SlideShare a Scribd company logo
1 of 13
Download to read offline
  1	
  
To: Nicole Karlebach, Senior Legal Counsel, Business & Human Rights
From: Christopher Hudon, Legal Intern, Business & Human Rights
Re: Yahoo! Inc. v. La Ligue Contre le Racisme et L’Antisémitisme (LICRA)
Date: 08/24/2015
I. ABSTRACT
In light of the growing trend of governments attempting to enforce freedom of
expression-related rulings on the Internet beyond their own jurisdictions,1
it is important
to understand Yahoo! Inc. v. La Ligue Contre le Racisme et L’Antisémitisme
(“LICRA”), since it addressed that very issue. The LICRA case was one of the first to
confront jurisdictional, conflict of law and freedom of expression questions in the
Information and Communications Technology (“ICT”) sector. LICRA had several
chapters over many years. Stated loosely, LICRA involved a French court’s attempt to
apply a French law banning Nazi symbols to yahoo.com, an American website. Yahoo,
Inc. argued that the order violated the First Amendment and thus was not enforceable in
the U.S. There were three trials over six years, one in Paris and two in California.
LICRA raised important policy questions that remain relevant today. Decisions
regarding legal jurisdiction of the Internet will determine whether we live in a world
where one country can decide for others what content is available or accessible online. A
situation where individual governments could request global blocking or de-listing of
content could potentially alter the historical record and compromise the right to freedom
expression and the ability to impart information online.
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1
For example, in recent months a U.S. judge has ordered Microsoft to produce user data stored on servers
in Dublin; France’s privacy watchdog has petitioned French courts to apply the Right To Be Forgotten
(“RTBF”) to Google’s U.S. domain, and the Dutch DPA has levied a 15 million Euro fine against
Facebook for allegations that the company’s new privacy policy violates the Dutch interpretation of
European privacy law. See Joseph Ax, Microsoft Ordered By U.S. Judge To Submit Customer's Emails
From Abroad, REUTERS (Thursday, July 31, 2014 1:33 PM EDT),
http://www.reuters.com/article/2014/07/31/us-usa-tech-warrants-idUSKBN0G024I20140731; Mark Scott,
France Wants Google To Apply ‘Right To Be Forgotten’ Ruling Worldwide Or Face Penalties, N.Y. TIMES
(June 12, 2015 6:54 AM EDT), http://bits.blogs.nytimes.com/2015/06/12/french-regulator-wants-google-
to-apply-right-to-be-forgotten-ruling-worldwide/?_r=0; Agence France Presse, Dutch Focus On Facebook
After Google Crackdown, THE TELEGRAPH (Dec. 16, 2014 10:51 GMT),
http://www.telegraph.co.uk/technology/facebook/11298111/Dutch-focus-on-Facebook-after-Google-
crackdown.html.
  2	
  
II. CHRONOLOGY OF FACTS
1. Early 2000: Yahoo, Inc. operated an online auction website accessible from
France, which, among other items, hosted Nazi memorabilia for sale.
2. April 5, 2000: Two Jewish civil society organizations—La Ligue Contre le
Racisme et L’Antisémitisme (“LICRA”) and L’Union des Étudiants Juifs de
France (“UEJF”)2
—sent a cease and desist letter to Yahoo, Inc.’s Santa Clara
headquarters informing Yahoo, Inc. that offering Nazi objects for sale was a
violation of French law. The letter stated that Yahoo, Inc. had eight days to
comply or else the groups would file a lawsuit in French court.3
3. April 10, 2000: Five (rather than eight) days after the date on the letter, LICRA
filed a civil suit against Yahoo, Inc. and Yahoo France in the Tribunal de Grande
Instance de Paris (“French High Court”).4
4. April 20, 2000: UEJF joined LICRA’s French lawsuit and U.S. marshals were
used to serve process on Yahoo, Inc. in California.
5. May 15, 2000: A hearing took place before the French High Court. Oral
arguments were heard.
6. May 22, 2000 – “First Interim Order”: The French High Court issued an
interim order stating that: [1] Yahoo, Inc. and Yahoo France had violated R645-1
of the French Criminal code, e.g. the “Nazi Symbols Act”, [2] that Yahoo, Inc.
was required to make access to unlawful Nazi material impossible from France,
and [3] that both entities were subject to a penalty of 100,000 Euros ($13,400) per
day of delay or per confirmed violation. The Court reserved the right to liquidate
these penalties.
7. November 20, 2000 – “Second Interim Order”: The French High Court issued
a second interim order reaffirming the May 22 order and requiring Yahoo, Inc. to
comply within three months subject to a “penalty of 100,000 Francs per day of
delay effective from the first day following expiry of the 3 month period.” The
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
2	
  LICRA	
  is	
  translated	
  as	
  the	
  “League	
  Against	
  Racism	
  and	
  Anti-­‐Semitism”	
  and	
  UEJF	
  is	
  translated	
  as	
  the	
  
“Jewish	
  Student	
  Union	
  of	
  France.”	
  	
  
3
Yahoo! Inc. v. La Ligue Contre Le Racisme Et L’Antisemitisme, 145 F. Supp. 2d 1168, 1172 (N.D. Cal.
2001)
4
Id.
  3	
  
May 22 order had specified a penalty of 100,000 Euros rather than 100,000
Francs. Yahoo, Inc. and Yahoo France did not appeal either order in French court.
8. December 21, 2000: Yahoo, Inc. filed a civil suit against LICRA and UEJF in in
the Northern District of California, seeking a declaratory judgment that the
interim orders of the French High Court were not recognizable or enforceable in
the United States.
9. ***Early 2001: After both interim orders were entered by the French High Court,
and after Yahoo, Inc. had filed suit in federal district court, Yahoo, Inc. adopted a
new policy5
prohibiting the use of auctions or classified advertisements on
yahoo.com “to offer or trade in items that are associated with or could be used to
promote or glorify groups that are known principally for hateful and violent
positions directed at others based on race or similar factors.”
10. November 7, 2001: The district court issued an opinion finding personal
jurisdiction over the foreign defendants. The Court also found the suit ripe, that
the dispute warranted an immediate decision, and that “the First Amendment
preclude[d] enforcement within the United States.” The district court also noted
that certain Nazi-area items (such as stamps and copies of Mein Kampf) were still
available through yahoo.com in violation of the French orders at the time of trial.
LICRA and UEJF appealed the decision to the 9th
Circuit Court of Appeals.
11. January 12, 2006: The 9th
Circuit dismissed the case for lack of ripeness given
the need for further factual development bearing on the legal question presented.6
The Court reasoned that since LICRA had affirmatively represented that it would
not seek to enforce the monetary fine as long as Yahoo, Inc. maintained its new
policies, the suit was not ripe for adjudication.7
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
5
The new policy prohibited sale of items typically associated with Nazism or the Ku Klux Klan. Official
government-issue stamps and coins were not prohibited under this policy. Expressive media, such as books
and films, were subject to more permissive standards determined by Yahoo, Inc. in its sole discretion.
Yahoo Auction Guidelines (retrieved Oct. 23, 2001) from http:// user.auctions.Yahoo.com/
html/guidelines.html.
6
Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1221 (9th Cir. 2006).
7
Id. at 1211 (“[E]ven if the French court finds a violation that warrants the imposition of a penalty,
enforcement of that penalty is extremely unlikely in the United States.”)(Emphasis added)
  4	
  
