of individuals in the sample were incarcerated at the time of the Wave IV interview (n = 65). The prison environment likely structures both educational opportunities and health behaviors but cannot be included in the model without know- ing when and how long the individual entered prison. Rather than exclude the experiences and contexts of these individuals, I retained them in the sample. 5. I also examined cohabitation but excluded it because it did not differ across college degree attainment.
  • 43. 6. I acknowledge that psychological resources is an imprecise term. Others use different terminology to refer to these characteristics, such as “noncog- nitive” (e.g., Farkas 2003) or “soft skills” (e.g., Heckman and Kautz 2012), but these terms are also imprecise. 7. The result of inverse probability–weighted (IPW) regression models should be the same as matching, assuming that there are no propensity scores equiva- lent to 0 or 1 (and that the ignorability assumption is met as in matching). Studies find that IPW regression models produce unbiased results (Busso, Dinardo, and McCrary 2009; Lunceford and Davidian 2004). I use IPW rather than matching because the former allows for a flexible regression approach that can easily add in new variables (i.e., mechanisms), whereas the latter does not easily provide a framework for mediation. 8. The Stata package t-effects conducts the IPW approach in one step, combining the propen- sity score estimation and weighted regression (StataCorp 2013). Coefficients are identical for the two processes, but standard errors are slightly larger when the propensity score estimation and weighted regression are separated. Lawrence 305 9. Online Appendix B provides results from the logistic regression model predicting college degree attainment. 10. See online Appendix C.
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  • 50. Pampel, Fred C., Patrick M. Krueger, and Justin T. Denney. 2010. “Socioeconomic Disparities in Health Behaviors.” Annual Review of Sociology 36:349–70. Phelan, Jo C., Bruce G. Link, and Parisa Tehranifar. 2010. “Social Conditions as Fundamental Causes of Health Inequalities: Theory, Evidence, and Policy Implications.” Journal of Health and Social Behavior 51(S1):S28–40. Pudrovska, Tetyana, Ellis Scott Logan, and Aliza Richman. 2014. “Early-life Social Origins of Later- life Body Weight: The Role of Socioeconomic Status and Health behaviors over the Life Course.” Social Science Research 46:59–71. Schwartz, Christine R., and Robert D. Mare. 2005. “Trends in Educational Assortative Marriage from 1940 to 2003.” Demography 42(4):621–46. StataCorp. 2013. Stata Statistical Software: Release 13. College Station, TX: Author. Stevens, Mitchell L., Elizabeth A. Armstrong, and Richard Arum. 2008. “Sieve, Incubator, Temple, Hub: Empirical and Theoretical Advances in the Sociology of Higher Education.” Annual Review of Sociology 34:127–51. Thoits, Peggy A. 2010. “Stress and Health: Major Findings and Policy Implications.” Journal of Health and Social Behavior 51(1):S41–53. Umberson, Debra, Robert Crosnoe, and Corinne Reczek.
  • 51. 2010. “Social Relationships and Health Behavior across the Life Course.” Annual Review of Sociology 36:139–57. Veblen, Thorstein. 1899. The Theory of the Leisure Class: An Economic Study of Institutions. New York: MacMillan. Waite, Linda, and Maggie Gallagher. 2002. The Case for Marriage: Why Married People Are Happier, Healthier and Better Off Financially. New York: Broadway Books. Webbink, Dinand, Nicholas G. Martin, and Peter M. Visscher. 2010. “Does Education Reduce the Probability of Being Overweight?” Journal of Health Economics 29(1):29–38. Weeden, Kim A., and David B. Grusky. 2012. “The Three Worlds of Inequality.” American Journal of Sociology 117(6):1723–85. Willis, Paul. 1977. Learning to Labor: How Working Class Kids Get Working Class Jobs. New York: Columbia University Press. Winston, Ginger J., Erica Caesar-Phillips, Janey C. Peterson, Martin T. Wells, Johanna Martinez, Xi Chen, Carla Boutin-Foster, and Mary Charlson. 2014. “Knowledge of the Health Consequences of Obesity among Overweight/Obese Black and Hispanic Adults.” Patient Education and Counseling 94(1):123–27. AUTHOR BIOgRAPHY Elizabeth M. Lawrence is a postdoctoral fellow in the Carolina Population Center at the University of North
