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AGforvicearnn ance Newsletter 
Good governance 
in Africa 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 1 
Vol.1 Issue 01 January-March 2011 
A QUARTERLY NEWSLETTER ON CURRENT DEVELOPMENT ISSUES ON GOVERNANCE IN AFRICA 
UNECA 
Governance and Public Administration Division 
AUC 
Department of Political Affairs 
In this issue 
Interview with H.E. 
Mrs. Julia Dolly Joiner, 
Commissioner for Political 
Affairs, African Union 
Commission 
Regional Initiatives 
Viewpoints and 
Think-Pieces 
For the records 
Photo/Chris Herwig/UNMIL
Foreword- H.E. Mrs. Julia Dolly Joiner, Commissioner for 
Political Affairs, African Union Commission 4 
Editorial Comment- Said Adejumobi, Chair, Editorial 
Committee 5 
Regional Initiatives and Activities in 
Africa: 
»»The Road to the “Shared Values Summit’ of the African Union 6 
»»The African Governance Architecture 8 
»» The African Union’s Draft Charter on the Values and Principles of Public 
Service and Administration in Africa 10 
»»The Human Rights Strategy for Africa 12 
»»UNECA’s Regional Anti-Corruption Programme 13 
»»AU’s Technical Assistance Programme for Election Management Bodies 14 
»»AGR: A Landmark Report on Governance in Africa 15 
»» The APRM in fostering Shared Values in Africa 16 
»» Collective Rejection of Unconstitutional Change of Government as a 
Shared Political Value in Africa 17 
Interview: Interview with H.E. Mrs. Julia Dolly Joiner, 
Commissioner for Political Affairs, African Union Commission on her 
stewardship and progress on governance and democracy in Africa 18 
Viewpoints and Thinkpieces: Governance Reform 
in a Post-Conflict Context: The Liberian Experience- H.E. Amos 
Sawyer, former President of Liberia, Chairperson, Liberian Governance 
Commission, and Member, APRM Panel of Eminent Persons 23 
For the Records: 
• Status of Ratification of the Charter on Democracy, Elections and 
Governance by AU Member States 30 
Recent and Upcoming Events and 
Activities 31 
In this 
issue 
AGforvicearnn ance Newsletter 
Good governance 
in Africa 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 1 
Vol.1 Issue 01 January-March 2011 
A QUARTERLY NEWSLETTER ON CURRENT DEVELOPMENT ISSUES ON GOVERNANCE IN AFRICA 
UNECA 
Governance and Public Administration Division 
AUC 
Department of Political Affairs 
In this issue 
Interview with H.E. 
Mrs. Julia Dolly Joiner, 
Commissioner for Political 
Affairs, African Union 
Commission 
Regional Initiatives 
Viewpoints and 
Think-Pieces 
For the records 
Photo/Chris Herwig/UNMIL 
Consultative Advisory Group 
H.E. Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission 
Mr. Abdalla Hamdok, Director, Governance and Public Administration Division (GPAD), UNECA. 
Designed and printed by the Documents Publishing Unit-PCMS, UNECA 
Editorial Committee 
Co-Chairs: Said Adejumobi- ECA and 
Salim Latib – AUC 
Members: 
Gamal Ibrahim- ECA 
Chrysantus Ayangafac- AUC 
Mercy Wambui- ECA 
Abraham Roch Okoko Esseau – AUC 
Valerio Bosco- ECA
“This is Africa’s moment, which must be seized to 
transform the economic and social destiny of our 
continent. Achieving the MDGs is critical to this end, just as 
is improved governance of our development processes. ECA 
stands ready to support the efforts of the African Union and its 
Commission in pursuit of these noble objectives”. 
H.E. Mr. Abdoulie Janneh, Speech to the Seventeenth Ordinary Session of the Executive 
Council of the African Union, 22 July 2010, Kampala, Uganda 
H.E. Mr. Abdoulie Janneh, UN Under-secretary General and ECA’s Executive Secretary, and H.E. Mr. Jean Ping, Chair 
of the African Union Commission are the primary drivers of the partnership between the two institutions 
“...we are uniquely privileged to have had a long history of 
valuable working relations and partnership with the ECA.... 
The Collaboration is designed to enable programmatic 
synergies but also to initiate dialogue, build consensus and 
mobilise partnership among stakeholders and to ensure ef-fective 
result-oriented actions that would enrich the living 
conditions of the people of our continent...” 
H.E. Jean Ping, Chairperson of the AU Commission on the Occasion of the 50th Anniversary of 
the United Nations Economic Commission for Africa. (24th October 2008)
Sustaining the governance and democracy momentum in 
Africa requires that knowledge driven advancement be mo-tivated 
by information and perspectives. Efforts to shape and 
reshape local and global views on Africa are furthermore con-tingent 
on information related to progress made and the activi-ties 
undertaken and unfolding within the terrain of governance 
and democracy. There is a great deal that has unfolded and that 
continues to unfold as a result of the wider commitment to 
governance and democracy, but much of this remains muddled 
in formal reports and in the confines of diplomatic dialogue. 
This Newsletter responds directly to existing information and 
knowledge gaps and is, in essence, directed at showcasing the 
activities, events and programmes in governance and democ-racy 
that are unfolding within Africa. 
Over the course of the past few months and indeed over time, 
the Department of Political Affairs of the African Union Com-mission 
(AUC), working with the Governance and Public 
Administration Division of the United Nations Economic 
Commission for Africa (UNECA), under the overall leader-ship 
of the Chairperson of the Commission, His Excellency 
Jean Ping and the Executive Secretary of the UNECA, Mr. 
Abdoulie Janneh, recognized that there is an urgent need to 
close the information gap and move beyond the communica-tion 
muddle and formalism that characterize relationships and 
interactions. The Newsletter is hence a product of the organic 
maturation of work that has unfolded in Africa in governance 
and democracy. In response to the democratic momentum and 
general commitment to governance, the AUC and the UNECA 
have initiated a number of programmes and activities. Knowl-edge 
of these is limited and often only confined to channels of 
formal communication. Even outside of a demand for more in-formation 
from civil society, partners and the general citizenry, 
policy makers have also called on us to begin sharing informa-tion 
in a more accessible and user friendly manner. In addition 
to other communication efforts, this Newsletter represents 
a very innovative and simple response to a wide demand for 
information. 
The shape and direction of what is contained in the Newslet-ter 
will always be contingent on the demands and perspectives 
of readers and the need to ensure that there is wider access to 
information. It is indeed, for this reason that through the part-nership 
between the Department of Political Affairs (DPA) 
of the AUC and the Governance and Public Administration 
Division (GPAD) of the UNECA, a decision was made to 
focus substantive content of the Newsletter on the provision 
and sharing of information on major initiatives, activities and 
events on governance especially at the regional level, and offer-ing 
independent reflections and perspectives on contemporary 
African governance issues and challenges. As both the African 
Union and the United Nations play active leadership roles in 
shaping the direction and content of work in governance and 
democracy, it is expected that this Newsletter will serve as an 
invaluable source of information for other actors and will over 
time become an essential instrument for coordinative action 
on governance in our Continent. 
Viewed in the wider context, the Newsletter represents a key 
instrument for all of the stakeholders who are and would be 
Foreword 
central to the Af-rican 
Governance 
Architecture and the 
African Governance 
Platform that would 
be launched, subject 
to the approval of 
the Policy Organs of 
the African Union. 
Indeed, at the centre 
of the African Gov-ernance 
Platform is a 
desire to ensure more 
coordinated responses 
to mandates through 
a more effective exchange and dissemination of information. 
Whilst the Newsletter constitutes a major step forward in the 
information-sharing process, both the DPA-AUC and GPAD-ECA 
recognize that much more will be needed to facilitate 
greater impact, through evidence-based policy development 
and implementation. This is indeed the substantive logic of 
the partnership that has been forged and that this Newsletter 
reflects. 
The release and launch of the inaugural edition of the Newslet-ter 
at the 16th Ordinary Summit of the Union on the Theme 
‘Towards Greater Unity and Integration through Shared 
Values’ is no coincidence. The Summit provides us all with an 
immense opportunity to reaffirm our mandate and hence cre-ate 
greater commitment to democracy and governance. Releas-ing 
this first edition during the Summit thus provides all of us 
with an opportunity to support and encourage the sustenance 
of this noble initiative. Whilst there is and has to be commit-ment 
from the institutions involved, the value of the initiative 
resides, in the final analysis, on the views and perspectives of 
those who read the Newsletter and those who would, from 
all AU and UN structures, contribute to future editions. We 
remain committed to delivering the Newsletter on a quarterly 
basis and it is anticipated that the next version will focus on the 
outcomes of the Summit. Your support in reading and circulat-ing 
the Newsletter and information widely would be further 
testimony to the commitment we all share in sustaining Africa’s 
governance and democracy momentum. 
I would like to thank the Editorial Team for the efforts in pro-ducing 
this maiden issue of the African Governance Newsletter 
and express the hope that it does represent the first in a series 
of informative and interactive publications on governance 
within the African Union. 
H.E. Mrs. Julia Dolly Joiner 
Commissioner for Political Affairs 
African Union Commission 
4 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
This Newsletter is a practical testimony to the grow-ing 
partnership between the AUC and ECA in har-nessing 
their relative strengths and comparative advan-tages 
in mutually promoting the cause of governance and 
democracy in Africa. This first edition of the newsletter 
released and launched at the 16th AU Summit on Shared 
Values in Africa is an unequivocal demonstration of the 
importance and commitment both institutions (AUC 
and the ECA) attach to information and knowledge ex-change. 
The persuasion for this initiative is based on the 
reality that while a lot is happening at the regional and 
sub-regional levels on governance, there are information 
gaps, for policy makers and the African people to follow, 
comprehend, and critique the unfolding governance pro-cesses 
and developments. With the strong trend towards 
regionalism in Africa, both at the economic and political 
levels, it has become imperative to create a simple yet 
educative and informative channel to engage the people 
and policy makers at the level of Member States in the 
Continent. 
This newsletter is meant to serve as (i) an information 
resource centre for ongoing activities and initiatives on 
governance at the regional and sub-regional levels in Af-rica 
(ii) a platform for critical but responsible reflections 
and dialogue by Africans on contemporary governance 
challenges; (iii) a feedback mechanism from the people 
on their views, perceptions and interests on regional 
programmes and (iv) a complementary initiative to the 
African Governance Architecture of the AUC, to show-case 
how the AU is building coordination, coherence and 
strong partnership for effective performance by its organs 
and the RECs on governance and democracy in Africa. 
For the ECA, this initiative complements its work on 
governance in Africa, especially the African Governance 
Report (AGR). While the AGR is a rigorous empirically 
based research and policy product, the African Gover-nance 
Newsletter (AGN) is a simple information tool to 
keep Africans abreast of developments on governance in 
their Continent. Both (AGR & AGN) will certainly go a 
long way in reinforcing the knowledge and information 
base on governance in Africa. 
The structure and content of the Newsletter have been 
carefully designed. The Newsletter is in four major parts. 
The first part centers on major regional initiatives and 
activities in Africa; the second part is dedicated to the 
interview of a prominent African, who has helped to 
shape policy on governance and democracy in Africa. 
In this edition, we bring you an interview with Her 
Excellency, Mrs. Julia Dolly Joiner, Commissioner for 
Political Affairs at the African Union Commission, who 
was elected to the Political Affairs portfolio at a critical 
conjuncture in the transition from the OAU to the AU, 
and its governance agenda. The third part is on “View-points 
and Thinkpieces”. This segment is to promote 
informed discourse on contemporary governance issues 
Editorial 
Comments 
and challenges in Africa. In this edition, H.E. Prof. 
Amos Sawyer, former President of Liberia and currently, 
Chairperson of the Governance Commission of Liberia 
and Member, APRM Panel of Eminent Persons, is our 
guest contributor. He reflects on the governance reform 
in a post-conflict context, focusing on the experience of 
Liberia, which he directly manages. This section of the 
Newsletter is based on the personal views of the guest 
contributor and cannot be ascribed to both the AUC 
and ECA, or the Editorial Committee. The last section 
of the Newsletter is on regional documents which we 
reproduce for general information and records. 
We hope that in subsequent editions of the Newsletter, 
we would be able to provide information on the activi-ties 
from the other AU organs and institutions working 
on governance related issues like the Pan-African Parlia-ment, 
the African Court of Justice and Human Rights, 
the African Commission on Human and Peoples Rights 
(ACHPR), Africn Peer Review Mechanism (APRM) and 
the Regional Economic Communities (RECs). We have 
already set the machinery in motion for this. 
The Editorial Team would like to thank the leadership of 
both the AUC and ECA for their support for the initia-tive. 
They provided the moral and financial support to 
make the Newsletter happen. The Consultative Advi-sory 
Group has been a major back-stopping body for the 
Newsletter. The Editorial Committee has had to bounce 
ideas back and forth with them on the shape and direc-tion 
that the Newsletter should take. My colleagues on 
the Editorial Committee have been extremely committed 
to the cause of the Newsletter and highly enthusiastic 
about its production. I hope they feel fulfilled and satis-fied 
with the collective product that we have. Colleagues 
at the Documents and Publishing Unit at the ECA, who 
undertook the design, layout and production of the 
Newsletter, deserve our special commendation. Working 
under a tight schedule, they ensured that the Newsletter 
is ready for the Summit. 
I hope the readers will find this effort a worthy endea-vour! 
Your comments on the Newsletter will be highly 
appreciated. 
Said Adejumobi 
Chair, 
Editorial Committee 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 5
Regional Initiatives 
The Road to the “Shared Values” Summit of the 
African Union 
Introduction 
The 14th Session of the As-sembly 
of the African Union 
(AU) endorsed a recommen-dation 
of the Executive Council (EX. 
CL/Dec.525 [XVI]) that the theme 
of the 16th Ordinary Session of the 
Assembly in January 2011 should 
be dedicated to “Shared Values in 
Africa” and in particular, the putting 
in place of a Pan-African Architec-ture 
on Governance. The Executive 
Council Decision also recommended 
that the 16th Ordinary Session of the 
Assembly should identify obstacles 
and measures to be adopted to facili-tate 
continental integration based on 
shared values. This theme is consis-tent 
with the Strategic Plan of the 
African Union Commission (2009- 
2012) in which “Shared Values” is 
one of the four priority pillars of the 
Commission. “Shared Values”, in 
this context is conceived in terms of 
the collective interests, and aspira-tions 
of the Union and the African 
people that can facilitate the process 
of regional integration especially in 
the areas of democracy, popular par-ticipation 
and improved governance 
in Africa. 
In preparation for the 16th Ordi-nary 
Summit of the AU Heads of 
State and Government, the Depart-ment 
of Political Affairs of the AUC 
embarked on a process of collective 
reflection to ensure that the Summit 
serves as an opportunity to reaffirm 
and commit to implementing the 
Shared Values of the African Union. 
As Shared Values is subject to debate 
and wider contestation, a more 
reflective process would facilitate 
consensus on the future shape and 
direction of the governance agenda. 
Whilst Member States are core to 
shaping and determining the actions 
and direction of Shared Values, it is 
accepted that the issues embodied in 
Shared Values are complex and could 
benefit from expert engagement and 
wider debates. 
It is against this backdrop, that the 
DPA organized series of Consulta-tions 
aimed at building consensus on 
how Shared Values (on Democracy 
and Governance) can accelerate 
continental integration. In keep-ing 
with the overall rational of a 
focused reflection, the objective of 
the consultations was to focus on 
building a common perspective on 
the evolution and future policy path 
to be pursued. In this regard, the 
consultations addressed the follow-ing 
questions: 
What constitutes • Shared Values 
at the Continental, Regional and 
National Levels and how have 
they evolved? 
• What has been achieved and 
what needs to be done within the 
Shared Values space as a catalyst 
to the integration process? 
• What are the challenges in Shared 
Values? 
• What should be the future policy 
orientation on Shared Values, 
building on established and 
unfolding processes, such as the 
African Charter on Democracy, 
Elections and Governance and the 
African Governance Architecture? 
Process 
The consultations were diverse but 
focused to ensure that there is thor-ough 
reflection on the theme. Whilst 
the DPA made presentations during 
Group photo of the Gender and Youth Consultative Fora on the Shared Values Summit 
Photo: Courtesy AUC/DPA 
6 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
the consultations, participants took the 
lead in the direction and content of the 
debate. The role of the AUC was that 
of a facilitator and listener. The follow-ing 
consultations were organized: 
Civil Society Consultation: This consul-tation 
took place from 26-29 Novem-ber 
2010, in Abuja, Nigeria. CIDO and 
the Department of Political Affairs of 
the Commission convened the consul-tation, 
and the ECOSOCC (Political 
Cluster) provided overall leadership 
in facilitating the deliberations. The 
consultation was attended by African 
Civil Society Organizations from 
across the Continent. In the conclu-sions 
of the consultations, the CSOs 
committed themselves to take owner-ship 
and responsibility for articulating 
and facilitating implementation of the 
AU Shared Values. 
Youth Forum: The Forum took place 
in Addis Ababa, Ethiopia, from 6-7 
December 2010. The forum was co-convened 
by the DPA and the Depart-ment 
of Human Science and Technol-ogy 
which have within its portfolio, 
youth issues. The forum was attended 
by participants from African Union 
Member States. The forum recom-mended, 
amongst others, the need to 
institutionalize the Youth Forum as a 
means of enhancing predictable and 
sustainable youth participation in the 
AU. It was also affirmed that a Youth 
Parliament will popularize the AU 
and enhance youth awareness about 
governance and policy making process 
at the continental level. 
Gender Forum: The Gender Forum 
took place in Addis Ababa and was 
attended by representatives from 
Gender Organizations and Member 
States. Amongst the participants were 
a number of Ministers responsible for 
Gender or Women’s Affairs. This fo-rum 
stressed the imperative of imple-menting 
the AU policy orientation 
towards gender equality and women 
representation and participation in 
the governance and democracy policy 
making process of Member States. 
High Level Experts Consultation: 
These consultations were attended by, 
amongst others, academics, represen-tatives 
from partner organizations, 
the Chairperson of the 6th Conference 
of Ministers of Public Service and all 
Members of the Advisory Board on 
Corruption. This consultation rec-ommended 
that greater attention be 
focused on accelerating ratification, 
domestication, harmonization and 
implementation of governance instru-ments. 
It further stressed the impor-tance 
of establishing a Governance 
coordinating mechanism within the 
AUC. 
The general consensus that 
emerged from the consul-tations 
is that there is need 
to shift focus from norms 
setting to consolidation 
and implementation. 
Consultation between AUC and the 
RECs: The consultation was held on 10 
December 2010 and attended by six of 
the 8 recognized RECs. This meeting 
noted that RECs as the building blocks 
for Africa’s unity and integration are 
critical to Governance and Democracy, 
but often their role is not fully under-stood 
with regard to policy initiation, 
development and implementation. It 
thus recommended that there is need 
to ensure that AU-RECs relationship 
is strengthened in governance through 
policy and programme harmonization. 
AU Member States’ Consultation: This 
meeting took place from 13th - 15th 
December 2010 in Addis Ababa, 
Ethiopia. Thirty-one Member States 
were represented at the consultation. 
Besides reflecting on the theme of the 
Summit, the consultation also made 
inputs into the draft Summit Dec-laration. 
Furthermore, the meeting 
deliberated on the “Discussion Paper” 
which hitherto had been considered 
and revised by the preceding meetings 
on Shared Values. The Member-States 
Expert Meeting reviewed and finalized 
the document to be submitted to the 
decision-making organs of the AU. 