III. SUMMARY OF PROCEEDINGS
A. Chapter One: Tribunal de Grande Instance de Paris
Chapter one began in 2000, when two French Jewish organizations filed a lawsuit
against Yahoo, Inc. and Yahoo France in the Tribunal de France Instance de Paris
(“French High Court”) for violations of the Nazi Symbols Act,8
which prohibits the sale
or display of Nazi symbols. At that time Yahoo, Inc. owned and operated an auction
website on yahoo.com, which was accessible from France, offering Nazi-era items for
sale. Yahoo, Inc. argued that these auctions targeted U.S. consumers and thus were
conducted under the jurisdiction of the U.S. The French High Court disagreed reasoning
that because any French citizen was able to access these materials on yahoo.com directly
or through a link on fr.yahoo.com, Yahoo, Inc. had violated R645-1 of the French
Criminal Code.9
A hearing was held on May 15, 2000 and the Court issued an interim
order on May 22 requiring that:
1. Yahoo, Inc. “take all necessary measures to dissuade and render impossible any
access [from French territory] via Yahoo.com to the Nazi artifact auction service
and to any other site or service that may be construed as constituting an apology
for Nazism or a contesting of Nazi crimes.”10
2. Yahoo, Inc. to “cease all hosting and availability in the territory of [France] from
the ‘yahoo.com’ site . . . of messages, images and text relating to Nazi objects,
relics, insignia, emblems and flags, or which evoke Nazism,” and of “web pages
displaying text, extracts, or quotes from ‘Mein Kampf’ and the ‘[Protocols of the
Elders of Zion]’ ” at two specified Internet addresses.11
3. Yahoo, Inc. to remove from “all browser directories accessible in the territory of
the French Republic” the “index heading entitled ‘negationists’ ” and any link
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
8
Art. R645-1, Code Pénal de France, available at
http://www.legifrance.gouv.fr/affichCodeArticle.do?idArticle=LEGIARTI000006419560&cidTexte=LEGIT
EXT000006070719
9
Yahoo!, Inc. v. La Ligue Contre Le Racisme et L'Antisemitisme, 169 F. Supp. 2d 1181, 1184 (N.D. Cal.
2001) rev'd, 379 F.3d 1120 (9th Cir. 2004) on reh'g en banc, 433 F.3d 1199 (9th Cir. 2006) and rev'd and
remanded, 433 F.3d 1199 (9th Cir. 2006)
10
Yahoo!, Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1202-03 (9th Cir.
2006)(emphasis in original).
11
Id.
  5	
  
“bringing together, equating, or presenting directly or indirectly as equivalent”
sites about the Holocaust and sites by Holocaust deniers.12
4. Yahoo France (as distinct from Yahoo, Inc.) to remove the “negationists” index
heading and the link to negationist sites, described above, from fr.yahoo.com.
5. Yahoo France to post a warning on fr.yahoo.com stating to French users that, in
the event the user accessed prohibited material through a search on yahoo.com, he
or she must “desist from viewing the site concerned[,] subject to imposition of the
penalties provided in French legislation or the bringing of legal action against
him.”
The Court imposed a fine on Yahoo, Inc. and Yahoo France of $13,400 per day of
non-compliance after a period of three months. Yahoo, Inc. objected to the May 22 order,
arguing, “there was no technical solution which would enable it to comply fully with the
terms of the court order.”13
In response, the French High Court obtained a written report
from three IT experts. The report concluded that under current conditions at that time,
approximately 70% of Yahoo users operating from computer sites in France could be
identified. 14
The report specifically noted that Yahoo, Inc. already used such
identification of French users to display advertising banners in French. The 70% number
applied irrespective of whether a Yahoo user sought access to an auction site, or to a site
denying the existence of the Holocaust or constituting an apology for Nazism.15
In its second and final interim order, issued on November 20, 2000, the French
court reaffirmed its May 22 order and directed Yahoo, Inc. (but not Yahoo France) to
comply within three months, “subject to a penalty of 100,000 Francs per day of delay
effective from the first day following expiry of the 3 month period.”16
The Court
specifically stated in the November 20 order that it was not awarding any expenses or
costs against Yahoo France because it was found to have complied “in large measure”
with the Court’s interim order.17
Neither Yahoo, Inc. nor Yahoo France appealed either
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
12
Id.
13
Id. at 1203 (emphasis in original).
14
Id.
15
Id.
16
Id. at1203-04.
17
Id. at 1204.
  6	
  
interim order in France.18
Ultimately, as of the time of filing in the U.S., no fine was
actually imposed on either Yahoo, Inc. or Yahoo France.
Chapter Two: N.D. California
Chapter two took place in the Northern District of California (“N.D.”). The
French High Court had not attempted to impose any penalty on Yahoo, Inc. or Yahoo
France for violations of either interim order as of December 21, 2000, when Yahoo, Inc.
filed civil suit in the N.D. of California seeking a declaratory judgment.19
After filing in
the N.D.—but before the case was decided—Yahoo, Inc. voluntarily changed its auction
policy to prohibit the sale of items typically associated with hateful ideologies, making
most, but not all, Nazi artifacts unavailable. In fact, neither LICRA nor UEJF returned to
the French court to seek the imposition of a penalty and both organizations affirmatively
represented to the district court that they had no intention of doing so if Yahoo, Inc. and
Yahoo France maintained their policies of blocking “negationist” websites on the French
domain and prohibiting the sale of Nazi memorabilia on the U.S. auction site.20
However,
neither LICRA nor UEJF was willing to go further and ask the French court to vacate its
orders.21
This left Yahoo, Inc. open to a large fine in the future. Later that year, the N.D.
ruled in Yahoo, Inc.’s favor holding the French High Court’s order unenforceable in the
U.S. since compliance would violate the First Amendment.
In deciding the case, the District Court framed the legal question as “whether it is
consistent with the Constitution and laws of the United States for another nation to
regulate speech by a United States resident within the United States on the basis that such
speech can be accessed by Internet users in that nation.”22
In their briefings, LICRA and UEJF did not argue that the French High Court’s
order could be enforced without chilling Yahoo, Inc.’s First Amendment rights, but
instead relied heavily on the fact that they were not seeking to have the orders enforced.23
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
18
Id.
19
Id.
20
Id.
21
Id.
22
Yahoo!, Inc. v. La Ligue Contre Le Racisme et L'Antisemitisme, 169 F. Supp. 2d 1181, 1186 (N.D. Cal.
2001) rev'd, 379 F.3d 1120 (9th Cir. 2004) on reh'g en banc, 433 F.3d 1199 (9th Cir. 2006) and rev'd and
remanded, 433 F.3d 1199 (9th Cir. 2006)
23
Id.
  7	
  
LICRA and UEJF argued “there [wa]s no real or immediate threat to Yahoo because
[they] d[id] not presently intend to seek enforcement of the French order in the United
States.”24
The Court found this argument unpersuasive reasoning “phrases such as ‘all
necessary measures’ and ‘render impossible’ instruct Yahoo to undertake efforts that will
impermissibly chill and perhaps even censor protected speech.”25
Judge Jeremy Fogel held that: (1) Yahoo Inc.’s claims presented an “actual
controversy”; (2) the French court order presented a “real and immediate” threat to
Yahoo, Inc.’s First Amendment rights; (3) the Court would not abstain from deciding
declaratory judgment action; (4) the French order would not be recognized; and (5) the
French parties were not entitled to a continuance for further discovery.26
The district
court reasoned that the content and viewpoint-based regulation of the web pages and
auction site on yahoo.com clearly would be inconsistent with the First Amendment if
mandated by a court in the United States.27
Judge Fogel recognized that “the Internet in
effect allows one to speak in more than one place at the same time.”28
He reasoned that a
U.S. court “may not enforce a foreign order that violates the protections of the United
States Constitution by chilling protected speech that occurs simultaneously within [U.S.
and French] borders.”29
The Court posed a hypothetical involving a party physically
present in France engaging in expression that was illegal in France but legal in the United
States.30
Judge Fogel found it “unlikely that a U.S. court would or could question the
applicability of French law to that party’s conduct.” However, if the French court ordered
the party not to engage in the same expression in the United States on the basis that
French citizens (along with anyone else in the world with the Internet) later could read,
hear or see it, a U.S. court would not enforce such an order.31
Judge Fogel reasoned that
although the advent of the Internet had effectively “removed the physical and temporal
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
24
Id.
25
Id.
26
Id.
27
Id.
28
Id.
29
Id. (citing Matusevitch v. Telnikoff, 877 F. Supp. 1, 4 (D.D.C. 1995) (declining to enforce British libel
judgment because British libel standards “deprive the plaintiff of his constitutional rights”).
30
Id.
31
Id.
  8	
  