  • 52. Carolina at Chapel Hill. Her research examines social inequality and health, with a focus on how individuals’ edu- cational and health trajectories develop together over the life course. Her work has appeared in journals such as Journal of Health and Social Behavior, Social Science & Medicine, Demography, Social Science Research, and Advances in Li fe Course Research. https://doi.org/10.1177/0022146518802439 Journal of Health and Social Behavior 2018, Vol. 59(4) 501 –519 © American Sociological Association 2018 DOI: 10.1177/0022146518802439 jhsb.sagepub.com Original Article Overweight and obesity are significant health con- cerns in the United States. These statuses are linked to cardiovascular disease, which remains the lead- ing cause of death in the United States, as well as several psychiatric disorders, poor health condi- tions, and premature mortality (Hruby et al. 2016; Petry et al. 2008). Research also documents stark racial disparities in overweight/obesity and body mass index (BMI), with African Americans experi- encing higher BMIs at almost every stage of life compared to their white counterparts (Ailshire and House 2011; Hargrove 2018). Studies have gener- ally been unable to completely explain these dis- parities in BMI, even when accounting for social factors such as socioeconomic status (SES) or
  • 53. stressors. The nature and persistence of BMI disadvantages among African Americans may be a result, in part, of the tendency of prior research to rely on self-identifi- cation variables as the sole measure of race (Cobb et al. 2016). This stands in contrast to a long tradition of scholarship indicating that race is a multifaceted, evolving social concept comprised of different indi - cators (Roth 2016). An important status characteris- tic that may intersect with other indicators of race to shape health is skin color. It is well documented that African Americans with lighter skin experience 802439HSBXXX10.1177/0022146518802439Journal of Health and Social BehaviorHargrove research-article2018 1The University of North Carolina-Chapel Hill, Chapel Hill, NC, USA Corresponding Author: Taylor W. Hargrove, Department of Sociology, The University of North Carolina-Chapel Hill, 155 Hamilton Hall, CB #3210, Chapel Hill, NC 27599–3210, USA. E-mail: [email protected] BMI Trajectories in Adulthood: The Intersection of Skin Color, Gender, and Age among African Americans Taylor W. Hargrove1 Abstract
  • 54. This study addresses three research questions critical to understanding if and how skin color shapes health among African Americans: (1) Does skin color predict trajectories of body mass index (BMI) among African Americans across ages 32 to 55? (2) To what extent is this relationship contingent on gender? (3) Do sociodemographic, psychosocial, and behavioral factors explain the skin color–BMI relationship? Using data from the Coronary Artery Risk Development in Young Adults Study and growth curve models, results indicate that dark-skinned women have the highest BMI across adulthood compared to all other skin color–gender groups. BMI differences between dark- and lighter-skinned women remain stable from ages 32 to 55. Among men, a BMI disadvantage emerges and widens between light- and dark-skinned men and their medium-skinned counterparts. Observed sociodemographic characteristics, stressors, and health behaviors do not explain these associations. Overall, findings suggest that skin color– and gender- specific experiences likely play an important role in generating BMI inequality. Keywords African Americans, intersectionality, life course, skin color inequality https://jhsb.sagepub.com http://crossmark.crossref.org/dialog/?doi=10.1177%2F00221465 18802439&domain=pdf&date_stamp=2018-10-10 502 Journal of Health and Social Behavior 59(4) social and economic advantages compared to their darker-skinned counterparts given their closer physi-
  • 55. cal resemblance to Europeans and Eurocentric stan- dards of beauty, intelligence, and morality (Dixon and Telles 2017; Monk 2014). Research on this topic also suggests that the consequences of skin color are gendered, with skin color being more salient in the lives of black women compared to black men (Hunter 2007). While the body of research on skin color and health is growing, several limitations characterize the current literature. First, this research is com- prised of older studies that focused on a specific health outcome (e.g., blood pressure) and a handful of more recent studies that produce mixed findings (Borrell et al. 2006; Monk 2015). Second, the extent to which the relationship between skin color and physical health varies by gender is unclear. Prior research has generally treated the consequences of social statuses as additive in nature, precluding opportunities to examine how unique positions in the social hierarchy (e.g., occupying dominant posi- tions in the gender hierarchy yet subordinate posi- tions in the racial hierarchy) may differentially shape health. Intersectionality perspectives posit that dimensions of inequality such as race, color, and gender are experienced simultaneously and are interdependent—that is, they mutually construct the meanings and experience of one another (Collins 2015; López and Gadsden 2016). Social statuses may therefore combine in ways that differentiate the social realities and health-relevant contexts of indi- viduals belonging to broadly defined social groups. Third, whether and how the health conse- quences of skin color and gender unfold with age is unknown. No studies have examined how skin
