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Legislation	
  Regarding	
  Public	
  Involvement	
  in	
  
the	
  Transportation	
  Planning	
  Process	
  
	
  	
  
FALL	
  2015	
  
Description:	
  Memo	
  prepared	
  for	
  the	
  North	
  Jersey	
  Transportation	
  
Planning	
  Authority,	
  our	
  client	
  at	
  the	
  Voorhees	
  Transportation	
  Center,	
  as	
  
part	
  of	
  a	
  project	
  to	
  develop	
  innovative	
  public	
  involvement	
  techniques.	
  
 
MEMO	
  
TO:	
  North	
  Jersey	
  Transportation	
  Planning	
  Authority	
  
FROM:	
  Voorhees	
  Transportation	
  Center,	
  Rutgers	
  
RE:	
  Legislation	
  Regarding	
  Public	
  Participation	
  in	
  the	
  Transportation	
  Planning	
  Process	
  
	
  
Several	
  important	
  pieces	
  of	
  federal	
  legislation	
  mandate	
  that	
  metropolitan	
  planning	
  organizations,	
  
states,	
  or	
  federal	
  agencies	
  seek	
  public	
  involvement	
  throughout	
  a	
  transportation	
  project’s	
  lifetime	
  
and	
  seek	
  to	
  engage	
  underserved	
  populations.	
  Forming	
  the	
  foundation	
  of	
  most	
  laws	
  regarding	
  public	
  
participation	
  are	
  two	
  principal	
  pieces	
  of	
  legislation:	
  Title	
  VI	
  of	
  the	
  Civil	
  Rights	
  Act	
  of	
  1964,	
  which	
  
addresses	
  rights	
  of	
  people	
  based	
  on	
  race,	
  color,	
  or	
  national	
  origin,	
  and	
  the	
  Americans	
  with	
  
Disabilities	
  Act	
  of	
  1990,	
  which	
  addresses	
  the	
  rights	
  of	
  people	
  with	
  disabilities.	
  Both	
  acts	
  prohibit	
  
discrimination	
  against	
  protected	
  groups	
  by	
  any	
  programs	
  and	
  agencies	
  receiving	
  federal	
  funding.	
  
These	
  acts	
  have	
  informed	
  other	
  transportation-­‐specific	
  mandates	
  since	
  their	
  inception.	
  The	
  
following	
  is	
  a	
  review	
  of	
  relevant	
  laws:	
  
States	
  and	
  MPOs	
  Must	
  Seek	
  Public	
  Input	
  
The	
  Transportation	
  Equity	
  Act	
  for	
  the	
  21st	
  Century	
  (TEA-­21)	
  of	
  1998	
  states	
  in	
  section	
  1203	
  that	
  
when	
  developing	
  a	
  program	
  the	
  MPO,	
  in	
  cooperation	
  with	
  the	
  State,	
  should	
  “provide	
  citizens,	
  
affected	
  public	
  agencies…	
  representatives	
  of	
  users	
  of	
  public	
  transit,	
  and	
  other	
  interested	
  parties	
  
with	
  a	
  reasonable	
  opportunity	
  to	
  comment	
  on	
  the	
  proposed	
  program.”1	
  States	
  should	
  do	
  the	
  same	
  
when	
  developing	
  a	
  long-­‐range	
  transportation	
  plan.	
  	
  
The	
  Safe,	
  Accountable,	
  Flexible,	
  Efficient	
  Transportation	
  Equity	
  Act:	
  A	
  Legacy	
  for	
  Users	
  
(SAFETEA-­‐LU)	
  of	
  2005	
  builds	
  on	
  the	
  TEA-­‐21	
  and	
  outlines	
  specific	
  requirements	
  for	
  public	
  outreach	
  
by	
  the	
  MPO	
  or	
  DOT.	
  Public	
  meetings	
  must	
  be	
  accessible	
  and	
  convenient	
  for	
  the	
  public,	
  include	
  
adequate	
  notice,	
  and	
  have	
  information	
  available	
  online.	
  The	
  agency	
  must	
  also	
  solicit	
  the	
  needs	
  of	
  
traditionally	
  underserved	
  populations	
  and	
  seriously	
  consider	
  the	
  public	
  input	
  it	
  receives.2	
  	