elements” of the hypothetical, the legal analysis remained the same.32
The district court
granted Yahoo, Inc.’s motion for summary judgment and LICRA and UEJF appealed.33
B. Chapter Three: U.S. Court of Appeals for the Ninth Circuit
The final chapter of LICRA took place in 2006. LICRA and UEJF appealed the
N.D. decision to the 9th
Circuit, which dismissed the suit for lack of ripeness due to the
French Court’s finding of substantial compliance. However—and significant for future
cases34
—the Ninth Circuit indicated in dicta, that the order would have been found to be
unenforceable under the principle of legal comity, since U.S. courts typically do not
enforce the monetary judgments of foreign courts.
The Ninth Circuit framed the issue as: “whether a United States Internet service
provider, whose published content has been restricted by a foreign court injunction, may
look to the United States federal courts to determine the enforceability of those
restrictions under the United States Constitution’s First Amendment.”35
But before the
substantive question could be considered, the Court engaged in a lengthy jurisdictional
analysis, ultimately finding that the district court had properly exercised personal
jurisdiction over the foreign defendants.36
A majority of the court narrowly found a
proper exercise of jurisdiction on the basis of the “effects test,” Calder v. Jones, 465 U.S.
783 (1984), which is normally employed in purposeful direction cases.
The Ninth Circuit construed Calder to impose three requirements: “the defendant
allegedly [must] have (1) committed an intentional act, (2) expressly aimed at the forum
state, (3) causing harm that the defendant knows is likely to be suffered in the forum
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
32
Yahoo!, Inc. v. La Ligue Contre Le Racisme et L'Antisemitisme, 169 F. Supp. 2d 1181, 1193-94 (N.D.
Cal. 2001) rev'd, 379 F.3d 1120 (9th Cir. 2004) on reh'g en banc, 433 F.3d 1199 (9th Cir. 2006) and rev'd
and remanded, 433 F.3d 1199 (9th Cir. 2006)
33
Id.
34
This fact is significant because it means that a foreign court order limiting the First Amendment is not
likely to be enforced by a court in the United States. Both the N.D. and the Ninth Circuit would have held
the order unenforceable for differing reasons. Being aware of this fact, foreign regulatory agencies (such
the various Data Protection Agencies of Europe) will be forced to either find a novel argument for
enforcement of free speech restrictions in the U.S., or—more likely—target the local subsidiaries of major
tech organizations in their home countries.
35
Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1233-34 (9th Cir.
2006)(Fisher J., concurring in part and dissenting in part).
36
Id. at 1211.
  9	
  
state.”37
Under this analysis, the Court concluded that “the first two factors, taken by
themselves, d[id] not provide a sufficient basis for jurisdiction.”38
However, the third
prong—read in conjunction with the first two—narrowly provided the basis for personal
jurisdiction.39
Although both LICRA and UEJF had affirmatively represented that they
did not intend to pursue the monetary fines authorized under the French court orders, the
possibility of doing so, coupled with using U.S. Marshalls to serve process on Yahoo,
Inc. in California, gave the Court jurisdiction.40
The Court reasoned “considering the
direct relationship between LICRA and UEJF’s contacts with the forum and the
substance of the suit brought by Yahoo, Inc., as well as the impact and potential impact
of the French court’s orders on Yahoo, Inc.” there was a sufficient basis for personal
jurisdiction.41
After resolving the jurisdictional question, the Court considered whether the suit
was ripe for adjudication, given that neither LICRA nor UEJF had attempted to enforce
the monetary fines on Yahoo, Inc. Ultimately, a plurality of the panel concluded that the
case “[wa]s not ripe [for adjudication] under the criteria of Abbott Laboratories v.
Gardner, 387 U.S. 136, 149 (1967).”42
Because the imposition of fines was highly
speculative, the Court found that more factual development were needed to decide the
question at issue. Although the Court found the suit unripe, it went on to address in part
the First Amendment arguments briefed by Yahoo, Inc. and found persuasive by the
district court below. Yahoo, Inc. framed the legal issue as “whether France ha[d] the right
to regulate websites located in and targeting the U.S. because it disagree[d] with the way
the Constitution and Congress protect the speech interests at stake.”43
Yahoo, Inc. argued
in its appellate brief that enforcing the French court order would mean that “the free
speech rights of all American Internet service providers–indeed, of all Americans using
the Internet–[would be] subject to censorship by foreign governments, who will be able
to order Americans to conform their speech to comply with the restrictive speech laws of
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
37
Id. at 1206 (internal citation omitted).
38
Id. at 1208.
39
Id.
40
See generally, Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1211 (9th
Cir. 2006).
41
Id.
42
Id. at 1201.
43
Yahoo! Inc. v. Le Ligue Contre Le Racisme, Appelllee Answer Brief, 2 n. 1, 2002 WL 32302222
  10	
  
their nations.” Another important theme that ran throughout Yahoo, Inc.’s submissions
was the so-called “slippery slope” argument. Yahoo, Inc. argued that one small erosion of
free speech could result in a greater erosion of the right over time. Counsel for Yahoo,
Inc. reasoned that “it is tempting to forget this when the regulated speech is repugnant,
but the principle would be no different if China ordered Yahoo to insure that its citizens
who access Yahoo’s U.S. site are not exposed to American political ideas, or if Cuba
ordered U.S. ISPs to bar access to anti-Castro teachings.”44
Where the Ninth Circuit differed substantially from the district court was on the
issue of whether the orders, by their explicit terms, required Yahoo, Inc. to restrict access
by Internet users located only in France or also access by U.S. users.45
The Court
concluded that the French orders applied by their express terms only to access by users in
France.46
This left Yahoo, Inc.’s First Amendment argument unresolved, since the Ninth
Circuit found no immediate threat to Yahoo, Inc.’s free speech rights. However, had the
Court reached the merits of enforcing the French order in the U.S., the order would have
been held unenforceable for the reasons of comity mentioned above.47
Comity holds that
no legal judgment has any effect, of its own force, beyond the limits of the sovereignty
from which its authority is derived.48
The extent to which the U.S., or any state, honors
the judicial decrees of foreign nations is a matter of choice, governed by “the comity of
nations.”49
Comity “is neither a matter of absolute obligation, on the one hand, nor of
mere courtesy and good will, upon the other.”50
Courts in the United States will generally
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
44
YAHOO! INC., a Delaware corporation, Plaintiff-Appellee, v. La LIGUE Contre le Racisme et
L’antisemitisme, a French Association; L’union des Etudiants Juifs De France, a French association,
Defendants-Appellants., 2002 WL 32302222 (C.A.9), 1-2.
45
See Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1221 (9th Cir.
2006).
46
Id. (“We emphasize that the French court's interim orders do not by their terms require Yahoo! to restrict
access by Internet users in the United States. They only require it to restrict access by users located in
France.”)
47
Id. at 1211 (“Enforcement is unlikely not because of the First Amendment, but rather because of the
general principle of comity under which American courts do not enforce monetary fines or penalties
awarded by foreign courts.)
48
28 U.S.C. § 1738.
49
Hilton v. Guyot, 159 U.S. 113, 163 (1895).
50
Id. at 163-64.
  11	
  