  • 56. color and gender combine to shape age trajectories of BMI across adulthood. Relatedly, the potential mechanisms underlying these relationships among skin color, gender, and BMI remain unclear. Our understanding of the dynamic and complex nature of BMI inequality among African Americans there- fore remains limited. The present study seeks to fill gaps of prior research by investigating the extent to which skin color shapes BMI trajectories between early adult- hood and midlife. Three central research questions frame this study: Research Question 1: Does skin color predict age trajectories of BMI among African American adults? Research Question 2: Is the relationship between skin color and BMI contingent on gender? Research Question 3: Do sociodemographic, psychosocial, and behavioral factors explain the skin color–BMI relationship? To address these questions, I examine skin color differences in BMI among African Americans across ages 32 to 55 using panel data from the Coronary Artery Risk Development in Young Adults (CARDIA) Study. BACkgROUND Skin Color and Health: An Overview Skin tone is a significant determinant of life chances and lived experiences among African Americans. Colorism, or the systematic privileging of light skin,
  • 57. represents a structural and ideological system of inequality that affords minorities with lighter skin complexions advantages over their darker-skinned counterparts (Dixon and Telles 2017). Historically, the phenotypic resemblance and assumed similarity to Eurocentric standards of beauty, morality, and intellect granted light-skinned blacks greater access to resources and opportunities, including education, property, and jobs (Keith and Herring 1991; Monk 2014). Intergenerational transfers of these social and economic privileges situated light-skinned African Americans in privileged positions in the social hierarchy relative to their darker-skinned counterparts (Adams, Kurtz-Costes, and Hoffman 2016; Hill 2002b). While the social and economic consequences of skin color have been well documented, consider- ably less is known about the extent to which skin color shapes physical health among African Americans. Older studies on this topic focused on blood pressure and found that dark-skinned African Americans had increased risks for high blood pres- sure/hypertension compared to their lighter- skinned counterparts (Boyle 1970; Harburg et al. 1978; Klag et al. 1991). Recent studies of skin color have given more attention to its broader health consequences, relying on stress process per- spectives to explicate how positions in the social structure influence health. Stress process models posit that risk (e.g., stress exposure) and protective factors (e.g., the availability of socioeconomic and coping resources) arise out of one’s social context (Pearlin et al. 1981). Studies utilizing a stress pro- cess framework would predict that dark-skinned African Americans have the worst health because
  • 58. of their placement in the social hierarchy—which would confer more exposure to chronic and dis- crimination-related stressors and barriers to Hargrove 503 socioeconomic achievement relative to their lighter-skinned counterparts. Yet, while studies generally document worse physical health among darker-skinned African Americans, findings are mixed, and disparities are not explained by measures of SES or stressors. For example, of two studies using data from the CARDIA Study, one finds no significant associa- tion between skin tone and self-ratings of health (Borrell et al. 2006). The other study, however, doc- uments significantly higher blood pressure among dark-skinned African Americans, even when accounting for sociodemographic characteristics, health behaviors, and medication use (Sweet et al. 2007). A more recent study using the National Survey of American Life finds that African Americans who self-report having darker skin have higher odds of hypertension than their light-skinned counterparts (Monk 2015). This relationship is not explained by sociodemographic factors or experi- ences of racial and skin color discrimination. Similarly, Cobb and colleagues (2016) report a skin color gradient in allostatic load, a measure of physi- ological functioning, that is not accounted for by SES among African American adults living in Nashville, Tennessee.