  
Similar	
  to	
  the	
  SAFETEA-­‐LU,	
  The	
  Code	
  of	
  Federal	
  Regulations,	
  Title	
  23,	
  §450	
  provides	
  planning	
  
standards	
  for	
  transportation	
  projects.	
  §450.316	
  states	
  that	
  MPOs	
  must	
  have	
  plans	
  for	
  engaging	
  the	
  
public,	
  agencies,	
  and	
  other	
  transportation	
  stakeholders.	
  The	
  document	
  should	
  address	
  the	
  MPO’s	
  
strategies	
  for	
  providing	
  notice	
  of	
  hearings,	
  making	
  hearings	
  convenient	
  to	
  attend,	
  receiving	
  public	
  
feedback,	
  and	
  reaching	
  populations	
  “traditionally	
  underserved	
  by	
  existing	
  transportation	
  
systems.”3	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1	
  https://www.fhwa.dot.gov/tea21/h2400.htm	
  	
  
2	
  https://www.fhwa.dot.gov/safetealu/legis.htm	
  	
  
3	
  http://www.ecfr.gov/cgi-­‐bin/text-­‐
idx?c=ecfr;sid=e2662fc63c225d496d1fa6ce22ea6cb8;rgn=div5;view=text;node=23%3A1.0.1.5.11;idno=23;cc=ecfr#se23.
1.450_1316	
  	
  
All	
  states	
  receiving	
  federal	
  highway	
  funding	
  must,	
  under	
  the	
  Code	
  of	
  Federal	
  Regulations,	
  Title	
  
23	
  §771.111,	
  provide	
  “early	
  and	
  continuing	
  opportunities”4	
  to	
  give	
  the	
  public	
  an	
  opportunity	
  to	
  
identify	
  potential	
  social,	
  economic,	
  and	
  environmental	
  impacts	
  of	
  the	
  proposed	
  project.	
  A	
  public	
  
hearing	
  must	
  be	
  held	
  when	
  a	
  project	
  receiving	
  federal	
  aid	
  will:	
  result	
  in	
  certain	
  changes	
  to	
  roadway	
  
layouts	
  or	
  functions,	
  negatively	
  affect	
  abutting	
  property,	
  and	
  cause	
  significant	
  environmental,	
  
social,	
  and	
  economic	
  effects.	
  The	
  hearing	
  must	
  be	
  given	
  with	
  reasonable	
  notice	
  and	
  must	
  explain	
  
the	
  project’s	
  purpose,	
  potential	
  alternatives,	
  and	
  anticipated	
  impacts,	
  as	
  well	
  as	
  the	
  proposing	
  
agency’s	
  procedures	
  for	
  receiving	
  public	
  comment.	
  	
  
Federal	
  Agencies	
  Must	
  Reach	
  Out	
  to	
  Minority	
  Populations	
  
Executive	
  Order	
  12898,	
  “Federal	
  Actions	
  to	
  Address	
  Environmental	
  Justice	
  in	
  Minority	
  
Populations	
  and	
  Low-­‐Income	
  Populations,”	
  specifically	
  addresses	
  federal	
  agencies’	
  obligation	
  to	
  
examine	
  the	
  health	
  and	
  environmental	
  effects	
  of	
  their	
  proposed	
  programs	
  on	
  minority	
  and	
  
underserved	
  populations.	
  Each	
  agency	
  should	
  ensure	
  that	
  communications	
  related	
  to	
  the	
  
environment	
  or	
  public	
  health	
  are	
  “concise,	
  understandable,	
  and	
  readily	
  accessible	
  to	
  the	
  public”	
  and	
  
translated	
  into	
  other	
  languages	
  “whenever	
  practicable	
  and	
  appropriate.”	
  5	
  