recognize foreign judgments and decrees unless enforcement would be prejudicial or
contrary to the country’s interests.51
The Court found speculative Yahoo, Inc.’s argument that restricting access by
French Internet users in a manner sufficient to satisfy the French court would “in some
unspecified fashion [have] require[d] Yahoo [to] simultaneously [] restrict access by
Internet users in the United States.”52
The Court reasoned that this argument was almost
“certainly not true” if Yahoo, Inc. was complying “in large measure” with the French
court’s orders, and that further compliance was likely not required.53
IV. CONCLUSION
The LICRA case presented novel and complex jurisdictional and conflict of law
questions at the beginning of the digital age that remain relevant today. Although the
Ninth Circuit dismissed the substantive issues in this case for lack of ripeness, Yahoo,
Inc.’s counsel extensively briefed the Court on the constitutional questions raised. Of
particular interest in LICRA was the fact that Yahoo, Inc. argued that it was impossible to
achieve 100% compliance with the French court orders (e.g., no Nazi website would be
accessible from French territory through either fr.yahoo.com or yahoo.com) without
restricting access for U.S. citizens also, since there was no technical way to identify
100% of users accessing the U.S. domain from France. Yahoo argued that the only way
to be 100% sure that no Nazi material would be accessible from France would be to make
it inaccessible on the U.S. domain—that is the one targeting U.S. consumers and
governed by the First Amendment, e.g. yahoo.com. The Ninth Circuit did not favor this
argument, since the technical reasons for it remained unclear to the Court and the French
High Court had already agreed that Yahoo France was in substantial compliance with the
letter and spirit of the order.
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
51
Somportex Ltd. v. Philadelphia Chewing Gum Corp., 453 F.2d 435, 440 (3d Cir.1971) cert. denied, 405
U.S. 1017 (1972); Laker Airways v. Sabena Belgian World Airlines, 731 F.2d 909, 931 (D.C. Cir. 1984)
(“[T]he court is not required to give effect to foreign judicial proceedings grounded on policies which do
violence to its own fundamental interests.”); Tahan v. Hodgson, 662 F.2d 862, 864 (D.C. Cir.
1981)(“[R]equirements for enforcement of a foreign judgment expressed in Hilton are that . . . the original
claim not violate American public policy . . . that it not be repugnant to fundamental notions of what is
decent and just in the State where enforcement is sought.”)
52
Yahoo! v. La Ligue Contre Le Racisme 433 F.3d 1199, 1216 (9th Cir. 2006)
53
Id.
  12	
  
In LICRA it was technically feasible to restrict access to Nazi content within
France (at least to the point of substantial compliance as determined by the French High
Court), however, one can imagine other similar situations where the only solution would
be censorship across a U.S. domain. In such an instance, the same issues Yahoo, Inc.
complained of in the LICRA case would arise again. For example, in May 2014, the
European Court of Justice (“ECJ”) issued a ruling articulating a so-called “right to be
forgotten” (the “RTBF”). As of the time of writing, the RTBF has only been applied to
country specific domains in the European Union. However, in June 2015, the
Commission Nationale de l'Informatique et des Libertés (“CNIL”)—the French data
protection authority—petitioned European Courts to require Google to apply search de-
listings across its U.S. domain as well (e.g., google.com). If the CNIL were to be
successful, the result would potentially be global delisting of search results that fit certain
criteria specified by the ECJ (“appear to be inadequate, irrelevant or no longer relevant or
excessive in the light of the time that had elapsed”)54
on google.com, a website that uses
U.S. data servers, run by a U.S. corporation, with its primary place of business in
California. If a European court were to hold that the RTBF applied to all domains
including .com, and subsequently served process on Google Inc. in California, the very
same questions presented in the LICRA case would appear.
While the RTBF may be appealing in Europe where the rule of law is generally
strong, imagine the implications of such power in countries where the rule of law may not
be as strong as in Europe. For example, since the ECJ’s decision articulating the RTBF,
the governments of Mexico and Hong Kong have expressed interest in creating such a
right in their countries. Their judicial systems may be considered somewhere between the
rule of law in Europe and that in truly repressive regimes. However, take this notion a
step further and imagine countries like Saudi Arabia, Iran, and North Korea asking for
similar treatment. Their interpretations of what information should be blocked or delisted
on the Internet would most likely not comport with American free speech norms.
Moreover, in order to ban web access to illegal ideas in their countries, those ideas would
have to be censored on U.S. domains. As Internet penetration reaches an all time high,
the governments of the world are once again attempting to control what information will
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
54
Case C‑131/12 (Costeja v. Goolge), Court of Justice of the European Union at ¶ 93.
  13	
  
be available and accessible online worldwide. Whether they will be permitted to do so is
a question that remains open to debate.

More Related Content

Similar to Writing Sample_Yahoo Hybrid Law & Policy_Chris Hudon

The American Nazi Party established a website on Yahoo promoting Naz.docx
The American Nazi Party established a website on Yahoo promoting Naz.docxThe American Nazi Party established a website on Yahoo promoting Naz.docx
The American Nazi Party established a website on Yahoo promoting Naz.docx
jonghollingberry
 
Ch.01 private and public international law
Ch.01 private and public international lawCh.01 private and public international law
Ch.01 private and public international law
Asmatullah Kakar
 
2010 US Congress on pirate states
2010 US Congress on pirate states2010 US Congress on pirate states
2010 US Congress on pirate states
Ilya Ponomarev
 
Select a faculty-approved organization that uses an e-commerce.docx
Select a faculty-approved organization that uses an e-commerce.docxSelect a faculty-approved organization that uses an e-commerce.docx
Select a faculty-approved organization that uses an e-commerce.docx
bagotjesusa
 
Yahoo!, the Shi Tao Case, and lessons for corporate social responsibility
Yahoo!, the Shi Tao Case, and lessons for corporate social responsibilityYahoo!, the Shi Tao Case, and lessons for corporate social responsibility
Yahoo!, the Shi Tao Case, and lessons for corporate social responsibility
rmackinnon
 
The Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docx
The Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docxThe Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docx
The Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docx
oreo10
 

Similar to Writing Sample_Yahoo Hybrid Law & Policy_Chris Hudon (20)

The American Nazi Party established a website on Yahoo promoting Naz.docx
The American Nazi Party established a website on Yahoo promoting Naz.docxThe American Nazi Party established a website on Yahoo promoting Naz.docx
The American Nazi Party established a website on Yahoo promoting Naz.docx
 
Ch.01 private and public international law
Ch.01 private and public international lawCh.01 private and public international law
Ch.01 private and public international law
 
International Summer School on Cyber Law - Moscow - July 2014
International Summer School on Cyber Law - Moscow - July 2014International Summer School on Cyber Law - Moscow - July 2014
International Summer School on Cyber Law - Moscow - July 2014
 
Task 2 Essay Example. Online assignment writing service.
Task 2 Essay Example. Online assignment writing service.Task 2 Essay Example. Online assignment writing service.
Task 2 Essay Example. Online assignment writing service.
 
