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FORMING, STORMING,
NORMING, PERFORMING,
AND ADJOURNING
Managers are people who do things right, while leaders are people
who do the right thing. – Warren Bennis, Ph.D. "On Becoming a Leader"
1
Glen B. Alleman, 2003
Introduction
¨ Forming – team members are introduced to each other,
each positioning from specialist Point of View
¨ Storming – the team transitions from “as is” to “to be” y
articulating shared outcome
¨ Norming – the team reaches consensus on the “to be”
process and the a shared outcome
¨ Performing – the team has settled its relationships and
expectations of each other with mutual accountability
¨ Adjourning – the team shares the improved processes with
others
2
Staged Development of Teams
¨ The Forming, Storming, Norming, Performing stages are seemingly obvious,
but are in fact difficult.
¤ Participants want to move to the Performing stage without passing through the
first three stages.
¤ The Forming stage is relatively easy.
¤ The Storming stage is difficult and many times the cause of the team’s failure.
¤ Performing seems easy once the storming process is complete.
¨ The “Real” problem is how to identify when a stage is complete:
¤ The team members agree that the stage is complete?
¤ The team coach agrees the stage is complete?
¤ The team simply moves on to the next stage?
¨ The definition of the “exit criteria” between stages needs to be worked out
prior to the team’s reaching the end of the stage.
¤ This again, seems obvious but is also very difficult.
3
Forming
4
¨ The “polite” stage in which the team starts to form.
¨ Everyone is trying to figure out what the team
concept is, what their role is, how they are going to
hang on to their power base.
¨ Initial “silent” leaders may take the reins.
¨ The team is usually positive – for the most part – for
the initial meetings.
¨ No one has offended anyone at this point yet!
Forming
¨ Forming includes feelings and behaviors of:
¤ Excitement, anticipation, and optimism.
¤ Pride in being chosen for the project.
¤ A tentative attachment to the team Suspicion and anxiety about the job.
¤ Defining the tasks and how they will be accomplished.
¤ Determining acceptable group behavior.
¤ Deciding what information needs to be gathered.
¤ Abstract discussions of the concepts and issues, and for some members,
impatience with these discussions. There will be difficulty in identifying
some of the relevant problems.
¨ Because there is so much going on to distract members'
attention in the beginning, the team accomplishes little, if
anything, that concerns it's project goals. This is perfectly
normal.
¨ Exit Criteria?
5
Storming
¨ The honeymoon is over.
¨ The silent leaders may be clashing for control of the
group.
¤ They must become Team Members and give up their
previous Command and Control Leadership paradigm
¨ People disagree and may blame the team concept,
saying it doesn’t work.
¨ Management needs to do a lot of coaching to get
people to work past their differences, may take
separate 1-on-1’s with people.
¨ Selecting high maturity members is a critical success
factor for Teaming.
6
Storming
¨ Storming includes feelings and behaviors of:
¤ Resisting the tasks mutually agreed upon by the team.
¤ Resisting quality improvement approaches suggested by other members.
¤ Sharp fluctuations in attitude about the team and the project's chance of success.
¤ Arguing among members even when they agree on the real issues.
¤ Defensiveness, competition, and choosing sides.
¤ Questioning the wisdom of those who selected this project and appointed the
other members of the team.
¤ Establishing unrealistic goals. Disunity, increased tension, and jealousy.
¨ The above pressures mean that team members have little energy to spend
on progressing towards the team's goal.
¨ But they are beginning to understand one another. This phase sometimes
takes 3 or 4 meetings before arriving at the Norming phase.
¨ Exit Criteria?
7
Norming
¨ The team starting to work well together, and has turned around
from the “storming” phase.
¨ They may start to “brag up” the team concept to others who
aren’t in the team and will be very positive about their role/
team group.
¨ Often, the team will bounce back and forth between
“storming” and “norming” when issues crop up.
¨ Regressions will become fewer and fewer and the team will
bounce back to “norming” in a quicker manner as the team
“matures.”
¨ The natural leaders at this stage may not be the ones who
were visible in stages 1 & 2. Those people may no longer have
the “unofficial lead roles” within the team.
¨ This team still takes management direction, but not as much as
storming.
8
Norming
¨ Norming includes feelings and behaviors of:
¤ An ability to express criticism openly and constructively.
¤ Acceptance of membership in the team.
¤ An attempt to achieve harmony by avoiding conflict.
¤ More friendliness, confiding in each other, and sharing of
personal problems.
¤ A sense of team cohesion, spirit, and goals.
¤ Establishing and maintaining team ground rules and
boundaries.