The main conclusion of the consulta-tion 
was that there is need for African 
ownership and responsibility in taking 
forward Shared Values. 
Outcome 
The general consensus that emerged 
from the consultations is that there is 
need to shift focus from norms setting 
to consolidation and implementation. 
The main recommendations of the 
consultations and meetings are at two 
levels. The first is focused on accelerat-ing 
continental integration through 
enhancing policy and programme 
convergence in Democracy and Gov-ernance 
and the second is to evolve 
and strengthen the African Gover-nance 
Architecture as the institutional 
mechanism to harmonize and facilitate 
policy convergence amongst Member 
States. 
The consultations concluded that 
Member States should take appro-priate 
measures to harmonize their 
national laws and regulations with 
AU instruments on Democracy and 
Governance. The AUC and RECs 
were encouraged to enhance coor-dination 
and harmonize their policy 
and programmes within the fold of 
Shared Values. It was affirmed that 
there is need to develop benchmarks 
for implementation of the commit-ments 
and principles as contained in 
AU instruments relating to Democracy 
and Governance. 
It was recommended that Member 
States which have not ratified the AU 
Charter on Democracy, Elections 
and Governance and other important 
regional instruments should do so for 
those instruments to come into force 
and be implemented. Furthermore, 
it was emphasized that the process 
of reviewing the mandate of the Pan 
African Parliament, and the proposal 
to give the African Court of Justice 
and Human Rights jurisdiction over 
crimes under international law such as 
genocide, crimes against humanity and 
war crimes should be accelerated. 
The AU Commission was urged 
to launch the African Governance 
Platform as a mechanism to facilitate 
information flows, coordination and 
evaluation of the implementation of 
the AU instruments on democracy and 
governance amongst AU organs and 
the RECs in Africa 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 7
these policy pronouncements include, 
amongst others: 
Constitutive • Act of the African 
Union; 
• African Charter on Democracy, 
Elections and Governance; 
• The African Charter on Human and 
Peoples’ Rights; 
• Algiers Declaration on Unconstitu-tional 
Changes of Government; 
• Lomé Declaration for an OAU 
Response to Unconstitutional 
Changes of Government; 
• The OAU/AU Declaration on 
Principles Governing Democratic 
Elections in Africa; 
• Protocol Relating to the Establish-ment 
of the Peace and Security 
Council of the African Union; 
• African Union Convention on 
Preventing and Combating Corrup-tion; 
• African Union Post Conflict and 
Reconstruction Policy Framework; 
• African Union Convention for the 
Protection and Assistance of Inter-nally 
Displaced Persons in Africa; 
• Protocol to the African Charter on 
Human and Peoples’ Rights on the 
Rights of Women in Africa; 
• African Charter on the Rights and 
Welfare of the Child. 
The main vision encapsulated in 
all these instruments is to create a 
democratic, well governed, stable, and 
prosperous continent, where Member 
States and the peoples of the Conti-nent 
will respect the values of human 
rights and the rule of law, democratic 
norms, culture and practices, free, fair 
and credible elections and absolute 
rejection of unconstitutional or illegal 
transfer or seizure of power. 
Pillar Two: Institutional 
Framework 
The AGA could be conceived as a 
well-ordered and neatly assembled 
structure, institution and mechanism 
to give operational expression to 
The African 
Governance 
Architecture 
Introduction 
The Decision of the 15th Ordinary 
Summit of the Assembly of Heads of 
State and Government of the Afri-can 
Union (Assembly/AU/Dec.304 
(XV)) was to dedicate the theme of 
the 16th Ordinary AU Assembly to 
Shared Values of the African Union, 
and also mandated the African Union 
Commission (AUC) to put in place 
a Pan-African Architecture on Gov-ernance. 
It is anticipated that the Ar-chitecture 
would provide the process 
and mechanism of enhancing policy 
dialogue, convergence, coherence, and 
harmonization amongst AU Organs, 
institutions and Member States as a 
way of speeding up the integration 
process on the continent. 
Given this mandate, the Department 
of Political Affairs of the African 
Union Commission initiated the 
process of articulating and develop-ing 
the African Governance Archi-tecture 
(AGA). The rationale for the 
AGA is that while there are several 
governance instruments, frameworks, 
and institutions at the regional, sub-regional 
and national levels, there is 
little or no effective synergy, coordi-nation 
and harmonization amongst 
them. These institutions work mostly 
in silos, and do not benefit adequately 
from each other even at the level of 
sharing information and coordinating 
their activities for effective perfor-mance. 
The AGA is therefore meant to 
fill this important gap in the gover-nance 
mechanism of the continent. 
The idea of the AGA is not about cre-ating 
new institutions, but establish-ing 
ways and means of strengthening 
the existing ones and ensuring their 
effective coordination and optimum 
performance. 
Definition and Structure of 
AGA: 
The AGA is the overall political 
and institutional framework for the 
promotion of democracy, governance 
and human rights in Africa. The AGA 
is an evolving mechanism composed 
of three principal pillars: It consti-tutes 
of a vision/agenda; Organs and 
Institutions; mechanism/processes 
of interactions amongst AU organs/ 
institutions with a formal mandate in 
governance, democracy and human 
rights. 
Pillar One: Norms/Vision 
The AGA projects the governance 
vision for the continent. This gover-nance 
vision is embodied in the gov-ernance 
norms, standards, principles 
and practices both at the regional and 
continental levels which Member 
States of the AU have collectively and 
individually committed themselves 
to. These principles, practices and 
standards permeate the various policy 
pronouncements of the AU. Some of 
8 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
• The AU Advisory Board on Cor-ruption 
• NEPAD Planning and Coordinat-ing 
Agency (NEPAD Agency) 
• Regional Economic Communities. 
Pillar Three: Interaction 
Mechanism and Processes 
An African Governance Platform is 
the major institutional mechanism for 
the expression of the AGA. During 
the consultations, it was agreed that 
establishing the Platform is imperative 
in strengthening the AGA by enhanc-ing 
coordination, harmonization and 
implementation. To consolidate and 
enhance implementation of the gover-nance 
agenda, AU organs and institu-tions 
with a formal mandate in gover-nance 
agreed to establish a governance 
platform. The role of the Platform is to 
facilitate information flow, exchanges, 
dialogue, synergies and joint action 
amongst the various AU governance 
institutions and actors, and monitor 
the Africa Governance vision. AU 
institutions, organs and initiatives 
with a formal mandate in democracy, 
governance and human rights strive 
to consolidate democratic governance 
in Africa by enabling and facilitating 
the internalization of AU instruments 
on governance in Member States of 
the AU; ensure overall coherence and 
convergence of the governance pro-grammes 
at the regional and continen-tal 
levels. The following are the main 
institutions that comprise the AGA: 
• AU Commission; 
• African Court on Human and 
Peoples’ Rights; 
• African Commission on Human 
and Peoples’ Rights; 
• Pan-African Parliament; 
• African Peer Review Mechanism; 
• The Economic, Social and Cultural 
Council; 
compliance and implementation of 
the major governance instruments and 
commitments. The Platform is not 
to duplicate the mandate or work of 
existing organs/institutions and initia-tives; 
and would not act as a decision-making 
body. The Platform is simply a 
platform for coordination, harmoniza-tion 
and coherence on governance in 
Africa. 
Conclusion: 
Rather than a panacea to the gover-nance 
challenges facing the conti-nent, 
the AGA should been seen as 
providing an opportunity to engage 
and develop appropriate capacity 
and responses to Africa’s governance 
challenges. A coordinated and inte-grated 
approach is no substitute for the 
primary responsibility of AU Member 
States in democracy, governance and 
human rights. The AGA is premised on 
complementing the primary responsi-bility 
of States and existing institutions 
of the AU on governance 
The Architecture would provide 
the process and mechanism of en-hancing 
policy dialogue, conver-gence, 
coherence, and harmoniza-tion 
amongst AU Organs, institu-tions 
and Member States as a way of 
speeding up the integration process 
on the continent 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 9
The African Union’s Draft Charter on the Values and 
Principles of Public Service and Administration in Africa 
Continental Africa Public Service Day Celebrations, 19 June 2009, Dar-es-Salaam,Tanzania 
Pursuant to the aforementioned Deci-sion, 
the African Union Commission 
initiated several activities between 
September 6 and November 9, 2010. 
The first of these was the Member States 
Experts Meeting organized in Maputo, 
Mozambique, from 06 to 08 September 
2010. The experts from about thirty 
Member States of the Union reviewed 
and finalized the Draft Charter pre-pared 
under the auspices of Algeria in 
the light of the mandate received from 
the Executive Council. At the end of 
the Maputo meeting, the preamble 
and several articles of the Draft Char-ter 
submitted to the Member States 
Experts were amended. The outcomes 
of the Maputo meeting were submitted 
for consideration to the 5th Extended 
Bureau Meeting of the 6th Conference of 
African Ministers of Public Service held 
in Maputo, Mozambique, on 9 Septem-ber 
2010. 
In examining the outcomes of the Mem-ber 
States Experts’ work, the African 
Ministers of Public Service noted the 
progress recorded in the review of the 
Draft African Charter on the Values and 
the Principles of the Public Service and 
Administration, and requested its sub-mission 
to the African Union Assembly 
through the Executive Council for 
adoption. It should be recalled that in 
accordance with one of the recommen-dations 
of the Member States Experts 
meeting, it was advised that there needs 
to be a harmonization of the different 
language versions of the Draft Charter. 
The process of developing a charter on 
Public Service in Africa dates back to 
the 2nd Conference of African Ministers 
of Public Service held in Rabat, Mo-rocco, 
in December 1998. At the end of 
that Conference the “Rabat Declaration” 
was adopted, which recommended the 
development of a Charter on Public Ser-vice 
for Africa. As such, a working group 
was immediately established under the 
auspices of the African Center for the 
Training and Research on Administra-tion 
for Development (CAFRAD). 
Three years after the 1998 Conference 
held in Rabat, at the 3rd Conference of 
African Ministers of Public Service held 
in Windhoek, Namibia, in February 
2001, this working group submitted the 
outcome of its work which was adopted 
by the Conference under the name of 
“Charter of Public Service in Africa”. 
This charter drew its inspiration from 
the experiments of administrative re-form 
in many African countries with the 
support of international partners. This 
particular version of the Charter is also 
referred to by public service scholars 
and practitioners as the “2001 Charter”. 
The Charter represents a major attempt 
at anchoring the African Public Service 
in the values of political neutrality, pro-fessionalism, 
effective implementation 
of adopted public policies, fair working 
conditions, respect for ethical principles, 
fight against corruption and satisfaction 
of users’ needs. Although consolidat-ing 
a series of fundamental principles 
necessary for the improvement of Public 
Service in Africa, the 2001 Charter had 
however two weaknesses: it was not a 
biding legal instrument and the process 
of its development was conducted out 
of the framework of the African Union. 
In view of the strategic importance of 
the Charter to the continent there is 
currently an on-going process directed 
at ensuring that the Charter is appro-priately 
incorporated into the African 
Union system. 
Incorporating the Charter into 
the African Union System 
Until the 4th Conference of African 
Ministers of Public Service held in Stel-lenbosch, 
South Africa, in May 2003, 
this gathering of Ministers was a process 
completely external to the African 
Union. This Conference marked the 
beginning of the process of integrating 
the African Public Service Charter into 
the AU system. At the 5th Conference of 
the African Ministers of Public Ser-vice, 
held in Addis-Ababa, Ethiopia, in 
December 2005 the process was given 
a major boost, as Algeria was entrusted 
with the responsibility of leading the 
review and transformation process of 
the 2001 Charter into a binding legal 
instrument for the Member States of the 
African Union. 
Following the commitment of Alge-ria 
which assumed with a great sense 
of responsibility its task, a first Draft 
of the African Charter on the Values 
and Principles of Public Service and 
Administration was submitted to the 
6th Conference of African Ministers of 
Public Service held in Midrand, South 
Africa, in October 2008. To complete 
this process of the development of an 
African Charter in the African Union, 
the Executive Council of the African 
Union, in its Decision Ex.CL/Dec.243 
(VIII) on the report of the 5th Confer-ence 
of African Ministers of Public 
Service, requested the African Union 
Commission to review and update the 
Draft African Charter on the Values and 
Principles of Public Service and Admin-istration 
for adoption by the relevant 
African Union Organs. 
Photo: Courtesy AU/DPA 
10 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
24, for instance, stipulates the submis-sion 
of “the copy of the reports of Member 
States to the competent authorities of the 
Union for the determination of suitable 
actions in their respective fields of compe-tence” 
and that “the Assembly must take 
suitable measures aiming at dealing with 
issues raised in the Commission’s Report”. 
These mechanisms echo somehow the 
principles of collective responsibility 
and non-indifference towards what 
could occur in a Member State. These 
mechanisms create the conditions of the 
enforcement of the Charter. With these 
mechanisms, and a political will, there 
are chances that the Charter on the 
Values and Principles of Public Service 
and Administration will be applied and 
the lives of African peoples significantly 
improved through effective service 
delivery. 
The Draft Charter, to be submitted in 
four languages to the consideration and 
possible adoption of the deliberating 
organs of the Union indicates a real 
commitment to work for the modern-ization 
and the improvement of African 
Public Service and continental integra-tion. 
It showcases also the collective will 
of the African Union Member States to 
prevent and fight corruption, to protect 
the users and Public Service Agents as 
well as to promote good governance 
and sustainable development on the 
continent. This Draft Charter can thus 
be regarded as a major step towards the 
realization of the African Union Shared 
Values agenda, in its governance com-ponent. 
Its adoption on the occasion of 
a Summit devoted to “Shared Values” 
would constitute a strong signal in the 
common journey of African States and 
people towards integration and the 
building of a better Africa, and a stron-ger 
continental organization. 
Hopefully, after the Draft Charter is 
adopted in January 2011, it will then be 
submitted for the signature and ratifica-tion 
of Member States. Fifteen (15) 
ratifications will be necessary for its 
entry into force. An entry into force will 
undoubtedly fill a vacuum in the norma-tive 
pillar of the African Governance 
Architecture and will open the way for 
some dividends of governance that the 
African people urgently crave for 
reinforcement of the Public Administra-tion‘ 
s capacities, the participation of the 
users in the administrative processes, 
the promotion of moral values in the 
Public Service, the improvement of 
the working conditions of the Public 
Service Agents and the protection 
of their rights, the harmonization 
of public policies and procedures of 
African Union Member States relating 
to Public Service, the equality between 
men and women in the Public Service 
and Administration, the reinforcement 
of international co-operation for the 
improvement of Public Service and the 
sharing of good practices and experi-ences 
amongst Member States. 
The objectives of the Charter demon-strate 
that the Draft Charter aims at fa-cilitating 
the emergence of a new type of 
Public Service, more capable of solving 
contemporary African problems and to 
comply with a certain number of prin-ciples. 
The principles privileged in the 
Draft Charter included the equality of 
clients of the Public Service and Admin-istration, 
the prohibition of discrimina-tion; 
impartiality, equity and respect for 
the law in Public Services delivery; the 
continuity of the Public Services in all 
circumstances; adaptation to the needs 
of the users, professionalism and ethics 
in Public Service and Administration; 
the promotion and the protection of the 
users and Public Service Agents’ rights; 
accountability, integrity and transpar-ency 
in Public Service and Administra-tion; 
and the effective and efficient use 
of resources. 
The Draft Charter on the Values and the 
Principles of Public Service and Admin-istration 
is conceived as a treaty which 
will bind African Union Member States 
that ratify or accede to it. Once ratified, 
it will need to be implemented or ap-plied 
by States Parties and this applica-tion 
will have to be monitored. That is 
why the Draft Charter’s Chapter Six lays 
down not only mechanisms of applica-tion, 
but also follow-up mechanisms. 
Being a collective instrument of the 
Member States of the African Union, 
the mechanisms of application envisage 
actions to be undertaken at the national, 
regional and continental levels. To make 
sure that the Charter is implemented, re-porting 
mechanisms on the application 
of the Charter are provided for. Article 
To this end, the African Union Commis-sion 
organized harmonization meetings 
on 27-29 October and 6-8 November 
2010 in Addis Ababa, Ethiopia. A har-monization 
Committee was appointed 
composed of the Maputo Experts Meet-ing 
Bureau, African Union Commission 
and the United Nations Development 
Program. The outcome of the harmo-nization 
committee was submitted to 
the Office of the Legal Counsel of the 
African Union Commission at the end 
of the third week of November 2010 for 
vetting and certification, and for further 
submission to the deliberating bodies 
of the AU, for adoption. The Office of 
the Legal Counsel completed its work 
in mid-December 2010, thus, the Draft 
Charter on the Values and the Principles 
of Public Service is ready for submis-sion 
in January 2011 to the deliberating 
organs of the African Union. 
Structure, Content and 
Importance of the Charter 
The revised Draft African Charter on 
the Values and Principles of Public Ser-vice 
and Administration is a document 
composed of a preamble and seven 
chapters with thirty-four (34) articles. 
Chapter One relates primarily to the 
definitions, objectives and principles 
enshrined in the Charter. Chapter Two 
deals with obligations of the Public 
Service and Administration towards 
users or the public. Chapters Three 
and Four centre on the Public Service 
Agents Code of Conduct and rights. 
Chapter Five relates to the management 
and the valorization of human resources, 
while chapters Six and Seven deal on 
the one hand with the mechanisms of 
application, and on the other, with final 
provisions which are common to most 
African Union legal instruments. The 
initial structure of the draft Charter has 
been largely preserved; what has been 
done in the review process is to update 
and finalize the content. 
With regard to the content of the Draft 
Charter on the Values and the Principles 
of Public Service and Administra-tion, 
few points are worthy of note. In 
addition to the definitions, there are 
significant objectives embedded in the 
document. These targeted objectives 
include the delivery of innovating and 
quality services, the modernization and 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 11
Nations General Assembly resolu-tion 
A/61/296 on the Cooperation 
between the United Nations and the 
African Union calls upon the UN 
system “to support the AU in develop-ing 
a coherent and effective human 
rights strategy, including through joint 
programmes and activities, for the pro-motion 
and protection of human rights 
in Africa”. 
The starting process on the Strategy 
was the convening of a consultative 
meeting of a AU Organs with Hu-man 
Rights Mandate in September 
2008 in Ouagadougou, Burkina Faso, 
organized by the African Com-mission 
on Human and Peoples 
Rights (ACHPR) The meeting 
was attended by representatives/ 
members of the African Commis-sion 
on Human and Peoples’ Rights 
(ACHPR), African Court on Human 
and Peoples’ Rights (AfCHPR), the 
African Committee of Experts on 
the Rights and Welfare of the Child 
(ACERWC) and the Department of 
Political Affairs of the African Union 
Commission (DPA-AUC). 
The meeting recommended that AU 
organs should establish a mecha-nism 
where there would be regular 
consultations and annual meetings. 
With a view to avoiding duplication 
of activities, the meeting called on 
all the organs to share information 
on their respective calendar of activi-ties, 
planned missions, annual work 
plans and reports. 
1. Enhance coordination, comple-mentarities 
and synergy among 
continental, regional and national 
human rights institutions in Africa 
as well as the enforcement of deci-sions, 
commitments and resolu-tions; 
2. Strengthen the capacity of institu-tions 
with human rights mandate 
at continental, sub-regional and 
national levels; 
3. Deepen the culture of human 
rights and democratic governance 
in Africa; 
4. Harmonize human rights instru-ments 
at continental and regional 
levels; and 
5. Track progress made in the pro-motion 
of human rights in Africa. 