Federal	
  Agencies	
  Must	
  Engage	
  LEP	
  Individuals	
  
Executive	
  Order	
  13166	
  addresses	
  engagement	
  of	
  Limited	
  English	
  Proficiency	
  (LEP)	
  individuals:	
  
“Each	
  Federal	
  agency	
  shall	
  prepare	
  a	
  plan	
  to	
  improve	
  access	
  to	
  its	
  federally	
  conducted	
  programs	
  
and	
  activities	
  by	
  eligible	
  LEP	
  persons.”6	
  The	
  Order	
  allows	
  agencies	
  significant	
  freedom	
  in	
  crafting	
  
their	
  own	
  plans,	
  but	
  provides	
  some	
  more	
  specific	
  guidance	
  in	
  its	
  policy	
  guidance	
  document,	
  
“Guidance	
  to	
  Federal	
  Financial	
  Assistance	
  Recipients	
  Regarding	
  Title	
  VI	
  Prohibition	
  against	
  
National	
  Origin	
  Discrimination	
  Affecting	
  Limited	
  English	
  Proficient	
  Persons.”	
  	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
4	
  http://www.ecfr.gov/cgi-­‐bin/text-­‐
idx?SID=51295ac6d656d8ca83ac5933bdaccddc&mc=true&node=pt23.1.771&rgn=div5	
  