¨ As team members begin to work out their differences,
they now have more time and energy to spend on their
assigned outcomes.
¨ Exit Criteria?
9
Performing
¨ This is the level where the team becomes a high–
performance team.
¨ They can be given new projects and tasks and accomplish
them successfully, and very seldom fall back into the
“storming” phase.
¨ At this level, the team is taking on new work on their own,
and selling it to other teams.
¨ At this level, the team can usually take on a new member
or two with little trouble as far as regressing goes.
¨ They are a complete self-managing team and require
little, if any, external direction.
¨ In many organizations, this can take 6 months or longer to
reach this state this stage.
¨ We have 1 week, so very mature individuals are our
starting point.
10
Performing
¨ Performing includes feelings and behaviors of:
¤ Members have insights into personal and group processes,
and better understanding of each other's strengths and
weakness, and how those contribute to the success of the
team’s outcomes
¤ Constructive self–change with mutual support.
¤ Ability to prevent or work through group problems.
¤ Close attachment to the team.
¨ The team is now an effective, cohesive unit. You can tell
when your team has reached this stage because you
start getting a lot of work done.
¨ Exit Criteria?
11
Adjourning
¨ The team briefs and shares the improved process
during this phase.
¨ When the team finally completes that last briefing,
there is always a bittersweet sense of
accomplishment coupled with the reluctance to say
good–bye.
¨ Many relationships formed within these teams
continue long after the team disbands.
¨ Exit Criteria?
12
Teams versus Work Groups
¨ Individuals establish a set
of behaviors called roles.
¨ These roles set the
expectations governing the
relationships between the
group members.
¨ The search for role
definition serves as a
source of confusion and
conflict.
¨ Roles become the reason
for participating
¨ Teams have a shared
understanding of how to
perform their role.
¨ For example:
¤ Time keeper
¤ Score keeper
¤ Leader
¤ Facilitator
¨ These roles are fluid and
decided by the team
13
Work Group Teams
Roles and Responsibilities
Teams versus Work Groups
¨ Groups do not have a
cohesive identity.
¨ It is difficult to establish a
sense of cohesion that
characterizes a team.
¨ Teams have an identity.
¨ A team has a clear
understanding about what
constitutes the team’s
“work” and why it is
important.
¨ They can describe a picture
of what the team needs to
achieve, and the norms and
values that will guide them.
14
Work Group Teams
Identity
Teams versus Work Groups
¨ Groups lack a source of
cohesion.
¨ Being a member of a
group still leaves the person
“alone” and an individual.
¨ Teams have an esprit that
shows a sense of bonding
and camaraderie.
¨ Esprit is the spirit, soul, and
state of mind of the team.
¨ It is the overall
consciousness of the team
that a person identifies with
and feels a part of.
¨ Individuals begin using
“we” more than “me” or “I.”
15
Work Group Teams
Cohesion
Teams versus Work Groups
¨ Groups tend to get
bogged down with
trivial issues.
¨ Hierarchy interferes
with accomplishing the
mission of the team
¨ Teams use facilitators
to keep the team on
the right path.
16
Work Group Teams
Facilitating
Teams versus Work Groups
¨ The communications with a
group tend to be centered
on individuals.
¨ Individual positions are
more important than a
“team” opinion.
¨ Defending ones opinion
becomes an end unto itself.
¨ The team is committed to
open communication.
¨ Team members feel they
can state their opinions,
thoughts, and feelings
without fear.
¨ Differences of opinion are
valued and methods of
managing conflict are
understood.
¨ Through honest and caring
feedback, members are
aware of their strengths
and weaknesses as team
members.
17
Work Group Teams
Communication Communication
Teams versus Work Groups
¨ Most groups are rigid,
hierarchy – command and
control.
¨ This rigidity has several
causes:
¤ Defense of individual
positions
¤ Individual reward
systems
¨ The strength(s) of each
individual is difficult to
capitalize on since someone
has to give up a role to
allow another to assume
that role.
¨ Teams, provide flexibility
and perform different task
and maintenance functions
as needed, when needed,
and with mutual agreement.
¨ The responsibility for team
development and
leadership is shared.
¨ The strengths of each
member are identified and
used.
¨ There is not role of Team
Lead in the permanent
sense of the term
18
Work Group Teams
Flexibility Flexibility
Sources
19
¨ John Kotter, Harvard Business School is one source
everyone should consult.
