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HUMANITARIAN INFORMATION
MANAGEMENT RESEARCH
How Researchers and Organisations Can Work Together
This publication was developed by OCHA
Field Information Services.
Authors: Katie Whipkey and Andrej Verity
Special thanks to the following people for
their contributions:
Vincenzo Bollettino, Jennifer Chan,
Martina Comes, Hlekiwe Kachali, Kenny
Meesters, Karen Payne
Design and Layout: Ignacio G. Rebollo
Made possible by
July 2015
Background
Information is being produced, collected, and stored at a faster rate and in greater quantities than
ever before, allowing organisations to amass vast amounts of rapidly and dynamically evolving data.
There are a growing number of academic disciplines and humanitarian organisations dedicated
to the study and practice of managing such data, and a new line of information management
professionals are emerging in response. The opportunities and challenges related to the digital
revolution are many. While information technology has enhanced the capacity of researchers
studying humanitarian action broadly, and specifically in the role of technology in humanitarian
research, there is a need to better connect and coordinate the activities in practice and in research.
Increasingly, disaster affected communities, donors, and humanitarian agencies are demanding
clear evidence of the impact and outcomes of humanitarian programs. This requires that humanitarian
aid agencies think seriously about embedding learning mechanisms or evaluation metrics into their
program design (as a part of the program design itself and not merely as a tool to be employed after
the program has been completed). Digital data collection tools, GIS-coded social media, imagery of
various sorts, and other data sources also provide unique opportunities to speed population based
research. These help provide humanitarian agencies with better contextual knowledge of the field
operating environment and disaster-affected communities’ perceptions of humanitarian assistance.
Such technological developments are likely to have a transformative effect on ongoing humanitarian
responses as well as academic research. Partnership between academic or research institutions
and aid organisations would enable institutions to create a standby research task force to deploy with
an organisation when requested in order to optimally act on these new opportunities and leverage
their potential to improve humanitarian operations. Information management is transdisciplinary by
nature and establishing a formal collaboration between institutions and organisations will continue
the trend of de-siloing academia.
BENEFITS TO ORGANISATIONS AND INSTITUTIONS
Why would an organisation benefit from a Humanitarian IM Researcher? Today, the
information landscape is changing more rapidly and drastically than ever before. Researchers are
on top of the trends in information management and can assist practitioners in the field in real-time
to deliver services most effectively during the disaster as well as for research use after to inform
future response. Researchers can provide guidance and feedback including:
•	 Co-development and co-design of tools, protocols, products, processes, and innovations for
IM and other research domains.
•	 Support of real-time and post-emergency evaluation of products and tools.
•	 Facilitate organisational learning, keeping track of lessons learned, and providing a neutral
stance for moderating innovation and change processes.
•	 Provide trainings and workshops for new deployments.
Page 3
•	 Access to wider body of knowledge, from academia or other organisations, and research in
other fields.
•	 Produce reports in-country and create comprehensive papers following the crisis.
•	 Act as another member of the team by participating in hands-on activities including
programming, process design, or using other skills that the researcher has to add to the
capacity available in the field.
•	 Serve as the front-line communicator with other researchers to provide and discuss data and
findings upon request.
•	 Provide synthesised insights across deployments and contexts.
What benefits does this bring to a researcher and their institution? Disasters are increasing
worldwide and the need for better information about how to manage response and deliver services
is a growing field. Institutions collaborating with organisations will give both the institutions and
researchers direct access to a growing field and the ability to have first-hand experience conducting
research in real-time. Some benefits to researchers and institutions include:
•	 Increased credibility for institutions’ disaster research.
•	 Complete access to raw data as it is being collected.
•	 Ability to monitor and advise groups of researchers.
•	 Capability to publish timely and relevant findings after the crisis.
•	 Position information management as an applied research field as other disciplines including
epidemiology, anthropology, etc. have done.
•	 Gain a greater sense of community between Humanitarian IM Researchers and more
opportunities to be published in the field.
•	 Ability to conduct routine live evaluations to monitor changes.
•	 Opportunity to practice continuous learning and share new ideas and findings with research
colleagues.