5	
  http://www.archives.gov/federal-­‐register/executive-­‐orders/pdf/12898.pdf	
  
6	
  http://www.gpo.gov/fdsys/pkg/FR-­‐2000-­‐08-­‐16/pdf/00-­‐20938.pdf	
  

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Writing Sample 1

  • 1.   Legislation  Regarding  Public  Involvement  in   the  Transportation  Planning  Process       FALL  2015   Description:  Memo  prepared  for  the  North  Jersey  Transportation   Planning  Authority,  our  client  at  the  Voorhees  Transportation  Center,  as   part  of  a  project  to  develop  innovative  public  involvement  techniques.  
  • 2.   MEMO   TO:  North  Jersey  Transportation  Planning  Authority   FROM:  Voorhees  Transportation  Center,  Rutgers   RE:  Legislation  Regarding  Public  Participation  in  the  Transportation  Planning  Process     Several  important  pieces  of  federal  legislation  mandate  that  metropolitan  planning  organizations,   states,  or  federal  agencies  seek  public  involvement  throughout  a  transportation  project’s  lifetime   and  seek  to  engage  underserved  populations.  Forming  the  foundation  of  most  laws  regarding  public   participation  are  two  principal  pieces  of  legislation:  Title  VI  of  the  Civil  Rights  Act  of  1964,  which   addresses  rights  of  people  based  on  race,  color,  or  national  origin,  and  the  Americans  with   Disabilities  Act  of  1990,  which  addresses  the  rights  of  people  with  disabilities.  Both  acts  prohibit   discrimination  against  protected  groups  by  any  programs  and  agencies  receiving  federal  funding.   These  acts  have  informed  other  transportation-­‐specific  mandates  since  their  inception.  The   following  is  a  review  of  relevant  laws:   States  and  MPOs  Must  Seek  Public  Input   The  Transportation  Equity  Act  for  the  21st  Century  (TEA-­21)  of  1998  states  in  section  1203  that   when  developing  a  program  the  MPO,  in  cooperation  with  the  State,  should  “provide  citizens,   affected  public  agencies…  representatives  of  users  of  public  transit,  and  other  interested  parties   with  a  reasonable  opportunity  to  comment  on  the  proposed  program.”1  States  should  do  the  same   when  developing  a  long-­‐range  transportation  plan.     The  Safe,  Accountable,  Flexible,  Efficient  Transportation  Equity  Act:  A  Legacy  for  Users   (SAFETEA-­‐LU)  of  2005  builds  on  the  TEA-­‐21  and  outlines  specific  requirements  for  public  outreach   by  the  MPO  or  DOT.  Public  meetings  must  be  accessible  and  convenient  for  the  public,  include   adequate  notice,  and  have  information  available  online.  The  agency  must  also  solicit  the  needs  of   traditionally  underserved  populations  and  seriously  consider  the  public  input  it  receives.2     Similar  to  the  SAFETEA-­‐LU,  The  Code  of  Federal  Regulations,  Title  23,  §450  provides  planning   standards  for  transportation  projects.  §450.316  states  that  MPOs  must  have  plans  for  engaging  the   public,  agencies,  and  other  transportation  stakeholders.  The  document  should  address  the  MPO’s   strategies  for  providing  notice  of  hearings,  making  hearings  convenient  to  attend,  receiving  public   feedback,  and  reaching  populations  “traditionally  underserved  by  existing  transportation   systems.”3                                                                                                                               1  https://www.fhwa.dot.gov/tea21/h2400.htm     2  https://www.fhwa.dot.gov/safetealu/legis.htm     3  http://www.ecfr.gov/cgi-­‐bin/text-­‐ idx?c=ecfr;sid=e2662fc63c225d496d1fa6ce22ea6cb8;rgn=div5;view=text;node=23%3A1.0.1.5.11;idno=23;cc=ecfr#se23. 1.450_1316    
  • 3. All  states  receiving  federal  highway  funding  must,  under  the  Code  of  Federal  Regulations,  Title   23  §771.111,  provide  “early  and  continuing  opportunities”4  to  give  the  public  an  opportunity  to   identify  potential  social,  economic,  and  environmental  impacts  of  the  proposed  project.  A  public   hearing  must  be  held  when  a  project  receiving  federal  aid  will:  result  in  certain  changes  to  roadway   layouts  or  functions,  negatively  affect  abutting  property,  and  cause  significant  environmental,   social,  and  economic  effects.  The  hearing  must  be  given  with  reasonable  notice  and  must  explain   the  project’s  purpose,  potential  alternatives,  and  anticipated  impacts,  as  well  as  the  proposing   agency’s  procedures  for  receiving  public  comment.     Federal  Agencies  Must  Reach  Out  to  Minority  Populations   Executive  Order  12898,  “Federal  Actions  to  Address  Environmental  Justice  in  Minority   Populations  and  Low-­‐Income  Populations,”  specifically  addresses  federal  agencies’  obligation  to   examine  the  health  and  environmental  effects  of  their  proposed  programs  on  minority  and   underserved  populations.  Each  agency  should  ensure  that  communications  related  to  the   environment  or  public  health  are  “concise,  understandable,  and  readily  accessible  to  the  public”  and   translated  into  other  languages  “whenever  practicable  and  appropriate.”  5   Federal  Agencies  Must  Engage  LEP  Individuals   Executive  Order  13166  addresses  engagement  of  Limited  English  Proficiency  (LEP)  individuals:   “Each  Federal  agency  shall  prepare  a  plan  to  improve  access  to  its  federally  conducted  programs   and  activities  by  eligible  LEP  persons.”6  The  Order  allows  agencies  significant  freedom  in  crafting   their  own  plans,  but  provides  some  more  specific  guidance  in  its  policy  guidance  document,   “Guidance  to  Federal  Financial  Assistance  Recipients  Regarding  Title  VI  Prohibition  against   National  Origin  Discrimination  Affecting  Limited  English  Proficient  Persons.”                                                                                                                                 4  http://www.ecfr.gov/cgi-­‐bin/text-­‐ idx?SID=51295ac6d656d8ca83ac5933bdaccddc&mc=true&node=pt23.1.771&rgn=div5   5  http://www.archives.gov/federal-­‐register/executive-­‐orders/pdf/12898.pdf   6  http://www.gpo.gov/fdsys/pkg/FR-­‐2000-­‐08-­‐16/pdf/00-­‐20938.pdf