The mandate for undertaking the 
Human Rights Strategy for Africa 
derives from the Strategic Plan of 
the African Union (2009- 2012), 
which calls for enhanced coordi-nated 
actions amongst AU organs 
and institutions with human rights 
mandate and between them and 
other institutions and stakeholders 
on the continent as a means of im-proving 
the human rights agenda in 
Africa. This Strategy also constitutes 
a major part of the “Shared Values” 
agenda of the Commission especially 
towards the January 2011 Summit. 
The United Nations also supported 
AU’s initiative on developing the 
Human Rights Strategy. The United 
The Human 
Rights Strategy 
for Africa 
The African Union Commission 
(AUC) and the AU organs with hu-man 
rights mandate with the support 
of partner institutions like the Office 
of the High Commissioner for Hu-man 
Rights (OHCHR) and the Unit-ed 
Nations Economic Commission 
for Africa (UNECA) are currently 
developing a Human Rights Strat-egy 
for Africa. The Strategy aims 
to facilitate cooperation, coordina-tion, 
and effective synergy amongst 
institutions and actors working on 
human rights in Africa with a view to 
upscaling the human rights agenda 
and ensuring optimal delivery of hu-man 
rights services in Africa. 
Historically, the African political and 
legal order has always been driven by 
the need to promote human dignity 
and protect human rights in Africa. 
This concern expressed itself in the 
1963 Charter of the Organization of 
African Unity, in the African Char-ter 
on Human and Peoples’ Rights 
adopted in June 1981, in the Con-stitutive 
Act of the African Union 
adopted in Lomé in 2000 and more 
recently in the African Charter on 
Democracy, Elections and Gover-nance, 
2007. These four documents 
indicate the distance covered by 
the African regional political order 
in the formulation of principles 
and standards to guarantee human 
dignity and rights in Africa, and the 
development of appropriate mecha-nisms 
responsible for securing ad-herence 
to and enforcement of those 
principles and standards. 
While there is a multiplicity of hu-man 
rights institutions and man-dates, 
there is little or no coordina-tion 
amongst those institutions or 
the tracking of progress made in the 
promotion of human rights in Africa. 
The Human Rights Strategy for 
Africa therefore seeks to achieve the 
following: 
Winners of the AU Short Stories Competition, Africa Human Rights Day, October 2010 
Photo: Courtesy AU/DPA 
12 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
ECA Develops “Regional Anti- 
Corruption Programme” 
Corruption remains the most press-ing 
challenge to the promotion 
of good governance, sustainable 
democracy, peace, security, stabil-ity 
and economic development in 
Africa. Corruption has a corrosive 
effect on governance institutions 
in Africa. It erodes trust and confi-dence 
in public institutions, belies 
the credibility and integrity of politi-cal 
leaders, affects the quality and 
delivery of public services, distorts 
resource allocation and market 
functioning, and promotes the 
misallocation and misapplication of 
scarce resources. In many resource 
rich countries in Africa, corruption 
has been a major issue in political 
conflicts in which rents from those 
resources are appropriated by a few 
and unevenly distributed amongst 
groups and communities especially 
to the resource endowed communi-ties. 
Corruption continues to deepen 
poverty in Africa, and could be a ma-jor 
factor in Africa’s (especially Sub- 
Saharan Africa) inability in meeting 
the Millennium Development Goals 
(MDGs) by the target year of 2015. 
The last two editions of the African 
Governance Report of the ECA 
(2005, and 2009) confirm that 
corruption is one of the three most 
serious national problems in Africa, 
besides poverty and unemployment. 
In the 2009 report, corruption 
dipped further in the national survey 
conducted in 35 African countries. 
In response to the debilitating chal-lenge 
posed by corruption in Africa, 
UNECA has developed a regional 
anti-corruption programme meant 
to consolidate and provide strategic 
direction and intervention on its 
work on anti-corruption in Africa. 
The programme is consistent with 
previous activities and programmes 
by the UNECA on anti-corruption 
in the last five years. ECA’s recent 
works on anti-corruption include 
policy research on “Assessing the 
Efficiency and Impact of National 
Anti-Corruption Institutions in 
As a follow-up to the Ouagadougou 
meeting and the UN commitment to 
enhance the capacity of the AU, the 
Office of the United Nations High 
Commissioner for Human Rights 
(OHCHR), the United Nations 
Economic Commission for Africa 
(UNECA) and the African Union 
Commission (AUC) embarked on 
an initiative to facilitate the process 
of developing a comprehensive 
human rights strategy for Africa. A 
meeting on a draft report on map-ping 
the African Human Rights Sys-tem 
took place in Arusha, Tanzania 
on 25 November 2009. This meeting 
endorsed AU’s leadership of the 
process in developing the Strategy 
and proposed that there should be 
further consultations with AU or-gans 
with a Human Rights mandate 
on the ‘mapping document’- which 
is a base document in developing the 
Strategy. 
On 11th -13 March 2010, a meeting 
was arranged by the DPA-AUC in 
collaboration with the OHCHR, 
UNECA, and ACHPR in Banjul, 
The Gambia for AU organs with hu-man 
rights mandate and the RECs. 
The meeting considered the “Map-ping 
Document” and concluded by 
adopting a clear path for finalizing 
the Human Rights Strategy for Af-rica. 
At the end of the meeting, the 
“Mapping Document” was reviewed 
and inputs made into its further 
revision, while a clear ‘roadmap’ was 
developed and agreed upon to guide 
the process of formulating the Hu-man 
Rights Strategy for Africa. 
From 25th – 27 October 2010, an 
expert meeting was organized in Ar-usha, 
Tanzania, to consider the zero 
draft of the Strategy. The workshop 
reviewed the draft of the Strategy 
and agreed to revise it in line with 
comments and observations made. 
The AUC is in the process of revis-ing 
and finalizing the Strategy, which 
would still be subjected to validation 
processes of experts and AU organs, 
before being taken forward. The 
finalized draft Strategy will subse-quently 
be submitted to AU Organs 
for consideration, approval and 
adoption, as may be deemed appro-priate 
Africa”, “Deepening Judiciary Ef-fectiveness 
in Combating Corrup-tion 
in Africa”, a major international 
conference in 2008 on: “Institu-tions, 
Culture and Corruption in 
Africa”, training for national anti-corruption 
institutions, judiciary, 
CSOs and other stakeholders and 
support to the AU Advisory Board 
on Corruption. 
ECA’s Regional Anti-Corruption 
Programme (ECA-RACP) aims 
at ensuring the effective elabora-tion 
and implementation of the UN 
Convention against Corruption 
(UNCAC) and the AU Conven-tion 
on Preventing and Combating 
Corruption in Africa (AUCPCC). It 
is a holistic programme that covers 
the areas of policy-based research, 
training and capacity development, 
advocacy, and support to national, 
sub-regional and regional institu-tions 
on anti-corruption in Africa. A 
major component of the programme 
is the Illicit Financial Flows proj-ect. 
Africa continues to lose billions 
of dollars in illicit financial flows 
especially through multinational 
corporations (MNCs); funds which 
otherwise could have been available 
for development projects and the al-leviation 
of poverty. According to a 
report by Global Financial Integrity, 
from 1970 to 2008, Africa lost over 
$854 billion dollars, which consti-tutes 
‘hidden resources’ for develop-ment 
in Africa. ECA in collaboration 
with the AUC and AfDB will work 
together to address the problem of 
illicit financial flows in Africa so that 
resources being lost through this 
channel can be saved and harnessed 
for Africa’s economic growth and 
development. 
The ECA will work closely with the 
AU Advisory Board on Corruption, 
the UNDP, the Pan-African Body of 
National Anti-Corruption Institu-tions 
in Africa, and the RECs in facil-itating 
the regional anti-corruption 
programme 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 13
AU Commission’s Technical Assistance Programme 
for Election Management Bodies 
In keeping with the technical assis-tance 
mandate, the Department of 
Political Affairs in collaboration with 
International IDEA (Institute of De-mocracy 
and Elections Assistance) 
has been providing BRIDGE training 
programmes for officials from Na-tional 
Election Management Bodies. 
These courses aim at strengthening 
election administrators’ capacity 
to conduct their work in an effec-tive 
manner and to acquire values, 
skills and knowledge which will lead 
towards the delivery of acceptable 
elections through a succession of 
electoral cycles. Apart from provid-ing 
quality professional development 
training for election administrators, 
the courses also focus on a transfer of 
skills through a Training of Trainers 
approach. 
Additionally, to support the Depart-ment’s 
technical assistance pro-gramme, 
regional meetings on the 
promotion of electoral processes 
with respect to election conduct are 
underway. These meetings will take 
the form of seminars at which studies 
commissioned by the Department 
will be presented setting out findings 
with respect to existing mechanisms 
and procedures and recommend-ing 
improvements, where necessary. 
The seminar on the first electoral 
disputes resolution study was held 
recently for the Southern Africa De-velopment 
Community region. The 
proposed study on electoral disputes 
is aimed at improving standards in 
settling electoral disputes 
In particular, it calls for Technical 
Assistance to enhance the capacity 
of Election Management Bodies. In 
article 18 for example the Charter 
states that “State Parties may request 
the Commission, to provide advisory 
services or assistance for strengthen-ing 
and developing their electoral 
institutions and processes”. This 
Article is complemented by Article 
18 sub-section 2 which states that 
“the Commission may at any time, 
in consultation with the State Party 
concerned, send special advisory 
missions to provide assistance to that 
State Party for strengthening its elec-toral 
institutions and processes”. 
The EMB support program has 
opened the way for sustainable 
electoral technical assistance to be 
available to national EMBs from the 
Department of Political Affairs. To 
date several requests for technical 
and financial assistance from individ-ual 
EMBs of the continent have been 
reviewed with some EMBs receiving 
support in various election related 
fields. With each of the Electoral 
Commissions, the emphasis has been 
on assisting either the electoral pro-cedures 
or management structures 
of a particular Electoral Commission 
and to strengthen the organization 
and conduct of election processes. 
Requests by national EMBs to 
strengthen the organization and 
conduct of elections may in part be 
driven by recommendations from 
consultations with the EMBs by 
the AUC. These requests alongside 
requests from post conflict Member 
States will be prioritized. The re-quests 
emanating from these sources 
could concern a wide variety of 
election related issues, such as review 
of electoral systems, delimitation of 
electoral districts, registration of vot-ers, 
campaign financing, and election 
logistics management. 
Election Management Bodies 
(EMBs) are in the forefront of de-mocracy 
building and have a funda-mental 
role to play in democracy and 
governance processes. In recognition 
of this role and the role the AU can 
play in strengthening capacities of 
national electoral authorities, the 
Department of Political Affairs of 
the African Union Commission 
through the Elections Assistance 
Unit has embarked on a three-pronged 
programme for EMBs. The 
programmatic focus for EMBs has 
been in drawing up best practices on 
key EMB elements and processes; in 
creating an interactive mechanism 
through which EMB experiences 
can be shared and in building the 
capacities of Electoral Commissions 
through the provision of elections 
experts and/or financial contribu-tions, 
where possible. 
This support transcends the admin-istration 
and management of actual 
polling to encompass all areas of the 
electoral cycle; from the traditional 
areas of voter registration and inter-nal 
political party processes, to the 
impact of possibly archaic and con-tradictory 
constitutional, electoral 
and legal frameworks that exacerbate 
rather than ameliorate tensions that 
come to the fore at election time. 
The Department of Political Affairs 
technical assistance for EMBs is 
guided by various policy pronounce-ments 
made by the AU that are 
significant to EMBs work, in particu-lar, 
the adopted African Charter on 
Democracy, Elections and Gover-nance 
and the Principles Govern-ing 
Democratic Elections in Africa. 
The provisions of the Charter that 
relate to elections provide positive 
incentives and empower the Elec-toral 
Assistance Unit and Elections 
Assistance Fund to support efforts of 
electoral commissions at improving 
the conduct of elections in Member 
States. 
This support tran-scends 
the administra-tion 
and management 
of actual polling to 
encompass all areas of 
the electoral cycle 
14 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
years. The second decision was to part-ner 
with the UNDP in the production of 
the report especially the production of 
the country reports of the AGR. While 
AGR country reports are produced in 
all project countries, not all of them are 
published or optimal benefits derived 
from them. As such, partnering with the 
UNDP would afford greater usage of 
those reports, and would be useful for 
UNDP’s programming and policy dia-logue 
and intervention on governance at 
the country level. However, ECA leads 
the AGR process. 
The theme for the next edition of the 
AGR is on: Elections and the Manage-ment 
of Diversity in Africa. Three major 
considerations informed the choice of 
the theme. These are; the findings of 
AGR I and AGR II; the cross-cutting 
issues identified by the APRM in the 
reviews done so far, and general pressing 
issues on the continent. As the findings 
of African Governance Report II (2009) 
indicate, the number of elections has 
risen across the continent. Between 1996 
and 2006, 44 elections were conducted 
in Sub-Saharan Africa. For the years 
2005 to 2007 alone 26 presidential and 
28 parliamentary elections were con-ducted. 
However, the trend is not bereft 
of challenges; elections continue to 
trigger conflicts, polarize people, deepen 
ethnic divisiveness and political violence 
and promote general insecurity. The 
report will explore how elections can be 
a major tool of social cohesion, political 
harmony and diversity management in 
Africa, without compromising the basic 
democratic tenets of elections- freeness, 
fairness, transparency and credibility 
General rightly noted, “without good 
governance, predictable administration 
and legitimate power, no amount of 
funding, no amount of charity will set 
Africa on the path to sustainable growth”. 
The AGR therefore complements 
ECA’s macro-economic policy inter-ventions 
aimed at facilitating holistic 
development process at the political and 
economic levels in Africa. The AGR 
adopts a unique methodology, which 
both combines three instruments (i) the 
expert panel survey (ii) national house-holds’ 
survey and (iii) desk research. 
ECA adopts a decentralized approach 
in preparing the report in which inde-pendent 
national research institutions 
are commissioned to do the country 
reports. In terms of value, the report 
has become a major tool of governance 
policy dialogue, a reference material for 
scholars, policy makers and civil society 
organizations, and also serves not only as 
an authentic instrument for identifying 
good practices across countries but also 
constitutes the background material used 
in the APRM process in many countries. 
Two editions of the report have been 
produced. The first in 2005 covering 
27 African countries and the second in 
2009 covering 35 African countries and 
published by Oxford Press, England for 
ECA. The scope covered by the report 
include; Political Governance; Eco-nomic 
Governance and Public Financial 
Management; Private Sector Devel-opment 
and Corporate Governance; 
Checks and Balances in Political Power; 
Institutional Effectiveness and Account-ability 
of the Executive; Human Rights 
and the Rule of Law; Corruption in 
Africa; and Institutional Capacity Build-ing 
for Governance. The main finding of 
AGR II is that there is marginal progress 
(only 2% points) on governance in Af-rica 
against the baseline report of AGR I 
(2005). The report also proffered policy 
recommendations that are essentially 
informed by country specific realities. 
After the production of two editions of 
the report, there was a rigorous review 
process of the report. At the end of 
extensive reflections and expert consul-tations, 
two decisions were made. First, 
is to adopt a thematic approach to the 
production of the report every two years, 
and produce a general report every six 
AGR: A 
Landmark 
Report on 
Governance in 
Africa 
Economic Commission for Africa 
African Governance Report II 
2009 
The United Nations Economic Commis-sion 
for Africa (ECA) in 1999 initiated 
a major project on “Monitoring and 
Assessing the Progress towards Democ-racy 
and Good Governance in Africa”. A 
major output of that project is the land-mark 
report on governance in Africa- 
The African Governance Report (AGR). 
AGR represents a major intervention on 
governance by the ECA meant to assess 
and monitor the progress African coun-tries 
are making on governance; gauge 
citizens’ perceptions on the state of 
governance in their respective countries; 
showcase best practices across countries; 
identify capacity gaps in governance 
institutions; and propose policy recom-mendations 
and strategic interventions 
aimed at improving governance on the 
continent. 
There has emerged a global consensus 
that governance is central to economic 
growth, human development and politi-cal 
stability in the World. The crisis of 
governance largely explains the slow 
rate of economic progress and social 
development on the continent. While 
Africa and the East Asian countries were 
at relatively similar levels of development 
in the immediate post-independent era, 
the strong governance systems of the 
latter, which some have described as 
“development states” that ensured rapid 
economic growth and human capacity 
development in those countries. As 
Kofi Annan, the former UN Secretary- 
Economic Commission for Africa 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 15 
Commission for Africa 
Report, which is the most comprehensive report on 
assesses and monitors the progress African countries 
identifi es capacity gaps in governance institutions 
strategic interventions aimed at promoting good 
political and economic governance, development of the 
corporate governance, checks and balances in political power, 
continent. 
and accountability of the executive, human rights and 
and institutional capacity building. It employs a unique 
combines three research instruments—a national expert 
c household survey and desk research. 
second edition of the Report is that Africa has made some 
governance. Though modest, this progress has had 
the continent: declining levels of violent confl icts and civil 
peace and security, economic growth averaging 5% in 
improvement in the living standards of the African people 
from HIV/AIDS. Africa also continues to post remarkable 
economic governance and public fi nancial management. African 
better managed, with improvements in the tax system and 
mobilization, better budgetary management and a more conducive 
private investment and private-sector growth. 
Economic Commission for Africa African Governance Report II 2009 
African Governance Report II 
2009 
Economic Commission for Africa 
The African Governance Report, which is the most comprehensive report on 
governance in Africa, assesses and monitors the progress African countries 
are making on governance, identifi es capacity gaps in governance institutions 
and proposes policies and strategic interventions aimed at promoting good 
governance on the continent. 
The Report focuses on political and economic governance, development of the 
private sector and corporate governance, checks and balances in political power, 
institutional effectiveness and accountability of the executive, human rights and 
the rule of law, corruption and institutional capacity building. It employs a unique 
methodology that combines three research instruments—a national expert 
opinion panel, a scientifi c household survey and desk research. 
The theme of this second edition of the Report is that Africa has made some 
progress in improving governance. Though modest, this progress has had 
positive spin-offs for the continent: declining levels of violent confl icts and civil 
wars, consolidation of peace and security, economic growth averaging 5% in 
recent years, modest improvement in the living standards of the African people 
and fewer deaths from HIV/AIDS. Africa also continues to post remarkable 
progress in economic governance and public fi nancial management. African 
economies are better managed, with improvements in the tax system and 
revenue mobilization, better budgetary management and a more conducive 
environment for private investment and private-sector growth. 
Economic Commission for Africa African Governance Report II 2009 
AGR Dr. Abdalla Hamdok, Director GPAD-ECA; 
The Division that produces AGR
The Role of the APRM in 
fostering African Shared Values 
population including Algeria, Angola, 
Benin, Burkina Faso, Cameroon, Cape 
Verde, Djibouti, Egypt, Ethiopia, Ga-bon, 
Ghana, Kenya, Lesotho, Malawi, 
Mali, Mauritania, Mauritius, Mozam-bique, 
Nigeria, Republic of Congo, 
Rwanda, Sao Tome & Principe, Sen-egal, 
Sierra Leone, South Africa, Sudan, 
Tanzania, Togo, Uganda and Zambia. 
and faithful adherence to, and imple-mentation 
codes, standards and conventions in 
the four thematic areas, to which the 
member states have acceded. It has the 
potential to seek collective, sustainable 
and equitable solutions to common 
African problems; put into motion a 
strategic re-orientation towards the 
The mechanism is one of the core 
frameworks for upholding and deepening 
of the shared values of the African Union. 