5.4 whose laws rule the web
5.4 whose laws rule the web 5.4 whose laws rule the web
5.4 whose laws rule the web
 
2010 US Congress on pirate states
2010 US Congress on pirate states2010 US Congress on pirate states
2010 US Congress on pirate states
 
A Call to Patents
A Call to PatentsA Call to Patents
A Call to Patents
 
Bjmc i, dcm, unit-iv, a censor ship & right to information
Bjmc i, dcm, unit-iv, a censor ship & right to informationBjmc i, dcm, unit-iv, a censor ship & right to information
Bjmc i, dcm, unit-iv, a censor ship & right to information
 
Freedom of expression and of religion (27 nov17 Mickael Le Borloch)
Freedom of expression and of religion (27 nov17 Mickael Le Borloch)Freedom of expression and of religion (27 nov17 Mickael Le Borloch)
Freedom of expression and of religion (27 nov17 Mickael Le Borloch)
 
Select a faculty-approved organization that uses an e-commerce.docx
Select a faculty-approved organization that uses an e-commerce.docxSelect a faculty-approved organization that uses an e-commerce.docx
Select a faculty-approved organization that uses an e-commerce.docx
 
Shall we learn how to protect out personal data? An introduction to personal ...
Shall we learn how to protect out personal data? An introduction to personal ...Shall we learn how to protect out personal data? An introduction to personal ...
Shall we learn how to protect out personal data? An introduction to personal ...
 
Yahoo!, the Shi Tao Case, and lessons for corporate social responsibility
Yahoo!, the Shi Tao Case, and lessons for corporate social responsibilityYahoo!, the Shi Tao Case, and lessons for corporate social responsibility
Yahoo!, the Shi Tao Case, and lessons for corporate social responsibility
 
Internet Service Provider Liability
Internet Service Provider LiabilityInternet Service Provider Liability
Internet Service Provider Liability
 
Cross Border Ediscovery vs. EU Data Protection at LegalTech West Coast
 Cross Border Ediscovery vs. EU Data Protection at LegalTech West Coast Cross Border Ediscovery vs. EU Data Protection at LegalTech West Coast
Cross Border Ediscovery vs. EU Data Protection at LegalTech West Coast
 
Social Media Law
Social Media LawSocial Media Law
Social Media Law
 
Jai Jawan Jai Kisan Jai Vigyan Essay In Marathi
Jai Jawan Jai Kisan Jai Vigyan Essay In MarathiJai Jawan Jai Kisan Jai Vigyan Essay In Marathi
Jai Jawan Jai Kisan Jai Vigyan Essay In Marathi
 
Spain is responsible for 80% of European Data Protection fines. (on page 3)
Spain is responsible for 80% of European Data Protection fines. (on page 3)Spain is responsible for 80% of European Data Protection fines. (on page 3)
Spain is responsible for 80% of European Data Protection fines. (on page 3)
 
C16 - Formal Controls : Laws, Rules & Regulations
C16 - Formal Controls : Laws, Rules & RegulationsC16 - Formal Controls : Laws, Rules & Regulations
C16 - Formal Controls : Laws, Rules & Regulations
 
The Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docx
The Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docxThe Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docx
The Pirate Bay (TPB), a Swedish Web site (Piratebay.org), is one o.docx
 
Legal Aspect of the Cloud by Giuseppe Vaciago
Legal Aspect of the Cloud by Giuseppe VaciagoLegal Aspect of the Cloud by Giuseppe Vaciago
Legal Aspect of the Cloud by Giuseppe Vaciago
 