•	 Capacity building via dedicated graduate and undergraduate programs and communicating
calls for innovation back into the academic realm.
•	 Standardisation of taxonomies, sector-based or cross-sectional, to enable comparison of
response across disasters.
•	 Further collaboration and synergy when combining research across multiple crisis location
visits or disasters.
EXAMPLES OF HUMANITARIAN IM RESEARCH ADOPTION
Information Systems for Crisis Response and Management (ISCRAM) together with the Digital
Humanitarian Network (DHN) have already begun discussions to introduce their own concept
of a Digital Humanitarian Network Research Coordinator directly into DHN. The DHN Research
Coordinator would have a two-to-four year commitment, would have full access to all information and
data in any DHN activation, would advise based on past academic findings, would share information
with other researchers (where possible), and would publish research findings in academic journals.
Page 4
The Disaster Resilience Lab (DRL) brings together researchers from the Centre for Integrated
Emergency Management (University of Agder, Norway), Tilburg University (The Netherlands) and
supporting research institutions including the Ecole de Mines Albi (France). The goal is to connect
researchers, practitioners, and volunteers working in disaster response in the field and to improve
disaster resilience through understanding the needs for sensemaking and decision making during
crises. Research teams are deployed to the field during humanitarian response and are supported
continuously by remote experts in order to conduct relevant, scientifically sound, and rigorous
methodologies for disaster response.
Pennsylvania State University (USA) and NetHope are collaborating on a research project
supported by the United States National Science Foundation titled RAPID: Socio-technical systems
and Big Data Analytics in the Ebola Response. The interdisciplinary team is comprised of computer
and social scientists, information, emergency response and public health specialists in both research
and practitioner roles. The research project examines the organisational and technical aspects of
the use of big data in Ebola response organisations with a focus upon its role in decision-making.
The goal is to better understand how, when, and where big data analyses can be useful, guiding
organisations to better leverage analytic outputs in decision making during crisis response.
CHARACTERISTICS OF COLLABORATIVE HUMANITARIAN IM RESEARCH
In order for humanitarian information management research to be successful, there are certain
characteristics the individual and sponsoring organisation must have. It is important that both are
flexible, open to learning, and recognise the value of collaboration.
Some examples of important traits of a researcher are knowledge of humanitarian relief skills such
as real-time evaluation and cluster coordination, preferably as a result of direct field experience,
and the aptitude to manage data and information. To deepen knowledge, they should participate
in trainings and simulations to prepare themselves for work in the field. They would be expected
to use their skills not only in research, but to act as a part of the team and fulfill daily non-research
duties where needed.
In exchange, the organisation is expected to create a collaborative team environment and provide
researchers with the same information and resources as other staff. Additionally, the organisation
must take responsibility to negotiate important roles and responsibilities of both parties in a
Memorandum of Understanding (MOU) before deploying. Topics should include: the prioritisation
of how information will be collected and used, managing the dual roles of the researcher and aid
worker, overcoming potential conflicts of interest, and other relevant considerations.
For more specific traits and duties of a Humanitarian IM Researcher and the obligations of a good
humanitarian organisation, refer to the Humanitarian IM Research diagram below.