¨ Jon Katzenbach, The Wisdom of Teams
¨ Bruce Tuckman’s group dynamics model was first
developed the 4 stages, then a 5th stage of the
model used here

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formingstormingnormingperformingv3-100731151547-phpapp02.pdf

  • 1. FORMING, STORMING, NORMING, PERFORMING, AND ADJOURNING Managers are people who do things right, while leaders are people who do the right thing. – Warren Bennis, Ph.D. "On Becoming a Leader" 1 Glen B. Alleman, 2003
  • 2. Introduction ¨ Forming – team members are introduced to each other, each positioning from specialist Point of View ¨ Storming – the team transitions from “as is” to “to be” y articulating shared outcome ¨ Norming – the team reaches consensus on the “to be” process and the a shared outcome ¨ Performing – the team has settled its relationships and expectations of each other with mutual accountability ¨ Adjourning – the team shares the improved processes with others 2
  • 3. Staged Development of Teams ¨ The Forming, Storming, Norming, Performing stages are seemingly obvious, but are in fact difficult. ¤ Participants want to move to the Performing stage without passing through the first three stages. ¤ The Forming stage is relatively easy. ¤ The Storming stage is difficult and many times the cause of the team’s failure. ¤ Performing seems easy once the storming process is complete. ¨ The “Real” problem is how to identify when a stage is complete: ¤ The team members agree that the stage is complete? ¤ The team coach agrees the stage is complete? ¤ The team simply moves on to the next stage? ¨ The definition of the “exit criteria” between stages needs to be worked out prior to the team’s reaching the end of the stage. ¤ This again, seems obvious but is also very difficult. 3
  • 4. Forming 4 ¨ The “polite” stage in which the team starts to form. ¨ Everyone is trying to figure out what the team concept is, what their role is, how they are going to hang on to their power base. ¨ Initial “silent” leaders may take the reins. ¨ The team is usually positive – for the most part – for the initial meetings. ¨ No one has offended anyone at this point yet!
  • 5. Forming ¨ Forming includes feelings and behaviors of: ¤ Excitement, anticipation, and optimism. ¤ Pride in being chosen for the project. ¤ A tentative attachment to the team Suspicion and anxiety about the job. ¤ Defining the tasks and how they will be accomplished. ¤ Determining acceptable group behavior. ¤ Deciding what information needs to be gathered. ¤ Abstract discussions of the concepts and issues, and for some members, impatience with these discussions. There will be difficulty in identifying some of the relevant problems. ¨ Because there is so much going on to distract members' attention in the beginning, the team accomplishes little, if anything, that concerns it's project goals. This is perfectly normal. ¨ Exit Criteria? 5
  • 6. Storming ¨ The honeymoon is over. ¨ The silent leaders may be clashing for control of the group. ¤ They must become Team Members and give up their previous Command and Control Leadership paradigm ¨ People disagree and may blame the team concept, saying it doesn’t work. ¨ Management needs to do a lot of coaching to get people to work past their differences, may take separate 1-on-1’s with people. ¨ Selecting high maturity members is a critical success factor for Teaming. 6
  • 7. Storming ¨ Storming includes feelings and behaviors of: ¤ Resisting the tasks mutually agreed upon by the team. ¤ Resisting quality improvement approaches suggested by other members. ¤ Sharp fluctuations in attitude about the team and the project's chance of success. ¤ Arguing among members even when they agree on the real issues. ¤ Defensiveness, competition, and choosing sides. ¤ Questioning the wisdom of those who selected this project and appointed the other members of the team. ¤ Establishing unrealistic goals. Disunity, increased tension, and jealousy. ¨ The above pressures mean that team members have little energy to spend on progressing towards the team's goal. ¨ But they are beginning to understand one another. This phase sometimes takes 3 or 4 meetings before arriving at the Norming phase. ¨ Exit Criteria? 7
  • 8. Norming ¨ The team starting to work well together, and has turned around from the “storming” phase. ¨ They may start to “brag up” the team concept to others who aren’t in the team and will be very positive about their role/ team group. ¨ Often, the team will bounce back and forth between “storming” and “norming” when issues crop up. ¨ Regressions will become fewer and fewer and the team will bounce back to “norming” in a quicker manner as the team “matures.” ¨ The natural leaders at this stage may not be the ones who were visible in stages 1 & 2. Those people may no longer have the “unofficial lead roles” within the team. ¨ This team still takes management direction, but not as much as storming. 8