  • 59. While these studies provide critical insights into the association between skin color and health, sev- eral limitations remain. First, the relationship between skin color and BMI is less clear. That is, no studies have investigated how the intersections of skin color, gender, and age may uniquely shape trends in BMI. Documenting the nature of BMI inequality is critical for tracing future disease and health risks. Indeed, BMI is an indicator of poor or worsening health even before disease is manifest in young and middle-aged adults, for whom clinical diagnoses may be premature (Hruby et al. 2016). Second, the use of stress process models to explain associations between skin color and health has been limited. These models, for example, do not explicitly account for the possibility that the relationship between skin color and health may be contingent on other social characteristics (e.g., gender). Additionally, they give insufficient attention to the life course pattern- ing of health inequalities. These issues are dis- cussed in more detail below. Skin Color and Gender: An Intersectionality Approach The extent to which skin color and gender combine to shape BMI among African Americans is unclear. Prior research has tended to overlook how the nature of health inequalities may be conditional on specific social statuses. To address this limitation, scholars have increasingly used an intersectionality frame- work to understand health disparities (Ailshire and House 2011; Brown et al. 2016; Hargrove 2018). Intersectionality posits that systems of inequality are interlocking, with social statuses mutually con- structing the meanings and consequences of each
  • 60. other (Collins 2015). The simultaneity and interde- pendence of social statuses may produce unique social contexts in which both power and disadvan- tage are experienced (Lòpez and Gadsden 2016). Thus, an individual’s location in the racial, color, and gender hierarchies may produce forms of gen- dered racism or colorism that shape opportunities for healthy living (Gilbert et al. 2016; Hall 2017). Indeed, scholars posit that given its intersection with sexism, forms and consequences of colorism vary by gender (Hall 2017; Hill 2002b). Skin color is argued to be more consequential in the lives of African American women compared to men because the significance and consequences of beauty are gendered. Physical appearance and attractiveness play a role in determining socioeco- nomic success and other life chances for women living in patriarchal societies in ways they do not for men (Anderson et al. 2010; Hamermesh 2011). Beauty, defined by fairer skin and other European features, can therefore act as a form of capital women use to accumulate socioeconomic resources and lessen exposure to risks (Dixon and Telles 2017; Hunter 2007; Keith and Herring 1991). Darker-skinned African American women and, to some degree men, may lack access to this type of capital. Few studies, however, have explicitly con- sidered whether and how health varies by the joint statuses of skin color and gender. It is possible that the intersections of skin color and gender unequally distribute health risk and protective factors relevant for weight gain among African Americans. Incorporating Age: A Life Course Perspective
  • 61. Insufficient attention has also been given to how the relationships among skin color, gender, and BMI might vary with age. Life course theory posits that social factors collectively and cumulatively com- bine throughout one’s life span to shape health. The salience of social factors or statuses (e.g., skin color) depends on an individual’s experiences, roles, and stage in life (Ferraro 2016). It is therefore likely that risks and resources relevant for health accumulate or dissipate over the life course, affecting the nature 504 Journal of Health and Social Behavior 59(4) of health inequality across age (Ferraro, Schafer, and Wilkinson 2016). Three hypotheses describe patterns of intracohort inequality over time. First, the aging as leveler hypothesis posits that the negative consequences of aging disproportionately affect the socially advan- taged because these individuals have been able to delay the onset of poor health to later ages. Furthermore, the socially disadvantaged who survive to older ages may represent a selective, robust group (Brown et al. 2016; House, Lantz, and Herd 2005). This hypothesis therefore predicts that BMI differ- ences will diminish with age. Second, the persistent inequality hypothesis asserts that health (dis)advan- tages hold over time, with age doing little to either ameliorate or exacerbate the inequality (Ferraro and Farmer 1996). Consequently, persistent inequality predicts that disparities in BMI are stable with age. Third, the cumulative disadvantage hypothesis