Page 5
env
ironment
chara
cteristic
s
phil
osophical
operation
al
P
e
xperience&
skills
S
persona
ltraits
T
research
competencies
C
operation
al
O
datamanag
ement
D
O
befor
ecrisis
duringcr
isis
B
D
Listen to and incorporate feedback
Treat as a part of the team
Encourage researchAbility to see
the big picture
Act as a part
of the team
Adaptability
Analytic mindset
Candidness
Collaborative
Creative and curious
Cultural awareness
Quick thinking
Resourcefulness Willingness
to provide and
receive feedback
Ability to work in a
crisis/emergency environment
Able to conduct trainings
Aptitude to manage big data
Basic field
survival capabilities
Humanitarian training
completed through courses
Experience in development
or emergency settings
Information technology knowledge and skills
Negotiation skills
Perform services
within protocols
Capacity for real-time
evaluation and analysis
Comply with research
and humanitarian ethics
Balance timeline between
immediate report needs
and peer-review process
Direct experience
undertaking field research
Employ quantitative
and qualitative approaches
Incorporate inter- and
transdisciplinary research methods
Knowledge of
cluster coordination
Social Science research
training (PhD, MS)
Remain unbiased
in information analysis
Foster collaboration
information
& data
recovery
& response
organisational
management
HUMANITARIAN INFORMATION MANAGEMENT RESEARCH
HOW RESEARCHERS AND ORGANISATIONS CAN WORK TOGETHER
RESEARCH
AREAS
BigDatadatacollection inaustereenvironments
datasecurity(inemergencies)
digitalinnovation
globalinformationsystems
humanitariananalytics
information flow
product dissemination
community engagement (local and remote)
crisis management
disaster recovery
emergency response
ethical humanitarian research
humanitarian relief
needsassessment
collaborativeworkingenvironmentscommunicationstructure
coordination
decision/sensemaking
group processes
innovationmanagement
institutionallearning
logistics
RESEARCHE
RS
or
ganisation
obl
igations
duties
Allow for free
release of information
for academic purposes
Ask for advice
on new systems
Give access to
all information
Provide access to the office and
field settings
Include in agency
communications
Assign
a space
to work
Continually
update on
deployments
Sign MOU
Negotiate
terms of MOU
Provide necessary
trainings
Willing to
facilitate meetings
Anonymise data
Anticipate, define and
fulfill information needs
Deploy from start
to finish or as appropriate
with organisation
Give regular
updates on research
Remind groups of
continuous learning
Maintain feedback loop
with research community
�Write academic papers
��Train new deployments
Perform daily
non-research duties
to assist team
��Produce quick
and succinct
in-country reports
��Provide quick feedback
����Take part in
responder simulations
Collect and
analyse all data
Interview affected
population to
gather information
Document observations
and self-reflections
Routinely conduct live
evaluations to monitor changes
Provide resources for
training materials
Facilitate access to
food, health and security
when possible
Make contacts
between researcher
and agencies
Aid in travel and
accommodation
when appropriate
Page 6
RESEARCH AREAS
Organisational Management
Collaborative working environments
Communication structure
Coordination
Decision / Sensemaking
Group processes
Innovation management
Institutional learning
Logistics
Big data
Data collection in austere environments
Data security (in emergencies)
Digital innovation
Global information systems
Humanitarian analytics
Information flow
Product dissemination
Community engagement (local and remote)
Crisis management
Disaster recovery
Emergency response
Ethical humanitarian research
Humanitarian relief
Needs assessment
Information and Data Recovery and Response
RESEARCHER
CHARACTERISTICS
organisation
environment
obligations
duties
Experience and Skills
Ability to work in a crisis/emergency environment
Able to conduct trainings
Aptitude to manage big data
Basic field survival capabilities
Experience in development or emergency settings
Humanitarian training completed through courses
Information technology knowledge and skills
Negotiation skills
Perform services within protocols
Ability to see the big picture
Act as a part of the team
Adaptability
Analytic mindset
Candidness
Collaborative
Creative and curious
Cultural awareness
Quick thinking
Resourcefulness
Willingness to provide and receive feedback
Balance timeline between immediate reports and
peer-review process
Capacity for real-time evaluation and analysis
Comply with research and humanitarian ethics
Direct experience undertaking field research
Employ quantitative and qualitative approaches
Incorporate inter- and transdisciplinary research
methods
Knowledge of cluster coordination
Remain unbiased in information analysis
Social Science research training (PhD, MS)
Personal Traits Research Competencies
Operational
Philosophical Operational
Before Crisis During Crisis
Deploy from start to finish or as appropriate with organisation
Give regular updates on research
Maintain feedback loop with research community
Perform daily non-research duties to assist team
Produce quick and succinct in-country reports
Provide quick feedback
Remind groups of continuous learning
Take part in responder simulations
Train new deployments
Write academic papers
Encourage research
Foster collaboration
Listen to and incorporate feedback
Treat as a part of the team
Allow for free release of information for academic purposes
