Transcript from CFA Charterholder

1. All My Learning
Current Date:8/28/2018
Records found: 44
Laureana Espia Estoque Cortez
Title Type Status Score Start Date Completion Date Expiration Date CE Credits SER Credits
A Comprehensive
Guide to
Exchange-Traded
Funds (ETFs)
Curriculum Completed 6/29/2018 7/4/2018 N/A N/A
Adaptive Asset
Allocation Policies
Online Completed 6/29/2018 6/29/2018 0 0
Alternative Asset
Premia
Online Completed 7/1/2018 7/4/2018 1.5 0
Alternative Asset
Premia
Online Completed 7/1/2018 7/1/2018 1.5 0
Asset Allocation
Revisited—Practical
Applications
Online Completed 6/29/2018 6/29/2018 0 0
Asset Allocation
Revisited—Static
vs. Dynamic Asset
Allocation
Online Completed 6/29/2018 6/29/2018 0 0
Bond Risk
Premium
Online Completed 6/29/2018 6/29/2018 1 0
CFA Institute
Research
Foundation—A
Primer for
Investment
Trustees
Online Started 6/28/2018 N/A N/A

2. Title Type Status Score Start Date Completion Date Expiration Date CE Credits SER Credits
Challenges—Asset
Managers
Online Completed 7/4/2018 7/4/2018 0 0
Challenges—Institutional
Investors and
Consultants
Online Completed 7/4/2018 7/4/2018 0 0
Characteristics of
ETFs
Online Completed 6/29/2018 6/29/2018 1 0
Commodity,
Currency,
Alternatives,
Leveraged, and
Income ETFs
Online Completed 7/1/2018 7/1/2018 1 0
Credit Risk
Premium
Online Completed 6/29/2018 6/29/2018 1 0
Cutting
Management Fees
and Other
Costs—Cost
Savings
Online Completed 7/4/2018 7/4/2018 0 0
Emotional
Intelligence and
Investor Behavior
Online Completed 6/29/2018 6/29/2018 5.5 0
Equity and
Fixed-Income ETFs
Online Completed 6/29/2018 7/1/2018 0.5 0
Equity Risk
Premium
Online Completed 6/29/2018 6/29/2018 1.5 0
ETFs: Efficiency,
Trading, and
Portfolio Strategies
Online Completed 6/29/2018 6/29/2018 1.5 0
Ethical
Decision-Making
for Investment
Professionals
Online Started 6/28/2018 N/A N/A
Ethical
Dimension—Concerns
and Challenges
Online Completed 7/4/2018 7/4/2018 0 0
Ethics in the Asset
Management
Online Completed 7/4/2018 7/4/2018 0 0

3. Title Type Status Score Start Date Completion Date Expiration Date CE Credits SER Credits
Industry
Expected Returns
to Major Asset
Classes
Curriculum Completed 6/29/2018 7/1/2018 N/A N/A
Finance Theory:
Do We Have a
Science to Teach?
Online Completed 7/1/2018 7/1/2018 1.5 0
Frontier Market
Equity Investing:
Finding the
Winners of the
Future
Online Completed 6/28/2018 6/28/2018 5.5 0
Fundamentals of
Portfolio
Management
Revisited
Online Completed 6/28/2018 6/28/2018 0 0
How Will Future
Professionals Land
a Job in
Investment
Management?
Online Completed 7/4/2018 7/4/2018 0.5 0
Illiquid Assets Online Completed 7/1/2018 7/1/2018 0 0
Investment
Management after
the Global
Financial Crisis
Curriculum Completed 6/28/2018 7/4/2018 N/A N/A
Investment
Management: A
Science to Teach
or an Art to Learn?
Curriculum Completed 6/28/2018 7/4/2018 N/A N/A
Life-Cycle
Investing:
Financial Education
and Consumer
Protection
Online Started 6/29/2018 N/A N/A
Looking
Ahead—Advances
in Risk Theory
Online Completed 7/4/2018 7/4/2018 0 0

4. Title Type Status Score Start Date Completion Date Expiration Date CE Credits SER Credits
Looking
Ahead—Revisiting
Portfolio and
Economic Theory
Online Completed 7/4/2018 7/4/2018 0 0
Risk Management
Revisited—Advances
in Risk
Management
Online Completed 7/4/2018 7/4/2018 0 0
Risk Management
Revisited—Failures
in Risk
Management
Online Completed 7/1/2018 7/4/2018 0 0
Skulls, Financial
Turbulence, and
Risk Management
Online Completed 7/1/2018 7/1/2018 0 0
Standards of
Practice Handbook
Exam, Eleventh
Edition
Online Started 7/1/2018 N/A N/A
Teaching Finance:
Can We Do Better?
Online Completed 7/4/2018 7/4/2018 1 0
The Changing
Landscape of
Portfolio
Management
Online Completed 7/4/2018 7/4/2018 0 0
The Global
Footprint of ETFs
and ETPs
Online Completed 7/1/2018 7/4/2018 1 0
The Psychology
and Sociology of
Investing
Online Completed 7/1/2018 7/1/2018 0 0
The Theory and
Practice Of
Investment
Management after
the Crisis: Need
for Change?
Online Completed 7/1/2018 7/1/2018 1.5 0
The Use and Online Completed 7/4/2018 7/4/2018 0 0

5. Title Type Status Score Start Date Completion Date Expiration Date CE Credits SER Credits
Misuse of Models
in Investment
Management
Updating Portfolio
Management Skills
Curriculum Completed 6/28/2018 7/4/2018 N/A N/A
What's Missing In
The Curricula for
Investment
Professionals?
Online Completed 7/4/2018 7/4/2018 0.5 0