The process of peer review is premised on 
the establishment of 
institutions, structures and systems that 
are based on African Union shared values, 
codes, norms and standards in political, 
economic and social governance; 
human rights; the rule-of-law and in the 
socio-political culture. 
Among the above acceded countries, 
the following thirteen countries had 
been peer reviewed and their reports 
made publicly available: Algeria, Benin, 
Burkina Faso, Ghana, Kenya, Lesotho, 
Mali, Mauritius, Mozambique, Nigeria, 
Rwanda, South Africa, and Uganda. 
Ethiopia is at an advanced stage of 
review. 
The APRM stresses the responsibil-ity 
of national governments and other 
stakeholders, including “participating 
Heads of State and Government,” to 
ensure and monitor the domestication 
The African Peer Review Mechanism 
(APRM) is a mutually agreed instru-ment 
voluntarily acceded to by the 
Member States of the African Union 
(AU) as an African self-monitoring 
mechanism. The APRM is a bold, 
unique and innovative approach 
designed and implemented by Africans 
for Africa. It is aimed at monitoring 
participating 
countries’ prog-ress 
towards 
adopting and 
implementing 
the new Partner-ship 
for Africa’s 
Development 
(NEPAD)’s 
priorities and 
programme on 
democracy and 
governance. 
The mandate of 
the mechanism 
is to ensure that 
the policies 
and practices 
of participat-ing 
countries 
conform to the 
agreed values 
in the following 
four thematic 
areas namely 
Democracy and 
Political Gover-nance; 
Eco-nomic 
Governance and Management; 
Corporate Governance; and Socio- 
Economic Development. The APRM 
process entails periodic reviews of the 
policies and practices of participating 
countries to ascertain progress being 
made towards achieving the mutually 
agreed goals and compliance in the 
aforementioned four thematic areas. 
The APRM is open to all member 
states of the AU of which thirty mem-bers 
of the African Union have volun-tarily 
acceded at present representing 
more than 75% of the continent’s 
of African and international 
validation of univer-sal 
as well as African 
values; accelerate 
the process of intra- 
Africa technical 
cooperation through 
popularizing best 
practices identified 
in each country re-viewed 
and provides 
space for the multi-faceted 
dialogue and 
open discussion of 
national agenda. 
The mechanism 
is one of the core 
frameworks for 
upholding and deep-ening 
of the shared 
values of the African 
Union. The process 
of peer review is 
premised on the 
establishment of in-stitutions, 
structures 
and systems that are 
based on African 
Union shared values, 
codes, norms and standards in political, 
economic and social governance; hu-man 
rights; the rule-of-law and in the 
socio-political culture. The mechanism 
seeks to emphasize the interdependen-cy 
of democracy and development; and 
that they should be mutually reinforc-ing. 
Viewed in the context of Constitu-tive 
Act of the African Union, there-fore, 
the APRM embodies and seeks to 
promote three fundamental values of 
the African Union: (1) Freedom and 
human rights (2) Participatory gover-nance; 
and (3) Accountability 
16 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
Collective Rejection of Unconstitutional Change of 
Government as a Shared Value in Africa 
stability in Africa. From the Egyp-tian 
revolution in 1952 to 1998, 
there were 85 violent or unconstitu-tional 
changes of government in Af-rica. 
This situation often gives rise to 
political dictatorships, stifling of the 
political space and suppression of 
civil liberties, rampant human rights 
violations, and denial of popular 
participation in governance. Politi-cal 
dictatorship has also undermined 
economic progress and development 
in Africa, hence the strong stance of 
the continent on the phenomenon of 
coups and unconstitutional change 
of government. 
The AU and RECs zero tolerance 
policy on coups d’etat and the strong 
stance taken by some African Coun-tries 
at the United Nations encour-aged 
the UN Security Council to 
take an historical decision over the 
resurgence of the scourge of uncon-stitutional 
change of government in 
Africa. In May 2009, the UNSC de-clared 
its support for the AU−RECs’ 
policy on coups d’etat and welcomed 
the preventative measures under-taken 
by the AU and RECs against 
unconstitutional changes of govern-ments 
in Africa 
At the level of the RECs, the ECOW-AS 
example is worthy of note. The 
ECOWAS Supplementary Protocol 
on Democracy and Good Governance 
of 2001 outlaws the unconstitutional 
seizure of power and proffers sanc-tions 
for erring Member States. SADC 
has also followed suit in this regard. 
Over the past few years, the com-mitment 
towards the upholding and 
application of this shared value in the 
continent has been demonstrated 
in the consistent denunciation of 
unconstitutional changes of govern-ments. 
ECOWAS and SADC, amongst 
others, joined the African Union 
in condemning the coups that took 
place in their own sub-regions and 
a number of Member States were 
suspended from the continental and 
regional organizations. In addition to 
demanding a return to constitutional 
order, targeted sanctions, such as 
assets freezes and travel bans against 
the perpetrators of the coups, were 
imposed with a view to facilitating 
the restoration of constitutional and 
democratic governance. 
Unconstitutional change of govern-ment 
has had deleterious effects on 
governance, democracy, and political 
In Africa over the last decade, there 
has evolved an agreed political norm 
and commitment to reject uncon-stitutional 
change of government 
either through a coup d’état or any 
other illegal of seizure of political 
power. Both at the continental level 
of the AU and some of the RECs 
like the Economic Community of 
West African States (ECOWAS) and 
the Southern African Development 
Community (SADC), unconstitu-tional 
change of government has 
been outlawed. In the AU, three basic 
policy instruments, namely the Lomé 
Declaration on the Framework for 
OAU Responses to Unconstitution-al 
Changes of Government (Lomé, 
Togo, July 2000); the Constitutive 
Act of the African Union (Lomé, 
Togo, July 2000); and the African 
Charter on Democracy, Elections 
and Governance (Addis Ababa, Ethi-opia, 
January 2007) all emphasize a 
clear rejection of unconstitutional 
change of power in African countries. 
In addition, in January 2010 the AU 
Summit approved a set of “prohibi-tive 
stipulations” and restrictions, 
which are meant to serve as deter-rent 
against perpetrators of coups 
d’état. These stipulations include: a) 
prohibition to stand for new elections 
(b) possibility for legitimate authori-ties 
to try the perpetrator(s) at the 
African Court on Human and Peoples 
Rights’ (c) set of sanctions against 
perpetrator(s). The Heads of State 
also recommended the revitalization 
of the mechanism of structural pre-vention 
of unconstitutional chang-es 
of government – for instance, 
Members States were encouraged to 
speed up both signature and ratifica-tion 
of AU Charter on Democracy, 
Elections and Governance – and the 
promotion of further cooperation 
with International Organizations 
(UN, European Union) in dealing 
with coups d’état. 
“The Assembly emphasises the need 
for a comprehensive approach to the 
issue of unconstitutional changes of Govern-ment 
based on zero tolerance for coups d’Etat 
but also for violations of democratic stan-dards, 
the persistence of reccurrence of which 
could result in unconstitutional changes.” 
Decision of the AU Assembly/AU/Dec.269(XIV) 
January 2010 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 17
Commissioner for Political Affairs, AUC interview with the African Governance Newsletter 
lishing the required policy frame-work, 
as reflected, for instance in the 
adopted African Charter on De-mocracy, 
Elections and Governance 
and the African Union Convention 
for the Protection and Assistance 
of Internally Displaced Persons in 
Africa, we all recognize that with the 
passage of time our priorities need 
to shift from policy development 
towards policy implementation. 
Over the last three or so years, I 
have prioritized efforts directed at 
ensuring that the adopted policy 
frameworks are known and that 
Member States ratify the instru-ments. 
Whereas policy development 
is always a continuing process, we 
have moved to a stage where we are 
focusing added attention on imple-mentation, 
support to Member 
States and the monitoring of domes-tication. 
Much of this has already 
started, as for example in the work of 
the Advisory Board on Corruption, 
which I took a lead in establishing 
as part of the overall mandate of the 
Department. As we move deeper 
into issues of implementation, one of 
the emerging priorities of the Union 
is the consolidation of continental 
and regional efforts in Governance 
scratch and engage in both strategic 
issues and operational level details 
for delivering on the mandate and 
vision emanating from Maputo. Mat-ters 
of Governance and Democracy 
were only, by and large, introduced 
during the 1990s and affirmed in 
the Constitutive Act of the African 
Union. During the initial phase, I 
had no option but to focus attention 
on building the human resource and 
financial capacity of the Department 
and at the same time, drive forward 
the establishment of coherent policy 
frameworks for the African Union 
in, amongst others, Governance and 
Democracy. 
Today, as I reflect back on the jour-ney, 
I can say with a level of humility, 
that we have come a long way as we 
now have a coherent policy frame-work 
in Governance and Democracy 
and have a better capacitated Depart-ment. 
Whilst there have been some 
developments within the policy 
realm that add to the work of the 
Department, the overall mandate of 
the Department has been consistent 
with what emerged in Maputo and 
we continue to draw inspiration from 
the Constitutive Act. In as much as 
we have made major strides in estab- 
Interview: 
Interview with Her 
Excellency, Mrs. 
Julia Dolly Joiner, 
Commissioner for 
Political Affairs, African 
Union Commission, Addis 
Ababa, Ethiopia, 
by the Chair, Editorial Committee of the 
Newsletter, Prof. Said Adejumobi 
1. Can you share with us some 
of the major changes that 
have taken place in the focus, 
mandate and priorities of the 
Department of Political Affairs 
since you were first elected to 
the position of Commissioner? 
The broad vision and mandate of 
the Department of Political Affairs 
was established during the Maputo 
Summit in 2003. In addition to the 
supervision of Representational 
Offices and the Secretariat of the 
African Commission on Human 
and Peoples’ Rights, the mandate 
included humanitarian issues, the 
promotion of governance, democ-racy, 
respect for human rights, 
elections observation and assistance, 
the free movement of persons and 
Africa-Arab relations, including the 
organization of the 2nd Africa-Arab 
Summit. At the time, I also carried 
the overall responsibility for the 
establishment of the Washington 
Office of the AU, the Pan African 
Parliament and the African Courts 
on Human and Peoples’ Rights and 
Justice. Whilst the mandate and 
responsibilities were very wide, the 
available human resource capacity 
within the Department was limited, 
as the Political Affairs Portfolio was 
relatively new and the structure that 
we inherited from the Organization 
of African Unity (OAU) was weak, 
with only seven Officials allocated to 
the Department. 
When I was elected, the reality that I 
faced was one of having to start from 
18 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
most instrumental in enhancing the 
capacity for delivery of all AU institu-tions 
and Organs within Governance 
and Democracy. 
3. What were some of the 
challenges you faced as you 
grappled with shaping and 
implementing the mandate 
established by the Union in 
Governance and Democracy? 
The challenges, I would say, are gener-ally 
at two levels. The first relates to 
institutional capacity and the second 
to overall strategic orientation. At the 
level of strategy, it goes without saying 
that there is always a tension between 
the application of shared values and 
the particularities and specificities of 
each Member State. The Commission 
and the Union it serves, have limited 
powers and hence there are con-straints 
and established parameters on 
what can be done in Governance and 
Democracy. Whilst there is a propen-sity 
to suggest that the Union should 
do more, it is equally imperative to 
recognize that even as new principles 
are established, it would take long 
before Member States fully appreci-ate 
and accept that in order to move 
forward as a collective, compliance to 
adopted shared values is not a choice, 
but a necessity. This is a continuing 
challenge and does find expression 
in all the programmes and activities 
that we establish to take forward the 
mandate. 
Our ability to respond to Member 
States aspirations and indeed to man-age 
the strategic tension that exists 
between the collective and individual 
interest, is largely dependent on avail-able 
capacity. The simple reality here 
is that the capacity and resources 
made available have never matched 
expectations and the mandate. To fill 
many of the capacity gaps, we worked 
overall Shared Values space, we can 
conclude that there have been many 
successes and milestones in our efforts 
to establish the required policy frame-works 
in a participative and inclusive 
manner. Viewed in context, it will also 
be recognized that the African Charter 
on Democracy, Election and Gover-nance 
is most progressive and serves 
as a global benchmark for the estab-lishment 
of similar instruments. We 
also know well that the African Union 
Convention for the Protection and 
Assistance of Internally Displaced Per-son 
in Africa is an international first 
and a very positive step on the part of 
African Union Member States. 
At the level of institutions, we can 
look back with some satisfaction that 
despite all of the challenges associated 
with institution building, including 
getting Member States to match man-dates 
with actual budgets, we have 
made significant progress. As is widely 
known, we have, from the most basics, 
built a functional Department of 
Political Affairs and I must add, with 
a sense of contentment, a small but 
necessary Democracy and Electoral 
Assistance Unit that is resourced by a 
Democracy and Electoral Assistance 
Fund. The fact that the African Union 
is now observing all National elec-tions 
in Member States is testimony 
to our success at building the required 
capacity. At the level of institutional 
building, I must also highlight that, 
through our efforts and direct hands-on 
involvement, we established the 
Washington Office, the Pan African 
Parliament, the African Court on 
Human and Peoples’ Rights and have 
been instrumental in launching the 
African Union Advisory Board on 
Corruption. In fact, this institutional 
building role was very time consum-ing 
and we can conclude that the De-partment 
of Political Affairs has been 
and Democracy. I have thus also pri-oritized 
the process for elaborating 
the African Governance Architecture 
and the establishment the African 
Governance Platform as the underly-ing 
coordinating mechanism within 
the Architecture. In a nutshell, the 
mandate remains consistent, but 
the focus and priorities are now on 
implementation and consolidation. 
2. What are the key landmarks, 
achievements and successes 
that you consider important 
during your tenure as 
Commissioner? 
Whilst there have been many chal-lenges, 
the overall successes and 
achievements registered do bode 
well for the Continent. Although we 
might be inclined to attribute suc-cess 
to individuals, it is important 
that we recognize that progress is a 
matter of collective achievement and 
involves, amongst others, the Com-mission, 
Member States, Civil Soci-ety 
and our partners. As we focus on 
the larger achievements, let us not 
lose sight of the small but significant 
efforts of all stakeholders that con-tribute 
to our collective success. 
As intimated earlier, there are two 
specific broad areas of functional 
focus within my portfolio - the first 
relates to the establishment of the 
required policy frameworks and the 
second to the institutions and capacity 
for achieving the vision of the Union. 
In addition to the Convention on 
Combating and Preventing Corrup-tion, 
a very significant milestone for 
the Continent was the adoption, in 
2007, of the African Charter on De-mocracy, 
Elections and Governance. 
Whilst the adopted Charter is consid-ered 
a very important achievement, 
we were always aware that policy de-velopment 
is a continuing process and 
hence, in 2009 the Assembly adopted 
the Convention for the Protection and 
Assistance of Internally Displaced Per-sons 
in Africa and, as many know, the 
African Ministers of Public Service 
have finalized a Draft African Charter 
on the Values and Principles of Public 
Service and Administration for sub-mission 
to the January 2011 Assembly 
for adoption. Indeed, as we look at the 
instruments established within the 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 19
responsible for issues within the Gov-ernance 
and Democracy fold. 
As we engaged in extensive consulta-tions 
before the Summit, I remain 
confident that the Summit will be a 
success and that the Member States 
will adopt a Declaration that reaf-firms 
our mandate and that provides 
sufficient guidance for the future. I 
would also expect that Member States 
would value the preparatory work that 
we engaged upon prior to the Summit 
and hence continue to demonstrate a 
commitment to the mandate that they 
established for us. 
6. How do you think that the 
outcome of the Summit will 
be carried forward? Are there 
plans by your office to ensure 
that the Theme of the Summit 
does not constitute an event, 
but a process that will be 
carried forward? 
In as much as we all recognize that the 
Session on the Summit Theme should 
not be treated as an event, it is also 
imperative that we be cognizant of 
the fact that this Summit takes place 
in a context of a continuing journey 
and process. The Commission and 
the Department are at the service of 
Member States and the peoples of this 
Continent and hence there should 
be no doubt as to our responsibility 
in taking forward the decisions of 
Assembly. To facilitate matters, it is 
standard practice for each Summit to 
consider a report on the implementa-tion 
of its decisions. There is thus an 
established practice towards ensuring 
that decisions are implemented. The 
carrying forward of the Summit Dec-laration 
and relevant decisions happen 
at two levels. Firstly, as the Theme 
relates to the ongoing work of the 
Department, the annual and medium 
term plans of the Department should 
reflect the outcomes anticipated. I am 
also secondly, most certain that the 
Department would establish a very 
specific action plan to ensure that 
there is follow-up on the outcomes of 
the Summit. 
Talking about actions for the future, 
it is imperative that we recognize that 
the Summit is furthermore about 
Member States taking their obliga-democracy 
and governance journey 
and is likely to provide added energy 
to the path established. 
The Summit, one must admit also 
forces us to confront the reality that 
we do face challenges at the level of 
Member States and at the continental 
level. In grappling with these chal-lenges, 
the Summit would invari-ably 
focus attention on, for example, 
speeding up the ratification of relevant 
instruments in Governance and De-mocracy 
and the application of shared 
values in the face of some of the inter-nal 
difficulties that emerge from time 
to time within Member States. The 
Summit would thus, in my view, be 
important for reasserting the Gover-nance 
and Democracy commitments 
that were enshrined in the Constitu-tive 
Act of the Union. As such, the 
Summit could have both a practical 
and a policy value. It would serve to 
provide some realistic elements for 
taking forward the Governance and 
Democracy mandate and provide a 
basis for reasserting the policy vision 
that was established as far back as the 
Maputo Summit in 2003. 
5. What are your expectations 
from the Summit? 
The Summit is a Member States’ event 
and hence it is their expectations that 
should be most paramount in our re-flections 
and actions. Our leaders have 
expressed the desire for continental 
unity and have affirmed on many 
occasions that Africa has a common 
destiny. It is thus, in my view, their 
expectations that careful stock is taken 
and that they are given an opportunity 
to reflect on the journey and provide 
perspectives on the future. Whilst 
there have been prior consultations 
with Civil Society, the Youth and Gen-der 
Communities and with Experts 
from Member States, my expectations 
are that the Summit would respond 
to the desire amongst Member States 
to reflect on the obstacles that stand 
before integration through shared 
values and the aspiration to articu-late 
measures to overcome these to 
facilitate integration. If Member State 
expectations are fulfilled, they would 
go a long way in satisfying the outlook 
I would have as the Commissioner 
with a range of partners and created 
innovative interventions that maintain 
ownership over the programmes and 
actions taken in our response to de-liver 
on the demands for results. This 
has not been easy, but as many would 
witness we have done a lot with very 
limited human and financial resources. 
We continue to face implementation 
challenges on a day-to-day basis, but I 
am proud to say that we have been cre-ative 
and managed to sustain delivery 
under very difficult and trying condi-tions. 
It is very evident from my own 
experience that we can finally con-clude 
that institutional transformation 
is on track, the foundations have been 
laid for more efficient, effective and 
responsive delivery on the mandate 
and the Commission that we sought is 
beginning to emerge from the institu-tion 
that we inherited from the OAU. 
4. Briefly share with us your 
thoughts on the Shared Values 
Summit and why you think 
that this theme is important 
for the progress of building 
and consolidating democracy 
and good governance in 
Africa? 