  • 62. posits that individuals with advantages early in life accumulate more resources and opportunities over time that can be used to avoid or allay health risks (Ferraro 2016; Shuey and Willson 2008). Conversely, those who are initially disadvantaged acquire more disadvantages and risks as they age, resulting in a widening of health inequalities with age. While there is no available empirical research to infer whether and how disparities in BMI by skin color change with age, prior research indicates that racial inequalities in health tend to widen through- out early and midlife given cumulative and differ- ential exposure to risks and resources (Brown, O’Rand, and Adkins 2012; Hargrove 2018; Shuey and Willson 2008). Similar processes may operate for skin color inequalities in health with age. Mechanisms Linking Skin Color to Health A final limitation of prior research is the insufficient attention given to a diverse set of mechanisms that may link skin color to health (for an exception, see Monk 2015). Sociodemographic characteristics are one likely mechanism. Research has documented a robust relationship among education, income, marital status, and health (Adler and Stewart 2010; Robards et al. 2012). These factors embody intrinsic and tangible resources that grant access to health-promoting tech- nologies, behaviors, and knowledge, and limit expo- sure to health risks (Phelan and Link 2015). Additionally, the distribution of sociodemographic characteristics varies by skin color among African Americans. Lighter-skinned individuals tend to have higher levels of education and income, and higher rates of marriage compared to their darker-skinned
  • 63. counterparts (Hamilton, Goldsmith, and Darity 2009; Monk 2014). These advantages stem from increased access to prestigious educational environments and rewarding labor markets for those of lighter skin com- pared to those of darker skin, as well as their greater desirability in marriage pools (Dixon and Telles 2017; Goldsmith, Hamilton, and Darity 2007; Hamilton et al. 2009; Wade, Romano, and Blue 2004). Chronic and discrimination-related stressors are another potential mechanism underlying relation- ships between skin color and BMI. Social stressors affect health through several pathways, including the structuring of opportunities and resources, resi- dence in impoverished neighborhoods, unhealthy coping behaviors, and advanced bodily deteriora- tion (Gee and Ford 2011; Williams and Mohammed 2013). It is likely that exposure to stressors among African Americans varies by skin color for several reasons. First, as a marker of status, skin color sig- nificantly influences the allocation of social, eco- nomic, and political resources. Darker-skinned individuals, particularly women, tend to have fewer of these resources, creating more obstacles to suc- cessfully navigate life relative to their light-skinned counterparts (Keith and Herring 1991; Monk 2014). Second, within racialized societies such as the United States, skin tone is a phenotypic feature that signals other presumed personal characteristics, including race, attractiveness, and competency (Adams et al. 2016; Bonilla-Silva 2017). Given that individuals rely on such characteristics to navigate social interactions (Fishbein and Ajzen 2011), it is likely that darker-skinned African Americans expe- rience greater exposure to discrimination than their
  • 64. light-skinned counterparts. However, modest evi- dence provides support for this hypothesis (Keith et al. 2017; Monk 2015). One possible explanation is that the meanings and consequences of skin color are not static—they are dependent on social con- texts (Celious and Oyserman 2001; Uzogara and Jackson 2016). For example, while individuals with light skin may experience more favorable treatment from whites compared to their darker-skinned counterparts, they may also experience consider- able unfair treatment from other African Americans because they are less readily perceived as members of the black community (Hall 2017; Monk 2015; Uzogara and Jackson 2016). In turn, social cues and treatments by ingroup members that do not confirm personal identities and act to exclude individuals from the groups with which they identify can induce stress and unhealthy behaviors (Campbell and Troyer 2007; Hall 2017). Hargrove 505 Moreover, African Americans with medium skin tones may be less stigmatized in majority black contexts or interactions with other African Americans, as these individuals represent the “pro- totypic” black phenotype (Maddox 2004; Uzogara and Jackson 2016). Medium brown skin tones have not generally been associated with the negative characteristics assigned to light and dark brown skin within the African American community (Adams et al. 2016; Celious and Oyserman 2001). This argument would predict that those with medium brown skin complexions enjoy more
  • 65. favorable interactions in intraracial settings com- pared to their light- and dark-skinned counterparts, reducing exposure to adverse, unhealthy experi- ences. While there are competing hypotheses for which skin tones may be disadvantaged in terms of health, there is broad agreement that skin color is used by society to evaluate and position others in the social hierarchy (Dixon and Telles 2017; Monk 2014). Such judgments influence the nature of social interactions with ingroup and outgroup mem- bers and subsequently, exposures to chronic and discrimination-related stressors. Lastly, health behaviors may undergird the rela- tionship between skin color and BMI. Expectations and roles stemming from hegemonic notions of masculinity and femininity have led to the unequal distribution of unhealthy