Writing Sample_Yahoo Hybrid Law & Policy_Chris Hudon

  • 1.   1   To: Nicole Karlebach, Senior Legal Counsel, Business & Human Rights From: Christopher Hudon, Legal Intern, Business & Human Rights Re: Yahoo! Inc. v. La Ligue Contre le Racisme et L’Antisémitisme (LICRA) Date: 08/24/2015 I. ABSTRACT In light of the growing trend of governments attempting to enforce freedom of expression-related rulings on the Internet beyond their own jurisdictions,1 it is important to understand Yahoo! Inc. v. La Ligue Contre le Racisme et L’Antisémitisme (“LICRA”), since it addressed that very issue. The LICRA case was one of the first to confront jurisdictional, conflict of law and freedom of expression questions in the Information and Communications Technology (“ICT”) sector. LICRA had several chapters over many years. Stated loosely, LICRA involved a French court’s attempt to apply a French law banning Nazi symbols to yahoo.com, an American website. Yahoo, Inc. argued that the order violated the First Amendment and thus was not enforceable in the U.S. There were three trials over six years, one in Paris and two in California. LICRA raised important policy questions that remain relevant today. Decisions regarding legal jurisdiction of the Internet will determine whether we live in a world where one country can decide for others what content is available or accessible online. A situation where individual governments could request global blocking or de-listing of content could potentially alter the historical record and compromise the right to freedom expression and the ability to impart information online.                                                                                                                 1 For example, in recent months a U.S. judge has ordered Microsoft to produce user data stored on servers in Dublin; France’s privacy watchdog has petitioned French courts to apply the Right To Be Forgotten (“RTBF”) to Google’s U.S. domain, and the Dutch DPA has levied a 15 million Euro fine against Facebook for allegations that the company’s new privacy policy violates the Dutch interpretation of European privacy law. See Joseph Ax, Microsoft Ordered By U.S. Judge To Submit Customer's Emails From Abroad, REUTERS (Thursday, July 31, 2014 1:33 PM EDT), http://www.reuters.com/article/2014/07/31/us-usa-tech-warrants-idUSKBN0G024I20140731; Mark Scott, France Wants Google To Apply ‘Right To Be Forgotten’ Ruling Worldwide Or Face Penalties, N.Y. TIMES (June 12, 2015 6:54 AM EDT), http://bits.blogs.nytimes.com/2015/06/12/french-regulator-wants-google- to-apply-right-to-be-forgotten-ruling-worldwide/?_r=0; Agence France Presse, Dutch Focus On Facebook After Google Crackdown, THE TELEGRAPH (Dec. 16, 2014 10:51 GMT), http://www.telegraph.co.uk/technology/facebook/11298111/Dutch-focus-on-Facebook-after-Google- crackdown.html.
  • 2.   2   II. CHRONOLOGY OF FACTS 1. Early 2000: Yahoo, Inc. operated an online auction website accessible from France, which, among other items, hosted Nazi memorabilia for sale. 2. April 5, 2000: Two Jewish civil society organizations—La Ligue Contre le Racisme et L’Antisémitisme (“LICRA”) and L’Union des Étudiants Juifs de France (“UEJF”)2 —sent a cease and desist letter to Yahoo, Inc.’s Santa Clara headquarters informing Yahoo, Inc. that offering Nazi objects for sale was a violation of French law. The letter stated that Yahoo, Inc. had eight days to comply or else the groups would file a lawsuit in French court.3 3. April 10, 2000: Five (rather than eight) days after the date on the letter, LICRA filed a civil suit against Yahoo, Inc. and Yahoo France in the Tribunal de Grande Instance de Paris (“French High Court”).4 4. April 20, 2000: UEJF joined LICRA’s French lawsuit and U.S. marshals were used to serve process on Yahoo, Inc. in California. 5. May 15, 2000: A hearing took place before the French High Court. Oral arguments were heard. 6. May 22, 2000 – “First Interim Order”: The French High Court issued an interim order stating that: [1] Yahoo, Inc. and Yahoo France had violated R645-1 of the French Criminal code, e.g. the “Nazi Symbols Act”, [2] that Yahoo, Inc. was required to make access to unlawful Nazi material impossible from France, and [3] that both entities were subject to a penalty of 100,000 Euros ($13,400) per day of delay or per confirmed violation. The Court reserved the right to liquidate these penalties. 7. November 20, 2000 – “Second Interim Order”: The French High Court issued a second interim order reaffirming the May 22 order and requiring Yahoo, Inc. to comply within three months subject to a “penalty of 100,000 Francs per day of delay effective from the first day following expiry of the 3 month period.” The                                                                                                                 2  LICRA  is  translated  as  the  “League  Against  Racism  and  Anti-­‐Semitism”  and  UEJF  is  translated  as  the   “Jewish  Student  Union  of  France.”     3 Yahoo! Inc. v. La Ligue Contre Le Racisme Et L’Antisemitisme, 145 F. Supp. 2d 1168, 1172 (N.D. Cal. 2001) 4 Id.
  • 3.   3   May 22 order had specified a penalty of 100,000 Euros rather than 100,000 Francs. Yahoo, Inc. and Yahoo France did not appeal either order in French court. 8. December 21, 2000: Yahoo, Inc. filed a civil suit against LICRA and UEJF in in the Northern District of California, seeking a declaratory judgment that the interim orders of the French High Court were not recognizable or enforceable in the United States. 9. ***Early 2001: After both interim orders were entered by the French High Court, and after Yahoo, Inc. had filed suit in federal district court, Yahoo, Inc. adopted a new policy5 prohibiting the use of auctions or classified advertisements on yahoo.com “to offer or trade in items that are associated with or could be used to promote or glorify groups that are known principally for hateful and violent positions directed at others based on race or similar factors.” 10. November 7, 2001: The district court issued an opinion finding personal jurisdiction over the foreign defendants. The Court also found the suit ripe, that the dispute warranted an immediate decision, and that “the First Amendment preclude[d] enforcement within the United States.” The district court also noted that certain Nazi-area items (such as stamps and copies of Mein Kampf) were still available through yahoo.com in violation of the French orders at the time of trial. LICRA and UEJF appealed the decision to the 9th Circuit Court of Appeals. 11. January 12, 2006: The 9th Circuit dismissed the case for lack of ripeness given the need for further factual development bearing on the legal question presented.6 The Court reasoned that since LICRA had affirmatively represented that it would not seek to enforce the monetary fine as long as Yahoo, Inc. maintained its new policies, the suit was not ripe for adjudication.7                                                                                                                 5 The new policy prohibited sale of items typically associated with Nazism or the Ku Klux Klan. Official government-issue stamps and coins were not prohibited under this policy. Expressive media, such as books and films, were subject to more permissive standards determined by Yahoo, Inc. in its sole discretion. Yahoo Auction Guidelines (retrieved Oct. 23, 2001) from http:// user.auctions.Yahoo.com/ html/guidelines.html. 6 Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1221 (9th Cir. 2006). 7 Id. at 1211 (“[E]ven if the French court finds a violation that warrants the imposition of a penalty, enforcement of that penalty is extremely unlikely in the United States.”)(Emphasis added)
  • 4.   4   III. SUMMARY OF PROCEEDINGS A. Chapter One: Tribunal de Grande Instance de Paris Chapter one began in 2000, when two French Jewish organizations filed a lawsuit against Yahoo, Inc. and Yahoo France in the Tribunal de France Instance de Paris (“French High Court”) for violations of the Nazi Symbols Act,8 which prohibits the sale or display of Nazi symbols. At that time Yahoo, Inc. owned and operated an auction website on yahoo.com, which was accessible from France, offering Nazi-era items for sale. Yahoo, Inc. argued that these auctions targeted U.S. consumers and thus were conducted under the jurisdiction of the U.S. The French High Court disagreed reasoning that because any French citizen was able to access these materials on yahoo.com directly or through a link on fr.yahoo.com, Yahoo, Inc. had violated R645-1 of the French Criminal Code.9 A hearing was held on May 15, 2000 and the Court issued an interim order on May 22 requiring that: 1. Yahoo, Inc. “take all necessary measures to dissuade and render impossible any access [from French territory] via Yahoo.com to the Nazi artifact auction service and to any other site or service that may be construed as constituting an apology for Nazism or a contesting of Nazi crimes.”10 2. Yahoo, Inc. to “cease all hosting and availability in the territory of [France] from the ‘yahoo.com’ site . . . of messages, images and text relating to Nazi objects, relics, insignia, emblems and flags, or which evoke Nazism,” and of “web pages displaying text, extracts, or quotes from ‘Mein Kampf’ and the ‘[Protocols of the Elders of Zion]’ ” at two specified Internet addresses.11 3. Yahoo, Inc. to remove from “all browser directories accessible in the territory of the French Republic” the “index heading entitled ‘negationists’ ” and any link                                                                                                                 8 Art. R645-1, Code Pénal de France, available at http://www.legifrance.gouv.fr/affichCodeArticle.do?idArticle=LEGIARTI000006419560&cidTexte=LEGIT EXT000006070719 9 Yahoo!, Inc. v. La Ligue Contre Le Racisme et L'Antisemitisme, 169 F. Supp. 2d 1181, 1184 (N.D. Cal. 2001) rev'd, 379 F.3d 1120 (9th Cir. 2004) on reh'g en banc, 433 F.3d 1199 (9th Cir. 2006) and rev'd and remanded, 433 F.3d 1199 (9th Cir. 2006) 10 Yahoo!, Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1202-03 (9th Cir. 2006)(emphasis in original). 11 Id.