Since the decision of the Assembly 
on the Summit on Shared Values 
was made, I have been encouraging 
all stakeholders to recognize that it 
represents an important opportunity 
to reaffirm the link between shared 
or common values and the overall 
integration process. In this respect, 
we need to recognize that enhanced 
implementation and monitoring of 
governance standards would encour-age 
policy convergence, thereby ac-celerating 
Africa’s integration. 
The Theme is most significant as we 
are beginning to see and experience 
some visible governance and democ-racy 
changes. As the Summit takes 
place, almost a decade after the birth 
of the AU, it makes good sense that 
the Assembly reflects on shared values 
at this point in the continuing journey. 
In any path or journey, it is always im-perative 
that at certain points we take 
stock of progress and assess how we 
can overcome challenges that stand in 
the way of achieving the established 
vision. Indeed, the Summit is thus 
a significant step in the continuing 
20 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
nerships that have been most effec-tive 
have been the ones within which 
there is recognition of common vision 
and a focus on results. 
Whilst any partnership relationship 
embodies an element of mutual ac-countability 
and reciprocity, we have 
found that where partners are flex-ible 
and where there is commitment 
to helping Africa help itself, we are 
able to make positive headway. In a 
world where all have opinions of what 
should and should not be done, we 
have been accommodative of part-ner 
views, but have been insistent 
that ownership and decisions are for 
our Member States and the relevant 
Policy Organs. 
In the partnership journey, we are 
also mindful that there is a pro-pensity 
towards wanting to use the 
legitimacy of the Commission for re-source 
mobilization. One key lesson 
from our experience is that a focus 
on results provides an adequate basis 
for partnerships, thus rendering re-sources 
a secondary issue. Resources 
that flow for our mandate, whilst not 
optimal, flow, not because we have 
to beg for these, but because they 
are made available as we articulate 
clearly the results we want to achieve. 
Where there is a focus on detail and 
a meddling in activities, we find such 
arrangements time consuming and 
a distraction from results and wider 
accountability to Member States. 
9. What would be your 
advice to different 
stakeholders in supporting 
and upscaling the 
governance agenda in 
Africa? 
It would be impossible for me to 
go into any detail on the numerous 
different stakeholders that have or 
should have a direct interest in mat-ters 
of Governance and Democracy, 
so allow me to make some general 
comments that would be of relevance 
to all. Firstly, it is always important to 
recognize that the African Union has 
been affirmed, through the Constitu-tive 
Act, to be a peoples’ organiza-tion. 
By virtue of this, the role of 
all peoples and all stakeholders is 
affirmed and it goes without saying 
obstacles in the march towards de-mocracy 
and appropriate governance. 
Many of these setbacks are reflected in 
post-electoral violence that has been 
experienced in a few Member States 
and in incidences of un-constitutional 
changes to government. However, 
even in these instances, the AU has 
been very firm in upholding shared 
values and as many witness, there is 
zero a tolerance for un-constitutional 
changes in government. On the face 
of what I have experienced over the 
past ten years and in the perspectives 
that have been articulated by Member 
States, we can conclude that there has 
been good progress and we are achiev-ing 
the vision of Governance and 
Democracy that has been established 
within the Constitutive Act of the 
African Union. Indeed, it should be 
recognised that democracy building 
is work in progress. It should never 
be viewed in a linear manner, as the 
advancements of the Continent over 
the past fifty years have demonstrated 
that on many fronts we have, because 
of our own unique history made many 
very positive steps, beyond what has 
unfolded in other parts of the globe. 
8. What has been the role 
of partner institutions in 
supporting the DPA on its 
democracy and governance 
agenda? 
In the context of limited resources 
and the reality that no one institu-tion 
would have all that is required to 
achieve the continental vision, part-nerships 
are fundamental. We have 
benefited immensely from a range of 
partners. Some of our partners have 
provided resources and some have fo-cused 
on providing technical support 
for our work. Without the support 
that we have received, we could not 
have achieved much and would not 
have made the progress that is now 
most visible to all. 
Even as we appreciate the role of our 
resource and technical partners, we 
have always maintained the perspec-tive 
that we must retain and protect 
Member State ownership over all 
programmes and activities. This pro-cess 
is never easy and often we have 
to keep a careful balance between our 
needs and partner interests. The part-tions 
seriously. The commitments are 
for Member States and it is my hope 
that they would continue to take the 
lead by, for example, ensuring that 
the relevant Governance and Democ-racy 
instruments are ratified, domes-ticated 
and implemented. 
7. Where do you think 
Africa is today in its march 
towards democracy, and 
good governance? Do you 
think the Continent has made 
progress? 
I can express an opinion and perspec-tive 
on progress, but it is always useful 
to look at available empirical evidence 
and actual data. I know that if one is 
to look deeper at the pattern across 
the Continent, we will conclude that 
despite the challenges, the overall 
trend over the past decade has been 
quite encouraging. Even prior to the 
adoption of the African Charter on 
Democracy, Elections and Gover-nance, 
Member States of the Union 
demonstrated, through action, a 
commitment to a shared approach to 
Governance and Democracy. Consis-tent 
progress has been demonstrated 
in many areas of democratisation, 
including the reduction in corrup-tion 
and the building of systems for 
transparency and accountability in 
government. The democratic aspira-tions 
of the African people are firmly 
implanted in the popular conscious-ness 
and civil society, women and 
youth involvement in important na-tional 
and regional issues has become 
an integral part of the African political 
landscape. 
Today, more Africans live under 
democratic rule compared to the 
situation in the early 1980s when only 
a handful of African countries were 
considered democratic. The number 
of credible elections held over the past 
decade in the Continent is tangible 
testimony to Africa’s steady march 
towards democratisation. Although 
setbacks are experienced occasionally, 
the numbers of civil conflicts within 
states are much less compared to the 
situation a decade ago. In as much 
as the overall trend has been posi-tive, 
we must also admit that there 
are still many challenges that need to 
be overcome and we do experience 
African Governance Newsletter Vol.1 Issue 01 January-March 2011 21
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African gov newsletter fin

  • 1. AGforvicearnn ance Newsletter Good governance in Africa African Governance Newsletter Vol.1 Issue 01 January-March 2011 1 Vol.1 Issue 01 January-March 2011 A QUARTERLY NEWSLETTER ON CURRENT DEVELOPMENT ISSUES ON GOVERNANCE IN AFRICA UNECA Governance and Public Administration Division AUC Department of Political Affairs In this issue Interview with H.E. Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission Regional Initiatives Viewpoints and Think-Pieces For the records Photo/Chris Herwig/UNMIL
  • 2. Foreword- H.E. Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission 4 Editorial Comment- Said Adejumobi, Chair, Editorial Committee 5 Regional Initiatives and Activities in Africa: »»The Road to the “Shared Values Summit’ of the African Union 6 »»The African Governance Architecture 8 »» The African Union’s Draft Charter on the Values and Principles of Public Service and Administration in Africa 10 »»The Human Rights Strategy for Africa 12 »»UNECA’s Regional Anti-Corruption Programme 13 »»AU’s Technical Assistance Programme for Election Management Bodies 14 »»AGR: A Landmark Report on Governance in Africa 15 »» The APRM in fostering Shared Values in Africa 16 »» Collective Rejection of Unconstitutional Change of Government as a Shared Political Value in Africa 17 Interview: Interview with H.E. Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission on her stewardship and progress on governance and democracy in Africa 18 Viewpoints and Thinkpieces: Governance Reform in a Post-Conflict Context: The Liberian Experience- H.E. Amos Sawyer, former President of Liberia, Chairperson, Liberian Governance Commission, and Member, APRM Panel of Eminent Persons 23 For the Records: • Status of Ratification of the Charter on Democracy, Elections and Governance by AU Member States 30 Recent and Upcoming Events and Activities 31 In this issue AGforvicearnn ance Newsletter Good governance in Africa African Governance Newsletter Vol.1 Issue 01 January-March 2011 1 Vol.1 Issue 01 January-March 2011 A QUARTERLY NEWSLETTER ON CURRENT DEVELOPMENT ISSUES ON GOVERNANCE IN AFRICA UNECA Governance and Public Administration Division AUC Department of Political Affairs In this issue Interview with H.E. Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission Regional Initiatives Viewpoints and Think-Pieces For the records Photo/Chris Herwig/UNMIL Consultative Advisory Group H.E. Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission Mr. Abdalla Hamdok, Director, Governance and Public Administration Division (GPAD), UNECA. Designed and printed by the Documents Publishing Unit-PCMS, UNECA Editorial Committee Co-Chairs: Said Adejumobi- ECA and Salim Latib – AUC Members: Gamal Ibrahim- ECA Chrysantus Ayangafac- AUC Mercy Wambui- ECA Abraham Roch Okoko Esseau – AUC Valerio Bosco- ECA
  • 3. “This is Africa’s moment, which must be seized to transform the economic and social destiny of our continent. Achieving the MDGs is critical to this end, just as is improved governance of our development processes. ECA stands ready to support the efforts of the African Union and its Commission in pursuit of these noble objectives”. H.E. Mr. Abdoulie Janneh, Speech to the Seventeenth Ordinary Session of the Executive Council of the African Union, 22 July 2010, Kampala, Uganda H.E. Mr. Abdoulie Janneh, UN Under-secretary General and ECA’s Executive Secretary, and H.E. Mr. Jean Ping, Chair of the African Union Commission are the primary drivers of the partnership between the two institutions “...we are uniquely privileged to have had a long history of valuable working relations and partnership with the ECA.... The Collaboration is designed to enable programmatic synergies but also to initiate dialogue, build consensus and mobilise partnership among stakeholders and to ensure ef-fective result-oriented actions that would enrich the living conditions of the people of our continent...” H.E. Jean Ping, Chairperson of the AU Commission on the Occasion of the 50th Anniversary of the United Nations Economic Commission for Africa. (24th October 2008)
  • 4. Sustaining the governance and democracy momentum in Africa requires that knowledge driven advancement be mo-tivated by information and perspectives. Efforts to shape and reshape local and global views on Africa are furthermore con-tingent on information related to progress made and the activi-ties undertaken and unfolding within the terrain of governance and democracy. There is a great deal that has unfolded and that continues to unfold as a result of the wider commitment to governance and democracy, but much of this remains muddled in formal reports and in the confines of diplomatic dialogue. This Newsletter responds directly to existing information and knowledge gaps and is, in essence, directed at showcasing the activities, events and programmes in governance and democ-racy that are unfolding within Africa. Over the course of the past few months and indeed over time, the Department of Political Affairs of the African Union Com-mission (AUC), working with the Governance and Public Administration Division of the United Nations Economic Commission for Africa (UNECA), under the overall leader-ship of the Chairperson of the Commission, His Excellency Jean Ping and the Executive Secretary of the UNECA, Mr. Abdoulie Janneh, recognized that there is an urgent need to close the information gap and move beyond the communica-tion muddle and formalism that characterize relationships and interactions. The Newsletter is hence a product of the organic maturation of work that has unfolded in Africa in governance and democracy. In response to the democratic momentum and general commitment to governance, the AUC and the UNECA have initiated a number of programmes and activities. Knowl-edge of these is limited and often only confined to channels of formal communication. Even outside of a demand for more in-formation from civil society, partners and the general citizenry, policy makers have also called on us to begin sharing informa-tion in a more accessible and user friendly manner. In addition to other communication efforts, this Newsletter represents a very innovative and simple response to a wide demand for information. The shape and direction of what is contained in the Newslet-ter will always be contingent on the demands and perspectives of readers and the need to ensure that there is wider access to information. It is indeed, for this reason that through the part-nership between the Department of Political Affairs (DPA) of the AUC and the Governance and Public Administration Division (GPAD) of the UNECA, a decision was made to focus substantive content of the Newsletter on the provision and sharing of information on major initiatives, activities and events on governance especially at the regional level, and offer-ing independent reflections and perspectives on contemporary African governance issues and challenges. As both the African Union and the United Nations play active leadership roles in shaping the direction and content of work in governance and democracy, it is expected that this Newsletter will serve as an invaluable source of information for other actors and will over time become an essential instrument for coordinative action on governance in our Continent. Viewed in the wider context, the Newsletter represents a key instrument for all of the stakeholders who are and would be Foreword central to the Af-rican Governance Architecture and the African Governance Platform that would be launched, subject to the approval of the Policy Organs of the African Union. Indeed, at the centre of the African Gov-ernance Platform is a desire to ensure more coordinated responses to mandates through a more effective exchange and dissemination of information. Whilst the Newsletter constitutes a major step forward in the information-sharing process, both the DPA-AUC and GPAD-ECA recognize that much more will be needed to facilitate greater impact, through evidence-based policy development and implementation. This is indeed the substantive logic of the partnership that has been forged and that this Newsletter reflects. The release and launch of the inaugural edition of the Newslet-ter at the 16th Ordinary Summit of the Union on the Theme ‘Towards Greater Unity and Integration through Shared Values’ is no coincidence. The Summit provides us all with an immense opportunity to reaffirm our mandate and hence cre-ate greater commitment to democracy and governance. Releas-ing this first edition during the Summit thus provides all of us with an opportunity to support and encourage the sustenance of this noble initiative. Whilst there is and has to be commit-ment from the institutions involved, the value of the initiative resides, in the final analysis, on the views and perspectives of those who read the Newsletter and those who would, from all AU and UN structures, contribute to future editions. We remain committed to delivering the Newsletter on a quarterly basis and it is anticipated that the next version will focus on the outcomes of the Summit. Your support in reading and circulat-ing the Newsletter and information widely would be further testimony to the commitment we all share in sustaining Africa’s governance and democracy momentum. I would like to thank the Editorial Team for the efforts in pro-ducing this maiden issue of the African Governance Newsletter and express the hope that it does represent the first in a series of informative and interactive publications on governance within the African Union. H.E. Mrs. Julia Dolly Joiner Commissioner for Political Affairs African Union Commission 4 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 5. This Newsletter is a practical testimony to the grow-ing partnership between the AUC and ECA in har-nessing their relative strengths and comparative advan-tages in mutually promoting the cause of governance and democracy in Africa. This first edition of the newsletter released and launched at the 16th AU Summit on Shared Values in Africa is an unequivocal demonstration of the importance and commitment both institutions (AUC and the ECA) attach to information and knowledge ex-change. The persuasion for this initiative is based on the reality that while a lot is happening at the regional and sub-regional levels on governance, there are information gaps, for policy makers and the African people to follow, comprehend, and critique the unfolding governance pro-cesses and developments. With the strong trend towards regionalism in Africa, both at the economic and political levels, it has become imperative to create a simple yet educative and informative channel to engage the people and policy makers at the level of Member States in the Continent. This newsletter is meant to serve as (i) an information resource centre for ongoing activities and initiatives on governance at the regional and sub-regional levels in Af-rica (ii) a platform for critical but responsible reflections and dialogue by Africans on contemporary governance challenges; (iii) a feedback mechanism from the people on their views, perceptions and interests on regional programmes and (iv) a complementary initiative to the African Governance Architecture of the AUC, to show-case how the AU is building coordination, coherence and strong partnership for effective performance by its organs and the RECs on governance and democracy in Africa. For the ECA, this initiative complements its work on governance in Africa, especially the African Governance Report (AGR). While the AGR is a rigorous empirically based research and policy product, the African Gover-nance Newsletter (AGN) is a simple information tool to keep Africans abreast of developments on governance in their Continent. Both (AGR & AGN) will certainly go a long way in reinforcing the knowledge and information base on governance in Africa. The structure and content of the Newsletter have been carefully designed. The Newsletter is in four major parts. The first part centers on major regional initiatives and activities in Africa; the second part is dedicated to the interview of a prominent African, who has helped to shape policy on governance and democracy in Africa. In this edition, we bring you an interview with Her Excellency, Mrs. Julia Dolly Joiner, Commissioner for Political Affairs at the African Union Commission, who was elected to the Political Affairs portfolio at a critical conjuncture in the transition from the OAU to the AU, and its governance agenda. The third part is on “View-points and Thinkpieces”. This segment is to promote informed discourse on contemporary governance issues Editorial Comments and challenges in Africa. In this edition, H.E. Prof. Amos Sawyer, former President of Liberia and currently, Chairperson of the Governance Commission of Liberia and Member, APRM Panel of Eminent Persons, is our guest contributor. He reflects on the governance reform in a post-conflict context, focusing on the experience of Liberia, which he directly manages. This section of the Newsletter is based on the personal views of the guest contributor and cannot be ascribed to both the AUC and ECA, or the Editorial Committee. The last section of the Newsletter is on regional documents which we reproduce for general information and records. We hope that in subsequent editions of the Newsletter, we would be able to provide information on the activi-ties from the other AU organs and institutions working on governance related issues like the Pan-African Parlia-ment, the African Court of Justice and Human Rights, the African Commission on Human and Peoples Rights (ACHPR), Africn Peer Review Mechanism (APRM) and the Regional Economic Communities (RECs). We have already set the machinery in motion for this. The Editorial Team would like to thank the leadership of both the AUC and ECA for their support for the initia-tive. They provided the moral and financial support to make the Newsletter happen. The Consultative Advi-sory Group has been a major back-stopping body for the Newsletter. The Editorial Committee has had to bounce ideas back and forth with them on the shape and direc-tion that the Newsletter should take. My colleagues on the Editorial Committee have been extremely committed to the cause of the Newsletter and highly enthusiastic about its production. I hope they feel fulfilled and satis-fied with the collective product that we have. Colleagues at the Documents and Publishing Unit at the ECA, who undertook the design, layout and production of the Newsletter, deserve our special commendation. Working under a tight schedule, they ensured that the Newsletter is ready for the Summit. I hope the readers will find this effort a worthy endea-vour! Your comments on the Newsletter will be highly appreciated. Said Adejumobi Chair, Editorial Committee African Governance Newsletter Vol.1 Issue 01 January-March 2011 5