Ask for advice on new systems
Give access to all information
Include in agency communications
Provide access to the office and field settings
  Make contacts between researcher and agencies
Negotiate terms of MOU
  Provide necessary trainings
  Provide resources for training materials
  Sign MOU
  Willing to facilitate meetings
Aid in travel and accommodation when appropriate
Assign a space to work
Continually update on deployments
Facilitate access to food, health, and security when possible
Anonymise data
Anticipate, define, and fulfill information needs   
Collect and analyse all data
Routinely conduct live evaluations to monitor changes
Document observations and self-reflections
Interview affected population to gather information
Data Management
Page 7

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Humanitarian_IM_Research_July2015

  • 1. HUMANITARIAN INFORMATION MANAGEMENT RESEARCH How Researchers and Organisations Can Work Together
  • 2. This publication was developed by OCHA Field Information Services. Authors: Katie Whipkey and Andrej Verity Special thanks to the following people for their contributions: Vincenzo Bollettino, Jennifer Chan, Martina Comes, Hlekiwe Kachali, Kenny Meesters, Karen Payne Design and Layout: Ignacio G. Rebollo Made possible by July 2015
  • 3. Background Information is being produced, collected, and stored at a faster rate and in greater quantities than ever before, allowing organisations to amass vast amounts of rapidly and dynamically evolving data. There are a growing number of academic disciplines and humanitarian organisations dedicated to the study and practice of managing such data, and a new line of information management professionals are emerging in response. The opportunities and challenges related to the digital revolution are many. While information technology has enhanced the capacity of researchers studying humanitarian action broadly, and specifically in the role of technology in humanitarian research, there is a need to better connect and coordinate the activities in practice and in research. Increasingly, disaster affected communities, donors, and humanitarian agencies are demanding clear evidence of the impact and outcomes of humanitarian programs. This requires that humanitarian aid agencies think seriously about embedding learning mechanisms or evaluation metrics into their program design (as a part of the program design itself and not merely as a tool to be employed after the program has been completed). Digital data collection tools, GIS-coded social media, imagery of various sorts, and other data sources also provide unique opportunities to speed population based research. These help provide humanitarian agencies with better contextual knowledge of the field operating environment and disaster-affected communities’ perceptions of humanitarian assistance. Such technological developments are likely to have a transformative effect on ongoing humanitarian responses as well as academic research. Partnership between academic or research institutions and aid organisations would enable institutions to create a standby research task force to deploy with an organisation when requested in order to optimally act on these new opportunities and leverage their potential to improve humanitarian operations. Information management is transdisciplinary by nature and establishing a formal collaboration between institutions and organisations will continue the trend of de-siloing academia. BENEFITS TO ORGANISATIONS AND INSTITUTIONS Why would an organisation benefit from a Humanitarian IM Researcher? Today, the information landscape is changing more rapidly and drastically than ever before. Researchers are on top of the trends in information management and can assist practitioners in the field in real-time to deliver services most effectively during the disaster as well as for research use after to inform future response. Researchers can provide guidance and feedback including: • Co-development and co-design of tools, protocols, products, processes, and innovations for IM and other research domains. • Support of real-time and post-emergency evaluation of products and tools. • Facilitate organisational learning, keeping track of lessons learned, and providing a neutral stance for moderating innovation and change processes. • Provide trainings and workshops for new deployments. Page 3
  • 4. • Access to wider body of knowledge, from academia or other organisations, and research in other fields. • Produce reports in-country and create comprehensive papers following the crisis. • Act as another member of the team by participating in hands-on activities including programming, process design, or using other skills that the researcher has to add to the capacity available in the field. • Serve as the front-line communicator with other researchers to provide and discuss data and findings upon request. • Provide synthesised insights across deployments and contexts. What benefits does this bring to a researcher and their institution? Disasters are increasing worldwide and the need for better information about how to manage response and deliver services is a growing field. Institutions collaborating with organisations will give both the institutions and researchers direct access to a growing field and the ability to have first-hand experience conducting research in real-time. Some benefits to researchers and institutions include: • Increased credibility for