  • 5.   5   “bringing together, equating, or presenting directly or indirectly as equivalent” sites about the Holocaust and sites by Holocaust deniers.12 4. Yahoo France (as distinct from Yahoo, Inc.) to remove the “negationists” index heading and the link to negationist sites, described above, from fr.yahoo.com. 5. Yahoo France to post a warning on fr.yahoo.com stating to French users that, in the event the user accessed prohibited material through a search on yahoo.com, he or she must “desist from viewing the site concerned[,] subject to imposition of the penalties provided in French legislation or the bringing of legal action against him.” The Court imposed a fine on Yahoo, Inc. and Yahoo France of $13,400 per day of non-compliance after a period of three months. Yahoo, Inc. objected to the May 22 order, arguing, “there was no technical solution which would enable it to comply fully with the terms of the court order.”13 In response, the French High Court obtained a written report from three IT experts. The report concluded that under current conditions at that time, approximately 70% of Yahoo users operating from computer sites in France could be identified. 14 The report specifically noted that Yahoo, Inc. already used such identification of French users to display advertising banners in French. The 70% number applied irrespective of whether a Yahoo user sought access to an auction site, or to a site denying the existence of the Holocaust or constituting an apology for Nazism.15 In its second and final interim order, issued on November 20, 2000, the French court reaffirmed its May 22 order and directed Yahoo, Inc. (but not Yahoo France) to comply within three months, “subject to a penalty of 100,000 Francs per day of delay effective from the first day following expiry of the 3 month period.”16 The Court specifically stated in the November 20 order that it was not awarding any expenses or costs against Yahoo France because it was found to have complied “in large measure” with the Court’s interim order.17 Neither Yahoo, Inc. nor Yahoo France appealed either                                                                                                                 12 Id. 13 Id. at 1203 (emphasis in original). 14 Id. 15 Id. 16 Id. at1203-04. 17 Id. at 1204.
  • 6.   6   interim order in France.18 Ultimately, as of the time of filing in the U.S., no fine was actually imposed on either Yahoo, Inc. or Yahoo France. Chapter Two: N.D. California Chapter two took place in the Northern District of California (“N.D.”). The French High Court had not attempted to impose any penalty on Yahoo, Inc. or Yahoo France for violations of either interim order as of December 21, 2000, when Yahoo, Inc. filed civil suit in the N.D. of California seeking a declaratory judgment.19 After filing in the N.D.—but before the case was decided—Yahoo, Inc. voluntarily changed its auction policy to prohibit the sale of items typically associated with hateful ideologies, making most, but not all, Nazi artifacts unavailable. In fact, neither LICRA nor UEJF returned to the French court to seek the imposition of a penalty and both organizations affirmatively represented to the district court that they had no intention of doing so if Yahoo, Inc. and Yahoo France maintained their policies of blocking “negationist” websites on the French domain and prohibiting the sale of Nazi memorabilia on the U.S. auction site.20 However, neither LICRA nor UEJF was willing to go further and ask the French court to vacate its orders.21 This left Yahoo, Inc. open to a large fine in the future. Later that year, the N.D. ruled in Yahoo, Inc.’s favor holding the French High Court’s order unenforceable in the U.S. since compliance would violate the First Amendment. In deciding the case, the District Court framed the legal question as “whether it is consistent with the Constitution and laws of the United States for another nation to regulate speech by a United States resident within the United States on the basis that such speech can be accessed by Internet users in that nation.”22 In their briefings, LICRA and UEJF did not argue that the French High Court’s order could be enforced without chilling Yahoo, Inc.’s First Amendment rights, but instead relied heavily on the fact that they were not seeking to have the orders enforced.23                                                                                                                 18 Id. 19 Id. 20 Id. 21 Id. 22 Yahoo!, Inc. v. La Ligue Contre Le Racisme et L'Antisemitisme, 169 F. Supp. 2d 1181, 1186 (N.D. Cal. 2001) rev'd, 379 F.3d 1120 (9th Cir. 2004) on reh'g en banc, 433 F.3d 1199 (9th Cir. 2006) and rev'd and remanded, 433 F.3d 1199 (9th Cir. 2006) 23 Id.
  • 7.   7   LICRA and UEJF argued “there [wa]s no real or immediate threat to Yahoo because [they] d[id] not presently intend to seek enforcement of the French order in the United States.”24 The Court found this argument unpersuasive reasoning “phrases such as ‘all necessary measures’ and ‘render impossible’ instruct Yahoo to undertake efforts that will impermissibly chill and perhaps even censor protected speech.”25 Judge Jeremy Fogel held that: (1) Yahoo Inc.’s claims presented an “actual controversy”; (2) the French court order presented a “real and immediate” threat to Yahoo, Inc.’s First Amendment rights; (3) the Court would not abstain from deciding declaratory judgment action; (4) the French order would not be recognized; and (5) the French parties were not entitled to a continuance for further discovery.26 The district court reasoned that the content and viewpoint-based regulation of the web pages and auction site on yahoo.com clearly would be inconsistent with the First Amendment if mandated by a court in the United States.27 Judge Fogel recognized that “the Internet in effect allows one to speak in more than one place at the same time.”28 He reasoned that a U.S. court “may not enforce a foreign order that violates the protections of the United States Constitution by chilling protected speech that occurs simultaneously within [U.S. and French] borders.”29 The Court posed a hypothetical involving a party physically present in France engaging in expression that was illegal in France but legal in the United States.30 Judge Fogel found it “unlikely that a U.S. court would or could question the applicability of French law to that party’s conduct.” However, if the French court ordered the party not to engage in the same expression in the United States on the basis that French citizens (along with anyone else in the world with the Internet) later could read, hear or see it, a U.S. court would not enforce such an order.31 Judge Fogel reasoned that although the advent of the Internet had effectively “removed the physical and temporal                                                                                                                 24 Id. 25 Id. 26 Id. 27 Id. 28 Id. 29 Id. (citing Matusevitch v. Telnikoff, 877 F. Supp. 1, 4 (D.D.C. 1995) (declining to enforce British libel judgment because British libel standards “deprive the plaintiff of his constitutional rights”). 30 Id. 31 Id.
  • 8.   8   elements” of the hypothetical, the legal analysis remained the same.32 The district court granted Yahoo, Inc.’s motion for summary judgment and LICRA and UEJF appealed.33 B. Chapter Three: U.S. Court of Appeals for the Ninth Circuit The final chapter of LICRA took place in 2006. LICRA and UEJF appealed the N.D. decision to the 9th Circuit, which dismissed the suit for lack of ripeness due to the French Court’s finding of substantial compliance. However—and significant for future cases34 —the Ninth Circuit indicated in dicta, that the order would have been found to be unenforceable under the principle of legal comity, since U.S. courts typically do not enforce the monetary judgments of foreign courts. The Ninth Circuit framed the issue as: “whether a United States Internet service provider, whose published content has been restricted by a foreign court injunction, may look to the United States federal courts to determine the enforceability of those restrictions under the United States Constitution’s First Amendment.”35 But before the substantive question could be considered, the Court engaged in a lengthy jurisdictional analysis, ultimately finding that the district court had properly exercised personal jurisdiction over the foreign defendants.36 A majority of the court narrowly found a proper exercise of jurisdiction on the basis of the “effects test,” Calder v. Jones, 465 U.S. 783 (1984), which is normally employed in purposeful direction cases. The Ninth Circuit construed Calder to impose three requirements: “the defendant allegedly [must] have (1) committed an intentional act, (2) expressly aimed at the forum state, (3) causing harm that the defendant knows is likely to be suffered in the forum                                                                                                                 32 Yahoo!, Inc. v. La Ligue Contre Le Racisme et L'Antisemitisme, 169 F. Supp. 2d 1181, 1193-94 (N.D. Cal. 2001) rev'd, 379 F.3d 1120 (9th Cir. 2004) on reh'g en banc, 433 F.3d 1199 (9th Cir. 2006) and rev'd and remanded, 433 F.3d 1199 (9th Cir. 2006) 33 Id. 34 This fact is significant because it means that a foreign court order limiting the First Amendment is not likely to be enforced by a court in the United States. Both the N.D. and the Ninth Circuit would have held the order unenforceable for differing reasons. Being aware of this fact, foreign regulatory agencies (such the various Data Protection Agencies of Europe) will be forced to either find a novel argument for enforcement of free speech restrictions in the U.S., or—more likely—target the local subsidiaries of major tech organizations in their home countries. 35 Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1233-34 (9th Cir. 2006)(Fisher J., concurring in part and dissenting in part). 36 Id. at 1211.