behaviors by gender. For example, men are more likely than women to engage in behaviors linked to both unhealthy weight (e.g., alcohol use, cigarette smoking, limited atten- tion to diet) and healthy weight (e.g., physical activ- ity) because fulfilling expectations of hegemonic masculinity requires displays of risky behaviors and physical strength (Courtenay 2000; Gilbert et al. 2016). Women, conversely, tend to engage in health- ier behaviors because social constructions of beauty place harsher social and economic penalties on women who do not fit ideal body types or beauty standards (Fikkan and Rothblum 2012; Hamermesh 2011). One exception is physical activity, of which women are less likely to engage because constraints surrounding work and family roles disproportion- ately restrict women’s leisure time (Bird and Rieker 2008). Prior scholarship supports the possibility that perceptions of masculinity/femininity and therefore
  • 66. expected roles and behaviors vary by skin color. Men and women of darker brown skin, for example, are coded as more masculine compared to their light-skinned counterparts. Conversely, those with lighter brown skin are considered more feminine (Dixon and Telles 2017; Hall 1995). The intersec- tions of skin color and gender may therefore create different social contexts within which healthy behaviors vary. Present Study The extent to which skin color intersects with gen- der to shape age trajectories of BMI among African American adults remains unknown. Also unclear is whether sociodemographic, psychosocial, and behavioral factors account for these relationships. The present study aims to fill these crucial gaps by investigating skin color–gender variations in the age patterning of BMI among African Americans aged 32 to 55. Informed by health disparities research and colorism, intersectionality, and life course perspec- tives, the following hypotheses are proposed: Hypothesis 1: Skin color will significantly pre- dict BMI among African Americans such that those with darker skin will exhibit higher BMIs than their light-skinned counterparts. Hypothesis 2: The skin color–BMI relationship will be contingent on gender and age. Hypothesis 2a: Dark-skinned women will experience the highest BMIs compared to all other skin color–gender groups, and the magnitude of skin color disparities in
  • 67. BMI will be larger among women. Hypothesis 2b: BMI disparities by skin color will widen with age, consistent with the cumulative disadvantage hypothesis. Hypothesis 3: Sociodemographic characteristics, stressors, and health behaviors will account for skin color–gender differences in BMI. DATA AND METHODS Data This study used four waves of panel data from the CARDIA Study, a representative sample of black and white young adults living in four US cities: Birmingham, AL; Minneapolis, MN; Chicago, IL; and Oakland, CA. In Birmingham, Chicago, and Minneapolis, participants were recruited by random- digit dialing from total communities or specific cen- sus tracts. In Oakland, participants were randomly selected from a membership roster of a healthcare plan. Participants were selected from each site so there would be approximately equal numbers of individuals in each gender (men/women), age (<25 and ≥25), race (white/black), and education (≤high school education and >high school education) sub- group. Baseline interviews were conducted between 506 Journal of Health and Social Behavior 59(4) 1985 and 1986 when respondents were 18 to 30 years old (N = 5,115). Follow-up interviews were conducted at seven additional timepoints across a 25-year span. Response rates ranged from 72% to
  • 68. 90% across the eight waves of data. For further information about the design of the CARDIA Study, see Friedman et al. (1988). Given the variables of interest, all analyses were restricted to information from Years 15 (2000– 2001), 20 (2005–2006), and 25 (2010–2011) except skin color, which was measured once in Year 7 of the study (1992–1993). The analytic sample con- sisted of participants who self-identified as African American or black and were not missing on the skin color measure (N = 1,592). While response rates for African Americans in Year 15 were lower compared to prior years (about 65%), supplemental analyses (available on request) indicated that African American respondents who left the study prior to Year 15 did not differ significantly from those who remained in terms of objective measures of health and physician-diagnosed chronic conditions. Those who attrited, however, were less likely than those who remained in the study to have a college degree and had slightly lower average incomes. Overall, the sociodemographic and health profile of the analytic sample was similar to that of the original CARDIA sample. It is also important to note that nativity sta- tus was unknown, as there was no available infor- mation on respondents’ birthplace in the CARDIA Study. While studies have documented lower levels of obesity among black immigrants compared to their US-born counterparts (Goel et al. 2004), for- eign-born blacks made up less than 5% of the US black population from 1980 to 1990 (Anderson 2015), reducing potential biases attributable to immigration processes. Dependent Variable