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Overview of GLP
Regulations
DR SHAZIA DAWOOD
The Birth Of GLP
-In the early 1970s, the FDA
investigated a number of cases of
poor practice in toxicology
laboratories throughout the USA
- Results of this investigation in about
40 laboratories revealed many cases of
poorly managed studies, insufficient
training of personnel, and some cases
of deliberate fraud
- In 1976, the FDA published a draft
regulation on GLP
- After the consultation period, the
final regulation was published in 1978
- This came into force in 1979
- Many countries introduced their own
GLP Regulations
- The OECD produced GLP Principles
in 1981.
These regulations have now become
the international standard in the
domain
What is GLP?
 Defined in the OECD Principles as: “...a quality
system concerned with the organizational
process and the conditions under which non-
clinical health and environmental safety
studies are planned, performed, monitored,
recorded, archived and reported.”
GLP Aims
1
To make incidence
of False Negatives
more obvious
(False negative : Results
demonstrate non-toxicity of a toxic
substance)
2
To make incidence
of False Positives
more obvious
(False positive : Results demonstrate
toxicity of a non-toxic substance)
3
To promote mutual
recognition of study
data across
international frontiers
Main / fundamental Points in GLP
considerations
Resources
• Organization, personnel, facilities - building and equipment
Rules
• Protocols / Study plan, SOPs
• concept of the Study Director as the pivotal point of study control
Characterization
• Test items & test systems
Documentation
• Raw data, final report, archives.
Quality assurance
• Independence from study conduct
RESOURCES
Buildings: Adequate Separations
 Physical separations:
 Rooms
 Cabinets / Isolators
 Air systems and filters
 Separation by work areas
 Defined work areas
 One-way systems
 Different activities in same areas at
different times
 Cleaning between activities
 Separate staff
GLP WHO Training manual
Characterization
Test Item
 GMP is not required for manufacture of
GLP batches
 Regulatory Authorities require testing to
ensure test items suitability for
preclinical studies
 Use single lot throughout study if
possible
 Protect test item from cross
contamination/pollution
 Ensure traceable records for test items
What are Test Systems ?
 Animals
 Bacterial
 Cells
 Organs
 Plants
can also be
 Analytical equipment
Rules
 The protocol (or study plan)
which describes how the study
is designed and how it is to be
conducted, including the
expected timeframe of the
study
 Approval of the Protocol
(study director)
 Distribution of the Protocol
 Protocol Amendments
 The standard operating
procedures (SOP) which
provide detailed instructions
about how to actually perform
each technical procedure, and
how to ensure sound
organization of the study, its
environment and data
Documentation: Results
 Records and recording
- The raw data should
include:
 “WHAT was done”
 “HOW it was done”
 “WHEN the work was
performed”
 “WHO performed
the work”
 FINAL REPORT (study director)
 Accurate Reporting and Deviations
 Statement of compliance to GLP
standards and validity of data
What is Archived?
• Study data
• Personnel data
• Systems data
• Quality assurance files
Quality Assurance
 In summary, the fundamental mission of QA is that of an independent
witness to the whole preclinical research process and its organizational
framework
 To respect GLP Principles, QA must review all phases of preclinical research -
from planning to reporting and archiving of the documentation
 To be effective, QA must have access to staff documents and procedures at
all levels of the organization, and be supported by a motivated top
management
 the signed QA statement becomes a “release” document (not a GLP
compliance statement)
Further Reading
proto.ufsc.br/files/2012/03/glp_trainee_green.pdf
https://www.who.int/tdr/publications/documents/glp-
handbook.pdf

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GLP.pptx

  • 2. The Birth Of GLP -In the early 1970s, the FDA investigated a number of cases of poor practice in toxicology laboratories throughout the USA - Results of this investigation in about 40 laboratories revealed many cases of poorly managed studies, insufficient training of personnel, and some cases of deliberate fraud - In 1976, the FDA published a draft regulation on GLP - After the consultation period, the final regulation was published in 1978 - This came into force in 1979 - Many countries introduced their own GLP Regulations - The OECD produced GLP Principles in 1981. These regulations have now become the international standard in the domain
  • 3. What is GLP?  Defined in the OECD Principles as: “...a quality system concerned with the organizational process and the conditions under which non- clinical health and environmental safety studies are planned, performed, monitored, recorded, archived and reported.”
  • 4. GLP Aims 1 To make incidence of False Negatives more obvious (False negative : Results demonstrate non-toxicity of a toxic substance) 2 To make incidence of False Positives more obvious (False positive : Results demonstrate toxicity of a non-toxic substance) 3 To promote mutual recognition of study data across international frontiers
  • 5. Main / fundamental Points in GLP considerations Resources • Organization, personnel, facilities - building and equipment Rules • Protocols / Study plan, SOPs • concept of the Study Director as the pivotal point of study control Characterization • Test items & test systems Documentation • Raw data, final report, archives. Quality assurance • Independence from study conduct
  • 6. RESOURCES Buildings: Adequate Separations  Physical separations:  Rooms  Cabinets / Isolators  Air systems and filters  Separation by work areas  Defined work areas  One-way systems  Different activities in same areas at different times  Cleaning between activities  Separate staff GLP WHO Training manual
  • 7. Characterization Test Item  GMP is not required for manufacture of GLP batches  Regulatory Authorities require testing to ensure test items suitability for preclinical studies  Use single lot throughout study if possible  Protect test item from cross contamination/pollution  Ensure traceable records for test items What are Test Systems ?  Animals  Bacterial  Cells  Organs  Plants can also be  Analytical equipment
  • 8. Rules  The protocol (or study plan) which describes how the study is designed and how it is to be conducted, including the expected timeframe of the study  Approval of the Protocol (study director)  Distribution of the Protocol  Protocol Amendments  The standard operating procedures (SOP) which provide detailed instructions about how to actually perform each technical procedure, and how to ensure sound organization of the study, its environment and data
  • 9. Documentation: Results  Records and recording - The raw data should include:  “WHAT was done”  “HOW it was done”  “WHEN the work was performed”  “WHO performed the work”  FINAL REPORT (study director)  Accurate Reporting and Deviations  Statement of compliance to GLP standards and validity of data What is Archived? • Study data • Personnel data • Systems data • Quality assurance files
  • 10. Quality Assurance  In summary, the fundamental mission of QA is that of an independent witness to the whole preclinical research process and its organizational framework  To respect GLP Principles, QA must review all phases of preclinical research - from planning to reporting and archiving of the documentation  To be effective, QA must have access to staff documents and procedures at all levels of the organization, and be supported by a motivated top management  the signed QA statement becomes a “release” document (not a GLP compliance statement)