  • 9. Norming ¨ Norming includes feelings and behaviors of: ¤ An ability to express criticism openly and constructively. ¤ Acceptance of membership in the team. ¤ An attempt to achieve harmony by avoiding conflict. ¤ More friendliness, confiding in each other, and sharing of personal problems. ¤ A sense of team cohesion, spirit, and goals. ¤ Establishing and maintaining team ground rules and boundaries. ¨ As team members begin to work out their differences, they now have more time and energy to spend on their assigned outcomes. ¨ Exit Criteria? 9
  • 10. Performing ¨ This is the level where the team becomes a high– performance team. ¨ They can be given new projects and tasks and accomplish them successfully, and very seldom fall back into the “storming” phase. ¨ At this level, the team is taking on new work on their own, and selling it to other teams. ¨ At this level, the team can usually take on a new member or two with little trouble as far as regressing goes. ¨ They are a complete self-managing team and require little, if any, external direction. ¨ In many organizations, this can take 6 months or longer to reach this state this stage. ¨ We have 1 week, so very mature individuals are our starting point. 10
  • 11. Performing ¨ Performing includes feelings and behaviors of: ¤ Members have insights into personal and group processes, and better understanding of each other's strengths and weakness, and how those contribute to the success of the team’s outcomes ¤ Constructive self–change with mutual support. ¤ Ability to prevent or work through group problems. ¤ Close attachment to the team. ¨ The team is now an effective, cohesive unit. You can tell when your team has reached this stage because you start getting a lot of work done. ¨ Exit Criteria? 11
  • 12. Adjourning ¨ The team briefs and shares the improved process during this phase. ¨ When the team finally completes that last briefing, there is always a bittersweet sense of accomplishment coupled with the reluctance to say good–bye. ¨ Many relationships formed within these teams continue long after the team disbands. ¨ Exit Criteria? 12
  • 13. Teams versus Work Groups ¨ Individuals establish a set of behaviors called roles. ¨ These roles set the expectations governing the relationships between the group members. ¨ The search for role definition serves as a source of confusion and conflict. ¨ Roles become the reason for participating ¨ Teams have a shared understanding of how to perform their role. ¨ For example: ¤ Time keeper ¤ Score keeper ¤ Leader ¤ Facilitator ¨ These roles are fluid and decided by the team 13 Work Group Teams Roles and Responsibilities
  • 14. Teams versus Work Groups ¨ Groups do not have a cohesive identity. ¨ It is difficult to establish a sense of cohesion that characterizes a team. ¨ Teams have an identity. ¨ A team has a clear understanding about what constitutes the team’s “work” and why it is important. ¨ They can describe a picture of what the team needs to achieve, and the norms and values that will guide them. 14 Work Group Teams Identity
  • 15. Teams versus Work Groups ¨ Groups lack a source of cohesion. ¨ Being a member of a group still leaves the person “alone” and an individual. ¨ Teams have an esprit that shows a sense of bonding and camaraderie. ¨ Esprit is the spirit, soul, and state of mind of the team. ¨ It is the overall consciousness of the team that a person identifies with and feels a part of. ¨ Individuals begin using “we” more than “me” or “I.” 15 Work Group Teams Cohesion
  • 16. Teams versus Work Groups ¨ Groups tend to get bogged down with trivial issues. ¨ Hierarchy interferes with accomplishing the mission of the team ¨ Teams use facilitators to keep the team on the right path. 16 Work Group Teams Facilitating
  • 17. Teams versus Work Groups ¨ The communications with a group tend to be centered on individuals. ¨ Individual positions are more important than a “team” opinion. ¨ Defending ones opinion becomes an end unto itself. ¨ The team is committed to open communication. ¨ Team members feel they can state their opinions, thoughts, and feelings without fear. ¨ Differences of opinion are valued and methods of managing conflict are understood. ¨ Through honest and caring feedback, members are aware of their strengths and weaknesses as team members. 17 Work Group Teams Communication Communication
  • 18. Teams versus Work Groups ¨ Most groups are rigid, hierarchy – command and control. ¨ This rigidity has several causes: ¤ Defense of individual positions ¤ Individual reward systems ¨ The strength(s) of each individual is difficult to capitalize on since someone has to give up a role to allow another to assume that role. ¨ Teams, provide flexibility and perform different task and maintenance functions as needed, when needed, and with mutual agreement. ¨ The responsibility for team development and leadership is shared. ¨ The strengths of each member are identified and used. ¨ There is not role of Team Lead in the permanent sense of the term 18 Work Group Teams Flexibility Flexibility
  • 19. Sources 19 ¨ John Kotter, Harvard Business School is one source everyone should consult. ¨ Jon Katzenbach, The Wisdom of Teams ¨ Bruce Tuckman’s group dynamics model was first developed the 4 stages, then a 5th stage of the model used here