  • 6. Regional Initiatives The Road to the “Shared Values” Summit of the African Union Introduction The 14th Session of the As-sembly of the African Union (AU) endorsed a recommen-dation of the Executive Council (EX. CL/Dec.525 [XVI]) that the theme of the 16th Ordinary Session of the Assembly in January 2011 should be dedicated to “Shared Values in Africa” and in particular, the putting in place of a Pan-African Architec-ture on Governance. The Executive Council Decision also recommended that the 16th Ordinary Session of the Assembly should identify obstacles and measures to be adopted to facili-tate continental integration based on shared values. This theme is consis-tent with the Strategic Plan of the African Union Commission (2009- 2012) in which “Shared Values” is one of the four priority pillars of the Commission. “Shared Values”, in this context is conceived in terms of the collective interests, and aspira-tions of the Union and the African people that can facilitate the process of regional integration especially in the areas of democracy, popular par-ticipation and improved governance in Africa. In preparation for the 16th Ordi-nary Summit of the AU Heads of State and Government, the Depart-ment of Political Affairs of the AUC embarked on a process of collective reflection to ensure that the Summit serves as an opportunity to reaffirm and commit to implementing the Shared Values of the African Union. As Shared Values is subject to debate and wider contestation, a more reflective process would facilitate consensus on the future shape and direction of the governance agenda. Whilst Member States are core to shaping and determining the actions and direction of Shared Values, it is accepted that the issues embodied in Shared Values are complex and could benefit from expert engagement and wider debates. It is against this backdrop, that the DPA organized series of Consulta-tions aimed at building consensus on how Shared Values (on Democracy and Governance) can accelerate continental integration. In keep-ing with the overall rational of a focused reflection, the objective of the consultations was to focus on building a common perspective on the evolution and future policy path to be pursued. In this regard, the consultations addressed the follow-ing questions: What constitutes • Shared Values at the Continental, Regional and National Levels and how have they evolved? • What has been achieved and what needs to be done within the Shared Values space as a catalyst to the integration process? • What are the challenges in Shared Values? • What should be the future policy orientation on Shared Values, building on established and unfolding processes, such as the African Charter on Democracy, Elections and Governance and the African Governance Architecture? Process The consultations were diverse but focused to ensure that there is thor-ough reflection on the theme. Whilst the DPA made presentations during Group photo of the Gender and Youth Consultative Fora on the Shared Values Summit Photo: Courtesy AUC/DPA 6 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 7. the consultations, participants took the lead in the direction and content of the debate. The role of the AUC was that of a facilitator and listener. The follow-ing consultations were organized: Civil Society Consultation: This consul-tation took place from 26-29 Novem-ber 2010, in Abuja, Nigeria. CIDO and the Department of Political Affairs of the Commission convened the consul-tation, and the ECOSOCC (Political Cluster) provided overall leadership in facilitating the deliberations. The consultation was attended by African Civil Society Organizations from across the Continent. In the conclu-sions of the consultations, the CSOs committed themselves to take owner-ship and responsibility for articulating and facilitating implementation of the AU Shared Values. Youth Forum: The Forum took place in Addis Ababa, Ethiopia, from 6-7 December 2010. The forum was co-convened by the DPA and the Depart-ment of Human Science and Technol-ogy which have within its portfolio, youth issues. The forum was attended by participants from African Union Member States. The forum recom-mended, amongst others, the need to institutionalize the Youth Forum as a means of enhancing predictable and sustainable youth participation in the AU. It was also affirmed that a Youth Parliament will popularize the AU and enhance youth awareness about governance and policy making process at the continental level. Gender Forum: The Gender Forum took place in Addis Ababa and was attended by representatives from Gender Organizations and Member States. Amongst the participants were a number of Ministers responsible for Gender or Women’s Affairs. This fo-rum stressed the imperative of imple-menting the AU policy orientation towards gender equality and women representation and participation in the governance and democracy policy making process of Member States. High Level Experts Consultation: These consultations were attended by, amongst others, academics, represen-tatives from partner organizations, the Chairperson of the 6th Conference of Ministers of Public Service and all Members of the Advisory Board on Corruption. This consultation rec-ommended that greater attention be focused on accelerating ratification, domestication, harmonization and implementation of governance instru-ments. It further stressed the impor-tance of establishing a Governance coordinating mechanism within the AUC. The general consensus that emerged from the consul-tations is that there is need to shift focus from norms setting to consolidation and implementation. Consultation between AUC and the RECs: The consultation was held on 10 December 2010 and attended by six of the 8 recognized RECs. This meeting noted that RECs as the building blocks for Africa’s unity and integration are critical to Governance and Democracy, but often their role is not fully under-stood with regard to policy initiation, development and implementation. It thus recommended that there is need to ensure that AU-RECs relationship is strengthened in governance through policy and programme harmonization. AU Member States’ Consultation: This meeting took place from 13th - 15th December 2010 in Addis Ababa, Ethiopia. Thirty-one Member States were represented at the consultation. Besides reflecting on the theme of the Summit, the consultation also made inputs into the draft Summit Dec-laration. Furthermore, the meeting deliberated on the “Discussion Paper” which hitherto had been considered and revised by the preceding meetings on Shared Values. The Member-States Expert Meeting reviewed and finalized the document to be submitted to the decision-making organs of the AU. The main conclusion of the consulta-tion was that there is need for African ownership and responsibility in taking forward Shared Values. Outcome The general consensus that emerged from the consultations is that there is need to shift focus from norms setting to consolidation and implementation. The main recommendations of the consultations and meetings are at two levels. The first is focused on accelerat-ing continental integration through enhancing policy and programme convergence in Democracy and Gov-ernance and the second is to evolve and strengthen the African Gover-nance Architecture as the institutional mechanism to harmonize and facilitate policy convergence amongst Member States. The consultations concluded that Member States should take appro-priate measures to harmonize their national laws and regulations with AU instruments on Democracy and Governance. The AUC and RECs were encouraged to enhance coor-dination and harmonize their policy and programmes within the fold of Shared Values. It was affirmed that there is need to develop benchmarks for implementation of the commit-ments and principles as contained in AU instruments relating to Democracy and Governance. It was recommended that Member States which have not ratified the AU Charter on Democracy, Elections and Governance and other important regional instruments should do so for those instruments to come into force and be implemented. Furthermore, it was emphasized that the process of reviewing the mandate of the Pan African Parliament, and the proposal to give the African Court of Justice and Human Rights jurisdiction over crimes under international law such as genocide, crimes against humanity and war crimes should be accelerated. The AU Commission was urged to launch the African Governance Platform as a mechanism to facilitate information flows, coordination and evaluation of the implementation of the AU instruments on democracy and governance amongst AU organs and the RECs in Africa African Governance Newsletter Vol.1 Issue 01 January-March 2011 7
  • 8. these policy pronouncements include, amongst others: Constitutive • Act of the African Union; • African Charter on Democracy, Elections and Governance; • The African Charter on Human and Peoples’ Rights; • Algiers Declaration on Unconstitu-tional Changes of Government; • Lomé Declaration for an OAU Response to Unconstitutional Changes of Government; • The OAU/AU Declaration on Principles Governing Democratic Elections in Africa; • Protocol Relating to the Establish-ment of the Peace and Security Council of the African Union; • African Union Convention on Preventing and Combating Corrup-tion; • African Union Post Conflict and Reconstruction Policy Framework; • African Union Convention for the Protection and Assistance of Inter-nally Displaced Persons in Africa; • Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women in Africa; • African Charter on the Rights and Welfare of the Child. The main vision encapsulated in all these instruments is to create a democratic, well governed, stable, and prosperous continent, where Member States and the peoples of the Conti-nent will respect the values of human rights and the rule of law, democratic norms, culture and practices, free, fair and credible elections and absolute rejection of unconstitutional or illegal transfer or seizure of power. Pillar Two: Institutional Framework The AGA could be conceived as a well-ordered and neatly assembled structure, institution and mechanism to give operational expression to The African Governance Architecture Introduction The Decision of the 15th Ordinary Summit of the Assembly of Heads of State and Government of the Afri-can Union (Assembly/AU/Dec.304 (XV)) was to dedicate the theme of the 16th Ordinary AU Assembly to Shared Values of the African Union, and also mandated the African Union Commission (AUC) to put in place a Pan-African Architecture on Gov-ernance. It is anticipated that the Ar-chitecture would provide the process and mechanism of enhancing policy dialogue, convergence, coherence, and harmonization amongst AU Organs, institutions and Member States as a way of speeding up the integration process on the continent. Given this mandate, the Department of Political Affairs of the African Union Commission initiated the process of articulating and develop-ing the African Governance Archi-tecture (AGA). The rationale for the AGA is that while there are several governance instruments, frameworks, and institutions at the regional, sub-regional and national levels, there is little or no effective synergy, coordi-nation and harmonization amongst them. These institutions work mostly in silos, and do not benefit adequately from each other even at the level of sharing information and coordinating their activities for effective perfor-mance. The AGA is therefore meant to fill this important gap in the gover-nance mechanism of the continent. The idea of the AGA is not about cre-ating new institutions, but establish-ing ways and means of strengthening the existing ones and ensuring their effective coordination and optimum performance. Definition and Structure of AGA: The AGA is the overall political and institutional framework for the promotion of democracy, governance and human rights in Africa. The AGA is an evolving mechanism composed of three principal pillars: It consti-tutes of a vision/agenda; Organs and Institutions; mechanism/processes of interactions amongst AU organs/ institutions with a formal mandate in governance, democracy and human rights. Pillar One: Norms/Vision The AGA projects the governance vision for the continent. This gover-nance vision is embodied in the gov-ernance norms, standards, principles and practices both at the regional and continental levels which Member States of the AU have collectively and individually committed themselves to. These principles, practices and standards permeate the various policy pronouncements of the AU. Some of 8 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 9. • The AU Advisory Board on Cor-ruption • NEPAD Planning and Coordinat-ing Agency (NEPAD Agency) • Regional Economic Communities. Pillar Three: Interaction Mechanism and Processes An African Governance Platform is the major institutional mechanism for the expression of the AGA. During the consultations, it was agreed that establishing the Platform is imperative in strengthening the AGA by enhanc-ing coordination, harmonization and implementation. To consolidate and enhance implementation of the gover-nance agenda, AU organs and institu-tions with a formal mandate in gover-nance agreed to establish a governance platform. The role of the Platform is to facilitate information flow, exchanges, dialogue, synergies and joint action amongst the various AU governance institutions and actors, and monitor the Africa Governance vision. AU institutions, organs and initiatives with a formal mandate in democracy, governance and human rights strive to consolidate democratic governance in Africa by enabling and facilitating the internalization of AU instruments on governance in Member States of the AU; ensure overall coherence and convergence of the governance pro-grammes at the regional and continen-tal levels. The following are the main institutions that comprise the AGA: • AU Commission; • African Court on Human and Peoples’ Rights; • African Commission on Human and Peoples’ Rights; • Pan-African Parliament; • African Peer Review Mechanism; • The Economic, Social and Cultural Council; compliance and implementation of the major governance instruments and commitments. The Platform is not to duplicate the mandate or work of existing organs/institutions and initia-tives; and would not act as a decision-making body. The Platform is simply a platform for coordination, harmoniza-tion and coherence on governance in Africa. Conclusion: Rather than a panacea to the gover-nance challenges facing the conti-nent, the AGA should been seen as providing an opportunity to engage and develop appropriate capacity and responses to Africa’s governance challenges. A coordinated and inte-grated approach is no substitute for the primary responsibility of AU Member States in democracy, governance and human rights. The AGA is premised on complementing the primary responsi-bility of States and existing institutions of the AU on governance The Architecture would provide the process and mechanism of en-hancing policy dialogue, conver-gence, coherence, and harmoniza-tion amongst AU Organs, institu-tions and Member States as a way of speeding up the integration process on the continent African Governance Newsletter Vol.1 Issue 01 January-March 2011 9
  • 10. The African Union’s Draft Charter on the Values and Principles of Public Service and Administration in Africa Continental Africa Public Service Day Celebrations, 19 June 2009, Dar-es-Salaam,Tanzania Pursuant to the aforementioned Deci-sion, the African Union Commission initiated several activities between September 6 and November 9, 2010. The first of these was the Member States Experts Meeting organized in Maputo, Mozambique, from 06 to 08 September 2010. The experts from about thirty Member States of the Union reviewed and finalized the Draft Charter pre-pared under the auspices of Algeria in the light of the mandate received from the Executive Council. At the end of the Maputo meeting, the preamble and several articles of the Draft Char-ter submitted to the Member States Experts were amended. The outcomes of the Maputo meeting were submitted for consideration to the 5th Extended Bureau Meeting of the 6th Conference of African Ministers of Public Service held in Maputo, Mozambique, on 9 Septem-ber 2010. In examining the outcomes of the Mem-ber States Experts’ work, the African Ministers of Public Service noted the progress recorded in the review of the Draft African Charter on the Values and the Principles of the Public Service and Administration, and requested its sub-mission to the African Union Assembly through the Executive Council for adoption. It should be recalled that in accordance with one of the recommen-dations of the Member States Experts meeting, it was advised that there needs to be a harmonization of the different language versions of the Draft Charter. The process of developing a charter on Public Service in Africa dates back to the 2nd Conference of African Ministers of Public Service held in Rabat, Mo-rocco, in December 1998. At the end of that Conference the “Rabat Declaration” was adopted, which recommended the development of a Charter on Public Ser-vice for Africa. As such, a working group was immediately established under the auspices of the African Center for the Training and Research on Administra-tion for Development (CAFRAD). Three years after the 1998 Conference held in Rabat, at the 3rd Conference of African Ministers of Public Service held in Windhoek, Namibia, in February 2001, this working group submitted the outcome of its work which was adopted by the Conference under the name of “Charter of Public Service in Africa”. This charter drew its inspiration from the experiments of administrative re-form in many African countries with the support of international partners. This particular version of the Charter is also referred to by public service scholars and practitioners as the “2001 Charter”. The Charter represents a major attempt at anchoring the African Public Service in the values of political neutrality, pro-fessionalism, effective implementation of adopted public policies, fair working conditions, respect for ethical principles, fight against corruption and satisfaction of users’ needs. Although consolidat-ing a series of fundamental principles necessary for the improvement of Public Service in Africa, the 2001 Charter had however two weaknesses: it was not a biding legal instrument and the process of its development was conducted out of the framework of the African Union. In view of the strategic importance of the Charter to the continent there is currently an on-going process directed at ensuring that the Charter is appro-priately incorporated into the African Union system. Incorporating the Charter into the African Union System Until the 4th Conference of African Ministers of Public Service held in Stel-lenbosch, South Africa, in May 2003, this gathering of Ministers was a process completely external to the African Union. This Conference marked the beginning of the process of integrating the African Public Service Charter into the AU system. At the 5th Conference of the African Ministers of Public Ser-vice, held in Addis-Ababa, Ethiopia, in December 2005 the process was given a major boost, as Algeria was entrusted with the responsibility of leading the review and transformation process of the 2001 Charter into a binding legal instrument for the Member States of the African Union. Following the commitment of Alge-ria which assumed with a great sense of responsibility its task, a first Draft of the African Charter on the Values and Principles of Public Service and Administration was submitted to the 6th Conference of African Ministers of Public Service held in Midrand, South Africa, in October 2008. To complete this process of the development of an African Charter in the African Union, the Executive Council of the African Union, in its Decision Ex.CL/Dec.243 (VIII) on the report of the 5th Confer-ence of African Ministers of Public Service, requested the African Union Commission to review and update the Draft African Charter on the Values and Principles of Public Service and Admin-istration for adoption by the relevant African Union Organs. Photo: Courtesy AU/DPA 10 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 11. 24, for instance, stipulates the submis-sion of “the copy of the reports of Member States to the competent authorities of the Union for the determination of suitable actions in their respective fields of compe-tence” and that “the Assembly must take suitable measures aiming at dealing with issues raised in the Commission’s Report”. These mechanisms echo somehow the principles of collective responsibility and non-indifference towards what could occur in a Member State. These mechanisms create the conditions of the enforcement of the Charter. With these mechanisms, and a political will, there are chances that the Charter on the Values and Principles of Public Service and Administration will be applied and the lives of African peoples significantly improved through effective service delivery. The Draft Charter, to be submitted in four languages to the consideration and possible adoption of the deliberating organs of the Union indicates a real commitment to work for the modern-ization and the improvement of African Public Service and continental integra-tion. It showcases also the collective will of the African Union Member States to prevent and fight corruption, to protect the users and Public Service Agents as well as to promote good governance and sustainable development on the continent. This Draft Charter can thus be regarded as a major step towards the realization of the African Union Shared Values agenda, in its governance com-ponent. Its adoption on the occasion of a Summit devoted to “Shared Values” would constitute a strong signal in the common journey of African States and people towards integration and the building of a better Africa, and a stron-ger continental organization. Hopefully, after the Draft Charter is adopted in January 2011, it will then be submitted for the signature and ratifica-tion of Member States. Fifteen (15) ratifications will be necessary for its entry into force. An entry into force will undoubtedly fill a vacuum in the norma-tive pillar of the African Governance Architecture and will open the way for some dividends of governance that the African people urgently crave for reinforcement of the Public Administra-tion‘ s capacities, the participation of the users in the administrative processes, the promotion of moral values in the Public Service, the improvement of the working conditions of the Public Service Agents and the protection of their rights, the harmonization of public policies and procedures of African Union Member States relating to Public Service, the equality between men and women in the Public Service and Administration, the reinforcement of international co-operation for the improvement of Public Service and the sharing of good practices and experi-ences amongst Member States. The objectives of the Charter demon-strate that the Draft Charter aims at fa-cilitating the emergence of a new type of Public Service, more capable of solving contemporary African problems and to comply with a certain number of prin-ciples. The principles privileged in the Draft Charter included the equality of clients of the Public Service and Admin-istration, the prohibition of discrimina-tion; impartiality, equity and respect for the law in Public Services delivery; the continuity of the Public Services in all circumstances; adaptation to the needs of the users, professionalism and ethics in Public Service and Administration; the promotion and the protection of the users and Public Service Agents’ rights; accountability, integrity and transpar-ency in Public Service and Administra-tion; and the effective and efficient use of resources. The Draft Charter on the Values and the Principles of Public Service and Admin-istration is conceived as a treaty which will bind African Union Member States that ratify or accede to it. Once ratified, it will need to be implemented or ap-plied by States Parties and this applica-tion will have to be monitored. That is why the Draft Charter’s Chapter Six lays down not only mechanisms of applica-tion, but also follow-up mechanisms. Being a collective instrument of the Member States of the African Union, the mechanisms of application envisage actions to be undertaken at the national, regional and continental levels. To make sure that the Charter is implemented, re-porting mechanisms on the application of the Charter are provided for. Article To this end, the African Union Commis-sion organized harmonization meetings on 27-29 October and 6-8 November 2010 in Addis Ababa, Ethiopia. A har-monization Committee was appointed composed of the Maputo Experts Meet-ing Bureau, African Union Commission and the United Nations Development Program. The outcome of the harmo-nization committee was submitted to the Office of the Legal Counsel of the African Union Commission at the end of the third week of November 2010 for vetting and certification, and for further submission to the deliberating bodies of the AU, for adoption. The Office of the Legal Counsel completed its work in mid-December 2010, thus, the Draft Charter on the Values and the Principles of Public Service is ready for submis-sion in January 2011 to the deliberating organs of the African Union. Structure, Content and Importance of the Charter The revised Draft African Charter on the Values and Principles of Public Ser-vice and Administration is a document composed of a preamble and seven chapters with thirty-four (34) articles. Chapter One relates primarily to the definitions, objectives and principles enshrined in the Charter. Chapter Two deals with obligations of the Public Service and Administration towards users or the public. Chapters Three and Four centre on the Public Service Agents Code of Conduct and rights. Chapter Five relates to the management and the valorization of human resources, while chapters Six and Seven deal on the one hand with the mechanisms of application, and on the other, with final provisions which are common to most African Union legal instruments. The initial structure of the draft Charter has been largely preserved; what has been done in the review process is to update and finalize the content. With regard to the content of the Draft Charter on the Values and the Principles of Public Service and Administra-tion, few points are worthy of note. In addition to the definitions, there are significant objectives embedded in the document. These targeted objectives include the delivery of innovating and quality services, the modernization and African Governance Newsletter Vol.1 Issue 01 January-March 2011 11