institutions’ disaster research. • Complete access to raw data as it is being collected. • Ability to monitor and advise groups of researchers. • Capability to publish timely and relevant findings after the crisis. • Position information management as an applied research field as other disciplines including epidemiology, anthropology, etc. have done. • Gain a greater sense of community between Humanitarian IM Researchers and more opportunities to be published in the field. • Ability to conduct routine live evaluations to monitor changes. • Opportunity to practice continuous learning and share new ideas and findings with research colleagues. • Capacity building via dedicated graduate and undergraduate programs and communicating calls for innovation back into the academic realm. • Standardisation of taxonomies, sector-based or cross-sectional, to enable comparison of response across disasters. • Further collaboration and synergy when combining research across multiple crisis location visits or disasters. EXAMPLES OF HUMANITARIAN IM RESEARCH ADOPTION Information Systems for Crisis Response and Management (ISCRAM) together with the Digital Humanitarian Network (DHN) have already begun discussions to introduce their own concept of a Digital Humanitarian Network Research Coordinator directly into DHN. The DHN Research Coordinator would have a two-to-four year commitment, would have full access to all information and data in any DHN activation, would advise based on past academic findings, would share information with other researchers (where possible), and would publish research findings in academic journals. Page 4
  • 5. The Disaster Resilience Lab (DRL) brings together researchers from the Centre for Integrated Emergency Management (University of Agder, Norway), Tilburg University (The Netherlands) and supporting research institutions including the Ecole de Mines Albi (France). The goal is to connect researchers, practitioners, and volunteers working in disaster response in the field and to improve disaster resilience through understanding the needs for sensemaking and decision making during crises. Research teams are deployed to the field during humanitarian response and are supported continuously by remote experts in order to conduct relevant, scientifically sound, and rigorous methodologies for disaster response. Pennsylvania State University (USA) and NetHope are collaborating on a research project supported by the United States National Science Foundation titled RAPID: Socio-technical systems and Big Data Analytics in the Ebola Response. The interdisciplinary team is comprised of computer and social scientists, information, emergency response and public health specialists in both research and practitioner roles. The research project examines the organisational and technical aspects of the use of big data in Ebola response organisations with a focus upon its role in decision-making. The goal is to better understand how, when, and where big data analyses can be useful, guiding organisations to better leverage analytic outputs in decision making during crisis response. CHARACTERISTICS OF COLLABORATIVE HUMANITARIAN IM RESEARCH In order for humanitarian information management research to be successful, there are certain characteristics the individual and sponsoring organisation must have. It is important that both are flexible, open to learning, and recognise the value of collaboration. Some examples of important traits of a researcher are knowledge of humanitarian relief skills such as real-time evaluation and cluster coordination, preferably as a result of direct field experience, and the aptitude to manage data and information. To deepen knowledge, they should participate in trainings and simulations to prepare themselves for work in the field. They would be expected to use their skills not only in research, but to act as a part of the team and fulfill daily non-research duties where needed. In exchange, the organisation is expected to create a collaborative team environment and provide researchers with the same information and resources as other staff. Additionally, the organisation must take responsibility to negotiate important roles and responsibilities of both parties in a Memorandum of Understanding (MOU) before deploying. Topics should include: the prioritisation of how information will be collected and used, managing the dual roles of the researcher and aid worker, overcoming potential conflicts of interest, and other relevant considerations. For more specific traits and duties of a Humanitarian IM Researcher and the obligations of a good humanitarian organisation, refer to the Humanitarian IM Research diagram below. Page 5