  • 9.   9   state.”37 Under this analysis, the Court concluded that “the first two factors, taken by themselves, d[id] not provide a sufficient basis for jurisdiction.”38 However, the third prong—read in conjunction with the first two—narrowly provided the basis for personal jurisdiction.39 Although both LICRA and UEJF had affirmatively represented that they did not intend to pursue the monetary fines authorized under the French court orders, the possibility of doing so, coupled with using U.S. Marshalls to serve process on Yahoo, Inc. in California, gave the Court jurisdiction.40 The Court reasoned “considering the direct relationship between LICRA and UEJF’s contacts with the forum and the substance of the suit brought by Yahoo, Inc., as well as the impact and potential impact of the French court’s orders on Yahoo, Inc.” there was a sufficient basis for personal jurisdiction.41 After resolving the jurisdictional question, the Court considered whether the suit was ripe for adjudication, given that neither LICRA nor UEJF had attempted to enforce the monetary fines on Yahoo, Inc. Ultimately, a plurality of the panel concluded that the case “[wa]s not ripe [for adjudication] under the criteria of Abbott Laboratories v. Gardner, 387 U.S. 136, 149 (1967).”42 Because the imposition of fines was highly speculative, the Court found that more factual development were needed to decide the question at issue. Although the Court found the suit unripe, it went on to address in part the First Amendment arguments briefed by Yahoo, Inc. and found persuasive by the district court below. Yahoo, Inc. framed the legal issue as “whether France ha[d] the right to regulate websites located in and targeting the U.S. because it disagree[d] with the way the Constitution and Congress protect the speech interests at stake.”43 Yahoo, Inc. argued in its appellate brief that enforcing the French court order would mean that “the free speech rights of all American Internet service providers–indeed, of all Americans using the Internet–[would be] subject to censorship by foreign governments, who will be able to order Americans to conform their speech to comply with the restrictive speech laws of                                                                                                                 37 Id. at 1206 (internal citation omitted). 38 Id. at 1208. 39 Id. 40 See generally, Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1211 (9th Cir. 2006). 41 Id. 42 Id. at 1201. 43 Yahoo! Inc. v. Le Ligue Contre Le Racisme, Appelllee Answer Brief, 2 n. 1, 2002 WL 32302222
  • 10.   10   their nations.” Another important theme that ran throughout Yahoo, Inc.’s submissions was the so-called “slippery slope” argument. Yahoo, Inc. argued that one small erosion of free speech could result in a greater erosion of the right over time. Counsel for Yahoo, Inc. reasoned that “it is tempting to forget this when the regulated speech is repugnant, but the principle would be no different if China ordered Yahoo to insure that its citizens who access Yahoo’s U.S. site are not exposed to American political ideas, or if Cuba ordered U.S. ISPs to bar access to anti-Castro teachings.”44 Where the Ninth Circuit differed substantially from the district court was on the issue of whether the orders, by their explicit terms, required Yahoo, Inc. to restrict access by Internet users located only in France or also access by U.S. users.45 The Court concluded that the French orders applied by their express terms only to access by users in France.46 This left Yahoo, Inc.’s First Amendment argument unresolved, since the Ninth Circuit found no immediate threat to Yahoo, Inc.’s free speech rights. However, had the Court reached the merits of enforcing the French order in the U.S., the order would have been held unenforceable for the reasons of comity mentioned above.47 Comity holds that no legal judgment has any effect, of its own force, beyond the limits of the sovereignty from which its authority is derived.48 The extent to which the U.S., or any state, honors the judicial decrees of foreign nations is a matter of choice, governed by “the comity of nations.”49 Comity “is neither a matter of absolute obligation, on the one hand, nor of mere courtesy and good will, upon the other.”50 Courts in the United States will generally                                                                                                                 44 YAHOO! INC., a Delaware corporation, Plaintiff-Appellee, v. La LIGUE Contre le Racisme et L’antisemitisme, a French Association; L’union des Etudiants Juifs De France, a French association, Defendants-Appellants., 2002 WL 32302222 (C.A.9), 1-2. 45 See Yahoo! Inc. v. La Ligue Contre Le Racisme Et L'Antisemitisme, 433 F.3d 1199, 1221 (9th Cir. 2006). 46 Id. (“We emphasize that the French court's interim orders do not by their terms require Yahoo! to restrict access by Internet users in the United States. They only require it to restrict access by users located in France.”) 47 Id. at 1211 (“Enforcement is unlikely not because of the First Amendment, but rather because of the general principle of comity under which American courts do not enforce monetary fines or penalties awarded by foreign courts.) 48 28 U.S.C. § 1738. 49 Hilton v. Guyot, 159 U.S. 113, 163 (1895). 50 Id. at 163-64.
  • 11.   11   recognize foreign judgments and decrees unless enforcement would be prejudicial or contrary to the country’s interests.51 The Court found speculative Yahoo, Inc.’s argument that restricting access by French Internet users in a manner sufficient to satisfy the French court would “in some unspecified fashion [have] require[d] Yahoo [to] simultaneously [] restrict access by Internet users in the United States.”52 The Court reasoned that this argument was almost “certainly not true” if Yahoo, Inc. was complying “in large measure” with the French court’s orders, and that further compliance was likely not required.53 IV. CONCLUSION The LICRA case presented novel and complex jurisdictional and conflict of law questions at the beginning of the digital age that remain relevant today. Although the Ninth Circuit dismissed the substantive issues in this case for lack of ripeness, Yahoo, Inc.’s counsel extensively briefed the Court on the constitutional questions raised. Of particular interest in LICRA was the fact that Yahoo, Inc. argued that it was impossible to achieve 100% compliance with the French court orders (e.g., no Nazi website would be accessible from French territory through either fr.yahoo.com or yahoo.com) without restricting access for U.S. citizens also, since there was no technical way to identify 100% of users accessing the U.S. domain from France. Yahoo argued that the only way to be 100% sure that no Nazi material would be accessible from France would be to make it inaccessible on the U.S. domain—that is the one targeting U.S. consumers and governed by the First Amendment, e.g. yahoo.com. The Ninth Circuit did not favor this argument, since the technical reasons for it remained unclear to the Court and the French High Court had already agreed that Yahoo France was in substantial compliance with the letter and spirit of the order.                                                                                                                 51 Somportex Ltd. v. Philadelphia Chewing Gum Corp., 453 F.2d 435, 440 (3d Cir.1971) cert. denied, 405 U.S. 1017 (1972); Laker Airways v. Sabena Belgian World Airlines, 731 F.2d 909, 931 (D.C. Cir. 1984) (“[T]he court is not required to give effect to foreign judicial proceedings grounded on policies which do violence to its own fundamental interests.”); Tahan v. Hodgson, 662 F.2d 862, 864 (D.C. Cir. 1981)(“[R]equirements for enforcement of a foreign judgment expressed in Hilton are that . . . the original claim not violate American public policy . . . that it not be repugnant to fundamental notions of what is decent and just in the State where enforcement is sought.”) 52 Yahoo! v. La Ligue Contre Le Racisme 433 F.3d 1199, 1216 (9th Cir. 2006) 53 Id.
  • 12.   12   In LICRA it was technically feasible to restrict access to Nazi content within France (at least to the point of substantial compliance as determined by the French High Court), however, one can imagine other similar situations where the only solution would be censorship across a U.S. domain. In such an instance, the same issues Yahoo, Inc. complained of in the LICRA case would arise again. For example, in May 2014, the European Court of Justice (“ECJ”) issued a ruling articulating a so-called “right to be forgotten” (the “RTBF”). As of the time of writing, the RTBF has only been applied to country specific domains in the European Union. However, in June 2015, the Commission Nationale de l'Informatique et des Libertés (“CNIL”)—the French data protection authority—petitioned European Courts to require Google to apply search de- listings across its U.S. domain as well (e.g., google.com). If the CNIL were to be successful, the result would potentially be global delisting of search results that fit certain criteria specified by the ECJ (“appear to be inadequate, irrelevant or no longer relevant or excessive in the light of the time that had elapsed”)54 on google.com, a website that uses U.S. data servers, run by a U.S. corporation, with its primary place of business in California. If a European court were to hold that the RTBF applied to all domains including .com, and subsequently served process on Google Inc. in California, the very same questions presented in the LICRA case would appear. While the RTBF may be appealing in Europe where the rule of law is generally strong, imagine the implications of such power in countries where the rule of law may not be as strong as in Europe. For example, since the ECJ’s decision articulating the RTBF, the governments of Mexico and Hong Kong have expressed interest in creating such a right in their countries. Their judicial systems may be considered somewhere between the rule of law in Europe and that in truly repressive regimes. However, take this notion a step further and imagine countries like Saudi Arabia, Iran, and North Korea asking for similar treatment. Their interpretations of what information should be blocked or delisted on the Internet would most likely not comport with American free speech norms. Moreover, in order to ban web access to illegal ideas in their countries, those ideas would have to be censored on U.S. domains. As Internet penetration reaches an all time high, the governments of the world are once again attempting to control what information will                                                                                                                 54 Case C‑131/12 (Costeja v. Goolge), Court of Justice of the European Union at ¶ 93.
  • 13.   13   be available and accessible online worldwide. Whether they will be permitted to do so is a question that remains open to debate.