  • 12. Nations General Assembly resolu-tion A/61/296 on the Cooperation between the United Nations and the African Union calls upon the UN system “to support the AU in develop-ing a coherent and effective human rights strategy, including through joint programmes and activities, for the pro-motion and protection of human rights in Africa”. The starting process on the Strategy was the convening of a consultative meeting of a AU Organs with Hu-man Rights Mandate in September 2008 in Ouagadougou, Burkina Faso, organized by the African Com-mission on Human and Peoples Rights (ACHPR) The meeting was attended by representatives/ members of the African Commis-sion on Human and Peoples’ Rights (ACHPR), African Court on Human and Peoples’ Rights (AfCHPR), the African Committee of Experts on the Rights and Welfare of the Child (ACERWC) and the Department of Political Affairs of the African Union Commission (DPA-AUC). The meeting recommended that AU organs should establish a mecha-nism where there would be regular consultations and annual meetings. With a view to avoiding duplication of activities, the meeting called on all the organs to share information on their respective calendar of activi-ties, planned missions, annual work plans and reports. 1. Enhance coordination, comple-mentarities and synergy among continental, regional and national human rights institutions in Africa as well as the enforcement of deci-sions, commitments and resolu-tions; 2. Strengthen the capacity of institu-tions with human rights mandate at continental, sub-regional and national levels; 3. Deepen the culture of human rights and democratic governance in Africa; 4. Harmonize human rights instru-ments at continental and regional levels; and 5. Track progress made in the pro-motion of human rights in Africa. The mandate for undertaking the Human Rights Strategy for Africa derives from the Strategic Plan of the African Union (2009- 2012), which calls for enhanced coordi-nated actions amongst AU organs and institutions with human rights mandate and between them and other institutions and stakeholders on the continent as a means of im-proving the human rights agenda in Africa. This Strategy also constitutes a major part of the “Shared Values” agenda of the Commission especially towards the January 2011 Summit. The United Nations also supported AU’s initiative on developing the Human Rights Strategy. The United The Human Rights Strategy for Africa The African Union Commission (AUC) and the AU organs with hu-man rights mandate with the support of partner institutions like the Office of the High Commissioner for Hu-man Rights (OHCHR) and the Unit-ed Nations Economic Commission for Africa (UNECA) are currently developing a Human Rights Strat-egy for Africa. The Strategy aims to facilitate cooperation, coordina-tion, and effective synergy amongst institutions and actors working on human rights in Africa with a view to upscaling the human rights agenda and ensuring optimal delivery of hu-man rights services in Africa. Historically, the African political and legal order has always been driven by the need to promote human dignity and protect human rights in Africa. This concern expressed itself in the 1963 Charter of the Organization of African Unity, in the African Char-ter on Human and Peoples’ Rights adopted in June 1981, in the Con-stitutive Act of the African Union adopted in Lomé in 2000 and more recently in the African Charter on Democracy, Elections and Gover-nance, 2007. These four documents indicate the distance covered by the African regional political order in the formulation of principles and standards to guarantee human dignity and rights in Africa, and the development of appropriate mecha-nisms responsible for securing ad-herence to and enforcement of those principles and standards. While there is a multiplicity of hu-man rights institutions and man-dates, there is little or no coordina-tion amongst those institutions or the tracking of progress made in the promotion of human rights in Africa. The Human Rights Strategy for Africa therefore seeks to achieve the following: Winners of the AU Short Stories Competition, Africa Human Rights Day, October 2010 Photo: Courtesy AU/DPA 12 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 13. ECA Develops “Regional Anti- Corruption Programme” Corruption remains the most press-ing challenge to the promotion of good governance, sustainable democracy, peace, security, stabil-ity and economic development in Africa. Corruption has a corrosive effect on governance institutions in Africa. It erodes trust and confi-dence in public institutions, belies the credibility and integrity of politi-cal leaders, affects the quality and delivery of public services, distorts resource allocation and market functioning, and promotes the misallocation and misapplication of scarce resources. In many resource rich countries in Africa, corruption has been a major issue in political conflicts in which rents from those resources are appropriated by a few and unevenly distributed amongst groups and communities especially to the resource endowed communi-ties. Corruption continues to deepen poverty in Africa, and could be a ma-jor factor in Africa’s (especially Sub- Saharan Africa) inability in meeting the Millennium Development Goals (MDGs) by the target year of 2015. The last two editions of the African Governance Report of the ECA (2005, and 2009) confirm that corruption is one of the three most serious national problems in Africa, besides poverty and unemployment. In the 2009 report, corruption dipped further in the national survey conducted in 35 African countries. In response to the debilitating chal-lenge posed by corruption in Africa, UNECA has developed a regional anti-corruption programme meant to consolidate and provide strategic direction and intervention on its work on anti-corruption in Africa. The programme is consistent with previous activities and programmes by the UNECA on anti-corruption in the last five years. ECA’s recent works on anti-corruption include policy research on “Assessing the Efficiency and Impact of National Anti-Corruption Institutions in As a follow-up to the Ouagadougou meeting and the UN commitment to enhance the capacity of the AU, the Office of the United Nations High Commissioner for Human Rights (OHCHR), the United Nations Economic Commission for Africa (UNECA) and the African Union Commission (AUC) embarked on an initiative to facilitate the process of developing a comprehensive human rights strategy for Africa. A meeting on a draft report on map-ping the African Human Rights Sys-tem took place in Arusha, Tanzania on 25 November 2009. This meeting endorsed AU’s leadership of the process in developing the Strategy and proposed that there should be further consultations with AU or-gans with a Human Rights mandate on the ‘mapping document’- which is a base document in developing the Strategy. On 11th -13 March 2010, a meeting was arranged by the DPA-AUC in collaboration with the OHCHR, UNECA, and ACHPR in Banjul, The Gambia for AU organs with hu-man rights mandate and the RECs. The meeting considered the “Map-ping Document” and concluded by adopting a clear path for finalizing the Human Rights Strategy for Af-rica. At the end of the meeting, the “Mapping Document” was reviewed and inputs made into its further revision, while a clear ‘roadmap’ was developed and agreed upon to guide the process of formulating the Hu-man Rights Strategy for Africa. From 25th – 27 October 2010, an expert meeting was organized in Ar-usha, Tanzania, to consider the zero draft of the Strategy. The workshop reviewed the draft of the Strategy and agreed to revise it in line with comments and observations made. The AUC is in the process of revis-ing and finalizing the Strategy, which would still be subjected to validation processes of experts and AU organs, before being taken forward. The finalized draft Strategy will subse-quently be submitted to AU Organs for consideration, approval and adoption, as may be deemed appro-priate Africa”, “Deepening Judiciary Ef-fectiveness in Combating Corrup-tion in Africa”, a major international conference in 2008 on: “Institu-tions, Culture and Corruption in Africa”, training for national anti-corruption institutions, judiciary, CSOs and other stakeholders and support to the AU Advisory Board on Corruption. ECA’s Regional Anti-Corruption Programme (ECA-RACP) aims at ensuring the effective elabora-tion and implementation of the UN Convention against Corruption (UNCAC) and the AU Conven-tion on Preventing and Combating Corruption in Africa (AUCPCC). It is a holistic programme that covers the areas of policy-based research, training and capacity development, advocacy, and support to national, sub-regional and regional institu-tions on anti-corruption in Africa. A major component of the programme is the Illicit Financial Flows proj-ect. Africa continues to lose billions of dollars in illicit financial flows especially through multinational corporations (MNCs); funds which otherwise could have been available for development projects and the al-leviation of poverty. According to a report by Global Financial Integrity, from 1970 to 2008, Africa lost over $854 billion dollars, which consti-tutes ‘hidden resources’ for develop-ment in Africa. ECA in collaboration with the AUC and AfDB will work together to address the problem of illicit financial flows in Africa so that resources being lost through this channel can be saved and harnessed for Africa’s economic growth and development. The ECA will work closely with the AU Advisory Board on Corruption, the UNDP, the Pan-African Body of National Anti-Corruption Institu-tions in Africa, and the RECs in facil-itating the regional anti-corruption programme African Governance Newsletter Vol.1 Issue 01 January-March 2011 13
  • 14. AU Commission’s Technical Assistance Programme for Election Management Bodies In keeping with the technical assis-tance mandate, the Department of Political Affairs in collaboration with International IDEA (Institute of De-mocracy and Elections Assistance) has been providing BRIDGE training programmes for officials from Na-tional Election Management Bodies. These courses aim at strengthening election administrators’ capacity to conduct their work in an effec-tive manner and to acquire values, skills and knowledge which will lead towards the delivery of acceptable elections through a succession of electoral cycles. Apart from provid-ing quality professional development training for election administrators, the courses also focus on a transfer of skills through a Training of Trainers approach. Additionally, to support the Depart-ment’s technical assistance pro-gramme, regional meetings on the promotion of electoral processes with respect to election conduct are underway. These meetings will take the form of seminars at which studies commissioned by the Department will be presented setting out findings with respect to existing mechanisms and procedures and recommend-ing improvements, where necessary. The seminar on the first electoral disputes resolution study was held recently for the Southern Africa De-velopment Community region. The proposed study on electoral disputes is aimed at improving standards in settling electoral disputes In particular, it calls for Technical Assistance to enhance the capacity of Election Management Bodies. In article 18 for example the Charter states that “State Parties may request the Commission, to provide advisory services or assistance for strengthen-ing and developing their electoral institutions and processes”. This Article is complemented by Article 18 sub-section 2 which states that “the Commission may at any time, in consultation with the State Party concerned, send special advisory missions to provide assistance to that State Party for strengthening its elec-toral institutions and processes”. The EMB support program has opened the way for sustainable electoral technical assistance to be available to national EMBs from the Department of Political Affairs. To date several requests for technical and financial assistance from individ-ual EMBs of the continent have been reviewed with some EMBs receiving support in various election related fields. With each of the Electoral Commissions, the emphasis has been on assisting either the electoral pro-cedures or management structures of a particular Electoral Commission and to strengthen the organization and conduct of election processes. Requests by national EMBs to strengthen the organization and conduct of elections may in part be driven by recommendations from consultations with the EMBs by the AUC. These requests alongside requests from post conflict Member States will be prioritized. The re-quests emanating from these sources could concern a wide variety of election related issues, such as review of electoral systems, delimitation of electoral districts, registration of vot-ers, campaign financing, and election logistics management. Election Management Bodies (EMBs) are in the forefront of de-mocracy building and have a funda-mental role to play in democracy and governance processes. In recognition of this role and the role the AU can play in strengthening capacities of national electoral authorities, the Department of Political Affairs of the African Union Commission through the Elections Assistance Unit has embarked on a three-pronged programme for EMBs. The programmatic focus for EMBs has been in drawing up best practices on key EMB elements and processes; in creating an interactive mechanism through which EMB experiences can be shared and in building the capacities of Electoral Commissions through the provision of elections experts and/or financial contribu-tions, where possible. This support transcends the admin-istration and management of actual polling to encompass all areas of the electoral cycle; from the traditional areas of voter registration and inter-nal political party processes, to the impact of possibly archaic and con-tradictory constitutional, electoral and legal frameworks that exacerbate rather than ameliorate tensions that come to the fore at election time. The Department of Political Affairs technical assistance for EMBs is guided by various policy pronounce-ments made by the AU that are significant to EMBs work, in particu-lar, the adopted African Charter on Democracy, Elections and Gover-nance and the Principles Govern-ing Democratic Elections in Africa. The provisions of the Charter that relate to elections provide positive incentives and empower the Elec-toral Assistance Unit and Elections Assistance Fund to support efforts of electoral commissions at improving the conduct of elections in Member States. This support tran-scends the administra-tion and management of actual polling to encompass all areas of the electoral cycle 14 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 15. years. The second decision was to part-ner with the UNDP in the production of the report especially the production of the country reports of the AGR. While AGR country reports are produced in all project countries, not all of them are published or optimal benefits derived from them. As such, partnering with the UNDP would afford greater usage of those reports, and would be useful for UNDP’s programming and policy dia-logue and intervention on governance at the country level. However, ECA leads the AGR process. The theme for the next edition of the AGR is on: Elections and the Manage-ment of Diversity in Africa. Three major considerations informed the choice of the theme. These are; the findings of AGR I and AGR II; the cross-cutting issues identified by the APRM in the reviews done so far, and general pressing issues on the continent. As the findings of African Governance Report II (2009) indicate, the number of elections has risen across the continent. Between 1996 and 2006, 44 elections were conducted in Sub-Saharan Africa. For the years 2005 to 2007 alone 26 presidential and 28 parliamentary elections were con-ducted. However, the trend is not bereft of challenges; elections continue to trigger conflicts, polarize people, deepen ethnic divisiveness and political violence and promote general insecurity. The report will explore how elections can be a major tool of social cohesion, political harmony and diversity management in Africa, without compromising the basic democratic tenets of elections- freeness, fairness, transparency and credibility General rightly noted, “without good governance, predictable administration and legitimate power, no amount of funding, no amount of charity will set Africa on the path to sustainable growth”. The AGR therefore complements ECA’s macro-economic policy inter-ventions aimed at facilitating holistic development process at the political and economic levels in Africa. The AGR adopts a unique methodology, which both combines three instruments (i) the expert panel survey (ii) national house-holds’ survey and (iii) desk research. ECA adopts a decentralized approach in preparing the report in which inde-pendent national research institutions are commissioned to do the country reports. In terms of value, the report has become a major tool of governance policy dialogue, a reference material for scholars, policy makers and civil society organizations, and also serves not only as an authentic instrument for identifying good practices across countries but also constitutes the background material used in the APRM process in many countries. Two editions of the report have been produced. The first in 2005 covering 27 African countries and the second in 2009 covering 35 African countries and published by Oxford Press, England for ECA. The scope covered by the report include; Political Governance; Eco-nomic Governance and Public Financial Management; Private Sector Devel-opment and Corporate Governance; Checks and Balances in Political Power; Institutional Effectiveness and Account-ability of the Executive; Human Rights and the Rule of Law; Corruption in Africa; and Institutional Capacity Build-ing for Governance. The main finding of AGR II is that there is marginal progress (only 2% points) on governance in Af-rica against the baseline report of AGR I (2005). The report also proffered policy recommendations that are essentially informed by country specific realities. After the production of two editions of the report, there was a rigorous review process of the report. At the end of extensive reflections and expert consul-tations, two decisions were made. First, is to adopt a thematic approach to the production of the report every two years, and produce a general report every six AGR: A Landmark Report on Governance in Africa Economic Commission for Africa African Governance Report II 2009 The United Nations Economic Commis-sion for Africa (ECA) in 1999 initiated a major project on “Monitoring and Assessing the Progress towards Democ-racy and Good Governance in Africa”. A major output of that project is the land-mark report on governance in Africa- The African Governance Report (AGR). AGR represents a major intervention on governance by the ECA meant to assess and monitor the progress African coun-tries are making on governance; gauge citizens’ perceptions on the state of governance in their respective countries; showcase best practices across countries; identify capacity gaps in governance institutions; and propose policy recom-mendations and strategic interventions aimed at improving governance on the continent. There has emerged a global consensus that governance is central to economic growth, human development and politi-cal stability in the World. The crisis of governance largely explains the slow rate of economic progress and social development on the continent. While Africa and the East Asian countries were at relatively similar levels of development in the immediate post-independent era, the strong governance systems of the latter, which some have described as “development states” that ensured rapid economic growth and human capacity development in those countries. As Kofi Annan, the former UN Secretary- Economic Commission for Africa African Governance Newsletter Vol.1 Issue 01 January-March 2011 15 Commission for Africa Report, which is the most comprehensive report on assesses and monitors the progress African countries identifi es capacity gaps in governance institutions strategic interventions aimed at promoting good political and economic governance, development of the corporate governance, checks and balances in political power, continent. and accountability of the executive, human rights and and institutional capacity building. It employs a unique combines three research instruments—a national expert c household survey and desk research. second edition of the Report is that Africa has made some governance. Though modest, this progress has had the continent: declining levels of violent confl icts and civil peace and security, economic growth averaging 5% in improvement in the living standards of the African people from HIV/AIDS. Africa also continues to post remarkable economic governance and public fi nancial management. African better managed, with improvements in the tax system and mobilization, better budgetary management and a more conducive private investment and private-sector growth. Economic Commission for Africa African Governance Report II 2009 African Governance Report II 2009 Economic Commission for Africa The African Governance Report, which is the most comprehensive report on governance in Africa, assesses and monitors the progress African countries are making on governance, identifi es capacity gaps in governance institutions and proposes policies and strategic interventions aimed at promoting good governance on the continent. The Report focuses on political and economic governance, development of the private sector and corporate governance, checks and balances in political power, institutional effectiveness and accountability of the executive, human rights and the rule of law, corruption and institutional capacity building. It employs a unique methodology that combines three research instruments—a national expert opinion panel, a scientifi c household survey and desk research. The theme of this second edition of the Report is that Africa has made some progress in improving governance. Though modest, this progress has had positive spin-offs for the continent: declining levels of violent confl icts and civil wars, consolidation of peace and security, economic growth averaging 5% in recent years, modest improvement in the living standards of the African people and fewer deaths from HIV/AIDS. Africa also continues to post remarkable progress in economic governance and public fi nancial management. African economies are better managed, with improvements in the tax system and revenue mobilization, better budgetary management and a more conducive environment for private investment and private-sector growth. Economic Commission for Africa African Governance Report II 2009 AGR Dr. Abdalla Hamdok, Director GPAD-ECA; The Division that produces AGR
  • 16. The Role of the APRM in fostering African Shared Values population including Algeria, Angola, Benin, Burkina Faso, Cameroon, Cape Verde, Djibouti, Egypt, Ethiopia, Ga-bon, Ghana, Kenya, Lesotho, Malawi, Mali, Mauritania, Mauritius, Mozam-bique, Nigeria, Republic of Congo, Rwanda, Sao Tome & Principe, Sen-egal, Sierra Leone, South Africa, Sudan, Tanzania, Togo, Uganda and Zambia. and faithful adherence to, and imple-mentation codes, standards and conventions in the four thematic areas, to which the member states have acceded. It has the potential to seek collective, sustainable and equitable solutions to common African problems; put into motion a strategic re-orientation towards the The mechanism is one of the core frameworks for upholding and deepening of the shared values of the African Union. The process of peer review is premised on the establishment of institutions, structures and systems that are based on African Union shared values, codes, norms and standards in political, economic and social governance; human rights; the rule-of-law and in the socio-political culture. Among the above acceded countries, the following thirteen countries had been peer reviewed and their reports made publicly available: Algeria, Benin, Burkina Faso, Ghana, Kenya, Lesotho, Mali, Mauritius, Mozambique, Nigeria, Rwanda, South Africa, and Uganda. Ethiopia is at an advanced stage of review. The APRM stresses the responsibil-ity of national governments and other stakeholders, including “participating Heads of State and Government,” to ensure and monitor the domestication The African Peer Review Mechanism (APRM) is a mutually agreed instru-ment voluntarily acceded to by the Member States of the African Union (AU) as an African self-monitoring mechanism. The APRM is a bold, unique and innovative approach designed and implemented by Africans for Africa. It is aimed at monitoring participating countries’ prog-ress towards adopting and implementing the new Partner-ship for Africa’s Development (NEPAD)’s priorities and programme on democracy and governance. The mandate of the mechanism is to ensure that the policies and practices of participat-ing countries conform to the agreed values in the following four thematic areas namely Democracy and Political Gover-nance; Eco-nomic Governance and Management; Corporate Governance; and Socio- Economic Development. The APRM process entails periodic reviews of the policies and practices of participating countries to ascertain progress being made towards achieving the mutually agreed goals and compliance in the aforementioned four thematic areas. The APRM is open to all member states of the AU of which thirty mem-bers of the African Union have volun-tarily acceded at present representing more than 75% of the continent’s of African and international validation of univer-sal as well as African values; accelerate the process of intra- Africa technical cooperation through popularizing best practices identified in each country re-viewed and provides space for the multi-faceted dialogue and open discussion of national agenda. The mechanism is one of the core frameworks for upholding and deep-ening of the shared values of the African Union. The process of peer review is premised on the establishment of in-stitutions, structures and systems that are based on African Union shared values, codes, norms and standards in political, economic and social governance; hu-man rights; the rule-of-law and in the socio-political culture. The mechanism seeks to emphasize the interdependen-cy of democracy and development; and that they should be mutually reinforc-ing. Viewed in the context of Constitu-tive Act of the African Union, there-fore, the APRM embodies and seeks to promote three fundamental values of the African Union: (1) Freedom and human rights (2) Participatory gover-nance; and (3) Accountability 16 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 17. Collective Rejection of Unconstitutional Change of Government as a Shared Value in Africa stability in Africa. From the Egyp-tian revolution in 1952 to 1998, there were 85 violent or unconstitu-tional changes of government in Af-rica. This situation often gives rise to political