  • 6. env ironment chara cteristic s phil osophical operation al P e xperience& skills S persona ltraits T research competencies C operation al O datamanag ement D O befor ecrisis duringcr isis B D Listen to and incorporate feedback Treat as a part of the team Encourage researchAbility to see the big picture Act as a part of the team Adaptability Analytic mindset Candidness Collaborative Creative and curious Cultural awareness Quick thinking Resourcefulness Willingness to provide and receive feedback Ability to work in a crisis/emergency environment Able to conduct trainings Aptitude to manage big data Basic field survival capabilities Humanitarian training completed through courses Experience in development or emergency settings Information technology knowledge and skills Negotiation skills Perform services within protocols Capacity for real-time evaluation and analysis Comply with research and humanitarian ethics Balance timeline between immediate report needs and peer-review process Direct experience undertaking field research Employ quantitative and qualitative approaches Incorporate inter- and transdisciplinary research methods Knowledge of cluster coordination Social Science research training (PhD, MS) Remain unbiased in information analysis Foster collaboration information & data recovery & response organisational management HUMANITARIAN INFORMATION MANAGEMENT RESEARCH HOW RESEARCHERS AND ORGANISATIONS CAN WORK TOGETHER RESEARCH AREAS BigDatadatacollection inaustereenvironments datasecurity(inemergencies) digitalinnovation globalinformationsystems humanitariananalytics information flow product dissemination community engagement (local and remote) crisis management disaster recovery emergency response ethical humanitarian research humanitarian relief needsassessment collaborativeworkingenvironmentscommunicationstructure coordination decision/sensemaking group processes innovationmanagement institutionallearning logistics RESEARCHE RS or ganisation obl igations duties Allow for free release of information for academic purposes Ask for advice on new systems Give access to all information Provide access to the office and field settings Include in agency communications Assign a space to work Continually update on deployments Sign MOU Negotiate terms of MOU Provide necessary trainings Willing to facilitate meetings Anonymise data Anticipate, define and fulfill information needs Deploy from start to finish or as appropriate with organisation Give regular updates on research Remind groups of continuous learning Maintain feedback loop with research community �Write academic papers ��Train new deployments Perform daily non-research duties to assist team ��Produce quick and succinct in-country reports ��Provide quick feedback ����Take part in responder simulations Collect and analyse all data Interview affected population to gather information Document observations and self-reflections Routinely conduct live evaluations to monitor changes Provide resources for training materials Facilitate access to food, health and security when possible Make contacts between researcher and agencies Aid in travel and accommodation when appropriate Page 6
  • 7. RESEARCH AREAS Organisational Management Collaborative working environments Communication structure Coordination Decision / Sensemaking Group processes Innovation management Institutional learning Logistics Big data Data collection in austere environments Data security (in emergencies) Digital innovation Global information systems Humanitarian analytics Information flow Product dissemination Community engagement (local and remote) Crisis management Disaster recovery Emergency response Ethical humanitarian research Humanitarian relief Needs assessment Information and Data Recovery and Response RESEARCHER CHARACTERISTICS organisation environment obligations duties Experience and Skills Ability to work in a crisis/emergency environment Able to conduct trainings Aptitude to manage big data Basic field survival capabilities Experience in development or emergency settings Humanitarian training completed through courses Information technology knowledge and skills Negotiation skills Perform services within protocols Ability to see the big picture Act as a part of the team Adaptability Analytic mindset Candidness Collaborative Creative and curious Cultural awareness Quick thinking Resourcefulness Willingness to provide and receive feedback Balance timeline between immediate reports and peer-review process Capacity for real-time evaluation and analysis Comply with research and humanitarian ethics Direct experience undertaking field research Employ quantitative and qualitative approaches Incorporate inter- and transdisciplinary research methods Knowledge of cluster coordination Remain unbiased in information analysis Social Science research training (PhD, MS) Personal Traits Research Competencies Operational Philosophical Operational Before Crisis During Crisis Deploy from start to finish or as appropriate with organisation Give regular updates on research Maintain feedback loop with research community Perform daily non-research duties to assist team Produce quick and succinct in-country reports Provide quick feedback Remind groups of continuous learning Take part in responder simulations Train new deployments Write academic papers Encourage research Foster collaboration Listen to and incorporate feedback Treat as a part of the team Allow for free release of information for academic purposes Ask for advice on new systems Give access to all information Include in agency communications Provide access to the office and field settings   Make contacts between researcher and agencies Negotiate terms of MOU   Provide necessary trainings   Provide resources for training materials   Sign MOU   Willing to facilitate meetings Aid in travel and accommodation when appropriate Assign a space to work Continually update on deployments Facilitate access to food, health, and security when possible Anonymise data Anticipate, define, and fulfill information needs    Collect and analyse all data Routinely conduct live evaluations to monitor changes Document observations and self-reflections Interview affected population to gather information Data Management Page 7