dictatorships, stifling of the political space and suppression of civil liberties, rampant human rights violations, and denial of popular participation in governance. Politi-cal dictatorship has also undermined economic progress and development in Africa, hence the strong stance of the continent on the phenomenon of coups and unconstitutional change of government. The AU and RECs zero tolerance policy on coups d’etat and the strong stance taken by some African Coun-tries at the United Nations encour-aged the UN Security Council to take an historical decision over the resurgence of the scourge of uncon-stitutional change of government in Africa. In May 2009, the UNSC de-clared its support for the AU−RECs’ policy on coups d’etat and welcomed the preventative measures under-taken by the AU and RECs against unconstitutional changes of govern-ments in Africa At the level of the RECs, the ECOW-AS example is worthy of note. The ECOWAS Supplementary Protocol on Democracy and Good Governance of 2001 outlaws the unconstitutional seizure of power and proffers sanc-tions for erring Member States. SADC has also followed suit in this regard. Over the past few years, the com-mitment towards the upholding and application of this shared value in the continent has been demonstrated in the consistent denunciation of unconstitutional changes of govern-ments. ECOWAS and SADC, amongst others, joined the African Union in condemning the coups that took place in their own sub-regions and a number of Member States were suspended from the continental and regional organizations. In addition to demanding a return to constitutional order, targeted sanctions, such as assets freezes and travel bans against the perpetrators of the coups, were imposed with a view to facilitating the restoration of constitutional and democratic governance. Unconstitutional change of govern-ment has had deleterious effects on governance, democracy, and political In Africa over the last decade, there has evolved an agreed political norm and commitment to reject uncon-stitutional change of government either through a coup d’état or any other illegal of seizure of political power. Both at the continental level of the AU and some of the RECs like the Economic Community of West African States (ECOWAS) and the Southern African Development Community (SADC), unconstitu-tional change of government has been outlawed. In the AU, three basic policy instruments, namely the Lomé Declaration on the Framework for OAU Responses to Unconstitution-al Changes of Government (Lomé, Togo, July 2000); the Constitutive Act of the African Union (Lomé, Togo, July 2000); and the African Charter on Democracy, Elections and Governance (Addis Ababa, Ethi-opia, January 2007) all emphasize a clear rejection of unconstitutional change of power in African countries. In addition, in January 2010 the AU Summit approved a set of “prohibi-tive stipulations” and restrictions, which are meant to serve as deter-rent against perpetrators of coups d’état. These stipulations include: a) prohibition to stand for new elections (b) possibility for legitimate authori-ties to try the perpetrator(s) at the African Court on Human and Peoples Rights’ (c) set of sanctions against perpetrator(s). The Heads of State also recommended the revitalization of the mechanism of structural pre-vention of unconstitutional chang-es of government – for instance, Members States were encouraged to speed up both signature and ratifica-tion of AU Charter on Democracy, Elections and Governance – and the promotion of further cooperation with International Organizations (UN, European Union) in dealing with coups d’état. “The Assembly emphasises the need for a comprehensive approach to the issue of unconstitutional changes of Govern-ment based on zero tolerance for coups d’Etat but also for violations of democratic stan-dards, the persistence of reccurrence of which could result in unconstitutional changes.” Decision of the AU Assembly/AU/Dec.269(XIV) January 2010 African Governance Newsletter Vol.1 Issue 01 January-March 2011 17
  • 18. Commissioner for Political Affairs, AUC interview with the African Governance Newsletter lishing the required policy frame-work, as reflected, for instance in the adopted African Charter on De-mocracy, Elections and Governance and the African Union Convention for the Protection and Assistance of Internally Displaced Persons in Africa, we all recognize that with the passage of time our priorities need to shift from policy development towards policy implementation. Over the last three or so years, I have prioritized efforts directed at ensuring that the adopted policy frameworks are known and that Member States ratify the instru-ments. Whereas policy development is always a continuing process, we have moved to a stage where we are focusing added attention on imple-mentation, support to Member States and the monitoring of domes-tication. Much of this has already started, as for example in the work of the Advisory Board on Corruption, which I took a lead in establishing as part of the overall mandate of the Department. As we move deeper into issues of implementation, one of the emerging priorities of the Union is the consolidation of continental and regional efforts in Governance scratch and engage in both strategic issues and operational level details for delivering on the mandate and vision emanating from Maputo. Mat-ters of Governance and Democracy were only, by and large, introduced during the 1990s and affirmed in the Constitutive Act of the African Union. During the initial phase, I had no option but to focus attention on building the human resource and financial capacity of the Department and at the same time, drive forward the establishment of coherent policy frameworks for the African Union in, amongst others, Governance and Democracy. Today, as I reflect back on the jour-ney, I can say with a level of humility, that we have come a long way as we now have a coherent policy frame-work in Governance and Democracy and have a better capacitated Depart-ment. Whilst there have been some developments within the policy realm that add to the work of the Department, the overall mandate of the Department has been consistent with what emerged in Maputo and we continue to draw inspiration from the Constitutive Act. In as much as we have made major strides in estab- Interview: Interview with Her Excellency, Mrs. Julia Dolly Joiner, Commissioner for Political Affairs, African Union Commission, Addis Ababa, Ethiopia, by the Chair, Editorial Committee of the Newsletter, Prof. Said Adejumobi 1. Can you share with us some of the major changes that have taken place in the focus, mandate and priorities of the Department of Political Affairs since you were first elected to the position of Commissioner? The broad vision and mandate of the Department of Political Affairs was established during the Maputo Summit in 2003. In addition to the supervision of Representational Offices and the Secretariat of the African Commission on Human and Peoples’ Rights, the mandate included humanitarian issues, the promotion of governance, democ-racy, respect for human rights, elections observation and assistance, the free movement of persons and Africa-Arab relations, including the organization of the 2nd Africa-Arab Summit. At the time, I also carried the overall responsibility for the establishment of the Washington Office of the AU, the Pan African Parliament and the African Courts on Human and Peoples’ Rights and Justice. Whilst the mandate and responsibilities were very wide, the available human resource capacity within the Department was limited, as the Political Affairs Portfolio was relatively new and the structure that we inherited from the Organization of African Unity (OAU) was weak, with only seven Officials allocated to the Department. When I was elected, the reality that I faced was one of having to start from 18 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 19. most instrumental in enhancing the capacity for delivery of all AU institu-tions and Organs within Governance and Democracy. 3. What were some of the challenges you faced as you grappled with shaping and implementing the mandate established by the Union in Governance and Democracy? The challenges, I would say, are gener-ally at two levels. The first relates to institutional capacity and the second to overall strategic orientation. At the level of strategy, it goes without saying that there is always a tension between the application of shared values and the particularities and specificities of each Member State. The Commission and the Union it serves, have limited powers and hence there are con-straints and established parameters on what can be done in Governance and Democracy. Whilst there is a propen-sity to suggest that the Union should do more, it is equally imperative to recognize that even as new principles are established, it would take long before Member States fully appreci-ate and accept that in order to move forward as a collective, compliance to adopted shared values is not a choice, but a necessity. This is a continuing challenge and does find expression in all the programmes and activities that we establish to take forward the mandate. Our ability to respond to Member States aspirations and indeed to man-age the strategic tension that exists between the collective and individual interest, is largely dependent on avail-able capacity. The simple reality here is that the capacity and resources made available have never matched expectations and the mandate. To fill many of the capacity gaps, we worked overall Shared Values space, we can conclude that there have been many successes and milestones in our efforts to establish the required policy frame-works in a participative and inclusive manner. Viewed in context, it will also be recognized that the African Charter on Democracy, Election and Gover-nance is most progressive and serves as a global benchmark for the estab-lishment of similar instruments. We also know well that the African Union Convention for the Protection and Assistance of Internally Displaced Per-son in Africa is an international first and a very positive step on the part of African Union Member States. At the level of institutions, we can look back with some satisfaction that despite all of the challenges associated with institution building, including getting Member States to match man-dates with actual budgets, we have made significant progress. As is widely known, we have, from the most basics, built a functional Department of Political Affairs and I must add, with a sense of contentment, a small but necessary Democracy and Electoral Assistance Unit that is resourced by a Democracy and Electoral Assistance Fund. The fact that the African Union is now observing all National elec-tions in Member States is testimony to our success at building the required capacity. At the level of institutional building, I must also highlight that, through our efforts and direct hands-on involvement, we established the Washington Office, the Pan African Parliament, the African Court on Human and Peoples’ Rights and have been instrumental in launching the African Union Advisory Board on Corruption. In fact, this institutional building role was very time consum-ing and we can conclude that the De-partment of Political Affairs has been and Democracy. I have thus also pri-oritized the process for elaborating the African Governance Architecture and the establishment the African Governance Platform as the underly-ing coordinating mechanism within the Architecture. In a nutshell, the mandate remains consistent, but the focus and priorities are now on implementation and consolidation. 2. What are the key landmarks, achievements and successes that you consider important during your tenure as Commissioner? Whilst there have been many chal-lenges, the overall successes and achievements registered do bode well for the Continent. Although we might be inclined to attribute suc-cess to individuals, it is important that we recognize that progress is a matter of collective achievement and involves, amongst others, the Com-mission, Member States, Civil Soci-ety and our partners. As we focus on the larger achievements, let us not lose sight of the small but significant efforts of all stakeholders that con-tribute to our collective success. As intimated earlier, there are two specific broad areas of functional focus within my portfolio - the first relates to the establishment of the required policy frameworks and the second to the institutions and capacity for achieving the vision of the Union. In addition to the Convention on Combating and Preventing Corrup-tion, a very significant milestone for the Continent was the adoption, in 2007, of the African Charter on De-mocracy, Elections and Governance. Whilst the adopted Charter is consid-ered a very important achievement, we were always aware that policy de-velopment is a continuing process and hence, in 2009 the Assembly adopted the Convention for the Protection and Assistance of Internally Displaced Per-sons in Africa and, as many know, the African Ministers of Public Service have finalized a Draft African Charter on the Values and Principles of Public Service and Administration for sub-mission to the January 2011 Assembly for adoption. Indeed, as we look at the instruments established within the African Governance Newsletter Vol.1 Issue 01 January-March 2011 19
  • 20. responsible for issues within the Gov-ernance and Democracy fold. As we engaged in extensive consulta-tions before the Summit, I remain confident that the Summit will be a success and that the Member States will adopt a Declaration that reaf-firms our mandate and that provides sufficient guidance for the future. I would also expect that Member States would value the preparatory work that we engaged upon prior to the Summit and hence continue to demonstrate a commitment to the mandate that they established for us. 6. How do you think that the outcome of the Summit will be carried forward? Are there plans by your office to ensure that the Theme of the Summit does not constitute an event, but a process that will be carried forward? In as much as we all recognize that the Session on the Summit Theme should not be treated as an event, it is also imperative that we be cognizant of the fact that this Summit takes place in a context of a continuing journey and process. The Commission and the Department are at the service of Member States and the peoples of this Continent and hence there should be no doubt as to our responsibility in taking forward the decisions of Assembly. To facilitate matters, it is standard practice for each Summit to consider a report on the implementa-tion of its decisions. There is thus an established practice towards ensuring that decisions are implemented. The carrying forward of the Summit Dec-laration and relevant decisions happen at two levels. Firstly, as the Theme relates to the ongoing work of the Department, the annual and medium term plans of the Department should reflect the outcomes anticipated. I am also secondly, most certain that the Department would establish a very specific action plan to ensure that there is follow-up on the outcomes of the Summit. Talking about actions for the future, it is imperative that we recognize that the Summit is furthermore about Member States taking their obliga-democracy and governance journey and is likely to provide added energy to the path established. The Summit, one must admit also forces us to confront the reality that we do face challenges at the level of Member States and at the continental level. In grappling with these chal-lenges, the Summit would invari-ably focus attention on, for example, speeding up the ratification of relevant instruments in Governance and De-mocracy and the application of shared values in the face of some of the inter-nal difficulties that emerge from time to time within Member States. The Summit would thus, in my view, be important for reasserting the Gover-nance and Democracy commitments that were enshrined in the Constitu-tive Act of the Union. As such, the Summit could have both a practical and a policy value. It would serve to provide some realistic elements for taking forward the Governance and Democracy mandate and provide a basis for reasserting the policy vision that was established as far back as the Maputo Summit in 2003. 5. What are your expectations from the Summit? The Summit is a Member States’ event and hence it is their expectations that should be most paramount in our re-flections and actions. Our leaders have expressed the desire for continental unity and have affirmed on many occasions that Africa has a common destiny. It is thus, in my view, their expectations that careful stock is taken and that they are given an opportunity to reflect on the journey and provide perspectives on the future. Whilst there have been prior consultations with Civil Society, the Youth and Gen-der Communities and with Experts from Member States, my expectations are that the Summit would respond to the desire amongst Member States to reflect on the obstacles that stand before integration through shared values and the aspiration to articu-late measures to overcome these to facilitate integration. If Member State expectations are fulfilled, they would go a long way in satisfying the outlook I would have as the Commissioner with a range of partners and created innovative interventions that maintain ownership over the programmes and actions taken in our response to de-liver on the demands for results. This has not been easy, but as many would witness we have done a lot with very limited human and financial resources. We continue to face implementation challenges on a day-to-day basis, but I am proud to say that we have been cre-ative and managed to sustain delivery under very difficult and trying condi-tions. It is very evident from my own experience that we can finally con-clude that institutional transformation is on track, the foundations have been laid for more efficient, effective and responsive delivery on the mandate and the Commission that we sought is beginning to emerge from the institu-tion that we inherited from the OAU. 4. Briefly share with us your thoughts on the Shared Values Summit and why you think that this theme is important for the progress of building and consolidating democracy and good governance in Africa? Since the decision of the Assembly on the Summit on Shared Values was made, I have been encouraging all stakeholders to recognize that it represents an important opportunity to reaffirm the link between shared or common values and the overall integration process. In this respect, we need to recognize that enhanced implementation and monitoring of governance standards would encour-age policy convergence, thereby ac-celerating Africa’s integration. The Theme is most significant as we are beginning to see and experience some visible governance and democ-racy changes. As the Summit takes place, almost a decade after the birth of the AU, it makes good sense that the Assembly reflects on shared values at this point in the continuing journey. In any path or journey, it is always im-perative that at certain points we take stock of progress and assess how we can overcome challenges that stand in the way of achieving the established vision. Indeed, the Summit is thus a significant step in the continuing 20 Vol.1 Issue 01 January-March 2011 African Governance Newsletter
  • 21. nerships that have been most effec-tive have been the ones within which there is recognition of common vision and a focus on results. Whilst any partnership relationship embodies an element of mutual ac-countability and reciprocity, we have found that where partners are flex-ible and where there is commitment to helping Africa help itself, we are able to make positive headway. In a world where all have opinions of what should and should not be done, we have been accommodative of part-ner views, but have been insistent that ownership and decisions are for our Member States and the relevant Policy Organs. In the partnership journey, we are also mindful that there is a pro-pensity towards wanting to use the legitimacy of the Commission for re-source mobilization. One key lesson from our experience is that a focus on results provides an adequate basis for partnerships, thus rendering re-sources a secondary issue. Resources that flow for our mandate, whilst not optimal, flow, not because we have to beg for these, but because they are made available as we articulate clearly the results we want to achieve. Where there is a focus on detail and a meddling in activities, we find such arrangements time consuming and a distraction from results and wider accountability to Member States. 9. What would be your advice to different stakeholders in supporting and upscaling the governance agenda in Africa? It would be impossible for me to go into any detail on the numerous different stakeholders that have or should have a direct interest in mat-ters of Governance and Democracy, so allow me to make some general comments that would be of relevance to all. Firstly, it is always important to recognize that the African Union has been affirmed, through the Constitu-tive Act, to be a peoples’ organiza-tion. By virtue of this, the role of all peoples and all stakeholders is affirmed and it goes without saying obstacles in the march towards de-mocracy and appropriate governance. Many of these setbacks are reflected in post-electoral violence that has been experienced in a few Member States and in incidences of un-constitutional changes to government. However, even in these instances, the AU has been very firm in upholding shared values and as many witness, there is zero a tolerance for un-constitutional changes in government. On the face of what I have experienced over the past ten years and in the perspectives that have been articulated by Member States, we can conclude that there has been good progress and we are achiev-ing the vision of Governance and Democracy that has been established within the Constitutive Act of the African Union. Indeed, it should be recognised that democracy building is work in progress. It should never be viewed in a linear manner, as the advancements of the Continent over the past fifty years have demonstrated that on many fronts we have, because of our own unique history made many very positive steps, beyond what has unfolded in other parts of the globe. 8. What has been the role of partner institutions in supporting the DPA on its democracy and governance agenda? In the context of limited resources and the reality that no one institu-tion would have all that is required to achieve the continental vision, part-nerships are fundamental. We have benefited immensely from a range of partners. Some of our partners have provided resources and some have fo-cused on providing technical support for our work. Without the support that we have received, we could not have achieved much and would not have made the progress that is now most visible to all. Even as we appreciate the role of our resource and technical partners, we have always maintained the perspec-tive that we must retain and protect Member State ownership over all programmes and activities. This pro-cess is never easy and often we have to keep a careful balance between our needs and partner interests. The part-tions seriously. The commitments are for Member States and it is my hope that they would continue to take the lead by, for example, ensuring that the relevant Governance and Democ-racy instruments are ratified, domes-ticated and implemented. 7. Where do you think Africa is today in its march towards democracy, and good governance? Do you think the Continent has made progress? I can express an opinion and perspec-tive on progress, but it is always useful to look at available empirical evidence and actual data. I know that if one is to look deeper at the pattern across the Continent, we will conclude that despite the challenges, the overall trend over the past decade has been quite encouraging. Even prior to the adoption of the African Charter on Democracy, Elections and Gover-nance, Member States of the Union demonstrated, through action, a commitment to a shared approach to Governance and Democracy. Consis-tent progress has been demonstrated in many areas of democratisation, including the reduction in corrup-tion and the building of systems for transparency and accountability in government. The democratic aspira-tions of the African people are firmly implanted in the popular conscious-ness and civil society, women and youth involvement in important na-tional and regional issues has become an integral part of the African political landscape. Today, more Africans live under democratic rule compared to the situation in the early 1980s when only a handful of African countries were considered democratic. The number of credible elections held over the past decade in the Continent is tangible testimony to Africa’s steady march towards democratisation. Although setbacks are experienced occasionally, the numbers of civil conflicts within states are much less compared to the situation a decade ago. In as much as the overall trend has been posi-tive, we must also admit that there are still many challenges that need to be overcome and we do experience African Governance Newsletter Vol.1 Issue 01 January-March 2011 21